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HomeMy WebLinkAbout23300AGREEMENT INFORMATION AGREEMENT NUMBER 23300 NAME/TYPE OF AGREEMENT RESIDENCES AT DR. KING BOULEVARD, LTD. DESCRIPTION MIAMI FOREVER BOND LOAN AGREEMENT/NEW CONSTRUCTION OF 120 UNITS/FILE ID: 5562/R-19-0141 EFFECTIVE DATE ATTESTED BY TODD B. HANNON ATTESTED DATE 9/28/2020 DATE RECEIVED FROM ISSUING DEPT. 9/30/2020 NOTE a 33 0 MIAMI FOREVER BOND LOAN AGREEMENT FOR RESIDENCES AT DR. KING BOULEVARD, LTD. This Miami Forever Bond Loan Agreement (this "Loan Agreement" or "Agreement") for Residences at Dr. King Boulevard is dated as of this day of , 2020, by and between the CITY OF MIAMI, a municipal corporation of the State of Florida (hereinafter the "City" or "Lender") and RESIDENCES AT DR. KING BOULEVARD, LTD., a Florida limited partnership (hereinafter the "Project Sponsor" or "Borrower"). FUNDING SOURCE: MIAMI FOREVER BOND FUNDS AMOUNT: Two Million Dollars ($2,000,000.00) RESOLUTION: Housing and Commercial Loan Committee ("HCLC") approval of September 27, 2019. PROJECT NAME: PROJECT TYPE: TERM: AFFORDABILITY PERIOD: ASSISTED UNITS: IDIS NUMBER: ORACLE NUMBER: PROPERTY ADDRESS: Residences at Dr. King Boulevard New Construction See Section 1.17 Thirty (30) years commencing on the Closeout of the Project One hundred twenty (120) Project units ./ 6240 NW 15 Ave. Miami, FL 33147, 1501 NW 62 St:: Miami, FL 33147, 1515 NW 62 St. Miami, FL 33147;; 1525 NW 62 St. Miami, FL 33147, 1535 NW 62. St. Miami, FL 33147, 1551 NW 62 St. Miami, FL 33147, 1560 NW 62 St. Miami, FL 33147,1520 NW 62 St. Miami, FL 33147, 1500 NW 62 St. Miami, FL 33147, and Adjacent North of 1500-1520 NW 62 Street, Miami, FL33147 EXHIBITS ATTACHED HERETO AND INCORPORATED HEREIN: Exhibit A Legal Description Exhibit B Exhibit C Exhibit D Exhibit E Scope of Work/Project Schedule Budget Form of Disbursement Agreement Affirmative Marketing Procedures and Responsibilities RFA 18-2329 Page 1 of 42 Exhibit F Exhibit G Exhibit H Exhibit I Exhibit J Exhibit K Schedule A Form of Mortgage and Security Agreement Form of Declaration of Restrictive Covenants Form of Rent Regulatory Agreement S ignage Requirements Construction Insurance Requirements No Finder's Fee Affidavit Schedule of Permitted Financing RECITALS WHEREAS, the Project Sponsor is the owner of a fee simple interest in the real property ("Property") described in Exhibit "A." The Project Sponsor is constructing a new affordable housing project to be known as Residences at Dr. King Boulevard (the "Project") that will increase the supply of rental housing units for Extremely Low, Very Low, Low, and Workforce Income Households (ranging from 30% to 140% of AMI), by providing additional affordable rental units. WHEREAS, on September 27, 2019, the City's HCLC approved an allocation of Miami Forever Bond ("Bond") funds in the amount of $2,000,000.00 for the construction of affordable and workforce housing; and WHEREAS, the City and the Project Sponsor intend and agree that the Bond, Funds be subject to the terms and conditions of this Agreement. NOW THEREFORE, in consideration of the mutual covenants and obligations herein contained, and subject to the terms and conditions hereinafter stated, the parties heretoainderstand and agree as follows: ARTICLE I DEFINITIONS The City and the Project Sponsor hereby agree that the capitalized terms used herein shall have the meanings set forth below unless the context requires otherwise: 1.1 Affordability Period: The period of time that the Assisted Units must remain affordable for Extremely Low, Very Low, Low, and Workforce Income individuals. The Affordability Period of this Project will be thirty (30) years commencing on Close - Out of the Project. 1.2 Affordable: A project or unit that satisfies the requirements set forth in 24 C.F.R. Part 570. 1.3 Assisted Unit(s) or Bond Assisted Unit(s) or City RFA 18-2329 Page 2 of 42 Assisted Units: 1.4 Bond Documents or Loan Documents: All of the Project's one hundred twenty (120) residential apartment units are set aside for occupancy by Extremely Low, Very Low, Low, and Workforce Income Households pursuant to the Bond Requirements throughout the Affordability Period. Twenty-four (24) units shall be occupied by households with incomes at or below thirty percent (30%) of the median income for the area, as determined by Florida Housing Finance Corporation ("FHFC"), with adjustments and certain exceptions as provided by FHFC. Seventy-five (75) units shall be occupied by households with incomes at or below sixty percent (60%) of the median income for the area, as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. Nine (9) units shall be occupied by households with incomes at or below eighty percent (80%) of the median income for the area, as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. Twelve (12) units shall be occupied by households with incomes at or below one hundred forty percent (140%) of the median income for the area, as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. Income Restrictions apply to these units as provided in this Agreement, the Covenant, the other Bond Documents and the Legal Requirements. This Agreement and all other documents that may now or hereafter evidence or secure the Bond Funds, together with other documents executed in connection therewith or presented by the Project Sponsor to the City in connection therewith or herewith, and all amendments, extensions and renewals to any of the foregoing. 1.5 Bond Funds, or, the Loan: The loan in the amount of $2,000,000.00 from the City to the Project Sponsor for Project construction. 1.6 Bond Program: 1.7 Bond Requirements: RFA 18-2329 The program guidelines passed and adopted on March 14, 2019 by the City of Miami Commission in Resolution R-19- 0111, and any amendments thereto, and the program guidelines passed and adopted on July 25, 2019 by the City of Miami Commission in Resolution R-19-0325, and any amendments thereto. The requirements contained in (i) City of Miami Resolution R-19-0111 adopted by the City of Miami Commission on March 14, 2019, and any and all exhibits and amendments thereto, (ii) City of Miami Resolution R-19-0062 adopted by Page 3 of 42 1.8 Code: 1.9 Close -Out of the Project or Project Completion: 1.10 Contract Records: the City of Miami Commission on February 14, 2019, and any and all exhibits and amendments thereto, and (iii) the Miami Forever Bond Validation Final Judgment that was recorded on December 27, 2019 in Official Records Book 31743 at Page 4365 of the Public Records of Miami -Dade County, Florida. The Internal Revenue Code of 1986, as amended, and any successor statute, as it applies to low income housing credit dollar amounts, together with all applicable final, temporary proposed U.S. Treasury Regulations and Revenue Rulings thereunder. The date on which the Project has obtained all of the required Certificate(s) of Occupancy and all Assisted Units have been leased to eligible tenants. Any and all books, records, documents, information, data, papers, letters, materials, electronic storage data and media, whether written, printed, computerized, electronic or electrical, however collected or preserved which are or were produced, developed, maintained, completed, received or compiled by or at the direction of the Project Sponsor or any Project contractor or subcontractor in carrying out the duties and obligations required by the terms of this Agreement, including, but not limited to, financial books and records, ledgers, awnings, maps, pamphlets, designs, electronic tapes, computer drives and diskettes or surveys. 1.11 Effective Date: The date on which the City Clerk's attestation is affixed to this Agreement. 1.12 HUD: The U.S. Department of Housing and Urban Development. 1.13 Legal Requirements: The Bond Requirements, the Miami Forever Bond Validation Final Judgment that was recorded on December 27, 2019 in Official Records Book 31743 at Page 4365 of the Public Records of Miami -Dade County, Florida, the Rules of the Florida Housing Finance Corporation, and any requirements imposed by the City and all local, state and federal requirements relating thereto and/or pertaining to the development, construction and/or operation of the Project under the Bond Program. RFA 18-2329 Page 4 of 42 1.14 Mortgage: 1.15 Payment Date: 1.16 Proiect: 1.17 Property: 1.18 Term: 1.19 The Covenant: The Mortgage and Security Agreement collateralizing the Loan, executed by the Project Sponsor a copy of which is attached hereto and incorporated herein as Exhibit "F." Absent an event of default, the payment of the principal and any accrued interest on the loan will be deferred to the end of the Affordability Period, at which time the principal and accrued interest are due and payable (if not due sooner by reason of acceleration). New construction of affordable housing located on the Property, commonly known as the Residences at Dr. King Boulevard. The project will consist of a total of one hundred twenty (120) Bond Assisted Units, comprised entirely of one-bedroom/one-bathroom residential apartment units. Twenty-four (24) of the Project units shall be for households with incomes at or below thirty percent (30%) of the median income for the area, as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. Seventy-five (75) of the Project units shall be for households with incomes at or below sixty percent (60%) of the median income for the area, as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. Nine (9) of the Project units shall be for households with incomes at or below eighty percent (80%) of the median income for the area, as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. Twelve (12) of the Project units shall be for households with incomes at or below one hundred forty percent (140%) of the median income for the area, as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. Income Restrictions apply to these units as provided in this Agreement, the Covenant, the other Bond Documents and the Legal Requirements. The real property located in Miami, Florida, as legally described in Exhibit "A" attached hereto and incorporated herein. The period commencing on the Effective Date hereof and ending at the expiration of the Affordability Period, unless this Agreement is terminated sooner as provided for herein. A Declaration of Restrictive Covenants executed by the Borrower and to be recorded in the Public Records of Miami -Dade County, Florida to ensure that all of the Project RFA 18-2329 Page 5 of 42 1.20 Extremely Low Income Household: units will qualify and remain Affordable during the Affordability Period. A person or household whose annual income .does not exceed thirty percent (30%) of the median income for the area, as determined by FHFC with adjustments for smaller and larger families and with certain exceptions as provided by FHFC. 1.21 The Note: The Promissory Note of even date herewith evidencing the Loan, executed by the Project Sponsor in favor of the City. 1.22 Very Low Income Household: 1.23 Permitted Senior Financing: A person or households with income at or below sixty percent (60%) of the median income for Miami -Dade County, FL as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. The loan(s) specified to be senior to the Loan as seen in Schedule A, attached hereto and incorporated herein, and shall include refmiancing of such senior loans, provided that the amount of the refmancing loan(s) does not exceed the then outstanding loan amount of the loan being refinanced. 1.24 General Partner/Manager: The General Partner/Manager of the Project Sponsor, being initially, APC Residences at Dr. King Boulevard, LLC, a Florida limited liability company, and MLK 62nd Street Apartments GP, LLC, a Florida limited lability company. 1.25 Low Income Household: A person or households with income at or below eighty percent (80%) of the median income for Miami -Dade County, FL as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. 1.26 Workforce Income Household: A person or households with income at or below one under forty percent (140%) of the median income for Miami - Dade County, FL as determined by FHFC, with adjustments and certain exceptions as provided by FHFC. ARTICLE II BOND FUNDS Upon satisfaction of all conditions set forth herein, the City shall disburse the Bond Funds to the Project Sponsor for the purposes herein set forth. RFA 18-2329 Page 6 of 42 2.1 USE OF FUNDS. The Project, consisting of one hundred twenty (120) rental units, are all for Extremely Low Income Households to Workforce Income Households (ranging from 30% to 140% of AMI). All Project units shall be set aside for Extremely Low Income Households, Very Low Income Households, Low Income Households, and Workforce Income Households as Bond Assisted Units. The Bond Funds shall be used for capital construction costs in accordance with the Scope of Work attached hereto as Exhibit "B" and the Budget attached hereto as Exhibit "C". No portion of the Bond Funds shall be used for operating expenses of the Project. 2.2 COSTS INCURRED BY THE CITY. Notwithstanding any other provision of this Agreement, the Project Sponsor understands and agrees that $10,000.00 of the Bond Funds awarded to the Project shall be withheld from the first disbursement and used by the City to cover costs incurred by the City in administering this Agreement ant the Bond Program. Such costs may include, but are not limited to, environmental advertising costs, signage and recording fees. The $10,000.00 will be charged to the Project; any unused portion shall be automatically de -obligated and retained by the City. 2.3. COMMITMENT FEE. Project Sponsor agrees to pay the City a $5,000.00 commitment fee prior to the disbursement of any Bond Funds. 2.4. RETAINAGE. Five percent (5%) of each draw request will be retained until the City has received, as part of the Close -Out of the Project, at Project Sponsor's sole cost, a final cost certification prepared by an independent certifiec public accountant, both in a form and substance acceptable to the City. 2.5 DISBURSEMENT. The Bond Funds shall be disbursed in accordance with the Budget attached hereto and incorporated herein as Exhibit "C" and in the manner set forth in that certain Disbursement Agreement of even date herewith, a copy of which is attached hereto and incorporated herein as Exhibit "D" (the "Disbursement Agreement"). Bond Funds shall not be disbursed until the City receives evidence that the Project Sponsor has acquired the approved permits for the entire Project. Notwithstanding any provision herein or in any of the Loan Documents to the contrary, the Bond Funds shall not be available for disbursement hereunder until an environmental clearance report, in a form satisfactory to the City ("Environmental Clearance Report"), is received by the City or confirmation of exempt status has been obtained for the Project. This Agreement and the City's obligations hereunder and under any and all of the Loan Documents, including, but not limited to, the City's obligation to disburse Bond Funds hereunder, shall automatically terminate in the event that within six (6) months of the Effective Date hereof such Environmental Clearance Report or confirmation of exempt status has not been obtained for the Project. 2.6 REPAYMENT OF BOND FUNDS. Absent an Event of Default, payment of principal, and interest set forth in the Loan Documents shall not be required throughout the Affordability Period, however, commencing upon Close -Out of the Project and continuing until the expiration of the Affordability Period, interest on the Bond Funds outstanding shall accrue at the rate of three RFA 18-2329 Page 7 of 42 percent (3%) per annum. The principal and any accrued interest will be deferred to the end of the thirty (30)-year Affordability Period, at which time the principal and accrued interest are due and payable, unless payable sooner upon acceleration as provided herein. Payment or reimbursement of the City's expenses as provided in Section 7.1 hereof shall not be deferred. 2.7 DISBURSEMENT OF BOND FUNDS: The City shall disburse Bond Funds upon the following: Eligible Project costs will be reimbursed with the submission of the appropriate request for payment form and all relevant partial releases of lien for the previous draw down. The fmal reimbursement request must include the fmal release of liens and also a certification by the general contractor and each subcontractor that there has been no kick -back according to the form that will be provided by the City. ARTICLE III DISBURSEMENT REQUIREMENTS 3.1 CONDITIONS OF DISBURSEMENT OF BOND FUNDS. The City shall not be obligated to disburse the Bond Funds, in accordance with Exhibit D, unless and until the City has received the following: 3.1.1 Title Insurance. A title insurance commitment issued by a title insurance company acceptable to the City identifying the City's insurable interest in the Property, together with copies of all instruments which appear as exceptions therein. The title commitment and policy shall be issued without exceptions, except for those exceptions permitted by the City, and shall include such affirmative coverage as the City shall require. 3.1.2 Survey. An original current survey of the Property made by a registered surveyor satisfactory to the City and the title company and containing such certifications as the City and the title company may require. 3.1.3 Zoning. Evidence that the Property and the proposed improvements comply with all applicable zoning ordinances. 3.1.4 Corporate Documents. (a) The partnership agreement, or its equivalent, as appropriate, and a good standing certificate for the Project Sponsor and its General Partner, certified by the appropriate governmental authority. (b) Resolutions, and incumbency certificates, or, in the case of a partnership, their equivalent, for the Project Sponsor and its General Partner certified by the Corporate Secretary or other authorized signer, authorizing the consummation of the transactions contemplated hereby, all satisfactory to the City. RFA 18-2329 Page 8 of 42 (c) Evidence satisfactory to the City that the Project Sponsor and any partner of such entity is qualified to receive funds under the Bond Program in accordance with the Bond Requirements. 3.1.5 Insurance Policies. The Project Sponsor shall obtain and furnish evidence of insurance coverage as the City may require in connection with the Project, which may include, but is not limited to, the following: (a) Commercial General Liability with limits of not less than $1,000,000.00 per occurrence and $2,000,000.00 aggregate, protecting against property damage, advertising injury claims, personal injury and bodily injury, including death. The Public Records of Miami -Dade County, Florida policy shall be written on a primary and non-contributory basis and shall further list the City as an additional insured. (b) Business Auto Liability affording coverage on all owned autos, including hired and non -owned auto exposures with limits of $1,000,000 per accident. The City shall be listed as an additional insured. (c) Workers' Compensation and Employer's liability coverage subject to the statutory limits as required by the laws of the State of Florida. The Project Sponsor shall be required to obtain and maintain at all times the insurance coverage outlined under this section, and shall further furnish evidence to the City of such. In addition, the Project Sponsor shall require its contractors to furnish certificates of insurance in accordance to Exhibit "J." All such policies shall provide the City with a written notice of cancellation or material change from the insurer not less than thirty (30) days prior to any such cancellation or material change, and all such policies shall be written by insurance companies satisfactory to the City. Failure of the Project Sponsor to submit all required evidence of the specified insurance coverage fourteen (14) calendar days prior to the start of Project shall delay the disbursement of the Bond Funds. 3.1.6 Operative Documents. This Agreement, the Note, the Mortgage, the Covenant, the Rent Regulatory Agreement, the Disbursement Agreement, and any and all other Loan Documents shall be duly and lawfully executed by the Project Sponsor, as applicable, and in recordable form, where appropriate. 