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HomeMy WebLinkAboutSubgrant Forms & ReqmtsSTATE OF FLORIDA DIVISION OF EMERGENCY MANAGEMENT SUBGRANT FORMS and REQUIREMENTS Quarterly Financial History Report/ Status Report (Form 1 and Form 2): 1. These reports must be completed in full on a quarterly basis. These are required reports and must be submitted no later than 30 days after the end of each period of the program year in order to be considered in compliance with the terms of the contract. 2. These reports are to include, but not be limited to, the work that has been completed, the work in progress and the timeline of the work left to be completed. If any delays from the original timeline have occurred, specify the reason and revise the completion timeline. 3. If expenditures do not occur during the time frame given, a complete explanation should be given on Form 1 and 2. Reimbursement Request (Form 3) and Detail of Claims (Form 4): 1. These forms are to be filed as needed. Complete Reimbursement Request by entering all information needed for reimbursement. 2. The Detail of Claims form must accompany the Reimbursement Request form, along with the Budget detail Worksheet. 3. The Reimbursement Request form must be signed by the contract manager or someone with equal authority. 4. Claims are to be submitted to the following address: DIVISION OF EMERGENCY MANAGEMENT FINANCE AND ADMINISTRATION DHS GRANTS UNIT Attn: (Grant Manager's name) 2555 SHUMARD OAK BOUEVARD TALLAHASSEE, FLORIDA 32399-2100 Close Out Report- (Form 5): 1. Close Out Reports are due as soon as the final payment has been made and all final expenditures have occurred. 2. The agreement cannot be considered closed until the Close Out Report has been received. Documentation of project expenditures: 1. Grantees must maintain documentation of expenditures for a minimum period of five years following the close of project/program operations unless audits require a longer period of time. 2. Grantees should maintain a financial file with copies of back-up documentation for all paid project/program expenditures made by the grantee during the grant period. Documentation of expenditures against the program will be reviewed and verified during on -site monitoring visits or when necessary by the DEM staff. Acceptable documentation Includes copies of purchase orders and paid vouchers, paid invoices or cancelled checks, payroll vouchers, journal transfers, etc. These documents should be submitted when requesting reimbursement. 3, In order to document hours worked on the program by permanent or temporary staff, the grantee may use its own time and attendance forms. 4. All claims for reimbursement of expenditures must be submitted on the approved DCA financial reporting forms. Claims not submitted on the proper form cannot be processed and will be returned for corrections. IF YOU WISH TO OBTAIN THESE FORMS ELECTRONICALLY, PLEASE NOTIFY YOUR CONTRACT MANAGER UASI Report Forms - 2010.xlsm/Instructions, Forms 1, 2 & 3 1 of 14 GRANTEE: AGREEMENT # DIVISION OF.EMERGENCY MANAGEMENT FINANCIAL HISTORY REPORT/QUARTERLY STATUS. REPORT FORM 1 AND 2 (Select Me quarter of submission along with year) QUARTERLY REPORTING DUE DATES JANUARY 1 - MARCH 31 - Due no later than April 30, APRIL 1 - JUNE 30 - Due no later than July 31, JULY 1 - SEPTEMBER 30- Due no later Oran October 31, NA NA NA !