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HomeMy WebLinkAbout25382AGREEMENT INFORMATION AGREEMENT NUMBER 25382 NAME/TYPE OF AGREEMENT MIAMI-DADE COUNTY DESCRIPTION HOME -ARP LOAN AGREEMENT FOR MIAMI-DADE HOMELESS TRUST/HIDEAWAYS BY THE BAY/MATTER ID: 24- 3280/#2 EFFECTIVE DATE January 8, 2025 ATTESTED BY TODD B. HANNON ATTESTED DATE 1/8/2025 DATE RECEIVED FROM ISSUING DEPT. 1/8/2025 NOTE CITY OF MIAMI DOCUMENT ROUTING FORM a oofJ(�3U ORIGINATING DEPARTMENT: HOUSING AND COMMUNITY DEVELOPMENT DEPT. CONTACT PERSON: ALBERTO CASTELLON / RAYMOND PEREIRA-LAW EXT. 2084 / 1835 NAME OF OTHER CONTRACTUAL PARTY/ENTITY: MIAMI-DADE COUNTY IS THIS AGREEMENT AS A RESULT OF A COMPETITIVE PROCUREMENT PROCESS? TOTAL CONTRACT AMOUNT: $ 8,000,000 FUNDING INVOLVED? TYPE OF AGREEMENT: ❑ MANAGEMENT AGREEMENT ❑ PROFESSIONAL SERVICES AGREEMENT ❑ GRANT AGREEMENT O EXPERT CONSULTANT AGREEMENT O LICENSE AGREEMENT OTHER: (PLEASE SPECIFY): Loan Documents ❑ YES ® NO ® YES ❑ NO O PUBLIC WORKS AGREEMENT O MAINTENANCE AGREEMENT O INTER -LOCAL AGREEMENT O LEASE AGREEMENT O PURCHASE OR SALE AGREEMENT PURPOSE OF THE ITEM (BRIEF SUMMARY): •:. City of Miami is working with the Homeless Trust to fund the County's acquisition of the La Quinta Inn in Cutler Bay to convert the hotel into permanent supportive housing to serve elderly, homeless persons. As approved at Commission, the City will be loaning the County $8M of HOME -ARP funds (from HUD) as a deferred, forgivable loan. The attached loan documents will securitize the City's interest via: a Loan Agreement, Mortgage and Sec. Agreement, Restrictive Covenant, Rental Regulatory Agreement, etc. COMMISSION APPROVAL DATE: 12/12/2024 FILE ID: IF THIS DOES NOT REQUIRE COMMISSION APPROVAL, PLEASE EXPLAIN: ENACTMENT No.: OUTING INFORMATION, INFORMATION ° ``:.: = `... Date PLEASE PRINT AND SI N APPROVAL BY DEPARTMENTAL DIRECTOR 12/20/2024 PRINT: SIGNATURE: UVRE: T r SUBMITTED TO RISK MANAGEMENT �s 1IV( 114 - PRINT: ANN-MARI SHARPE SIGNATURE: 99 ?'� saw (/ SUBMITTED TO CITY ATTORNEY J 49 ' 2/a c PRINT: GEORGE WYS SIGNATU • APPROVAL BY ASSISTANT CITY MANAGER/CFO PRINT: LARRYSPRING SIGNATURE: RECEIVED BY CITY MANAGER PRINT: ART NORIEGA, V. SIGNATURE: RECEIVED BY DEPUTY CITY MANAGER ! „//r �`� PRINT: NATASHA COLEBROO -WILLIAMS SIGNATURE: 61��/ JGs'K'L"`�C 1) ONE ORIGINAL TO CITY CLERK, 2) ONE COPY TO CITY ATTORNEY'S OFFICE, 3) REMAINING ORIGINAL(S) TO ORIGINATING DEPARTMENT PRINT: TODD Br. HANNON SIGNATURE: PRINT: SIGNATURE: PRINT: SIGNATURE: PLEASE ATTACH THIS ROUTING FORM TO ALL DOCUMENTS THAT REQUIRE EXECUTION BY THE CITY MANAGER HOME -ARP LOAN AGREEMENT FOR MIAMI-DADE HOMELESS TRUST This Home Investment Partnerships -American Rescue Plan Act of 2021 ("HOME -ARP") Loan Agrement (this "Loan Agreeme " or "Agreement") for Hideaways by the Bay is dated as of this 8' day of Icruar f , 202e by and between the CITY OF MIAMI, a municipal corporation of the State of Florida (hereinafter the "City" or "Lender"), and MIAMI-DADE COUNTY, a political subdivision of the State of Florida (hereinafter the "Project Sponsor" or "Borrower" or "Subrecipient"). Lender and Borrower are sometimes jointly referred to as "Parties." FUNDING SOURCE: AMOUNT: RESOLUTION: United States Department of the Treasury, through its final rule, 31 CFR Part 35, that implements the Coronavirus State Fiscal and Local Fiscal Recovery Funds established under the American Rescue Plan Act of 2021, provided through the HOME Investment Partnership Program ("HOME"), known as HOME -ARP Funds. Eight Million and 00/100 Dollars ($8,000,000.00) in HOME -ARP funds The City of Miami Housing and Commercial Loan Committee approval of November 15, 2024 and Miami City Commission resolution No. 24-0495 approved on December 12, 2024. PROJECT NAME: Hideaways by the Bay PROJECT TYPE: Acquisition and Rehabilitation of a Rental Project PROJECT SPONSOR: Miami -Dade County; Miami -Dade County Homeless Trust, lead agency for the Miami -Dade Continuum of Care LAND OWNER: Miami -Dade County TERM OF THE AGREEMENT: See Section 1.19 AFFORDABILITY PERIOD: Fifteen (15) years commencing from the Close -Out of the Project HOME -ARP ASSISTED UNITS: Fifty-seven (57) of the Affordable Units shall be HOME - ARP Assisted Units for HOME -ARP Qualified Populations; Of which if authorized, up to seventeen (17) of the HOME -ARP Assisted Units shall be allocated for Low Income Households. Page 1 of 45 PROPERTY ADDRESS: IDIS NUMBER: ORACLE NUMBER: EXHIBITS ATTACHED: Exhibit "A" Exhibit "B" Exhibit "C" Exhibit "D" Exhibit "E" Exhibit "F" Exhibit "G" Exhibit "H" Exhibit "I" Exhibit "J" Exhibit "K" Exhibit "L" Exhibit "M" Schedule A 10821 Caribbean Boulevard Miami, Florida 33189 (Folio Number: 36-6007-027-0010) Legal Description Scope of Work /Project Schedule Budget Form of Disbursement Agreement Affirmative Marketing Procedures and Responsibilities Form of Mortgage and Security Agreement Form of Declaration of Restrictive Covenants Form of Rent Regulatory Agreement Signage Requirements Additional Insurance Requirements Anti -Human Trafficking Affidavit HOME -ARP Guidelines HOME -ARP Qualifying Populations Documentation Requirements Schedule of Permitted Senior Financing RECITALS WHEREAS, the Project Sponsor is acquiring the real property (the "Property") described in Exhibit "A." The Project Sponsor is converting the Property into permanent supportive housing project that will be known as Hideaways by the Bay that will increase the supply of rental housing units including units for HOME -ARP Eligible Households, and Low Income Individuals and Households, by providing additional affordable rental units. WHEREAS, on November 15, 2024, and on December 12, 2024, the City's Housing and Commercial Loan Committee ("HCLC") and the Miami City Commission respectively approved an allocation of HOME -ARP funds in the amount of $8,000,000.00 to Project Sponsor for the acquisition of the Property; and WHEREAS, the City and the Project Sponsor intend and agree that the HOME -ARP Funds be subject to the terms and conditions of this Agreement. NOW THEREFORE, in consideration of the mutual covenants and obligations herein contained, and subject to the terms and conditions hereinafter stated, the Parties understand and agree as follows: Page 2 of 45 ARTICLE I DEFINITIONS The City, and the Project Sponsor hereby agree that the capitalized terms used herein shall have the meanings set forth below unless the context requires otherwise: 1.1 Affordability Period: 1.2 Affordable: 1.3 Close -Out of the Project: 1.4 Contract Records: 1.5 Effective Date: 1.6 HOME: 1.7 HOME -ARP Eligible Household: The period of time that the Assisted Units must remain Affordable, in compliance with 31 CFR Part 35. The Affordability Period for this Project will be fifteen (15) years, commencing on the Close -Out of the Project. A project or unit that satisfies the affordability requirements set forth in this Loan Agreement, the Covenant, and the Rent Regulatory Agreement. The date on which the Project has obtained all of the required Certificate(s) of Occupancy and all HOME - ARP Assisted Units have been leased to eligible HOME -ARP tenants. Any and all books, records, documents, information, data, papers, letters, materials, electronic storage data and media, whether written, printed, computerized, electronic or electrical, however collected or preserved which are or were produced, developed, maintained, completed, received or compiled by or at the direction of the Project Sponsor or any Project contractor or subcontractor relating to the use of the HOME -ARP Funds in carrying out the duties and obligations required by the terms of this Agreement, including, but not limited to, financial books and records, ledgers, drawings, maps, pamphlets, designs, electronic tapes, computer drives and diskettes or surveys. The date on which the Agreement has been signed by the City Manager and attested to by the City Clerk. The HOME Investment Partnerships Program. A household who is considered a "qualifying populations" as defined in Section IV.A of the HOME -ARP Notice (CPD-21-10 issued on September 13, 2021). Page 3 of 45 1.8 HOME -ARP: 1.9 HOME Program: 1.10 HOME Requirements: The allocation of HOME funds authorized by the United States Depai tiiient of the Treasury's final rule, 31 CFR Part 35, that implements the Coronavirus State Fiscal and Local Fiscal Recovery Funds established under the American Rescue Plan Act of 2021, and governed by the alternative requirements set out for these funds in the HOME - ARP guidance. The program created by the National Affordable Housing Act of 1990 to strengthen public/private partnerships to provide more Affordable housing to qualified persons. The requirements contained in this Agreement, 24 CFR Part 92 and any other requirements imposed by the City. 1.11 HUD: The United States Department of Housing and Urban Development. 1.12 HOME -ARP Assisted Units, or Assisted Units: 1.13 HOME -ARP Loan, or HOME -ARP Loan Documents, or Loan Documents: Fifty-seven (57) of the Project's total one hundred seven (107) residential apartment units, will be HOME -ARP Assisted Units or Affordable units for households/individuals. All fifty-seven (57) of the Affordable units shall be allocated for HOME -ARP Eligible Households. The payable rents on the HOME -ARP Assisted Units are subject to the Covenant and the Rent Regulatory Agreement. Further restrictions apply to the HOME -ARP Assisted Units as provided in this Agreement, the Covenant, the other HOME -ARP Loan Documents and the Legal Requirements, as applicable. The HOME -ARP Assisted Units shall remain Affordable throughout the Affordability Period. This Agreement and all other documents that may now or hereafter evidence or secure the loaned HOME -ARP Funds together with other documents executed in connection therewith or presented by the Project Sponsor to the City in connection therewith or herewith, including but not limited to Exhibits D, Page 4 of 45 F, G, H, and the Note, and all amendments, extensions and renewals to any of the foregoing. 1.14 HOME -ARP Funds, or, the Loan: The loan in the amount of eight million dollars ($8,000,000.00) from the City to the Project Sponsor for the Project's acquisition. 1.15 HOME -ARP Qualifying Population Rent: 1.16 ARPA Program: A rent amount that is no greater than thirty (30%) of the adjusted income of a family whose annual income equals fifty (50%) of AMI with adjustment for the bedroom size or the housing unit. the HOME - ARP Rent for Qualifying Population Households may not exceed the maximum rent limitations set by HUD minus utility allowances as more particularly described in the Rent Regulatory Agreement. Units occupied by Qualifying Population tenants that receive federally funded rental assistance and contribute no more than thirty (30%) of their income in rent may charge the maximum rent permissible under the applicable rental assistance program. United States Department of the Treasury's final rule, 31 CFR Part 35, that implements the Coronavirus State Fiscal and Local Fiscal Recovery Funds established under the American Rescue Plan Act of 2021. 1.17 ARPA Requirements: The requirements contained in this Agreement, 31 CFR Part 35 and any other requirements imposed by the City. 1.18 Legal Requirements: All federal, state and local laws, regulations and requirements relating or pertaining to the HOME - ARP Loan and/or the Project, and any requirements imposed by the City. 1.19 Low -Income Household: Annual income does not exceed sixty-five percent (65%) of the median income for the area, as determined by HUD with adjustments and certain exceptions as provided in 31 CFR Part 35. 1.20 Closing Date: The date that Borrower receives title to the Property from seller. Page 5 of 45 1.21 Project: 1.22 Property: 1.23 Property Operator: 1.24 Qualifying Populations: 1.25 Term: Hideaways by the Bay is the conversion of a former 4-floor hotel building located at 10821 Caribbean Boulevard Cutler Bay, Florida 33189. The project will have a total of one hundred seven (107) units. Fifty-seven (57) Affordable HOME -ARP Assisted Units shall be occupied by eligible tenants, as described herein, and shall be comprised of fifty- seven (57) studio apartment units. The building on the Property shall be constructed in accordance with the Project Schedule/Scope of Work and the plans and specifications, attached hereto and incorporated herein as Exhibit "B", that will provide affordable housing opportunities in accordance with HUD income guidelines. The real property, together with other real property to be acquired with the Loan, and all improvements thereon, located at 10821 Caribbean Boulevard Cutler Bay, Florida 33189, in the County of Miami - Dade, State of Florida, on which the Project is being constructed, as legally described in Exhibit "A," attached hereto and incorporated herein. The entity hired by Project Sponsor to manage the Project. Homeless or at -risk persons or households as defined in detail in HUD CPD Notice 21-10 and HOME - ARP Guidance. The Qualifying Population includes any designated targeted subpopulation of these groups that is eligible to reside in the Project, including individuals or households that are homeless, chronically homeless, at risk of homelessness, fleeing or attempting to flee domestic violence, formerly homeless and in need of continued housing assistance or supportive services, or at greatest risk of housing instability due to extremely low income and other factors. The Project will serve elderly from all four (4) Qualified Populations, with a preference for elderly individuals or households that are homeless. The period commencing on the Effective Date hereof and ending at the expiration of the Affordability Period, unless this Agreement is terminated sooner as provided for herein. Page 6 of 45 1.26 The Covenant: 1.27 Treasury: 1.28 Rent Regulatory Agreement: 1.29 The Note: 1.30 The Mortgage A Declaration of Restrictive Covenants recorded in the Public Records of Miami -Dade County, Florida to ensure that the HOME -ARP Assisted Units will qualify and remain Affordable during the Affordability Period. United States Department of the Treasury See Exhibit "H" The Promissory Note of even date herewith evidencing the Loan, executed by the Project Sponsor in favor of the City. The Mortgage and Security Agreement collateralizing the Loan, executed by the Project Sponsor, a copy of which is attached hereto and incorporated herein as Exhibit "F." ARTICLE II HOME -ARP FUNDS Upon satisfaction of all conditions set forth herein, the City has disbursed or shall disburse the HOME -ARP Funds to the Project Sponsor for the purposes herein set forth. 