3.1.7 Appraisal. A current appraisal of the Property made by a member of the American Institute of Real Estate Appraisers. 3.1.8 List of Contractors and Subcontractors. A list of all of the Project contractors and subcontractors as of the date of execution of this Agreement, and copies of all RFA 18-2329 Page 9 of 42 contracts in excess of $10,000 for the performance of services or the supply of materials in connection with the Project to be funded pursuant to this Agreement. 3.1.9 Compliance with Bond Requirements. All other documents required by the Bond Program evidencing compliance with Bond Requirements. 3.1.10 Historic Preservation Review. All applicable requirements of the State of Florida Historic Preservation Department shall have been met prior to the disbursement of any funds hereunder. 3.1.11 Environmental Report. The Project Sponsor shall submit all information requested by the City with respect to the Project including, but not limited to, Phase I and Phase II Environmental Assessment Reports, as applicable. 3.1.12 Audit Report. The Project Sponsor shall submit to the City audit reports as are required herein. 3.1.13 Personnel Policies and Administrative Procedure Manuals. The Project Sponsor shall submit detailed documents describing the Project Sponsor's internal corporate organizational structure, property management and procurement policies and procedures, personnel management, accounting policies and procedures, etc. Such information shall be submitted to the City within thirty (30) days of the execution of this Agreement and prior to the disbursement of any funds hereunder. 3.1.14 Certificate Regarding Lobbying. Such Certificate Regarding Lobbying as may be requested by the City. 3.1.15 Certificate Regarding Debarment, Suspension, and Other Responsibility Matters. Such Certificate Regarding Debarment, Suspension and Other Responsibility Matters as may be requested by the City. 3.1.16 Public Entity Crime Affidavit. Such Public Entity Crime Affidavit as may be required by the City. 3.1.17 Environmental Clearance. Project construction must not commence, or if construction had commenced at the time of application for Bond Funds, construction must cease immediately, until City has conducted an environmental review and has issued a certification, or its functional equivalent, in writing, to Project Sponsor. 3.1.18 Project Sponsor Compliance. The Project Sponsor (or any related entity) shall be in full compliance with the requirements of other funded City projects that are either under construction or in their affordability periods, including, but not limited to, the requirements of OMB Circular No. A-133 and any other reporting and insurance requirements imposed by the City for those projects. RFA 18-2329 Page 10 of 42 3.1.19 Delivery of Other Documents. All other documents required by the City. 3.2. This Agreement shall be governed by the insurance requirements set forth in Exhibit "J" and any applicable provisions set forth in Article III. ARTICLE IV BOND REOUIREMENTS The Project Sponsor shall comply with the following Bond Requirements: 4.1 GENERAL. 4.1.1 The Project Sponsor shall maintain current documentation that its activities qualify under the Bond Requirements and the Bond Program. 4.1.2 The Project Sponsor shall ensure and maintain documentation that conclusively demonstrates that each activity assisted in whole or in part with Bond Funds is an activity which benefits Extremely Low, Very Low, Low, and Workforce -Income Households as defined herein. 4.1.3 INTENTIONALLY OMITTED 4.1.4 The Project Sponsor shall agree in writing to comply with any and all requirements as may be set forth in the Site Environmental Clearance Statement executed in connection herewith. 4.1.5 The Project Sponsor shall cooperate with the City in informing the appropriate citizen participation structures, including the appropriate area committees, of the activities of the Project Sponsor in adhering to the provisions of this Agreement. Representatives of the Project Sponsor shall attend meetings of the appropriate citizen participation committees/structures upon the request of citizen participation officers or the City. 4.1.6 The Project Sponsor shall, to the greatest extent possible, give low and moderate income residents of the service community opportunities for training and employment. 4.1.7 The Project Sponsor shall comply with all applicable displacement and relocation requirements. 4.2 REAL PROPERTY. 4.2.1 The following restrictions shall apply to all real property acquired or improved in whole or in part with Bond Funds. The property must either be: RFA 18-2329 Page 11 of 42 (a) Used in compliance with at least one of the Bond Programs, used in compliance with the Covenant, and used in compliance with the Bond Requirements, or (b) If not used in accordance with paragraph (a) above, then that shall constitute an event of default and Project Sponsor shall pay to the City an amount equal to the amount of Bond Funds disbursed at the time of default plus accrued interest. 4.2.2 The following shall be a condition precedent to the execution and delivery of this Agreement and the other Bond Documents: All real property purchased in whole or in part with funds for this and previous Agreements with the City, or transferred to the Project Sponsor after being purchased in whole or in part with funds from the City, shall be listed in the property records of the Project Sponsor and shall include: a legal description; size; address and location; owner's name if different from the Project Sponsor; information on the transfer or disposition of the property; and a map indicating whether property is in parcels, lots, or blocks and showing adjacent streets and roads. The property records shall describe the programmatic purpose for which the property was acquired and identify the Bond Program activity that will be completed. If the property was improved, the records shall describe the programmatic purpose for which the improvements were made and identify the Bond Program activity that will be completed. 4.3 PERSONAL PROPERTY. Ownership of all non -expendable personal property purchased in whole or in part with Bond Funds given to the Project Sponsor pursuant to the terms of this Agreement shall vest in the City. 4.3.1 Defmitions. (a) Personal Property. Personal Property of any kind except real property: 1) Tangible. All personal property having physical existence. 2) Intangible. All personal property having no physical existence such as patents, inventions and copyrights. (b) Non -expendable Personal Property. Tangible personal property of a non- consumable nature, with a value of $500 or more per item, with a normal expected life of one or more years, not fixed in place, and not an integral part of a structure, facility, or another piece of equipment. (c) Expendable Personal Property. All tangible personal property other than non -expendable property. 4.3.2 Requirements. The Project Sponsor shall comply with the non -expendable personal property requirements stated below: RFA 18-2329 Page 12 of 42 (a) All non -expendable personal property purchased in whole or in part with funds from this and previous contracts with the City shall be listed in the property records of the Project Sponsor and shall include: a description of the property; location; model number; manufacturer's serial number; date of acquisition; funding source; unit cost; property inventory number; information on its condition; and information on the transfer, replacement, or disposition of the property. (b) All non -expendable personal property purchased in whole or in part with funds from this and previous contracts with the City shall be inventoried annually by the Project Sponsor in an inventory report submitted to the City when and as requested by the City. The inventory report shall include the elements listed in Paragraph 4.3.2(a), above. (c) Ownership of all non -expendable personal property purchased in whole or in part with funds given to the Project Sponsor pursuant to the terms of this Agreement shall vest in the City. 4.4 DISPOSITION. The Project Sponsor shall obtain the prior written approval of the City for the disposition of real or personal property purchased in whole or in part with Bond Funds, and shall dispose of all such property in accordance with instructions from the City. Those instructions may require the return of all such property to the City. 4.5 GENERAL CONTRACTORS, SUBCONTRACTS AND ASSIGNMENTS. 4.5.1 The Project Sponsor shall ensure that all contracts with contractors, subcontractors and assignments funded with the Bond Funds: (a) Identify the full, correct, and legal name of all parties; (b) Describe the activities to be performed; (c) Present a complete and accurate breakdown of its price component; (d) Incorporate a provision requiring compliance with all applicable regulatory and other requirements of this Agreement, and with any other conditions and/or approvals that the City may deem necessary. The requirements of this paragraph apply to subcontracts and assignments in which parties are engaged to carry out any eligible substantive programmatic service, as may be defined by the City, set forth in this Agreement. The City shall in its sole and absolute discretion determine when services are eligible substantive programmatic services and subject to the audit and record -keeping requirements described in this Agreement; and RFA 18-2329 Page 13 of 42 (e) Incorporate the language of the Certificate Regarding Lobbying executed in connection herewith. 4.5.2 The Project Sponsor shall incorporate in all consultant and other subcontracts the following provision: [Project Sponsor) is not responsible for any insurance or other fringe benefits, e.g., social security, income tax withholding, retirement or leave benefits, for the consultant or employees of the consultant that are normally available to direct employees of [Project Sponsor]. The consultant assumes fill responsibility for the provision of all insurance and fringe benefits for himself/herself/itself and for employees retained by the consultant in carrying out the Scope of Work provided in this subcontract. 4.5.3 The Project Sponsor shall be responsible for monitoring the contractual performance of all subcontracts. 4.5.4 The Project Sponsor shall submit to the City for its review and confirmation any subcontract engaging any party who agrees to carry out any substantive programmatic activities, to ensure its compliance with the requirements of this Agreement. The City's review and confirmation shall be obtained prior to the release of any funds for the Project Sponsor's subcontractor(s). 4.5.5 The Project Sponsor shall receive written approval from the City prior to either assigning or transferring any obligations or responsibility set forth in this Agreement. 4.5.6 Approval by the City of any subcontract or assignment shall not under any circumstances be deemed to be the City's agreement to incur any obligations in excess of the total dollar amount agreed upon in this Agreement. 4.5.7 The Project Sponsor and its subcontractors shall comply with the Davis -Bacon Act, if applicable, the Copeland Anti -Kick Back Act, the Contract Work Hours and Safety -Standards Act, the Lead -Based Paint Poisoning Prevention Act, the Residential Lead Based Paint Hazard Reduction Act of 1992 (and implementing regulations at 24 C.F.R. Part 35) and any other applicable laws, ordinances and regulations. 4.5.8 INTENTIONALLY OMITTED 4.6 REPORTING OBLIGATIONS. The Project Sponsor is subject to compliance reporting requirements related to previously funded City projects which are under construction or in the affordability period including applicable Office of Management and Budget (OMB) Circular(s) reporting and current insurance certificates. 4.6.1 The Project Sponsor shall submit, as required by the City, the following: RFA 18-2329 Page 14 of 42 4.6.1.1 Progress Reports. The Project Sponsor shall submit status reports and projected completion dates to describe the progress made by the Project Sponsor in achieving each of the objectives identified in Exhibit "B." The Project Sponsor shall also submit an Earned Income Report in such form as may be required by the City. Both the Progress Report and the Earned Income Report shall be provided to the City on a quarterly basis until the Project Completion. 4.6.1.2 Inventory Report. The Project Sponsor shall report all real property and all non -expendable personal property as specified in Paragraphs 4.2 and 4.3 hereof. Such report shall be submitted as requested by the City. 4.6.1.3 Affirmative Action Plan. The Project Sponsor shall report to the City such information relative to the equality of employment opportunities whenever requested by the City. 4.6.1.4 Assurance of Compliance with Section 504 of the Rehabilitation Act. The Project Sponsor shall report on compliance with section 504 of the Rehabilitation Act, whenever requested by the City. 4.6.1.5 Affirmative Marketing Plan and Report. The Project Sponsor shall report to the City annually on all actions taken to comply with the affirmative marketing requirements provided in Exhibit E. 4.6.1.6 List of Subcontractors. The Project Sponsor shall provide a list of all Project contractors and subcontractors, and copies of all contracts in excess of $10,000 for the performance of services or the supply of materials in connection with the Project. 4.6.1.7 Affordability Report. On February 1 (or on such other date that the City shall authorize in writing) of each year during the Affordability Period, the Project Sponsor shall provide a report describing the previous year's compliance with the Affordability requirements set forth herein. The Affordability Report shall be accompanied by such substantiating documentation as the City shall request. 4.6.1.8 All such other reports as may be reasonably requested by the City. 4.6.2 Federal, State and County Laws and Regulations. 4.6.2.1 The Project Sponsor shall comply with all applicable uniform administrative requirements as described in 24 C.F.R §570.502. 4.6.2.2 The Project Sponsor shall carry out each activity in compliance with all Federal laws, regulations and requirements described in subpart K of 24 C.F.R. Part 570, except that the Project Sponsor does not assume: (1) the City's environmental responsibilities described in Section 570.64 and, (2) the City's responsibility for initiating the review process under the provisions of 24 C.F.R. Part 52. RFA 18-2329 Page 15 of 42 4.6.2.3 The Project Sponsor shall comply with all applicable federal laws, regulations and requirements including, but not limited to: 24 C.F.R. Part 570; 24 C.F.R. Part 85, Section 504 of the Rehabilitation Act of 1973, as amended, which prohibits discrimination on the basis of handicap; Title VI of the Civil Rights Act of 1964, as amended, which prohibits discrimination on the basis of race, color, or national origin; the Age Discrimination Act of 1975, as amended, which prohibits discrimination on the basis of age; Title VIII of the Civil Rights Act of 1968, as amended, and Executive Order 11063, which prohibits discrimination in housing on the basis of race, color, religion, sex, or national origin; Executive Order 11246, which requires equal employment opportunity; and with the Energy Policy and Conservation Act (Pub. L. 94-163), which requires mandatory standards and policies relating to energy efficiency. 4.6.2.4 If the amount payable to the Project Sponsor pursuant to the terms of this Agreement is in excess of $100,000.00, the Project Sponsor shall comply with all applicable standards, orders, or regulations issued pursuant to the Clean Air Act of 1970 (42 U.S.C. 7401 et. seq.), as amended; the Federal Water Pollution Control Act (33 U.S.C. 1251), as amended; Section 508 of the Clean Water Act (33 U.S.C. 1368); Environmental Protection Agency regulations (40 C.F.R. Part 15); and Executive Order 11738. 4.6.3 Audits, Other Information and Records. 4.6.3.1 The Project Sponsor shall submit to the City an audit conducted by an independent certified public accountant or firm of independent certified public accountants in accordance with generally accepted auditing standards, including audited financial statements and a report on compliance with laws and regulations based on the audit of financial statements. Two copies of each such audit must be delivered to the City no later than six (6) months following the end of each Project Sponsor fiscal year. Each such audited financial statement is to be for the twelve (12) months ending December 31 and shall include: a. Comparative Balance Sheet with prior year and current year balances; b. Statement of revenue and expenses; c. Statement of changes in fund balances or equity; d. Statement of cash flows; and e. Notes The financial statements shall be accompanied by a certification of the Project Sponsor as to the accuracy of such fmancial statements. RFA 18-2329 Page 16 of 42 Subject to paragraph 7.1(i), a late fee of $500 will be assessed by the City for failure to submit any of the required audited fmancial statements or the certification each year as required. Upon request, the Project Sponsor shall also furnish to the City unaudited financial statements of the Project Sponsor certified by the Project Sponsor's principal financial or accounting officer, covering such fmancial matters as the City may request, including without limitation, monthly statements with respect to the Project. 4.6.3.2 The Project Sponsor shall ensure that the Contract Records shall be at all times subject to and available for full access and review, inspection or audit by the City and federal personnel and any other personnel duly authorized by the City. 4.6.3.3 The Project Sponsor shall include in all Project subcontracts, each of the record keeping and audit requirements detailed in this Agreement. The City shall in its sole discretion determine when services are subject to the audit and recordkeeping requirements described above. 4.6.3.4 The Project Sponsor shall include in all subcontracts to carry out any eligible substantive programmatic services, as such services are described in this Agreement and defined by the City, each of the record keeping and audit requirements detailed in this Agreement. The City shall in its sole discretion determine when services are eligible substantive programmatic services and subject to the audit and recordkeeping requirements described above. 4.7 RECORDS. The Project Sponsor shall establish and maintain sufficient records to enable the City to determine whether the Project Sponsor has met requirements of the Bond Program and this Agreement. The Project Sponsor shall maintain all Contract Records in accordance with generally accepted accounting principles, procedures, and practices, which records shall sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by the City pursuant to the terms of this Agreement. At a minimum, the following records shall be maintained by the Project Sponsor: 4.7.1 Records providing a full description of each activity assisted (or being assisted) with Bond Funds, including its location (if the activity has a geographical locus), the amount of Bond Funds budgeted, obligated and expended for the activity, and the specific provision of the Bond Program under which the activity is eligible. 4.7.2 Records demonstrating that each activity undertaken meets at least one of the criteria set forth in the Bond Program. 4.7.3 Records that demonstrate compliance with all applicable requirements relating to the use of real property acquired or assisted with Bond Funds. RFA 18-2329 Page 17 of 42 4.7.4 Records that demonstrate compliance with all applicable requirements relating to acquisition, displacement, relocation and relocation housing. 4.7.5 Records containing data on the extent to which each racial and ethnic group and single -headed households (by gender of household head) have applied for, participated in, or benefited from, any program or activity funded in whole or in part with Bond Funds. 4.7.6 Records containing data indicating the race and ethnicity of households (and gender by single heads of household) displaced as a result of Bond funded activities, together with the address and census tract of the housing units to which each displaced household relocated. 