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HomeMy WebLinkAboutSubmittal-Commissioner Carollo-Actuarial Valuation Report for GESE PensionSubmitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk Cavanaugh Macdonald CONSULTING, LLC The experience urd dedicating, you deserve CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST Actuarial Valuation Report as of October 1, 2014 www.CavMacConsulting.com 5-O �5-Subrn'I-i-U\ - tommdsi met( CUO D-/ActuaflIAl \iMuGti UYl 19--t100/-r' eCiY bESE Ptasi orn Submitted into the public Record for item(s) D3_1 on 02/26/2015, City Clerk TABLE OF CONTENTS Page Number Letter to the Board of Trustees 1 Liabilities Table I Summary of Valuation Results 4 Table II Gain and Loss Analysis 5 Table III Unfunded Liability Bases 6 Table IV Accounting Disclosures (GASB 25/27) 7 Table Va Present Value of Accrued Benefits (SB 1128) 9 Table Vb Present Value of Accrued Benefits (Plan Assumptions) 10 Table Vc Progress of Funding 11 Table VI Information Req. by Florida Statute (Chap.112) 12 Assets Table VIIa Development of Actuarial Value of Assets 18 Table VIIb Assets of the Fund 19 Table VIIIa Historical Asset Information 20 Table VIIIb Revenues By Source and Expenses by Type 21 Table [Xa Contributions vs. Fund Payouts 22 Table IXb Historical Contribution Rate 23 Data Table Xa Summary of Member Data 24 Table Xb Data Reconciliation 25 Table Xc Active Data 26 Table Xd Age -Service Salary Table 27 Table Xe Retiree Data 28 Table Xf Projected Benefit Payments 29 Table Xg Comprehensive Annual Financial Report Information Schedule of Active Data, Schedule of Retiree Data, Solvency Test & Analysis of Financial Experience 30 Assumptions Table XIa Actuarial Assumptions and Methods 33 Table XIb Assumption and Method Changes 38 Plan Provisions Table XIIa Plan Provisions 48 Table XIIb Plan Amendments 56 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk Cavanaugh Macdonald CONSULTING,LLC The experience and dedication you deserve January 22, 2015 Board of Trustees City of Miami General Employees' and Sanitation Employees' Retirement Trust 2901 Bridgeport Avenue Coconut Grove, Florida 33133 Dear Members of the Board: This report presents the results of the actuarial valuation of the City of Miami General Employees' and Sanitation Employees' Retirement Trust for the plan year beginning October 1, 2014. The purpose of this report is to provide a summary of the funded status of the plan as of October 1, 2014 and to determine the minimum required contribution amount for the 2015/2016 fiscal year. In addition, this report provides a record of any plan amendments or other plan changes affecting the financial status of the fund. Our calculations were prepared based on member data and financial information provided by the Retirement Trust office. Summary of Valuation Results Currently, the trust receives contributions from the City of Miami and from active members. The amount of the City contributions varies from year to year, while the member contributions are equal to 10% of payroll. After taking into account expected member contributions, the total required contribution from the City is $32,881,500, or 45.72% of covered payroll, for the 2016 fiscal year payable on October 1, 2015. In comparison, the required contribution for the 2015 fiscal year was $33,036,318, or 49.78% of covered payroll. The change in City contribution reflects a decrease in cost due to an investment gain during the year partially offset by a decrease to the interest rate assumption. The impact of assumption changes was to increase the City's contribution requirement for fiscal year 2015 by $619,392. The City Ordinance requires that, as a minimum, all fiscal year contributions made by the City to the Retirement Trust shall be made quarterly, in equal payments, on the first day of each quarter. On this basis, the total required City contribution for the 2015/2016 fiscal year is $33,801,748, and the City is required to make minimum quarterly contributions of $8,450,437 beginning on October 1, 2015. The valuation is based on a series of actuarial assumptions, including an interest (actuarial asset return) rate of 7.70% per year and annual pay increases ranging between 4.00% and 8.75%. Actuarial gains and losses result when the actual experience of the plan (such as asset return, pay increases, turnover, deaths, etc.) is different from that expected by the actuarial assumptions. 3550 Busbee Pkwy, Suite 250, Kennesaw, GA 30144 Phone (678) 388-1700 • Fax (678) 388-1730 www.CavMacConsulting.com Offices in Englewood, CO • Kennesaw, GA • Bellevue, NE Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk The plan's unfunded liability was projected to be $302,387,248 as of October 1, 2014, taking into account expected contributions from the City of $33,036,318 based on the October 1, 2013 valuation. The actual unfunded liability is $289,061,972. The decrease of ($13,325,276) in the unfunded liability is primarily due to an actuarial asset return of 10.46% compared to the expected 7.80% return partially offset by reducing the interest rate assumption to 7.70%. A summary of the amortization payments is presented in Table III. A summary of the results of the valuation and the contribution requirements is presented in Table I. Disclosure information required by GASB statements 25 and 27 can be found in Tables IV, Va, and Vb. The disclosure information required by Chapter 112, Florida Statutes, is presented in Table VI. Tables VIIa through IXb provide information about the fund's assets and historical contributions. In particular, Table VIIa provides an asset reconciliation between October 1, 2013 and October 1, 2014 and calculation of the actuarial value of assets. Table VIIb provides a breakdown of the fund assets by investment type and Tables VIIIa, VIIIb, IXa and 1Xb provide a historical record of the growth, expenses, revenues, annual returns and contributions of the fund. Tables Xa through Xf provide a variety of useful information concerning the participant population. Table Xg provides information to be included in the Comprehensive Annual Financial Report. Tables XI and XII provide a description of the actuarial assumptions and plan provisions reflected in the valuation. Reflected in this valuation for the first time is one assumption change from the prior valuation. The interest rate assumption was lowered from 7.80% to 7.70%. A phased -in interest assumption will be utilized for future valuations, which lowers the assumed interest rate by 0.1 % for each valuation to an ultimate rate of 7.60% which will be reflected in the October 1, 2015 valuation. This actuarial valuation was prepared and completed by me or under my direct supervision and I acknowledge responsibility for the results. To the best of my knowledge, the results are complete and accurate and, in my opinion, the techniques and assumptions used are reasonable and meet