HomeMy WebLinkAbout23894AGREEMENT INFORMATION
AGREEMENT NUMBER
23894
NAME/TYPE OF AGREEMENT
8TH STREET PROPERTIES, LLC
DESCRIPTION
MIAMI FOREVER BOND LOAN AGREEMET/ESSENCE
MIAMI/NEW CONSTRUCTION OF RESIDENTIAL APARTMENT
UNITS/#41
EFFECTIVE DATE
ATTESTED BY
TODD B. HANNON
ATTESTED DATE
4/27/2022
DATE RECEIVED FROM ISSUING
DEPT.
5/6/2022
NOTE
2 38gy
MIAMI FOREVER BOND LOAN AGREEMENT
FOR 8TH STREET PROPERTIES, LLC
This Miami Forever Bond Loan Agreement (this "Loan Agreement" or "Agreement") for
Essence Miami is dated as of this day of , 2022, by and between the
CITY OF MIAMI, a municipal corporation of the State of Florida (hereinafter the "City" or
"Lender") 8TH STREET PROPERTIES, LLC, a Florida limited liability company (hereinafter
the "Project Sponsor" or "Borrower").
FUNDING SOURCE: MIAMI FOREVER BOND FUNDS
AMOUNT: Five Million and 00/100 Dollars ($5,000,000.00)
RESOLUTION: Housing and Commercial Loan Committee ("HCLC")
approval of July 30, 2021
PROJECT NAME: Essence Miami
PROJECT TYPE: New Construction
TERM: See Section 1.17
AFFORDABILITY PERIOD: Thirty (30) years commencing on the Closeout of the
Project
ASSISTED UNITS: Eighty-eight (88) Project Units
IDIS NUMBER:
ORACLE NUMBER:
PROPERTY ADDRESS: 829-845-847 Southwest 8 Street Miami, FL 33130
EXHIBITS ATTACHED HERETO AND INCORPORATED HEREIN:
Exhibit A Legal Description
Exhibit B Scope of Work/Project Schedule
Exhibit C Budget
Exhibit D Form of Disbursement Agreement
Exhibit E Affirmative Marketing Procedures and Responsibilities
Exhibit F Form of Mortgage and Security Agreement
Exhibit G Form of Declaration of Restrictive Covenants
Exhibit H Form of Rent Regulatory Agreement
Exhibit I Signage Requirements
Exhibit J Construction Insurance Requirements
Exhibit K No Finder's Fee Affidavit
Schedule A Schedule of Permitted Financing
Page 1 of 39
RECITALS
WHEREAS, the Project Sponsor is the owner of the real property ("Property") described
in Exhibit "A." The Project Sponsor is constructing a new 8-story mixed -use commercial and
residential project, which will include an affordable housing project to be known as "Essence
Miami" (the "Building"), which Project will increase the supply of rental housing units for Low
Income Households to Moderate Income Households (ranging from 60% to 100% of AMI), by
providing additional affordable rental units.
WHEREAS, on June 10, 2021, and July 30, 2021, the City Commission and the City's
HCLC respectively approved an allocation of Miami Forever Bond ("Bond") funds in the amount
not to exceed $5,000,000.00 for the construction of the affordable rental housing Project; and
WHEREAS, the City and the Project Sponsor intend and agree that the Bond Funds be
subject to the terms and conditions of this Agreement.
NOW THEREFORE, in consideration of the mutual covenants and obligations herein
contained, and subject to the terms and conditions hereinafter stated, the parties hereto understand
and agree as follows:
ARTICLE I
DEFINITIONS
The City and the Project Sponsor hereby agree that the capitalized terms used herein shall
have the meanings set forth below unless the context requires otherwise:
1.1 Affordability Period:
1.2 Affordable:
The period of time that the Assisted Units must remain
affordable, in accordance with the terms of the Loan
Documents, for Low and Moderate Income individuals. The
Affordability Period of this Project will be thirty (30) years
commencing on Close -Out of the Project.
A project or unit that satisfies the requirements set forth in
the Covenant and Rent Regulatory Agreement, and set forth
in the City's Request for Proposals through which Borrower
applied.
1.3 Assisted Unit(s) or Bond
Assisted Unit(s) or City
Assisted Units or Units: All eighty-eight (88) Project units are set aside for
occupancy by Low and Moderate Income Households
pursuant to the Bond Requirements throughout the
Affordability Period. They are restricted for households with
incomes at or below sixty percent (60%), and one -hundred
percent (100%) of the median income for the area, as
determined by Florida Housing Finance Corporation
Page 2 of 39
1.4 Bond Documents or -
Loan Documents:
("FHFC"), with adjustments and certain exceptions as
provided by FHFC. Eighteen (18) of the total eighty-eight
(88) Project units shall be occupied for households with
incomes at or below sixty percent -(60%) of the median
income for the area, as determined by FHFC, with
adjustments and certain exceptions as provided FHFC.
Seventy (70) of the total eighty eight (88) Project units shall
be occupied by households with incomes at or below one
hundred percent (100%) of the median income for the area,
as determined by FHFC, with adjustments and certain
exceptions as provided FHFC. Income Restrictions apply to
these units as provided in this Agreement, the Covenant, the
other Bond Documents and the Legal Requirements.
This Agreement and all other documents that may now or
hereafter evidence or secure the Bond Funds, together with
other documents executed in connection therewith or
presented by the Project Sponsor to the City in connection
therewith or herewith, and all amendments, extensions and
renewals to any of the foregoing.
1.5 Bond Funds, or, the Loan: The loan in the amount of $5,000,000.00 from the City to the
Project Sponsor for Project construction.
1.6 Bond Program:
1.7 Bond Requirements:
1.8 Code:
The program guidelines passed and adopted on March 14,
2019 by the City of Miami Commission in Resolution R-19-
0111, and any amendments thereto, and the program
guidelines passed and adopted on July 25, 2019 by the City
of Miami Commission in Resolution R-19-0325, and any
amendments thereto.
The requirements contained in (i) City of Miami Resolution
R-19-0111 adopted by the City of Miami Commission on
March 14, 2019, and any and all exhibits and amendments
thereto, (ii) City of Miami Resolution R-19-0062 adopted by
the City of Miami Commission on February 14, 2019, and
any and all exhibits and amendments thereto, and (iii) the
Miami Forever Bond Validation Final Judgment that was
recorded on December 27, 2019 in Official Records Book
31743 at Page 4365 of the Public Records of Miami -Dade
County, Florida.
The Internal Revenue Code of 1986, as amended, and any
successor statute, as it applies to low income housing credit
dollar amounts, together with all applicable final, temporary
Page 3 of 39
1.9 Close -Out of the Project
or Project Completion:
1.10 Contract Records:
proposed U.S. Treasury Regulations and Revenue Rulings
thereunder.
The date on which the Project has obtained all of the required
final Certificate(s) of Occupancy and all Assisted Units have
been leased to eligible tenants.
Any and all books, records, documents, information, data,
papers, letters, materials, electronic storage data and media,
whether written, printed, computerized, electronic or
electrical, however collected or preserved which are or were
produced, developed, maintained, completed, received or
compiled by or at the direction of the Project Sponsor or any
Project contractor or subcontractor in carrying out the duties
and obligations required by the terms of this Agreement,
including, but not limited to, financial books and records,
ledgers, drawings, maps, pamphlets, designs, electronic
tapes, computer drives and diskettes or surveys.
'1.11 Effective Date: The date on which the City Clerk's attestation is affixed to
this Agreement. _
1.12 HUD: The U.S. Department of Housing and Urban Development.
1.13 Legal Requirements:
1.14 Mortgage:
1.15 Payment Date:
The. Bond Requirements, the Miami Forever Bond
Validation Final Judgment that was recorded on December
27, 2019 in Official Records Book 31743 at Page 4365 of
the Public Records of Miami -Dade County, Florida, the
Rules of the FHFC, and any requirements imposed by the
. City and all local, state and federal requirements relating
thereto and/or pertaining' to the development, construction
and/or operation of the Project under the Bond Program..
The Mortgage and Security Agreement collateralizing the
Loan, executed by the Project Sponsor a copy of which is
attached hereto and incorporated herein as Exhibit "F."
Absent an event of default, the payment of the principal and
any accrued interest on the loan will be deferred to the end
of the Affordability Period, at which time the principal and
accrued interest are due and payable (if not due sooner by
reason of acceleration).
1.16 Project: New Construction of residential apartment units at 829-845-
8.47 Southwest 8 Street Miami, FL 33130. The project will
Page 4 of 39
1.17 Property:
1.18 Term:
1.19 The Covenant:
1.20 Low Income
Household:
1.21 The Note:
1.22 OMITTED
1.23 Permitted Senior
Financing:
1.24 OMITTED
consist of a total of eighty eight (88) units, comprised of
fifty-seven (57) one-bedroom/one-bathroom units; and
thirty-one (31) two-bedroom/one-bathroom units. The City
Assisted Units shall be comprised as follows: twelve (12)
one-bedroom/one-bathroom units to 'be occupied by Low
Income Households; six (6) two-bedroom/one-bathroom
units to be occupied by Low Income Households; fifty-seven
(57) one-bedroom/one-bathroom units to be occupied by
Moderate Income Households; and twenty-five (25) two-
bedroom/one-bathroom units to be occupied by Moderate
Income Households. All eighty-eight (88) Project units shall
be City -assisted units and shall be subject to the Bond
Requirements and the Loan Documents throughout the
Affordability Period.
The real property located at 829-845-847 Southwest 8
Street Miami, FL 33130, as legally described in Exhibit
"A" attached hereto and incorporated herein.
The period commencing on the Effective Date hereof and
ending at the expiration of the Affordability Period, unless
this Agreement is terminated sooner as provided for herein.
A Declaration of Restrictive Covenants executed by the
Borrower and to be recorded in the Public Records of
Miami -Dade County, Florida to ensure that all of the
Assisted Units will qualify and remain Affordable, in the
amount and the percentages identified herein, during the
Affordability Period.
• A person or household whose annual income does not
exceed sixty percent (60%) of the median income for the
. area, as determined by FHFC with adjustments for: smaller
and larger families and with certain exceptions as provided
by FHFC.
The Promissory Note of even date herewith evidencing the
Loan, executed by the Project Sponsor in favor of the City.
The loan(s) specified to be senior to the Loan as seen in
Schedule A, attached hereto and incorporated herein.
Page 5 of 39
1.25 Moderate Income
Household:
A person or households with income at or below one
hundred percent (100%) of the median income for Miami -
Dade County, FL as determined by FHFC, with adjustments
and certain exceptions as provided by FHFC.
ARTICLE II
BOND FUNDS
Upon satisfaction of all conditions set forth herein, the City shall disburse the Bond Funds
to the Project Sponsor for the purposes herein set forth.
2.1 USE OF FUNDS. The Essence Miami Project consisting of eighty eight (88) rental units,
which are all for Low Income Households to Moderate Income Households. Eighty-eight (88)
Project units shall be set aside for Low Income Households and Moderate Income Households as
Bond Assisted Units.
The Bond funds shall be used for capital construction costs in accordance with the Scope
of Work attached hereto as Exhibit "B" and the Budget attached hereto as Exhibit "C". No portion
of the Bond funds shall be used for operating expenses of the Project.
2.2 COSTS INCURRED BY THE CITY. Notwithstanding any other provision of this
Agreement, the Project Sponsor understands and agrees that $10,000.00 of the Bond Funds
awarded to the Project shall be withheld from the first disbursement and used by the City to cover
costs incurred by the City in administering this Agreement and the Bond Program. Such costs may
include, but are not limited to, environmental advertising costs, signage and recording fees. The
$10,000.00 will be charged to the Project; any unused portion of such amount shall be
automatically de -obligated and retained by the City.
2.3. COMMITMENT FEE. Project Sponsor agrees to pay the City a $5,000.00 commitment
fee prior to the disbursement of any Bond Funds
2.4. RETAINAGE. Five percent (5%) of each draw request will be retained until the City has
received, at the Borrower's sole cost, a Final Cost Certification prepared by an independent certified
public accountant, both in form and substance acceptable to the City.
2.5 DISBURSEMENT. The Bond Funds shall be disbursed in accordance with the Budget
attached hereto and incorporated herein as Exhibit "C" and in the manner set forth in that certain
Disbursement Agreement of even date herewith, a copy of which is attached hereto and
incorporated herein as Exhibit "D" (the "Disbursement Agreement"). Bond Funds shall not be
disbursed until the City receives evidence that the Project Sponsor has acquired the approved
permits for the entire Project.
Notwithstanding any provision herein or in any of the Loan Documents to the contrary, the
Bond Funds shall not be available for disbursement hereunder until an environmental clearance
report, in a form satisfactory to the City ("Environmental Clearance Report"), is received by the
Page 6 of 39
City or confirmation of exempt status has been obtained for the Project. This Agreement and the
City's obligations hereunder and under any and all of the Loan Documents, including, but not
limited to, the City's obligation to disburse Bond Funds hereunder, shall automatically terminate
in the event that within six (6) months of the Effective Date hereof such Environmental Clearance
Report or confirmation of exempt status has not been obtained for the Project.
2.6 REPAYMENT OF BOND FUNDS. Absent an Event of Default, payment of principal, and
interest set forth in the Loan Documents shall not be required throughout the Affordability Period,
however, commencing upon Close -Out of the Project, and continuing until the expiration of the
Affordability Period, interest on the Bond Funds outstanding shall accrue at the rate of three
percent (3%) per annum, as further provided in the Note. Absent an Event of Default, the principal
and any accrued interest will be deferred to the end of the thirty (30)-year Affordability Period, at
which time the principal and accrued interest are due and payable, unless payable sooner upon
acceleration as provided herein. Payment or reimbursement of the City's expenses as provided in
Section 7.1 hereof shall not be deferred.
2.7 REIMBURSEMENT OF BOND FUNDS: The City shall reimburse Bond Funds upon the
following: Eligible Project costs will be reimbursed with the submission of the appropriate request
for payment form and all relevant partial releases of lien for the previous draw down. The final
reimbursement request must include the final release of liens and also a certification by the general
contractor and each subcontractor that there has been no kick -back according to the form that will
be provided by the City.
ARTICLE III
DISBURSEMENT REQUIREMENTS
3.1 CONDITIONS OF DISBURSEMENT OF BOND FUNDS. The City shall not be obligated
to disburse the. Bond Funds, in accordance with Exhibit "D," unless and until the City has received
the following:
3.1.1 Title Insurance. A title insurance commitment issued by a title insurance company
acceptable to the City identifying the City's insurable interest in the Property,
together with copies of all instruments which appear as exceptions therein. The title
commitment and policy shall be issued without exceptions, except for those
exceptions permitted by the City, and shall include such affirmative coverage as the
City shall require.
3.1.2 Survey. An. original current survey of the Property made by a registered surveyor
satisfactory to the City and the title company and containing such certifications as
the City and the title company may require.
3.1.3 Zoning. Evidence that the Property and the proposed improvements comply with
all applicable zoning ordinances.
Page 7 of 39
3.1.4 Corporate Documents.
(a) The operating agreement, or its equivalent, as .appropriate, and a good
standing certificate for the Project Sponsor certified by the appropriate
governmental authority.
(b) Resolutions, and incumbency certificates, .or, in. the .case of a limited
liability company, their equivalent, if applicable, certified by the manager
or other authorized -signer, authorizing the consummation of the transactions
contemplated hereby, all satisfactory to the City.
(c) Evidence satisfactory to the City that• the Project Sponsor is qualified to
receive funds under the Bond Program in accordance with the Bond
Requirements.
3.1.5 Insurance Policies. The Project Sponsor shall obtain and furnish evidence of
insurance coverage as the City may require in connection with the Project, which
may include, but is not limited to, the following:
(a) Commercial General Liability with limits of not less than $1,000,000.00 per
occurrence and $2,000,000.00 aggregate, protecting against property
damage, advertising injury claims, personal injury and bodily injury,
including death. The insurance policy shall be written on a primary and non-
contributory basis and shall further list the City as an additional insured.
(b) Business Auto Liability affordingcoverage on all owned autos, including
hired and non -owned auto exposures with limits of $1,000,000 per accident.
The City shall be listed as an additional insured.
(c)
Workers' Compensation and Employer's liability coverage subject to the
statutory limits as required by the laws of the State of Florida.
The Project Sponsor shall be required to obtain and maintain at all times the
insurance coverage outlined under this Section, and shall further furnish evidence
to. the City of such. In addition, the Project Sponsor shall .require its contractors to
furnish certificates of insurance in accordance to Exhibit "J." All such policies shall
provide the City with a written notice of cancellation or material change from the
insurer not less than thirty (30) days prior to any such cancellation .or material
change, and all such policies shall be written by insurance companies satisfactory
to the City.
Failure of the Project Sponsor to submit all required evidence of the specified
insurance coverage. fourteen (14) calendar days prior to the start of Project shall
delay the disbursement of the Bond Funds.
Page 8 of 39
3.1.6 Operative Documents. This Agreement, the Note, the Mortgage, the Covenant, the
Rent Regulatory Agreement, as defined hereunder, the Disbursement Agreement,
and any and all other Loan Documents shall be duly and lawfully executed by the
Project Sponsor, as applicable, and in recordable form, where appropriate.
3.1.7 Appraisal. A current appraisal of the Property made by a member of the American
Institute of Real Estate Appraisers.
3.1.8 List of Contractors and Subcontractors. A list of all of the Project contractors and
subcontractors as of the date of execution of this Agreement, and copies of all
contracts in excess of $10,000 for the performance of services or the supply of
materials in connection with the Project to be funded pursuant to this Agreement.
3.1.9 Compliance with Bond Requirements. All other documents required by the Bond
Program evidencing compliance with Bond Requirements.
3.1.10 Historic Preservation Review. All applicable requirements of the State of Florida
Historic Preservation Department shall have been met prior to the disbursement of
any funds hereunder..
3.1.11 Environmental Report. The Project Sponsor shall submit all information requested
by the City with respect to the Project including, but not limited to, Phase I and
Phase II Environmental Assessment Reports, as applicable.
3.1.12 Audit Report. The Project Sponsor shall submit to the City audit reports as are
required herein.
3.1.13 Personnel Policies and Administrative Procedure Manuals. The Project Sponsor
shall submit detailed documents describing the Project Sponsor's internal corporate
organizational structure, property management and procurement policies and
procedures, personnel management, accounting policies and procedures, etc. Such
information shall be submitted to the City within thirty (30) days of the execution
of this Agreement and prior to the disbursement of any funds hereunder. •
3.1.14 Certificate Regarding Lobbying. Such Certificate Regarding Lobbying as may be
requested by the City.
3.1.15 Certificate Regarding Debarment, Suspension, and Other Responsibility Matters.
Such Certificate . Regarding Debarment, Suspension and Other Responsibility
Matters as may be requested by the City.
3.1.16 Public Entity Crime Affidavit. Such Public Entity Crime Affidavit as may be
required by the City.
3.1.17 Environmental Clearance. Project construction must not commence, or if
construction had commenced at the time of application for Bond funds,
Page 9 of 39
construction must cease immediately, until City has conducted an environmental
review and has issued a certification, or its functional equivalent, in writing, to
Project Sponsor.
3.1.18 Project Sponsor Compliance. The Project Sponsor (or any related entity) shall be
in full compliance with the requirements of other funded City projects that are either
under construction or in their affordability periods, including, but not limited to,
the requirements of OMB Circular No. A-133 and any other reporting and insurance
requirements imposed by the City for those projects.
3.1.19 Affidavit. No Finder's Fee Affidavit, attached hereto and incorporated herein as
Exhibit K.
3.1.20 Delivery of Other Documents. All other documents reasonably required by the City.
3.2. This Agreement shall be governed by the insurance requirements set forth in Exhibit "J,"
attached hereto and incorporated herein, and any applicable provisions set forth in Article III.
ARTICLE IV
BOND REQUIREMENTS
The Project Sponsor shall comply with the following Bond Requirements:
4.1 GENERAL.
4.1.1 The Project Sponsor shall maintain current documentation that its activities qualify
under the Bond Requirements and the Bond Program.
4.1.2 The Project Sponsor shall ensure and maintain documentation that conclusively
demonstrates that each activity assisted in whole or in part with Bond Funds is an
activity which benefits Low and Moderate -Income Households/persons.
4.1.3 INTENTIONALLY OMITTED
4.1.4 The Project Sponsor shall agree in writing to comply with any and all requirements
as may be set forth in the Site Environmental Clearance Statement executed in
connection herewith.
4.1.5 The Project Sponsor shall cooperate with the City in informing the appropriate
citizen participation structures, including the appropriate area committees, of the
activities of the Project Sponsor in adhering to the provisions of this Agreement.