` OCTOBER 1 - DECEMBER 31 - Due no tater than January 31, NA FINANCIAL'. HISTORY REPORT THIS IS A REQUIRED DQCUMENT.AND MUST BE SUBMITTED QUARTERLY, CUMULATIVE TOTAL ALLOCATED QUARTERLY FUNDS EXPENDED CUM. FUNDS EXPENDED REMAINING BALANCE 1. Planning Costs $0.00 $0.00 $0.00 $0.00 2. Training Costs $0.00 $0.00 $0.00 $0.00 3. Exercise Costs $0.00 $0.00 $0.00 $0.00 4. Organizational Costs $0.00 $0.00 $0.00 $0.00 5. Equipment Costs $0.00 $0.00 $0.00 $0.00 6. Manament and Administration Costs (limited to 3% of the total award) $0.00 $0.00 $0.00 $0.00 TOTAL EXPENDITURES $0.00 $0.00 $0.00 $0.00 TOTAL PAYMENTS PREVIOUSLY RECEIVED I hereby certify that the above costs are true and valid costs incurred in accordance with the project agreement. Signed: Contract Manager or Financial Officer QUARTERLY; STATUS REPORT THIS IS AREQUIRED DOCUMENT AND MUST BE SUBMITTED SEMI ANNUALLY; This information must be clearly linked to the project TIMELINE, DELIVERABLES AND THE SCOPE OF WORK. Report events, progress, delays, etc. that pertain to this project. (Attach additional page(s) if needed.) TO BE COMPLETED BY FDEM STAFF DATE SUBMITTED TO FDEM UASI Report Forms - 2010.xlsm/Instructions, Forms 1, 2 & 3 2 of 14 UASI Report Forms - 2010.xlsm/Instructions, Forms 1, 2 & 3 3 of 14 DIVISION OF EMERGENCY MANAGEMENT REIMBURSEMENT REQUEST FORM 3'° Grantee Payment Date Address Agreement # Payment # Phone # Amount COSTS INCURRED DURING THE PERIOD OF: through THIS MUST BE ACCOMPANIED' BY THE DETAIL OF CLAIMS FORM 1. Planning Expenditures 2. Training Expenditures 3. Exercise Expenditures 4. Organizational Exenditures 5. Equipment Expenditures Management and Administration Expenditures 6. (limited to 3% of the total award) $ TOTAL EXPENDITURES $ I hereby certify that the above costs are true and valid costs incurred in accordance with the project agreement. Signed: Contract Manager or Financial Officer TO BE COMPLETED BY DEM STAFF AGREEMENT AMOUNT $0.00 PREVIOUS PAYMENT(S) $0.00 THIS PAYMENT $0.00 REMAINING BALANCE $0.00 TOTAL AMOUNT TO BE PAID ON THIS INVOICE $0.00 DATE SUBMITTED TO FDEM UASI Report Forms - 2010.xlsm/Instructions, Forms 1, 2 & 3 4 of 14 IWISION OF EMERGENCY MANAGEMEK RMf4 PLEASE SUBMIT A SEPARATE FORM (4) FOR EACH OF THE FOLLOWING CATEGORIES 1 PlanningExpenddures. 2 Trammg Expenditures 3 Exercise Expenditures 4 Organ.zational Expenditures 5 Equipment Expenditures 6 Management and Administration Expenditure (limited to 3 / of the total award) GRANTEE: COST INCURRED DURING THE PERIOD OF: 4 CATEGORY Planning 1 AGREEMENT # VENDOR DATE PAID CHECK # DESCRIPTION AMOUNT (Requested for reimbursement) TOTAL EXPENDITURES $0.00 1. FORM MUST BE COMPILED FROM FORM 4B BY CATEGORY 2. FORM MUST ACCOMPANY THE REIMBURSEMENT REQUEST DIVISION OF EMERGENCY MANAGEMENT DETAIL OF CLAIMS FORM 4A THIS FORM IS BACKUP AND MUST ACCOMPANY THE REIMBURSEMENT REQUEST AND DETAIL OF CLAIMS, FORM 46 The Recipient is required to provide a completed budget detail worksheet, to the Division, which accounts for the total award for issue 08 as described in the "Proposed Program Budget". If any changes need to be made to the "Budget Detail Worksheet", after the execution of this contract, contact the contract manager listed in this contract via email or letter. k,,, "Ci, "a, ' i.1 �{ .j ine;;Itemg tr�aY' ''�,'C'� W.'R ��5.7 L/. �'ess ty ��'* �..`.�v .t' ` ± IL'0' '' jl $ �. J ._ t r� l .f �'. ai Y15' Yt yi+3.F '}„ y '' ,,g 9AI(owabte PJanntng Cosfs ,,. �i, i' �P:� , / 6'.. -Y'4k'f� t,Quantlty. i r w...S � �i,,, '�%'yr R �,i Yi M3^ 33 Yi vnaciln 5"pUnit Costs =7; •"T ,,, P��.,1°v=o a'f miff; t .� YJ.� Tofal Cost ",.. I3 Jam , i7 .:rlb } 1�#; xr _'�#;., Developing hazard/threat-specific annexes that Incorporate the range of prevention, protection, response, and recovery activities $0.00 Developing and implementing homeland security support programs and adopting ongoing DHS national initiatives $0.00 Developing related terrorism prevention activities $0.00 Developing and enhancing plans and protocols $0.00 Developing or conducting assessments $0.00 Hiring of full or part-time staff or contractors/consultants to assist with planning activities (not for the purpose of hiring public safety personnel fulfilling traditional public safety duties) $0.00 Conferences to facilitate