4.7.7 Documentation of actions undertaken to meet the requirements of 24 C.F.R. §570.607(b), which implements Section 3 of the Housing Development Act of 1968, as amended (12 U.S.C. 1701U), relative to the hiring and training of low and moderate income persons and the use of local businesses. 4.7.8 Data indicating the racial/ethnic character of each business entity receiving a contract or subcontract of $25,000 or more paid, or to be paid, with Bond Funds, and such additional information as is required pursuant to 24 C.F.R §570.506(g)(6). 4.7.9 Financial records in accordance with the applicable requirements listed in 24 C.F.R. §570.502. 4.7.10 Records required to be maintained in accordance with other applicable laws and regulations including but not limited to those that are set forth in Subpart K of 24 C.F.R. part 570. 4.8 RETENTION AND ACCESSIBILITY OF RECORDS. 4.8.1 The City shall have the authority to review the Contract Records throughout the Retention Period (as hereinafter defined). All books of account and supporting documentation shall be kept by the Project Sponsor at least until the expiration of the Retention Period. The Project Sponsor shall maintain records sufficient to meet the requirements of 24 C.F.R. Part 570. All records and reports required herein shall be retained and made accessible as provided hereunder. The Project Sponsor shall ensure that the Contract Records shall be at all times subject to and available for full access and review, inspection and audit by the City and any other personnel duly authorized by the City. RFA 18-2329 Page 18 of 42 ARTICLE V REPRESENTATIONS AND WARRANTIES OF THE PROJECT SPONSOR The Project Sponsor represents and warrants to the City as follows: 5.1 ORGANIZATION AND EXISTENCE. The Project Sponsor is a Florida limited partnership duly organized, validly existing and in good standing under the laws of the State of Florida, and has full power and authority to conduct its business as presently conducted, to receive the Bond Funds and operate the Project. The Project shall comply with all applicable Bond Requirements. The Project Sponsor has full power and authority to perform the provisions hereof and of its agreements and undertakings with the City and to perform the transactions contemplated hereby, and such execution and performance have been duly authorized by all necessary corporate or other approvals and actions. 5.2 CORRECTNESS OF DOCUMENTS. The cost estimates, Budget, schedules, and all other documents furnished to the City in accordance with the Bond Program, this Agreement, and/or the other Bond Documents, are true and correct in all material respects and accurately set forth the facts contained therein and neither misstate any material fact, nor, separately or in the aggregate, fail to state any material fact necessary to make the statements made therein not misleading. 5.3 ABSENCE OF PROCEEDINGS, ACTIONS AND JUDGMENTS. There are no conditions, circumstances, events, agreements, documents, instruments, restrictions, actions, suits or proceedings pending or threatened against or affecting the Project Sponsor, the Project or the Property which could adversely affect the Project Sponsor's ability to comply with the Bond Program, complete or operate the Project or to perform its obligations hereunder or which would constitute an Event of Default hereunder or under the other Bond Documents regardless of the giving of notice or the passage of time or both. There are no outstanding or unpaid judgments or arbitration awards against the Project Sponsor. 5.4 NON -DEFAULT. The Project Sponsor is not in default or violation with respect to any Legal Requirement, nor is it in default under or in material breach of any instrument or agreement to which it is a party or by which it otherwise may be bound. The execution and delivery of this Agreement and the other Bond Documents, the consummation of the other transactions contemplated hereby, and the development of the Project as contemplated hereby and by the other Bond Documents: (i) do not and will not conflict with or result in violation of any Legal Requirement or in the breach or default under any indenture, contract, agreement or other instrument to which the Project Sponsor is a party or by which it may be bound; and (ii) have been duly authorized by all necessary actions and approvals, whether corporate or otherwise. 5.5 VALID OBLIGATIONS. This Agreement and all of the other Bond Documents, when executed and delivered, shall constitute the duly authorized, legal, valid and binding obligations of the Project Sponsor and will be enforceable in accordance with their respective terms. 5.6 MARKETABLE TITLE. The Project Sponsor has good and marketable title to the Property, subject only to: (a) the exceptions and other matters set forth in that certain Title RFA 18-2329 Page 19 of 42 Insurance Commitment (Order Number 7423210), issued by Fidelity National Title Insurance Company, effective as of July 16, 2020 at 8:00am, as endorsed. (collectively, the "Title Commitment and Exceptions"); and (b) from time to time, the granting of utility and similar easements on a non -material portion of the Property to utility and similar service providers for the installation and maintenance of utility and similar service equipment and components. 5.7 COMPLIANCE. The completion and use of the Project in accordance with the Scope of Work will comply fully with all Legal Requirements, and with all limitations on the use of the Project, or any other condition, grant, easement, covenant, or restriction, whether recorded or not. All necessary approvals, permits and licenses for the construction, operation, and use of the Project have been unconditionally obtained and are in full force and effect, or if the present state of construction of the Project does not allow such issuance, then such approvals, permits and licenses will be issued when the Project is completed. 5.8 ENCROACHMENTS. When completed in accordance with the Scope of Work, the Project will not encroach upon any building line, setback line, side yard line, or other recorded or visible easements or other easements of which the Project Sponsor is aware which exists (or which the Project Sponsor has reason to believe may exist) with respect to the Project other than as set forth in the Title Commitment and Exceptions. 5.9 SCOPE OF WORK. The Scope of Work is complete in all respects, and contains all details requisite for the Project which, when built and equipped in accordance therewith, shall be ready for the intended use and occupancy thereof. 5.10 LEASES. There are no leases, tenancies, licenses or agreements for use of any part of the Property other than as specifically disclosed to and approved by the City, which, for avoidance of doubt (and which the City hereby acknowledges and agrees), are limited to the leases for the rental of each Bond Assisted Unit each which may be entered into from time to time and the Master Commercial Lease attached as Exhibit J to the Project Sponsor's Amended and Restated Agreement of Limited Partnership (the "Partnership Agreement"); all subleases must support the Affordable nature of the Project. 5.11 PENDING ASSESSMENTS. The Project Sponsor has no knowledge of any pending or proposed governmental action that would impair the operation or value of the Project or result in a special assessment against the Project. 5.12 WASTE. The Project Sponsor shall not commit nor suffer waste nor negligence on the Project. 5.13 FRAUD. No fraud by the Project Sponsor has occurred in the qualification of the Project, the Project Sponsor, the Borrower, and/or the Property under the Bond Program, the negotiation of this Agreement and the other Bond Documents, nor in the transactions contemplated hereby. 5.14 NO CASUALTY. No part of the Property and/or the Project has been damaged or has been subjected to condemnation or other proceedings, and no such proceedings have been threatened. RFA 18-2329 Page 20 of 42 5.15 NO CHANGES. There have been no material adverse changes in projected costs and expenses of or from the Project or in the occupancy of the Property or any other features of the transactions contemplated hereby as submitted to the City. 5.16 COMPLIANCE WITH LAWS AND REGULATIONS. The Project Sponsor will comply at all times with all Legal Requirements. The Project Sponsor will comply at all times with the Bond Requirements affecting the ownership, use, construction, lease and operation of the Project. 5.17 OTHER PROJECT FINANCING. The Project Sponsor has not applied for nor received, and does not otherwise have available, in connection with the Project any other financing/funding, except for those funds, loans and/or loan commitment previously identified in writing to, and approved by, the City as set forth in the attached Schedule A ("Permitted Senior Financing"). 5.18 REAFFIRMATION. Each of the representations and warranties set forth in this Article shall be true at all times, and the Project Sponsor's acceptance of each draw of the Bond Funds hereunder shall be deemed to be a reaffirmation of each of the representations and warranties given in this Agreement. ARTICLE VI PROJECT SPONSOR'S OBLIGATIONS 6.1 SCOPE OF WORK. The Project Sponsor shall perform the Scope of Work as set forth herein and on Exhibit "B" attached. The Bond Funds shall be used exclusively for Project related construction costs, in accordance with the budget for such costs as approved by the City. The Project Sponsor shall: (a) commence construction within six (6) months from the Effective Date of the Agreement; (b) obtain all certificates of occupancy required for the Project within eighteen (18) months from the Effective Date; (c) have all City Assisted Units rented within twelve (12) months after the issuance of Project's certificate(s) of occupancy, but in no event later than thirty (30) months from the Effective Date; and (d) have the Project inspected by an authorized City Inspector and receive the appropriate clearance or certification that the construction work adheres to and conforms with the applicable City, county or state requirements, including, without limitation, applicable building code requirements. The Project Sponsor shall: (a) meet all of its obligations hereunder and under all of the Loan Documents executed in connection herewith, (b) rent all Bond Assisted Units to Extremely - Low, Very -Low, Low, and Workforce Income Households in accordance with the requirements of this Agreement, and provide to the City a certified rent roll evidencing the same, (c) throughout the Affordability Period, rent all of the Project units to Extremely -Low, Very -Low, Low, and Workforce Income Households in accordance with the requirements of this Agreement, the Rent Regulatory Agreement, a copy of which is attached as Exhibit "H", and the other Loan Documents; and (d) throughout the Affordability Period, comply with all applicable Legal Requirements and all applicable requirements hereof and in the other Loan Documents. The tenant's portion of rents charged for Project units shall be limited as set forth in the Rent Regulatory Agreement executed in connection herewith. RFA 18-2329 Page 21 of 42 6.2 REPORTING OBLIGATIONS. The Project Sponsor shall submit to the City all reports as described in Article 4 hereof, and all other reports that the City may reasonably require, in such form, manner, and frequency as the City may require to monitor the progress of the Project and the Project Sponsor's performance and compliance with this Agreement and all Legal Requirements. 6.3 RETENTION OF RECORDS. The Project Sponsor shall retain all Contract Records for five (5) years after expiration of the Affordability Period (hereinafter referred to as "Retention Period") subject to the limitations set forth below: (a) If the City or the Project Sponsor has received or given notice of any kind indicating any threatened or pending litigation, claim or audit arising out of the activities relating to the Project or the Scope of Work or under the terms of this Agreement, the Retention Period shall be extended until such time as the threatened or pending litigation, claim or audit is, in the sole and absolute discretion of the City, fully, completely and fmally resolved. (b) The Project Sponsor shall allow the City or any person authorized by the City full access to and the right to examine any of the Contract Records during the Retention Period. (c) The Project Sponsor shall notify the City in writing, both during the pendency of this Agreement and after its expiration termination, as part of the fmal closeout procedure, of the address where all Contract Records will be retained. 6.4 PROVISION OF RECORD. All of the Contract Records are subject to the provisions of Chapter 119, Florida Statutes, commonly referred to as the "Public Records Law." Should Project Sponsor determine to dispute any public access provision required by Florida Statutes, then Project Sponsor shall do so at its own expense and at no cost to the City. IF PROJECT SPONSOR HAS QUESTIONS REGARDING THE APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO PROJECT SPONSOR'S DUTY TO PROVIDE PUBLIC RECORDS RELATING TO THIS AGREEMENT AS A PUBLIC CONTRACT, PLEASE CONTACT THE CITY'S CUSTODIAN OF PUBLIC RECORDS AT TELEPHONE NUMBER 305-416-1800, EMAIL: PUBLICRECORDS@MIAMIGOV.COM, AND MAILING ADDRESS: PUBLIC RECORDS CIO OFFICE OF THE CITY ATTORNEY, 9TH FLOOR, MIAMI RIVERSIDE CENTER, 444 S.W. 2ND AVENUE, MIAMI, FLORIDA 33130 OR THE CITY'S DEPARTMENT OF HOUSING AND COMMUNITY DEVELOPMENT'S CUSTODIAN OF RECORDS AT 2ND FLOOR, 14 NORTHEAST 1ST AVENUE, MIAMI, FLORIDA 33132. The Project Sponsor shall provide to the City, upon request, all Contract Records. The requested Contract Records shall become the property of the City without restriction, reservation, or limitation on their use and shall be made available by the Project Sponsor at any time upon request by the City. The City shall have the unlimited right to all books, articles, or other copyrightable materials developed in the performance of this Agreement, including, but not limited RFA 18-2329 Page 22 of 42 to, the right of royalty -free, non-exclusive, and irrevocable license to reproduce, publish, or otherwise use, and to authorize others to use, the Contract Records for public purposes. If the Project Sponsor receives funds from, or is under regulatory control of, other governmental agencies and those agencies issue monitoring reports, regulatory examinations, or other similar reports, the Project Sponsor shall provide a copy of each such report and any follow- up communications and reports to the City immediately upon such issuance unless such disclosure is a violation of those agencies' rules. 6.5 PRIOR APPROVAL. Project Sponsor shall obtain the City's prior written approval prior to undertaking any of the following with respect to the Project Sponsor, the Project and/or the Property: (a) Except for the Permitted Senior Financing, the sale, assignment, pledge, transfer, hypothecation or other encumbrance or disposition of any proprietary or beneficial interest in the Project Sponsor, the Project, or the Project Sponsor's estate in the Property, or any change in the operating control of the Project Sponsor, which shall require the prior approval of the City's HCLC or the City Commission, as appropriate. City hereby acknowledges the following subordinate loans: Miami - County HOME funds in the amount of $938,963, and Miami -Dade County HOME 2019 allocation in the amount of $851,094, $2,053,447 Miami -Dade County Surtax loan. (b) The disposition of any real property or any expendable personal property or non - expendable personal property as provided in Article 4, except for personal property that suffers wear and tear and needs replacement, and is replaced. (c) INTENTIONALLY OMITTED (d) INTENTIONALLY OMITTED (e) The disposal of any Contract Records during the Retention Period. (f) Notwithstanding the foregoing or any other provision of this Agreement or any other Loan Documents, and subject to the requirements of the following provisions of this Section 6.5 (f), it shall not be an Event of Default under this Agreement and the consent of the City is not required for (i) the transfer of the interests in Project Sponsor owned by Wells Fargo Affordable Housing Community Development Corporation ("Investor") in accordance with the terms of the Partnership Agreement as it may be amended from time to time, so long as assignee has the same managerial rights, authority, and obligations as the Investor, and has not been debarred by the City of Miami and has been the perpetrator of a public entity crime or (ii) the transfer of the ownership interests in Investor, so long as the managing member, general partner or controlling shareholder of Investor is an affiliate of the Investor and has the same rights, authority, and obligations of Investor. RFA 18-2329 Page 23 of 42 Any transfer or removal/replacement described in the previous paragraph hereto shall be subject to the following requirements: (A) the term "affiliate" shall mean any entity of which a majority of the voting interests is owned, directly or indirectly, by Investor, (B) any such transfer or removal/replacement shall be in compliance with all applicable conflict of interest requirements, the Legal Requirements and any other applicable requirements of this Agreement, and (C) the Project Sponsor shall provide, or cause the Investor to provide the City with written notice of such transfer or removal/replacement at least 15 days prior to its occurrence. The removal and replacement of the co -general partner and/or managing general partner of Project Sponsor by its investor limited partner are permitted provided that any successor co -general partner and/or managing general partner of Project Sponsor or any successors to the principals of the co -general partner and/or managing general partner of the Project Sponsor must be approved by the City, which approval shall not be unreasonably withheld. A successor co -general partner and/or managing general partner (or principal thereof) of the City will be approved if such entity (and the principal(s) thereof) satisfies the following criteria and submits the following information to the Project Sponsor prior to such removal or replacement becoming effective: (a) evidence of sufficient experience and capacity to manage affordable housing projects, or a property manager with experience in managing at least 1,500 affordable housing units; (b) a signed statement by the proposed successor entity and any principal thereof that neither has defaulted under any deed, covenant, or regulatory agreement or any material fmancial obligation with the Project Sponsor or any state or local housing finance agency in the State of Florida within the past fifteen (15) years; and (c) a sworn statement by the proposed successor entity or any principal thereof described in Section 287.133(3)(a), Florida Statutes relating to public entity crimes. The City shall approve or disapprove of a prospective successor entity based upon the above criteria within thirty (30) days of receipt of all such information listed above. 6.5.1 DISCRETION. The Director of the Department of Housing and Community Development of the City of Miami shall have the discretion to approve and authorize, by way of Memorandum to the City Manager, the execution of necessary documents to further Project Close - Out, provided, however, that no material terms are affected. 