Representatives of the Project Sponsor shall attend meetings of the appropriate
citizen participation committees/strictures upon the request of citizen participation
officers or the City.
Page 10 of 39
4.1.6 The Project Sponsor shall, to the greatest extent possible, give low and moderate
income residents of the service community opportunities for training and
employment.
4.1.7 The Project Sponsor shall comply with all applicable displacement and relocation
requirements.
4.2 REAL PROPERTY.
4.2.1 The following restrictions shall apply to all real property acquired or improved in
whole or in part with Bond Funds. The property must either be:
(a) Used in compliance with at least one of the Bond Programs, used in
compliance with the Covenant, and used in compliance with the Bond
Requirements, or
(b) - If not used in. accordance with paragraph (a) above, then that shall constitute
an event of default and Project Sponsor shall pay to the City an amount
equal to the amount of Bond Funds disbursed at the time of default plus
accrued interest.
4.2.2 The following shall be a condition precedent to the execution and delivery of this
Agreement and the other Bond Documents: All real property purchased in whole
or in part with funds for this and previous Agreements with the City, or transferred
to the Project Sponsor after being purchased in whole or in part with funds from
the City, shall be listed: in the property records of the Project Sponsor and shall
include: a legal description; size; address and location; owner's name if different
from the Project Sponsor; information on the transfer or disposition of the property;
and a map indicating whether property is in parcels, lots, or blocks and showing
adjacent streets and roads. The property records shall describe the programmatic
purpose for which the; property was acquired and identify the Bond Program
activity that will be completed. If the property was improved, the records shall
describe the programmatic. purpose for which the improvements were made and
identify the Bond Program activity that will be completed.
4.3 PERSONAL PROPERTY. Ownership of all non -expendable personal property purchased
in whole or in part with Bond Funds given to the Project Sponsor pursuant to the terms of this
Agreement shall vest in the City.
4.3.1 Definitions.
(a) Personal Property. Personal Property of any kind except real property:
1) Tangible. All personal property having physical existence.
Page 11 of 39
2) Intangible. All personal property having no physical existence -such
as patents, inventions and copyrights.
(b) Non -expendable Personal Property. Tangible personal property of a non-
consumable nature, with a value of $500 or more per item, with a normal
expected life of one or more years, not fixed in place, and not an integral
part of a structure, facility, or another piece of equipment.
(c) Expendable Personal Property. All tangible personal property other than
non -expendable property.
4.3.2 Requirements. The Project Sponsor shall comply with the non -expendable personal
property requirements stated below:
(a) All non -expendable personal property purchased in whole or in part with
funds from this and previous contracts with the City shall be listed in the
property records of the Project Sponsor and shall include: a description of
the property; location; model number; manufacturer's serial number; date of
acquisition; funding source; unit cost; property inventory number;
information on its condition; and information on the transfer, replacement,
or disposition of the property.
(b) All non -expendable personal property purchased in whole or in part with
funds from this and previous contracts with the City shall be inventoried
annually by the Project Sponsor in an inventory report submitted to the City
when and as requested by the City. The inventory report shall include the
elements listed in Paragraph 4.3.2(a), above.
4.4 DISPOSITION. The Project Sponsor shall obtain the prior written approval of the City for
the disposition of real or personal property purchased in whole or in part with Bond Funds with
approval shall not be unreasonably withheld, and shall dispose of all such property in accordance
with instructions from the City. Those instructions may require the return of all such property to
the City.
4.5 GENERAL CONTRACTORS, SUBCONTRACTS AND ASSIGNMENTS.
4.5.1 The Project Sponsor shall ensure that all contracts with contractors, subcontractors
and assignments funded with the Bond Funds:
(a) Identify the full, correct, and legal name of all parties;
(b) Describe the activities to be performed;
(c) Present a complete and accurate breakdown of its price component;'
Page 12 of 39
(d) Incorporate a provision requiring compliance with all applicable regulatory
and other requirements of this Agreement, and with any other conditions
and/or approvals that the City may deem necessary. The requirements of
this paragraph apply to subcontracts and assignments in which parties are
engaged to carry out any eligible substantive programmatic service, as may
be defined by the City, set forth in this Agreement. The City shall in its sole
'and absolute discretion determine when services are eligible substantive
programmatic services and subject to the audit and record -keeping
requirements described in this Agreement; and
(e) Incorporate the language of the Certificate Regarding Lobbying executed in
connection herewith.
4.5.2 The Project Sponsor shall incorporate in all consultant and other subcontracts the
following provision:
[Project Sponsor J is not responsible for any insurance or other fringe benefits, e.g.,
social security, income tax withholding, retirement or leave benefits, for the
consultant or employees of the consultant that are normally available to direct
employees of [Project Sponsor]. The consultant assumes full responsibility for the
provision of all insurance and fringe benefits for himself/herself/itself and for
employees retained by the consultant in carrying out the Scope of Work provided
in this subcontract.
4.5.3 The Project Sponsor shall be responsible for monitoring the contractual
performance of all subcontracts.
4.5.4 The Project Sponsor shall submit to the City for its review and reasonable
confirmation any subcontract engaging any party who agrees to carry out any
substantive programmatic activities, to ensure its compliance with the requirements
of this Agreement. The City's review and confirmation shall be obtained prior to
the release of any funds for the Project Sponsor's subcontractor(s).
4.5.5 The Project Sponsor shall receive written approval from the City prior to either
assigning or transferring any obligations or responsibility set forth in this
Agreement.
4.5.6 Approval by the City of any subcontract or assignment shall not under any
circumstances be deemed to be the City's agreement to incur any obligations in
excess of the total dollar amount agreed upon in this Agreement.
4.5.7 The Project Sponsor and its subcontractors shall comply with Chapter 18/Article X
of the Code of the City of Miami, Florida, as amended ("City Code"), entitled
"Finance/Living Wage Requirements for Service Contracts and City Employees",
the Copeland Anti -Kick Back Act, the Contract Work Hours and Safety -Standards
Act, the Lead -Based Paint Poisoning Prevention Act, the Residential Lead Based
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Paint Hazard Reduction Act of 1992 (and implementing regulations at 24 C.F.R.
Part 35), and any other applicable laws, ordinances and regulations.
4.5.8 Upon request from the City, the Project Sponsor shall submit to the City all
proposed Solicitation Notices, Invitations for Bids, and Requests for Proposals.
4.6 REPORTING OBLIGATIONS. The Project Sponsor is subject to compliance reporting
requirements related to previously funded City projects which are under construction. or in
the. Affordability Period including applicable Office of Management and Budget (OMB)
Circular(s) reporting and current insurance certificates.
4.6.1 The Project Sponsor shall submit, as required by the City, the following:
4.6.1.1 Progress Reports. The Project Sponsor shall submit status reports and
projected completion dates to describe the progress made by the Project Sponsor in
achieving each of the objectives identified in Exhibit "B." The Project Sponsor shall
also submit an Earned Income Report in such form as may be required by the City.
Both the Progress Report and the Earned Income Report shall be provided to the
City on a quarterly basis until the Project Completion.
.4.6.1.2 Inventory Report. The Project Sponsor shall report all real property and
all non -expendable personal property as specified in Paragraphs 4.2 and 4.3 hereof.
Such report shall be submitted as requested by the City.
4.6.1.3 Affirmative Action Plan. The Project Sponsor shall report to the City
such information relative to the equality of employment opportunities whenever
requested by the City.
4.6.1.4 Assurance of Compliance with Section 504 of the Rehabilitation Act.
The Project Sponsor. shall report on compliance with Section 504 of the
Rehabilitation Act, whenever requested by the City.
4.6.1.5 Affirmative- Marketing_ Plan and Report. The Project Sponsor shall
report to the City annually on all actions taken to comply with the affirmative
marketing requirements provided in Exhibit E.
4.6.I:6 List of Subcontractors. The Project Sponsor shall provide a list of all
Project contractors and subcontractors, and copies of all contracts in excess of
$10,000 for the performance of services or the supply of materials in connection
with the Project.
4.6.1.7 Affordability Report. On February 1 (or on such other date that the City
shall authorize in writing) of each year during the Affordability Period, the Project
Sponsor shall provide a report describing the previous year's compliance with the
affordability requirements set forth herein. The Affordability Report shall be
accompanied by such substantiating documentation as the City shall request.
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4.6.1:8 All such other reports as may be reasonably requested by the City.
4.6.2 Federal, State and County Laws and Regulations.
4.6.2.1 The Project Sponsor shall comply with all applicable uniform
administrative requirements as described in 24 C.F.R §570.502.
4.6.2.2 The Project Sponsor shall cany out each. activity in compliance with all
Federal laws, regulations and requirements described in subpart K of 24 C.F.R. Part
570, except that the Project Sponsor does not assume: (1) the City's environmental
responsibilities described in Section 570.64 and, (2) the City's responsibility for
initiating the review process under the provisions of 24 C.F.R. Part 52.
4.6.2.3 The Project Sponsor shall comply with all applicable federal laws,
regulations and requirements including, but not limited to: 24 C.F.R. Part 570; 24
C.F.R. Part 85, Section 504 of the Rehabilitation Act of 1973, as amended, which
prohibits discrimination on the basis of handicap; Title VI of the Civil Rights Act
of 1964, as amended, which prohibits discrimination on the basis of race, color, or
national origin; the Age Discrimination Act of 1975, as amended, which prohibits
discrimination on the basis of age; Title VIII of the Civil Rights Act of 1968, as
amended, and Executive Order 11063, which prohibits discrimination in housing
on the basis of race, color, religion, sex, or national origin; Executive Order 11246,
which requires equal employment opportunity; and with the Energy Policy and
Conservation Act (Pub. L. 94-163), which requires mandatory standards and
policies relating to energy efficiency.
4.6.2.4 If the amount payable to the Project Sponsor pursuant to the terms of this
Agreement is in excess of $100,000.00, the Project Sponsor shall comply with all
applicable standards, orders, or regulations issued pursuant to the Clean Air Act of
1970 (42 U.S.C. 7401 et. seq.), as amended; the Federal Water Pollution Control
Act (33 U.S.C. 1251), as amended; Section 508 of the Clean Water Act (33 U.S.C.
1368); Environmental Protection Agency regulations (40 C.F.R. Part 15); and
Executive Order 11738..
4.6.3 Audits, Other Information and Records.
4.6.3.1 Commencing with the fiscal year ending. immediately following the
Close-out of the Project, the Project Sponsor shall submit to the City an audit
conducted by an independent certified public accountant or firm of independent
certified public accountants in accordance with generally accepted auditing
standards, including audited financial statements and a report on compliance with
laws and regulations based on the audit of financial statements. Two copies of each
such audit must be delivered to the City no later than six (6) months following the
end of each Project Sponsor fiscal year.
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Each such audited financial statement is to be for the twelve (12) months ending
December 31 and shall include:
a. Comparative Balance Sheet with prior year and current year
balances;
b. Statement of revenue and expenses;
c. Statement of changes in fund balances or equity;
d. Statement of cash flows; and
e. Notes
The financial statements shall be accompanied by a certification of the Project
Sponsor as to the accuracy of such financial statements. •
Subject to paragraph 7.1(i), a late fee of $500 will be assessed by the City for failure
to submit any of the required audited financial statements or the certification each
year as required.
Upon request, the Project Sponsor shall also furnish to the City unaudited financial
statements of the Project Sponsor certified by the Project Sponsor's principal
financial or accounting officer, covering such financial matters as the City may
request, including without limitation, monthly statements with respect to the
Project.
4.6.3.2 The Project Sponsor shall ensure that the Contract Records shall be at all
times subject to and available for full access and review, inspection or audit by the
City and federal personnel and any other personnel duly authorized by the City.
4.6.3.3 The Project Sponsor shall include in all Project subcontracts, each of the
record keeping and audit requirements detailed in this Agreement. The City shall
in its sole discretion determine when services are subject to the audit and
recordkeeping requirements described above.
4.6.3.4 The Project Sponsor shall include in all subcontracts to carry out any
eligible substantive programmatic services, as such services are described in this
Agreement and defined by the City, each of the record keeping and audit
requirements detailed in this Agreement. The City shall in its sole discretion
determine when services are eligible substantive programmatic services and subject
to the audit and recordkeeping requirements described above.
4.7 RECORDS. The Project Sponsor shall establish and maintain sufficient records to enable
the City to determine whether the Project Sponsor has met requirements of the Bond Program and
this Agreement. The Project Sponsor shall maintain all Contract Records in accordance with
generally accepted accounting principles, procedures, and practices, which records shall
sufficiently and properly reflect all revenues and expenditures of funds provided directly or
indirectly by the City pursuant to the terms of this. Agreement.
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At a minimum, the following records shall be maintained by the Project Sponsor:
4.7.1 Records providing a full description of each activity assisted- (or being assisted)
with Bond Funds, including its location (if the activity has a geographical locus),
the amount of Bond Funds budgeted, obligated and expended for the activity, and
the specific provision of the Bond Program under which the activity is eligible.
4.7.2 Records demonstrating that each activity undertaken meets at least one of the
criteria set forth in the Bond Program.
4.7.3 Records that demonstrate compliance with all applicable requirements relating to
the use of real property acquired or assisted with Bond Funds.
4.7.4 Records that demonstrate compliance with all applicable requirements relating to
acquisition, displacement, relocation and relocation housing.
4.7.5 Records containing data on the extent to which each racial and ethnic group and
single -headed households (by gender of household head) have applied for,
participated in, or benefited from, any program or activity funded in whole or in
part with Bond Funds.
4.7.6 Records containing data indicating the race and ethnicity of households (and gender
by single heads of. household) displaced as a result of Bond funded activities,
together with the address and census tract of the housing units to which each
displaced household relocated.
4.7.7 Intentionally Omitted.
4.7.8 Data indicating the racial/ethnic character of each business entity receiving a
contract or subcontract of $25,000 or more paid, or to be paid, with Bond Funds,
and such additional information as is required pursuant to 24 C.F.R §570.506(g)(6).
4.7.9 Financial records in accordance with the applicable requirements listed in 24 C.F.R.
§570.502.
4.7.10 Records required to be maintained in accordance with other applicable laws and
regulations including but not limited to those that are set forth in Subpart K of 24
C.F.R. part 570.
4.8 RETENTION AND ACCESSIBILITY OF RECORDS.
4.8.1 The City shall have the authority to review the Contract Records throughout the
Retention Period (as hereinafter defined). All books of account and supporting documentation shall
be kept by the Project Sponsor at least until the expiration of the Retention Period.
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The Project Sponsor shall maintain records sufficient to meet the requirements of 24 C.F.R.
Part 570. All records and reports required herein shall be retained and made accessible as provided
hereunder.
The Project Sponsor shall ensure that the Contract Records shall be at all times subject to
and available for full access and review, inspection and audit by the City and any other personnel
duly authorized by the City.
ARTICLE V
REPRESENTATIONS AND WARRANTIES OF THE PROJECT SPONSOR
The Project Sponsor represent and warrant to the City as follows:
5.1 ORGANIZATION AND EXISTENCE. The Project Sponsor is a Florida limited liability
company duly organized, validly existing and in good standing under the laws .of the State of
Florida, and has full power and authority to conduct its business as presently conducted, to receive
the Bond Funds and operate the Project.
The Project shall comply with all applicable Bond Requirements. The Project Sponsor has
full power and authority to perform the provisions hereof and of its agreements and undertakings
with the City and to perform the transactions contemplated hereby, and such execution and
performance have been duly authorized by all necessary corporate or other approvals and actions.
5.2 CORRECTNESS OF DOCUMENTS. The cost estimates, Budget, schedules, and all other
documents furnished to the City in accordance with the Bond Program, this Agreement, and/or the
other Bond Documents, are true and correct in all material respects and accurately set forth the
facts contained therein and neither misstate any material fact, nor, separately or in the aggregate,
fail to state any material fact necessary to make the statements made therein not misleading.
5.3 ABSENCE OF PROCEEDINGS, ACTIONS AND JUDGMENTS. There are no
conditions, circumstances, events, agreements, documents, instruments, restrictions, actions, suits
or proceedings pending or threatened against or affecting the Project Sponsor, the Project, or the
Property which could adversely affect the Project Sponsor's ability to comply with this Agreement
and/or the Bond Program, complete or operate the Project or to perform its obligations hereunder
or which would constitute an Event of Default hereunder or under the other Bond Documents
regardless of the giving of notice or the passage of time or both. There are no outstandingor unpaid
judgments or arbitration awards against the Project Sponsor.
5.4 NON -DEFAULT. The Project Sponsor is not in default or violation with respect to any
Legal Requirement, nor is it in default under or in material breach of any instrument. or agreement
to which it is a party or by which it otherwise may be bound. The execution and delivery of this
Agreement and the other Bond Documents, the consummation of the other transactions
contemplated hereby, and the development of the Project as contemplated hereby and by the other
Bond Documents: (i) do not and will not conflict with or result in violation of any Legal
Requirement or in the breach or default under any indenture, contract, agreement or other
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instrument to which the Project Sponsor is a party or by which it may be bound; and (ii) have been
duly authorized by all necessary actions and approvals, whether corporate or otherwise.
5.5 VALID OBLIGATIONS. This Agreement and all of the other Bond Documents, when
executed and delivered, shall constitute the duly authorized, legal, valid and binding obligations
of the Project Sponsor and will be enforceable in accordance with their respective terms.
5.6 MARKETABLE TITLE. The Project Sponsor has good and marketable title to the
Property, subject only to: (a) the exceptions and other matters set forth in that certain Title
Insurance Commitment (Order Number 1207846), issued by Old Republic National Title
Insurance Company, effective as of December 23, 2021, at 11:00pm, as endorsed. (collectively,
the "Title Commitment and Exceptions"); and (b) from time to time, the granting of utility and
similar easements on a non -material portion of the Property to utility and similar service providers
for the installation and maintenance of utility and similar service equipment and components.
5.7 COMPLIANCE. The completion and use of the Project in accordance with the Scope of
Work will comply fully with all Legal Requirements, and with all limitations on the use of the
Project, or any other condition, grant, easement, covenant, or restriction, whether recorded or not.
All necessary approvals, permits and licenses for the construction, operation, and use of the Project
have been unconditionally obtained and are in full force and effect, or if the present state of
construction of the Project does not allow such issuance, then such approvals, permits and licenses
will be issued when the Project is completed.
5.8 ENCROACHMENTS. When completed in accordance with the Scope of Work, the
Project will not encroach upon any building line, setback line, side yard line, or other recorded or
visible easements or other easements of which the Project Sponsor is aware which exists (or
which the Project Sponsor has reason to believe may exist) with respect to the Project, except as
may be permitted by the City in writing.
5.9 SCOPE OF WORK. The Scope of Work is complete in all respects, and contains all details
requisite for the Project which, when built and equipped in accordance therewith, shall be ready
for the intended use and occupancy thereof.
5.10 LEASES. There are no leases, tenancies, licenses or agreements for use of any part of the
Property other than as specifically disclosed to and approved in writing by the City, which, for
avoidance of doubt (and which the City hereby acknowledges and agrees), are limited to the leases
for the rental of each Bond Assisted Unit each which may be entered into from time to time.
5.11 PENDING ASSESSMENTS. The Project Sponsor has no knowledge of any pending or
proposed governmental action that would impair the operation or value of the Project or result in
a special assessment against the Project.
5.12 WASTE. The Project Sponsor shall not commit nor suffer waste nor negligence on the
Project.
Page 19 of 39
5.13 FRAUD. No fraud by the Project Sponsor has occurred in the qualification of the Project,
the Project Sponsor, the Borrower, and/or the Property under the Bond Program, the negotiation
of this Agreement and the other Bond Documents, nor in the transactions contemplated hereby.
5.14 NO CASUALTY. No part of the'Property and/or the -Project has been damaged or has been
subjected to condemnation or other proceedings, and no such proceedings have been threatened.
5.15 NO CHANGES. There have been no material adverse changes in projected costs and
expenses of or from the Project or in the occupancy of the Property or any other features of the
transactions contemplated hereby as submitted to the City.
5.16 COMPLIANCE WITH LAWS AND REGULATIONS. The Project Sponsor will comply
at all times with all Legal Requirements. The Project Sponsor will comply at all times with the
Bond Requirements affecting the ownership, use, construction, lease and operation of the Project.
5.17 OTHER PROJECT FINANCING. The Project Sponsor has not applied for nor received,
and does not otherwise have available, in connection with the Project any other financing/finding,
except for those funds, loans and/or loan commitment previously identified in writing to, and
approved by, the City as set forth in the attached Schedule A.
5.18 REAFFIRMATION. Each of the representations and warranties set forth in this Article
shall be true at all times, and the. Project. Sponsor's acceptance of each draw of the Bond Funds
hereunder shall be deemed to be a reaffirmation of each of the representations and warranties given
in this Agreement.