2.1 Use of Funds. The Project Sponsor is purchasing the real property described in Exhibit "A." The Project Sponsor is rehabilitating an existing building on the property consisting of a 4-floor hotel building located approximately at 10821 Caribbean Boulevard Cutler Bay, Florida 33189. The Project consists of a total of one hundred seven (107) units. Fifty-seven (57) units will be HOME -ARP Assisted Units which shall be occupied by HOME -ARP Eligible Households and Low -Income Households for a period of fifteen (15) years, commencing at the Close -Out of the Project. The HOME -ARP Funds shall be used for the acquisition of the Property, in accordance with the Scope of Work/Project Schedule attached hereto and incorporated herein as Exhibit "B" and the Budget attached hereto and incorporated herein as Exhibit "C." 2.2 Disbursement. The HOME -ARP Funds shall be disbursed in accordance with the Budget attached hereto and incorporated herein as Exhibit "C" and in the manner set forth in that certain Disbursement Agreement, of even date herewith, which is entered into by the City and the Project Sponsor (the "Disbursement Agreement") and is attached hereto and incorporated herein as Exhibit "D". The Project Sponsor shall not request disbursement of such Funds until such Funds are needed for payment of eligible costs. The amount of each request for disbursement must be limited to the amount needed for the payment of eligible costs. The Project Sponsor agrees and Page 7 of 45 affirms that any expenditure of the HOME -ARP Funds will be in compliance with the HOME regulations and the HOME -ARP guidance. 2.3 Repayment of HOME -ARP Funds. Repayment by the Project Sponsor of principal, accrued interest, and other costs and charges set forth in the HOME -ARP Loan Documents shall be deferred to the end of the Affordability Period, at which time the accrued interest and principal shall be due and payable. Upon the expiration of the Affordability Period, the HOME -ARP Loan will be repaid as follows: A. The HOME -ARP Loan shall bear zero percent (0%) until the Close -Out of the Project. Upon the Close -Out of the Project, the HOME -ARP Loan shall, in the sole and absolute discretion of the City, which shall not be unreasonably withheld, be converted to a forgivable loan that shall bear interest at the rate of zero percent (0%) per annum simple interest only, with the entire principal balance and any accrued and unpaid interest and other charges due at maturity. Notwithstanding anything in this Agreement or any of the other HOME -ARP Loan Documents to the contrary, the HOME -ARP Loan shall, in the sole and absolute discretion of the City, which shall not be unreasonably withheld, be forgiven at the end of the Affordability Period. At the end of the Affordability Period, the City shall cancel all remaining indebtedness on the HOME -ARP Loan, cancel the Promissory Note, as set forth in Exhibit F (the "Note"), for the HOME -ARP Loan (and deliver, or cause to be delivered, the cancelled original Note to the Project Sponsor), and satisfy the Mortgage of even date herewith, as also set forth in Exhibit F ("Mortgage"), for the HOME -ARP Loan, and prepare and record a satisfaction of the Mortgage in the Public Records of Miami -Dade County, Florida. B. The Project Sponsor shall not agree to any transaction or agreement that will create additional mandatory superior payments without the City's prior written approval other than the Permitted Senior Financing as set forth on Schedule "A" attached hereto and made a part hereof. C. Notwithstanding any provision herein to the contrary, in the event that the Project Sponsor shall: (i) Meet all of its obligations hereunder and under all of the HOME -ARP Loan Documents executed in connection herewith; (ii) Commence construction of the Project within six (6) months from the Effective Date of this Agreement; (iii) Obtain all required certificates of completion for the Project, within eighteen (18) months from the Effective Date; (iv) Rent fifty-seven (57) HOME -ARP Assisted Units to HOME -ARP Qualifying Populations in accordance with the requirements of this Agreement, within twelve (12) months after the issuance of certificates of occupancy for the Project, but in no event later than thirty-six (36) months from the Effective Date Page 8 of 45 (v) Throughout the Affordability Period, rent the HOME -ARP Assisted Units to HOME -ARP Qualifying Populations and if needed to Low -Income Households in accordance with the requirements of this Agreement, the Covenant, the Rent Regulatory Agreement and the other HOME -ARP Loan Documents; and (vi) Throughout the Affordability Period, comply with all applicable HOME - ARP Requirements and all applicable requirements hereof and in the other HOME -ARP Loan Documents; then, in such event, the City shall, in its sole and absolute discretion, which shall not be unreasonably withheld, cancel all remaining indebtedness on the Loan, cancel the HOME -ARP Note (and deliver, or cause to be delivered, the cancelled original HOME -ARP Note to the Project Sponsor), and satisfy the Mortgage (and prepare and record a satisfaction of the Mortgage in the Public Records of Miami -Dade County, Florida). D. Notwithstanding any provision herein to the contrary, the amount of the HOME -ARP Funds disbursed hereunder, together with all interest accrued thereon, shall become due and payable upon the occurrence of an Event of Default as described in Article VII below and the continuance of such Event of Default beyond the applicable cure period, if any. 2.4 Omitted. ARTICLE III DISBURSEMENT REQUIREMENTS 3.1 CONDITIONS OF DISBURSEMENT OF HOME -ARP FUNDS. The City shall not be obligated to disburse the HOME -ARP Funds unless and until the City has received the following: 3.1.1 Title Insurance. A title insurance commitment issued by a title insurance company acceptable to the City identifying the City's insurable interest, the Project Sponsor's estate in the Property, together with copies of all instruments which appear as exceptions therein. The title commitment and policy shall be issued without exceptions, except for those exceptions permitted by the City, and shall include such affirmative coverage as the City shall require. 3.1.2 Survey. An original current survey of the Property made by a registered surveyor satisfactory to the City and the title company and containing such certifications as the City and the title company may require. 3.1.3 Zoning. Evidence that the Property and the proposed improvements comply with all applicable zoning ordinances. Page 9 of 45 3.1.4 HOME -ARP Program. Evidence of the Project Sponsor's satisfactory compliance with all of the applicable requirements of the HOME -ARP Program, pursuant to HUD CPD-21-10 and pursuant to 31 CFR Part 35, as hereinafter detailed. 3.1.5 Corporate Documents. (a) The operating agreement, or its equivalent, and a good standing certificate for the Project Sponsor and its Manager, certified by the appropriate governmental authority. (b) (c) Resolutions, and incumbency certificates, or, in the case of a partnership, their equivalent, for the Project Sponsor and its Manager certified by the Corporate Secretary or other authorized signer, authorizing the consummation of the transactions contemplated hereby, all satisfactory to the City. Evidence satisfactory to the City that Project Sponsor or any member of such entity, is qualified to receive funds under the HOME -ARP Program in accordance with the accordance with the HOME -ARP Requirements. As of the date of this Agreement the Project Sponsor is in compliance with this requirement. 3.1.6 Insurance Policies. The Project Sponsor is self insured subject to the limitations and provisions of Section 768.28 of the Florida Statutes. 3.1.7 Operative Documents. This Agreement, the Covenant, the other HOME -ARP Loan Documents, and all other HOME -ARP Documents, duly and lawfully executed by the Project Sponsor and in recordable form, where appropriate. 3.1.8 Omitted. 3.1.9 List of Contractors and Subcontractors. A list of all of the Project Sponsor's subcontractors and contractors as of the date of execution of this Agreement, and copies of all contracts in excess of $100,000 for the performance of services or the supply of materials in connection with the Project to be funded pursuant to this Agreement. 3.1.10 Compliance with HOME -ARP Requirements. All other documents required by the HOME -ARP Program evidencing compliance with HOME -ARP Requirements. 3.1.11 Firm Commitments for Construction Financing. Evidence of firm commitments for a construction/permanent loan(s) as provided for in the Budget, attached hereto as Exhibit "C" and made a part hereof. Page 10 of 45 3.1.12 Evaluation of Project Costs. The evaluation of the Project's costs as prepared by an independent engineer/general contractor, engaged by the Project Sponsor, that supports the total projected construction costs of the Project. 3.1.13 First Source Hiring Agreement. N/A 3.1.14 Historic Preservation Review. N/A 3.1.15 Environmental Report. The Project Sponsor shall submit all information requested by the City with respect to the Project including, but not limited to, a current Phase I Environmental Assessment Report in a form acceptable to the City. HOME -ARP Funds will not be disbursed, until satisfactory completion of Phase I Environmental Assessment Report in a form acceptable to the City. 3.1.16 Audit Report. The Project Sponsor shall submit audit reports, as are required herein, to the City. 3.1.17 Personnel Policies and Administrative Procedure Manuals. The Project Sponsor shall submit detailed documents describing the Project Sponsor's internal organizational structure, property management and procurement policies and procedures, personnel management, accounting policies and procedures, etc. Such information shall be submitted to the City within thirty (30) days of the execution of this Agreement and prior to the disbursement of any funds hereunder. 3.1.18 Certificate Regarding Lobbying. Such Certificate Regarding Lobbying as may be requested by the City. 3.1.19 Certificate Regarding Debarment, Suspension, and Other Responsibility Matters. Such Certificate Regarding Debarment, Suspension and Other Responsibility Matters as may be requested by the City. 3.1.20 Public Entity Crime Affidavit. Such Public Entity Crime Affidavit as may be required by the City. 3.1.21 HUD Funds Release Approval: The release of funds shall be subject to receipt of HUD approval of the request of release of funds ("RROF"). 3.1.22 Anti -Human Trafficking. The Project Sponsor confirms and certifies that it is not in violation of Section 787.06, Florida Statutes, and that it does not and shall not use "coercion" for labor or services as defined in Section 787.06, Florida Statutes. The Property Owner shall execute and submit to the City an Affidavit, of even date herewith, in compliance with Section 787.06(13), Florida Statutes, attached an incorporated herein as Exhibit "K". If the Project Sponsor fails to comply with the terms of this Section, the City may suspend or terminate this Agreement immediately, without prior notice, and in no event shall the City be liable to Project Page 11 of 45 Sponsor for any additional compensation or for any consequential or incidental damages. 3.1.23 The Project Sponsor shall be in full compliance with the requirements of previously funded City projects that are either under construction or in their Affordability Periods, including, but not limited to, the requirements of applicable Office of Management and Budget ("OMB") Circular(s) and any other reporting and insurance requirements imposed by the City for those projects. 3.1.24 An approved amendment from HUD of the City of Miami's HOME -ARP Allocation Plan. 3.1.25 All other documents required by the City. ARTICLE IV HOME -ARP PROGRAM REQUIREMENTS The Project Sponsor shall comply with all applicable requirements of HOME -ARP including, but not limited to, the following HOME -ARP Requirements: 4.1 GENERAL. 4.1.1 The Project Sponsor shall maintain current documentation that its activities qualify under the HOME -ARP Requirements. 4.1.2 The Project Sponsor shall ensure that any expenditure of the HOME -ARP Funds will be in compliance with the requirements of the HOME Regulations, HOME -ARP guidance and 31 CFR Part 35. 4.1.3 The Project Sponsor shall comply with all the non-discrimination requirements of 31 CFR §35.6. 4.1.4 The Project Sponsor shall comply with the affirmative marketing requirements specified in Exhibit "E" attached hereto and incorporated herein; further the Project Sponsor shall annually report to the City on all actions taken to comply with said requirements as same are specified in Exhibit "E". 4.1.5 The Project Sponsor shall comply with all applicable provisions of 31 CFR Part 35, including, but not limited to: (i) all applicable displacement, relocation and acquisition requirements; (ii) HOME -ARP conflict of interest provisions, in addition to the conflict of interest provisions specified under Section 6.7 of this Agreement; and (iii) shall carry out each Project activity in compliance with all other applicable Federal laws and regulations. Page 12 of 45 4.1.6 The Project Sponsor shall ensure that, upon Close -Out of the Project and throughout the Affordability Period, the Project meets the same property standards contained in 24 CFR §92.251 paragraphs (b), (c)(1) and (2), and (f), and the lead -based paint requirements of 24 CFR §92.355 and 24 CFR Part 35, subparts A, B, J, K, M and R. 4.1.7 Throughout the Affordability Period the Project Sponsor shall comply with all Project housing quality standards imposed by the City. 4.1.8 The Project Sponsor agrees that throughout the Affordability Period, Rents and tenant incomes for the HOME -ARP Assisted Units shall be monitored by the City. 4.1.9 The Project Sponsor shall comply with all applicable labor requirements pursuant to federal, state, and local laws, rules, and regulations. 4.1.10 Attendance at citizen participation committees/meetings, provided the Project Sponsor is provided reasonable notice of such committees/meetings. 4.1.11 The Project Sponsor shall, to the greatest extent possible, give Low -Income residents opportunities for training and employment. 4.1.12 The Project Sponsor and the Project Operator shall ensure and maintain documentation that conclusively demonstrates that each activity assisted in whole or in part with HOME -ARP Funds is an eligible activity under HOME -ARP. The Project Sponsor and the Project Operator will maintain the Tenant Documentation as specified in Section 4.8 of this Agreement. 4.2 REAL PROPERTY. 4.2.1 Any real property that was acquired or improved in whole or in part with HOME -ARP Funds received from the City shall be either: (a) Used to complete one of the HOME -ARP eligible activities as required by and defined in 31 CFR Part 35 for such period of time as determined by the City, in its sole and absolute discretion, based on the eligible activity. (b) If not used in accordance with paragraph (a) above, then that shall constitute an Event of Default and Project Sponsor shall pay to the City an amount equal to the amount of HOME -ARP Funds disbursed at the time of default plus accrued interest from the time of the default. 4.2.2 All real property purchased in whole or in part with funds for this Agreement with the City, or transferred to the Project Sponsor after being Page 13 of 45 purchased in whole or in part with funds from the City, shall be listed in the property records of the Project Sponsor and shall include: a legal description; size; address and location; owner's name if different from the Project Sponsor; information on the transfer or disposition of the property; and a map indicating whether property is in parcels, lots, or blocks and showing adjacent streets and roads. The property records shall describe the programmatic purpose for which the property was acquired and identify the HOME -ARP activity that will be completed. If the property was improved, the records shall describe the programmatic purpose for which the improvements were made and identify the HOME -ARP activity that will be completed. 