the requirements and intent of Part VII, Chapter 112, Florida Statutes. There is no benefit or expense to be provided by the plan and/or paid from the plan's assets for which liabilities or current costs have not been established or otherwise taken into account in the valuation. All known events or trends which may require a material increase in plan costs or required contribution rates have been taken into account in the valuation. This is to certify that the independent consulting actuary is a member of the American Academy of Actuaries and has experience in performing valuations for public retirement systems, that the valuation was prepared in accordance with principles of practice prescribed by the Actuarial Standards Board, and that the actuarial calculations were performed by qualified actuaries in accordance with accepted actuarial procedures, based on the current provisions of the Retirement Trust and on actuarial assumptions that are internally consistent and reasonably based on the actual experience of the Retirement Trust. Future actuarial results may differ significantly from the current results presented in this report due to such factors as the following: plan experience differing from that anticipated by the economic or demographic assumptions; changes in economic or demographic assumptions; increases or decreases expected as part of the natural operation of the methodology used for these measurements (such as the end of an amortization period or additional cost or contribution requirements based on the plan's funded status); and changes in plan provisions or applicable law. Since the potential impact of such factors is outside the scope of a normal annual actuarial valuation, an analysis of the range of results is not presented herein. Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk The undersigned is a member of the American Academy of Actuaries and meets the Qualification Standards of the American Academy of Actuaries to render the actuarial opinion contained herein. Respectfully submitted, Jose I. Fernandez, ASA, EA, FCA, MAAA Principal and Consulting Actuary Enrolled Actuary No. 14-4461 JIF/mrt S:\Miami GESE\Valuation\IO-I-?014\Report\Miami GESE Valuation Report.Docx Micki R. Taylor, ASA, EA, FCA, MAAA Senior Actuary Enrolled Actuary No. 14-5975 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk SUMMARY OF VALUATION RESULTS TABLE I As of October 1, 2013 As of October 1, 2014 1. Number of Members a. Active Members 1,288 1,376 b. Inactive Members (duecontnbs. refund) 139 142 c. Deferred Vested Members 23 28 d. Retired Members: i. Non -disabled 1,636 1,595 ii. Disabled 57 55 iii. Beneficiaries 380 381 iv. Sub -total 2,073 2,031 e. Total Members 3,523 3,577 2. Total Annual Compensation $64,437,132 $69,829,851 3. Total Covered Payroll $66,370,246 $71,924,747 4. Total Annual Benefit Payments $72,294,380 $71,994,749 5. Liabilities, Assets and Normal Cost a. Present Value of Future Benefits $932,397,016 $947,565,101 b. Actuarial Value of Assets $556,570,561 $576,796,227 c. Actuarial Accrued Liability $865,911,262 $865,858,199 d. PV of Future Member Contributions $64,575,235 $69,159,078 e. PV of Future Normal Costs $1,910,519 $12,547,824 f. Present Value of Future Payroll $645,752,353 $691,590,784 g. Employer Normal Cost Rate 2.57% 2.60% h. Individual Entry Age Employer Normal Cost $1,704,290 $1,872,272 6. Unfunded Liability a. Actuarial Accrued Liability $865,911,262 $865,858,199 b. Actuarial Value of Assets $556,570,561 $576,796,227 c. Unfunded Liability $309,340,701 $289,061,972 (item 6.a. minus 6.b., not less than zero) 2014/2015 Fiscal 2015/2016 Fiscal 7. Total Required Minimum City Contribution Year Year a. Normal Cost (with custodial expenses) $1,954,290 $2,122,272 b. Amortization of Unfunded Liability $31,082,028 $30,759,228 c. Minimum Required Contribution $33,036,318 $32,881,500 As a percentage of covered payroll 49.78% 45.72% 8. Total Recommended Contribution Payable Quarterly $33,972,537 $33,801,748 Quarterly $8,493,134 $8,450,437 On October 1, 2014 October 1, 2015 Fiscal Year 2015 2016 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 4 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk GAIN AND LOSS ANALYSIS TABLE II 1. Actual Unfunded Accrued Liability as of October 1, 2013 $309,340,701 2. Plan sponsor normal cost for this plan year $1,812,885 3. Interest on 1. and 2. $24,269,980 4. Plan sponsor contribution for this plan year (including amounts expected to be paid) ($30,710,096) 5. Interest on 4. ($1,197,694) 6. Changes due to a. + b. + c. + d. a. assumptions $7,960,612 b. plan amendments $0 c. funding method $0 d actuarial (gain)/bss ($22,414,416) 7. Total current unfunded actuarial accrued liability 1. + 2. + 3. + 4. + 5. + 6. 8. Items Affecting Calculation of Accrued Liability a. Plan provisions reflected in the unfunded accrued liability (see Table XIIa on page 48) b. Plan amendments reflected in item 4.c. above (see Table XIIb on page 56) c. Actuarial assumptions and methods used to determine actuarial accrued liability and normal cost (see Table XIa on page 33) d. Changes in actuarial assumptions and methods reflected in items 4.a. and 4.b. above (see Table XIb on page 38) ($14,453,804) $289,061,972 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 5 UNFUNDED LIABILITY BASES TABLE III Outstanding 2013/2014 Outstanding 2014/2015 fears Date Original Balance as of Amortization Balance as of Amortization Remaining as of Established Amount October 1, 2013 Payment October 1, 2014 Payment October 1, 2014 10/1/2002 Actuarial Loss $65,123,335 $33,660,539 $4,804,236 $31,481,826 $4,928,820 8 10/1/2002 Assumption Change ($8,586,760) ($6,404,110) ($651,979) ($6,251,652) ($667,578) 13 10/1/2003 Actuarial Loss 551,257,531 $30,395,032 $3,987,751 $28,778,093 54,089,505 9 10/1/2003 Assumption Change 521,280,291 $16,897,822 $1,638,521 $16,577,331 $1,677,103 14 10/1/2004 Actuarial Loss $23,177,230 $15,405,923 $1,876,402 $14,731,183 51,923,515 10 10/12005 Actuarial Loss $18,410,024 513,477,466 51,536,346 $12,992,362 51,574,305 11 10/12006 Actuarial Gain ($2,191,548) ($1,742,785) ($187,206) ($1,691,516) ($191,758) 12 10/1/2006 Assumption and Method Change ($35,017,429) ($32,231,680) ($2,765,116) ($31,980,635) ($2,827,190) 17 10/1/2007 Actuarial Gain ($636,143) ($543,487) ($55,330) ($530,549) ($56,654) 13 10/1/2008 Method Change' $404,497 $400,929 $32,189 $400,012 $32,889 19 10/1/2008 Method Change' (531,590,204) ($28,734,942) ($2,786,324) ($28,189,943) ($2,851,933) 14 10/1/2008 Actuarial Loss $49,292,225 $44,836,977 $4,347,681 $43,986,580 $4,450,054 14 10/1/2009 Assumption Change ($13,505,492) ($12,732,084) ($1,180,942) ($12,544,245) ($1208,309) 15 10/1/2009 Plan Amendment (567,211,205) (563,362,275) ($5,877,057) ($62,427,475) (56,013,250) 15 10/1/2009 Actuarial Loss $105,604,767 599,557,184 $9234,252 $98,088,392 $9,448,244 15 10/1/2010 Actuarial Loss $61,039,131 $59248,499 $5,276,439 558,593,443 $5,396,783 16 10/1/2011 Actuarial Loss $63,298,488 $62,907,639 55,396,769 $62,417,666 55,517,921 17 10/1/2011 Plan/Assumption Changes $3,784,141 $3,760,775 $322,632 $3,731,483 $329,875 17 10/1/2012 Actuarial Loss 549,256,529 $49,160,110 54,074,554 $48,920,045 $4,164,588 18 10/1/2012 Assumption Changes $7,834,245 $7,818,909 $648,057 $7,780,727 $662,377 18 10/1/2013 Actuarial Loss $9,605,158 $9,605,158 $771,154 59,583,207 $787,927 19 10/1/2013 Assumption Changes $7,959,102 $7,959,102 $638,999 $7,940,913 $652,899 19 10/1/2014 Actuarial Gain* ($21,285,888) $0 $0 ($21,285,888) ($1,694,697) 20 10/1/2014 Assumption Changes $7,960,612 $0 $0 $7,960,612 $633,792 20 S365,262,637 S309,340,701 S31,082,028 S289,061,972 S30,759,228 Date Projected Unfunded Liability October 1, 2014 $289,061,972 October 1, 2015 5280,560,514 October 1,2016 $270,379,604 October 1,2017 $258,388,926 October 1, 2034 $0 'Reflects actuarial gain due to correction in development of Actuarial Value of Assets and an actuarial loss due to update in valuation software. RReflects method change of amortization of unfunded liability from level dollar to level percent of pay and change in asset smoothing method from 3 to 5 year smoothing. *The total experience loss (gain) for the 2013/2014 plan year of $(22,414,416) is adjusted for contribution timing differences adjusted for interest equal to $1,128,528. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 6 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACCOUNTING DISCLOSURES (GASB 25/27) TABLE IV 1. Number of Plan Members as of 10/1: a. Retirees and beneficiaries receiving benefits b. Terminated plan members entitled to but not yet receiving benefits c. Active plan members d. Total 2. Development of Annual Required Contribution (ARC): a. Valuation date b Employer normal cost: i Total normal cost ii. Employee contributions iii Employer normal cost c. Amortization of UAAL: i PV of future benefits ii. PV of future employer normal costs iii PV of future employee contributions iv. Actuarial accrued liability (AAL) v. Actuarial value of assets vi. Unfunded AAL (UAAL) vii. Amortization of UAAL (I) d. Amortization of NPO e. ARC (Item 2.b.iii. + Item 2.c.vii. + Item 2.d.) 3. Annual Pension Cost and Net Pension Obligation (NPO): a. ARC b. Interest on NPO c. Adjustment to ARC d. Annual Pension Cost e. Contributions made f. Increase(decrease) in NPO g. NPO (beginning of year) h. NPO (end of year) For the Fiscal Year Ended 9/30/2014 9/30/2015 2014 2,031 170 1,376 3,577 10/01/2012 8,158,164 $ (6,439,120) "' 1,719,044 $ 922,216,357 (622,648) (63,344,768) $ 858,248,941 (560,966,742) 10/01/2013 8,591,315 (6,637,025) (3' 1,954,290 $ 932,397,016 (1,910,519) (64,575,235) $ 865,911,262 (556,570,561) $ 297,282,199 $ 28,991,052 0 $ 30,710,096 $ 309,340,701 31,082,028 0 33,036,318 $ 30,710,096 $ 0 0 33,036,318 0 0 $ 30,710,096 $ (30,710,096) 0 0 $ 0 (q As required by Florida Statutes, the unfunded actuarial accrued liability is amortized within a 30 fiscal year period. ('-' Expected employee contributions based on total annual compensation of $62,515,723 as of October 1, 2012. (3) Expected employee contributions based on total annual compensation of $64,437,132 as of October 1, 2013. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST 33,036,318 PAGE 7 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACCOUNTING DISCLOSURES (GASB 25/27) TABLE IV (CONTINUED) 4. Schedule of Employer Contributions Annual Year Ended Required Contribution Percentage (Excess)/ September30 Contribution Made Contributed Deficiency 2010 24,037,093 24,037,093 100.00% 0 2011 20,232,513 20,232,513 100.00% 0 2012 25,973,331 25,973,331 100.00% 0 2013 25,568,193 25,568,193 100.00% 0 2014 30,710,096 30,710,096 100.00% 0 5. Schedule of Funding Progress actuarial UAAL Actuarial Actuarial Accrued Unfunded as % of Valuation Value of Liability' AAL Funded Annual Annual Date .Assets (AAL) (UAAL) Ratio Payroll Payroll (a) (b) (b) - (a) (a)/(b) (c) !(b) - (a)]/(c) 10/1/2010 652,999,926 840,871,136 187,871,210 77.66% 68,762,827 273.22% 10/1/2011 600,678,610 845,125,040 244,446,430 71.08% 63,601,380 384.34% 10/1/2012 560,966,742 858,248,941 297,282,199 65.36% 62,515,723 475.53% 10/1/2013 556,570,561 865,911,262 309,340,701 64.28% 64,437,132 480.07% 10/1/2014 576,796,227 865,858,199 289,061,972 66.62% 69,829,851 413.95% 6. Additional Information Valuation date to determine ARC FY 2015: Actuarial cost method: Amortization method: Remaining amortization period: Equivalent single amortization period: Asset valuation method: Actuarial assumptions: Investment rate of return* Projected salary increases* Payroll Growth *Includes inflation at Cost of living adjustments October 1, 2013 Modified Entry Age Normal Level percent, closed 9 to 20 years 14 years 5-Year Smoothed Market 7.80% 4% to 8.75% 3.00% 3.50% 4% per year, with $54 per year minimum and $400 per year maximum. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 8 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PRESENT VALUE OF ACCRUED BENEFITS (SB 1128) TABLE Va Shown below is the development of the Total Present Value of Accrued Benefits for the Plan. The calculations were performed in accordance with Chapter 2011-216 Laws of Florida (SB 1128) which requires the calculation of the present value of accrued benefits be calculated using the Florida Retirement System's assumed rate of return of 7.75% in order to promote comparability of actuarial data between local plans. 1. Actuarial Present Value of Accrued Benefits* As of As of 10/1/2013 10/1/2014 a. Vested Accrued Benefits: i. Retired members, beneficiaries, and deferred vested members $742,535,906 $732,424,447 ii. Active and inactive members* $66,506,675 $73,673,676 w. Sub -total $809,042,581 $806,098,123 b. Non -vested Accrued Benefits $10,545,072 $9.603,394 c. Total Benefits $819,587,653 $815,701,517 2. Statement of Changes in Total Actuarial Present Value of All Accrued Benefits a. Actuarial Present Value as of October 1, 2013 $819,587,653 b. Increase (Decrease) During 2013/2014 Plan Year Attributable to: i. Interest $60,659,413 a Benefits accumulated/experience $9,225,546 di. Benefits paid ($73,771,095) iv. Plan amendments $0 v. Changes in actuarial assumptions or methods $0 vi. Net increase (decrease) ($3,886,136) c. Actuarial Present Value as of October 1, 2014 $815,701,517 3. Items Affecting Calculation of Actuarial Present Value of Accrued Benefits a. Plan provisions reflected in the accrued benefits (see Table XIIa on page 48) b. Plan amendments reflected in item 2.b.iv. above (see Table XI1b on page 56) c. Actuarial assumptions and methods used to determine present values (see Table XIa on page 33) d. Changes in actuarial assumptions and methods reflected in item 2.b.v. above (see Table XIb on page 38) * The actuarial present value of vested benefits for active and inactive members includes nonforfeitable accumulated member contributions in the amount of $70, 317, 889 as of October 1, 2013 and $76,301,336 as of October 1, 2014. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 9 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PRESENT VALUE OF ACCRUED BENEFITS (PLAN ASSUMPTIONS) TABLE Vb Shown below is the development of the Total Present Value of Accrued Benefits for the Plan. The calculations were performed using the Plan's discount rate of 7.7% which was adopted in May 2012 and first used in the October 1, 2014 valuation. 1. Actuarial Present Value of Accrued Benefits* As of As of 10/1/2013 10/1/2014 a. Vested Accrued Benefits: i. Retired members, beneficiaries, and deferred vested members $739,487,758 $735,433,118 ii. Active and inactive members* $65,970,939 $74,266,580 iii. Sub -total $805,458,697 $809,699,698 b. Non -vested Accrued Benefits $10,446,745 $9,682,660 c. Total Benefits $815,905,442 $819,382,358 2. Statement of Changes in Total Actuarial Present Value of All Accrued Benefits a. Actuarial Present Value as of October I, 2013 (7.8% interest) $815,905,442 b. Increase (Decrease) During 2013/2014 Plan Year Attributable to: i Interest $60,763,552 ii. Benefits accumulated/experience $9,153,783 iii. Benefits paid ($73,771,095) iv. Plan amendments $0 v. Changes in actuarial assumptions or methods $7,330,676 vi. Net increase (decrease) $3,476,916 c. Actuarial Present Value as of October 1, 2014 (7.7% interest) $819.382,358 3. Items Affecting Calculation of Actuarial Present Value of Accrued Benefits a. Plan provisions reflected in the accrued benefits (see Table XIIa on page 48) b. Plan amendments reflected in item 2.b.iv. above (see Table XIIb on page 56) c. Actuarial assumptions and methods used to determine present values (see Table XIa on page 33) d. Changes in actuarial assumptions and methods reflected in item 2.b.v. above (see Table XIb on page 38) * The actuarial present value of vested benefits for active and inactive members includes nonforfeitable accumulated member contributions in the amount of $70,317, 889 as of October 1, 2013 and $76,301,336 as of October 1, 2014. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 10 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PROGRESS OF FUNDING TABLE VC ® Year Interest Rate Present Value Market Value Funded Ending 9/30 Assumption of Accrued Benefits* of Assets Ratio 2004 8.10% $605,934,834 $546,454,226 90.20% 2005 8.10% $647,824,031 $586,943,151 90.60% 2006 8.10% $650,607,217 $623,992,356 95.90% 2007 8.10% $683,690,757 $694,302,333 101.60% 2008 8.10% $714,893,783 $576,492,500 80.64% 2009 8.10% $742,076,105 $538,012,201 72.50% 2010 8.10% $800,285,084 $553,797,518 69.20% 2011 8.00% $805,349,932 $517,904,877 64.31% 2012 7.90% $813,986,821 $566,197,533 69.56% 2013 7.80% $815,905,442 $590,384,170 72.36% 2014 7.70% $819,382,358 $619,561,295 75.61% *The cost method used for determining the Present Value of Accrued Benefits is Unit Credit. Calculations are based on current service and the current salaries as of the valuation date. The Present Value of Accrued Benefits is defined by participants' accumulated plan benefits as those future benefit payments that are attributable under the plan's provisions to employees' service rendered to the benefit information date. Their measurement is primarily based on employees' history of pay and service and other appropriate factors as of that date. Future salary changes are not considered. Future years of service are considered only in determining employees' expected eligibility for particular types of benefits, for example, early retirement, death, and disability benefits. To measure their actuarial present value, assumptions are used to adjust those accumulated plan benefits to reflect the time value of money (through discounts for interest) and the probability of payment (by means of decrements such as for death, disability, withdrawal, or retirement) between the benefit information date and the expected date of payment. An assumption of an ongoing plan underlies those assumptions. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 11 Submitted into the public Record for item(s) D3.1 on 02/26/2015. City Clerk INFORMATION REQ. BY FLORIDA STATUTE (CHAPTER 112) TABLE VI After Assumption Change Actuarial Valuation prepared as of: October 1, 2013 October 1, 2014 1. Participant Data a. Active members: i Number il. Total annual payroll iii. Estimated covered payroll 1,288 1,376 $64,437,132 $69,829,851 $66,370,246 $71,924,747 b. Retired members (other than disableds): i Number 1,636 1,595 ii. Total annualized benefit $65,510,783 $64,943,492 c. Beneficiaries receiving benefits: i. Number 380 381 ii. Total annualized benefit $5,393.877 $5,685,377 d. Disabled members receiving benefits: i Number 57 55 ii. Total annualized benefit $1,389,720 $1,365,880 e. Terminated vested and inactive members: i Number 162 170 ii. Total annualized benefit $613,566 $847,500 2. Assets a. Actuarial value of assets $556,570,561 $576,796,227 b. Market value of assets $590,384,170 $619,561,295 3. Liabilities a. Present value of all future expected benefit payments: i Active and inactive members: Retirement benefits $166,442,712 $184,285,311 Vesting benefits $15,386,588 $16,170,078 Disability benefits $1,489,431 $1,536,470 Death benefits $2,830,670 $3,140,060 Return of contributions $6,759,857 $7,000,064 Total $192,909,258 $212,131,983 ii. Terminated vested members $4,622,548 $5,630,453 iii Retired members and beneficiaries: Retired (other than disabled) and beneficiaries $722,004,671 $717,393,470 Disabled members $12,860,539 _ $12,409,195 Total $734,865,210 $729,802,665 iv. Total present value of all future expected benefit payments $932,397,016 $947,565,101 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 12 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk INFORMATION REQ. BY FLORIDA STATUTE (CHAPTER 112) TABLE VI (CONTINUED) After Assumption Change Actuarial Valuation prepared as of: October 1, 2013 October 1, 2014 b. Active actuarial liability $124,287,343 $128,392,029 c. Actuarial accrued liability $865,911,262 $865,858,199 d. Unfunded actuarial accrued liability $309,340,701 $289,061,972 (please reference Table III for details conceming the unfunded liability bases and schedule of amortization payments) 4. Actuarial Present Value of Accrued Benefits $819,587,653 $815,701,517 (please reference Tables Va and Vb for details conceming the present value of accrued benefits) 5. Pension Cost a. Normal cost contnbuted by City $1,954,290 $2,122,272 b. Payment to amortize unfunded liability $31,082,028 $30,759,228 c. Subtotal (not less than zero) $33,036,318 $32,881,500 d. Normal cost contributed by members $6,637,025 $7,192,475 e. Total required contribution $39,673,343 $40,073,975 As a percentage of covered payroll: 59.78% 55.72% f. Amount to be contributed by members $6,637,025 $7,192,475 As a percentage of covered payroll: 10.00% 10.00% g. Amount