ARTICLE VI
PROJECT SPONSOR'S OBLIGATIONS
6.1 SCOPE OF WORK. The Project Sponsor shall perform the Scope of Work as set forth
herein and on Exhibit "B" attached. The Bond Funds shall be used exclusively for Project related
construction costs, in accordance with the budget for such costs as approved by the City.
The Project Sponsor shall: (a).commence construction within six (6) months from the
Effective Date of the Agreement; .(b) obtain all certificates of occupancy or temporary certificates
of occupancy required for the Project within eighteen (18) months from the Effective Date; (c) have
all City Assisted Units rented within twelve (12) months after the issuance of Project's certificate(s)
of occupancy, but in no event later:than thirty six (36) months from the Effective Date; and (d) have
the Project inspected by an authorized City Inspector and receive the appropriate clearance or
certification that the construction/rehabilitation work adheres to and conforms with the
applicable City, county or state requirements, including, without limitation, applicable building
code requirements.
The Project Sponsor shall: (a) meet all of its obligations hereunder and under all of the
Loan Documents executed in connection herewith, (b) rent and maintain the occupancy of all City
Assisted Units to Low and Moderate Income Households in accordance with the requirements of
this Agreement, and provide to the City a certified rent roll evidencing the same, (c) throughout
Page 20 of 39
the Affordability Period, rent all of the Assisted Units to Low and Moderate Income Households
in accordance with the requirements of this Agreement, the Rent Regulatory Agreement, which is
attached and incorporated as Exhibit "H", and the other Loan Documents; and (d) throughout the
Affordability Period, comply with all applicable Legal Requirements • and all applicable
requirements hereof and in the other Loan Documents.
The tenant's portion of rents charged for Assisted Units shall be limited as set forth in the
Rent Regulatory Agreement executed in connection herewith.
6.2 REPORTING OBLIGATIONS. The Project Sponsor shall submit to the City all reports as
described in Article 4 hereof, and all other reports that the City may reasonably require, in such
form, manner, and frequency as the City may require to monitor the progress .of the Project and
the Project Sponsor's performance : and compliance with this Agreement and • all Legal
Requirements.
6.3 RETENTION OF RECORDS. The Project Sponsor shall retain all Contract Records for
five (5) years after expiration of the Affordability Period (hereinafter referred to as "Retention
Period") subject to the limitations set forth below:
(a) If the City or the Project Sponsor has received or is given notice of any kind
indicating any threatened or pending litigation, claim or audit arising out of the
activities relating to the Project or the Scope of Work or under the terms of this
Agreement, the Retention Period shall be extended until such time as the.threatened
or pending litigation, claim or audit is, in the sole and absolute discretion of the
City, fully, completely and finally resolved.
(b) The Project Sponsor shall allow the City or any person authorized by the City full
access to and the right to examine any of the Contract Records during the Retention
Period.
(c) The Project Sponsor shall notify the City in writing, both during the pendency of
this Agreement .and after its expiration termination, as part of the final closeout
procedure, of the address where all Contract Records will be retained.
6.4 . PROVISION OF RECORDS.. All of the Contract Records are subject to the provisions of
Chapter 119, Florida Statites, commonly referred to as the'"Public Records Law." Should Project
Sponsor determine to dispute any public access provision required by Florida Statutes, then Project
Sponsor shall do so at its own expense and at no cost to the City. •
IF PROJECT SPONSOR HAS QUESTIONS REGARDING THE
APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO
PROJECT SPONSOR'S DUTY TO PROVIDE PUBLIC RECORDS
RELATING TO THIS AGREEMENT AS A PUBLIC CONTRACT,
PLEASE CONTACT . THE CITY'S CUSTODIAN .OF PUBLIC
Page 21 of 39
RECORDS AT TELEPHONE NUMBER 305-416-1800, EMAIL:
PUBLICRECORDS@MIAMIGOV.COM, AND MAILING ADDRESS:
PUBLIC RECORDS C/O OFFICE OF THE CITY ATTORNEY, 9TH
FLOOR, MIAMI RIVERSIDE CENTER, 444 S.W. 2ND AVENUE,
MIAMI, FLORIDA 33130 OR THE CITY'S DEPARTMENT OF
HOUSING AND COMMUNITY DEVELOPMENT'S CUSTODIAN OF
RECORDS AT 2ND FLOOR, 14 NORTHEAST 1ST AVENUE,
MIAMI, FLORIDA 33132.
The Project Sponsor shall provide to the City, upon request, all Contract Records. The
requested Contract Records shall be treated as public records of the City without restriction,
reservation, or limitation on their use and shall be made available by the Project Sponsor at any
time upon request by the City, subject to any applicable statutory exemptions which such Contract
Records shall be conspicuously marked with the specific statutory exemption by Project Sponsor.
If the Project Sponsor receives fiords from, or is under regulatory control of, other
governmental agencies and those agencies issue monitoring reports, regulatory examinations, or
other similar reports, the Project Sponsor shall provide a copy of each such report and any follow-
up communications and reports to the City immediately upon such issuance unless such disclosure
is a violation of those agencies' rules.
6.5 PRIOR APPROVAL. The Project Sponsor shall obtain the City's prior written approval
prior to undertaking any of the following with respect to the Project Sponsor, the Project and/or
the Property:
(a) the sale, assignment, pledge, transfer, hypothecation or other encumbrance or
disposition of any proprietary or beneficial interest in the Project Sponsor, the
Project or the Project Sponsor's estate in the Property, or any change in the
operating control of the Project Sponsor, which shall require the prior approval of
the City's HCLC or the City Commission, as appropriate.
(b) The disposition of any real property or any expendable personal property or non -
expendable personal property as provided in Article 4, except for personal property
that suffers wear and tear and needs replacement, and is replaced.
(c) OMITTED
(d) • Any proposed Solicitation Notice, Invitation, for Bids or Request for Proposals
relating to the use of the Bond Funds.
(e) The disposal of any Contract Records during the Retention Period.
6.5.1 DISCRETION. The Director of the Department of Housing and Community
Development of the City of Miami shall have the discretion to approve and authorize, by way of
Page 22 of 39
Memorandum to the City Manager, the execution of necessary documents to further Project Close -
Out, provided, however, that no material terms are affected.
6.6 MONITORING. The Project Sponsor shall permit the City and other persons duly
authorized by the City to inspect all Contract Records, facilities, goods, and activities of the Project
Sponsor that .are in any way connected to the activities undertaken pursuant to the terms of this
Agreement, and/or to interview any clients, employees, subcontractors, or assignees of the Project
Sponsor. Following such inspection or interviews, the City will deliver to the Project Sponsor a
report of its findings. The Project Sponsor will rectify all deficiencies cited by the City within the
period of time specified in the report, or provide the City with a reasonable justification for not
correcting the deficiencies. The City will determine, in its sole and absolute discretion, whether or
not the Project Sponsor's justification is acceptable.
6.7 CONFLICT OF INTEREST.
A. The Project Sponsor is aware of the conflict of interest laws of the City of Miami
(Code of the City of Miami, Florida, Chapter 2, Article V), of Miami -Dade County, Florida (Code
of Miami -Dade County, Florida, Section 2-11.1), and of the State of Florida (as set forth in Florida
Statutes), and agrees that it will fully comply in all respects with the terms thereof and any future
amendments.
B. The Project Sponsor covenants that no person or entity under its employ presently
exercising any functions or responsibilities in connection with this Agreement has any personal
financial interests, direct or indirect, with the City. The Project Sponsor further covenants that, in
the performance of this Agreement, no person or entity having such conflicting interest shall be
utilized in respect to the Scope of Work or services provided hereunder. Any such conflict of
interest(s) on the part of the Project Sponsor or its employees or associated persons or entities must
be disclosed to the City.
C. The Project Sponsor shall disclose any possible conflicts of interest or apparent
improprieties of any -party under or in. connection with the Legal Requirements, including the
standards for procurement.
D. The Project Sponsor shall make any such disclosure to the City in writing within
fifteen (15) days after the Project Sponsor's discovery of such possible conflict. The City's
determination regarding the possible conflict of interest shall be binding on all parties.
E. . No employee, agent, consultant, elected official or appointed official of the City,
exercising any functions or responsibilities in connection with the City's Bond Program or this
Agreement, or who is in a position to participate in the decision -making process or gain inside
information regarding Bond -assisted activities, has any personal financial interest, direct or
indirect, in this Agreement, the proceeds hereunder, the Project or the Project Sponsor, either for
themselves or for those with whom they have family or business ties, during their tenure or for one
year thereafter.
Page 23 of 39
6.8 RELATED PARTIES. The Project Sponsor shall report to the City the name, purpose for
and any other relevant information in connection with any related -party transaction. The term
"related party transaction" includes, but is not limited to, a transaction or relationship between the
Project Sponsor and a for -profit or nonprofit subsidiary or affiliate organization, an organization
with an overlapping board of directors, and an organization for which the Project Sponsor is
responsible for appointing partnerships. The Project Sponsor shall report this information to the
City upon forming the relationship, or if already formed, shall report such relationship prior to or
simultaneously with the execution. of this Agreement. Any supplemental information shall be
promptly reported to the City no later than in the next required Progress Report, as described above.
6.9 PUBLICITY AND ADVERTISEMENTS. The Project Sponsor shall ensure that all
publicity and advertisements prepared and released for the Project, by the Project Sponsor, such
as pamphlets and news releases, related to activities funded by this Agreement, and all events
carried out to publicize the accomplishments of any activities fiinded by this Agreement, recognize
the City as one of its funding sources.
6.10 ADDITIONAL FUNDING. The Project Sponsor shall notify the City of any additional
funding received for any activity described in this Agreement. Such notification shall be in writing
and received by the City within thirty (30) days of the Project Sponsor's notification by the funding
source.
6.11 REVERSION .OF ASSETS. The Project Sponsor shall return to the City upon the
expiration or termination of this Agreement any Bond Funds on hand, any accounts receivable
attributable to the Bond Funds, and any overpayments due to unearned funds or costs disallowed
pursuant to the terms of this Agreement that were disbursed to,the Project Sponsor by the City.
Any funds not earned by the Project Sponsor prior to the expiration or termination of this
Agreement shall be retained by the City
6.12 REPAYMENT OF FUNDS PROCEDURES. The Project Sponsor shall repay to the City
all funds received by the Project Sponsor pursuant to this Agreement 'all unpaid interest accrued
thereon, and all unpaid fees, charges and other obligations of the Project Sponsor due under any
of the Loan Documents.
6.13 AFFIRMATIVE MARKETING. The Project Sponsor shall comply with the affirmative'
'marketing requirements and procedures provided on Exhibit E. Project Sponsor shall comply with
the requirements of the affordable housing notice to City Officials in City of Miami Ordinance
#13491.
6.14 Intentionally Omitted.
6.15 SIGNAGE, ACKNOWLEDGEMENT, PUBLICITY. From the Effective Date until the
Close -Out of the Project, the -Project Sponsor shall furnish signage identifying -the Project and shall
acknowledge the contribution of the City by incorporating the seal of the City and the names of
the City commissioners and officials in and on all documents, literature, pamphlets,
advertisements, and signage, permanent or otherwise. All such acknowledgments shall be in a form
acceptable to the City, as provided on Exhibit "I".
Page 24 of 39
The Project Sponsor shall ensure that all publicity and advertisements related to the Project,
which are prepared by or at the direction of the Project Sponsor, such as pamphlets and news
releases, and all events carried out to publicize the Project, shall recognize the City as one of the
Project's funding sources.
6.16 AFFIRMATIVE ACTION. The Project Sponsor shall not discriminate on the basis of race,
color, national origin, sex, religion, age, sexual orientation, marital or family status or
handicap/disability in connection with its performance under this Agreement or in connection with
the construction of the Project or the occupancy of any Project unit. Age discrimination and
discrimination against minor dependents are also not permitted. The Project Sponsor shall meet
the fair housing requirements of 24 C.F.R. § 570.904.
6.17 MAINTENANCE OF LEGAL EXISTENCE AND AUTHORITY. Project Sponsor shall
maintain its existence as a limited liability company and authority to conduct its business under
the laws of the State of Florida and the. City Code.
6.18 COMPLIANCE REQUIREMENTS. The Project Sponsor shall comply at all times with all
applicable Bond Requirements including, but not limited to, those affecting the ownership,
construction, use, and operation of the Project, and all other Legal Requirements.
The Project Sponsor shall at any time and from time to time upon the request of the City,
at Project Sponsor's sole cost and expense, execute, acknowledge and deliver such further notices
and other documents and perform such other acts as may, in the opinion of the City, be necessary,
desirable or proper to carry out more effectively the purposes of this Agreement and the other Loan
Documents.
6.19 COMPLIANCE WITH SAFETY PRECAUTIONS. The Project Sponsor shall allow City
inspectors, agents or representatives the ability to monitor its compliance with safety precautions
as required by federal, state or local laws, rules, regulations and ordinances. By performing these
inspections, the City, its agents, or representatives are not assuming any liability by virtue of such
laws, rules, regulations and ordinances. The Project Sponsor shall have no recourse against the
City, its agents, or representatives for the occurrence, non-occurrence or result of such
inspection(s).
Simultaneously with the submission of its first draw request to the City, the Project Sponsor
shall contact the City's Risk Management Department Safety Unit in writing to coordinate such
inspection(s).
The Project Sponsor shall affirmatively comply with all applicable provisions of the
Americans with Disabilities Act ("ADA") in the course of providing any work, labor or services
funded by the City, including Titles I and II of the ADA (regarding nondiscrimination on the basis
of disability) and all applicable regulations, guidelines and standards.
6.20 DRAW REQUESTS. Each Request for Disbursement of hard costs must be signed by the
Project Sponsor, and/or the architect for the Project and the general contractor, if applicable, and
Page 25 of 39
each Request for Disbursement of soft costs must be signed by the Project Sponsor, as more fully
set forth in the Disbursement Agreement.
6.21 INSURANCE PROCEEDS. Notwithstanding anything to the contrary contained herein or
in the other Loan Documents, the Project Sponsor may make insurance proceeds available for the
restoration and repair of the Property and the Project if all of the following conditions are met: (i)
. the Project Sponsor is not in breach or default of any provision of the Mortgage or any other loan
document between the Project Sponsor and Lender; (ii) the Project Sponsor determines that there
will be sufficient funds, through insurance proceeds and contributions by the Project Sponsor, to
(a) restore and repair the Property and the Project to a condition as close as reasonably possible to
what previously existed, and (b) meet all operating costs and other expenses, payments for reserves
and loan repayment obligations relating to the Property and the Project until completion of the
restoration and repair of the Property and/or the Project to a condition as close as reasonably
possible to what previously existed; (iii) the Project Sponsor determines that the rental income of
the Project, after restoration and repair to a condition as close as reasonably possible to what
previously existed, will be sufficient to meet all operating costs and other expenses, payments for
reserves and loan repayment obligations relating to the Project, and (iv) the Project Sponsor has
received the City's written concurrence with such determination.
6.22 CONDEMNATION PROCEEDS. Notwithstanding anything to the contrary contained
herein or in the other Loan Documents, the Project Sponsor may make proceeds of condemnation
available for the restoration and repair of the Property and the Project if all of the following
conditions are met: (i) the Project Sponsor is not in breach or default of any provision of the
Mortgage or any other Loan Document; (ii) the Project Sponsor determines that there will be
sufficient funds, through condemnation proceeds and contributions by the Project Sponsor, to (a)
restore and repair the Property and the Project to a condition as close as reasonably possible to
what previously existed, due consideration given to the portion of the Property and the Project
taken, and, (b) meet all operating costs and other expenses, payments for reserves and loan
repayment obligations relating to the Project until completion of the restoration and repair of the
Property and the Project to a condition as close as reasonably possible to what previously existed,
due consideration given to the portion of the Property and the Project taken; and (iii) the Project
Sponsor deteiuuines that the rental income of the Project, after restoration and repair of the
Property and the Project to a condition as close as reasonably possible to what previously existed,
due consideration given to the portion of the Property and the Project taken, will be sufficient to
meet all operating costs and other expenses, payments for reserves and loan repayment obligations
relating to the Project, and (iv) the Project Sponsor have received the City's written concurrence
with such determination.
6.23 PREVIOUSLY FUNDED CITY PROJECTS. The Project Sponsor shall comply with: all
applicable reporting requirements relating to previously funded City projects which are under
construction or in the affordability period, including OMB A-133, and all applicable insurance
requirements relating to such projects.
ARTICLE VII
DEFAULT
Page 26 of 39
7.1 The happening of any one or more of the following events shall constitute an Event of
Default:
(a) In the event any of the Bond Assisted Units fails to remain Affordable at any time
during the Affordability Period, the Project Sponsor's failure to initiate action to
cure such non-compliance within five (5) business days of receipt of knowledge of
the same.
(b) If any term, condition or representation contained in this Agreement or any of the
other Bond Documents is untrue, substantially inaccurate or incomplete, or, if there
is a material misrepresentation of fact or fraud contained in any document(s)
submitted in support of this Agreement.
(c) The substantial discontinuance of the construction of the Project for a period of
fourteen (14) days which discontinuance is, in the sole determination of the City,
without satisfactory cause.
(d) Except for Permitted Senior Financing, the sale, assignment, pledge, transfer,
hypothecation or other encumbrance or disposition of any proprietary or beneficial
interest in the Project Sponsor, the Project, or the Property, or any change in
operating control of the Project Sponsor without the prior approval of the City's
HCLC or the City Commission, as appropriate.
(e) In the event that the City determines, in its reasonable discretion, that the Project is
not being constructed in • a good and workmanlike manner in accordance with the
Scope of Work, or that the Project Sponsor is failing to comply promptly with any
requirement or notice of violation of law issued by or filed by the City or any
department of any governmental authority having jurisdiction over the Project
Sponsor, or the Property.
(f)
(g)
Failure of the Project Sponsor to comply with any term, provision, covenant or
obligation of this Agreement or any of the Loan Documents, or the occurrence of
an event of default under any of the other Loan Documents, subject to all applicable
cure periods.
Any change in zoning requirements or zoning classification of the Property, which
in the City's sole discretion would materially interfere with the completion of
Project construction or the ultimate operation of the Project as contemplated herein.
(h) In the event that the City determines, in its reasonable discretion, that there exists
an event of default under and pursuant to the terms of any other agreement or
obligation of any kind or nature whatsoever of the Project Sponsor to the City,
direct or contingent, whether now or hereafter due, existing, created or arising.
(i)
Notwithstanding anything to the contrary, in the event that Project Sponsor fails to
timely deliver, to City, the required audited financial statement(s), then City, in its
Page 27 of 39
sole and absolute discretion, may deem such a failure to be a material non -curable
breach of this Agreement. In such an event, City will notify Project Sponsor by a
written communication. If City determines, in its sole and absolute discretion, that
it will not exercise its right under this paragraph 7.1(i), then paragraph 4.6.3.1shall
govern untimely delivered audited financial statement(s).
(j) In the event that Project Sponsor fails to timely deliver, to City, the Affordability
Report, as described in 4.6.1.7 herein.
(k) Project Sponsor declares bankruptcy and/or becomes insolvent, which shall result
in immediate acceleration of the Loan's repayment in full.
(1) City and Project Sponsor acknowledge that a senior mortgage default, which
constitutes a "Event of Default" under such senior mortgage unless waived by the
Senior Lender, constitutes an Event of Default under this Loan Agreement and the
other Loan Documents. In such an event, City may pursue any and all of its
remedies, including but not limited to an Acceleration of Debt, as described below.
(m)
Project Sponsor acts in accordance with paragraph 4.2.1(b) herein.
ARTICLE VIII
REMEDIES
8.1 Upon the occurrence of any Event of Default, the City shall have the absolute right
to refuse to disburse any undisbursed portion of the Loan.
The City shall provide written notice of the occurrence of an Event of Default to the
Project Sponsor, after which the Project Sponsor shall have thirty (30) days to cure said
applicable default (except for the events described in Section 7.1 (b) and (d) and possibly (i)
above for which the aforementioned cure period shall not apply). Said notice shall be delivered
by certified mail, return receipt requested, or by in person delivery with proof of delivery.
In the event a default which is permitted to be cured cannot practicably be cured within
thirty (30) days, the Project Sponsor shall have such additional time as may be required to effect a
cure, so long as (a) the cure is commenced within thirty (30) days and is diligently prosecuted and
(b) the lack of a cure during such continuing cure period has no material adverse effect on the
Project.