4.3 PERSONAL PROPERTY. 4.3.1 Definitions. (a) Personal Property. Personal Property of any kind except real property: 1) Tangible. All personal property having physical existence. 2) Intangible. All personal property having no physical existence such as patents, inventions and copyrights. (b) Non -expendable Personal Property. Tangible personal property of a non- consumable nature, with a value of $500.00 or more per item, with a normal expected life of one or more years, not fixed in place, and not an integral part of a structure, facility, or another piece of equipment. (c) Expendable Personal Property. All tangible personal property other than non -expendable property. 4.3.2 Requirements. The Project Sponsor shall comply with the non -expendable personal property requirements stated below: (a) All non -expendable personal property purchased in whole or in part with funds from this and previous contracts with the City shall be listed in the property records of the Project Sponsor and shall include: a description of the property; location; model number; manufacturer's serial number; date of acquisition; funding source; unit cost; property inventory number; information on its condition; and information on the transfer, replacement, or disposition of the property. (b) All non -expendable personal property purchased in whole or in part with funds from this and previous contracts with the City shall be inventoried annually by the Project Sponsor and an inventory report submitted to the Page 14 of 45 City when and as requested by the City. The inventory report shall include the elements listed in Paragraph 4.3.2(a), above. (c) Ownership of all non -expendable personal property purchased in whole or in part with funds given to the Project Sponsor pursuant to the terms of this Agreement shall vest in the City. 4.4 DISPOSITION. The Project Sponsor shall obtain the prior written approval of the City for the disposition of real property, expendable personal property and non -expendable personal property purchased in whole or in part with funds given to the Project Sponsor or its general contractors or its subcontractors pursuant to the terms of this Agreement, and shall dispose of all such property in accordance with instructions from the City. Those instructions may require the return of all such property to the City, subject to the terms of the subordination agreements, dated on or about the date hereof, to which both Borrower and City are parties (collectively, "Subordination Agreement"). 4.5 GENERAL CONTRACTORS, SUBCONTRACTS, AND ASSIGNMENTS. 4.5.1 The Project Sponsor shall ensure that all Project general contractors and subcontracts and assignments: (a) Identify the full, correct, and legal name of all parties; (b) Describe the activities to be performed; (c) Present a complete and accurate breakdown of its price component; (d) Incorporate a provision requiring compliance with all applicable regulatory and other requirements of this Agreement, including but not limited to the City's Minority Procurement Ordinance, and with any other conditions and/or approvals that the City may deem necessary. The requirements of this subparagraph apply to general contractors and subcontracts and assignments in which parties are engaged to carry out any eligible substantive programmatic service, as may be defined by the City, set forth in this Agreement. The City shall in its sole and absolute discretion determine when services are eligible substantive programmatic services and subject to the audit and record -keeping requirements described in this Agreement; and (e) Incorporate the language of the Certificate Regarding Lobbying executed in connection herewith. 4.5.2 The Project Sponsor shall incorporate in all consultant contracts and other contracts with general contractors and subcontractors the following provision: Page 15 of 45 "[The Project Sponsor] is not responsible for any insurance or other fringe benefits, e.g., social security, income tax withholding, retirement or leave benefits, for [the Consultant] or employees of [the Consultant], that are normally available to direct employees of [the Project Sponsor]. [The Consultant] assumes full responsibility for the provision of all insurance and fringe benefits for himself/herself/itself and employees retained by [the Consultant] in carrying out the Scope of Services provided in this contract." 4.5.3 The Project Sponsor shall be responsible for monitoring the contractual performance of all subcontractors and general contractors. 4.5.4 The Project Sponsor shall submit to the City for its review and confirmation any contract with general contractors or subcontractors engaging any party who agrees to carry out any substantive programmatic activities, to ensure its compliance with the requirements of this Agreement. The City's review and confirmation shall be obtained prior to the release of any HOME -ARP funds for the Project Sponsor's subcontractor(s) and general contractor(s). 4.5.5 The Project Sponsor shall receive written approval from the City prior to either assigning or transferring any obligations or responsibility set forth in this Agreement. 4.5.6 Approval by the City of any contract with subcontractors or general contractors or assignment shall not under any circumstances be deemed to be the City's agreement to incur any obligations in excess of the total dollar amount agreed upon in this Agreement. 4.5.7 The Project Sponsor and its general contractors and subcontractors shall comply with the Copeland Anti -Kick Back Act, the Davis -Bacon Act, the Contract Work Hours and Safety -Standards Act, the Lead -Based Paint Poisoning Prevention Act, the Residential Lead Based Paint Hazard Reduction Act of 1992 (and implementing regulations at 31 C.F.R. Part 35) and any other applicable laws, ordinances and regulations. 4.5.8 If the City requests it, the Project Sponsor shall submit to the City, for written prior approval, all proposed Solicitation Notices, Invitations for Bids, and Requests for Proposals. 4.6 REPORTING OBLIGATIONS. 4.6.1 The Project Sponsor shall submit the following as required by the City: 4.6.1.1 Progress Reports. The Project Sponsor shall submit status reports and projected completion dates to describe the progress made by the Project Sponsor in achieving each of the objectives identified in Exhibit "B" attached hereto. The Project Sponsor shall also submit Page 16 of 45 an Earned Income Report in such form as may be required by the City. Both the Progress Report and the Earned Income Report shall be provided to the City on a quarterly basis. 4.6.1.2 Inventory Report. The Project Sponsor shall furnish such reports on the Project real property, as specified in Paragraph 4.2 hereof, as may be requested by the City. 4.6.13 Affirmative Action Plan. The Project Sponsor shall report to the City such information relative to the equality of Project employment opportunities as and when requested by the City. 4.6.1.4 Assurance of Compliance with Section 504 of the Rehabilitation Act. The Project Sponsor shall report on its compliance with Section 504 of the Rehabilitation Act, whenever requested by the City. 4.6.1.5 Affirmative Marketing Plan and Report. The Project Sponsor shall report to the City, annually, on all actions taken to comply with the affirmative marketing requirements provided in Exhibit "E" attached hereto. 4.6.1.6 List of Subcontractors. The Project Sponsor shall provide a list of all Project contractors and subcontractors, and copies of all contracts in excess of $100,000 for the performance of services or the supply of materials in connection with the Project and to be funded pursuant to the terms and conditions of the Regulatory Agreement and this Agreement. 4.6.1.7 Previously Funded City Projects. The Project Sponsor shall comply with (i) all applicable reporting requirements relating to the Project Sponsor's previously funded City projects which are under construction or in the Affordability Period, including, without limiting the foregoing, OMB A-133; and (ii) all applicable insurance requirements relating to such other previously funded projects of the Project Sponsor. 4.6.1.8. Audits, Other Information and Records. (i) The Project Sponsor's subsidiary entity, also known as the Homeless Trust, a political subdivision of the State of Florida ("Homeless Trust"), shall submit to the City the annual report that is submitted on behalf of the Homeless Trust to Miami -Dade County's Board of County Commissioners, which is conducted by an independent certified public accountant or firm of independent certified Page 17 of 45 public accountants in accordance with generally accepted auditing standards, including audited financial statements and a report on compliance with laws and regulations based on the audit of financial statements and other records as required in accordance with 2 CFR 200.302. Two copies of each such audit must be delivered to the City no later than six (6) months following the end of each fiscal year. Each such audited financial statement is to be for the twelve (12) months ending December 31 and shall include: a. Comparative Balance Sheet with prior year and current year balances; b. Statement of revenue and expenses; c. Statement of changes in fund balances or equity; d. Statement of cash flows; and e. Notes The financial statements shall be accompanied by a certification of the Project Sponsor as to the accuracy of such financial statements. A late fee of $500.00 will be assessed by the City for failure to submit any of the required audited financial statements or the certification each year as required. At the request of the City, the Homeless Trust shall furnish to the City, within thirty (30) days of a request by the City, unaudited financial statements of the Homeless Trust's operations, certified by the Homeless Trust's principal financial or accounting officer, covering such financial matters as the City may request, including without limitation, monthly statements with respect to the Project. (ii) The Project Sponsor shall establish and maintain sufficient records to enable the City to determine whether the Project Sponsor has met requirements of HOME -ARP and this Agreement. The Project Sponsor shall maintain all Contract Records in accordance with generally accepted accounting principles, procedures, and practices, which records shall sufficiently and properly reflect all revenues and expenditures of funds provided directly or indirectly by the City pursuant to the terms of this Agreement. Page 18 of 45 (iii) The Project Sponsor shall ensure that the Contract Records shall be at all times subject to and available for full access and review, inspection or audit by the City and federal personnel and any other personnel duly authorized by the City. (iv) The Project Sponsor shall include in all Project contracts with subcontractors or general contractors, each of the record keeping and audit requirements detailed in this Agreement. The City shall in its sole discretion determine when services are subject to the audit and recordkeeping requirements described above. The Project Sponsor shall submit to the City all reports described in this Section 4.6, and all other reports that the City may reasonably require, in such form, manner and frequency as the City may require to monitor the progress of the Project and the Project Sponsor's performance and compliance with this Agreement, the Rent Regulatory Agreement, the other HOME -ARP Loan Documents and all Legal Requirements. 4.6.1.9 Affordability Report. On February 1 (or on such other date that the City shall authorize in writing) of each year during the Affordability Period, the Project Sponsor shall provide a report describing the previous year's compliance with the affordability requirements set forth herein. The Affordability Report shall be accompanied by such substantiating documentation as the City shall request. 4.6.2 Federal, State and County Laws and Regulations. 4.6.2.1 The Project Sponsor shall comply with all applicable provisions of federal, state, county and City laws, regulations, rules and administrative requirements, such as OMB Circular No. A-122, OMB Circular No. A-110, OMB Circular No. A-21, and OMB Circular No. A-133, which are incorporated herein by reference, as they may be revised from time to time. 4.6.2.2 The Project Sponsor shall comply with all applicable federal laws and regulations such as: 31 CFR Part 35, as may be amended from time to time; 24 CFR Part 85, Section 504 of the Rehabilitation Act of 1973, as amended, which prohibits discrimination on the basis of handicap; Title VI of the Civil Rights Act of 1964, as amended, which prohibits discrimination on the basis of race, color, or national origin; the Age Discrimination Act of 1975, as amended, which prohibits discrimination on the basis of age; Title VIII of the Civil Rights Act of 1968, as amended, and Executive Order 11063 which prohibits discrimination in housing on the basis of race, color, religion, sex, or national origin; Executive Order 11246 which requires equal employment opportunity; and with the Energy Policy Page 19 of 45 and Conservation Act (Pub. L. 94-163) which requires mandatory standards and policies relating to energy efficiency. 4.6.2.3 If the amount payable to the Project Sponsor pursuant to the terms of this Agreement is in excess of $100,000.00, the Project Sponsor shall comply with all applicable standards, orders, or regulations issued pursuant to the Clean Air Act of 1970 (42 U.S.C. 7401 et. seq.), as amended; the Federal Water Pollution Control Act (33 U.S.C. 1251), as amended; Section 508 of the Clean Water Act (33 U.S.C. 1368); Environmental Protection Agency regulations (40 CFR Part 15); and Executive Order 11738. 4.7 DE -OBLIGATION. The City may, in its sole discretion, de -obligate the HOME -ARP Funds from the Project and Project Sponsor, if by no later than twelve (12) months from the Effective Date, the Borrower has failed to obtain all funding commitments represented to HCLC or Project Sponsor has not complied with the other timelines/benchmarks set forth in section 6.1. 4.8 Tenant -Documentation. Project Sponsor must verify that all tenants of HOME -ARP Assisted Units are HOME -ARP Eligible Households with full Tenant Documentation pursuant to 24 CFR Part 5.609, at the time of the initial lease for a HOME -ARP Assisted Unit is executed. Project Sponsor and Project Operator must be in compliance with the HOME -ARP Tenant Documentation requirements attached hereto as Exhibit "M". Acceptable Qualifying Populations Tenant Documentation may include but is not limited to the following as applicable to the eligible type of HOME -ARP Qualifying Populations (the "Tenant Documentation"): • Documentation of Homelessness such as HMIS record or written verification from a homeless services outreach or intake worker or victim services provider; • Documentation of Disability from the Social Security Administration, Veterans Administration, or a professional licensed by the State of Florida to diagnose disability; Documentation of Risk of Homelessness or Housing Instability such as an eviction notice, record of living at a hotel or motel or publicly funded institution or correctional facility, written verification from a family member with whom the prospective tenant has been staying, and client self - certification and intake worker case notes regarding inadequacy of resources and support networks, and documentation of household income under thirty percent (30%) AMI and evidence indicating that monthly rent exceeds fifty percent (50%) of that household income; or • Other documentation as may be required by the HOME -ARP guidance and applicable HUD regulations. Page 20 of 45 • Documentation of Chronic Homelessness must include both documentation of homelessness for the applicable period(s) of time as well as Documentation of Disability. 