planning activities $0.00 Materials required to conduct planning activities $0.00 Travel/per diem related to planning activities $0.00 Overtime and backfill costs - Payment of overtime expenses will be for work performed by award (SAA) or sub -award employees in excess of the established work week (usually 40 hours) related to the planning activities for the development and implementation of the programs under HSGP. Other projects areas with prior approval from FEMA $0.00 SUBTOTAL $o.00 >3 Ar Lt a rne Item. fl1 owable FiSGP and LIc rP car anizattonaf - ` <x �Cosfs x f 9 �f t�_F,,.., ._.. � �__ . �.� �.,�. ��. �.tisk .....�.,, ��f � Quantlt f....- F..Y w" ,k 'Urrrt Cosh 3 ` � � �..,,.,. .. al�Cos>, ; , _... _. ���,__._����, ' * ' � y, fa Overtime for information, investigative, and intelligence sharing activities (up to 50 percent of the allocation) $0.00 Reimbursement of select operational expenses associated with increased security measures at critical infrastructure sites, incurred during time periods of DHS-declared alerts (up to 50 percent of the allocation). $0.00 Hiring of new staff position/ contractors/consultants for participation in information/intelligence analysis and sharing groups or fusion center activities (up to 50 percent of the allocation) $0.00 SUB TOTAL $o.00 6 of14 DIVISION OF EMERGENCY MANAGEMENT DETAIL OF CLAIMS FORM 4A oF{� fjy, ts.} '�s , h' ,�'' rl t.itle ef►1', f fT .Nf f +d , i d vv U z ti ,f rl `� ' ."�k � ,"•::w J, `�'•m,I,,, kY kt . ,k., h a 3k ,AIlow:a,bte Tralntng Cost Yam'''' r'�rb k M1'i Rv I�' ..5y �^r Quan,ttfy f ,� x�<:x "r 4 r �'�'ta t v ,., rt ? � ; Unit+Cpst,,r ,.,, r.2'�'tf<.: x �'f41yQ.?� .n,i. rr.� u. �. . ;R: ,Tatal;:Ggst, Y PTA ; 7 S Overtime and backfill for emergency preparedness and response personnel attending FEMA-sponsored and approved training classes. $0.00 Overtime and backlit! expenses for part-time and volunteer emergency response personnel participating in FEMA training. $0.00 Training, Workshops and Conferences - Grant funds may be used to plan and conduct training workshops or conferences to include costs related to planning, meeting space and other meeting costs, facilitation costs, materials and supplies, travel and training plan development. $0.00 Full or Part -Time Staff or Contractors/Consultants - Full or part-time staff may be hired to support training -related activities. Payment of salaries and fringe benefits must be in accordance with the policies of the state or local unit(s) of government and have the approval of the state or the awarding agency, whichever is applicable. The services of contractors/consultants may also be procured by the state in the design, development, conduct, and evaluation of CBRNE training. The applicant's formal written procurement policy or the Federal Acquisition Regulations (FAR) must be followed. • $0.00 Travel - Travel costs (i.e., airfare, mileage, per diem, hotel, etc.) are allowable as expenses by employees who are on travel status for official business related to the planning and conduct of the training project(s) or for attending ODP- sponsored courses. These costs must be in accordance with state law as highlighted in the OJP Financial Guide. States must also follow state regulations regarding travel. If a state nr farritnn, dnac nnl haun a Iraval nnliru tha,, m, ,cl fnlln.., • $0.00 Supplies - Supplies are items that are expended or consumed during the course of the planning and conduct of the training project(s) (e.g., copying paper, gloves, tape, and non -sterile masks.) . $0.00 Tuition for higher education $0.00 Other Items - These costs include the rental of space/locations for planning and conducting training, badges, etc. - $0.00 SUB TOTAL $0.00 A complete list of ODP approved training courses may be found at www.olp.usdol.poviodp/docs/Eliqible Federal Courses.pdf 4 rf Line Item i + '- �.