If an Event of Default shall continue uncured for a period of thirty (30) consecutive days
following written notice thereof to the Project Sponsor (except for the events described in Section
7.1 (b) and (d) and (i) above for which the aforementioned cure period shall not apply and except
for cures which are continuing as provided in the preceding paragraph), and subject to the
provisions of the last paragraph of this Section, the City shall have the absolute right, at its option
and election and in its sole discretion to:
Page 28 of 39
(a) Specific Performance. Institute appropriate proceedings to specifically
enforce performance of the terns and conditions of this Agreement;
(b) Acceleration of Debt. It is expressly agreed that the full amount of both
principal and interest due pursuant to the Note shall become due and
payable at the option of the City on the happening of any Event of Default
under the terms of this Loan Agreement.
(c) Other Remedies. Exercise any other right, privilege or remedy available to
the City as may be provided by applicable law, or in any of the other Bond
Documents.
It is understood and agreed that the occurrence of an event of default under Section 7.1 (b)
or (d) or (i) shall immediately entitle the City to exercise any of the above described remedies
without the need to give the Project Sponsor notice thereof or the opportunity to cure.
The rights and remedies of the City hereunder shall be cumulative and not mutually
exclusive, and the City may resort to any one or more or all of said remedies without exclusion of
any other. No party other than the City, whether the Project Sponsor or a material man, laborer,
subcontractor or supplier, shall have any interest in the Bond Funds withheld because of a default
hereunder, and shall not have any right to garnish or require or compel that payment thereof be
applied toward the discharge or satisfaction of any claim or lien which any of them may have.
Notwithstanding the forgoing, in the event of an Event of Default under Section 7.1(1)
above, which default relates to the Peiiiritted Senior Financing, but does not otherwise constitute
a default under the Loan Documents, such Event of Default shall be waived by the City in the
event that the Senior Lender waives such default under the Permitted Senior Financing, but only
upon submission to the City of such waiver by Senior Lender.
8.2 In addition to .any other remedies provided for herein or in any of the other Loan
Documents, upon the occurrence and during the continuation of an Event of Default:
(a) All sums outstanding under the Note shall bear interest at the highest rate allowable
by law from the date of disbursement, without notice to the Project Sponsor or any
guarantor or endorser of the Note and Without any affirmative action or declaration
on the part of the City;
(b) The Restrictive Covenant shall remain as a restriction on the Property throughout
the Affordability Period; and
(c) The Project Sponsor, Borrower, Project developer, managing partner(s) of the
Project Sponsor, and/or other individuals, principals and/or other entities as
detennined by the City, will be debarred from receiving any City funding for a
period of five (5) years.
Page 29 of 39
ARTICLE IX
INDEMNIFICATION
9.1 The Project Sponsor shall indemnify, hold harmless, and defend the City, its officers,
agents, directors, and/or employees, from any and all liabilities, claims, damages, losses, suits,
judgments, and costs, including, but not limited to reasonable attorney's fees, to the extent caused
by the negligence, recklessness, negligent act or omission, or intentional wrongful misconduct of
Project Sponsor and persons employed or utilized by Project Sponsor in the performance of this
Agreement. Project Sponsor shall; further, hold the City, its officials and/or employees, harmless
for, and defend the City, its officials and/or employees against, any civil actions, statutory or
similar claims, injuries or damages arising or resulting from the pennitted work, even if it is alleged
that the City, its officials and/or employees were negligent. These indemnifications shall survive
the term of this Agreement. In the event that any action or proceeding is brought against the City
by reason of any such claim or demand, the Project Sponsor shall, upon written notice from the
City, resist and defend such action or proceeding by counsel satisfactory to the City. The Project
Sponsor expressly understands and agrees that any insurance protection required by this
Agreement or otherwise provided by the Project Sponsor shall in no way limit the responsibility
to indemnify, keep and save harmless and defend the City or its officers, employees, agents and
instrumentalities as herein provided: The..Project Sponsor shall further require its contractors to
indemnify, hold harmless and defend- the City, its officers, agents, directors, and/or employees
against any and all liabilities, claims, damages, suits, judgments and costs, including attorney's
fees arising out of, or resulting from the contractor's negligence or omissions in connection with
this project.
The indemnification provided above shall obligate the Project Sponsor to defend, at its own
expense, to and through appellate, supplemental or bankruptcy proceeding, or to provide for such
defense, at the City's option, any and all claims of liability and all suits and actions of every name
and description which may be brought against the City whether performed by the Project Sponsor,
or persons employed or utilized by Project Sponsor.
This indemnity will survive the cancellation or expiration of the Agreement. This indemnity_will
be interpreted under the laws of the State of Florida, including without limitation and
interpretation, which conforms to the limitations of §725.06 and/or §725.08, Florida Statutes, as
applicable.
The Project Sponsor agrees and recognizes that the City shall not be held liable or responsible for
any claims which may result from ariy actions or omissions of the Project Sponsor in which the
City participated either through review or concurrence of the Project Sponsor's actions. In
reviewing, approving or rejecting any submissions by the Project Sponsor or other acts of the
Project Sponsor, the City in no way assumes or shares any responsibility or liability of the Project
Sponsor or Sub -contractor under this Agreement.
ARTICLE X
Page 30 of 39
TERMINATION
The Project Sponsor acknowledges that this Agreement may be terminated if the Project
Sponsor materially fail to comply with the terms contained herein.
10.1 TERMINATION BECAUSE OF LACK OF FUNDS. In the event the City does not receive
from its fiinding source funds to finance this Agreement, or in the event that the City's funding ,
source de -obligates the funds allocated to finance this Agreement, the City may terminate this
Agreement upon not less than twenty-four (24) hours prior notice in writing to the Project Sponsor.
Said notice shall be delivered by certified mail, return receipt requested, or by in person delivery
with proof of delivery. The City shall determine, iin its sole and absolute discretion, whether or not
funds are available.
10.2 TERMINATION FOR BREACH. The City may terminate this Agreement, in whole or in
part, in the event, the City determines, in its sole and absolute discretion, that either the Project
Sponsor is not making sufficient progress with regard to the Project's construction (thereby
endangering its ultimate performance under this Agreement) or is not materially complying with
any term or provision of this Agreement following the giving of notice and the expiration of all
applicable cure periods.
The 'City may terminate this Agreement, in whole or in part, in the event that the City
determines, in its reasonable discretion,_ that there exists an event of default under and pursuant to
the terms of any other agreement or obligation of any kind or nature whatsoever of the Project
Sponsor to the City, direct or contingent, whether now or hereafter due, existing, created or arising,
which event of default has continued beyond any applicable cure period.
The City may terminate this Agreement, in whole or in part, in the event that the City
determines, in its sole and absolute discretion, that there exists an 'event of default under and
pursuant to the terms of any other agreement or obligation of any other Project sponsor or of any
individual or entity executing this Agreement, to the City, direct or contingent, whether now or
hereafter due, existing, created or arising, which event of default has 'continued beyond any
applicable cure period.
10.3 Upon the occurrence of an Event of Default and the expiration of any cure period (in those
circumstances for which a cure period is otherwise provided in this Agreement), and unless the
Project Sponsor's breach is waived by the City in writing, the City may, by written notice to the
Proj ect Sponsor, terminate this Agreement upon not less than twenty-four (24) hours prior written
notice. Said notice shall be delivered by certified mail, return receipt requested, or by in person
delivery with proof of delivery. Waiver of breach of any provision of this Agreement shall not be
deemed to be a waiver of any other breach and shall not be construed to be a modification of the
terms of this Agreement. The provisions hereof are not intended to be, and shall not be, construed
to limit the City's right to legal or equitable remedies.
ARTICLE XI
SUSPENSION
Page 31 of 39
11.1 The City may, for reasonable cause, suspend the Project Sponsor's authority to obligate
funds under this Agreement or withhold payments to the Project Sponsor, or both, pending
necessary corrective action by the Project Sponsor. Reasonable cause shall be determined by the
City in its sole and absolute discretion and may include:
(a) Ineffective or improper use of the Bond Funds by the Project Sponsor.
(b) Failure of the Project Sponsor to materially comply with any tern or provision of
this Agreement; or
(c) Failure of the Project Sponsor to submit any documents required by this
Agreement; or
(d) The Project Sponsor's submittal of incorrect or incomplete documents.
11.2 The determinations and actions described in paragraph 11.1 above may be applied to all or
any part of the activities funded pursuant to this Agreement.
11.3 The City will notify the Project Sponsor in writing of the type of action taken pursuant to
this Article, by certified mail, return receipt requested, or by in person delivery with proof of
delivery. The notification will include the reason(s) for such action, any conditions relating to the
action, and the necessary corrective action(s).
ARTICLE XII
MISCELLANEOUS
12.1 ENFORCEMENT METHODS. As a means of enforcing compliance with the Bond
Program, the City may utilize any enforcement measures it deems necessary.
12.2 RENEGOTIATION, MODIFICATION, OR SUBORDINATION. Modification of
provisions of this Agreement shall be valid only when in writing and signed by the parties hereto.
The parties agree to modify this Agreement if the City determines, in its sole and absolute
discretion, that federal, state, and/or local governmental revisions of any applicable laws or
regulations, or increases or decreases in. budget allocations, make changes to this Agreement
necessary. The City shall be the final authority in determining whether or not funds for this
Agreement are available due to federal, state and/or local governmental revisions of any applicable
laws or regulations, or increases or decreases in budget allocations. Moreover, the City shall
determine in its sole and absolute discretion whether to subordinate the Mortgage.
12.3 RIGHT TO WAIVE. The City may, for good and sufficient cause, as determined by the
City in its sole and absolute discretion, waive provisions of this Agreement or seek to obtain such
waiver from an appropriate authority. Waiver requests from the Project Sponsor shall be in writing.
A waiver shall not be construed to be a modification of this Agreement.
12.4 BUDGET AND BOND ELIGIBILITY ACTIVITY TITLE REVISIONS. Revisions to the
Budget shall be made in writing, and approved in writing by the City; however, such revisions
Page 32 of 39
shall not necessitate an amendment hereto unless the amount of the Loan to be granted hereunder
is changed, or unless otherwise required by the City.
A revision to the Bond eligibility activity titles under which this Agreement's objectives
are classified shall not require an amendment hereto.
12.5 DISPUTES. In the event an unresolved dispute exists between the Project Sponsor and the
City, the City shall refer the issue, including the views of all interested parties and the
recommendation of the City, to the City Manager, his designee, or such other official of the City
who shall be authorized to exercise the authority of the City Manager in this regard ("City
Manager") for determination. The City Manager will issue a determination within thirty (30)
calendar days of receipt of a written request for resolution of the dispute and so advise the City
and the Project Sponsor. In the event additional time is necessary, the City Manager will notify the
interested parties within the thirty (30) day period that additional time is necessary. The Project
Sponsor agrees that the City Manager's determination shall be final and binding on all parties,
subject only to judicial review.
12.6 HEADINGS. The article and paragraph headings in this Agreement are inserted for
convenience only and shall not affect in any way the meaning or interpretation of this Agreement.
12.7 PROCEEDINGS. The Agreement shall be construed in accordance with the laws of the
State of Florida and any proceedings arising between the parties in any manner pertaining or
relating to this Agreement shall, to the extent permitted by law, be held in Miami -Dade County,
Florida.
12.8 NOTICES AND CONTACT. All notices under this Agreement shall be in writing and
addressed as follows:
To City:
With Copy To:
City of Miami
Department of Housing and Community Development
14 NE 1 Avenue, 2nd Floor
Miami, Florida 33132
Attn: George Mensah, Director
Victoria Mendez
City Attorney
City of Miami
444 S.W. 2nd Avenue
Miami, FL 33130-1910
Page 33 of 39
To Project Sponsor:
With Copy to:
8th Street Properties, LLC
16426 Northeast 32 Avenue
North Miami Beach, FL 33160
Attn: Nuri Dorra
Marc Sarnoff
Shutts & Bowen LLP
200 South Biscayne Boulevard, Suite 4100
Miami, FL 33131
Except as otherwise provided in this Agreement, notice shall be deemed given upon hand
delivery or five (5) business days after depositing the same with the U.S. Postal Service. The
• address or designated representative of the parties may be changed by notice given in accordance
with this Section.
12.9 CONFLICTS WITH APPLICABLE LAWS. If any provision of this Agreement conflicts
with any applicable law or regulation, only the conflicting provision shall be deemed by the parties
hereto to be modified, or to be deleted if modification is inappropriate, to cause the provision to
be consistent with the law or regulation. However, the obligations under this Agreement, as
modified, shall continue and all other provisions of this Agreement shall remain in full force and
effect.
12.10 ENTIRE AGREEMENT. This Agreement and its Exhibits described as follows contain all
the terms and conditions of the Agreement between the parties:
Exhibit A
Exhibit B
Exhibit C
Exhibit D
Exhibit E
Exhibit F
Exhibit G
Exhibit H
Exhibit I
Exhibit J
Exhibit K
Schedule A
Legal Description
Scope of Work/Project Schedule
Budget
Form of Disbursement Agreement
Affirmative Marketing Procedures and Responsibilities
Form of Mortgage and Security Agreement
Form of Declaration of Restrictive Covenant
Form of Rent Regulatory Agreement
Signage Requirements
Additional Insurance Requirements
No Finder's Fee Affidavit
Schedule of Permitted Financing
12.11 WAIVER OF JURY TRIAL. Neither the Project Sponsor, the Borrower, the Project
subcontractor(s), nor any other person liable for the responsibilities, obligations, services and
representations herein, nor any assignee, successor, heir or personal representative of the Project
Sponsor , the Project subcontractors or any other person or entity shall seek a jury trial in any lawsuit,
proceeding, counterclaim or any other, litigation procedure based upon or arising out of this
Agreement, or the dealings or the relationship between or among such persons or entities, or any of
them. Neither the Project Sponsor, the Borrower, nor the Project subcontractors, nor any other person
or entity will seek to consolidate any such action in which a jury trial has been waived with any other
Page 34 of 39
action. The provisions of this paragraph have been fully discussed by the parties hereto, and the
provisions hereof shall be subject to no exceptions. Neither party to this Agreement has in any manner
agreed with or represented to any other party that the provisions of this paragraph will not be fully
enforced in all instances.
12.12 GOVERNING LAW AND VENUE. This Agreement shall be construed and enforced
pursuant to the laws of the State of Florida, excluding all principles of choice of laws, conflict of
laws and comity. Any action pursuant to a dispute under this Agreement must be brought
in Miami -Dade County and no other venue. All meetings to resolve said dispute,
including voluntary arbitration, mediation, or other alternative dispute resolution
mechanism, will take place in this venue. The parties both waive any defense that venue
in Miami -Dade County is not convenient.
12.13 HCLC AWARD MEMORANDA. The award memoranda and decisions of the HCLC
dated July 30, 2021 ("Award Memoranda") are hereby incorporated by reference. To the extent of
any conflict between the Award Memoranda and the Loan Documents and when interpreting the
intent of the Loan Documents, whichever provision is strictest will control. To the extent of any
conflict between the Award Memoranda, the most recent Award Memorandum controls.
12.14 COUNTERPARTS. This Agreement may be executed in any number of counterparts,
each of which so executed shall be deemed to be an original, and such counterparts shall together
constitute but one and the same Agreement. The parties shall be entitled to sign and transmit an
electronic signature of this Agreement (whether by facsimile, PDF or other email transmission),
which signature shall be binding on the party whose name is contained therein. Any party
providing an electronic signature agrees to promptly execute and deliver to the other parties an
original signed Agreement upon request.
12.15 INCREASE IN PROJECT COSTS. In the event that the Project's costs increase by ten
percent (10%) or more of the Budget that is attached as Exhibit "C," and Project Sponsor is
unable to secure the requisite funding to cover the additional expense within 60 days before the
Project's construction commences, then the City is permitted to recommend to HCLC that the
Bond Funds should be de -obligated for this Project.
12.16 TENANT LOTTERY. The selection of eligible tenants to occupy the Bond Assisted
Units shall be from the results of a tenant lottery, which shall be conducted with a representative •
of the City of Miami present. In addition, the Project Sponsors and the Bond Assisted Units shall
comply with the requirements of the City of Miami Ordinance #13645 regarding Resident
Preference.
12.17 COSTS, INCLUDING ATTORNEY'S FEES. The Project Sponsor agrees to pay when
due for which an invoice is provided, all reasonable costs and expenses in connection with the
administration or monitoring of compliance with this Agreement and all related documents and
any other documents which may be delivered in connection with this Agreement or the •
transactions contemplated hereby; including, without limitation, the reasonable fees arid out of
pocket expenses of the City and of counsel and any agents or consultants for the City, with
Page 35 of 39
respect thereto, in connection with the administration or monitoring of this Agreement and such
other documents as may be delivered in connection herewith. In addition, the Project Sponsor
shall pay any and all stamps and other taxes and fees payable or determined to be payable in
connection with the execution, delivery, filing and recording of this Agreement and such other
documents as may be delivered in connection herewith, and agrees to save the City harmless
from and against any and all liabilities with respect to or resulting from any delay in paying or
omission to pay such taxes and fees.
In the event litigation, arbitration, or mediation, between the parties hereto,
arises out of the terms of this Agreement, each party shall be responsible for its own
attorney's fees, costs, charges, and expenses through the conclusion of all appellate
proceedings, and including any final settlement or judgment.
12.18 The Borrower's obligations pursuant to this Agreement shall be binding upon and
inure to the respective heirs, personal and legal representatives, trustees and successors and
assigns of the parties hereto, including each and every such party's past and present parent,
subsidiary, affiliate or predecessor entities, any and all entities by which or under a name by
which any party has been known or has done business, and any and all of his, hers, its and/or
their respective past and present officers, commissioners, directors, principals, trustees,
administrators, agents, attorneys, accountants, insurers, reinsurers, servants, employees,
shareholders, members, managers, partners, heirs, and representatives.
12.19 Any references to federal regulations and programs in this Agreement and its
exhibits are intended to be for illustrative purposes and not an indication that the Project is
specifically subject to the cited regulations. Nonetheless, if this Agreement requires the Project
Sponsor to comply with referenced federal regulations and programs, the City and the Project
Sponsor agree that compliance shall be required as if the Project was subject to those federal
regulations and programs, unless otherwise determined by the City in its sole discretion.
12.20 Project Sponsor specifically acknowledges and agrees to comply with City of
Miami Ordinance No. 13491, § 2-415.
12.21 The parties hereto agree that the Loan is non -recourse except that the exceptions
to non -course applicable to any Permitted Senior Financing shall also apply to this Loan.
[Remainder of page left Blank]
Page 36 of 39
[Signatures on Following Pages]
Page 37 of 39
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be. executed by
their undersigned officials as duly authorized.
WITNESS
Print
Print Nan
S:
Cab,ne l N Ai'l
STATE OF FLORIDA
1
COUNTY OF MIAMI-DADE } SS:
PROJECT SPONSOR:
8th Street Properties, LLC, a Florida limited
liability company
By:
Print Name.
Title: 1-A A-011-g -
Date: ju.�„��
ACKNOWLEDGMENT
The foregoing instyrent was9,c1thowledged before me by Tans ns of 11'physical„presence or ❑
online notarization this a2 _day of ) wtc. c - ' , 2022 (
Street Properties, LLC, a Florida limited liability Qompany, who
produced as identification.
pV9.,, GREGORY R. FISHMAN
°tv;.....Ge
,__ MY COMMISSION # GG 348456
• EXPIRES: October 23, 2023
PublicUndentimtars
Bonded Thru Notary
Print Name:
s
has
Notary Pu flc, State of Florida at large
of 8th
Page 38 of 39
IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by
their undersigned officials as duly authorized.
ATTEST:
odd Hannon,
Date:
APPROVED AS TO P SURANCE
REQUIRE 1 NTS
CITY:
CITY OF MIAMI, a municipal corporation of the
State of Florida
By:
Arthur Ndnega V, `City Manager
APPROVED AS TO FORM AND
CORRECTNESS:
Ann- e Sharp. Vi CMendez
Director of Risk anagement City Attorney
Page 39 of 39
Exhibit A
LEGAL DESCRIPTION:
PARCEL A
THE SOUTH 35 FEET OF LOTS 2 AND 3, LOT 10 AND 11, LESS THE SOUTH 10 FEET THEREOF,
IN BLOCK R, OF "RIVERVIEW MRS. MARY BRICKELL SUBDIVISION" AS RECORDED IN PLAT
BOOK 5
AT PAGE 43, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA.
PARCEL B
THE WEST 112 OF LOT 12, LESS THE SOUTH 10 FEET THEREOF, ALL IN BLOCK R, OF
"RIVERVIEW MRS. MARY BRICKELL SUBDIVISION" AS RECORDED IN PLAT BOOK 5 AT PAGE 43.
OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA.
PARCEL C
THE EAST 1/2 OF LOT 12, LESS THE EAST 6.35 FEET OF THE SOUTH 74.86 FEET, AND LESS
THE SOUTH 10 FEET THEREOF, IN BLOCK R, OF "RIVERVIEW MRS, MARY BRICKELL
SUBDIVISION"
AS RECORDED IN PLAT BOOK 5 AT PAGE 43, OF THE PUBLIC RECORDS OF MIAMI-DADE
COUNTY, FLORIDA.