6.6 MONITORING. The Project Sponsor shall permit the City and other persons duly authorized by the City to inspect all Contract Records, facilities, goods, and activities of the Project Sponsor that are in any way connected to the activities undertaken pursuant to the terms of this Agreement, and/or to interview any clients, employees, subcontractors, or assignees of the Project Sponsor. Following such inspection or interviews, the City will deliver to the Project Sponsor a report of its findings. The Project Sponsor will rectify all deficiencies cited by the City within the period of time specified in the report, or provide the City with a reasonable justification for not correcting the deficiencies. The City will determine, in its sole and absolute discretion, whether or not the Project Sponsor's justification is acceptable. RFA 18-2329 Page 24 of 42 6.7 CONFLICT OF INTEREST. A. The Project Sponsor is aware of the conflict of interest laws of the City of Miami (Code of the City of Miami, Florida, Chapter 2, Article V), of Miami -Dade County, Florida (Code of Miami -Dade County, Florida, Section 2-11.1), and of the State of Florida (as set forth in Florida Statutes), and agrees that it will fully comply in all respects with the terms thereof and any future amendments. B. The Project Sponsor covenants that no person or entity under its employ presently exercising any functions or responsibilities in connection with this Agreement has any personal fmancial interests, direct or indirect, with the City. The Project Sponsor further covenants that, in the performance of this Agreement, no person or entity having such conflicting interest shall be utilized in respect to the Scope of Work or services provided hereunder. Any such conflict of interest(s) on the part of the Project Sponsor or its employees or associated persons or entities must be disclosed to the City. C. The Project Sponsor shall disclose any possible conflicts of interest or apparent improprieties of any party under or in connection with the Legal Requirements, including the standards for procurement. D. The Project Sponsor shall make any such disclosure to the City in writing and immediately upon the Project Sponsor's discovery of such possible conflict. The City's determination regarding the possible conflict of interest shall be binding on all parties. E. No employee, agent, consultant, elected official or appointed official of the City, exercising any functions or responsibilities in connection with the City's Bond Program or this Agreement, or who is in a position to participate in the decision -making process or gain inside information regarding Bond -assisted activities, has any personal financial interest, direct or indirect, in this Agreement, the proceeds hereunder, the Project or the Project Sponsor, either for themselves or for those with whom they have family or business ties, during their tenure or for one year thereafter. 6.8 RELATED PARTIES. The Project Sponsor shall report to the City the name, purpose for and any other relevant information in connection with any related -party transaction. The term "related party transaction" includes, but is not limited to, a transaction or relationship between the Project Sponsor and a for -profit or nonprofit subsidiary or affiliate organization, an organization with an overlapping board of directors, and an organization for which the Project Sponsor is responsible for appointing memberships. The Project Sponsor shall report this information to the City upon forming the relationship, or if already formed, shall report such relationship prior to or simultaneously with the execution of this Agreement. Any supplemental information shall be promptly reported to the City no later than in the next required Progress Report, as described above. 6.9 PUBLICITY AND ADVERTISEMENTS. The Project Sponsor shall ensure that all publicity and advertisements prepared and released for the Project, by the Project Sponsor, such as pamphlets and news releases, related to activities funded by this Agreement, and all events RFA 18-2329 Page 25 of 42 carried out to publicize the accomplishments of any activities funded by this Agreement, recognize the City as one of its funding sources. 6.10 ADDITIONAL FUNDING. The Project Sponsor shall notify the City of any additional funding received for any activity described in this Agreement. Such notification shall be in writing and received by the City within thirty (30) days of the Project Sponsor's notification by the funding source. 6.11 REVERSION OF ASSETS. The Project Sponsor shall return to the City upon the expiration or termination of this Agreement any Bond Funds on hand, any accounts receivable attributable to the Bond Funds, and any overpayments due to unearned funds or costs disallowed pursuant to the terms of this Agreement that were disbursed to the Project Sponsor by the City. Any funds not earned by the Project Sponsor prior to the expiration or termination of this Agreement shall be retained by the City 6.12 REPAYMENT OF FUNDS PROCEDURES. The Project Sponsor shall repay to the City all funds received by the Project Sponsor pursuant to this Agreement, all unpaid interest accrued thereon, and all unpaid fees, charges and other obligations of the Project Sponsor due under any of the Loan Documents. 6.13 AFFIRMATIVE MARKETING. The Project Sponsor shall comply with the affirmative marketing requirements and procedures provided on Exhibit "E." Project Sponsor shall comply with the requirements of the affordable housing notice to City Officials in City of Miami Ordinance #13491. 6.14 SECTION 3 CLAUSE. The Project Sponsor shall comply, to the extent applicable, with the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended (12 U.S.C. 1701u): (A) The work to be performed under this contract is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended, 12 U.S.C. 1701u (Section 3.) The purpose of Section 3 is to ensure that employment and other economic opportunities generated by HUD assistance or HUD -assisted projects covered by Section 3 shall, to the greatest extent feasible, be directed to low income persons, particularly persons who are recipients of HUD assistance for housing. (B) The parties to this contract agree to comply with HUD's regulations in 24 C.F.R. Part 135, which implement Section 3. As evidenced by their execution of this contract, the parties to this contract certify that they are under no contractual or other impediment that would prevent them from complying with the Part 135 regulations. (C) The contractor agrees to send to each labor organization or representative of workers with which the contractor has a collective bargaining agreement or other understanding, if any, a notice advising the labor organization or worker's RFA 18-2329 Page 26 of 42 representative ofthe contractor's commitments under this Section 3 clause, and will post copies of the notice in conspicuous places at the work site where both employees and applicants for training and employment positions can see the notice. The notice shall describe the Section 3 preference, shall set forth minimum number and job titles subject to hire, availability of apprenticeship and training positions, the qualifications for each; and the name and location of the person(s) taking applications for each of the positions; and the anticipated date the work shall begin. (D) The contractor agrees to include this Section 3 clause in every subcontract subject to compliance with regulations in 24 C.F.R. Part 135, and agrees to take appropriate action, as provided in an applicable provision of the subcontract or in this Section 3 clause. The contractor will not subcontract with any subcontractor where the contractor has notice or knowledge that the subcontractor has been found in violation of the regulations in 24 C.F.R. Part 135. (E) The contractor will certify that any vacant employment positions, including training positions, that are filled (1) after the contractor is selected but before the contract is executed, and (2) with persons other than those to whom the regulations of 24 C.F.R. Part 135 require employment opportunities to be directed, were not filed to circumvent the contractor's obligations under 24 C.F.R. Part 135. (F) Noncompliance with HUD's regulations in 24 C.F.R. Part 135 may result in sanctions, termination of this contract for default, and debarment or suspension from future HUD assisted contracts. (G) With respect to work performed in connection with Section 3 covered Indian housing assistance, Section 7(b) of the Indian Self -Determination and Education Assistance Act (25 U.S.C. 450e) also applies to the work to be performed under this contract. Section 7(b) requires that to the greatest extent feasible (i) preference and opportunities for training and employment shall be given to Indians, and (ii) preference in the award of contracts and subcontracts shall be given to Indian organizations and Indian -owned Economic Enterprises. Parties to this contract that are subject to the provisions of Section 3 and Section 7(b) agree to comply with Section 3 to the maximum extent feasible, but not in derogation of compliance with Section 7(b). 6.15 SIGNAGE, ACKNOWLEDGEMENT, PUBLICITY. During the Term of this Agreement, the Project Sponsor shall furnish signage identifying the Project and shall acknowledge the contribution of the City by incorporating the seal of the City and the names of the City commissioners and officials in and on all documents, literature, pamphlets, advertisements, and signage, permanent or otherwise. All such acknowledgments shall be in a form acceptable to the City, as provided on Exhibit "I." The Project Sponsor shall ensure that all publicity and advertisements related to the Project, such as pamphlets and news releases, and all events carried out to publicize the Project, shall recognize the City as one of the Project's funding sources. RFA 18-2329 Page 27 of 42 6.16 AFFIRMATIVE ACTION. The Project Sponsor shall not discriminate on the basis of race, color, national origin, sex, religion, age, sexual orientation, marital or family status or handicap/disability in connection with its performance under this Agreement or in connection with the construction of the Project or the occupancy of any Project unit. Age discrimination and discrimination against minor dependents are also not permitted. The Project Sponsor shall meet the fair housing requirements of 24 C.F.R. § 570.904. 6.17 MAINTENANCE OF LEGAL EXISTENCE AND AUTHORITY. Project Sponsor shall maintain its existence as a limited partnership and authority to conduct its business under the laws of the State of Florida and the Code of the City, as amended from time to time. 6.18 COMPLIANCE REQUIREMENTS. The Project Sponsor shall comply at all times with all applicable Bond Requirements including, but not limited to, those affecting the ownership, construction, use, and operation of the Project, and all other Legal Requirements. The Project Sponsor shall at any time and from time to time upon the request of the City, at Project Sponsor's sole cost and expense, execute, acknowledge and deliver such further notices and other documents and perform such other acts as may, in the opinion of the City, be necessary, desirable or proper to carry out more effectively the purposes of this Agreement and the other Loan Documents. 6.19 COMPLIANCE WITH SAFETY PRECAUTIONS. The Project Sponsor shall allow City inspectors, agents or representatives the ability to monitor its compliance with safety precautions as required by federal, state or local laws, rules, regulations and ordinances. By performing these inspections, the City, its agents, or representatives are not assuming any liability by virtue of such laws, rules, regulations and ordinances. The Project Sponsor shall have no recourse against the City, its agents, or representatives for the occurrence, non-occurrence or result of such inspection(s). Simultaneously with the submission of its first draw request to the City, the Project Sponsor shall contact the City's Risk Management Department Safety Unit in writing to coordinate such inspection(s). The Project Sponsor shall affirmatively comply with all applicable provisions of the Americans with Disabilities Act ("ADA") in the course of providing any work, labor or services funded by the City, including Titles I and II of the ADA (regarding nondiscrimination on the basis of disability) and all applicable regulations, guidelines and standards. 6.20 DRAW REQUESTS. Each Request for Disbursement of hard costs must be signed by the Project Sponsor, and/or the Architect for the Project and the Contractor, if applicable, and each Request for Disbursement of soft costs must be signed by the Project Sponsor, as more fully set forth in the Disbursement Agreement. 6.21 INSURANCE PROCEEDS. Notwithstanding anything to the contrary contained herein or in the other Loan Documents, the Project Sponsor may make insurance proceeds available for the restoration and repair of the Property and the Project if all of the following conditions are met: the RFA 18-2329 Page 28 of 42 Project Sponsor is not in breach or default of any provision of the Mortgage or any other loan document between the Project Sponsor and Lender; (ii) the Project Sponsor determines that there will be sufficient funds, through insurance proceeds and contributions by the Project Sponsor, to (a) restore and repair the Property and the Project to a condition as close as reasonably possible to what previously existed, and (b) meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating to the Property and the Project until completion of the restoration and repair of the Property and/or the Project to a condition as close as reasonably possible to what previously existed; (iii) the Project Sponsor determines that the rental income of the Project, after restoration and repair to a condition as close as reasonably possible to what previously existed, will be sufficient to meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating to the Project, and (iv) the Project Sponsor has received the City's written concurrence with such determination. 6.22 CONDEMNATION PROCEEDS. Notwithstanding anything to the contrary contained herein or in the other Loan Documents, the Project Sponsor may make proceeds of condemnation available for the restoration and repair of the Property and the Project if all of the following conditions are met: (i) the Project Sponsor is not in breach or default of any provision of the Mortgage or any other Loan Document; (ii) the Project Sponsor determines that there will be sufficient funds, through condemnation proceeds and contributions by the Project Sponsor, to (a) restore and repair the Property and. the Project to a condition as close as reasonably possible to what previously existed, due consideration given to the portion of the Property and the Project taken, and, (b) meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating to the Project until completion of the restoration and repair of the Property and the Project to a condition as close as reasonably possible to what previously existed, due consideration given to the portion of the Property and the Project taken; and (iii) the Project Sponsor determines that the rental income of the Project, after restoration and repair of the Property and the Project to a condition as close as reasonably possible to what previously existed, due consideration given to the portion of the Property and the Project taken, will be sufficient to meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating to the Project, and (iv) the Project Sponsor have received the City's written concurrence with such determination. 6.23 PREVIOUSLY FUNDED CITY PROJECTS. The Project Sponsor shall comply with: (1) all applicable reporting requirements relating to previously funded City projects which are under construction or in the affordability period, including OMB A-133, and (2) all applicable insurance requirements relating to such projects. ARTICLE VII DEFAULT 7.1 The happening of any one or more of the following events shall constitute an Event of Default: (a) In the event any of the Bond Assisted Units fails to remain Affordable and in compliance with the requirements of the Loan Documents at any time during the RFA 18-2329 Page 29 of 42 Affordability Period, the Project Sponsor's failure to initiate action to cure such non-compliance within five (5) business days of receipt of knowledge of the same. (b) If any term, condition or representation contained in this Agreement or any of the other Bond Documents is untrue, substantially inaccurate or incomplete, or, if there is a material misrepresentation of fact or fraud contained in any document(s) submitted in support of this Agreement. (c) The substantial discontinuance of the construction of the Project for a period of fourteen (14) days which discontinuance is, in the sole determination of the City, without satisfactory cause. (d) Except for Permitted Senior Financing herein, the sale, assignment, pledge, transfer, hypothecation or other encumbrance or disposition of any proprietary or beneficial interest in the Project Sponsor, the Project or the Property, or any change in operating control of the Project Sponsor without the prior approval of the City's HCLC or the City Commission, as appropriate. (e) In the event that the City determines, in its reasonable discretion, that the Project is not being constructed in a good and workmanlike manner in accordance with the Scope of Work, or that the Project Sponsor is failing to comply promptly with any requirement or notice of violation of law issued by or filed by the City or any department of any governmental authority having jurisdiction over the Project Sponsor, or the Property. (f) (g) Failure of the Project Sponsor to comply with any term, provision, covenant or obligation of this Agreement or any of the Loan Documents, or the occurrence of an event of default under any of the other Loan Documents. Any change in zoning requirements or zoning classification of the Property, which in the City's sole discretion would materially interfere with the completion of Project construction or the ultimate operation of the Project as contemplated herein. (h) In the event that the City determines, in its reasonable discretion, that there exists an event of default under and pursuant to the terms of any other agreement or obligation of any kind or nature whatsoever of the Project Sponsor to the City, direct or contingent, whether now or hereafter due, existing, created or arising. (i) Notwithstanding anything to the contrary, in the event that Project Sponsor fails to timely deliver, to City, the required audited fmancial statement(s), then City, in its sole and absolute discretion, may deem such a failure to be a material non -curable breach of this Agreement. In such an event, City will notify Project Sponsor by a written communication. If City determines, in its sole and absolute discretion, that it will not exercise its right under this paragraph 7.1(i), then paragraph 4.6.3.1 shall govern untimely delivered audited financial statement(s). RFA 18-2329 Page 30 of 42 (j) In the event that Project Sponsor fails to timely deliver, to City, the Affordability Report, as described in 4.6.1.7 herein. (k) Project Sponsor declares bankruptcy and/or becomes insolvent, which shall result in immediate acceleration of the loan's repayment in full. (1) City and Project Sponsor acknowledge that a senior mortgage default constitutes a an Event of Default under this Loan Agreement and the other Loan Documents. In such an event, City may pursue any and all of its remedies, including but not limited to an Acceleration of Debt, as described below. ARTICLE VIII REMEDIES 8.1 Upon the occurrence of any Event of Default, the City shall have the absolute right to refuse to disburse any undisbursed portion of the Loan. The City shall provide written notice of the occurrence of an Event of Default to the Project Sponsor, after which the Project Sponsor shall have thirty (30) days to cure said default (except for the events described in Section 7.1 (b) and (d) and possibly (i) above for which the aforementioned cure period shall not apply). In the event a default which is permitted to be cured cannot practicably be cured within thirty (30) days, the Project Sponsor shall have such additional time as may be required to effect a cure, so long as (a) the cure is commenced within thirty (30) days and is diligently prosecuted and (b) the lack of a cure during such continuing cure period has no material adverse effect on the Project. The City agrees to accept a cure of any default committed by the Project Sponsor, which cure is tendered or effected by the Investor, as if such sure had been tendered or effected by the Project Sponsor. If an Event of Default shall continue uncured for a period of thirty (30) consecutive days following written notice thereof to the Project Sponsor (except for the events described in Section 7.1 (b) and (d) and possibly (i) above for which the aforementioned cure period shall not apply and except for cures which