- }.:.. 'h i 7 X 3'Y .. A. r �y, A. f CC . $' 1 !ice { % F ( . _ ;AIIo able Exercise Costs " r, �" f.i. Y5 .�'SR ! f 1Fah. „Quantity tN 'vi ? k S- 3 tk "; Yir;' ` S .. , ; fi -Un taCost 4_ 3 k T: k�'�d.: A Y 1i `a T f Fs, {. ;' x ` Total. COst ��'Y Design, Develop, Conduct and Evaluate an Exercise $0.00 Exercise Planning Workshop - Grant funds may be used to plan and conduct an Exercise Planning Workshop to include costs related to planning, meeting space and other meeting costs, facilitation costs, materials and supplies, travel and exercise plan development. $0.00 7 of14 DIVISION OF EMERGENCY MANAGEMENT DETAIL OF CLAIMS FORM 4A Full or Part -Time Staff or Contractors/Consultants - Full or part -lime staff may be hired to support exercise -related activities, Payment of salaries and fringe benefits must be in accordance with the policies of the state or local unit(s) of government and have the approval of the stale or the awarding agency, whichever is applicable. The services of contractors/consullants may also be procured to support the design, development, conduct and evaluation of CBRNE exercises. The applicant's formal written procurement policy or the Federal Acquisition Regulations (FAR) must be followed. $0.00 Overtime and backfill costs —Overtime and backfill costs, including expenses for part-time and volunteer emergency response personnel participating in FEMA exercises $0.00 . Implementation of HSEEP $0.00 Travel - Travel costs (i.e., airfare, mileage, per diem, hotel, etc.) are allowable as expenses by employees who are on travel status for official business related to the planning and conduct of the exercise project(s). These costs must be in accordance with state law as highlighted in the OJP Financial Guide. States must also follow state regulations regarding travel. If a slate or territory does not have a travel policy they must follow federal guidelines and rates, as explained in the OJP Financial Guide. For further information on federal law pertaining to travel costs please refer to http://www.ojp.usdoj.gov/FinGuide. $0.00 Supplies - Supplies are items that are expended or consumed during the course of the planning and conduct of the exercise project(s) (e.g., copying paper, gloves, tape, non -sterile masks, and disposable protective equipment). $0,00 Other Items - These costs include the rental of. space/locations for exercise planning and conduct, exercise signs, badges, etc. $0.00 SUB TOTAL $o.00 '�..,"`+s32'r-3 �T 'ALa Lme Item_ .•sv r �'�v; :.f�Y 3 :f.,_,yx ` �t,. {� P t ,eZx,l.�. �' r9 n P ,g �� Atlowa;ble E,gutpment Costs = E v;_s ,n, syV`r- �, Qt�lantttyF }.. 5 •,.y.e. s t x'y, 4r yr j? ; � Umf Cos( .0 ,,s^,��`",."r �3j.+ {Ui +k T6 of Cost __ -� �.. 2'yt q Fd r, l � #; The table below highlights the allowable equipment categoes allowable equipment categones, and specific equipment based Authorized Equipment List at http /Iwww.rkb us * Ciick`on Authorized Equipment List (AEL) * If you wish to purchase a piece of•equipment from ny a category put;the AEL item number' and title n for this eligible under categorybelow award A comprehensive each category can` be then in the space listing of these found on the web given below that Personal Protective Equipment $0.00 $0.00 Explosive Device Mitigation and Remediation Equipment $0.00 $0.00 CBRNE Operational Search and Rescue Equipment $0.00 $0.00 Information Technology $0.00 8 of14 DIVISION OF EMERGENCY MANAGEMENT DETAIL OF CLAIMS FORM 4A $0.00 Cyber Security Enhancement Equipment $0.00 $0.00 Interoperable Communications Equipment $0.00 $0.00 Detection Equipment $0.00 $0.00 Decontamination Equipment $0.00 $0.00 Medical $0.00 $0.00 Power $0.00 $0.00 CBRNE Reference Materials $0.00 $0.00 CBRNE Incident Response Vehicles $0.00 $0.00 Terrorism Incident Prevention