4.8.1 Tenants must certify that the number of people in tenant's household along with such person's names and ages. Project Sponsor shall obtain financial information on all members of a Low -Income household. 4.8.2 Project Sponsor must maintain copies of tenant documentation as required under this contract. 4.8.3 Lender will review tenant documentation as part of its monitoring. 4.9 Tenant Eligibility for Qualifying Populations: Eligibility of Qualifying Populations prospective tenants shall be documented upon entry to the Project subject to CoC Entry Process described in Section 4.10 and 4.11 of the Agreement with Tenant Documentation as required prospective tenants qualifying population status by the HOME -ARP guidance as described in Exhibit "M". After admission the qualified population tenant retains eligibility irrespective of changes in income or whether the household continues to meet the definition of a Qualifying Population. 4.9.1 Tenant Selection of Qualifying Populations: In accordance with the HOME - ARP guidance, Project and Property Operator will identify tenants for the Project as described in this section. 4.9.2 Preference for Elderly Homeless: Project will implement a preference for Elderly Homeless tenants for all HOME -ARP Assisted Units. Property Operator will ensure that full Tenant Documentation of Elderly Homeless status or any other qualifying status is maintained in tenant files. 4.9.3 Subject to Lender prior written approval by the City of Miami's Director of the Department of Housing and Community Development, up to thirty (30%) of HOME -ARP Assisted Units maybe leased to Low -Income Households. Project Sponsor may request authorization to lease up to thirty (30%) of HOME -ARP Assisted Units to Low -Income households only if one or more of the following circumstances occur: 4.9.3.1 Annual review of Project financial condition indicates significant change to operating, maintenance or replacement costs 4.9.3.2 Project has been unable to retain tenant -based or sponsor based rental assistance voucher for all HOME -ARP Assisted units, due to reductions in funding or non -renewal in funding for such vouchers. Page 21 of 45 4.9.3.3 Continuum of Care ("CoC") coordinated entry systems does not refer sufficient Qualifying Populations eligible tenants to the project, such that 2 or more units have remained vacant for more than sixty (60) days with no coordinated entry referrals for such units. 4.9.4 If the lease of HOME -ARP Assisted Units to Low -Income Households is authorized in accordance with the terms set forth in Section 4.9.3, then the Project Sponsor must use a Project -specific waitlist to select households to occupy any units restricted for occupancy by Low -Income Households in accordance with the tenant selection requirements of 24 CFR 92.253(d). 4.10 Tenant Selection: To achieve initial lease -up and throughout the Affordability Period, Project will use the CoC entry system as its primary source of tenant referrals. 4.11 Miami -Dade CoC Coordinated Entry Process: Referrals to permanent supportive housing must follow the CoC's coordinated entry process covering all four Qualifying Populations. These Qualifying Populations include the following: People who are literally homeless; people at risk of homelessness whose housing crisis cannot be resolved by rent in arrears or relocation assistance; people fleeing or attempting to flee domestic violence, dating violence, sexual assault, stalking or human trafficking; and families requiring housing assistance to address homelessness. The CoC coordinated entry process for Miami -Dade considers data elements collected in the Homeless Management Intake System ("HMIS") to rank referrals, with those who are most likely to need permanent supportive housing to resolve their housing crisis at the top of the by name list. Homeless Prevention, Street Outreach and Access Points serving as the CoC's first point of contact for people at risk of, or experiencing homelessness, use the HMIS to collect Universal Data Elements ("UDE") and vulnerability screening. Domestic Violence providers using OSNIUM, the data collection and reporting tool for sexual assault and domestic abuse support providers, have Emergency Shelter (ES), Transitional Housing (TH) and Rapid Rehousing (RRH) funding from the CoC, and share data with the CoC to prioritize referrals for Permanent Supportive Housing (PSH). Data elements utilized to rank persons include HUD HMIS UDEs and elements from the VI-SPDAT, a vulnerability instrument that weighs the impacts of medical, mental health and substance use related vulnerabilities. The prioritization data elements include data on (1) other system utilization [hospital, jail, trauma resolution, foster care, crisis...], (2) families with minor children, (3) persons fleeing Domestic Violence, (4) persons with medical concerns affecting major organs, (5) persons who are 65 and older, (6) unaccompanied youth, and (7) total vulnerability score. A hit on these data elements provides a point in the ranking, someone with a six (6) will be ranked at the top of our By Name List by the length of time they have been experiencing homelessness. For the Project, the Project Sponsor/CoC will continue to use their coordinated entry process including the Universal Data Elements, adjusting for age (elderly) and the Page 22 of 45 household size, based on what the rental units will legally allow as to occupancy, and giving a preference to individuals in the first Qualified Population. The CoC will adopt the adjusted prioritization for the CoC-acquired site and incorporate it into the CoC's established coordinated entry system. ARTICLE V REPRESENTATIONS AND WARRANTIES OF THE PROJECT SPONSOR The Project Sponsor represents and warrants to the City as follows: 5.1 Organization and Existence. The Project Sponsor is a political subdivision of the State of Florida, and has full power and authority to conduct its business as presently conducted, to receive the HOME -ARP Funds, and to own, operate and develop the Project. The Project shall comply with all applicable HOME -ARP Requirements, as may be amended form time to time. The Project Sponsor has full power and authority to perform the provisions hereof and of its agreements and undertakings with the City and to perform the transactions contemplated hereby, and such execution and performance have been duly authorized by all necessary corporate or other approvals and actions. 5.2 Correctness of Documents. The cost estimates, Budget, settlement disclosure, schedules, and all other documents furnished to the City in accordance with the HOME -ARP Program, this Agreement, and/or the other HOME -ARP Loan Documents, are true and correct in all material respects as of the date of this Agreement and accurately set forth the facts contained therein and neither misstate any material fact nor, separately or in the aggregate, fail to state any material fact necessary to make the statements made therein not misleading. 5.3 Absence of Proceedings, Actions and Judgments. As of the date of this Agreement, there are no conditions, circumstances, events, agreements, documents, instruments, restrictions, actions, suits or proceedings pending or threatened against or affecting the Project Sponsor, the Project or the Property which could adversely affect the Project Sponsor's ability to comply with the HOME -ARP Program, complete or operate the Project or to perform its obligations hereunder or which would constitute an Event of Default hereunder or under the other HOME -ARP Loan Documents regardless of the giving of notice or the passage of time or both. There are no outstanding or unpaid judgments or arbitration awards against the Project Sponsor which could adversely affect the Project Sponsor's ability to comply with the HOME -ARP Program. 5.4 Non -Default. The Project Sponsor is not in default or violation with respect to any Legal Requirement, nor is it in default under or in material breach of any instrument or agreement to which it is a party or by which it otherwise may be bound which could adversely affect the Project Sponsor's ability to comply with the HOME -ARP Program. The execution and delivery of this Agreement and the other HOME -ARP Documents, the consummation of the other transactions contemplated hereby, and the ownership and development of the Project as contemplated hereby and by the other HOME -ARP Documents: (i) to the best of the Project Sponsor's knowledge, do not and will not conflict with or result in violation of any Legal Page 23 of 45 Requirement or in the breach or default under any indenture, contract, agreement or other instrument to which the Project Sponsor is a party or by which it may be bound; and (ii) have been duly authorized by all necessary actions and approvals, whether corporate or otherwise. 5.5 Valid Obligations. This Agreement and all of the other HOME -ARP Loan Documents, when executed and delivered, shall constitute the duly authorized, legal, valid and binding obligations of the Project Sponsor and will be enforceable in accordance with their respective terms. 5.6 Marketable Title. The Project Sponsor has good and marketable title to=the Property, subject only to: (a) the exceptions and other matters set forth in that certain Title Insurance Commitment (Order Number ) issued by effective as of , 2024, at :00 am/pm, as endorsed. (collectively, the "Title Commitment and Exceptions"); and (b) from time to time, the granting of utility and similar easements on a non -material portion of the Property to utility and similar service providers for the installation and maintenance of utility and similar service equipment and components. 5.7 Compliance. The completion and use of the Project in accordance with the Scope of Work will comply fully with all Legal Requirements, and with all limitations on the use of the Project, or any other condition, grant, easement, covenant, or restriction, whether recorded or not. All necessary approvals, permits and licenses for the construction, operation, and use of the Project have been unconditionally obtained and are in full force and effect, or if the present state of construction of the Project does not allow such issuance, then such approvals, permits and licenses will be issued when the Project is completed. 5.8 Encroachments. When completed in accordance with the Scope of Work, the Project will not encroach upon any building line, setback line, side yard line or other recorded or visible easements or other easements of which the Project Sponsor is aware which exists (or which the Project Sponsor has reason to believe may exist) with respect to the Project other than set forth in the Title Commitment and Exceptions. 5.9 Scope of Work. The Scope of Work is complete in all respects, and contains all details requisite for the Project which, when built and equipped in accordance therewith, shall be ready for the intended use and occupancy thereof. 5.10 Leases. There are no leases, tenancies, licenses or agreements for use of any part of the Property other than as specifically disclosed to and approved in writing by the City, which, for avoidance of doubt (and which the City hereby acknowledges and agrees), are limited to the leases for the rental of each HOME -ARP Assisted Unit each which may be entered into from time to time. 5.11 Pending Assessments. The Project Sponsor has no knowledge of any pending or proposed governmental action that would impair the operation or value of the Project or result in a special assessment against the Project. Page 24 of 45 5.12 Waste. The Project Sponsor shall not commit or suffer waste or negligence on the Project. 5.13 Fraud. No fraud by the Project Sponsor has occurred in the qualification of the Project, the Project Sponsor and/or the Property under the HOME -ARP Program, the negotiation of this Agreement and the other HOME -ARP Documents, nor in the transactions contemplated hereby. 5.14 No Casualty. No part of the Property and/or the Project has been damaged or has been subjected to condemnation or other proceedings, and, to the best of the Project Sponsor's knowledge and belief, no such proceedings have been threatened. 5.15 No Changes. There have been no material adverse changes in projected costs and expenses of or from the Project or in the occupancy of the Property or any other features of the transactions contemplated hereby as submitted to the City. 5.16 Compliance with Laws and Regulations. The Project Sponsor will comply at all times with all Legal Requirements. The Project Sponsor will comply at all times with the HOME - ARP Requirements affecting the ownership, use, construction, lease and operation of the Project. 5.17. Other Project Financing. The Project Sponsor has not applied for nor received, and does not otherwise have available, in connection with the Project any other senior financing/funding, except for those funds, loans and/or loan commitment previously identified in writing to, and approved by, the City as set forth on the attached Schedule A the ("Permitted Senior Financing"). 5.18 Reaffirmation. Each of the representations and warranties set forth in this Article shall be true at all times and the Project Sponsor's acceptance of the HOME -ARP Funds hereunder by the Project Sponsor shall be deemed to be a reaffirmation of each of the representations and warranties given in this Agreement. ARTICLE VI PROJECT SPONSOR'S AND OWNER'S OBLIGATIONS 6.1 Scope of Work. The Project Sponsor shall perform the Scope of Work as set forth herein and on Exhibit "B" attached hereto. Project Sponsor shall: (a) meet all of its obligations hereunder and under all of the HOME -ARP Loan Documents executed in connection herewith, (b) commence construction within six (6) months from the Effective Date of the contract, (c) within twelve (12) months after the issuance of the certificates of occupancy for the Project, but in no event later than thirty-six (36) months from the Effective Date, rent all fifty-seven (57) HOME -ARP Assisted Units Qualified Populations, Low -Income Households in accordance with the requirements of this Agreement, (d) throughout the Affordability Period, rent the HOME -ARP Assisted Units to Qualified Populations and Low -Income Households in accordance with the requirements of this Page 25 of 45 Agreement, the Rent Regulatory Agreement, and the other HOME -ARP Loan Documents; and (f) throughout the Affordability Period, comply with all applicable HOME -ARP Requirements and all applicable requirements hereof and in the other HOME -ARP Loan Documents with regard to the HOME -ARP Assisted Units. The tenant's portion of rents charged for HOME -ARP Assisted Units shall be limited as set forth in the Rent Regulatory Agreement executed in connection herewith. 