are continuing as provided in the preceding paragraph), and subject to the provisions of the last paragraph of this Section, the City shall have the absolute right, at its option and election and in its sole discretion to: (a) Specific Performance. Institute appropriate proceedings to specifically enforce performance of the terms and conditions of this Agreement; (b) Acceleration of Debt. It is expressly agreed that the full amount of both principal and interest due pursuant to the Note shall become due and payable at the option of the City on the happening of any Event of Default under the terms of this Loan Agreement. RFA 18-2329 Page 31 of 42 (c) Other Remedies. Exercise any other right, privilege or remedy available to the City as may be provided by applicable law, or in any of the other Bond Documents. It is understood and agreed that the occurrence of an event of default under Section 7.1 (b) or (d) or possibly (i) shall immediately entitle the City to exercise any of the above described remedies without the need to give the Project Sponsor notice thereof or the opportunity to cure. The rights and remedies of the City hereunder shall be cumulative and not mutually exclusive, and the City may resort to any one or more or all of said remedies without exclusion of any other. No party other than the City, whether the Project Sponsor or a material man, laborer, subcontractor or supplier, shall have any interest in the Bond Funds withheld because of a default hereunder, and shall not have any right to garnish or require or compel that payment thereof be applied toward the discharge or satisfaction of any claim or lien which any of them may have. 8.2 In addition to any other remedies provided for herein or in any of the other Loan Documents, upon the occurrence of an Event of Default: (a) All sums outstanding under the Note shall bear interest at the highest rate allowable by law from the date of disbursement, without notice to the Project Sponsor or any guarantor or endorser of the Note and without any affirmative action or declaration on the part of the City; (b) The Restrictive Covenant shall remain as a restriction on the Property throughout the Affordability Period; and (c) The Project Sponsor, Borrower, Project developer, managing partner(s) of the Project Sponsor, and/or other individuals, principals and/or other entities as determined by the City, will be debarred from receiving any City funding for a period of five (5) years. ARTICLE IX INDEMNIFICATION 9.1 The Project Sponsor shall indemnify, hold harmless, and defend the City, its officers, agents, directors, and/or employees, from any and all liabilities, claims, damages, losses, suits, judgments, and costs, including, but not limited to reasonable attorney's fees, to the extent caused by the negligence, recklessness, negligent act or omission, or intentional wrongful misconduct of Project Sponsor and persons employed or utilized by Project Sponsor in the performance of this Agreement. Project Sponsor shall, further, hold the City, its officials and/or employees, harmless for, and defend the City, its officials and/or employees against, any civil actions, statutory or similar claims, injuries or damages arising or resulting from the permitted work, even if it is alleged that the City, its officials and/or employees were negligent. These indemnifications shall survive the term of this Agreement. In the event that any action or proceeding is brought against the City by reason of any such claim or demand, the Project Sponsor shall, upon written notice from the RFA 18-2329 Page 32 of 42 City, resist and defend such action or proceeding by counsel satisfactory to the City. The Project Sponsor expressly understands and agrees that any insurance protection required by this Agreement or otherwise provided by the Project Sponsor shall in no way limit the responsibility to indemnify, keep and save harmless and defend the City or its officers, employees, agents and instrumentalities as herein provided. The Project Sponsor shall further require its contractors to indemnify, hold hatiuless and defend the City, its officers, agents, directors, and/or employees against any and all liabilities, claims, damages, suits, judgments and costs, including attorney's fees arising out of, or resulting from the contractor's negligence or omissions in connection with this project. The indemnification provided above shall obligate the Project Sponsor to defend, at its own expense, to and through appellate, supplemental or bankruptcy proceeding, or to provide for such defense, at the City's option, any and all claims of liability and all suits and actions of every name and description which may be brought against the City whether performed by the Project Sponsor, or persons employed or utilized by Project Sponsor. This indemnity will survive the cancellation or expiration of the Agreement. This indemnity will be interpreted under the laws of the State of Florida, including without limitation and interpretation, which conforms to the limitations of §725.06 and/or §725.08, Florida Statutes, as applicable. The Project Sponsor agrees and recognizes that the City shall not be held liable or responsible for any claims which may result from any actions or omissions of the Project Sponsor in which the City participated either through review or concurrence of the Project Sponsor's actions. In reviewing, approving or rejecting any submissions by the Project Sponsor or other acts of the Project Sponsor, the City in no way assumes or shares any responsibility or liability of the Project Sponsor or Sub -contractor under this Agreement. ARTICLE X TERMINATION The Project Sponsor acknowledges that this Agreement may be terminated if the Project Sponsor materially fails to comply with the terms contained herein. 10.1 TERMINATION BECAUSE OF LACK OF FUNDS. In the event the City does not receive from its funding source funds to finance this Agreement, or in the event that the City's funding source de -obligates the funds allocated to finance this Agreement, the City may terminate this Agreement upon not less than twenty-four (24) hours prior notice in writing to the Project Sponsor. Said notice shall be delivered by certified mail, return receipt requested, or by in person delivery with proof of delivery. The City shall determine, in its sole and absolute discretion, whether or not funds are available. 10.2 TERMINATION FOR BREACH. The City may terminate this Agreement, in whole or in part, in the event, the City determines, in its sole and absolute discretion, that either the Project Sponsor is not making sufficient progress with regard to the Project's construction (thereby endangering its ultimate performance under this Agreement) or is not materially complying with RFA 18-2329 Page 33 of 42 any term or provision of this Agreement following notice and the expiration of the applicable cure period(s). The City may terminate this Agreement, in whole or in part, in the event that the City determines, in its sole and absolute discretion, that there exists an event of default under and pursuant to the terms of any other agreement or obligation of any kind or nature whatsoever of the Project Sponsor or of any individual or entity executing this Agreement, to the City, direct or contingent, whether now or hereafter due, existing, created or arising, which event of default has continued beyond any applicable cure period. 10.3 Upon the occurrence of an Event of Default and the expiration of any cure period (in those circumstances for which a cure period is otherwise provided in this Agreement), and unless the Project Sponsor's breach is waived by the City in writing, the City may, by written notice to the Project Sponsor, terminate this Agreement upon not less than twenty-four (24) hours prior written notice. Said notice shall be delivered by certified mail, return receipt requested, or by in person delivery with proof of delivery. Waiver of breach of any provision of this Agreement shall not be deemed to be a waiver of any other breach and shall not be construed to be a modification of the terms of this Agreement. The provisions hereof are not intended to be, and shall not be, construed to limit the City's right to legal or equitable remedies. ARTICLE XI SUSPENSION 11.1 The City may, for reasonable cause, suspend the Project Sponsor's authority to obligate funds under this Agreement or withhold payments to the Project Sponsor, or both, pending necessary corrective action by the Project Sponsor. Reasonable cause shall be determined by the City in its sole and absolute discretion and may include: (a) Ineffective or improper use of the Bond Funds by the Project Sponsor. (b) Failure of the Project Sponsor to materially comply with any term or provision of this Agreement; or (c) Failure of the Project Sponsor to submit any documents required by this Agreement; or (d) The Project Sponsor's submittal of incorrect or incomplete documents. 11.2 The determinations and actions described in paragraph 11.1 above may be applied to all or any part of the activities funded pursuant to this Agreement. 11.3 The City will notify the Project Sponsor in writing of the type of action taken pursuant to this Article, by certified mail, return receipt requested, or by in person delivery with proof of delivery. The notification will include the reason(s) for such action, any conditions relating to the action, and the necessary corrective action(s). RFA 18-2329 Page 34 of 42 ARTICLE XII MISCELLANEOUS 12.1 ENFORCEMENT METHODS. As a means of enforcing compliance with the Bond Program, the City may utilize any enforcement measures it deems necessary. 12.2 RENEGOTIATION, MODIFICATION, OR SUBORDINATION. Modification of provisions of this Agreement shall be valid only when in writing and signed by the parties hereto. The parties agree to modify this Agreement if the City determines, in its sole and absolute discretion, that federal, state, and/or local governmental revisions of any applicable laws or regulations, or increases or decreases in budget allocations, make changes to this Agreement necessary. The City shall be the final authority in determining whether or not funds for this Agreement are available due to federal, state and/or local governmental revisions of any applicable laws or regulations, or increases or decreases in budget allocations. Moreover, the City shall determine in its sole and absolute discretion whether to subordinate the Mortgage. 12.3 RIGHT TO WAIVE. The City may, for good and sufficient cause, as determined by the City in its sole and absolute discretion, waive provisions of this Agreement or seek to obtain such waiver from an appropriate authority. Waiver requests from the Project Sponsor shall be in writing. A waiver shall not be construed to be a modification of this Agreement. 12.4 BUDGET AND BOND ELIGIBILITY ACTIVITY TITLE REVISIONS. Revisions to the Budget shall be made in writing, and approved in writing by the City; however, such revisions shall not necessitate an amendment hereto unless the amount of the Loan to be granted hereunder is changed, or unless otherwise required by the City. A revision to the Bond eligibility activity titles under which this Agreement's objectives are classified shall not require an amendment hereto. 12.5 DISPUTES. In the event an unresolved dispute exists between the Project Sponsor and the City, the City shall refer the issue, including the views of all interested parties and the recommendation of the City, to the City Manager, his designee, or such other official of the City who shall be authorized to exercise the authority of the City Manager in this regard ("City Manager") for determination. The City Manager will issue a determination within thirty (30) calendar days of receipt of a written request for resolution of the dispute and so advise the City and the Project Sponsor. In the event additional time is necessary, the City Manager will notify the interested parties within the thirty (30) day period that additional time is necessary. The Project Sponsor agrees that the City Manager's determination shall be final and binding on all parties, subject only to judicial review. 12.6 HEADINGS. The article and paragraph headings in this Agreement are inserted for convenience only and shall not affect in any way the meaning or interpretation of this Agreement. 12.7 PROCEEDINGS. The Agreement shall be construed in accordance with the laws of the State of Florida and any proceedings arising between the parties in any manner pertaining or RFA 18-2329 Page 35 of 42 relating to this Agreement shall, to the extent permitted by law, be held in Miami -Dade County, Florida. 12.8 NOTICES AND CONTACT. All notices under this Agreement shall be in writing and addressed as follows: To City: City of Miami Department of Housing and Community Development 14 NE 1 Avenue, 2nd Floor Miami, Florida 33132 Attn: George Mensah, Director With Copy To: Victoria Mendez City Attorney City of Miami 444 S.W. 2nd Avenue Miami, FL 33130-1910 To Project Sponsor: Residences at Dr. King Boulevard 161 NW 6 Street, Suite 1020 Miami, FL 33136 Attn: Kenneth Naylor With Copy to: Stearns Weaver Miller Weissler Alhadeff & Sitterson, P.A. 150 West Flagler Street, Suite 2200 Miami, FL 33130 Attn: Brian J. McDonough With Copy to: Citibank, N.A. 388 Greenwich Street, Trading 6th Floor New York, New York 10013 Attn: Transaction Management Group Re: Residences at Dr. King Boulevard Deal ID No. 25940 Fax: (212) 723-8209 With Copy to: Holland & Knight, LLP 1180 West Peachtree Street NW, Suite 1800 Atlanta, GA 30309 Attn: Woody Vaughan Except as otherwise provided in this Agreement, notice shall be deemed given upon hand delivery or five (5) business days after depositing the same with the U.S. Postal Service. The address or designated representative of the parties may be changed by notice given in accordance with this section. RFA 18-2329 Page 36 of 42 City will endeavor to send a copy of the notice sent to the Borrower to Investor at the following address; however, any failure of the City to provide such copy to Investor shall not affect the effectiveness of the notice to Borrower: Wells Fargo Affordable Housing Community Development Corporation MAC D1053-170 301 South College Street, 17th Floor Charlotte, NC 28288 Attn: Director of Tax Credit Asset Management 12.9 CONFLICTS WITH APPLICABLE LAWS. If any provision of this Agreement conflicts with any applicable law or regulation, only the conflicting provision shall be deemed by the parties hereto to be modified, or to be deleted if modification is inappropriate, to cause the provision to be consistent with the law or regulation. However, the obligations under this Agreement, as modified, shall continue and all other provisions of this Agreement shall remain in full force and effect. 12.10 ENTIRE AGREEMENT. This Agreement, its Schedules, and its Exhibits described as follows contain all the terms and conditions of the Agreement between the parties: Exhibit A Legal Description Exhibit B Scope of Work/Project Schedule Exhibit C Budget Exhibit D Form of Disbursement Agreement Exhibit E Affirmative Marketing Procedures and Responsibilities Exhibit F Form of Mortgage and Security Agreement Exhibit G Form of Declaration of Restrictive Covenant Exhibit H Form of Rent Regulatory Agreement Exhibit I Signage Requirements Exhibit J Additional Insurance Requirements Exhibit K No Finder's Fee Affidavit Schedule A Schedule of Permitted Financing 12.11 WAIVER OF JURY TRIAL. Neither the Project Sponsor, the Borrower, the Project subcontractor(s), nor any other person liable for the responsibilities, obligations, services and representations herein, nor any assignee, successor, heir or personal representative of the Project Sponsor, the Project subcontractors or any other person or entity shall seek a jury trial in any lawsuit, proceeding, counterclaim or any other litigation procedure based upon or arising out of this Agreement, or the dealings or the relationship between or among such persons or entities, or any of them. Neither the Project Sponsor, the Borrower, nor the Project subcontractors, nor any other person or entity will seek to consolidate any such action in which a jury trial has been waived with any other action. The provisions of this paragraph have been fully discussed by the parties hereto, and the provisions hereof shall be subject to no exceptions. Neither party to this Agreement has in any manner agreed with or represented to any other party that the provisions of this paragraph will not be fully enforced in all instances. RFA 18-2329 Page 37 of 42 12.12 GOVERNING LAW AND VENUE. This Agreement shall be construed and enforced pursuant to the laws of the State of Florida, excluding all principles of choice of laws, conflict of laws and comity. Any action pursuant to a dispute under this Agreement must be brought in Miami -Dade County and no other venue. All meetings to resolve said dispute, including voluntary arbitration, mediation, or other alternative dispute resolution mechanism, will take place in this venue. The parties both waive any defense that venue in Miami -Dade County is not convenient. 12.13 HCLC AWARD MEMORANDA. The award memoranda and decisions of the HCLC dated September 27, 2019 ("Award Memoranda"), are hereby incorporated by reference. To the extent of any conflict between the Award Memoranda and the Loan Documents and when interpreting the intent of the Loan Documents, whichever provision is strictest will control. To the extent of any conflict between the Award Memoranda, the most recent Award Memorandum controls. 12.14 COUNTERPARTS. This Agreement may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, and such counterparts shall together constitute but one and the same Agreement. The parties shall be entitled to sign and transmit an electronic signature of this Agreement (whether by facsimile, PDF or other email transmission), which signature shall be binding on the party whose name is contained therein. Any party providing an electronic signature agrees to promptly execute and deliver to the other parties an original signed Agreement upon request. 12.15 INCREASE 1N PROJECT COSTS. In the event that the Project's costs increase by ten percent (10%) or more of the Budget that is attached as Exhibit "C," and Project Sponsor is unable to secure the requisite funding to cover the additional expense within 60 days before the Project's construction commences, then the City is permitted to recommend to HCLC that the Bond Funds should be de -obligated for this Project. 12.16 TENANT LOTTERY. The selection of eligible tenants to occupy the Bond Assisted Units shall be from the results of a tenant lottery, which shall be conducted with a representative of the City of Miami present. In addition, the Project Sponsors and the Bond Assisted Units shall comply with the requirements of the City of Miami Ordinance #13645 regarding Resident Preference. 12.17 COSTS, INCLUDING ATTORNEY' S FEES. The Project Sponsor agrees to pay when due for which an invoice is provided, all reasonable costs and expenses in connection with the administration or monitoring of compliance with this Agreement and all related documents and any other documents which may be delivered in connection with this Agreement or the transactions contemplated hereby, including, without limitation, the reasonable fees and out ofpocket expenses of the City and of counsel and any agents or consultants for the City, with respect thereto, in connection with the administration or monitoring of this Agreement and such other documents as may be delivered in connection herewith. In addition, the Project Sponsor shall pay any and all stamps and other taxes and fees payable or determined to be payable in connection with the execution, delivery, filing and recording of this Agreement and such other documents as may be delivered in connection herewith, and agrees to save the City harmless from and against any and RFA 18-2329 Page 38 of 42 all liabilities with respect to or resulting from any delay in paying or omission to pay such taxes and fees. In the event litigation, arbitration, or mediation, between the parties hereto, arises out of the terms of this Agreement, each party shall be responsible for its own attorney's fees, costs, charges, and expenses through the conclusion of all appellate proceedings, and including any final settlement or judgment. 