Exhibit B
Scope of Work/Project Schedule
`DEVELOPMENT SCHEDULE
Scope of Work Estimated Date Actual Date
Closing on Total Project Financing by Source Month/Year Month/Year
a.
b.
c.
d.
Finalize Partnership 6/2020
Selection of Architect 8/2020
Appraisal/Market Study 10/2020
Engineering Report 12/2020
Architectural Plans and Specifications 12/2020
City or County Environmental Clearance 5/2021
Site Plan Approval 6/2021
Working Drawings Completed 3/2021
Submit Drawings for Permit Approval 4/2021
Construction Bids 6/2021
Selection of General Contractor 7/2021
Building Permits Issued - 4/2022
Start of Construction 9/2021
Construction Completion @ 40% 5/2022
Construction Completion @ 80% 11/2022
Construction Completed - C.O. 5/2023
Rentals — 90% Occupancy 9/2023
Temporary/Permanent Relocations NIA
*Not limited to format or detail but must include these items.
r
Exhibit C
Budget
City of Miami - Department of Community Development
COST ALLOCATION REPORT
Financing Sources: Specify Name
Total Project
%
City HOME
Other:
Ocean Bank
Other: City
of Miami
Other:
Other:
Equity
Investment
Land Acquisition
4,000,000
17%
4,000,000
Hard Costs
13,675,289
8,685,289
4,990,000
-
Construction (incl. Site work)
59%
Construction contingency
1,234,941
5%
1,234,941
-
-
Construction: Concrete/Soil Test
5,000
0%
5,000
-
-
Appliances
-
0%
-
-
-
Construction Supervision
300,000
1%
300,000
-
-
Total Hard Costs
15,215,230
66%
-
10,225,230
4,990,000
-
Soft Costs
469,000
469,000
-
-
Arch Design, Civil Engineering
2%
Impact & School Fees
434,829
2%
434,829
-
-
Permits / Fees
140,800
1%
140,800
-
-
Legal
100,000
0%
100,000
-
-
Licenses / Environmental / Util Fees
83,041
0%
83,041
-
-
Appraisal / Surveys
15,000
0%
15,000
-
-
Insurance: Construction Period
75,000
0%
75,000
-
-
Marketing / Advertising
50,000
0%
50,000
-
-
Loan Closing / Financing Fees
400,000
2%
400,000
-
-
Interest / Carrying Costs
850,000
4%
850,000
-
-
Title Insurance & Recording
127,000
1%
127,000
-
-
Taxes
50,000
0%
50,000
-
-
Construction Acctg
140,000
1%
140,000
-
-
For Use by City: City incurred costs
10,000
0%
-
10,000
-
Developer's Fees & Overhead
742,330
3%
742,330
-
-
Soft Cost Contingency
97,770
0%
97,770
-
-
Total Soft Costs
3,784,770
16%
-
3,774,770
10,000
-
Total Project Cost
23,000,000
100%
-
14,000,000
5,000,000
4,000,000
Percent of City Funding to TDC
Total Units
Number of City Units
Percent of City Units to Total Units
City Subsidy Per Assisted Unit
0%
88
88
1
#VALUE!
Total Square Footage
Total Cost per S/F
175000
5.71429E-06
Total Livable Area
74753
Total Livable Area of City Assisted Units
74753
Percent of City Area to Total
1
2/1/2022 9:06
Exhibit D
Form of Disbursement Agreement
Exhibit E
Affirmative Marketing Procedures and Responsibilities
Note to all applicants/respondents: This form was developed with Nuance, the official HUD software for the creation of HUD forms.
HUD has made available instructions for downloading a free installation of a Nuance reader that allows the user to fill-in and save this
form in Nuance. Please see http://portal.hud.00v/hudportal/documents/huddoc?id=nuancereaderinstall.pdf for the instructions. Using
Nuance software is the only means of completing this form.
Affirmative Fair Housing
Marketing Plan (AFHMP) -
Multifamily Housing
U.S. Department of Housing
and Urban Development
Office of Fair Housing and Equal Opportunity
OMB Approval No. 2529-0013
(exp.1/31/2021)
la. Project Name & Address (including City, County, State & Zip Code)
829, 845, 847 SW 8th Street, Miami, FL 33130
1b. Project Contract Number
lc. No. of Units
88
Id. Census Tract
66.02
le. Housing/Expanded Housing Market Area
rHousing Market Area: City of Miami
Expanded Housing Market Area: Miami -Dade
County
If. Managing Agent Name, Address (including City, County, State & Zip Code), Telephone Number & Email Address
Nuri Dorra, 16426 NE 32nd Ave, North Miami Beach, FL 33160, 786-234-1461, n.dorra@mabrukusa.com
1g. Application/Owner/Developer Name, Address (including City, County, State & Zip Code), Telephone Number & Email Address
8th Street Properties LLC, 16426 NE 32nd Ave, North Miami Beach, FL 33160, 786-234-1461, n.dorra@mabrukusa.com
lh. Entity Responsible for Marketing (check all that apply)
❑✓ Owner 1=1 Agent Other (specify)
Position, Name (if known), Address ( including City, County, State & Zip Code), Telephone Number & Email Address
8th Street Properties LLC, 16426 NE 32nd Ave, North Miami Beach, FL 33160, 786-234-1461, n.dorra@mabrukusa.com
1 i. To whom should approval and other correspondence concerning this AFHMP be sent? Indicate Name, Address (including City,
State & Zip Code), Telephone Number & E-Mail Address.
Nuri Dorra, 16426 NE 32nd Ave, North Miami Beach, FL 33160, 786-234-1461, n.dorra@mabrukusa.com
2a. Affirmative Fair Housing Marketing Plan
Plan Type Initial Plan
Reason(s) for current update:
Date of the First Approved AFHMP:
2b. HUD -Approved Occupancy of the Project (check all that apply)
Elderly Ei Family
El Mixed (Elderly/Disabled) � Disabled
2c. Date of Initial Occupancy
09/01/2023
2d. Advertising Start Date
Advertising must begin at least 90 days prior to initial or renewed occupancy for new
construction and substantial rehabilitation projects.
Date advertising began or will begin
09/01/2022
For existing projects, select below the reason advertising will be used:
To fill existing unit vacancies El
To place applicants on a waiting list ❑ (which currently has
To reopen a closed waiting list (which currently has
individuals)
individuals)
3a. Demographics of Project and Housing Market Area
Complete and submit Worksheet 1.
3b. Targeted Marketing Activity
Based on your completed Worksheet 1, indicate which demographic group(s) in,the:housing market area is/are least likely to apply for the
housing without special outreach efforts. (check all that apply)
❑✓ White ❑✓ American Indian or Alaska Native ['Asian
❑ Native Hawaiian or Other Pacific Islander ❑ Hispanic or Latino
❑ Families with Children 0 Other ethnic group, religion, etc. (specify)
❑✓ Black or African American
❑ Persons with Disabilities
4a. Residency Preference.
Is the owner requesting a residency preference? If yes, complete questions 1 through 5.
If no, proceed to Block 4b.
(1) Type
New
Yes
(2) Is the residency preference area:
The same as the AFHMP housing/expanded housing market area as identified in Block 1 e?
Please Select Yes or No
The same as the residency preference area of the local PHA in whose jurisdiction the project is located?
(3) What is the geographic area for the residency preference?
Please Select Yes or No
City of Miami
(4) What is the reason for having a residency preference?
The covenant with the city of Miami states that priority should be given to City of Miami Residents and essential workers
within the city of Miami.
(5) How do you plan to periodically evaluate your residency preference to ensure that it is in accordance with the non-discrimination
and equal opportunity requirements in 24 CFR 5.105(a)?
Yes
Complete and submit Worksheet 2 when requesting a residency preference (see also 24 CFR 5.655(c)(1)) for residency
preference requirements. The requirements in 24 CFR 5.655(c)(1) will be used by HUD as guidelines for evaluating
residency preferences consistent with the applicable HUD program requirements. See also HUD Occupancy
Handbook (4350.3) Chapter 4, Section 4.6 for additional guidance on preferences.
4b. Proposed Marketing Activities: Community Contacts
Complete and submit Worksheet 3 to describe your use of community
contacts to market the project to those least likely to apply.
4c. Proposed Marketing Activities: Methods of Advertising
Complete and submit Worksheet 4 to describe your
proposed methods of advertising that will be used to
market to those least likely to apply. Attach copies of
advertisements, radio and television scripts, Internet
advertisements, websites, and brochures, etc.
5a. Fair Housing Poster
The Fair Housing Poster must be prominently displayed in all offices in which sale or rental activity takes place (24 CFR 200.620(e)).
Check below all locations where the Poster will be displayed.
Q✓ Rental Office ❑✓ Real Estate Office 1 Model Unit Di Other (specify)
5b. Affirmative Fair Housing Marketing Plan
The AFHMP must be available for public inspection at the sales or rental office (24 CFR 200.625). Check below all locations
where the AFHMP will be made available.
1=1Rental Office �✓ Real Estate Office ❑ Model Unit El Other (specify)
5c. Project Site Sign
Project Site Signs, if any, must display in a conspicuous position the HUD approved Equal Housing Opportunity logo, slogan, or statement
(24 CFR 200.620(f)). Check below all locations where the Project Site Sign will be displayed. Please submit photos of Project signs.
✓❑ Rental Office 12 Real Estate Office El Model Unit Ei Entrance to Project El Other (specify)
The size of the Project Site Sign will be 24 x
36
The Equal Housing Opportunity logo or slogan or statement will be
12
x
18
6. Evaluation of Marketing Activities
Explain the evaluation process you will use to determine whether your marketing activities have been successful in attracting
individuals least likely to apply, how often you will make this determination, and how you will make decisions about future marketing
based on the evaluation process.
Determination on the effectiveness of the marketing activities will be done every 90 days. By evaluating the percentages of
applicants, we can clearly see if our effort has been effective. This constant evaluation will allow us to better reach those who are
under represented in the project.
Previous editions are obsolete
Page 3 of 8
Form HUD-935.2A (12/2011)
7a. Marketing Staff
What staff positions are/will be responsible for affirmative marketing?
Director of Marketing
7b. Staff Training and Assessment: AFHMP
(1) Has staff been trained on the AFHMP?
(2) Has staff been instructed in writing and orally on non-discrimination and fair housing policies as required by
24 CFR 200.620(c)?
(3) If yes, who provides instruction on the AFHMP and Fair Housing Act, and how frequently?
Yes
(Yes
Instructions on the AFHMP and the Fair Housing Act are provided to staff via Zeffert University eLearning Course. This
course if provided on a yearly basis.
(4) Do you periodically assess staff skills on the use of the AFHMP and the application of the Fair Housing
Act? N'es
(5) If yes, how and how often?
Quarterly Q/A sessions with screening team and the rest of the staff
7c. Tenant Selection Training/Staff
(1) Has staff been trained on tenant selection in accordance with the project's occupancy policy, including any residency preferences?
Yes
0
(2) What staff positions are/will be responsible for tenant selection?
The tenant selection will be done by our screening team. The screening will be based on the criteria specified in the covenant
and we will focus all our effort to ensure the equality of opportunity.
7d. Staff Instruction/Training:
Describe AFHM/Fair Housing Act staff training, already provided or to be provided, to whom it was/will be provided, content of training,
and the dates of past and anticipated training. Please include copies of any AFHM/Fair Housing staff training materials.
The training will be provided to all staff involved in the administration, screening, processing and personal interaction with tenants.
The training will consist of two sections. One will be a 90 minute video on the basics of the Fair Housing Act
(https://youtube.com/watch?v=egXPe7HT7tc&feature=youtu.be) as well as a PowerPoint presentation on the Fair Housing Act.
Furthermore, an Online course will be provided to staff on a yearly basis.
Previous editions are obsolete
Page 4 of 8
Form HUD-935.2A (12/2011)
8. Additional Considerations Is there anything else you would like to tell us about your AFHMP to help ensure that
your program is marketed to those least likely to apply for housing in your project? Please attach additional sheets, as
needed.
9. Review and Update
By signing this form, the applicant/respondent agrees to implement its AFHMP, and to review and update its AFHMP
in accord nce with the instructions to item 9 of this form in order to ensure continued compliance with HUD's Affirmative Fair
Housin arketing gulations (see 24 CFR Part 200, Subpart M). I hereby certify that all the information stated herein.,
as well as ny infor tion provided in the ac paniment herewith, is true and accurate. Warning: HUD will prosecute
false ,aim and sta ments. Convictio ay result in criminal, and/or civil penalties. (See 18 U.S.C. 1001, 1010, 1012;
31 U. .C. 37'?, 3802).
Sign
Name (type or print)
ling this Plan & Date of Submission (mm/dd/yyyy)
Nuri Dorra
Title & Name of Company
Manager 8th Street Properties LLC
For HUD -Office of Housing Use Only
Reviewing Official:
For HUD -Office of Fair Housing and Equal Opportunity Use Only
Approval El Disapproval
Signature & Date (mm/dd/yyyy)
Signature & Date (mm/dd/yyyy)
Name
(type
or
print)
Title
Name
(type
or
print)
Title
Previous editions are obsolete Parse 5 of 8
Form HUD-935.2A (12/20111
Public reporting burden for this collection of information is estimated to average six (6) hours per initial response, and four (4) hours for
updated plans, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data
needed, and completing and reviewing the collection of information. This agency may not collect this information, and you are not
required to complete this form, unless it displays a currently valid Office of Management and Budget (OMB) control number.
Purpose of Form: All applicants for participation in FHA subsidized and unsubsidized multifamily housing programs with five or more
units (see 24 CFR 200.615) must complete this Affirmative Fair Housing Marketing Plan (AFHMP) form as specified in 24 CFR
200.625, and in accordance with the requirements in 24 CFR 200.620. The purpose of this AFHMP is to help applicants offer equal
housing opportunities regardless of race, color, national origin, religion, sex, familial status, or. disability. The AFHMP helps
owners/agents (respondents) effectively market the availability of housing opportunities to individuals of both minority and non -minority
groups that are least likely to apply for occupancy. Affirmative fair housing marketing and planning should be part of all new
construction, substantial rehabilitation, and existing project marketing and advertising activities.
An AFHM program, as specified in this Plan, shall be in effect for each multifamily project throughout the life of the mortgage (24 CFR
200.620(a)). The AFHMP, once approved by HUD, must be made available for public inspection at the sales or rental offices of the
respondent (24 CFR 200.625) and may not be revised without HUD approval. This form contains no questions of a confidential nature.
Applicability: The form and worksheets must be completed and submitted by all FHA subsidized and unsubsidized multifamily
housing program applicants.
INSTRUCTIONS:
Send completed form and worksheets to your local HUD Office, Attention: Director, Office of Housing
Part 1: Applicant/Respondent and Project
Identification. Blocks 1 a, 1 b, 1 c, 1 g, lh, and 1 i are self-
explanatory.
Block 1 d- Respondents may obtain the Census tract
number from the U.S. Census Bureau
(http://factfinder2.census.gov/main.html) when
completing Worksheet One.
Block 1 e- Respondents should identify both the housing
market area and the expanded housing market area for
their multifamily housing projects. Use abbreviations if
necessary. A housing market area is the area from
which a multifamily housing project owner/agent may
reasonably expect to draw a substantial number of its
tenants. This could be a county or Metropolitan Division.
The U.S. Census Bureau provides a range of levels to
draw from.
An expanded housing market area is -a larger
geographic area, such as a Metropolitan Division or a
Metropolitan Statistical Area, which may provide
additional demographic diversity in terms of race, color,
national origin, religion, sex, familial status, or disability.
Block 1f- The applicant should complete this block only if
a Managing Agent (the agent cannot be the applicant) is
implementing the AFHMP.
Part 2: Type of AFHMP
Block 2a- Respondents should indicate the status of the
AFHMP, i.e., initial or updated, as well as the date of the
first approved AFHMP. Respondents should also provide
the reason (s) for the current update, whether the update is
based on the five-year review or due to significant changes
in project or local demographics (See instructions for Part
9).
Block 2b- Respondents should identify all groups HUD has
approved for occupancy in the subject project, in
accordance with the contract, grant, etc.
Block 2c- Respondents. should specify the date the project
was/will be first occupied.
Block 2d- For new construction and substantial
rehabilitation projects, advertising must begin at least 90
days prior to initial occupancy. In the case of existing
projects, respondents should indicate whether the
advertising will be used to fill existing vacancies, to place
individuals on the project's waiting list, or to re -open a
closed waiting list. Please indicate how many people are
on the waiting list when advertising begins.
Previous editions are obsolete Page 6 of 8 Form HUD 935.2A (12/201
Part 3 Demographics and Marketing Area.
"Least likely to apply" means that there is an
identifiable presence of a specific demographic
group in the housing market area, but members of
that group are not likely to apply for the housing
without targeted outreach,including marketing
materials in other languages for limited English
proficient individuals, and altemative formats for
persons with disabilities. Reasons for not applying
may include, but are not limited to, insufficient
information about housing opportunities, language
barriers, or transportation impediments.
Block 3a - Using Worksheet 1, the respondent
should indicate the demographic composition of the
project's residents, current project applicant data,
census tract, housing market area, and expanded housing
market area. The applicable housing market area •
and expanded housing market area should be indicated
in Block le. Compare groups within rows/across columns on
Worksheet 1 to identify any under -represented group(s)
relative to the surrounding housing market area and expanded
housing market area, i.e., those group(s) "least likely to apply'
for the housing without targeted outreach and marketing. If there
is a particular group or subgroup with members of a protected
class that has an identifiable presence in the housing market area,
but is not included in Worksheet 1, please specify under "Other."
Respondents should use the most current demographic
data from the U.S. Census or another official source such
as a local government planning office. Please indicate the
source of your data in Part 8 of this form.
Block 3b - Using the information from the completed
Worksheet 1, respondents should identify the
demographic group(s) least likely to apply for the
housing without special outreach efforts by checking
all that apply.
Part 4 - Marketing Program and Residency Preference (if
any).
Block 4a - A residency"preferehce is -a •preference for
admission of persons who reside or workih.a specified
geographic area (see 24 CFR 5.655(c)(1)(ii)). Respondents
should indicate whether a residency preference is being
utilized, and if so, respondents should specify if it is new,
revised, or continuing. If a respondent wishes to utilize a
residency preference, it must state the preference area (and
provide a map delineating the precise area) and state the
reason for having such a preference. The respondent must
ensure that the preference is in accordance with the non- •
discrimination and equal opportunity requirements in 24 CFR
5.105(a) (see 24 CFR 5.655(c)(1)).
Respondents should use Worksheet 2 to show how the
percentage of the eligible population living or working in the
residency preference area compares to that of residents of the project,
project applicant data, census tract, housing market area, and
expanded housing market area. The percentages would be the same as
shown on completed Worksheet 1.
Block 4b - Using Worksheet 3, respondents should describe
their use of community contacts to help market the project to those
least likely to apply. This table should include the name of a
contact person, his/her address, telephone number, previous
experience working with the target population(s), the
approximate date contact was/will be initiated, and the specific
role the community contact will play in assisting with affirmative
fair housing marketing or outreach.
Block.4c - Using Worksheet 4,respondents should describe
their proposed method(s) of advertising to market to those
least likely to apply. This table should identify each media
option, the reason for choosing this media, and the.language
of the advertisement. Alternative format(s) that will be used to reach
persons with disabilities, and logo(s) that will appear on the
various materials (as well as their size) should be described.
Please attach a copy of the advertising or marketing material.
Part 5 — Availability of the Fair Housing Poster, AFHMP,
and Project Site Sign.
Block 5a - The Fair Housing Poster must be prominently
displayed in all offices in which sale or rentalactivitytakes
place (24 CFR 200.620(e)). Respondents should indicate all
locations where the Fair Housing Poster will be displayed.
Block 5b -The AFHMP must be available for public inspection
at the sales or rental office (24 CFR 200.625). Check all of the
locations where the AFHMP will. be available.
Block 5c -The Project Site Sign must display in a conspicuous
position the HUD -approved Equal Housing Opportunity logo,
slogan, or statement (24 CFR 200.620(f)). Respondents should
indicate where the Project Site Sign will be displayed, £well
as the size of the Sign and the size of the logo, slogan, or
statement. Please submit photographs of project site
signs.
Previous editions are obsolete Page 7of8 Form HUD-935.2A (12/2011)
Part 6 - Evaluation of Marketing Activities.
Part 9 - Review and Update.
Respondents should explain the evaluation process to be used
to determine if they have been successful in attracting those
individuals identified as least likelyto apply. Respondents
should also explain how they will make decisions about future
marketing activities based on the evaluations.