6.2 Reporting Obligations. The Project Sponsor shall submit to the City all reports as described in Section 4.6 hereof, and all other reports that the City may reasonably require, in such form, manner, and frequency as the City may reasonably require to monitor the progress of the Project and the Project Sponsor's performance and compliance with this Agreement and all Legal Requirements. 6.3 Retention of Records. The Project Sponsor shall retain all Contract Records as well as all tenant documentation for five (5) years after the expiration of the Affordability Period (hereinafter referred to as the "Retention Period") subject to the limitations set forth below: (a) If the City or the Project Sponsor has received or given notice of any kind indicating any threatened or pending litigation, claim or audit arising out of the activities relating to the Project or the Scope of Work or under the terms of this Agreement, the Retention Period shall be extended until such time as the threatened or pending litigation, claim or audit is, in the sole and absolute discretion of the City, fully, completely and finally resolved. (b) The Project Sponsor shall allow the City or any person authorized by the City full access to and the right to examine any of the Contract Records during the required Retention Period. (c) The Project Sponsor shall notify the City in writing, both during the pendency of this Agreement and after its expiration or termination, as part of the final closeout procedure, of the address where all Contract Records will be retained. (d) All books of account and supporting documentation shall be kept by the Project Sponsor at least until the expiration of the Retention Period. The Project Sponsor shall maintain records sufficient to meet the requirements of HOME -ARP. All records and reports required herein shall be retained and made accessible as provided hereunder. 6.4 Provision of Records. All of the Contract Records are subject to the provisions of Chapter 119, Florida Statutes, commonly referred to as the "Public Records Law". The Project Sponsor shall provide to the City, upon request, all Contract Records. The requested Contract Records shall become the property of the City without restriction, reservation, or limitation on their use and shall be made available by the Project Sponsor at any time upon request by the City. The City shall have the unlimited right to all books, articles, or other copyrightable materials developed in the performance of this Agreement, including, but not limited to, the right Page 26 of 45 of royalty -free, non-exclusive, and irrevocable license to reproduce, publish, or otherwise use, and to authorize others to use, the Contract Records for public purposes. Should Project Sponsor determine to dispute any public access provision required by Florida Statutes, then Project Sponsor shall do so at its own expense and at no cost to the City. IF PROJECT SPONSOR HAS QUESTIONS REGARDING THE APPLICATION OF CHAPTER 119, FLORIDA STATUTES, TO PROJECT SPONSOR'S DUTY TO PROVIDE PUBLIC RECORDS RELATING TO THIS AGREEMENT AS A PUBLIC CONTRACT, PLEASE CONTACT THE CITY'S CUSTODIAN OF PUBLIC RECORDS AT TELEPHONE NUMBER 305-416-1800, EMAIL: PUBLICRECORDS@MIAMIGOV.COM, AND MAILING ADDRESS: PUBLIC RECORDS C/O OFFICE OF THE CITY ATTORNEY, 9TH FLOOR, MIAMI RIVERSIDE CENTER, 444 S.W. 2ND AVENUE, MIAMI, FLORIDA 33130 OR THE CITY'S DEPARTMENT OF HOUSING AND COMMUNITY DEVELOPMENT'S ("DEPARTMENT") CUSTODIAN OF RECORDS AT 2ND FLOOR, 14 NORTHEAST 1ST AVENUE, MIAMI, FLORIDA 33132. If the Project Sponsor receives funds from, or is under regulatory control of, other governmental agencies and those agencies issue monitoring reports, regulatory examinations, or other similar reports, the Project Sponsor shall provide a copy of each such report and any follow- up communications and reports to the City immediately upon such issuance unless such disclosure is a violation of those agencies' rules. 6.5 Prior Approval. Except for encumbering the Property as required to obtain the permitted financing as set forth in Section 5.17 of this Agreement and Schedule A attached, and the recording of customary utility and cable easements relating to the normal operation of the Property the Project Sponsor shall obtain the City's prior written approval prior to undertaking any of the following with respect to the Project and/or the Property: (a) the sale, assignment, pledge, transfer, hypothecation or other encumbrance or disposition of any proprietary or beneficial interest in the Project, the Property, or the Project Sponsor's estate in the Property, which shall require the prior approval of the City's HCLC or the City Commission, as appropriate. (b) Except in the case of repair or replacement caused by normal wear and tear, and otherwise due to casualty or condemnation in accordance with the terms of this Agreement, the disposition of any real property or any expendable personal property or non -expendable personal property as defined in Paragraph 4.3.1. (c) Omitted. (d) The disposal of any Contract Records during the Retention Period. Page 27 of 45 6.5.1 Project Sponsor shall provide notice to the Director of Housing and Community Development of the City of Miami of any proposed Solicitation Notice, Invitation for Bids or Request for Proposals. 6.5.2 Director of Housing and Community Development of the City of Miami shall have the discretion to approve and authorize, by way of Memorandum to the City Manager, the execution of necessary documents to further Project Close -Out, provided, however, that no material terms are affected. 6.6 Monitoring. The Project Sponsor shall permit the City and other persons duly authorized by the City to inspect all Contract Records, facilities, goods, and activities of the Project Sponsor that are in any way connected to the activities undertaken pursuant to the terms of this Agreement, and/or to interview any clients, employees, subcontractors, or assignees of the Project Sponsor. Following such inspection or interviews, the City will deliver to the Project Sponsor a report of its findings The Project Sponsor will rectify all deficiencies cited by the City within the period of time specified in the report, or provide the City with a reasonable justification for not correcting the deficiencies. The City will determine, in its sole and absolute discretion, whether or not the Project Sponsor's justification is acceptable. At the request of the City, the Subrecipient shall transmit, within thirty (30) days, to the City written statements of the Subrecipient's official policies on specified issues relating to the Subrecipient's activities. The City will carry out monitoring and evaluation activities, including visits and observations by City staff. The Subrecipient shall ensure the cooperation of its employees in such efforts. Any inconsistent, incomplete, or inadequate information, either received by the City or obtained through monitoring and evaluation by the City, shall constitute an Event of Default under this Agreement. 6.7 Conflict of Interest. A. The Project Sponsor is aware of the conflict of interest laws of the City of Miami (Code of the City of Miami, Florida, Chapter 2, Article V), of Miami -Dade County, Florida (Code of Miami -Dade County, Florida, Section 2-11.1), and of the State of Florida (as set forth in Florida Statutes), and with the HOME -ARP Program conflict of interest rules, all as amended, and agrees that it will fully comply in all respects with the terms thereof and any future amendments. B. The Project Sponsor covenants that no person or entity under its employ, presently exercising any functions or responsibilities in connection with this Agreement, has any personal financial interests, direct or indirect, with the City. The Project Sponsor further covenants that, in the performance of this Agreement, no person or entity having such conflicting interest shall be utilized in respect to the Scope of Work or services provided hereunder. Any such conflict of interest(s) on the part of the Project Sponsor, its employees or associated persons or entities must be disclosed to the City. C. The Project Sponsor shall disclose any possible conflicts of interest or apparent improprieties of any party hereto under or in connection with the Legal Requirements, including the standards for procurement. Page 28 of 45 D. The Project Sponsor shall make any such disclosure to the City in writing and immediately upon the Project Sponsor's discovery of such possible conflict. The City's determination regarding the possible conflict of interest shall be binding on all parties. E. No employee, agent, consultant, elected official or appointed official of the City, exercising any functions or responsibilities in connection with the City's HOME -ARP Program or this Agreement, or who is in a position to participate in the decision -making process or gain inside information regarding HOME -ARP assisted activities, has or will have any personal financial interest, direct or indirect, in this Agreement, the proceeds hereunder, the Project or the Project Sponsor, either for themselves or for those with whom they have family or business ties, during their tenure or for one year thereafter. 6.8 Related Parties. The Project Sponsor shall report to the City the name, purpose for and any other relevant information in connection with any related -party transaction. The term "related party transaction" includes, but is not limited to, a transaction or relationship between the Project Sponsor and a for -profit or nonprofit subsidiary or affiliate organization, an organization with an overlapping board of directors, and an organization for which the Project Sponsor is responsible for appointing memberships. The Project Sponsor shall report this information to the City upon forming the relationship, or if already formed, shall report such relationship prior to or simultaneously with the execution of this Agreement. Any supplemental information shall be promptly reported to the City no later than in the next required Progress Report, as described above. 6.9 Publicity and Advertisements. The Project Sponsor shall ensure that all publicity and advertisements prepared and released by the Project Sponsor, such as pamphlets and news releases, related to activities funded by this Agreement, and all events carried out to publicize the accomplishments of any activities funded by this Agreement, recognize the City as one of its funding sources. 6.10 Procurement. The Project Sponsor shall, to the extent permitted by law, make a positive effort to procure supplies, equipment, construction, or services to fulfill this Agreement from minority and women owned businesses, and to provide these sources the maximum feasible opportunity to compete for contracts with subcontractors or general contractors to be performed pursuant to this Agreement. To the maximum extent feasible, these businesses shall be located in or owned by residents of the community development areas designated by the City. 6.11 Additional Funding. The Project Sponsor shall not procure any financing in connection with the Project or the Property without the prior written consent of the City, which City shall not unreasonably withheld, or delayed, other than those financings disclosed to the City in writing as of the date hereof, which, for avoidance of doubt, are provided for in Section 5.17 of this Agreement. 6.12 Reversion of Assets. The Project Sponsor shall return to the City upon the expiration or termination of this Agreement any HOME -ARP Funds on hand, any funds or accounts receivable attributable to the HOME -ARP Funds, and any overpayments due to unearned funds or costs disallowed pursuant to the terms of this Agreement that were disbursed to the Project Page 29 of 45 Sponsor by the City. Any funds not earned by the Project Sponsor prior to the expiration or termination of this Agreement, as described and provided for in OMB Circular No. A-122, shall be retained by the City. 6.13 Repayment of Funds Procedures. If, after notice and the expiration of any applicable cure period, for any reason during the Affordability Period any HOME -ARP Assisted Unit fails to comply with the Affordability requirements hereof and pursuant to 31 CFR Part 35, the Project Sponsor shall repay to the City all funds received by the Project Sponsor pursuant to this Agreement, and interest thereon as provided in the HOME -ARP Note. 6.14 Affirmative Marketing. The Project Sponsor shall comply with the affirmative marketing requirements and procedures provided on Exhibit "E" attached hereto and made a part hereof. Project Sponsor shall comply with the requirements of the affordable housing notice to City Officials in City of Miami Ordinance #13491. 6.15 OMITTED 6.16 Signage, Acknowledgement, Publicity. During the Term of this Agreement, the Project Sponsor shall furnish signage identifying the Project and shall acknowledge the contribution of the City by incorporating the seal of the City and the names of the City commissioners and officials in all documents, literature, pamphlets, advertisements, and signage, permanent or otherwise in accordance with Section 6.9 hereof. All such acknowledgments shall be in a form acceptable to the City, as provided on Exhibit "I" attached hereto and made a part hereof. All publicity and advertisements prepared and released by the Project Sponsor related to the Project, such as pamphlets and news releases, and all events carried out to publicize the Project, shall recognize the City as one of the Project's funding sources. 6.17 Omitted. 6.18 Affirmative Action. The Project Sponsor shall not discriminate on the basis of race, color, national origin, sex, religion, age, sexual orientation, marital or family status or handicap/disability in connection with its performance under this Agreement or in connection with the occupancy of any HOME -ARP Assisted Unit. Age discrimination and discrimination against minor dependents are also not permitted. 6.19 Previously Funded City Projects. The Project Sponsor shall comply with: (1) all applicable reporting requirements relating to previously funded City projects which are under construction or in the Affordability Period, including OMB A-133, and (2) all applicable insurance requirements relating to such projects. 6.20 Compliance with Safety Precautions. The Project Sponsor shall allow City inspectors, agents or representatives the ability to monitor its compliance with safety precautions as required by federal, state or local laws, rules, regulations and ordinances. By performing these inspections the City, its agents, or representatives are not assuming any liability by virtue of such Page 30 of 45 laws, rules, regulations and ordinances. The Project Sponsor shall have no recourse against the City, its agents, or representatives for the occurrence, non-occurrence or result of such inspection(s), and shall obtain the affirmative acknowledgment of the Project Sponsor, for the benefit of the City, that the Project Sponsor shall have no recourse against the City, its agents, or representatives for the occurrence, non-occurrence or result of such inspection(s). Simultaneously with the submission of the first draw request to the City, the Project Sponsor shall contact the City's Risk Management Depai tnuent Safety Unit in writing to coordinate such inspection(s). The Project Sponsor shall affirmatively comply with all applicable provisions of the Americans with Disabilities Act ("ADA") in the course of providing any work, labor or services funded by the City, including Titles I and II of the ADA (regarding nondiscrimination on the basis of disability) and all applicable regulations, guidelines and standards. Additionally, the Project Sponsor shall take affirmative steps to ensure nondiscrimination in the employment of disabled persons. 