Equipment $0.00 $0.00 Physical Security Enhancement Equipment $0.00 $0.00 Inspection and Screening Systems $0.00 $0.00 Agriculture Terrorism Prevention, Response, and Mitigation Equipment $0.00 $0.00 CBRNE Prevention and Response Watercraft $0.00 $0.00 CBRNE Aviation Equipment $0.00 $0.00 CBRNE Logistical Support Equipment $0.00 $0.00 Intervention Equipment $0.00 $0.00 Other Authorized Equipment (include any construction or renovation costs in this category; Written approval must be provided by FEMA prior to the use of any funds for construction or renovation) $0.00 $0.00 SUB TOTAL $0.00 9 of14 DIVISION OF EMERGENCY MANAGEMENT DETAIL OF CLAIMS FORM 4A 'I. i . 'pp [ ,rr % zqz- IVJI.1Q < f�yt� Line 9:.ry __.._....� %. (V S�1 )i,:- • 3.a �. G W,: li T { 4 C�.yA' . . }lriy, ';;.„. `.`.]t 4-.F`...�:1.. . J •t�'+7. 'hf's l �Y_i 4 ,t, ;.' VA' '�`'4 xir,l V 'S Y l If4� `�i.F ? �t � w, ,,,,, t F`tPerson of vl l- s. � �1,.....t*:�,t.. ..�5_,,, r..r..... ,...Il. .._.�; .,>.�.:�,st,��.z i .� y(. i EK :. 4. F i r:1 Qu,g010,, c _. >• }- rt '-C lX ll . ., �t"%t '. 3Y ' ,.n r } }i f.Y' " lln.. Cos4 b 7 _ ��, _._.., _.... ...::,s_ r tom' V , f- t,ti ? ; 4�i'.� om"'} ;k,�'S - n 4; 1 1i3, �f Y +k k ' Tot f 95_ x "ir.�,��r....._2... .._._,�.. ,: }) �, 44: �iv�;:;. Ik Lx 3:. t =i . # . �s .- s,,`"• Up to 50 percent of total program funds may be used for personnel and personnel -related activities .$0.00 SUB TOTAL $o.00 i.P a �T:. . f ti \s�. P'; = , Fa •?- , L-;' -,, .A Line fterrt E� ! r �g ble ManagemenandAdrninistratlor� i, i_z«d>& .V� .ia+..P ,' rf,ts.em tire, jY3 c v. iu'� ..IsAW+;. {i r9 .,r :,.Costs (trtanagemdfi i d admfntstration co s a.4.0r ,... ?is.. #.: Q _„,.- _ t ., :Yto�S"+c t r'Sil'i t Y,.- mayxnotrexceed=3 //orof the Recipient sttotai Pn L, aw.gr� '�' •1*f z," lfi. @kt Xf'x.!tx�c�`". :_ 4' �h 4 V "e.'' y� �y-n ._^ b;f� *i .t“'" j �' award) >;< .s a t * r�� 5 } . r'r t • l'�5 i '= o. r?+ Quantity> r F 3" . tset�t y3 ��$r�. t M1KBL SF� �. L9�`S 5 ^ � �fi :4 ' r , �ry� kit ', •`tf-.."it* Eh' Uni, CASYf .1 •, rY<e q3 x1 L};'t1 5� Y^ ir �Ds i � ..,,,,.."A a'1 .7ota GoSt awn S W'v' 1k.`lY F f.: � •:, �y{ i J,# Hiring of full-time or part-time staff or contractors/consultants: • To assist with the management of the FY 2010 UASI • To assist with application requirements and the implementation of the FY 2010 UASI • To assist with the compliancy with reporting and data collection as it may relate to the FY 2010 UASI • Meeting compliance with reporting/data collection requirements, including data calls. $0.00 Development of operating plans for information collection and processing necessary to respond to DHS/FEMA data calls. $0.00 Overtime and backfill costs — Overtime expenses are defined as the result of personnel who worked over and above their normal scheduled daily or weekly worked time in the performance of FEMA — approved activities. Backfill Costs also called "Overtime as Backfill" are defined as expenses from the result of personnel who are working overtime in order to perform the duties of other personnel who are temporarily ' assigned to FEMA — approved activities outside their core responsibilities. Neither overtime nor backfill expenses are the result of an increase of Full — Time Equivalent (FTEs) employees. These costs are allowed only to the extent the payment for such services is in accordance with the policies of the state or unit(s) of local govemment and has the approval of the state or the awarding agency, whichever is applicable. In no case is dual compensation allowable. That is, an employee of a unit of government may not receive compensation from their unit or agency of government AND from an award for a single period of time (e.g., 1:00 pm to 5:00 pm), even though such work may benefit both activities. Fringe benefits on overtime hours are limited to Federal