Part 7- Marketing Staff and Training.
Block 7a -Respondents should identify staff positions that
are/will be responsible for affirmative marketing.
Block 7b - Respondents should indicate whether staff has been
trained on the AFHMP and Fair Housing Act.
Please indicate who provides the training and how frequently.
In addition, respondents should specify whether they periodically
assess staff members' skills in using the AFHMP and in applying
the Fair Housing Act. They should state how often
they assess employee skills and how they conduct the
assessment.
Block 7c - Respondents should indicate whether staff has been
trained on tenant selection in accordance with the project's
occupancy policy, including residency preferences (if any).
Respondents should also identify those staff positions that
are/will be responsible for tenant selection.
Block 7d - Respondents should include copies of any written
materials related to staff training, and identify the dates of past
and anticipated training.
Part 8 - Additional. Considerations.
Respondents should describe their efforts not previously
mentioned that were/are planned to attract those individuals
least likely to apply for the subject housing.
By signing the respondent assumes responsibility for
implementing the AFHMP. Respondents must review their
AFHMP every five years or when the local Community
Development jurisdiction's Consolidated.Plan is updated, or
when .there are significantchanges in the demographics of the
project or the local housing market.area. When. reviewing the plan,
the respondent, should consider the current demographics of the
housing market area to determine if there have been demographic
changes in the population in terms of race, color, national
origin, religion, sex, familial status, or disability. The respondent will
then determine if the population least to likely to apply for the housing
is still the population identified in the AFHMP, whether the advertising
and publicity cited in the current AFHMP are still appropriate, or
whether advertising sources should be modified or expanded. Even if
the demographics of the housing market area have not
changed, the respondent should determine if the outreach
currently being performed is reaching those it is intended to
reach as measured by project occupancy and applicant data. If
not, the AFHMP should be updated. The revised AFHMP must
be submitted to HUD for approval. HUD may review whether the
affirmative marketing is actually being performed in
accordance with the AFHMP. If based on their review,
respondents determine the AFHMP does not need to be
revised, they should maintain a file documenting what was
reviewed, what was found as a result of the review, and why
no changes were required. HUD may review this
documentation.
Notification of Intent to Begin Marketing.
No later than 90 days prior to the initiation of rental
marketing activities, the respondent must submit notification
of intent to begin marketing. The notification is required by the
AFHMP Compliance Regulations (24 CFR 108.15). The
Notification is submitted to the Office of Housing in the HUD Office
servicing the locality in which the proposed housing will be located.
Upon receipt of the Notification of Intent to Begin Marketing from
the applicant, the monitoring office will review any previously
approved plan and may schedule a pre -occupancy conference.
Such conference will be held prior to initiation of sales/rental
marketing activities.: At this conference, the previosusly
ry..
approved AFHMP will be reviewed with the applicant to
determine if the plan, and/or its proposed implementation,
requires modification prior to initiation of marketing in order to
achieve the objectives of the AFHM regulation and the plan.
OMB approval of the AFHMP includes approval of this
notification procedure as part of the AFHMP. The burden hours
for such notification are included in the total designated for this
AFHMP form.
Previous editions are obsolete
Page 8 of 8 Form HUD-935.2A (12/2011)
Worksheet 1: Determining Demographic Groups Least Likely to Apply for Housing Opportunities
(See AFHMP, Block 3b)
In the respective columns below, indicate the _percentage of demographic groups among the project's residents, current project
applicant data, census tract, housing market area, and expanded housing market area (See instructions•to Block 1e). If you are a new
construction 'or substantial rehabilitation project and, do not have residents or, project applicant data, only report information for census
tract, housing market area, and expanded market area. The purpose of this information is to identify any under -representation of
certain demographic groups in terms of race, color, national origin, religion, sex, familial status, or disability. If there is,significant
under -representation of any demographic group among project residents or current applicants in relation to the housing/expanded
housing -market area, then targeted outreach and marketing should be directed towards these- individuals least likely to apply. Please
indicate under -represented groups in Block 3b of the AFHMP. Please attach maps showing both the housing market area -and the
expanded housing market area.
Demographic
Characteristics
Project's
Residents
Project's
Applicant Data
Census Tract
Housing Market Area
Expanded
Housing Market
Area
% White
10.7
.
10.7
12.4
% Black or African
American
17.7
17.7
17.7
% Hispanic or Latino
_
70.3
70.3
.
69.4
% Asian
1
1.1
1.1
1.6
% American Indian or
Alaskan Native
0.2
0.2
0.3
% Native Hawaiian or:
Pacific Islander
`0
0
J
0
%Persons . ,
with
Disabilities
7.1
7.1
5.9
% Families with Children
under the age of 18
Other (specify)
Worksheet 2: Establishing a Residency Preference Area (See AFHMP, Block 4a)
Complete this Worksheet if youwish to continue, revise, or add a residency preference, which is a preference for admission of persons
who reside or work in a specified geographic area (see 24 CFR 5.655(c)(1)(ii)). If a residency preference is utilized, the preference
must be in accordance with the non-discrimination and equal opportunity requirements contained in 24 CFR 5.105(a). This Worksheet
will help show how the percentage of the population in the residency preference area compares to the demographics of the project 's
residents, applicant data, census tract, housing market area, and expanded housing market area. Please attach a map clearly
delineating the residency preference geographical area.
Demographic
Characteristics
Project's
Residents
(as determined
in Worksheet 1)
Project's
Applicant Data
(as determined
in Worksheet 1)
Census Tract
(as determined
in Worksheet
1)
Housing Market
Area (as
determined
in Worksheet 1)
Expanded
Housing Market
Area _
(as determined in
Worksheet 1)
Residency
Preference Area
(if applicable)
% White
% Black or African
American
% Hispanic or
Latino
% Asian
% American Indian
or Alaskan Native
% Native Hawaiian
or Pacific Islander
% Persons with
Disabilities
% Families with
Children under the
age of 18
Other (specify)
I
Worksheet 3: Proposed Marketing Activities —Community Contacts (See AFHMP, Block 4b)
For each targeted marketing.population designated as least likely to apply in Block 3b, identify at least one community contact
organization you will use to facilitate outreach to the particular population group. This could be a social service agency, religious
body, advocacy group, community center, etc. State the names of contact persons, their addresses, their telephone numbers, their
previous experience'working with the target population, the approximate date contact was/will be initiated, and the specific role they
will play in assisting with the affirmative fair housing marketing. Please attach additional pages if necessary.
Targeted Population(s)
Community Contact(s), including required information noted above.
Black or African American
Culmer Community Action Center
1600 NW 3rd Ave, Miami, FL 33136
305-438-4161 '
Contact: Annika Holder
White
1Jackson Memorial Hospital
1611 NW 12th Ave, Miami, FL 33136
305-585-1111
Contact: Madeline Barrios
Asian
Asian Community Resources Center
16320.NW 48th Ave, Miami Gardens, FL 33014
786-802-3882
Contact: Johnson Ng
American Idian or Alaskan Native
Miccosukee Indian Village and Cultural Center
Mile Marker 36, US-1, Miami, FL 33194
305-480-1924
Contact: Sam Jones
Worksheet 4: Proposed Marketing Activities — Methods of Advertising (See AFHMP, Block 4c)
Complete the following table by identifying your targeted marketing population(s), as indicated in Block 3b, as well as
the methods of advertising that will be used to market to that population. For each targeted population, state the
means of advertising that you will use as applicable to that group and the reason for choosing this media. In each block,
in addition to specifying the media that will be used (e.g., name of newspaper, television station, website, location of
bulletin board, etc.) state any language(s) in which the material will be provided, identify any alternative format(s) to be
used (e.g. Braille, large print, etc.), and specify the logo(s) (as well as size) that will appear on the various materials.
Attach additional pages, if necessary, for further explanation. Please attach a copy of the advertising or marketing
material.
Targeted Population(s)—*
Methods of Advertising 1
Targeted Population:
Targeted Population:
Targeted Population:
Newspaper(s)
II identified groups
Local Freely distributed news
argeted
Radio Station(s)
TV Station(s)
Electronic Media
All identified groups
Social Media Ads
targeted
Bulletin Boards
All identified groups
Community Center Boards
targeted
Brochures, Notices, Flyers
All identified groups
targeted
orksheet 3 locations
Other (specify)
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Exhibit F
Form of Mortgage and Security Agreement
Exhibit G
Form of Declaration of Restrictive Covenants
Exhibit H
Form of Rent Regulatory Agreement
Exhibit I
Signage Requirements
Font size: 86 pt
Building
Better
Neighborhoods
Name of Project
second line
third and final
Francis Suarez
Mayor
Alex Diaz de la Portilla
District 1
Ken Russell
District 2
Joe Carollo
District 3
Manolo Reyes
District 4
Christine King
District 5
Arthur Noriega, V
City Manager
Project Construction
Cost:
$ x,XXX,XXX
City Contribution
$ X,XXX,XXX
Font size: 230 pt
Font size: 314 pt
Font size: 168 pt
www.miamigov.com Font size: 192 pt
305.416.2080
7000
MIAMI FOREVER
BONDS
Housimng
8 Counity
Development
This project is located in District X
represented by
City of Miami Commissioner
INSERT NAME HERE
4' x 8' Pressure Sensitive 2 mil cast vinyl overmounted with
3 mill mylar and mounted to 1/2"mdo with varnished or painted back
Font: Akzidenz Grotesk
• Pantone Reflex Blue C 1
Pantone 117 C
• Pantone 871 C
■ Black
Font size: 175 pt
Font size: 165 pt
Font size: 270 pt
Exhibit J
Insurance Requirements
INSURANCE REQUIREMENTS FOR A CERTIFICATE OF INSURANCE -
CONSTRUCTION REQUIREMENTS MFB LOAN AGREEMENTS
I. Commercial General Liability
A. Limits of Liability
Bodily Injury and Property Damage Liability
Each Occurrence $1,000,000
General Aggregate Limit $ 2,000,000
Products/Completed Operations $ 1,000,000
Personal and Advertising Injury $1,000,000
B. Endorsements Required
City of Miami listed as an additional insured
Contingent and Contractual Liability
Premises and Operations Liability
Explosion, Collapse and Underground Hazard
Primary Insurance Clause Endorsement
II. Business Automobile Liability
A. Limits of Liability
Bodily Injury and Property Damage Liability
Combined Single Limit
Any Auto
Including Hired, Borrowed or Non -Owned Autos
Any One Accident $ 1,000,000
B. Endorsements Required
City of Miami listed as an additional insured
lll. Worker's Compensation
Limits of Liability
Statutory -State of Florida
Waiver of subrogation
Employer's Liability
A. Limits of Liability
$1,000,000 for bodily injury caused by an accident, each accident. .
$1,000,000 for bodily injury caused by disease, each employee
$1,000,000 for bodily injury caused by disease, policy limit
IV. Umbrella Policy (Excess Follow Form)
A. Limits of Liability
Bodily Injury and Property Damage Liability
Each Occurrence $ 2,000,000
Aggregate $ 2,000,000
City of Miami listed as an additional insured. Coverage is excess follow form
over the general liability and auto policies.
V. Payment and Performance Bond
City of Miami listed as an Obligee
VI. Builders' Risk
$ TBD
Causes of Loss: All Risk -Specific Coverage Project Location
Valuation: Replacement Cost
Deductible: $10,000 All other Perils
5% maximum on Wind/Hail and Flood
City of Miami listed as loss payees
The above policies shall provide the City of Miami with written notice of cancellation or
material change from the insurer not less than (30) days prior to any such cancellation or
material change, or in accordance to policy provisions.
Companies authorized to do business in the State of Florida, with the following qualifications,
shall issue all insurance policies required above:
The company must be rated no less than "A-" as to management, and no less than "Class V"
as to Financial Strength, by the latest edition of Best's Insurance Guide, published by A.M.
Best Company, Oldwick, New Jersey, or its equivalent: All policies and /or certificates of
insurance are subject to review and verification by Risk Management prior to insurance
approval.
Exhibit K
Certificate of Compliance -with Fla. Stat. § 218.38
The undersigned, 1O INKSZA. , 7446AD , and
as the Norato G f •00`IREc y . and
respectively, of t (``Developer") hereby certify to the City of
Miami ("City" and "Lender") that.
1) The. City of Miami has received a final judgement order validating its multiple series of
Miami Forever Capital Programs Bonds ("Bonds"). The projects to be financed by the
Bonds will be undertaken by. the City to, among other things, reduce flooding risks, to
improve stormwater infrastructure, to improve affordable.housing, economic development,.
parks, cultural facilities, streets, and infrastructure and to enhance public safety within the
City's limits.
2) From the Bonds funds, the City as Lender will loan Vp rkl‘ofm - Dollars
($ ? . ,-). to the Developer to fund the construction and.completion of SP, units
of afford{ble housing to be located at, 43 114 btA ` t �; Miaini, Florida ("
51L Project").
3) To the best of our knowledge, no finder's fees have been paid in connection with the Miami
Forever Capital Programs for the E c_ viriProject receiving funding from the Bonds
in compliance with Florida Statute § 218.386. Florida Statute § 218.386 states "no
underwriter, commercial bank, investment banker, financial consultant, or adviser shall pay
any finder any bonus, fee, or gratuity in connection with the sale of general obligation
bonds or revenue bonds issued by any unit of local government, unless full disclosure is
made to the unit of local government prior to or concurrently with the submission of a
purchase proposal -for bonds by the underwriter, corrinrercial bank, investment banker, or
financial consultant or adviser and subsequently in the official statement or offering
circular, if any, detailing the name and address of any finder and the amount of bonus, fee,
or gratuity paid to such finder." Willful violation of this section is a felony in the third
degree.
Print Naive:
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3)
Schedule A
1. Construction/Permanent loan from the Ocean Bank, as lender, in the original principal sum not
exceeding $14,000,000.00.
PROMISSORY NOTE (MIAMI FOREVER BOND FUNDS)
FOR 8TH STREET PROPERTIES, LLC
Miami, Florida
$5,000,000.00 2022
FOR VALUE RECEIVED the undersigned, 8TH STREET PROPERTIES, LLC, a Florida
limited liability company (hereinafter referred to as the "Maker") at 16426 Northeast 32 Avenue,
North Miami Beach, FL 33160, promises to pay to the order of the CITY OF MIAMI, a Florida
municipal corporation (hereinafter referred to as the "Lender"), at 444 S.W. 2°a Avenue, Miami,
Florida 33130, or such other location or address as the Lender may direct from time to time, the
principal sum of Five Million and 00/100 Dollars ($5,000,000.00), together with interest
thereon on funds outstanding as indicated on Attachment 1 hereto.
This Promissory Note evidences a Loan from the Lender to the Maker for construction
costs for the real estate development known as Essence Miami, an affordable rental Project, as
described more fully in that certain Miami Forever Bond ("Bond") Loan Agreement between the
Maker and the Lender of even date herewith (the "Loan Agreement"). All capitalized terms not
defined herein shall have the meanings provided in the Loan Agreement and the exhibits thereto.
This Promissory Note is secured by that certain Mortgage and Security Agreement (the
"Mortgage") and the other Loan Documents of even date herewith executed in favor of the Lender,
relating to real property located at 829-845-847 Southwest 8 Street Miami, FL 33130 (the
"Property").
All sums advanced hereunder together with accrued interest thereon and all other sums due
hereunder shall become immediately due and payable, without notice or demand, upon the
occurrence of any one or more of the following events of default, subject to any applicable cure
period as provided in the Loan Documents: (a) the Maker's failure to promptly pay in full any
payment of principal or interest due under this Promissory Note; (b) the Maker's failure to pay any
insurance premium when due; (c) the dissolution, termination of existence, insolvency of, business
failure, appointment of a receiver for any part of the property or assignment for the benefit of
creditors by, or the commencement of any proceedings under any bankruptcy or insolvency laws,
by or against any maker or guarantor hereof which shall continue beyond any applicable cure
period set forth in the Loan Agreement; (d) any uncured breach, following the giving of notice of
breach and the expiration of any applicable cure period(s), by the Maker of any of the terms,
covenants or conditions set forth in the Loan Agreement, the Mortgage, the Declaration of
Restrictive Covenants, or any of the other Loan Documents executed in connection therewith, or
any other instrument, document or agreement which secures, collateralizes or otherwise pertains
to the Loan evidenced by this Promissory Note; or (e) upon the occurrence of an Event of Default,
and the expiration of any applicable cure periods, as provided in the Loan Agreement. Upon the
occurrence of any of the foregoing events, and in addition to any other remedies provided in the
Loan Agreement, the amount of the Bond Funds disbursed, together with interest accrued thereon
at the rate provided herein, and all unpaid fees, charges and other obligations of the Maker due under
any of the Loan Documents, shall, at Lender's option, be immediately due and payable.
Any property of any maker or guarantor hereof now or hereafter in the possession of the
Lender, may at all times be held and treated as collateral and security for the payment of this
Promissory Note and all other indebtedness or liability, direct or indirect, joint or several, absolute
or contingent, now existing or hereafter created, acquired or contracted, of the Maker to the Lender.
1
The Lender may apply or set-off any Rinds or other sums against said liabilities at any time in the
case of the Maker(s), but only with respect to matured liabilities in the case of guarantors.
No delay or omission on the part of the Lender in the exercise of any right hereunder shall
'operate as a waiver of such right or of any other right under this Promissory Note. A waiver by
the Lender of any right or remedy conferred to it hereunder on any one occasion shall not be
construed as a bar to, or waiver of, any such right and/or remedy as to any future occasion.
The Maker agrees that in the event each and every of the terms and conditions of this
Promissory Note or any instrument which secures or collateralizes the payment of the sums
hereunder is not duly performed, complied with, or abided by, subject to applicable notice and
cure period(s) set forth in the Loan Agreement, the whole of said indebtedness then outstanding
shall thereupon, at the option of the Lender, become immediately due and payable, as provided in
the Loan Agreement. If this Promissory Note becomes in default and is placed in the hands of an
attorney for collection, then Maker and Lender shall each bear its own respective costs, expenses,
and attorney's fees.
The indebtedness evidenced by this PromissoryNote is and shall be subordinate in right of
payment to the prior payment in full of the indebtedness evidenced by the Promissory Note the
original principal amount of $14,000,000.00 to be issued by Maker and payable to Ocean Bank
(the "Senior Lender"). Each subsequent holder of this Promissory Note shall be deemed, by virtue
of such holder's acquisition of this Promissory Note, to have agreed to perform and observe all of
the terms, covenants and conditions to be performed or observed by the Subordinate Lender under
the Subordination Agreement.
The Maker and all persons now or hereafter becoming obligated or liable for the payment
hereof, do jointly and severally waive demand, notice of non-payment, protest, notice of dishonor
and presentment.
The Maker does not intend or expect to pay, nor does the Lender intend or expect to charge,
collect or accept, any interest greater than the highest legal rate of interest which may be charged
under any applicable law. Should the acceleration hereof or any charges made hereunder result in
the computation or earning of interest in excess of such legal rate, any and all such excess shall be
and the same is hereby waived by the Lender, and any such excess shall be credited by the Leader
to the balance hereof.
Each Maker, endorser, or any other person, firm or corporation now or hereafter becoming
liable for the payment of the Loan evidenced by this Promissory Note, hereby consents to any
renewals, extensions, modifications, releases of security or any indulgence shown to or any
dealings between the Lender and any party now or hereafter obligated hereunder, without notice,
and jointly and severally agree that they shall remain liable hereunder notwithstanding any such
renewals, extensions, modifications or indulgences, until the debt evidenced hereby is fully paid.
The Maker agrees to pay a late charge equal to ten percent (10.0%) of each payment of
principal and/or interest which is not paid within five (5) days of the date on which it is .due. In
the event that any payment is returned on account of insufficient or uncollected funds, the Maker
shall additionally be liable for a return check charge of five percent (5.0%) of the amount of the
check and Lender may require that all future payments be made by cashier's check.
Any payment of principal and/or interest due under this Promissory Note which is not
promptly paid on the date such payment becomes due, shall bear interest at the highest rate
2
allowable by law ("Default Rate") commencing on the date immediately following the day upon
which the payment was due. Upon the occurrence of any event of default as defined herein or an
Event of Default as defined in the Loan Agreement, and the expiration of any applicable cure
period(s), all sums outstanding under this Promissory Note shall thereon immediately bear interest
at the Default Rate from the date of disbursement, without notice to the Maker or any guarantor or
endorser of this Promissory Note, and without any affirmative action or declaration on the part of
the Lender.
In the event of the sale of Project or the Property in violation of therequirements set forth
in the Agreement, all sums outstanding under this Promissory Note shall bear interest at the highest
rate allowable by law from the date of disbursement, without notice to the Maker or any guarantor
or endorser of this Promissory Note, and without any affirmative action or declaration on the part
of the Lender.