to be contributed by City $33,036,318 $32,881,500 As a percentage of covered payroll: 49.78% 45.72% Fiscal Year 6. Past Contributions 2012/2013 2013/2014 a. Required contribution $32,302,052 $37,941,331 b. Actual contribution made by: i City $25,568,193 $30,710,096 ii. Members $6,733,859 $7,231,235 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 13 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk INFORMATION REQ. BY FLORIDA STATUTE (CHAPTER 112) TABLE VI (CONTINUED) After Assumption Change Actuarial Valuation prepared as of October 1, 2013 October 1, 2014 7. Other disclosures a. Present value of active members': i Future salaries: at attained age $645,752,353 $691,590,784 at entry age N/A N/A ii. Future contributions: at attained age $64,575,235 $69,159,078 at entry age N/A N/A b. Present value of future normal contributions from City c. Present value of future expected benefit payments for active members at entry age d. Amount of active and inactive members' accumulated contributions $1,910,519 $12,547,824 N/A N/A $70,317,889 $76,301,336 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 14 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk INFORMATION REQ. BY FLORIDA STATUTE (CHAPTER 112) TABLE VI Prior to Assumption Change Actuarial Valuation prepared as of: October 1, 2013 October 1, 2014 1. Participant Data a. Active members: i Number u. Total annual payroll iii. Estimated covered payroll 1,288 1,376 $64,437,132 $69,829,851 $66,370,246 $71,924,747 b. Retired members (other than disableds): i Number 1,636 1,595 d. Total annualized benefit $65,510,783 $64,943,492 c. Beneficiaries receiving benefits: i Number 380 381 u. Total annualized benefit $5,393,877 $5,685,377 d. Disabled members receiving benefits: i. Number 57 55 ii. Total annualized benefit $1,389,720 $1,365,880 e. Terminated vested and inactive members: i Number 162 170 11. Total annualized benefit $613,566 $847,500 2. Assets a. Actuarial value of assets $556,570,561 $576,796,227 b. Market value of assets $590,384,170 $619,561,295 3. Liabilities a. Present value of all future expected benefit payments: i. Active and inactive members: Retirement benefits $163,140,800 $180,693,566 Vesting benefits $15,009,880 $15,774,276 Disability benefits $1,466,943 $1,513,047 Death benefits $2,774,021 $3,077,979 Return of contributions $6,737,554 $6,975,615 Total $189,129,198 $208,034,483 ii. Terminated vested members $4,557,969 $5,548,810 iii. Retired members and beneficiaries: Retired (other than disabled) and beneficiaries $716,139,121 $711,570,830 Disabled members $12,765,695 $12,319,695 Total $728,904,816 $723,890,525 iv. Total present value of all future expected benefit payments $922,591,983 $937,473,818 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 15 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk INFORMATION REQ. BY FLORIDA STATUTE (CHAPTER 112) TABLE VI Prior to Assumption Change b. Active actuarial liability c. Actuarial accrued liability d. Unfunded actuarial accrued liability (please reference Table III for details concerning the unfunded liability bases and schedule of amortization paynents) 4. Actuarial Present Value of Accrued Benefits (please reference Tables Va and Vb for details concerning the present value of accrued benefits) 5. Pension Cost a. Normal cost contributed by City b. Payment to amortize unfunded liability c. Subtotal (not less than zero) d. Normal cost contributed by members e. Total required contrbution As a percentage of covered payroll: f Amount to be contributed by members As a percentage of covered payroll: g. Amount to be contributed by City As a percentage of covered payroll: 6. Past Contributions a. Required contribution b. Actual contribution made by: i City ii. Members CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST (CONTINUED) Actuarial Valuation prepared as of: October 1, 2013 October 1, 2014 $122,353,214 $857,952,160 $301,381,599 $819,587,653 $1,791,833 $30,638,391 $32,430,224 $6,637,025 $39,067,249 58.86% $6,637,025 10.00% $32,430,224 48.86% Fiscal 2012/2013 $32,302,052 $25,568,193 $6,733,859 $126,425,200 $857,897,587 $281,101,360 $815,701,517 $1,956,566 $30,305,542 $32,262,108 $7,192,475 $39,454,583 54.86% $7,192,475 10.00% $32,262,108 44.86% Year 2013/2014 $37,941,331 $30,710,096 $7,231,235 PAGE 16 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk INFORMATION REQ. BY FLORIDA STATUTE (CHAPTER 112) TABLE VI (CONTINUED) Prior to Assumption Change Actuarial Valuation prepared as of: October 1, 2013 October 1, 2014 7. Other disclosures a. Present value of active members': i Future salaries: at attained age $641,177,002 $686,692,153 at entry age N/A N/A ii. Future contributions: at attained age $64,117,700 $68,669,215 at entry age N/A N/A b. Present value of future normal contributions from City c. Present value of future expected benefit payments for active members at entry age d. Amount of active and inactive members' accumulated contributions $522,123 $10,907,016 N/A N/A $70,317,889 $76,301,336 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 17 DEVELOPMENT OF ACTUARIAL VALUE OF ASSETS TABLE Vila 1'aluatiuit date October I: 2013 2014 2015 21116 2017 2018 A. Actuarial Value Beginning of Year $ 560,966,742 $ 556,570,561 $ 0 $ 0 S B. Market Value End of Year 590,384,170 619,561,295 0 0 C. Market Value Beginning of Year 566,197.533 590,384.170 0 0 D. Cash Flow DI. Contributions $ 32,302,052 S 37,941,331 $ 0 $ 0 S D2. Benefit Payments (72,431,710) (71,903,481) 0 0 D3. Refund Payments (1.779,420) (1,867,614) D4. Other Expenses (252,895) (265,995) 0 0 D5. Investment Expenses (2,077,290) (1,913,700) 0 0 0 D6. Net (44,239.263) (38,009.459) 0 0 0 E. Investment Income El. Market Total: B.-C.-D6. 68,425,900 67,186,584 0 0 0 0 E2. Assigned Rate 7.90% 7.80% 7.70% 7.60% 7.60% 7 ,,0 E3. Amount for Immediate Recognition 45,141,497 46,555.931 0 0 0 0 E4. Amount for Phased -In Recognition 23,284,403 20,630,653 0 0 0 Phased -In Recognition of Investment Income FI. Current Year:0.20•E4. $ 4,656,881 $ 4,126,131 $ 0 $ 0 $ 0 $ F2, First Prior Year 9,501,812 4,656,881 4,126,131 0 0 0 F3. Second Prior Year (6.713,720) 9,501,812 4,656,881 4.126,131 0 0 F4. Third Prior Year 108,090 (6,713,720) 9,501,812 4,656,881 4,126,131 0 F5. Fourth Prior Year (12,851.478) 108,090 (6,713,720) 9.501,812 4,656,881 4,126,131 F6. Total Recognizedlnyeslmenl Cein S (5,298,415) f 11,679,194 $ 11,571,104 $ 18,284,824 S 8.783,012 $ 4,126,131 G. Preliminary Actuarial Value End of Year: A.+1)6 +E3 +F6. $ 556,570,561 S 576,796,227 $ 0 S 0 $ 0 $ 0 H. Corridor HI. 80%of Market Value $ 472,307,336 $ 495,649,036 H2. 