Insurance Contributions Act (FICA), Workers' Compensation and Unemployment Compensation. $0.00 Travel expenses $0.00 Meeting -related expenses (For a complete list of allowable meeting -related expenses, please review the OJP Financial Guide at http://www.ojp.usdoj.gov/FinGuide). . $0.00 computers, other the Acquisition of authorized office equipment, including personal laptop computers, printers, LCD projectors, and equipment or software which may be required to support implementation of the homeland security strategy. $0.00 10 of14 DIVISION OF EMERGENCY MANAGEMENT DETAIL OF CLAIMS FORM 4A The following are allowable only within the contract period: • Recurring fees/charges associated with certain equipment, such as cell phones, faxes, etc. • Leasing and/or renting of space for newly hired personnel to administer programs within FY10 UASI. $0.00 SUB TOTAL $o.00 i'.7+r'ahy6 °y`hxY�h iIY* h % . 1 i ti sPrr'r '-, NA,L �R. $� ` . DU�E'u7sS S. $0.00 11 of14 DIVISION OF EMERGENCY MANAGEMENT PROJECT MILESTONES AND DELIVERABLES. FO RM 4C' THIS IS A REQUIRED DOCUMENT AND MUST BE SUBMITTED WITH EACH REQUEST FOR REIMBURSEMENT If applicable, please select the procurement method(s) associated with this request. Method of Procurement: ITB r RFP ITN r Single/Sole Source (Cost Analysis) Emergency Certification Other: Specify N/A r Categories Funds Expended (This Request) 1. Planning Costs 2. Training Costs 3. Exercise Costs 4. Organization Costs 5. Equipment Costs 6. Management and Administration Costs (limited to 3% of the total award) TOTALS $0.00 Deliverables should be *Directly related to *Used to measure *Specific, Quantifiable, Measureable *Events that *A necessary part of the scope progress & Verifiable trigger payment your performance NARRATIVE SUMMARY OF EXPENDITU DRES eliverabies'.:lncluding Minimum Perfvormance" Standards< his information must beclea ly linked to the'` project TIMELINE, DELIVERABLES AND SCOPE OF WOR AGENCY MANAGEMENT CERTIFICATION:; I certify, by evidence of my signature below, the above information is true and correct; and accurately reflects the terms and conditions of the executed agreement on file. I understand that the FDEM reserves the right to require additional documentation and/or conduct periodic post -audits of any agreement. Management Name Printed Management Signature Date: DIVISION OF. EMERGENCY•MANAGE; 2555 SHUMARD OAK.BOULEVAMENTRD TAHASSEE, FLORRIA:3239,9 2100 LLA ' : CLOSE OUT M REPORT FOR5 This form should be completed and submitted to the Division no later than sixty (60) days after the termination date of the Agreement GRANTEE ADDRESS CITY AND STATE EXPENDITURES, 1. Planning Costs 2. Training Costs 3. Exercise Costs 4. Organization Costs 5. Equipment Acquisition Costs 6. Management and Administration Costs TOTAL EXPENDITURES $0.00 Total funds received from the Division of Emergency Management under this Agreement (Column 4, Line 7) Less total grant award expenditures (Column 2, Line 7) Equals balance of Agreement owed to DEM $0.00 AGREEMENT # AGREEMENT AMOUNT AGREEMENT PERIOD TOTAL $0.00 $0.00 . Agreement Amout . $0.00 $0.00 Refund due to State? Yes ; No If Yes, refund check enclosed? If No, enter date refund will be submitted Yes No Refund and/or final interest check are due no later than ninety (90) days after the expiration date of the Agreement. Make check payable to : Cashier, Department of Community Affairs Less total funds received under this Agreement (Column 4, Line 7) $0.00 Balance of Agreement $0.00 I hereby certifiy that the above costs are true and valid costs incurred In accordance with the project Agreement, and that the matching funds, In -kind or cash, were utilized toward the project in this Agreement. Signed: Date: Mail to: Division of Emergency Management, 2555 Shumard Oaks Boulevard, Tallahassee, FL 32399-2100