This Promissory Note shall be construed and enforced according to the laws of the State of
Florida, excluding all principles of choice of laws, conflict of laws or comity. Any action
pursuant to a dispute under this Promissory Note must be brought in Miami -Dade County
and no other venue. All meetings to resolve said dispute, including voluntary arbitration,
mediation, or other alternative dispute resolution mechanism, will take place in this
venue. The parties both waive any defense that venue in Miami -Dade County is not
convenient.
This Promissory Note shall not be orally changed, modified, terminated, or discharged, in
whole or in part.
Except as provided in the Loan Documents, this Promissory Note is a non -recourse
obligation of the Maker and its members.
THE MAKER OF THIS PROMISSORY NOTE HEREBY KNOWINGLY,
VOLUNTARILY AND INTENTIONALLY WAIVES THE RIGHT TO A TRIAL BY JURY
WITH RESPECT TO ANY LITIGATION BASED HEREON OR ARISING OUT OF,
UNDER, OR IN CONNECTION WITH THIS PROMISSORY NOTE OR ANY LOAN
DOCUMENT(S) EXECUTED IN CONNECTION HEREWITH, OR THE FINANCING
CONTEMPLATED HEREBY, OR ANY COURSE OF CONDUCT, COURSE OF
DEALING, STATEMENTS (WHETHER ORAL OR WRITTEN) OR THE ACTIONS OF
ANY PARTY HERETO. THIS PROVISION IS A MATERIAL INDUCEMENT FOR THE
LENDER EXTENDING THE LOAN EVIDENCED BY THIS PROMISSORY NOTE.
[Signature Page Follows]
3
IN WITNESS WHEREOF, the Maker has hereunto set its hand and seal the day and year first
above written.
WITNESSES:
,7)/
MAKER'S ADDRESS:
16426 Northeast 32 Avenue
North Miami Beach, FL 33160
STATE OF FLORIDA
}
COUNTY OF MIAMI-DADE } SS:
MAKER: 8th Street Properties,
LLC, a
compa
By:
Print Name
Title: '_'
Date: Utit.yr"t
rida limit d liability
ACKNOWLEDGMENT
The foregoing instru ent was acknowledged before me by means of ph yssical presence or Elonlii}e notarization this 2day of ) rw,,, 2022 by r', l) rc- , as
oj� ^�of 8th Street Properties, LLC, a�AL, rida limited liability company, who isdi-W--soiajT
or has produced as identification.
GREGORY R. FISHMAN
MY COMMISSION if GG 348456
EXPIRES: October 23, 2023
Bonded Thru Notary Public Underwriters
4
Print Name:
Notary Pu•j�, '-tate of Florida at large
Attachment 1
Essence Miami at 829-845-847 Southwest 8 Street Miami, FL 33130
Payment of Principal, Interest, and all other charges, expenses, and fees set forth in the
Loan Documents shall be -deferred and no payments of Principal and Interest shall be due until the
end of the Affordability Period (as defined in the Loan Agreement). Interest on Principal
outstanding shall accrue as follows:
The Principal of this Promissory Note shall bear zero percent (0%) from the Effective Date
until the Close -Out of the Project. Upon the Close -Out of the Project, the loan will bear interest at
the rate of three percent (3%) per annum simple interest only, with the entire principal balance and
any accrued and unpaid interest and other charges due at the end of the Affordability Period.
If during the Affordability Period any Bond Assisted Unit fails to comply, beyond any
applicable cure period, with the affordability requirements of the applicable funding source, the
Agreement, and/or the other Loan Documents, the Maker shall repay to the Lender all funds
received by the Maker pursuant to this Agreement, all unpaid interest accrued thereon, and ail
unpaid fees. charges and other obligations of the Maker due under any of the Loan Documents.
5
Prepared by and
After recording, return to:
Victoria Mendez, Esq.
City Attorney
City of Miami
444 S.W. 2nd Avenue
Miami, FL 33130-1910
Tel: (305) 416-1800
Address: 829-845-847 Southwest 8 Street Miami, FL 33130
MIAMI FOREVER BOND MORTGAGE AND SECURITY AGREEMENT FOR
ESSENCE MIAMI
THIS MIAMI FOREVER BOND MORTGAGE AND SECURITY AGREEMENT
FOR ESSENCE MIAMI (hereinafter referred to as the "Mortgage"), is executed and delivered
the day of , 2022 by 8TH STREET PROPERTIES, LLC, a Florida
limited liability company, whose address is 16426 Northeast 32 Avenue, North Miami Beach, FL
33160 (hereinafter referred to as the "Mortgagor"), in favor of the CITY OF MIAMI, a municipal
corporation of the State of Florida, whose address is 444 S.W. 2nd Avenue, Miami, Florida 33130
(hereinafter called "the Mortgagee").
RECITALS
WHEREAS, the Mortgagee has approved an allocation of Five Million Dollars and Zero
Cents ($5,000,000.00) in Miami Forever Bond ("Bond") funds for construction of the affordable
housing project to be known as Essence Miami in the Little Havana neighborhood of Miami,
Florida ("Project"); and
WHEREAS, Mortgagor has delivered to Mortgagee that certain Promissory Note for 8th
Street Properties, LLC, of even date herewith, made by Mortgagor in favor of Mortgagee (as the
same may be amended, restated, replaced, supplemented or otherwise modified from time to time,
and together with any and all renewals, replacements, extensions, modifications, substitutions,
future advances and any other evidence of indebtedness evidenced by said Promissory Note) (the
"Note"), which Note evidences the indebtedness in the amount of Five Million Dollars and Zero
Cents ($5,000,000.00) in Miami Forever Bond funds which are restricted by certain other
documents that are executed of even date herewith such as the Loan Agreement, Declaration of
Restrictive Covenants, Disbursement Agreement, Rent Regulatory Agreement, and the Note (the
"Loan").
NOW THEREFORE, in consideration of the making of the Loan by Mortgagee and the
covenants, agreements, representations and warranties set forth in this Mortgage:
WITNESSETH THAT:
FOR GOOD AND VALUABLE CONSIDERATION, as set forth in the above recitals that are
hereby incorporated by reference, the receipt and sufficiency of which are hereby acknowledged,
and also in consideration of the aggregate sum named in the promissory note from the Mortgagor
in favor of the Mortgagee, in the original principal amount of Five Million Dollars and Zero
Cents ($5,000,000.00) (hereinafter referred to as the "Note"), the Mortgagor does grant, bargain
sell, alien, remise, release, convey and confirm unto the Mortgagee, in fee simple, that certain
1
tract of land which the Mortgagor is now seized and possessed and in actual possession, situate
in Miami -Dade County, State of Florida, located at 829-845-847 Southwest 8 Street Miami, FL
33130, legally described as follows:
SEE EXHIBIT "A" ATTACHED HERETO AND INCORPORATED HEREIN
TOGETHER WITH all structures and improvements now and hereafter located thereon,
the rents, issues and profits thereof, all furniture, furnishings, fixtures and equipment now located
thereon, and also all gas and electric fixtures, heaters, air conditioning, equipment, machinery,
motors, baths, tubs, sinks, water closets, faucets, pipes and other plumbing and heating fixtures,
refrigerators, blinds, and other window treatments, which are now or may hereafter pertain to or
be used with, in or on said premises, and which, even though they be detached or detachable, are
and shall be deemed to be fixtures and accessions to the freehold and a part of the realty, and all
additions thereto and replacements thereof, which real property, improvements and personalty
shall hereinafter collectively be referred to as the "Mortgaged Property".
TO HAVE AND TO HOLD the same, together with all tenements and hereditaments and
appurtenances, unto the Mortgagee in fee simple, forever.
The Mortgagor does covenant with the Mortgagee that Mortgagor is indefeasibly seized of
the Mortgaged Property in fee simple; that the Mortgagor has full power and lawful right to convey
the Mortgaged Property in fee simple as aforesaid; that the Mortgaged Property is free from all
encumbrances except as specified on Exhibit "B" attached hereto and incorporated herein; that the
Mortgagor will make such further assurances to perfect the fee simple title to the Mortgaged
Property in the Mortgagee as may reasonably be required; and that the Mortgagor does hereby
fully warrant the title to the Mortgaged Property, and will defend the same against the lawful
claims of all persons whomsoever.
PROVIDED ALWAYS, that if the Mortgagor shall pay unto the Mortgagee or otherwise
perform and fulfill its obligations with respect to the indebtedness and obligations evidenced by
the Note, and shall perform, comply with and abide by each and every one of the stipulations,
agreements, conditions and covenants of the Note, this Mortgage, the Covenant, the Disbursement
Agreement, the Rent Regulatory Agreement, and the Loan Agreement, dated same date herein the
other loan documents by and between Mortgagee, as lender therein, and Mortgagor, as borrower
therein (the "Agreement" or "Loan Agreement") and all other loan documents executed in
connection herewith 'and therewith (hereinafter jointly referred to as "the Loan Documents"), then
this Mortgage and the estate thereby created shall cease and be null and void.
AND THE MORTGAGOR HEREBY COVENANTS AND AGREES AS
FOLLOWS:
1. PERFORMANCE OF NOTE AND MORTGAGE. The Mortgagor shall pay or
otherwise fully perform its obligations with respect to the payment of all and singular the principal,
interest and other sums of money payable by virtue of the Note and this Mortgage, or either,
promptly on the days when the same severally become due and payable, and shall perform, comply
with and abide by each and every of the stipulations, agreements, conditions and covenants set
forth in the Note, this Mortgage and the Loan Documents.
2. TAXES AND OTHER CHARGES. The Mortgagor shall pay when due and payable and
before any interest, charge or penalty is due thereon, without any deduction, defalcation or
2
abatement, all taxes, assessments, levies, liabilities, obligations, encumbrances, water and sewer
rents and all other charges or claims of every nature and kind which may be imposed, suffered,
placed, assessed, levied, or filed at any time against this Mortgage, the Mortgaged Property or any
part thereof or against the interest of the Mortgagee therein, or which by any present or future law
may have priority over the indebtedness secured hereby either in lien or in distribution out of the
proceeds of any judicial sale, without regard to any law heretofore or hereafter to be enacted
imposing payment of the whole or of any part upon the Mortgagee; and insofar as any such tax,
assessment, levy, liability, obligation or encumbrance is of record, the same shall be promptly
satisfied and discharged of record and the original official document (such as, for instance, the tax
receipt or the satisfaction paper officially endorsed or certified) shall be placed in the hands of the
Mortgageeno later than such dates; provided, however, that if, pursuant to this Mortgage or
otherwise, the Mortgagor shall have deposited with the Mortgagee before the due date thereof
sums sufficient to pay any such taxes, assessments, levies, water and sewer rents, charges or
claims, and the Mortgagor is not otherwise in default, they shall be paid by the Mortgagee; and
provided further, that if the Mortgagor in good faith and by appropriate legal action shall contest
the validity of any such items or the amount thereof, and shall have established on its books or by
deposit of cash with the Mortgagee, as the Mortgagee may elect, a reserve for the payment thereof
in such amount as the Mortgagee may require, then the Mortgagor shall not be required to pay the
item or to produce the required receipts: (a) while the reserve is maintained; and (b) so long as the
contest operates to prevent collection, is maintained and prosecuted with diligence, and shall not
have been terminated or discontinued adversely to the Mortgagor. The Mortgagor shall furnish
the Mortgagee with annual receipted tax bills evidencing payment within ninety (90) days from
their initial due date.
3. INSTALLMENTS FOR INSURANCE, TAXES AND OTHER CHARGES. Without
limiting the effect of Paragraphs 2 or 5 hereof, the Mortgagee may require the Mortgagor to pay
to the Mortgagee, monthly, an amount equal to one -twelfth (1/12) of the annual premiums for the
insurance policies referred to hereinabove and the annual real estate taxes, water and sewer rents,
any special assessments, charges or claims and any other item which at any time may be or become
a lien upon the Mortgaged Property prior to the lien of this Mortgage; and on demand from time
to time the Mortgagor shall pay to the Mortgagee any additional sums necessary to pay the
premiums and other items, all as estimated by the Mortgagee. The amounts so paid shall be used
in payment thereof if the Mortgagor is not otherwise in default hereunder. No amount so paid
shall be deemed to be trust funds but may be commingled with general funds of the Mortgagee,
and no interest shall be payable thereon. If, pursuant to any provision of this Mortgage, the whole
amount of the unpaid principal debt becomes due and payable, the Mortgagee shall have the right,
at its election, to apply any amount so held against the entire indebtedness secured hereby. At the
Mortgagee's option, the Mortgagee from time to time may waive, and after any such waiver may
reinstate, the provisions of this Paragraph requiring monthly payments.
4. ATTORNEYS' FEES AND COSTS. Subject to Paragraph 11, in the event
litigation, arbitration, or mediation, between the Mortgagor and Mortgagee, arises out of the terns
of this Mortgage, each party shall be responsible for its own attorney's fees, costs, charges, and
expenses through the conclusion of all appellate proceedings, and including any final settlement
or judgment.
5. INSURANCE. The Mortgagor shall keep the buildings and improvements now or
hereafter erected on the Mortgaged Property continuously insured under a policy or policies
3
providing coverage on an "all risk" basis, in a sum not less than full insurable value or replacement
cost valuation, including coverage for windstorm, hail, and flood insurance if applicable in a
company or companies acceptable to the Mortgagee. Such policy shall also include coverage for
Law and Ordinance and Loss of Rents with a maximum policy deductible on windstorm, hail and
flood of 5%. In addition, the Mortgagor agrees to continuously maintain Commercial General
Liability with limits of $1,000,000 per occurrence, $2,000,000 policy aggregate protecting against
bodily injury and property damage arising from claims involving premises and operations,
products and completed operations, personal and advertising injury liability, and hired and non
owned automobile exposures. In addition, the Mortgagor shall furnish Umbrella Liability coverage
with limits of at least $2,000,000 per occurrence, $2,000,000 policy aggregate. The policy or
policies of insurance contained herein shall list the Mortgagee as an additional insured on all third
party liability policies and loss payee as to property, and be held by and be payable to the
Mortgagee. In the event any sum of money becomes payable under such policy or policies, the
Mortgagee shall have the option to receive and apply the same on account of the indebtedness
secured by this Mortgage or to permit the Mortgagor to receive and use it, or any part thereof, for
other purposes, without thereby waiving or impairing any equity lien or right under or by virtue of
this Mortgage. In the event of default by Mortgagor and/or the Mortgagor fails to procure and
maintain the insurance coverage required hereby, the Mortgagee may procure and pay for such
insurance or any part thereof, without waiving or affecting its option to foreclose this Mortgage,
or any right thereunder. Each and every such payment made by the. Mortgagee shall be secured
by this Mortgage; shall be due and payable on demand; and, shall bear interest from the date each
such payment is made at the maximum rate permitted by law. Notwithstanding any provision
contained herein, Mortgagee will not exercise its option to receive and apply the insurance funds
to the indebtedness if there has not been an event of default under the Loan Documents and
Mortgagor demonstrates there are sufficient funds to rebuild, repair or restore the improvements
on the Mortgaged Property.
6. CARE OF THE MORTGAGED PROPERTY. The Mortgagor shall exercise
reasonable care in the maintenance of the Mortgaged Property, and shall not permit, commit or
suffer any waste, impairment or deterioration of the Mortgaged Property or any part thereof. In
the event the Mortgagor fails to keep the Mortgaged Property in good repair,.the Mortgagee may
make such repairs as it may deem necessary in its sole discretion for the proper preservation
thereof, and the full amount of each such payment shall be due and payable with interest at the
maximum rate permitted by law on demand, and shall be secured by the lien of this Mortgage.
7. EXISTING/OTHER MORTGAGES AND OBLIGATIONS. Any default in the
payment or terms and conditions of any existing or other mortgage(s), or any modification of,
and/or acceptance of future advances from, any existing or other mortgage(s), other than in
connection with the Permitted Senior Financing, without the notice and prior written approval of
the City shall constitute a default hereunder and the Mortgagee, at its option, may declare all sums
due and payable and accelerate the entire indebtedness.
The Mortgagee may, at its option, and without waiving its right to accelerate the
indebtedness hereby secured and to foreclose the same, pay either before or after delinquency any
or all of those certain obligations required by the terms hereof to be paid by the Mortgagor for the
protection of the Mortgage security or for the collection of the indebtedness hereby secured. All
sums so advanced or paid by Mortgagee shall be charged into the mortgage account, and every
payment so made shall bear interest from the date thereof at the delinquent rate specified in said
4
Mortgage Note, and become an integral part thereof, subject in all respects to the terms, conditions
and covenants of the aforesaid Promissory Note, and this Mortgage, as fully and to the same extent
as though a part of the original indebtedness evidenced by said Note and secured by this Mortgage,
excepting however, that said sums shall be repaid to the Mortgagee within fifteen (15) days after
demand by the Mortgagee to the Mortgagor for said payment.
8. INSPECTION. The Mortgagee, and any persons authorized by the Mortgagee, shall have
the right at any time, upon reasonable notice to the Mortgagor, to enter the Mortgaged Property at
a reasonable. hour to inspect and photograph its condition and state of repair.
9. ACCELERATION OF MATURITY. That (a) in the event of any breach of this
Mortgage, or default on the part of the Mortgagor which continues beyond any applicable cure
-period as set forth in the Loan Agreement; or (b) in the event any of said sums of money herein
referred to be not promptly and fully paid within fifteen (15) days next after the same severally
become due and payable, without demand or notice; or (c) in the event each and every stipulation,
agreement, condition and covenants of the Agreement, the Note, this Mortgage, or any of the Loan
Documents, are not duly, promptly and fully performed, discharged, executed, effected,
completed, complied with and abided by, subject to any applicable notice And cure period as may
be provided in the Agreement; or (d) in the event the Mortgagor shall fail, within five (5) days
written notice by the Mortgagee to execute a Mortgagor's certificate in favor of any assignee or
prospective assignee of the Mortgagee's interest hereunder which certificate shall contain such
acknowledgments, affirmations, and covenants as may be reasonably required to enable the
Mortgagee to assign their interest hereunder; or (e) upon the rendering by any court of last resort
of a decision that an undertaking by the Mortgagor as herein provided to pay taxes, assessments,
levies liabilities, obligations and encumbrances is legally inoperative or cannot be enforced; or (f)
in the event of the passage of any law changing in any way or respect the laws now in force for
the taxation of mortgages or debts secured thereby, or the manner of collection of any such taxes,
so as to affect this Mortgage or the debt secured hereby; or (g) in the event there exists an event of
default under and pursuant to the terrns of any other obligation of any kind or nature whatsoever
of the Mortgagor to the Mortgagee, direct or contingent, whether now existing or hereafter due,
existing, created or arising, then in either or any such event, the said aggregate sum mentioned in
said Note then remaining unpaid, with interest accrued, and all other fees and charges due in
connection therewith, and all monies secured hereby shall become due and payable forthwith, or
thereafter, at the option of the Mortgagee or successor mortgagee hereof, as fully and completely
as if all of the sums of money were originally stipulated to be paid on such day, anything in the
Note and/or in this Mortgage to the contrary notwithstanding; and thereupon or thereafter, at the
option of the Mortgagee or successor mortgagee hereof, without notice or demand, suit at law or
in equity, therefore, or thereafter begun, may be prosecuted as if all money secured hereby had
matured prior to its institution.
10. NO ADDITIONAL FINANCING. The Mortgagor hereby covenants and agrees that
Mortgagor shall not procure any other financing in connection with the Mortgaged Property
without the prior written consent of the Mortgagee other than financings disclosed to the
Mortgagee in writing as of the date hereof.
11. DEFENSE OF MORTGAGED PROPERTY AND MORTGAGE. If any action or
proceeding shall be commenced by any person other than the Mortgagee, and the Mortgagee is
made a party, or in which it shall become necessary for the Mortgagee to defend or take action to
uphold or defend the lien of this Mortgage, all sums paid or incurred by the Mortgagee for the
5
expense of any litigation, including court costs and reasonable attorneys' fees incurred in any trial,
appellate, and bankruptcy proceedings, to prosecute or 'defend the rights and liens created by this
Mortgage shall be paid by the Mortgagor, together with interest thereon at the maximum rate
permitted by law from the date thereof, and any such sum and interest thereon shall be a claim
upon the Mortgaged Property, attaching or accruing subsequent to the lien of this Mortgage, and
shall be secured by the lien of this Mortgage.
12. CONDEMNATION. In the event the Mortgaged Property or any part thereof shall be
condemned under the power of eminent domain, the Mortgagee shall have the right to demand that
all damages awarded for such taking be paid to the Mortgagee and shall be entitled to receive same,
up to the aggregate amount then remaining unpaid on the Note and this Mortgage, and any such
sums shall be applied to the payments last payable thereof.