12.18 The Borrower's obligations pursuant to this Agreement shall be binding upon and inure to the respective heirs, personal and legal representatives, trustees and successors and assigns of the Parties hereto, including each and every such Party's past and present parent, subsidiary, affiliate or predecessor entities, any and all entities by which or under a name by which any Party has been known or has done business, and any and all of his, hers, its and/or their respective past and present officers, commissioners, directors, principals, trustees, administrators, agents, attorneys, accountants, insurers, reinsurers, servants, employees, shareholders, members, managers, partners, heirs, and representatives. 12.19 Any references to federal regulations and programs in this Agreement and its exhibits are intended to be for illustrative purposes and not an indication that the Project is specifically subject to the cited regulations. Nonetheless, if this Agreement requires the Project Sponsor to comply with referenced federal regulations and programs, the City and the Project Sponsor agree that compliance shall be required as if the Project was subject to those federal regulations and programs, unless otherwise determined by the City in its sole discretion. 12.20 Project Sponsor specifically acknowledges and agrees to comply with City of Miami Ordinance No. 13491, § 2-415. 12.21 Parties agree that the Loan will be non recourse except that the exceptions to non - course applicable to any Permitted Senior Financing shall also apply to this Loan. [Remainder of page left Blank] [Signatures on Following Pages] RFA 18-2329 Page 39 of 42 WITNESSES: PROJECT SPONSOR: Print Name: Print Name: Print Name: �/� a JEtspA% Print Name: Marlene Sanchez RESIDENCES AT DR. KING BOULEVARD, LTD., a Florida limited partnership By: APC Residences at Dr. King Boulevard, LLC, a Florida limited liability company, its general partner By: Print Name: Title: By: MLK 62nd Street Apartments GP, LLC, a Florida limited liability company, its co -general partner By: Print Name: Title: 'V Q, [ACKNOWLEDGEMENTS APPEAR ON FOLLOWING PAGE1 RFA 18-2329 Page 40 of 42 ACKNOWLEDGMENTS STATE OF FLORIDA } COUNTY OF MIAMI-DADE } SS: The foregoing instrument was acknowledged before me by means of ❑ physical presence or ❑ online notarization this day of , 2020 by , as of APC Residences at Dr. King Boulevard, LLC, a Florida limited liability company, the general partner of Residences at Dr. King Boulevard, Ltd., a Florida limited partnership, who is personally known to me or who produced a as identification. Print Name: Notary Public, State of Florida at large STATE OF FLORIDA } COUNTY OF MIAMI-DADE } SS: The foregoing instrumeiA was ackno dge before me by means of ®' hysica_j presence or Elonlin notarization this c day of :- , 2020 by r 1 J k ►f , as /v`Ct*` of MLK 62nd Street Apa tments GP, LLC, a Florida limited liability company, the co-gener) partner of Residences at Dr. King Boulevard, Ltd., a Florida limited partnership, who is personally known to me or who produced a as identification. -- of ;•�;pJbI;B:.. MARLENE CASAR SANCHEZ 0 _ ;.� Notary Public • State of-:orida Commission GG 921883 ToMy Comm. Expires Oct 19, 2023 ` ` Bonded through National Notary Assn. RFA 18-2329 Page 41 of 42 int lime'. Marlene Sanchez Notary Public, State of Florida at Large WI ESSES: ► e e)lita et-Wf010 Print Name: `'Oa t-At%Gi Print Name: li t/t) c, Print Name: Print Name: PROJECT SPONSOR: RESIDENCES AT DR. KING BOULEVARD, LTD., a Florida limited partnership By: APC Residences at Dr. King Boulevard, LLC, a Florida limited liability company, its general partner By: Print Name: Title: resident By: MLK 62nd Street Apartments GP, LLC, a Florida limited liability company, its co -general partner By: Print Name: Title: jACKNOWLEDGEMENTS APPEAR ON FOLLOWING PAGE' RFA 18-2329 Page 40 of 42 ACKNOWLEDGMENTS STATE OF FLORIDA } COUNTY OF MIAMI-DADE } SS: The foregoing instrument was acknowle�d �ed before me by means of ® physic 1 presence or ❑ online notarization this of 1 day of f 'L , 2020 by 2005y UJEj ' L4 D , as P04511 tJY of APC Residences at 5r. King Boulevard, LLC, a Florida limited liability company, the general partner of Residences at Dr. King Boulevard, Ltd., a Florida limited partnership, who is personally known to me or who produced a as identification. �axY vup .. SILVIA A CAMPOS Notary Public - State of Florida 'a\\'. fi,41? Commission N GG 234701 My Comm, Expires Jul 4, 2022 Bonded through National Notary Assn. STATE OF FLORIDA } COUNTY OF MIAMI-DADE } SS: Pt. - Cos Print Narn Notary Public, State of Flo ida at large The foregoing instrument was acknowledged before me by means of 0 physical presence or 0 online notarization this day of , 2020 by as of MLK 62nd Street Apartments GP, LLC, a Florida limited Liability company, the co -general partner of Residences at Dr. King Boulevard, Ltd., a Florida limited partnership, who is personally known to me or who produced a as identification. Print Name: Notary Public, State of Florida at large RFA 18-2329 Page 41 of 42 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their undersigned officials as duly authorized. ATTEST: odd Hanno Date: c APPROVE QUI -Marie Director of nagement CE CITY: CITY OF MIAMI, a municipal corporation of the State of Florida B Arthur orieg. V, City anager APPRO CO V' oria Mendez Cit Attorney OFORMAND RFA 18-2329 Page 42 of 42 Exhibit A Legal Description of the Property Parcel 1 LOT 15, BLOCK 6, OF EAST LIBERTY CITY SECTION A, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 39, PAGE 19 OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA. Parcel 2 LOTS 11, 12, 13, AND 14, OF BLOCK 6, OF EAST LIBERTY CITY SECTION A, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 39, AT PAGE 19, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA. Parcel 3 LOT 9, IN BLOCK 6, OF EAST LIBERTY CITY, SECTION A, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 39, AT PAGE 19, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA, A/K/A 1515 N.W. 62ND ST., MIAMI, FLORIDA. Parcel 4 LOT 8, BLOCK 6, OF EAST LIBERTY CITY SECTION A, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 39, AT PAGE 19, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA. Parcel 5 LOT 7, BLOCK 6, OF EAST LIBERTY CITY SECTION A, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 39, AT PAGE 19, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA. Parcel 6 LOT 6, BLOCK 6, OF EAST LIBERTY CITY SECTION A, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 39, AT PAGE 19, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA. Parcel 7 LOTS 19 AND 20, IN BLOCK 11, ORANGE HEIGHTS, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 14, PAGE 62, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA, LESS THE NORTH 30 FEET; TOGETHER WITH THE NORTH 1/2 OF ALLEY LYING SOUTH AND ADJACENT TO LOTS 19 AND 20, SAID ALLEY CLOSED PER ORDINANCE 13492, RECORDED IN OFFICIAL RECORDS BOOK 31981, PAGE 1923. Parcel 8 LOTS 21 THROUGH 25 AND THE WEST 16 FEET OF LOT 26, LESS THE NORTH 30 FEET OF ALL LOTS IN BLOCK 11, OF ORANGE HEIGHTS, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 14, AT PAGE 62, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA; TOGETHER WITH THE NORTH 1/2 OF ALLEY LYING SOUTH AND ADJACENT TO LOTS 21, 22, 23, 24, 25 AND THE WEST 16 FEET OF LOT 26, SAID ALLEY CLOSED PER ORDINANCE 13492, RECORDED IN OFFICIAL RECORDS BOOK 31981, PAGE 1923. Parcel 9 LOTS 27 AND 28 AND THE EAST 9 FEET OF LOT 26, LESS THE NORTH 30 FEET OF ALL LOTS, IN BLOCK 11 OF ORANGE HEIGHTS, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 14, PAGE 62 OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA; TOGETHER WITH THE NORTH 1/2 OF ALLEY LYING SOUTH AND ADJACENT TO LOTS 27, 28 AND THE EAST 9 FEET OF LOT 26, SAID ALLEY CLOSED PER ORDINANCE 13492, RECORDED IN OFFICIAL RECORDS BOOK 31981, PAGE 1923. LESS AND EXCEPT: A PORTION OF LOT 28 IN BLOCK 11, ORANGE HEIGHTS, ACCORDING TO THE PLAT THEREOF, AS RECORDED IN PLAT BOOK 14, PAGE 62, OF THE PUBLIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA. BEING MORE PARTICULARLY DESCRIBED AS FOLLOWS: BOUNDED ON THE NORTH BY THE SOUTH LINE OF THE NORTH 30.00 FEET OF LOT 28 OF SAID BLOCK 11, BOUNDED ON THE EAST BY THE EAST LINE OF SAID LOT 28, AND BOUNDED ON THE SOUTHWEST BY A 25.00 FOOT RADIUS ARC CONCAVE TO THE SOUTHWEST, TANGENT TO THE EAST LINE OF SAID LOT 28, AND TANGENT TO THE SOUTH LINE OF THE NORTH 10.00 FEET OF SAID BLOCK 11. Parcel 10 THE SOUTH 20.00 FEET OF THE NORTH 30.00 FEET OF LOTS 21 THROUGH 28, BLOCK 11 OF ORANGE HEIGHTS, ACCORDING TO THE PLAT THEREOF RECORDED IN PLAT BOOK 14, PAGE 62, OF THE PUBIC RECORDS OF MIAMI-DADE COUNTY, FLORIDA, LESS THAT PORTION OF LOT 28 WHICH LIES WITHIN THE EXTERNAL AREA FORMED BY A 25.00 FOOT RADIUS ARC CONCAVE TO THE SOUTHWEST, TANGENT TO THE EAST LINE OF SAID LOT 28, AND TANGENT TO THE SOUTH LINE OF THE NORTH 10.00 FEET OF SAID BLOCK 11. Exhibit B Scope of Work/Project Schedule • 120-unit apartment development to be constructed based on the below approximate schedule: CLOSE FINANCI Construction - Building 1 Construction Construction Top Off Punch TCO - Building 2 Construction Construction Punch TCO Construction Complete Punch -Out Obtain Final CO + Leasing + Conversion Obtain final 8609s from state allocating agency 09/28/20 09/07/22 09/28/20 06/24/22 500d 09/28/20 02/09/22 75d 02/10/22 04/25/22 40d 04/26/22 06/04/22 20d 06/05/22 06/24/22 09/28/20 04/10/22 500d 09/28/20 02/09/22 55d 02/10/22 04/05/22 5d 04/06/22 04/10/22 15d 06/25/22 07/09/22 15d 07/10/22 07/24/22 45d 07/25/22 09/07/22 300d 03/12/22 01/05/23 210d 07/10/22 02/04/23 180d 11/07/22 05/05/23 EXHIBIT C Residences at Dr. King Boulevard - Miami, FL Sources & Uses Permanent Phase Sources Ref. Total % Per Unit Permanent First Mortgage 6,450,000 17.47% 53,750 Forever Bond 2,000,000 5.42% 16,667 SURTAX 2,053,447 5.56% 17,112 County HOME (Reallocated) 938,963 2.54% 7,825 County HOME (2019) 851,094 2.31% 7,092 Limited Partner Equity 24,480,055 66.30% 204,000 Deferred Developer Fee 150,064 0.41% 1,251 Total Sources 36,923,623 100.00% 307,697 Permanent Phase Uses Total % Per Unit Hard Construction Costs 22,898,101 62.01% 190,818 Public Art Fee 379,040 1.03% 3,159 Recreational/Owner Items 310,500 0.84% 2,588 Hard Cost Contingency 5.0% 1,144,905 3.10% 9,541 Construction Interest Expense 1,097,345 2.97% 9,145 Permanent Loan Origination Fee 64,500 0.17% 538 Permanent Loan Closing Costs 150,450 0.41% 1,254 Construction Loan Origination Fee 184,500 0.50% 1,538 Construction Loan Closing Costs 113,453 0.31% 945 Other Loan Closing Costs 80,000 0.22% 667 City of Miami Closing Costs 10,000 0.03% 83 Accounting Fees 40,000 0.11% 333 Appraisal 6,000 0.02% 50 Architect Fee - Design 845,000 2.29% 7,042 Architect Fee - Supervision 150,000 0.41% 1,250 Builder's Risk Insurance 69,604 0.19% 580 Building Permit 632,816 1.71% 5,273 P&P Bond 170,471 0.46% 1,421 Credit Underwriting Fee 63,500 0.17% 529 Engineering Fee 15,486 0.04% 129 Environmental Report 26,300 0.07% 219 FHFC Administrative Fees 133,984 0.36% 1,117 FHFC Application Fees 3,000 0.01% 25 FHFC Compliance Mon. Fee 209,794 0.57% 1,748 Impact Fees 546,417 1.48% 4,553 Inspection Fees 453,600 1.23% 3,780 Insurance - Property/Liability 66,000 0.18% 550 Legal Fees - Partnership 675,000 1.83% 5,625 Legal Fees - Other 50,000 0.14% 417 Market Study 9,600 0.03% 80 Property Taxes 129,335 0.35% 1,078 Soil Test Report 12,700 0.03% 106 Survey (Including As -Built) 59,275 0.16% 494 Title Insurance & Recording 293,042 0.79% 2,442 Utility Connection Fee 129,771 0.35% 1,081 Soft Cost Contingency 5.0% 239,535 0.65% 1,996 Sub -Total 31,463,022 Miscellaneous Reserves 3 months 269,052 0.73% 2,242 Land, To Be Acquired 158,121 0.43% 1,318 Developer's Profit 160/0 5,033,428 13.63% 41,945 Total Project Cost 36,923,623 100.00% 307,697 9/24/2020 6:08 PM 1 of 1 Exhibit D Form of Disbursement Agreement Exhibit E Affirmative Marketing Procedures and Responsibilities DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 rune w drr appncdnts/responuems: r HIS ror rn WdS ueveiopeu with Nuance, the official HUD software for the creation of HUD forms. HUD has made available instructions for downloading a free installation of a Nuance reader that allows the user to fill-in and save this form in Nuance. Please see http://portal.hud.gov/hudportal/documents/huddoc?id=nuancereaderinstall.pdf for the instructions. Using Nuance software is the only means of completing this form. Affirmative Fair Housing Marketing Plan (AFHMP) - Multifamily Housing U.S. Department of Housing and Urban Development Office of Fair Housing and Equal Opportunity OMB Approval No. 2529-0013 (exp.12/31/2016) la. Project Name & Address (including City, County, State & Zip Code) Residences at Dr. King Boulevard On NW 62 ST. at intersection of NW 62 ST. and NW 15 Ave. Miami, FL 33147 1 b. Project Contract Number tbd lc. No. of Units Id. Census Tract 120 19.03 le. Housing/Expanded Housing Market Area Housing Market Area: Miami, FL / Miami -Dade Expanded Housing Market Area: If. Managing Agent Name, Address (including City, County, State & Zip Code), Telephone Number & Email Address Atlantic Pacific Community Management, LLC (Miami -Dade County) 8609 South Dixie Highway, Miami, FL, 33143. 305-357-4702. Claudia Ortiz, claudia@apmanagement.net lg. Application/Owner/Developer Name, Address (including City, County, State & Zip Code), Telephone Number & Email Address Residences at Dr. King Boulevard, Ltd., (Miami -Dade County) 161 NW 6th Street, Suite 1020 , Miami, FL, 33136. 305-357-4725 Liz Wong, Iwong@apcommunities.com 1h. Entity Responsible for Marketing (check all that apply) El Owner ❑✓ Agent n Other (specify) Position, Name (if known), Address ( including City, County, State & Zip Code), Telephone Number & Email Address Claudia Ortiz Director of Operations (Miami -Dade County) 8609 South Dixie Highway, Miami, FL, 33143. 305-357-4702. claudia@apmanagement.net 1 i. To whom should approval and other correspondence concerning this AFHMP be sent? Indicate Name, Address (including City, State & Zip Code), Telephone Number & E-Mail Address. Liz Wong 161 NW 6th Street, Suite 1020 , Miami, FL, 33136. 305-357-4725. Lwong@apcommunities.com 2a. Affirmative Fair Housing Marketing Plan Plan Type Initial Plan Reason(s) for current update: Date of the First Approved AFHMP: 2b. HUD -Approved Occupancy of the Project (check all that apply) Elderly Z Family Mixed (Elderly/Disabled) 0 Disabled 2c. Date of Initial Occupancy 12/31/2021 2d. Advertising Start Date Advertising must begin at least 90 days prior to initial or renewed occupancy for new construction and substantial rehabilitation projects. Date advertising began or will begin For existing projects, select below the reason advertising will be used: 10/01/2021 To fill existing unit vacancies El To place applicants on a waiting list (which currently has To reopen a closed waiting list 0 (which currently has individuals) individuals) Previous editions are obsolete Page 1 of 8 Form HUD-935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 3a. Demographics of Project and Housing Market Area Complete and submit Worksheet 1. 3b. Targeted Marketing Activity Based on your completed Worksheet 1, indicate which demographic group(s) in the housing market area is/are least likely to apply for the housing without special outreach efforts. (check all that apply) QWhite American Indian or Alaska Native Asian ['Native Hawaiian or Other Pacific Islander ❑✓ Hispanic or Latino ['Families with Children D Other ethnic group, religion, etc. (specify) ❑ Black or African American Persons with Disabilities 4a. Residency Preference Is the owner requesting a residency preference? If yes, complete questions 1 through 5. If no, proceed to Block 4b. (1) Type Please Select Type No (2) Is the residency preference area: The same as the AFHMP housing/expanded housing market area as identified in Block 1 e? Please Select Yes or No The same as the residency preference area of the local PHA in whose jurisdiction the project is located? (3) What is the geographic area for the residency preference? Please Select Yes or No (4) What is the reason for having a residency preference? (5) How do you plan to periodically evaluate your residency preference to ensure that it is in accordance with the non-discrimination and equal opportunity requirements in 24 CFR 5.105(a)? Complete and submit Worksheet 2 when requesting a residency preference (see also 24 CFR 5.655(c)(1)) for residency preference requirements. The requirements in 24 CFR 5.655(c)(1) will be used by HUD as guidelines for evaluating residency preferences consistent with the applicable HUD program requirements. See also HUD Occupancy Handbook (4350.3) Chapter 4, Section 4.6 for additional guidance on preferences. 4b. Proposed Marketing Activities: Community Contacts Complete and submit Worksheet 3 to describe your use of community contacts to market the project to those least likely to apply. 4c. Proposed Marketing Activities: Methods of Advertising Complete and submit Worksheet 4 to describe your proposed methods of advertising that will be used to market to those least likely to apply. Attach copies of advertisements, radio and television scripts, Internet advertisements, websites, and brochures, etc. Previous editions are obsolete Page 2 of 8 Form HUD-935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 5a. Fair Housing Poster The Fair Housing Poster must be prominently displayed in all offices in which sale or rental ac ivity takes place (24 CFR 200.620(e)). Check below all locations where the Poster will be displayed. 2 Rental Office Real Estate Office 0 Model Unit Other (specify) 5b. Affirmative Fair Housing Marketing Plan The AFHMP must be available for public inspection at the sales or rental office (24 CFR 200.625). Check below all locations where the AFHMP will be made available. ❑✓ Rental Office Real Estate Office Model Unit ❑ Other (specify) 5c. Project Site Sign Project Site Signs, if any, must display in a conspicuous position the HUD approved Equal Housing Opportunity logo, slogan, or statement (24 CFR 200.620(f)). Check below all locations where the Project Site Sign will be displayed. Please submit photos of Project signs. 0 Rental Office Real Estate Office ❑ Model Unit ❑✓ Entrance to Project Other (specify) The size of the Project Site Sign will be tbd x The Equal Housing Opportunity logo or slogan or statement will be tbd x 6. Evaluation of Marketing Activities Explain the evaluation process you will use to determine whether your marketing activities have been successful in attracting individuals least likely to apply, how often you will make this determination, and how you will make decisions about future marketing based on the evaluation process. In accordance with HUD Handbook 4350.1 Rev-1, the property leases to qualified households from the waiting list. The AFHMP is designed to help the community ti reach out to those households who would not normally apply for residency at our community. Management uses a comprehensive system to track all prospects/traffic that comes to the site. All information is entered into their system (Yardi) where they can then generate and analyze reports breaking down the source of the traffic. This then allows them to determine if a type of marketing is effective and what is our strongest source of marketing. Ongoing additions and subtractions of marketing to specially target unlikely to apply demographic groups will be utilized at this project, Management will formally review each quarter and make the necessary changes if the desired effect is not achieved. Based on the evaluation process if they are finding one source of marketing to have a higher success rate they will use this information to determine the focus of the plan going forward. A successful outcome will be determined by who applies and is housed by race/ethnicity, etc. comparable with the representation of groups in the census tract. Previous editions are obsolete Page 3 of 8 Fomi HUD-935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 'a. marketing Starr What staff positions are/will be responsible for affirmative marketing? Leasing Associates, Property Manager 7b. Staff Training and Assessment: AFHMP (1) Has staff been trained on the AFHMP? (2) Has staff been instructed in writing and orally on non-discrimination and fair housing policies as required by 24 CFR 200.620(c)? (3) f yes, who provides instruction on the AFHMP and Fair Housing Act, and how frequently? Yes Yes HUD Manager/Education Department Staff are trained at a minimum of an annual basis on nondiscrimination and fair housing policies . (4) Do you periodically assess staff skills on the use of the AFHMP and the application of the Fair Housing Act? (5) f yes, how and how often? Yes Monthly -Regional Manager site visits include discussion of AFHM as well as formal quarterly reviews to assess staffs understanding, skills and effectiveness of plan. Managers and agents are required to update fair housing training annually. 