6.21 OMITTED 6.22 Insurance Proceeds. Notwithstanding anything to the contrary contained herein or in the other HOME -ARP Loan Documents, and subject to the terms of the Subordination Agreement, the Project Sponsor may make insurance proceeds available for the restoration and repair of the Property and the Project if all of the following conditions are met: (i) the Project Sponsor is not in breach or default of any provision of the Mortgage or any other loan document between the Project Sponsor and Lender; (ii) the Project Sponsor determines that there will be sufficient funds, through insurance proceeds and contributions by the Project Sponsor, to (a) restore and repair the Property and the Project to a condition as close as reasonably possible to what previously existed, and (b) meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating to the Property and the Project until completion of the restoration and repair of the Property and/or the Project to a condition as close as reasonably possible to what previously existed; (iii) the Project Sponsor determines that the rental income of the Project, after restoration and repair to a condition as close as reasonably possible to what previously existed, will be sufficient to meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating to the Project, and (iv) the Project Sponsor has received the City's written concurrence with such determination. 6.23 Condemnation Proceeds. Notwithstanding anything to the contrary contained herein or in the other HOME -ARP Loan Documents, and subject to the terms of the Subordination Agreement, the Project Sponsor may make proceeds of condemnation available for the restoration and repair of the Property and the Project if all of the following conditions are met: (i) the Project Sponsor is not in breach or default of any provision of the Mortgage or any other HOME -ARP Loan Document; (ii) the Project Sponsor determines that there will be sufficient funds, through condemnation proceeds and contributions by the Project Sponsor, to (a) restore and repair the Property and the Project to a condition as close as reasonably possible to what previously existed, due consideration given to the portion of the Property and the Project taken, and, (b) meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating Page 31 of 45 to the Project until completion of the restoration and repair of the Property and the Project to a condition as close as reasonably possible to what previously existed, due consideration given to the portion of the Property and the Project taken; and (iii) the Project Sponsor determines that the rental income of the Project, after restoration and repair of the Property and the Project to a condition as close as reasonably possible to what previously existed, due consideration given to the portion of the Property and the Project taken, will be sufficient to meet all operating costs and other expenses, payments for reserves and loan repayment obligations relating to the Project, and (iv) the Project Sponsor has received the City's written concurrence with such determination. 6.24 Compliance with the HOME -ARP Guidance. Project Sponsor will ensure that the property manager complies with the HOME -ARP guidance, the HOME requirements, including but not limited to, adding a provisions in its property management agreement that the property manager will follow the HOME -ARP requirements outlined in Exhibit "L" and attaching it as an exhibit to its property management agreement. ARTICLE VII DEFAULT 7.1 The happening of any one or more of the following events continuing beyond any applicable notice and cure period shall constitute an Event of Default: (a) Failure of any of the HOME -ARP Assisted Units to remain Affordable at any time during the Affordability Period. (b) If any term, condition or representation contained in this Agreement or any of the other HOME -ARP Loan Documents is materially untrue, substantially inaccurate or incomplete when made, or, if there is a material misrepresentation of fact or fraud contained in any document(s) submitted in support of this Agreement. (c) The substantial discontinuance of the construction of the Project for a period of fourteen (14) days which discontinuance is, in the sole determination of the City, without satisfactory cause. (d) Except as set forth in each of Sections 5.6, 5.17, and 6.5 of this Agreement, the sale, assignment, pledge, transfer, hypothecation or other encumbrance or disposition (except due to repair or replacement for normal wear and tear, and as a result of casualty or condemnation in accordance with this Agreement) of any proprietary or beneficial interest in the Project Sponsor's estate in the Property, or any change in ownership control of the Project Sponsor, without the prior approval of the City's HCLC or the City Commission, as appropriate. (e) In the event that the City reasonably determines that the Project is not being rehabilitated in a good and workmanlike manner in accordance with the Scope of Work or that the Project Sponsor is failing to comply promptly Page 32 of 45 (g) with any requirement or notice of violation of law issued by or filed by the City or any depth latent of any governmental authority having jurisdiction over the Project Sponsor or the Property. Failure by the Project Sponsor to comply with any material term, provision, obligation, or covenant of this Agreement or any of the HOME -ARP Loan Documents, or the occurrence of an event of default under any of the other HOME -ARP Loan Documents after notice and reasonable opportunity to cure. Any change in zoning requirements or zoning classification of the Property initiated by the Project Sponsor, which in the City's sole discretion would materially interfere with the completion of construction of the Project or the ultimate operation of the Project as contemplated herein. (h) In the event that the City reasonably determines that there exists an event of default under and pursuant to the terms of any other agreement or obligation of any kind or nature whatsoever of the Project Sponsor to the City, direct or contingent, whether now or hereafter due, existing, created or arising. (i) Project Sponsor declares bankruptcy and/or becomes insolvent, which shall result in immediate acceleration of the Loan's repayment in full. (j) The City and Project Sponsor acknowledge that a senior mortgage default, which constitutes a "Event of Default" under such senior mortgage unless waived by the senior lender, constitutes an Event of Default under this Loan Agreement and the other Loan Documents. In such an event, City may pursue any and all of its remedies. (k) Project Sponsor fails to comply with Section 6.1 or 2.3(A) of this Agreement. (1) Failure of Project Sponsor to provide to City the following documents no later than thirty (30) business days after City requests said documents in writing: (i) List of Contractors and General Contractors Subcontractors. A list of all of the Project Sponsor's subcontractors and general contractors as of the date of execution of this Agreement, and copies of all contracts in excess of $100,000 for the performance of services or the supply of materials in connection with the Project to be funded pursuant to this Agreement, (iii) The evaluation of the Project's costs as prepared by an independent engineer/general contractor, engaged by the Project Sponsor, that supports the total projected construction costs of the Project. (iv) Historic Preservation Review. N/A (v) Audit Report. The Project Sponsor shall submit to the City audit reports as are required herein. Page 33 of 45 (vi) Personnel Policies and Administrative Procedure Manuals. The Homeless Trust and/or Project Operator shall submit detailed documents describing the Operator's property management, client management/documentation, and Project operations policies and procedures, etc. Such information shall be submitted to the City within thirty (30) days of the execution of this Agreement and prior to the disbursement of any funds hereunder. (vii) Certificate Regarding Lobbying. Such Certificate Regarding Lobbying as may be requested by the City. (viii) Certificate Regarding Debarment, Suspension, and Other Responsibility Matters. Such Certificate Regarding Debarment, Suspension and Other Responsibility Matters as may be requested by the City. (ix) Public Entity Crime Affidavit. Such Public Entity Crime Affidavit as may be required by the City. (x) Tenant Documentation. Such Tenant Documentation as may be required by the City. (m) The HOME -ARP Assisted Units must be occupied by HOME -ARP Households throughout the Affordability Period as required by the HOME regulations and the HOME -ARP guidance. Project Sponsor must notify Lender in writing within 30 days of either of the following occurrences: (i) a HOME -ARP Unit is occupied by a tenant who is not a HOME -ARP Eligible Household, or (ii) a HOME -ARP Assisted Unit remains vacant for more than 90 days. In the event that a HOME -ARP Assisted Unit is occupied by a tenant who is not a HOME -ARP Eligible Household, Project Sponsor shall have 45 days to determine if another tenant qualifies as a HOME -ARP Eligible Household or fill an empty unit with a HOME - ARP Eligible Household. (n) Notwithstanding anything to the contrary, in the event that Project Sponsor fails to timely deliver, to City, the required audited financial statement(s), then City, in its sole and absolute discretion, may deem such a failure to be a material breach of this Agreement. In such an event, City will notify Project Sponsor by a written communication. (o) In the event that Project Sponsor fails. to timely deliver, to City, the Affordability Report, as described herein. ARTICLE VIII REMEDIES 8.1 Upon the occurrence of any Event of Default, which continues beyond any applicable notice and cure period, the City shall have the absolute right to refuse to disburse any undisbursed portion of the Loan. Page 34 of 45 The City shall provide written notice of the occurrence of an Event of Default to the Project Sponsor, after which the Project Sponsor shall have thirty (30) days to cure said default (except for the events described in Section 7.1 (b) and (d), above for which the aforementioned cure period shall not apply). Said notice shall be delivered by certified mail, return receipt requested, or by in person delivery with proof of delivery. In the event a default which is permitted to be cured cannot practicably be cured within thirty (30) days, the Project Sponsor shall have such additional time as may be required to effect a cure, so long as (a) the cure is commenced within thirty (30) days and is diligently prosecuted and (b) the lack of a cure during such continuing cure period has no material adverse effect on the Project. If an Event of Default shall continue uncured for a period of thirty (30) consecutive days following written notice thereof to the Project Sponsor (except for the events described in Section 7.1 (b), (d) above for which the aforementioned cure period shall not apply and except for cures which are continuing as provided in the preceding paragraph), and subject to the provisions of the last paragraph of this Section, the City shall have the absolute right, at its option and election and in its sole discretion to: (a) Specific Performance. Institute appropriate proceedings to specifically enforce performance of the terms and conditions of this Agreement; (b) Recapture of HOME -ARP Funds. Demand that the Project Sponsor reimburse the City for the HOME -ARP Funds disbursed to the Project Sponsor pursuant to this Agreement. The Project Sponsor shall reimburse City in the amount of the HOME -ARP Funds disbursed to the Project Sponsor pursuant to this Agreement, subject to any limitations contained in the HOME -ARP Note and/or Mortgage concerning Borrower's or Project Sponsor's liability for amounts due under the HOME -ARP Loan Documents. a. If the Event of Default occurs within the first 10 years of the Affordability Period, the Project Sponsor must repay the entire amount of HOME -ARP funds invested in the Project. b. If the Event of Default occurs in years 11 through 15, the repayment amount will be reduced by 20 percent for each year beyond the initial 10-years during which time the project was compliant. Repayment of the HOME -ARP funds is not required if the Project Sponsor sells or transfers, either voluntarily or involuntarily, the HOME -ARP project during the Affordability Period if (1) the HOME -ARP restrictions remain, (2) the project and new project owner continues to comply with all HOME -ARP requirements, and (3) any HOME -ARP funds remaining in a project's operating cost assistance reserve or reserve for replacement remain with the project and convey upon sale or transfer of the project as a Page 35 of 45 restricted operating cost assistance reserve or reserve for replacement subject to HOME -ARP Notice requirements. (c) Acceleration of Debt. It is expressly agreed that the full amount of both principal and interest due pursuant to the Note shall become due and payable at the option of the City on the happening of any Event of Default under the teens of this Loan Agreement. (d) Other Remedies. Exercise any other right, privilege or remedy available to the City as may be provided by applicable law, or in any of the other HOME -ARP Documents. It is understood and agreed that the occurrence of an event of default under Section 7.1 (b) or (d) shall immediately entitle the City to exercise any of the above described remedies without the need to give the Project Sponsor notice thereof or the opportunity to cure. The rights and remedies of the City hereunder shall be cumulative and not mutually exclusive, and the City may resort to any one or more or all of said remedies without exclusion of any other. No party other than the City, whether the Project Sponsor or a material man, laborer, subcontractor, general contractor, or supplier, shall have any interest in the HOME -ARP Funds withheld because of a default hereunder, and shall not have any right to garnish or require or compel that payment thereof be applied toward the discharge or satisfaction of any claim or lien which any of them may have. 8.2 In addition to any other remedies provided for herein or in any of the other Loan Documents, upon the occurrence of an Event of Default: (a) All sums outstanding under the Note shall bear interest at the highest rate allowable by law from the date of disbursement, without notice to the Project Sponsor or any guarantor or endorser of the Note and without any affirmative action or declaration on the part of the