13. SUBROGATION. To the extent of the indebtedness of the Mortgagor to the Mortgagee
as described in the Note, the Mortgagee shall be subrogated to the lien and the rights of the owners
and holders of each and every mortgage, lien or other encumbrance on the Mortgaged Property
which is paid or satisfied, in whole or in part, out of the proceeds of the Note. The respective liens
of such mortgages, liens or other encumbrances shall be ,and are hereby security for the Note, as if
they had been regularly assigned, transferred, and delivered unto the Mortgagee, notwithstanding
the fact that the same may be set aside and canceled of record. It is the intention of the parties
hereto that the prior mortgages, liens or other encumbrances will be satisfied and canceled of
record by the holders thereof at or about the time of the recording of this Mortgage.
14. APPOINTMENT OF RECEIVER. At any time while a suit is pending to foreclose or
to reform this Mortgage or to enforce any claims arising hereunder, the Mortgagee may apply to a
court of appropriate jurisdiction for the appointment of a receiver, and such court shall forthwith
appoint a receiver of the Mortgaged Property, including all and singular the income, profits, rents,
issues and revenues from whatever source derived. The receiver shall have all the broad and
effective functions and powers in anywise entrusted by a court to a receiver, and such appointment
shall be made by such court as an admitted equity and as a matter of absolute right to the Mortgagee
without reference to the adequacy or inadequacy of the value of the Mortgaged Property, or to the
solvency or insolvency of the Mortgagor or the Defendants. All income, profits, rents, issues and
revenues collected by the receiver shall be applied by such receiver according to the lien of this
Mortgage, and the practice of such court.
15. NO TRANSFER OF MORTGAGED PROPERTY. It is expressly agreed that should
the Mortgagor convey title to the Mortgaged Property, except as may be set forth in the Loan
Agreement, or any legal or equitable interest therein, to any person, firm or corporation or shall
permit or create any further encumbrances upon the Mortgaged Property without the prior written
approval of the Mortgagee to such conveyance or encumbrance, all sums outstanding under the
Note and secured by this Mortgage shall become immediately due and payable, at the option of
the Mortgagee.
16. LEASES AFFECTING MORTGAGED PROPERTY. The Mortgagor shall comply
with and observe its obligations as landlord under all leases affecting the Mortgaged Property or
any part thereof. Upon request, the Mortgagor shall furnish promptly to the Mortgagee executed
copies of all such leases now existing or hereafter created. The Mortgagor shall not accept
payment of rent more than one (1) month in advance without the prior written consent of the
Mortgagee. Nothing contained in this Section or elsewhere in this Mortgage shall be construed to
6
make the Mortgagee a mortgagee in possession unless and until the Mortgagee actually takes
possession of the Mortgaged Property either in person or through an agent or receiver. To the
extent not provided by applicable law, each lease of the Mortgaged Property, shall provide that, in
the event of the enforcement by the Mortgagee of the remedies provided for by law or by this
Mortgage, the lessee thereunder will, if requested by the Mortgagee or by any person succeeding
to the interest of the Mortgagee as the result of said enforcement, automatically become the lessee
of any such successor in interest, without any change in the terms or other provisions of the
respective lease; provided, however, that said successor in interest shall not be bound by (i) any
payment of rent or additional rent for more than one (1) month in advance, except prepayments in
the nature of security for the performance by said lessee of its obligations under said lease not in
excess of an amount equal to one (1) month's rental, or (ii) any amendment or modification in the
lease made without the consent of the Mortgagee or any successor in interest. Each lease shall
also provide that, upon request by said successor in interest, the lessee shall execute and deliver
an instrument or instruments confirming its attornment.•
17. ASSIGNMENT OF RENTS, ISSUES AND PROFITS. The Mortgagor does hereby
bargain, sell, transfer, assign, convey, set over and deliver unto the Mortgagee, as security for the
payment and performance of all the terms and conditions of the Note and this Mortgage, and any
and all amendments, extensions and renewals thereof, all Leases affecting the Mortgaged Property
or any part thereof now existing or which may be executed at any time in the future during the life
of this Mortgage, and all amendments, extensions and renewals of said leases and any of them,
and all rents and other income which may now or hereafter be or become due or owing under the
Leases, and any of them, on account ofthe use of the Mortgaged Property, it being intended hereby
to establish a complete transfer of the leases hereby assigned and all the rents and other income
arising thereunder and on account of the use of the Mortgaged Property unto the Mortgagee, with
the right, but without the obligation, to collect all of said rents and other income which may become
due during the life of the Note and this Mortgage. The Mortgagor agrees to deposit with the
Mortgagee upon demand such leases as may from time to time be designated by the Mortgagee.
Although it is the intention of the parties that this shall be a present assignment, it is expressly
understood and agreed, anything herein contained to the contrary notwithstanding, that the
Mortgagee shall not exercise any of the rights or powers herein conferred upon it until a default
shall occur under the terms and provisions of the Note and this Mortgage, but upon the occurrence
of any default the Mortgagee shall be entitled, upon notice to the tenants, to all rents and other
amounts then due under the leases and thereafter accruing, and this Mortgage shall constitute a
direction to and fiill authority to the tenants, lessees or other occupants of the premises (hereinafter
collectively referred to as the "Tenants") to pay all said amounts to the.Mortgagee without proof
ofthe default relied upon. The Tenants are hereby in-evocably authorized to rely upon and comply
with any notice or demand by the Mortgagee for the payment to the Mortgagee of any rental or
other sums which may be or thereafter become due under the leases, or for the performnance of any
of the Tenants undertakings under the leases and shall have no right or duty to inquire as to whether
any default under this Mortgage has actually occurred or is then existing.
18. MORTGAGE CONSTITUTES SECURITY AGREEMENT. This Mortgage also
constitutes a security agreement as defined under the Uniform Commercial Code. The Mortgagor
hereby grants to the Mortgagee a security interest in and to all furniture, furnishings, equipment,
machinery, and personal property of every nature whatsoever now owned or hereafter acquired by
the Mortgagor located upon the Mortgaged Property together with all proceeds therefrom and as
fin-ther described in an exhibit to the Security Agreement of even date herewith, if any. The
7
Mortgagor shall execute any and all documents as the Mortgagee may request, including, without
limitation, financing statements pursuant to the Uniform Commercial Code as adopted by the State
of Florida, to preserve and maintain the priority of the lien created hereby on. property which may
be deemed personal property or fixtures. The Mortgagor hereby authorizes -and empowers the
Mortgagee to execute and file on behalf of the Mortgagor all financing statements and refiling and
continuations thereof as the Mortgagee deems necessary or advisable to create,_ preserve or protect
said lien. The Mortgagor and Mortgagee expressly agree that the filing of a financing statement
shall never be construed• as in anywise derogating from or impairing the express declaration and
intention of the parties hereto that all such personality located on or utilized in connection with the
real property encumbered by this Mortgage shall at all times and for all purposes, in all proceedings
both legal and equitable, be deemed a part of the real property encumbered by this Mortgage.
19. CARE OF PROPERTY.
(a) The Mortgagor shall preserve and maintain the Mortgaged Property in good
condition and repair. Except for: (i) repairs or replacements for ordinary wear and tear or in the
ordinary course of management of the Mortgaged Property; (ii) tenant or similar improvements
and upgrades; and (iii) repairs, replacements, or other restorations in the event of a casualty or
condemnation that are performed in accordance with the Loan Agreement, the Mortgagor shall not
remove, demolish, alter or change the use of any building, structure or other improvement
presently or hereafter on the Land constituting any part of the Mortgaged Property without the
prior written consent of the Mortgagee. The Mortgagor shall not permit, commit or suffer any
waste, impairment or deterioration of the Mortgaged Property or of any part thereof, and will not
take any action which will increase the risk of fire or other hazard to the Mortgaged Property or to
any part thereof.
(b) Except as otherwise provided in this Mortgage, no fixture, personal property or other part
of the Mortgaged Property shall be removed,, demolished or altered, without the prior written
consent of the Mortgagee. The Mortgagor may sell or otherwise dispose of, free from the lien of
this Mortgage, furniture, furnishings, equipment, tools, appliances, machinery, fixtures or
appurtenances, subject to the lien hereof, which may become wom out, undesirable or obsolete,
only if they are replaced immediately with similar items of at least equal value which shall, without
further action, become subject to the lien of this Mortgage.
20. MORTGAGE SECURES INDEBTEDNESS. It is expressly agreed and understood that
this Mortgage secures the indebtedness and the obligation of the Mortgagor to the Mortgagee with
respect to the Note, as the same is evidenced by the Note, and all renewals, extensions and
modifications thereof. This Mortgage shall not be deemed released, discharged or satisfied until
the entire indebtedness evidenced by the Note is paid in full.
21. MORTGAGEE'S REMEDIES CUMULATIVE. The Mortgagor agrees that all .rights
of the Mortgagee hereunder shall be separate, distinct, and cumulative, and that none shall be in
exclusion of the other, and that no act of the Mortgagee shall be construed as an election to proceed
under any provision of covenant herein to the exclusion of any other, notwithstanding anything
herein to the contrary.
22. FUTURE ADVANCES. Pursuant to the laws of the State of Florida, this Mortgage shall
secure not only the existing indebtedness evidenced by the Note, but also such future advances as
may be made by the Mortgagee to the Mortgagor in accordance with the Note, this Mortgage, or
8
any other Loan Document executed in connection herewith, whether or not such advances are
obligatory or are to be made at the option of the Mortgagee, or otherwise, and as are made within
twenty (20) years from the date hereof, to the same extent as if such future advances were made
on the date of the execution of this Mortgage. The total amount of indebtedness that may be so
secured may decrease or increase from time to time, but the total unpaid balance so secured at one
time shall not exceed two times the face amount of the Note, plus interest thereon, and any
disbursements made for the payment of taxes, levies or insurance on the Mortgaged Property with
interest on such disbursements at the rate designated in the Note to apply following a default
thereunder.
23. INDEMNIFICATION. The Mortgagor hereby protects, indemnifies, defends, and saves
harmless the Mortgagee, its officers, directors, agents and employees, from and against any and
all liabilities, obligations, claims, damages, penalties, causes of action, costs and expenses
(including without limitation, reasonable attorneys' fees and expenses) imposed upon, incurred by
or asserted against the Mortgagee or any of such persons by reason of (a) ownership of any interest
in the Mortgaged Property or any part thereof, (b) any accident, injury to or death of persons or
loss of or damage to property occurring on or about the Mortgaged Property or any part thereof or
the adjoining sidewalks, curbs, vaults and vault space, if any, streets or ways, (c) any use, disuse
or condition of the Mortgaged Property or any part thereof, or the adjoining sidewalks, curbs,
vaults and vault space, if any, or any streets or ways, (d) any failure on the part of the Mortgagor
to perform or comply with any of the terms hereof or of any of the Loan documents executed in
connection llerewith, or any inaccuracy in any representation or warranty made by the Mortgagor
herein or in any of the Loan Documents executed in connection herewith, (e) any necessity to
defend any of the right, title or interest conveyed by this Mortgage, (f) the performance of any
labor or services or the furnishing of any materials or other property in respect of the Mortgaged
Property or any part thereof, (g) any subsidence or erosion of any part of the surface of the
Mortgaged Property, including any shoreline or any bank of any river, stream, creek, lake, ocean
or other water source, or (h) the location or existence of asbestos or any toxic or hazardous waste,
chemicals, materials or substance on, at, in or under the Mortgaged Property or any part thereof.
If any action, suit or proceeding is brought against the Mortgagee, or any of its officers, directors,
agents or employees, for any such reason, the Mortgagor, upon the request of such party, will, at
the Mortgagor's expense, cause such action, suit or proceeding to be resisted and defended by
counsel satisfactory to the Mortgagee or such person. Any amounts payable to an indemnified
party under this Section which are not paid within ten (10) days after written demand therefor shall
bear interest at the default rate of interest provided in the Note from the date of such demand, and
such amounts, together with such interest, shall be indebtedness secured by this Mortgage. The
obligations of the Mortgagor under this Section shall survive any defeasance of the Mortgage.
24. HAZARDOUS MATERIALS. The Mortgagor agrees that it will not use, generate, store
or dispose of Hazardous Materials on the Mortgaged Property other than in strict compliance with
all applicable federal, state, and local laws. For purposes hereof, "hazardous materials" include
(but are not limited to) materials defined as "hazardous waste" under the Federal Resource
Conservation and Recovery Act and similar state laws, or as "hazardous substances" under the
Federal Comprehensive Environmental Response, Compensation and Liability Act and similar
state laws. Hazardous materials include (but are not limited to) solid, semi -solid, liquid or gaseous
substances that are toxic, ignitable, corrosive, carcinogenic or otherwise dangerous to human, plant
or animal health and well being. Examples of hazardous waste include paints, solvents, chemicals,
petroleum products, batteries, transformers, and other discarded man-made materials with
9
hazardous characteristics. The Mortgagee shall have all remedies at law and equity for failure of
the Mortgagor to carry out the foregoing obligation, including but not limited to specific
performance, damages, reasonable attonleys' fees and court costs. This provision shall survive
payment of the Note and termination of this Mortgage.
25. REPRESENTATIONS AND WARRANTIES. In order to induce the Mortgagee to
make the Loan evidenced by the Note, the Mortgagor represents and warrants that: (a) there are
no actions, suits or proceedings pending or threatened against or affecting the Mortgagor or any
portion of the Mortgaged Property, or involving the validity or enforceability of this Mortgage or
the priority of its lien, before any court of law or equity or any tribunal, administrative board or
governmental authority, and the Mortgagor is not in default under any other indebtedness or with
respect to any order, writ, injunction, decree, judgment or demand of any court or any
governmental authority; (b) the execution and delivery of the Note, this Mortgage and all other
Loan Documents do not and shall not (i) violate any provisions of any law, rule, regulation, order,
writ, judgment, injunction, decree, determination or award applicable to the Mortgagor or any
other person executing the Note, this Mortgage or other Loan Documents, nor (ii) result in a breach
of, or constitute a default under, any indenture, bond, mortgage, lease, instrument, credit
agreement, undertaking, contract or other agreement to which the Mortgagor or such other person
is a party or by which either or both of them or their respective properties may be bound or affected;
(c) the Note, this Mortgage and all other Loan Documents constitute valid and binding obligations
of the Mortgagor and any other person executing the same, enforceable against the Mortgagor and
such other person(s) in accordance with their respective terns; (d) there is no fact that the
Mortgagor and any guarantor(s) of the Loan have not disclosed to the Mortgagee in writing that
could materially adversely affect their respective properties, business or financial conditions or the
Mortgaged Property or any other collateral for the Loan; (e) the Mortgagor and any guarantor(s)
of the Loan have duly obtained all permits, licenses, approvals and consents from, and made all
filings with, any governmental authority (and the same have not lapsed nor been rescinded or
revoked) which are necessary in connection with the execution and delivery of this Mortgage and
any other Loan Document, the making of the Loan, the performance of their respective obligations
under any Loan Document, or the enforcement of any Loan Document; and that all such
representations and warranties shall survive the closing of the Loan and any bankruptcy
proceedings.
26. SEVERABILITY OF INVALID PROVISIONS. In the event any provision of the Note
and or this Mortgage should be held unconstitutional, illegal or unenforceable for any reason, such
provision shall not affect, alter, or otherwise impair any other provision of the Note and or this
Mortgage.
27. NO WAIVER. It is expressly agreed and understood that a waiver by the Mortgagee of
any right or rights conferred to it hereunder with regard to any one transaction or occunrence shall
not be deemed a waiver of such right or rights to any subsequent transaction or occurrence. It is
further agreed that any forbearance or delay by the Mortgagee in the enforcement of any right or
remedy hereunder shall not constitute or be deemed a waiver of such right or remedy.
28. GOVERNING LAW AND VENUE. This Mortgage shall be construed and enforced
pursuant to the laws of the State of Florida, excluding all principles of choice of laws, conflict of
laws and comity. Any action pursuant to a dispute under this Mortgage must be brought in
Miami -Dade County and no other venue. All meetings to resolve said dispute, including
voluntary arbitration, mediation, or other alternative dispute resolution mechanism, will
10
take place in this venue. The parties both waive any defense that venue in Miami -Dade
County is not convenient.
29. HEADINGS. The headings of the articles, sections, paragraphs and subdivisions of this
Mortgage are for convenience and ease of reference only, and are not to be considered a part
hereof, and shall not limit or otherwise affect any of the terns or provisions hereof.
30. GENDER AND NUMBER. In this Mortgage and the Note it secures, the singular shall
include the plural and the masculine shall include the feminine and neuter.
31. PARTIES BOUND; NO ORAL MODIFICATIONS. Each and every of the terns,
covenants and conditions contained herein shall be binding upon the parties hereto and their
successors, heirs, assigns and devisee. This Mortgage is not subject to modification other than by
a written document or instillment executed by the party or parties to be charged with such
modification.
32. CAPITALIZED TERMS. All capitalized terms not defined herein shall have the
meanings provided in the Loan Agreement and the Exhibits thereto.
33. WAIVER OF TRIAL BY JURY. THE MORTGAGOR HEREBY KNOWINGLY,
VOLUNTARILY AND INTENTIONALLY WAIVES THE RIGHT TO A TRIAL BY JURY
WITH RESPECT TO ANY LITIGATION BASED HEREON OR ARISING OUT OF,
UNDER OR IN CONNECTION WITH, THIS MORTGAGE, OR ANY OF THE LOAN
DOCUMENTS OR THE FINANCING CONTEMPLATED HEREBY, OR ANY COURSE
OF CONDUCT, COURSE OF DEALING, STATEMENTS (WHETHER ORAL OR
WRITTEN) OR THE ACTIONS OF ANY PARTY HERETO. THIS PROVISION IS A
MATERIAL INDUCEMENT FOR THE MORTGAGEE EXTENDING THE LOAN
SECURED BY THIS MORTGAGE.
%SIGNATURE PAGE FOLLOWS/
11
IN WITNESS WHEREOF, the Mortgagor has hereunto set its hand and seal the day and year
first above written.
WITNES�
Print N e:
!j
Prin A ie:
h
Pi
MORTGAGOR'S ADDRESS:
16426 Northeast 32 Avenue
North Miami Beach, FL 33160
STATE OF FLORIDA
}
COUNTY OF MIAMI-DADE } SS:
MORT ' GOR: 8t ttreet Properties, LLC,
la li ted ,'ability co s any
By:
Print Nat�`E�i'
Title: ) h
r . syr.�..r�
Date:
ACKNOWLEDGMENT
The foregoing instpnient was acknowledged before me by mea of Cv physical presence or ❑
online pline notarization this a') day of )
u*v' _, 2022 by )v(•. V'(CT— , as
1\ 4,. .1of 8th Street Properties LLC, a Florida limited liability company, on behalf of the
company, who i personally known to me r has produced
identification.
FISHWN
,.•:1 • `.{Y P(;r;j'`'., GREGORY R.
MY COMMISSION # GG 348456
u�eL, EXPIRES: October 23, 2023
Bonded Thru Notary Public Underwriters
:`
:C�.sTa"R
12
as
Print Name:
Notary Publ
, Mate of Florida at large
EXHIBIT A
Legal Description of The Property
LEGAL DESCRIPTION:
PARCEL A
THE SOUTH 35 FEET OF LOTS 2 AND 3, LOT 10 AND 11, LESS THE SOUTH 10 FEET THEREOF,
IN BLOCK R, OF "RIVERVIEW MRS. MARY BRICKELL SUBDIVISION" AS RECORDED IN PLAT
BOOK5
AT PAGE 43, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA.
PARCEL B
THE WEST 1/2 OF LOT 12, LESS THE SOUTH 10 FEET THEREOF, ALL IN BLOCK R, OF
"RIVERVIEW MRS. MARY BRICKELL SUBDIVISION" AS RECORDED IN PLAT BOOK 5 AT PAGE 43,
OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA.
PARCEL C
THE EAST 1/2 OF LOT 12, LESS THE EAST 6.35 FEET OF THE SOUTH 74.86 FEET, AND LESS
THE SOUTH 10 FEET THEREOF, IN BLOCK R, OF "RIVERVIEW MRS. MARY BRICKELL
SUBDIVISION"
AS RECORDED IN PLAT BOOK 5 AT PAGE 43, OF THE PUBLIC RECORDS OF MIAMI-DADE
COUNTY, FLORIDA.
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EXHIBIT B
Permitted Encumbrances on the Mortgaged Property
All permitted encumbrances on the Property are described in Title Insurance Commitment No.
1207846 issued by Old Republic National Title Insurance Company, effective as of December 1.
23, 2021 at 11:00 p.m.
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