7c. Tenant Selection Training/Staff (1) Has staff been trained on tenant selection in accordance with the project's occupancy policy, including any residency preferences? Yes (2) What staff positions are/will be responsible for tenant selection? Leasing Associates, Property Manager. 7d. Staff Instruction/Training: Describe AFHM/Fair Housing Act staff training, already provided or to be provided, to whom it was/will be provided, content of training, and the dates of past and anticipated training. Please include copies of any AFHM/Fair Housing staff training materials. Fair Housing Training is provided for all management staff. New employees are required to complete the Fair Housing Principals and Practices Course and are also required to take a refresher course semi-annually or quarterly. We offer a 3 hour online course recommended for all associates including management and maintenance. The course outlines: In-depth information on the Federal Fair Housing laws, guidelines, and their application to our industry How to define and identify discrimination How to comply with Fair Housing laws through illustrative case studies Documentation and compliance strategies Previous editions are obsolete Page 4 of 8 Form HUD-935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 8. Additional Considerations Is there anything else you would like to tell us about your AFHMP to help ensure that your program is marketed to those least likely to apply for housing in your project? Please attach additional sheets, as needed. 9. Review and Update By signing this form, the applicant/respondent agrees to implement its AFHMP, and to review and update its AFHMP in accordance with the instructions to item 9 of this form in order to ensure continued compliance with HUD's Affirmative Fair Housing Marketing Regulations (see 24 CFR Part 200, Subpart M). I hereby certify that all the information stated herein, as well as any information provided in the accompaniment herewith, is true and accurate. Warning: HUD will prosecute false claims and statements. Conviction may result in criminal and/or civil penalties. (See 18 U.S.C. 1001, 1010, 1012; 31 U.S.C. 3729, 3802). %icltymof person submitting this Plan & Date of Submission (mm/dd/yyyy) ,,// \—.0prtneppFnwAir Name (type or print) Kenneth Naylor Title & Name of Company Secretary of the General Partner of Residences at Dr. King Boulevard, Ltd. For HUD -Office of Housing Use Only Reviewing Official: For HUD -Office of Fair Housing and Equal Opportunity Use Only ❑ Approval ❑ Disapproval Signature & Date (mm/dd/yyyy) Signature & Date (mm/dd/yyyy) Name (type or print) Title Name (type or print) Title Previous editions are obsolete Page 5 of 8 Form HUD-935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 Public reporting burden for this collection of information is estimated to average six (6) hours per initial response, and four (4) hours for updated plans, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. This agency may not collect this information, and you are not required to complete this form, unless it displays a currently valid Office of Management and Budget (OMB) control number. Purpose of Form: All applicants for participation in FHA subsidized and unsubsidized multifamily housing programs with five or more units (see 24 CFR 200.615) must complete this Affirmative Fair Housing Marketing Plan (AFHMP) form as specified in 24 CFR 200.625, and in accordance with the requirements in 24 CFR 200.620. The purpose of this AFHMP is to help applicants offer equal housing opportunities regardless of race, color, national origin, religion, sex, familial status, or disability. The AFHMP helps owners/agents (respondents) effectively market the availability of housing opportunities to individuals of both minority and non -minority groups that are least likely to apply for occupancy. Affirmative fair housing marketing and planning should be part of all new construction, substantial rehabilitation, and existing project marketing and advertising activities. An AFHM program, as specified in this Plan, shall be in effect for each multifamily project throughout the life of the mortgage (24 CFR 200.620(a)). The AFHMP, once approved by HUD, must be made available for public inspection at the sales or rental offices of the respondent (24 CFR 200.625) and may not be revised without HUD approval. This form contains no questions of a confidential nature. Applicability: The form and worksheets must be completed and submitted by all FHA subsidized and unsubsidized multifamily housing program applicants. INSTRUCTIONS: Send completed form and worksheets to your local HUD Office, Attention: Director, Office of Housing Part 1: Applicant/Respondent and Project Identification. Blocks 1 a, lb, lc, 1 g, lh, and 1 i are self- explanatory. Block 1 d- Respondents may obtain the Census tract number from the U.S. Census Bureau (http://factfinder2.census.qov/main.html) when completing Worksheet One. Block 1 e- Respondents should identify both the housing market area and the expanded housing market area for their multifamily housing projects. Use abbreviations if necessary. A housing market area is the area from which a multifamily housing project owner/agent may reasonably expect to draw a substantial number of its tenants. This could be a county or Metropolitan Division. The U.S. Census Bureau provides a range of levels to draw from. An expanded housing market area is a larger geographic area, such as a Metropolitan Division or a Metropolitan Statistical Area, which may provide additional demographic diversity in terms of race, color, national origin, religion, sex, familial status, or disability. Block 1f- The applicant should complete this block only if a Managing Agent (the agent cannot be the applicant) is implementing the AFHMP. Part 2: Type of AFHMP Block 2a- Respondents should indicate the status of the AFHMP, i.e., initial or updated, as well as the date of the first approved AFHMP. Respondents should also provide the reason (s) for the current update, whether the update is based on the five-year review or due to significant changes in project or local demographics (See instructions for Part 9). Block 2b- Respondents should identify all groups HUD has approved for occupancy in the subject project, in accordance with the contract, grant, etc. Block 2c- Respondents should specify the date the project was/will be first occupied. Block 2d- For new construction and substantial rehabilitation projects, advertising must begin at least 90 days prior to initial occupancy. In the case of existing projects, respondents should indicate whether the advertising will be used to fill existing vacancies, to place individuals on the project's waiting list, or to re -open a closed waiting list. Please indicate how many people are on the waiting list when advertising begins. Previous editions are obsolete Page 6 of 8 Form HUD 935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CE4-CBA62FF6F223 Part 3 Demographics and Marketing Area. "Least likely to apply" means that there is an identifiable presence of a specific demographic group in the housing market area, but members of that group are not likely to apply for the housing without targeted outreach, including marketing materials in other languages for limited English proficient individuals, and alternative formats for persons with disabilities. Reasons for not applying may include, but are not limited to, insufficient information about housing opportunities, language barriers, or transportation impediments. Block 3a - Using Worksheet 1, the respondent should indicate the demographic composition of the project's residents, current project applicant data, census tract, housing market area, and expanded housing market area. The applicable housing market area and expanded housing market area should be indicated in Block 1 e. Compare groups within rows/across columns on Worksheet 1 to identify any under -represented group(s) relative to the surrounding housing market area and expanded housing market area, i.e., those group(s) "least likely to apply" for the housing without targeted outreach and marketing. If there is a particular group or subgroup with members of a protected class that has an identifiable presence in the housing market area, but is not included in Worksheet 1, please specify under "Other." Respondents should use the most current demographic data from the U.S. Census or another official source such as a local government planning office. Please indicate the source of your data in Part 8 of this form. Block 3b - Using the information from the completed Worksheet 1, respondents should identify the demographic group(s) least likely to apply for the housing without special outreach efforts by checking all that apply. Part 4 - Marketing Program and Residency Preference (if any). Block 4a - A residency preference is a preference for admission of persons who reside or work in a specified geographic area (see 24 CFR 5.655(c)(1)(ii)). Respondents should indicate whether a residency preference is being utilized, and if so, respondents should specify if it is new, revised, or continuing. If a respondent wishes to utilize a residency preference, it must state the preference area (and provide a map delineating the precise area) and state the reason for having such a preference. The respondent must ensure that the preference is in accordance with the non- discrimination and equal opportunity requirements in 24 CFR 5.105(a) (see 24 CFR 5.655(c)(1)). Respondents should use Worksheet 2 to show how the percentage of the eligible population living or working in the residency preference area compares to that of residents of the project, project applicant data, census tract, housing market area, and expanded housing market area. The percentages would be the same as shown on completed Worksheet 1. Block 4b - Using Worksheet 3, respondents should describe their use of community contacts to help market the project to those least likely to apply. This table should include the name of a contact person, his/her address, telephone number, previous experience working with the target population(s), the approximate date contact was/will be initiated, and the specific role the community contact will play in assisting with affirmative fair housing marketing or outreach. Block 4c - Using Worksheet 4, respondents should describe their proposed method(s) of advertising to market to those least likely to apply. This table should identify each media option, the reason for choosing this media, and the language of the advertisement. Alternative format(s) that will be used to reach persons with disabilities, and logo(s) that will appear on the various materials (as well as their size) should be described. Please attach a copy of the advertising or marketing material. Part 5 — Availability of the Fair Housing Poster, AFHMP, and Project Site Sign. Block 5a - The Fair Housing Poster must be prominently displayed in all offices in which sale or rental activity takes place (24 CFR 200.620(e)). Respondents should indicate all locations where the Fair Housing Poster will be displayed. Block 5b -The AFHMP must be available for public inspection at the sales or rental office (24 CFR 200.625). Check all of the locations where the AFHMP will be available. Block 5c -The Project Site Sign must display in a conspicuous position the HUD -approved Equal Housing Opportunity logo, slogan, or statement (24 CFR 200.620(f)). Respondents should indicate where the Project Site Sign will be displayed, as well as the size of the Sign and the size of the logo, slogan, or statement. Please submit photographs of project site signs. Previous editions are obsolete Page 7 of 8 Form HUD-935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 Part 9 - Review and Update. Part 6 - Evaluation of Marketing Activities. Respondents should explain the evaluation process to be used to determine if they have been successful in attracting those individuals identified as least likely to apply. Respondents should also explain how they will make decisions about future marketing activities based on the evaluations. Part 7- Marketing Staff and Training. Block 7a -Respondents should identify staff positions that are/will be responsible for affirmative marketing. Block 7b - Respondents should indicate whether staff has been trained on the AFHMP and Fair Housing Act. Please indicate who provides the training and how frequently. In addition, respondents should specify whether they periodically assess staff members' skills in using the AFHMP and in applying the Fair Housing Act. They should state how often they assess employee skills and how they conduct the assessment. Block 7c - Respondents should indicate whether staff has been trained on tenant selection in accordance with the project's occupancy policy, including residency preferences (if any). Respondents should also identify those staff positions that are/will be responsible for tenant selection. Block 7d - Respondents should include copies of any written materials related to staff training, and identify the dates of past and anticipated training. Part 8 - Additional Considerations. Respondents should describe their efforts not previously mentioned that were/are planned to attract those individuals least likely to apply for the subject housing. By signing the respondent assumes responsibility for implementing the AFHMP. Respondents must review their AFHMP every five years or when the local Community Development jurisdiction's Consolidated Plan is updated, or when there are significant changes in the demographics of the project or the local housing market area. When reviewing the plan, the respondent should consider the current demographics of the housing market area to determine if there have been demographic changes in the population in terms of race, color, national origin, religion, sex, familial status, or disability. The respondent will then determine if the population least to likely to apply for the housing is still the population identified in the AFHMP, whether the advertising and publicity cited in the current AFHMP are still appropriate, or whether advertising sources should be modified or expanded. Even if the demographics of the housing market area have not changed, the respondent should determine if the outreach currently being performed is reaching those it is intended to reach as measured by project occupancy and applicant data. If not, the AFHMP should be updated. The revised AFHMP must be submitted to HUD for approval. HUD may review whether the affirmative marketing is actually being performed in accordance with the AFHMP. If based on their review, respondents determine the AFHMP does not need to be revised, they should maintain a file documenting what was reviewed, what was found as a result of the review, and why no changes were required. HUD may review this documentation. Notification of Intent to Begin Marketing. No later than 90 days prior to the initiation of rental marketing activities, the respondent must submit notification of intent to begin marketing. The notification is required by the AFHMP Compliance Regulations (24 CFR 108.15). The Notification is submitted to the Office of Housing in the HUD Office servicing the locality in which the proposed housing will be located. Upon receipt of the Notification of Intent to Begin Marketing from the applicant, the monitoring office will review any previously approved plan and may schedule a pre -occupancy conference. Such conference will be held prior to initiation of sales/rental marketing activities. At this conference, the previously approved AFHMP will be reviewed with the applicant to determine if the plan, and/or its proposed implementation, requires modification prior to initiation of marketing in order to achieve the objectives of the AFHM regulation and the plan. OMB approval of the AFHMP includes approval of this notification procedure as part of the AFHMP. The burden hours for such notification are included in the total designated for this AFHMP form. Previous editions are obsolete Page 8 of 8 Form HUD-935.2A (12/2011) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 worKsneet 1: uetermmmg uemograpnic croups Least Likely to Apply for Housing Opportunities (See AFHMP, Block 3b) In the respective columns below, indicate the percentage of demographic groups among the project's residents, current project applicant data, census tract, housing market area, and expanded housing market area (See instructions to Block 1 e). If you are a new construction or substantial rehabilitation project and do not have residents or project applicant data, only report information for census tract, housing market area, and expanded market area. The purpose of this information is to identify any under -representation of certain demographic groups in terms of race, color, national origin, religion, sex, familial status, or disability. If there is significant under -representation of any demographic group among project residents or current applicants in relation to the housing/expanded housing market area, then targeted outreach and marketing should be directed towards these individuals least likely to apply. Please indicate under -represented groups in Block 3b of the AFHMP. Please attach maps showing both the housing market area and the expanded housing market area. Demographic Characteristics Project's Residents Project's Applicant Data Census Tract Housing Market Area Expanded Housing Market Area %White 5.4% % Black or African American —� % Hispanic or Latino 8.6% % Asian American Indian or Alaskan Native % Native Hawaiian or Pacific Islander %Persons with Disabilities 31.3% % Families with Children under the age of 18 Other (specify) ' Do ,uoIyn a ivcwNC 11.J..'uvvw1-11-uc u—n 1-.