City; (b) The Restrictive Covenant shall remain as a restriction on the Property throughout the Affordability Period; and (c) The Project Sponsor, Project developer, managing member(s) of the Project Sponsor, and/or other individuals, principals and/or other entities as determined by the City, will be debarred from receiving any City funding for a period of five (5) years. ARTICLE IX INDEMNIFICATION 9.1 Subject to the Limitations of Section 768.28, the Project Sponsor shall indemnify, hold harmless, and defend the City, its officers, agents, directors, and/or employees, from liabilities, damages, claims, suits, losses, judgments, and costs, Project Sponsor shall, further, hold the City, Page 36 of 45 its officials and/or employees, harmless for, and defend the City, its officials and/or employees against, any civil actions, statutory or similar claims, injuries or damages arising or resulting from the permitted work. These indemnifications shall survive the term of this Agreement. In the event that any action or proceeding is brought against the City by reason of any such claim or demand, the Project Sponsor shall, upon written notice from the City, resist and defend such action or proceeding by counsel satisfactory to the City. The Project Sponsor expressly understands and agrees that any insurance protection required by this Agreement or otherwise provided by the Project Sponsor shall in no way limit the responsibility to indemnify, keep and save harmless and defend the City or its officers, employees, agents and instrumentalities as herein provided. The Project Sponsor shall further require its contractors and subcontractors to indemnify, hold harmless and defend the City, its officers, agents, directors, and/or employees against any and all liabilities, claims, damages, suits, judgments and costs, including attorney's fees arising out of, or resulting from the contractor's negligence or omissions in connection with this project. The indemnification provided above shall obligate the Project Sponsor to defend, at its own expense, to and through appellate, supplemental or bankruptcy proceeding, or to provide for such defense, at the City's option, any and all claims of liability and all suits and actions of every name and description which may be brought against the City whether performed by the Project Sponsor, or persons employed or utilized by Project Sponsor. This indemnity will survive the cancellation or expiration of the Agreement. This indemnity will be interpreted under the laws of the State of Florida, including without limitation and interpretation, which conforms to the limitations of §725.06 and/or §725.08, Florida Statutes, as applicable. The Project Sponsor shall require all general and sub -contractor agreements, if applicable, to include a provision that they will indemnify the City. The Project Sponsor agrees and recognizes that the City shall not be held liable or responsible for any claims which may result from any actions or omissions of the Project Sponsor in which the City participated either through review or concurrence of the Project Sponsor's actions. In reviewing, approving or rejecting any submissions by the Project Sponsor or other acts of the Project Sponsor, the City in no way assumes or shares any responsibility or liability of the Project Sponsor or Sub -contractor under this Agreement. ARTICLE X TERMINATION The Project Sponsor acknowledges that this Agreement may be terminated if the Project Sponsor materially fails to comply with the terms contained herein. 10.1 Termination Because of Lack of Funds. In the event the City does not receive from its funding source funds to finance this Agreement, or in the event that the City's funding source de -obligates the funds allocated to finance this Agreement, the City may terminate this Agreement upon not less than twenty-four (24) hours prior notice in writing to the Project Sponsor. Said notice shall be delivered by certified mail, return receipt requested, or by in person delivery Page 37 of 45 with proof of delivery. The City shall determine, in its sole and absolute discretion, whether or not funds are available. 10.2 Termination for Breach. The City may terminate this Agreement, in whole or in part, in the event the City determines, in its sole and absolute discretion, that the Project Sponsor is not making (or causing to be made) sufficient progress with regard to the construction of the HOME -ARP Assisted Units (thereby endangering its ultimate performance under this Agreement) or is not complying with any term or provision of this Agreement, following the giving of notice and the expiration of the applicable cure periods. The City may terminate this Agreement, in whole or in part, in the event that the City reasonably determines that there exists an event of default under and pursuant to the terms of any other agreement or obligation of any kind or nature whatsoever of the Project Sponsor to the City, direct or contingent, whether now or hereafter due, existing, created or arising, which event of default has continued beyond any applicable cure period. 10.3 Upon the occurrence of an Event of Default and the expiration of any cure period (in those circumstances for which a cure period is otherwise provided in this Agreement), and unless the Project Sponsor's breach is waived by the City in writing, the City may, by written notice to the Project Sponsor, terminate this Agreement upon not less than twenty-four (24) hours prior written notice. Said notice shall be delivered by certified mail, return receipt requested, or by in person delivery with proof of delivery. Waiver of breach of any provision of this Agreement shall not be deemed to be a waiver of any other breach and shall not be construed to be a modification of the terms of this Agreement. The provisions hereof are not intended to be, and shall not be, construed to limit the City's right to legal or equitable remedies. ARTICLE XI SUSPENSION 11.1 The City may, for reasonable cause, and after all applicable notice and cure periods, suspend the Project Sponsor's authority to obligate funds under this Agreement or withhold payments to the Project Sponsor, pending necessary corrective action by the Project Sponsor, and may include: (a) Ineffective or improper use of the HOME -ARP Funds by the Project Sponsor; (b) Failure of the Project Sponsor to comply with any term or provision of this Agreement; (c) Failure of the Project Sponsor to submit any documents required by this Agreement; or (d) The Project Sponsor's submittal of incorrect or incomplete documents. Page 38 of 45 11.2 The determinations and actions described in paragraph 11.1 above may be applied to all or any part of the activities funded pursuant to this Agreement. 11.3 The City will notify the Project Sponsor in writing of the type of action taken pursuant to this Article, by certified mail, return receipt requested, or by in person delivery with proof of delivery. The notification will include the reason(s) for such action, any conditions relating to the action, and the necessary corrective action(s). ARTICLE XII MISCELLANEOUS 12.1 Enforcement Methods. As a means of enforcing compliance with the HOME -ARP Program, the City may utilize any enforcement measures it deems necessary. 12.2 Renegotiation or Modification. Modification of provisions of this Agreement shall be valid only when in writing and signed by the Parties. The parties agree to modify this Agreement if the City determines, in its sole and absolute discretion, that federal, state, and/or local governmental revisions of any applicable laws or regulations, or increases or decreases in budget allocations, make changes to this Agreement necessary. The City shall be the final authority in determining whether or not funds for this Agreement are available due to federal, state and/or local governmental revisions of any applicable laws or regulations, or increases or decreases in budget allocations. 12.3 Right to Waive. The City may, for good and sufficient cause, as determined by the City in its sole and absolute discretion, waive provisions of this Agreement or seek to obtain such waiver from an appropriate authority. Waiver requests from the Project Sponsor shall be in writing. A waiver shall not be construed to be a modification of this Agreement. 12.4 Budget and HOME -ARP Eligibility Activity Title Revisions. Revisions to the Budget shall be made in writing, and approved in writing by the City; however, such revisions shall not necessitate an amendment hereto unless the amount of the HOME -ARP Loan to be granted hereunder is changed, or unless otherwise required by the City. A revision to the HOME -ARP eligibility activity titles under which this Agreement's objectives are classified shall not require an amendment hereto. 12.5 Disputes. In the event an unresolved dispute exists between the Project Sponsor and the City, the City shall refer the issue, including the views of all interested parties and the recommendation of the City, to the City Manager, his designee, or such other official of the City who shall be authorized to exercise the authority of the City Manager in this regard (the "City Manager") for determination. The City Manager will issue a determination within thirty (30) calendar days of receipt of a written request for resolution of the dispute and so advise the City and the Project Sponsor. In the event additional time is necessary, the City Manager will notify the interested parties within the thirty (30) day period that additional time is necessary. The Project Sponsor agrees that the City Manager's determination shall be final and binding on all parties, subject only to judicial review. Page 39 of 45 12.6 Headings. The article and paragraph headings in this Agreement are inserted for convenience only and shall not affect in any way the meaning or interpretation of this Agreement. 12.7 Proceedings. The Agreement shall be construed in accordance with the laws of the State of Florida and any proceedings arising between the parties in any manner pertaining or relating to this Agreement shall, to the extent permitted by law, be held in Miami -Dade County, Florida. 12.8 Notices and Contact. All notices under this Agreement shall be in writing and addressed as follows: To City: City of Miami Department of Housing and Community Development One Flagler Building 14 Northeast 1st Avenue, Second Floor Miami, Florida 33132 Attn: Victor Turner, Director With Copy To: George K. Wysong III City Attorney City of Miami 444 S.W. 2nd Avenue Miami, FL 33130-1910 To Project Sponsor: Miami -Dade County 111 Northwest 1st Street Miami, FL 33128 Attention: With Copy to: Miami -Dade County 111 Northwest 1st Street Miami, FL 33128 Attention: Homeless Trust Victoria Mallette With Copy to: Miami -Dade County Attorney's Office 111 Northwest 1st Street Miami, FL 33128 Attention: Shannon D. Summerset-Williams Assistant County Attorney Page 40 of 45 Except as otherwise provided in this Agreement, notice shall be deemed given upon hand delivery or five (5) business days after depositing the same with the U.S. Postal Service. The address or designated representative of the parties may be changed by notice given in accordance with this section. 12.9 Conflicts with Applicable Laws. If any provision of this Agreement conflicts with any applicable law or regulation, only the conflicting provision shall be deemed by the Parties to be modified, or to be deleted if modification is inappropriate, to cause the provision to be consistent with the law or regulation. However, the obligations under this Agreement, as modified, shall continue and all other provisions of this Agreement shall remain in full force and effect. 12.10 Entire Agreement. This Agreement and its Exhibits and Schedules described as follows contain all the terms and conditions of the Agreement between the parties: Exhibit "A" Exhibit "B" Exhibit "C" Exhibit "D" Exhibit "E" Exhibit "F" Exhibit "G" Exhibit "H" Exhibit "I" Exhibit "J" Exhibit "K" Exhibit "L" Exhibit "M" Schedule A Legal Description Scope of Work /Project Schedule Budget Form of Disbursement Agreement Affirmative Marketing Procedures and Responsibilities Form of Mortgage and Security Agreement Form of Declaration of Restrictive Covenants Form of Rent Regulatory Agreement Signage Requirements Additional Insurance Requirements Anti -Human Trafficking Affidavit HOME -ARP Guidelines HOME -ARP Qualifying Populations Documentation Requirements Permitted Senior Financing 12.11 WAIVER OF JURY TRIAL. NEITHER THE PROJECT SPONSOR NOR ITS SUBCONTRACTOR(S), NOR ANY OTHER PERSON LIABLE FOR THE RESPONSIBILITIES, OBLIGATIONS, SERVICES AND REPRESENTATIONS HEREIN, NOR ANY ASSIGNEE, SUCCESSOR, HEIR OR PERSONAL REPRESENTATIVE OF THE PROJECT SPONSOR, THE PROJECT'S GENERAL CONTRACTORS AND SUBCONTRACTORS OR ANY OTHER PERSON OR ENTITY SHALL SEEK A JURY TRIAL IN ANY LAWSUIT, PROCEEDING, COUNTERCLAIM OR ANY OTHER LITIGATION PROCEDURE BASED UPON OR ARISING OUT OF THIS AGREEMENT, OR THE DEALINGS OR THE RELATIONSHIP BETWEEN OR AMONG SUCH PERSONS OR ENTITIES, OR ANY OF THEM. NEITHER THE PROJECT SPONSOR NOR THE PROJECT' S GENERAL CONTRACTORS AND SUBCONTRACTORS, NOR ANY OTHER PERSON OR ENTITY WILL SEEK TO CONSOLIDATE ANY SUCH ACTION IN WHICH A JURY TRIAL HAS BEEN WAIVED WITH ANY OTHER ACTION. THE PROVISIONS OF THIS PARAGRAPH HAVE BEEN FULLY DISCUSSED BY THE PARTIES, AND THE PROVISIONS HEREOF SHALL BE SUBJECT TO NO EXCEPTIONS. NEITHER PARTY TO THIS AGREEMENT HAS IN ANY MANNER AGREED WITH OR REPRESENTED TO ANY Page 41 of 45 OTHER PARTY THAT THE PROVISIONS OF THIS PARAGRAPH WILL NOT BE FULLY ENFORCED IN ALL INSTANCES. 12.12 HCLC Award Memoranda. The award memoranda and decisions of the HCLC dated November 15, 2024 ("Award Memoranda") are hereby incorporated by reference. To the extent of any conflict between the Award Memoranda and the HOME -ARP Loan Documents and when interpreting the intent of the HOME -ARP Loan Documents, whichever provision is strictest will control. 12.13 Governing Law and Venue. This Agreement shall be construed and enforced pursuant to the laws of the State of Florida, excluding all principles of choice of laws, conflict of laws and comity. Any action pursuant to a dispute under this Agreement must be brought in Miami -Dade County and no other venue. All meetings to resolve said dispute, including voluntary arbitration, mediation, or other alternative dispute resolution mechanism, will take place in this venue. The parties both waive any defense that venue in Miami -Dade County is not convenient. 12.14 Change of Circumstance. Notwithstanding anything to the contrary contained herein, in the event that the federal rules, regulations, protocols, laws, and/or guidance regarding HOME -ARP (collectively, "Protocols") change from the current Protocols, the City may take any of the following actions in its sole and absolute discretion, and Project Sponsor hereby accepts whichever action, if any, the City decides to take: (a) require an amendment to the applicable Loan Documents to conform to the amended Protocols, or (b) waive in writing where possible applicable changes derived from the Protocols. In the avoidance of doubt, in the event that the City decides to pursue Section 12.14(a), the Covenant and Rent Regulatory Agreement shall continue to encumber the Property for entire Affordability Period. 