-w1---rvurwci I �i cc., Worksheet 2: Establishing a Residency Complete this Worksheet if you wish to continue, revise, who reside or work in a specified geographic area (see must be in accordance with the non-discrimination and equal will help show how the percentage of the population in the residents, applicant data, census tract, housing market delineating the residency preference geographical Preference Area (See AFHMP, Block 4a) or add a residency preference, which is a preference for admission of persons 24 CFR 5.655(c)(1)(ii)). If a residency preference is utilized, the preference opportunity requirements contained in 24 CFR 5.105(a). This Worksheet residency preference area compares to the demographics of the project 's area, and expanded housing market area. Please attach a map clearly area. Demographic Characteristics Project's Residents (as determined in Worksheet 1) Project's Applicant Data (as determined in Worksheet 1) Census Tract (as determined in Worksheet 1) Housing Market Area (as determined in Worksheet 1) Expanded Housing Market Area (as determined in Worksheet 1) Residency Preference Area (if applicable) % White % Black or African American % Hispanic or Latino Asian % American Indian or Alaskan Native % Native Hawaiian or Pacific Islander % Persons with Disabilities % Families with Children under the age of 18 Other (specify) DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 Worksheet 3: Proposed Marketing Activities —Community Contacts (See AFHMP, Block 4b) For each targeted marketing population designated as least likely to apply in Block 3b, identify at least one community contact organization you will use to facilitate outreach to the particular population group. This could be a social service agency, religious body, advocacy group, community center, etc. State the names of contact persons, their addresses, their telephone numbers, their previous experience working with the target population, the approximate date contact was/will be initiated, and the specific role they will play in assisting with the affirmative fair housing marketing. Please attach additional pages if necessary. Targeted Population(s) Community Contact(s), including required information noted above. White Ymca Jesse J Mc Crary Elmntry, 514 NW 77th St, Miami, FL 33150, (305) 357-6622. We will be contacting the church for referrals once units become available. Hispanic Iglesia Adventista Del Septimo Efeso, 3500 NW 25th Ave, Miami, FL 33142, (305) 636-9993,We will be contacting the church for referrals once units become available. DocuSign En ✓elope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 Worksheet 4: Proposed Complete the following table by the methods of advertising that means of advertising that you in addition to specifying the media bulletin board, etc.) state any language(s) used (e.g. Braille, large print, Attach additional pages, if necessary, material. Marketing Activities — Methods of Advertising (See AFHMP, Block 4c) identifying your targeted marketing population(s), as indicated in Block 3b, as well as will be used to market to that population. For each targeted population, state the will use as applicable to that group and the reason for choosing this media. In each block, that will be used (e.g., name of newspaper, television station, website, location of in which the material will be provided, identify any alternative format(s) to be etc.), and specify the logo(s) (as well as size) that will appear on the various materials. for further explanation. Please attach a copy of the advertising or marketing Targeted Population(s)—> Methods of Advertising 1 Targeted Population: Targeted Population: Targeted Population: Newspaper(s) White Hispanic The Herald Radio Station(s) TV Station(s) Electronic Media White Hispanic craigslist.com; rent.com Bulletin Boards White Hispanic Miami -Dade Housing Auth Brochures, Notices, Flyers Hispanic Logo size 1" x 1" min. White Other (specify) Hispanic Apartment Guide White DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 11.• 1 it .1 1Mi:RI( \N FactFinder QT-P21 Disability Status by Sex: 2000 Census 2000 Summary File 3 (SF 3) - Sample Data NOTE: Data based on a sample except in P3, P4, H3, and H4. For information on confidentiality protection, sampling error, nonsampling error, definitions, and count corrections see http://www.census.gov/prod/cen2000/doc/sf3.pdf Disability status of the civilian noninstitutional population Census Tract 19.03, Miami -Dade County, Florida Both sexes Male Female Population 5 years and over 2,612 1,135 [ 1,477 I With a disability 818 326 492 i Percent with a disability 31.3 28.7 33.3 Population 5 to 15 years 582 296 t 286 With a disability 20 20 € 0 Percent with a disability 3.4 € 6.8 0.0 Sensory 5 5 i 0 Physical 0 0 II j 0 i Mental 15 15 ' 0 j Self -care 0 0 0 1 Population 16 to 64 years 1,700 ' 717 983 With a disability 644 272 372 I Percent with a disability 37.9 ' 37.9 37.8 Sensory 95 ` 34 61 1 Physical 161 1 67 94 Mental 82 6 76 Self -care 65 0 65 I Going outside the home 354 168 186 I Employment disability 330 155 122 - 34 175 Population 65 years and over 330 , 208 With a disability 154 [ 120 1 Percent with a disability 46.7 27.9 57.7 I Sensory 75 15 60 Physical 119 26 93 Mental 83 34 ; 49 Self -care 36 7 29 Going outside the home 54 ; 7 47 I Population 18 to 34 years 756 ! 320 436 With a disability 224 i 127 97 Percent enrolled in college or graduate school 9.8 11.0 8.2 Percent not enrolled and with a bachelor's degree or her higher 0.0 0.0 193339 a_...._...__....___ .._ 10.9 0.0 339 , , No disability 532 Percent enrolled in college or graduate school _.. _..._......._-.e-_. 8.3 1 .... ..._.__. 6.8 Percent not enrolled and with a bachelor's degree or higher .. Population 21 to 64 years 3.0 1 1,490 ; 619 39.4 ' 871 1 46.8 8.3 0.0 840 650 With a disabili ty 266 € , I _..._.�; 353 44.8 , Percent employed 32.3 384 56.3 No disability 487 39.4 Percent employed 1 of 2 10/10/2019 DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 Source: U.S. Census Bureau, Census 2000 Summary File 3, Matrices P42, PCT26, PCT27, PCT28, PCT29, PCT30, PCT31, PCT32, and PCT33. 2 of 2 10/10/2019 DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 • 1 i t • 1 AM1s121t':1:, FactFinder DP-1 Profile of General Population and Housing Characteristics: 2010 2010 Census Summary File 1 NOTE: For information on confidentiality protection, nonsampling error, and definitions, see http://www.census.gov/prod/cen2010/doc/sf1.pdf. Geography: Census Tract 19.03, Miami -Dade County, Florida Subject Number Percent SEX AND AGE Total population 2,815 100.0i Under 5 years 259 9.2 5 to 9 years 232 8.2' 10 to 14 years 199 7.1 15 to 19 years 242 8.6 20 to 24 years 236 ; 8.4 25 to 29 years 174 6.2 30 to 34 years 178 6.3 35 to 39 years 156 5.5 1 40 to 44 years 196 7.0 45 to 49 years 217 7.7 50 to 54 years 187 6.6 55 to 59 years 151 5.4 60to64years 115 4.1 65 to 69 years 68 2.4 70 to 74 years 75 2.7 75 to 79 years 43 1.5 80 to 84 years 46 1.6 85 years and over 41 1.5 Median age (years) 31.7 (X ) 16 years and over 2,075 73.7 18 years and over 1,995 70.9 21 years and over 1,834 65.2 62 years and over 337 12.0 65 years and over 273 9.7 Male population 1,310 46.5 Under 5 years 132 4.7 5to9years 116 4.1 10 to 14 years 107 3.8 ........ ........ 15 to 19 years 124 4.4 20 to 24 years 110 3.9 25 to 29 years 68 2.4 30 to 34 years 84 3.0 35to39years 68 2.4 40 to 44 years 85 3.0 45 to 49 years 99 3.5 50 to 54 years 96 3.4 55 to 59 years 67 2.4 60 to 64 years 51 1.8 1 of 5 10/10/2019 DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 Percent 65 to 69 years 70 to 74 years 34 1.2 27 1.0 75 to 79 years 14 0.5 80 to 84 years 21 i 0.7 85 years and over 7 29.9 , , ; 0.2 (X ) 33.0 31.6 28.6 Median age (years) 16 years and over 930 889 804 130 18 years and over 21 years and over 62 years and over 4.6 65 years and over 103 3.7 Female population 1,505 ! 53.5 Under 5 years 127 4.5 5to9years 116 4.1 10 to 14 years 92 3.3 15 to 19 years 118 4.2 20 to 24 years 126 ! 4.5 25 to 29 years 106 3.8 30 to 34 years 94 . 3.3 35 to 39 years 88 3.1 40 to 44 years 111 1 3.9 45 to 49 years 118 4.2 50 to 54 years 91 i 3.2 55 to 59 years 84 3.0 60 to 64 years 64 i 2.3 65 to 69 years 34 1.2 70 to 74 years 48 1.7 75 to 79 years 29 1.0 80 to 84 years 25 ' 0.9 85 years and over 34 1.2 Median age (years) 33.1 (X ) 16 years and over 1,145 40.7 18 years and over 1,106 [ 39.3 21 years and over 1,030 36.6 62 years and over 207 7.4 65 years and over 170 6.0 RACE Total population 2,815 I 100.0 One Race 2,754 97.8 White 153 5.4 Black or African American 2,563 91.0 American Indian and Alaska Native 9 0.3 Asian 0 0.0 Asian Indian 0 0 0 0.0 0.0 0.0 Chinese Filipino Japanese 0 0.0 Korean 0 0 0 1 0 j I 0.0 0.0 0.0 0.0 0.0 0.0 0.0 Vietnamese Other Asian [1] Native Hawaiian and Other Pacific Islander Native Hawaiian Guamanian or Chamorro 0 0 Samoan 2 of 5 10/10/2019 DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 1I 28 61 Percent 0:0_.. 1.0 Other Pacific Islander [2] Some Other Race Two or More Races 2.2 White; American Indian and Alaska Native [3] 0 j 0.0 White; Asian [3] 0 1 23 1 0.0 0.8 White; Black or African American [3] j White; Some Other Race [3] 22 1 0.8 Race alone or in combination with one or more other races: [41___._......._. 199 2,599 17 _-- White 7.1 Black or African American ; : 92.3 American Indian and Alaska Native 0.6 Asian 4 ` 0.1 Native Hawaiian and Other Pacific Islander j 6 . 0.2 Some Other Race 56 2.0 IISPANIC OR LATINO Total population 2,815 ( 100.0 Hispanic or Latino (of any race) ! 243 C 8.6 Mexican 9 0.3 Puerto Rican 28 1.0 Cuban 39 1.4 Other Hispanic or Latino [5] 167 5.9 Not Hispanic or Latino 2,572 1 91.4 HISPANIC OR LATINO AND RACE Total population 2,815 100.0 Hispanic or Latino 243 ( 8.6 White alone 125 4.4 Black or African American alone 51 1.8 American Indian and Alaska Native alone 4 1 0.1 Asian alone 0 0.0 Native Hawaiian and Other Pacific Islander alone 1 0.0 Some Other Race alone 22 0.8 Two or More Races 40 i 1.4 Not Hispanic or Latino 2,572 s 91.4 White alone 28 1.0 Black or African American alone 2,512 ; 89.2 American Indian and Alaska Native alone 5 I 0.2 Asian alone 0 0.0 Native Hawaiian and Other Pacific Islander alone 0 0.0 Some Other Race alone 6 € 0.2 Two or More Races 21 0.7 RELATIONSHIP Total population 2,815 100.0 In households 2,794 99.3 Householder 1,039 36.9 Spouse [6] 153 5.4 Child 976 34.7 23.1 14.5 �,.8._ 1.1 7.8 0.2 0.4 4.2 .7 Own child under 18 years 650 407 162 31 Other relatives Under 18 years 65 years and over Nonrelatives 219 7 11 Under 18 years 65 years and over Unmarried partner In group quarters 119 ? 21 1 3 of 5 10/10/2019 DocuSign Envelope ID: 5B6CE6A7-82E7 4FE9-8CEA-CBA62FF6F223 Percent Institutionalized population 0 0 ` 0.0 Male 0.0 Female Noninstitutionalized population 0 � 0.0 21 0.7 Male Female 16 5 0.6 0.2 HOUSEHOLDS BY TYPE Total households 1,039 100.0 Family households (families) [7] 653 62.8 With own children under 18 years 323 31.1 Husband -wife family 153 14.7 With own children under 18 years 61 5.9 Male householder, no wife present 95 9.1 With own children under 18 years 28 2.7 Female householder, no husband present 405 39.0 With own children under 18 years 234 22.5 Nonfamily households [7] 386 37.2 Householder living alone 303 29.2 Male 134 12.9 65 years and over 33 E 3.2 Female 169 16.3 65 years and over 59 5.7 Households with individuals under 18 years 403 38.8 Households with individuals 65 years and over 236 22.7 Average household size 2.69 (X ) Average family size [7] 3.35 (X ) HOUSING OCCUPANCY Total housing units 1,331 100.0 Occupied housing units 1,039 78.1 Vacant housing units 292 21.9 For rent 183 i 13.7 Rented, not occupied 21 1.6 For sale only 21 1.6 Sold, not occupied 1 0.1 For seasonal, recreational, or occasional use 2 0.2 All other vacants 64 4.8 Homeowner vacancy rate (percent) [8] 7.8 (X ) Rental vacancy rate (percent) [9] 18.4 i (X ) HOUSING TENURE Occupied housing units 1,039 100.0 Owner -occupied housing units 248 23.9 Population in owner -occupied housing units 682 (X ) Average household size of owner -occupied units 2.75 t (X ) Renter -occupied housing units Population in renter -occupied housing units 791 2,112 2.67 76.1 Average household size of renter -occupied units (X ) X Not applicable. [1] Other Asian alone, or two or more Asian categories. [2] Other Pacific Islander alone, or two or more Native Hawaiian and Other Pacific Islander categories. [3] One of the four most commonly reported multiple -race combinations nationwide in Census 2000. [4] In combination with one or more of the other races listed. The six numbers may add to more than the total population, and the six percentages may add to more than 100 percent because individuals may report more than one race. 4 of 5 10/10/2019 DocuSign Envelope ID: 5B6CE6A7-82E7-4FE9-8CEA-CBA62FF6F223 he Dominican Republic, Spain, and Spanish-speaking Central or South American countries. It also includes general origin responses such as "Latino" or "Hispanic." [6] "Spouse" represents spouse of the householder. It does not reflect all spouses in a household. Responses of "same -sex spouse" were edited during processing to "unmarried partner." [7] "Family households" consist of a householder and one or more other people related to the householder by birth, marriage, or adoption. They do not include same -sex married couples even if the marriage was performed in a state issuing marriage certificates for same -sex couples. Same -sex couple households are included in the family households category if there is at least one additional person related to the householder by birth or adoption. Same -sex couple households with no relatives of the householder present are tabulated in nonfamily households. "Nonfamily households" consist of people living alone and households which do not have any members related to the householder. [8] The homeowner vacancy rate is the proportion of the homeowner inventory that is vacant "for sale." It is computed by dividing the total number of vacant units "for sale only" by the sum of owner -occupied units, vacant units that are "for sale only," and vacant units that have been sold but not yet occupied; and then multiplying by 100. [9] The rental vacancy rate is the proportion of the rental inventory that is vacant "for rent." It is computed by dividing the total number of vacant units "for rent" by the sum of the renter -occupied units, vacant units that are "for rent," and vacant units that have been rented but not yet occupied; and then multiplying by 100. Source: U.S. Census Bureau, Census 2010 Summary File 1, Tables P5, P6, P8, P12, P13, P17, P19, P20, P25, P29, P31, P34, P37, P43, PCTS, PCT8, PCT11, PCT12, PCT19, PCT23, PCT24, H3, H4, H5, H11, H12, and H16. Source: U.S. Census Bureau, 2010 Census. Exhibit F Form of Mortgage and Security Agreement Exhibit G Form of Declaration of Restrictive Covenants Exhibit H Form of Rent Regulatory Agreement Exhibit I Signage Requirements Font size: 86 pt Building Better Neighborhoods Mayor Francis Suarez Name of development --Alex Diaz de la Portilla District 1 Ken Russell District 2 Joe Carollo District 3 Manolo Reyes District 4 Keon Hardemon District 5 Arthur Noriega, V City Manager Project Construction Cost: City Contribution: (305) 416-2080 Font size: 230 pt Font size: 314 pt Font size: 168 pt Font size: 192 pt .40000 Font size: 175 pt MIAMI FOREVER t NERAL OBLIGA?SUN BOND Housingq & Comni"unity ; „. Development Project located in District X represented by City of Miami Commissioner XXXXXX 4' x 8' Pressure Sensitive 2 mil cast vinyl overmounted with 3 mill mylar and mounted to 1/2"mdo with varnished or painted back Font: Akzidenz Grotesk ■ Pantone Reflex Blue C 1 ■ Pantone 117 C ■ Pantone 871 C • Black Font size: 165 pt Font size: 270 pt Exhibit J Insurance Requirements INSURANCE REQUIREMENTS FOR A CERTIFICATE OF INSURANCE - CONSTRUCTION REQUIREMENTS MFB LOAN AGREEMENTS I. Commercial General Liability A. Limits of Liability Bodily Injury and Property Damage Liability Each Occurrence $1,000,000 General Aggregate Limit $ 2,000,000 Products/Completed Operations $ 1,000,000 Personal and Advertising Injury $1,000,000 B. Endorsements Required City of Miami listed as an additional insured Contingent and Contractual Liability Premises and Operations Liability Explosion, Collapse and Underground Hazard Primary Insurance Clause Endorsement II. Business Automobile Liability A. Limits of Liability Bodily Injury and Property Damage Liability Combined Single Limit Any Auto Including Hired, Borrowed or Non -Owned Autos Any One Accident $ 1,000,000 B. Endorsements Required City of Miami listed as an additional insured ill. Worker's Compensation Limits of Liability Statutory -State of Florida Waiver of subrogation Employer's Liability A. Limits of Liability $1,000,000 for bodily injury caused by an accident, each accident. $1,000,000 for bodily injury caused by disease, each employee $1,000,000 for bodily injury caused by disease, policy limit IV. Umbrella Policy (Excess Follow Form) A. Limits of Liability Bodily Injury and Property Damage Liability Each Occurrence $ 2,000,000 Aggregate $ 2,000,000 City of Miami listed as an additional insured. Coverage is excess follow form over the general liability and auto policies. V. Payment and Performance Bond $ TBD City of Miami listed as an Obligee VI. Builders' Risk Causes of Loss: All Risk -Specific Coverage Project Location Valuation: Replacement Cost Deductible: $10,000 All other Perils 5% maximum on Wind/Hail and Flood City of Miami listed as loss payees The above policies shall provide the City of Miami with written notice of cancellation or material change from the insurer not less than (30) days prior to any such cancellation or material change, or in accordance to policy provisions. Companies authorized to do business in the State of Florida, with the following qualifications, shall issue all insurance policies required above: The company must be rated no less than "A-" as to management, and no less than "Class V" as to Financial Strength, by the latest edition of Best's Insurance Guide, published by A.M. Best Company, Oldwick, New Jersey, or its equivalent. All policies and /or certificates of insurance are subject to review and verification by Risk Management prior to insurance approval. Exhibit K Certificate of Compliance with Fla. Stat. § 218.38 The undersigned, Kenneth Naylor, as the Secretary of APC Residences at Dr. King Boulevard, LLC, a Florida limited liability company, the general partner of Residences at Dr. King Boulevard, Ltd., a Florida limited partnership ("Developer"), hereby certify to the City of Miami ("City" and "Lender") that: 1) The City of Miami has received a final judgement order validating its multiple series of Miami Forever Capital Programs Bonds ("Bonds"). The projects to be financed by the Bonds will be undertaken by the City to, among other things, reduce flooding risks, to improve stormwater infrastructure, to improve affordable housing, economic development, parks, cultural facilities, streets, and infrastructure and to enhance public safety within the City's limits. 2) From the Bonds funds, the City as Lender will loan Two Million Dollars ($2,000,000) to the Developer to fund the construction and completion of 120 units of affordable housing to be located at 6240 NW 15 Ave., Miami, Florida 33147, 1501 NW 62 St., Miami, FL 33147, 1515 NW 62 St., Miami, FL 33147, 1525 NW 62 St., Miami, FL 33147, 1535 NW 62 St., Miami, FL 33147, 1551 NW 62 St., Miami, FL 33147, 1560 NW 62 St., Miami, FL 33147, 1520 NW 62 St., Miami, FL 33147, 1500 NW 62 St., Miami, FL 33147, and Adjacent North of 1500-1520 NW 62 Street, Miami, FL 33147 ("Residences at Dr. King Boulevard Project"). 3) To the best of our knowledge, no finder's fees have been paid in connection with the Miami Forever Capital Programs for the Residences at Dr. King Boulevard Project receiving funding from the Bonds in compliance with Florida Statute § 218.386. Florida Statute § 218.386 states "no underwriter, commercial bank, investment banker, financial consultant, or adviser shall pay any finder any bonus, fee, or gratuity in connection with the sale of general obligation bonds or revenue bonds issued by any unit of local government, unless full disclosure is made to the unit of local government prior to or concurrently with the submission of a purchase proposal for bonds by the underwriter, commercial bank, investment banker, or financial consultant or adviser and subsequently in the official statement or offering circular, if any, detailing the name and address of any finder and the amount of bonus, fee, or gratuity paid to such finder." Willful violation of this section is a felony in the third degree. Print Name: Signature: , Title: Date: KatiC9ETNIURYla 5r-ErAYOF 9 z/ zoze APC Revs AT PR. Kim uel,4p (L, THE GE J_ OWNER o r RiEsoakcgs AT2R_ KrA4 FowAv i L1D FLORIDA NOTARY ACKNOWLEDGMENT STATE OF FLORIDA ) COUNTY OF MIAMI-DADE ) The foregoin in rument was ackn�gM!'�ed ed before mce�byI mans of t7f •hysic=l pt sence or D,on7�hp notarization, this 2 day af,� , 2020 by" o /v/ , as f.,.G, Fz�1s� a; aLII0. ObiL+ G4 p�oy/ of the State of Florida, on behalf of the . He/she is pens•ally known to me or as produced as identification. (NOTARY PUBLIC SEAL) MARLENE CASAR SANCHEZ Np�� ,:-_ Notary Public • State of Florida �: Commission # GG 921883 ' of r�� a My Comm. Expires Oct 19, 2023 ( ._... Bonded through National Notary Assn. fi8853617 v2 Signatur of Person Taking Arledgment /eoe SCCA (Printed, Typed, or Stamped Name of Notary Public) Title or Rank GtgzI9 3 Serial Number, if any &b3o0 Schedule A Permitted Senior Financing 1. Construction loan from Citibank, N.A. in the amount of $24,600,000.00, evidenced by a Multifamily Construction Note and secured by a Multifamily Mortgage from Borrower in favor of Citibank, N.A.; 2. Permanent loan from Federal Home Loan Mortgage Corporation, a federally chartered corporation ("Freddie Mac"), in the amount of $6,450,000, evidenced by a Promissory Note and secured by a Mortgage from Borrower in favor of Freddie Mac.