12.15 Increase in Project Costs. In the event that the Project's costs increase by ten percent (10%) or more of the Budget that is attached as Exhibit "C", and Project Sponsor is unable to secure the requisite funding to cover the additional expense within 60 days before the Project's construction commences, then the City is permitted to recommend to HCLC that the HOME -ARP Funds should be de -obligated for this Project. 12.16 City Resident Preference. The selection of eligible tenants to occupy the HOME - ARP Assisted Units shall be in compliance with the requirements of the City of Miami Ordinance #13645 regarding Resident Preference. 12.17 Costs, Including Attorney's Fees. In the event litigation, arbitration, or mediation, between the Parties, arises out of the terms of this Agreement, each party shall be responsible for its own attorney's fees, costs, charges, and expenses through the conclusion of all appellate proceedings, and including any final settlement or judgment. 12.18 Binding Nature. The Project Sponsor's obligations pursuant to this Agreement shall be binding upon and inure to the respective heirs, personal and legal representatives, trustees Page 42 of 45 and successors and assigns of the Parties hereto, including each and every such Party's past and present parent, subsidiary, affiliate or predecessor entities, any and all entities by which or under a name by which any Party has been known or has done business, and any and all of his, hers, its and/or their respective past and present officers, commissioners, directors, principals, trustees, administrators, agents, attorneys, accountants, insurers, reinsurers, servants, employees, shareholders, members, managers, partners, heirs, and representatives. 12.19 Counterparts and Electronic Signatures. This Agreement may be executed in any number of counterparts, each of which so executed shall be deemed to be an original, and such counterparts shall together constitute but one and the same Agreement. The parties shall be entitled to sign and transmit an electronic signature of this Agreement (whether by facsimile, PDF or other email transmission), which signature shall be binding on the party whose name is contained therein. Any party providing an electronic signature agrees to promptly execute and deliver to the other parties an original signed Agreement upon request. 12.20 The Parties agree that the Loan will be non recourse except that the exceptions to non -recourse liability applicable to any Permitted Senior Financing shall also apply to this Loan. 12.21 The Borrower has represented that no Florida documentary stamps or intangible taxes are required to paid on the Note or the Mortgage. The Borrower hereby agrees to indemnify and to defend and hold the Lender and all of its affiliates, successors, and assigns harmless against any and all documentary stamp taxes and intangible taxes, if any, imposed assessed or claimed as a result of or arising out of: (i) Lender's acceptance and/or ownership of the Note or Mortgage (or any other loan document pertaining to the loan referenced to therein); or (ii) the execution or delivery of the Note and the Mortgage (or any other loan document pertaining to the loan referred to therein) (it being understood that any reference herein to documentary stamp taxes and intangible taxes include any and all penalties, interest and attorneys' fees incurred by the Lender in connection therewith), and the Borrower agrees to pay any and all such documentary stamp taxes or intangible taxes upon demand. In the event of a failure by the Borrower to pay such documentary stamp taxes and intangible taxes upon demand and should the Lender elect to pay the same, all such charges shall be secured by the lien of the Note and the Mortgage and shall bear interest at the Default Rate, as provided in the Note, from the date of advance by the Lender until paid by the Borrower. The provisions of this Section shall survive repayment of the Notes and the satisfaction of the Note and Mortgage so long as a claim may be asserted by the State of Florida or any of its agencies. [Signature Pages to Follow] Page 43 of 45 IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed by their undersigned officials as duly authorized. PROJECT SPONSOR: MIAMI-DADE COUNTY, a political subdivision of the st Ie of Florida By: Prin Titl WITNESSES L k,ttfax uto i Print Name: Ma(k, Los a Print Name: 1%ts�i n3 Q.i ACKNOWLEDGMENT STATE OF FLORIDA COUNTY OF MIAMI-DADE ame: < VY) mdales Clrie9 Ope6 , The foregoing instrument was acknowledged before me by means of 8'physical presence or El online notarization, this l d y of -2024 by as of Miami -Dade County. She/He is personally known to me or has produced as identification. (NOTARY PUBLIC SEAL) Signature of Person Taking Acknowledgment (Printed, Typed, or Stamped Name of Notary Public) Serial Number, if any RONALD LEE BOOK ,1, Naar; Rubdc - State or f..arida 1. Qj Commissicn * Hh 2417n `oc My Comm. Expires Mar 17, 2926 ?cneec :arcagn Narcrai Naar? Assn. Page 44 of)k, IN WITNESS WHEREOF, the Parties have caused this Agreement to be executed by their undersigned officials as duly authorized. ATTEST: Hanno Date: APPROVED REQUIRE FBy: Ann- arie Sh Director of Ri anagement NCE APPROVED AS TO DEPARTMENTAL REQUIREMENTS: By: Victor Turner Director of the Department of Housing and Community Development CITY: CITY OF MIAMI, a municipal corporation of the State of Florida 1A hur Noriega V, City Manager APPROVED AS TO FORM AND CORRECTNESS: y: George K. Wysong III rGZ City Attorney RAP At Z _3"0 Page 45 of 45 EXHIBIT "A" LEGAL DESCRIPTION OF THE PROPERTY FOLIO NO.: 36-6007-027-0010 Tract A, BUDGETEL AT CARIBBEAN, according to the Plat thereof, recorded in Plat Book 146, Page 20, in the Public Records of Miami -Dade County, Florida. ALSO KNOWN AS: Commence at the Southeast corner of the North 1/4 of the North 1/2 of the Northeast 1/4 of the 1/4 Northeast of said Section 7: thence South 89 degrees 56 minutes 28 seconds West along the South line of the North 1/2 of the 1/2 of the Northeast 1/4 of the Northeast 1/4 of said Section 7 for 549.02 feet; thence South 42 degrees 23 minutes 50 seconds West for 61.59 feet to the Point of Beginning of the parcel of land hereinafter described; thence South 15 degrees 22 minutes 51 seconds= for 104.47 feet; thence South 9 degrees 16 minutes 50 seconds= for 199.35 feet (said last mentioned two courses being coincident with the Westerly Right -of Way lien of the Homestead Extension of Florida's Turnpike State Road No. 821, as shown on Sheet R-6 of the Right -of -Way Map thereof, prepared for Section 87005, Contract 2502, last revised 4-19-71); thence South 80 degrees 43 minutes 10 seconds West at right angles to the last described course for 143.70 feet; thence South 9 degrees 16 minutes 50 seconds = for 195.29 feet (said last mentioned two courses being coincident with the Northerly and Westerly line of "HOLIDAY INN AT CARIBBEAN", as recorded Plat Book 107, at Page 98 of the Public Records of Miami - Dade County, Florida); thence North 47 degrees 37 minutes 17 seconds West for 148.87 feet; thence South 42 degrees 23 minutes 50 seconds West for 150 feet to a point on the Northerly Right -of Way line of Caribbean Boulevard; thence North 47 degrees. 37 minutes 17 seconds West along said Northerly Right -of -Way line of Caribbean Boulevard for 100 feet; thence North 42 degrees 23 minutes 50 seconds East for 167.45 feet more or less to the Southeasterly prolongation of an existing one-story CBS building wall; thence Northwesterly along the Northwesterly face of the afore -described one-story CBS building (and the Northeasterly and Southeasterly prolongation) for 60 feet more or less; thence North 42 degrees 23 minutes 50 seconds= for 395.65 feet to the Point of Beginning, all lying and being in Miami -Dade County, Florida. EXHIBIT "B" SCOPE OF WORK /PROJECT SCHEDULE EXHIBIT "C" BUDGET EXHIBIT "D" FORM OF DISBURSEMENT AGREEMENT EXHIBIT "E" AFFIRMATIVE MARKETING PROCEDURES AND RESPONSIBILITIES EXHIBIT "F" FORM OF MORTGAGE EXHIBIT "G" FORM OF COVENANT EXHIBIT "H" RENT REGULATORY AGREEMENT EXHIBIT "I" SIGNAGE REQUIREMENTS EXHIBIT "J" ADDITIONAL INSURANCE REQUIREMENTS EXHIBIT "K" ANTI -HUMAN TRAFFICKING AFFIDAVIT 1. The undersigned affirms, certifies, attests, and stipulates as follows: a. The entity/individual is a nongovernmental entity authorized to transact business in the State of Florida (hereinafter, "nongovernmental entity"). b. The nongovernmental entity is either executing, renewing, or extending a contract (including, but not limited to, any amendments, as applicable) with the City of Miami ("City") or one of its agencies, authorities, boards, trusts, or other City entity which constitutes a governmental entity as defined in Section 287.138(1), Florida Statutes (2024). c. The nongovernmental entity is not in violation of Section 787.06, Florida Statutes (2024), titled "Human Trafficking." d. The nongovernmental entity does not use "coercion" for labor or services as defined in Section 787.06, Florida Statutes (2024). 2. Under penalties of perjury, pursuant to Section 92.525, Florida Statutes, I declare the following: a. I have read and understand the foregoing Anti -Human Trafficking Affidavit and that the facts, statements and representations provided in Section 1 are true and correct. b. I am an officer, a representative, or individual of the nongovernmental entity authorized to execute this Anti -Human Trafficking Affidavit. FURTHER AFFIANT SAYETH NAUGHT. Nongovernmental Entity/Individual: Name: Title: Signature: Office Address: Email Address: Main Phone Number: SCHEDULE A PERMITTED SENIOR FINANCING WilligRequest Form (Rev. October2018) Department of the Treasury Internal Revenue Service for Taxpayer Identification Number and Certification ► Go to www.irs.gov/FormW9 for instructions and the latest information. Give Form to the requester. Do not send to the IRS. Print or type. See Specific Instructions on page 3. 1 Name (as shown on your income tax return). Name is required on this line; do not leave this line blank. Miami -Dade County 2 Business name/disregarded entity name, if different from above 3 Check appropriate box for federal tax classification of the person whose name is entered on line 1. Check only one of the following seven boxes. 4 Exemptions certain entities, instructions Exempt payee Exemption code (if any) (Applies to accounts (codes apply only to not individuals; see on page 3): code (if any) 3 Individual/sole proprietor or • C Corporation S Corporation Partnership Trust/estate single -member LLC company. Enter the tax classification (C=C corporation, S=S corporation, P=Partnership) the appropriate box in the line above for the tax classification of the single -member owner. is classified as a single -member LLC that is disregarded from the owner unless the owner is not disregarded from the owner for U.S. federal tax purposes. Otherwise, a single from the owner should check the appropriate box for the tax classification of its owner. Political Subdivision of the State of Florida ► from FATCA reporting Limited liability Note: Check LLC if the LLC another LLC that is disregarded 0 Other (see instructions)► Do not check of the LLC is -member LLC that maintained outside the U.S.) 5 Address (number, street, and apt. or suite no.) See instructions. 111 NW 1st Street, 26th Floor Requester's name and address (optional) 6 City, state, and ZIP code Miami, Florida 33128-1933 7 List account number(s) here (optional) Part 1 Taxpayer Identification Number (TIN) Enter your TIN in the appropriate box. The TIN provided must match the name given on line 1 to avoid backup withholding. For individuals, this is generally your social security number (SSN). However, for a resident alien, sole proprietor, or disregarded entity, see the instructions for Part I, later. For other entities, it is your employer identification number (EIN). If you do not have a number, see How to get a TIN, later. Note: If the account is in more than one name, see the instructions for line 1. Also see What Name and Number To Give the Requester for guidelines on whose number to enter. Social security number or Employer identification number 5 9 6 0 0 0 5 7 3 Part II Certification Under penalties of perjury, I certify that: 1. The number shown on this form is my correct taxpayer identification number (or I am waiting for a number to be issued to me); and 2. I am not subject to backup withholding because: (a) I am exempt from backup withholding, or (b) I have not been notified by the Internal Revenue Service (IRS) that I am subject to backup withholding as a result of a failure to report all interest or dividends, or (c) the IRS has notified me that I am no longer subject to backup withholding; and 3. I am a U.S. citizen or other U.S. person (defined below); and 4. The FATCA code(s) entered on this form (if any) indicating that I am exempt from FATCA reporting is correct. Certification instructions. You must cross out item 2 above if you have been notified by the IRS that you are currently subject to backup withholding because you have failed to report all interest and dividends on your tax return. For real estate transactions, item 2 does not apply. For mortgage interest paid, acquisition or abandonment of secured property, cancellation of debt, contributions to an individual retirement arrangement (IRA), and generally, payments other than interest and dividends, you are not required to sign the certification, but you must provide your correct TIN. See the instructions for Part II, later. Sign Here Signature of U.S. person Is. General Instructions Section references are to the Internal Revenue Code unless otherwise noted. Future developments. For the latest information about developments related to Form W-9 and its instructions, such as legislation enacted after they were published, go to www.irs.gov/FormW9. Purpose of Form An individual or entity (Form W-9 requester) who is required to file an information return with the IRS must obtain your correct taxpayer identification number (TIN) which may be your social security number (SSN), individual taxpayer identification number (ITIN), adoption taxpayer identification number (ATIN), or employer identification number (EIN), to report on an information return the amount paid to you, or other amount reportable on an information return. Examples of information returns include, but are not limited to, the following. • Form 1099-INT (interest earned or paid) Date). 01/11/2024 • Form 1099-DIV (dividends, including those from stocks or mutual funds) • Form 1099-MISC (various types of income, prizes, awards, or gross proceeds) • Form 1099-B (stock or mutual fund sales and certain other transactions by brokers) • Form 1099-S (proceeds from real estate transactions) • Form 1099-K (merchant card and third party network transactions) • Form 1098 (home mortgage interest), 1098-E (student loan interest), 1098-T (tuition) • Form 1099-C (canceled debt) • Form 1099-A (acquisition or abandonment of secured property) Use Form W-9 only if you are a U.S. person (including a resident alien), to provide your correct TIN. If you do not return Form W-9 to the requester with a TIN, you might be subject to backup withholding. See What is backup withholding, later. Cat. No. 10231X Form W-9 (Rev. 10-2018)