120% of Market Value $ 708,461,004 $ 743,473,554 1. Actuarial Value End of Year G. Not Less than HI. or Not Creaser Than H2. $ 556,570,561 $ 576,796,227 1. Difference Beleeen Markel & Actuarial Values S 33,813,609 S 42,765,068 $ 31.193,964 $ 12.909.140 S 4,126,128 $ 1, A. Market Value Rate of Return 12.17% 11.40% L. Actuarial Value Rate of Return 7.00% 10.46% 0 $ 1 0 The Actuarial Valuation of Assets recognizes assumed investment income (line E3) fully each year. Differences between actual and assumed investment income (line E4) are phased in over a closed 4 year period. During periods when investment performance exceeds the assumed rate, Actuarial Value of Assets will tend to be less than market value. During periods when investment performance is less than the assumed rate, Actuarial Value of Assets will tend to be greater than market value. If assumed rates are exactly realized for 4 consecutive years, actuarial value will become equal to market value. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 18 Submitted into the public Record for item(s) D3.1 on 02/26/2015. City Clerk ASSETS OF THE FUND TABLE VIIb 1. Market Value of Assets* a. Cash equivalents (3.93%) b. U.S. government & agency securities (14.36%) c. Corporate bonds (8.91%) d. Corporate stock (68.64%) e. Real estate fund (3.69%) f. Total invested assets (99.53%) g. Cash (0.11%) h. Fixed assets (0.23%) i Receivable member contributions (0.03%) j. Accrued interest and other receivable (0.59%) k. Accounts payable (-0.11%) 1 Other payables (-0.38%) m. Market value of assets (100%) As of October 1, 2013 $26,049,714 $91,542,543 $51,760,353 $398,834,785 $20,409,959 $588,597,354 $783,671 S975,259 $151,926 $3,903,445 ($841,320) ($3,186,165) $590,384,170 As of October 1, 2014 $24,371,647 $88,962,240 $55,185,242 $425,263,998 $22,850,580 $616,633,707 $671,637 $1,453,758 $195,495 $3,659,994 ($693,868) ($2,359,428) $619,561,295 * The percentages in parentheses indicate the proportion of assets committed to each type of investment as of October 1, 2014. Realized gains and (losses) Unrealized gains and (losses) Year Ending October 1, 2013 $ 23,282,005 $ 34,038,681 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST Year Ending October 1, 2014 $ 35,134,894 $ 21,124,023 PAGE 19 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk HISTORICAL ASSET INFORMATION TABLE Villa 800 700 600 500 400 300 200 100 0 Historical Market Value Assets & Return O O O O N N N N O O N N M O N Plan Year (Assets as of October 1) Market Assets t Market Retum 20% 15% 10% 5% 0% y aX -5% -10% -15% -20% Market Actuarial City and Plan Value as of Value as of Benefit Other Member Year October 1 October 1 Payments* Expenses Contributions 2003/2004 $516,813,945 $555,480,276 $42,022,021 $9,538 $18,607,233 2004/2005 $546,454,226 $564,591,815 $47,094,075 50 $26,861,717 2005/2006 $586,943,151 $588,495,706 $49,830,280 ($149,607) $30,039,931 2006/2007 $623,992,356 $618,482,563 $51,773,454 $28,646 $33,048,564 2007/2008 $694,302,333 $664,145,175 $52,653,558 $142,958 $32,279,954 2008/2009 S576,492,500 $691,791,000 S55,035,075 $53,221 S34,983,730 2009/2010 S538,012,201 S645,614,641 $63,947,313 $49,748 S36,765,804 2010/2011 $553,797,518 $652,999,926 $74,666,559 $94,187 $29,415,586 2011/2012 $517,904,877 $600,678,610 $73,572,275 S73,998 $34,560,894 2012/2013 $566,197,533 $560,966,742 $74,211,130 S252,895 $32,302,052 2013/2014 $590,384,170 $556,570,561 $73,771,095 $265,995 $37,941,331 2014/2015 $619,561,295 $576,796,227 *Including contribution refunds Market Actuarial Value Value Return Return 10.51% 5.98% 11.32% 7.96% 9.82% 8.58% 14.49% 10.58% (14.22)% 2.63% (3.24)% (3.82)% 8.20% 5.48% I.78% 7.00% 17.53% (0.11)% 12.17% 7.00% 11.40% 10.46% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 20 Submitted into the public Record for item(s) D3.1 on 02/26/2015. City Clerk REVENUES BY SOURCE AND EXPENSE BY TYPE TABLE VIM REVENUES Fiscal City Member Total Investment Year Contributions Contributions Contributions Return Total 2003/2004 $10,669,846 $7,937,387 $18,607,233 $55,410,170 $74,017,403 2004/2005 $19,003,415 $7,858,302 $26,861,717 $63,303,292 $90,165,009 2005/2006 $22,018,443 $8,021,488 $30,039,931 $58,921,495 $88,961,426 2006/2007 $24,229,028 $8,819,536 $33,048,564 $91,851,585 $124,900,149 2007/2008 $22,762,902 $9,517,052 $32,279,954 ($94,751,747) ($62,471,793) 2008/2009 $23,191,828 $11,791,902 $34,983,730 ($16,473,559) $18,510,171 2009/2010 $24,037,093 $12,728,711 $36,765,804 $45,195,934 $81,961,738 2010/2011 $20,232,513 $9,183,073 $29,415,586 $11,660,396 $41,075,982 2011/2012 $25,973,331 $8,587,563 $34,560,894 $89,507,450 $124,068,344 2012/2013 $25,568,193 $6,733,859 $32,302,052 $68,425,900 $100,727,952 2013/2014 $30,710,096 $7,231,235 $37,941,331 $67,186,584 $105,127,915 EXPENSES Fiscal Benefits Member Other Investment Year Paid Refunds Expenses Expenses Total 2003/2004 $41,138,832 $883,189 $9,538 $2,345,563 $44,377,122 2004/2005 $45,926,417 $1,167,658 $0 $2,591,529 $49,685,604 2005/2006 $48,077,147 $1,753,133 ($149,607) $2,729,501 $52,410,174 2006/2007 $50,106,211 $1,667,243 $28,646 $2,788,072 $54,590,172 2007/2008 $51,631,847 $1,021,711 $142,958 $2,541,524 $55,338,040 2008/2009 $54,191,981 $843,094 $53,221 $1,902,174 $56,990,470 2009/2010 $62,162,717 $1,784,596 $49,748 $2,179,360 $66,176,421 2010/2011 $72,737,854 $1,928,705 $94,187 $2,207,877 $76,968,623 2011/2012 $72,186,394 $1,385,881 $73,998 $2,129,415 $75,775,688 2012/2013 $72,431,710 $1,779,420 $252,895 $2,077,290 $76,541,315 2013/2014 $71,903,481 $1,867,614 $265,995 $1,913,700 $75,950,790 The city contributions for fiscal year 2010/2011 include contributions of $4,712,259 (paid 10/1/2010), $13,779,647 (paid 12/3/2010) and receivable contributions of $1,740,607 (paid 11/1/2011). CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 21 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk CONTRIBUTIONS VS. FUND PAYOUTS TABLE IXa $85.0 $80.0 $75.0 $70.0 $65.0 $60.0 $55.0 $50.0 $45.0 $40.0 $35.0 $30.0 $25.0 $20.0 $15.0 $10.0 $5.0 $0.0 Historical Contributions Versus Benefit Payments & Expenses 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 Plan Year Beginning Contributions tBenefit Payments & Expenses CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 22 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk HISTORICAL CONTRIBUTION RATE TABLE IXb 70% 60% 50% 20% 10% 0% 1 • I I I I I I I I I I I I ii ii 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 • Required City Contribution Percentage ❑ Member Contribution Percentage Required Member City Required Member City Fiscal Contribution Contribution Fiscal Contribution Contribution Year Percentage Percentage Year Percentage Percentage 2007 10% 33.89% 2012 13% 36.32% 2008 10% 30.11% 2013 10% 38.53% 2009 10% 28.26% 2014 10% 47.69% 2010 12%' 25.65% 2015 10% 49.78% 2011 13% 21.66% 2016 10% 45.72% 'For the 2009/2010 fiscal year, the AFSCME bargaining unit members contributed 13% of payroll. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 23 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk SUMMARY OF MEMBER DATA TABLE Xa Total Number of Members as of October 1 3,800 / 3,700 — I t I 3,600 .0 3,400 .n. r 3,300 3,200 3,100 3,000 2004 2005 2006 2007 2008 2009 2010 — — Total Members 2011 2012 2013 2014 1. Active Members 2. Non -active, Non -Retired Members a. Fully vested b. Non -vested c. Sub -total 3. Retired Members a. Non -disabled b. Disabled c. Beneficiaries As of October 1, 2013 1,288 23 As of October 1, 2014 1,376 28 139 142 162 170 1,636 1,595 57 55 380 381 d. Sub -total 2,073 2,031 4. Total Members 3,523 3,577 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 24 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk DATA RECONCILIATION TABLE Xb Active Non -Active Non -Retired Retired Total 1. Number of members as of October 1, 2013 1,288 162 2,073 3,523 2. Change in Status during the plan year: a. Actives who became inactive (27) 27 0 0 b. Actives/Inactive who retired (13) 0 13 0 c. Active/Inactive who became disabled 0 0 0 0 d. Inactive who became active 4 (4) 0 0 e. Non Vested Terminations (45) 0 0 (45) f. Retired but returned to work 1 0 (1) 0 3. No longer members due to: a. Death (3) 0 (84) (87) b. Refund of contributions or Benefits Ended (I) (15) 0 (16) c. Correction in status 0 0 0 0 4. New members due to: a. Initial membership 172 0 0 172 b. Death of another member 0 0 30 30 c. Omitted last year 0 0 0 0 d. QDRO 0 0 0 0 5. Number of members as of October 1, 2014 1,376 170 2,031 3,577 Retired group includes 212 and 34 DROP members as of October 1, 2013 and October 1, 2014 respectively. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 25 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACTIVE DATA TABLE TABLE XC $56,000 $54,000 c $52,000 en $50,000 , $48,000 $46,000 $44,000 Historical Salary Rate .cr in \ n oe C`, O ▪ N M O O 0 0 0 0 O O ▪ O O O O O O O O O 20.0% 0.0% 5.0% • Average Salary ■ Actual Salary Increase 111 Assumed Salary Increase Actual Assumed Average Salary Salary Date Salary Increase Increase Date 10/1/05 48,334 4.42% 5.00% 10/1/10 10/1/06 48,006 5.22% 5.00% 10/1/11 10/1/07 50,933 9.28% 5.25% 10/1/12 10/1/08 53,420 9.20% 5.25% 10/1/13 10/1/09 54,179 6.51% 5.25% 10/1/14 Actual Assumed Average Salary Salary Salary Increase Increase 53,140 4.86% 5.25% 51,250 (1.92)% 5.25% 50,785 0.25% 0.00% 50,029 1.01% 4.55% 50,748 4.38% 4.66% Active Members as of October 1, 2014 Number Annual Compensation Males 718 $ 37,377,475 Females 658 $ 32,452,376 Total 1,376 $ 69,829,851 Average Annual Compensation Average Entry Age Average Years of Service $ 50,748 35.41 9.21 The average pay shown is the average of the annual rate of pay excluding any overtime pay or other special compensation. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 26 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk AGE -SERVICE -SALARY TABLE TABLE Xd Attained Age Under 1 1 to 4 5 to 9 10 to 14 Completed Years of Service 30 to 34 35 to 39 40 & Up Total 15 to 19 20 to 24 25 to 29 Under25 6 11 0 0 0 0 0 0 0 0 17 Avg Pay* 34,888 35,485 0 0 0 0 0 0 0 0 35,274 25 to 29 34 31 40 0 0 0 0 0 0 0 105 Avg Pay* 34,864 35,685 35,929 0 0 0 0 0 0 0 35,512 30 to 34 27 39 88 21 1 0 0 0 0 0 176 Avg Pay* 36,128 46,056 41,068 47,930 62,614 0 0 0 0 0 42,357 35 to 39 24 24 74 60 16 0 0 0 0 0 198 Avg Pay* 38,764 50,080 47,008 54,848 62,030 0 0 0 0 0 49,971 40to44 18 29 57 55 47 16 0 0 0 0 222 Avg Pay* 50,238 47,580 50,756 60,139 62,576 62,644 0 0 0 0 55,983 45 to 49 10 23 56 62 39 24 4 0 0 0 218 Avg Pay* 48,377 43,764 54,561 59,096 63,124 68,568 78,185 0 0 0 57,936 50 to 54 16 22 40 57 32 18 8 1 0 0 194 Avg Pay* 36,004 46,506 49,229 53,298 61,151 61,332 69,095 56,664 0 0 52,972 55 to 59 7 13 43 50 23 5 2 0 0 0 143 Avg Pay* 46,602 46,600 46,059 56,853 70,811 46,998 88,964 0 0 0 54,523 60 to 64 4 7 23 25 4 2 0 0 0 0 65 Avg Pay* 41,231 42,485 54,534 47,828 49,457 52,861 0 0 0 0 49,475 65 & Up 5 4 13 15 l 0 0 0 0 0 38 Avg Pay* 40,403 57,012 49,556 45,725 45,000 0 0 0 0 0 47,504 Total 151 203 434 345 163 65 14 1 0 0 1,376 Avg Pay• 39,455 44,510 46,835 55,163 63,106 62,964 74,530 56,664 0 0 50,748 *The average pay shown is the average ofthe annual rate of pay excluding any overtime pay or other special compensation. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 27 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk RETIREE DATA TABLE Xe Age At Retirement Less than 30 30 - 39 40-44 45 - 49 50 51 52 53 54 55 56 57 58 59 60 61 62 63 64 65 Over 65 0 20 40 60 80 100 120 140 160 180 200 220 240 260 280 300 320 340 360 380 400 Number of Retirees • Non Disabled Retirees • Beneficiaries u Disabled Retirees Average benefit being paid to non -disabled retirees is $3,393.08 per month. Average benefit being paid to beneficiaries is $1,243.52 per month. Average benefit being paid to disabled retirees is $2,069.51 per month. *Data to compute Age at Retirement Jor deceased retirees with benefit continuing to a survivor was not available. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 28 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PROJECTED BENEFIT PAYMENTS TABLE Xf Fis cal Proje cte d Year Payments 2015 $ 72,476,830 2016 $ 71,993,665 2017 $ 71,612,615 2018 $ 71,254,241 2019 $ 70,868,363 2020 $ 70,714,703 2021 $ 70,800,400 2022 $ 71,543,969 2023 $ 72,367,500 2024 $ 73,117,794 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 29 COMPREHENSIVE ANNUAL FINANCIAL REPORT INFORMATION TABLE Xg Schedule of Active Member Valuation Data Annual Average % Increase Valuation Date Number Annual Payroll Pay In Average Pay October 1, 2010 October 1, 2011 October 1, 2012 October 1, 2013 October 1, 2014 1,294 68,762,827 53,140 (1.92)% 1,241 63,601,380 51,250 (3.56)% 1,231 62,515,723 50,785 (0.91)% 1,288 64,437,132 50,029 (1.49)% 1,376 69,829,851 50,748 1.44% Schedule of Retirants and Beneficiaries Added to and Removed from Rolls Added to Rolls Removed from Rolls Rolls — End of Year % Increase Average Annual Annual Annual In Annual Annual Year Ended Number Allowances Number Allowances Number Allowances Allowances Allowances September 30, 2010 290 $14,222,231 65 $1,196,902 2,200 $72,147,210 22.03% $32,794 September 30, 2011 51 $1,812,048 89 $1,564,297 2,162 $72,394,961 0.34% $33,485 September 30, 2012 41 $1,483,981 78 $1,585,688 2,125 $72,293,254 (0.14)% $34,020 September 30, 2013 45 $2,050,826 97 $2,049,700 2,073 $72,294,380 0.00% $34,874 September 30, 2014 43 $1,559,877 85 $1,859,508 2,031 $71,994,749 (0.41)% $35,448 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 30 0 N c� ?j 0 0 0 COMPREHENSIVE ANNUAL FINANCIAL REPORT INFORMATION TABLE Xg (CONTINUED) Solvency Test Aggregate Accrued Liabilities for (1) (2) (3) Active Member Portion of Accrued Liabilities Active Member Retirants and (Employer Reported Assets Covered by Reported Assets Valuation Date Contributions Beneficiaries Financed Portion) Actuarial Value (1) (2) (3) September 30, 2008 $78,833,075 $531,826,799 $197,958,309 $691,791,000 100% 100% 41% September 30, 2009 $74,970,761 $592,395,005 $113,259,434 $645,614,641 100% 96% 0% September 30, 2010 $51,512,855 $742,702,827 $46,655,454 $652,999,926 100% 81% 0% September 30, 2011 $55,666,384 $745,868,657 $43,589,999 $600,678,610 100% 73% 0% o v) o0 cr September 30, 2012 $64,770,972 $741,277,894 $52,200,075 $560,966,742 100% 67% 0% N a a• °\ 0-0 fD N 2, 0- September 30, 2013 $70,317,889 $739,487,758 $56,105,615 $556,570,561 100% 66% 0% �' B. � � o September 30, 2014 $76,301,336 $735,433,118 $54,123,745 $576,796,227 100% 68% 0% nIW � iD CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 31 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk COMPREHENSIVE ANNUAL FINANCIAL REPORT INFORMATION TABLE Xg (CONTINUED) Analysis of Financial Experience Gains & Losses in Accrued Liabilities During Year Ending September 30 Resulting from Differences Between Assumed Experience & Actual Experience $ Gain (or Loss) For Year Ending September 30 2014 Age & Service Retirements (935,708) If members retire at older ages or with lower final average pay than assumed, there is a gain. If younger ages or higher average pay, a Toss. Disability Retirements 74,556 If disability claims are Tess than assumed, there is a gain. If more claims, a loss. Death -In -Service Retirements (109,314) If survivor claims are less than assumed, there is a gain. If more claims, a Toss. Withdrawal From Employment (92,637) If more liabilities are released by withdrawals than assumed, there is a gain. If smaller releases, a Toss. Pay Increases and Data Adjustments 1,552,326 If there are smaller pay increases than assumed, there is a gain. If greater increases, a loss. Contribution Income (1,732,012) If more contributions are received than expected, there is a gain. If Tess, a loss. Investment Income 14,316,656 If there is greater investment income than assumed, there is a gain. If less income, a loss. Death After Retirement (2,076,490) If retirants live longer than assumed, there is a loss. If not as long a gain. New Members (770,396) Othe r Miscellaneous gains and losses resulting from timing of financial transactions, valuation methods, increase in maximum benefit limits, etc. $11,058,907 Gain (or Loss) During Year From Financial Experience $21,285,888 Non -Recurring Items ($7,960,612) Adjustments for plan amendments, assumption changes, etc. Composite Gain (or Loss) During Year $13,325,276 CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 32 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACTUARIAL ASSUMPTIONS AND METHODS TABLE XIa 1. Actuarial Cost Method The modified individual entry age normal cost method. Under this method, normal costs are determined on the individual entry age normal method. However, if the actuarial value of assets exceeds the entry age accrued liability, the individual entry age normal cost rate for the Plan shall be adjusted by the excess actuarial value of assets divided by the present value of future payroll, in order for the unfunded accrued liability to not be less than zero. As of October 1, 1997, the unfunded actuarial accrued liability is zero. Currently, changes in actuarial assumptions and methods, plan amendments for actives and actuarial gains and losses are amortized as a level percent of pay over 20 years. Plan amendments for retirees are amortized over 15 years. 2. Decrements • Pre -Retirement Mortality UP-1994, Projected to 2018 (using scale AA) for male and female, set forward 1 year. • Post -Retirement Healthy Mortality UP-1994, Projected to 2018 (using scale AA) for male and female, set forward 2 years. • Post -Retirement Disabled Mortality UP-1994, Projected to 2018 (using scale AA) for male and female, set forward 8 years. • Disability Representative values of the assumed annual rates of disability among members in active service are set forth in the following table. 90% of disabilities are assumed to be ordinary (non - occupational), and 10% are service incurred. Of the service incurred disabilities, 50% are assumed to be accidental. Rate .age,`:', Rate ;<Age , Rate Age:' Rate � 2 0.02% 0.02% .:: 30 5 :'' 0.05% 0.07%#5 40 0.09% 0.12% 50�:� ` 0.18% 0.26% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 33 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACTUARIAL ASSUMPTIONS AND METHODS TABLE XIa (CONTINUED) • Permanent Withdrawal from Active Status Representative values of the assumed annual rates of withdrawal among members in active service are set forth in the following table. Age Completed Years of Service 20 25 30 35 40 45 50 55 0 1 2 3 4 13.0% 12.0% 10.0% 8.0% 7.0% 13.0% 12.0% 10.0% 8.0°A) 7.0°A) 13.0% 12.0% 10.0% 8.0% 7.0% 12.5°A) 11.5% 9.5% 7.7% 7.0°A) 11.9% 10.9% 8.9°A° 7.1% 6.5% 11.3% 10.3% 8.3% 6.5% 5.7% 10.7% 9.7°A) 7.7% 5.9% 4.7% 10.4% 9.4% 7.4% 5.6% 4.4% 5 or more 5.8% 5.1 4.5% 3.9% 3.1% 2.5% 2.0% 1.5% • Retirement (non -Backdrop) Representative values of the assumed annual rates of retirement among members in active service are set forth in the following table. The rates for ages 45 through 54 are the assumed rates before the age of 55 under the rule of 70. Age Rate Age' :;; Rate Age Rate Age Rate Age Rate 45 10% - 15% 55 18% 60 18% 65 16% 46 10% I 15% 56 18°A) 61 18% 66 16% 47 10% 52 15% 57 18% 62 18% 67 16% 48 10% 15% 58 18% 63 18% 68 16% 49 10°A 15% 59 18% 64 18% 69 16% 70 100% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 34 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACTUARIAL ASSUMPTIONS AND METHODS TABLE X1a (CONTINUED) • Rates of Backdrop Elections The valuation assumes members will elect a five-year Backdrop. Years of Service e 10-14 15-20 21 25 27 29 30 35 5t 15°A) 51' 15% 15% 52 15% 10%° 53 15% 10% 10% 54 15% 10% 10' 55 18% 10% 10% 10%° 25% 56 18% 10% 10% 10% 25% 57 18% 10% 10% 10% 10% 0 25% 58 18% 10% 10% 10% 10% 25% 59 18% 10% 10% 10% 10% 10% 25% 60' 18% 18% 18% 10%° 10% 10% 10% 25% ' 25% 10% 10% 10% 10"/o '5 10% 10% 25% 25 25% 10% 10'%, 10% 0% ;; 10% 10%.. 25% 25' 25% 63-y ; 10% 10% 10% 1:0' 10% 25% 25% 25°ro '' 25% 64 10% 10% 10% 10% 10% 25% '` 25% 25 /° 25% 65 10% 25% 25% 25% 25% 25% 25% 25" 0 25% 66 10% 25% 25% 25%0 25% 25'/0 25% 25% 25% 67, 10% 25% 25% 25% 25% 25% 25% 25% 16% 68 10% 25% 25% 25°/% 25% 25% 25% 25% 16% 69 10% 25% 25% 25% 25% 25% 25% 25% 16% 70 100% 100% 100% 100% 100% 100% 100% 100% 100% 3. Interest Rate' For the October 1, 2014 valuation, a 7.70% per annum, compounded annually, including inflation, interest rate assumption is utilized. 'A phased -in interest rate assumption will be utilized in accordance with the following table: Valuation Year Interest Rate Assumption 2011 8.00% 2012 7.90% 2013 7.80% 2014 7.70% 2015 7.60% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 35 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACTUARIAL ASSUMPTIONS AND METHODS TABLE XIa (CONTINUED) 4. Salary Increases Salaries are assumed to increase at a rate that varies based on years of credited service. Rate of Increase 8.75% 8.00% 6.50% 5.50% 5.00% 5.00% 4.50% 4.50% 4.50% 4.50% 4.00% 5. Inflation 3.5% per annum. 6. Spouses 80% of active members are assumed to be married with the husband 3 years older than his wife. 7. Expenses The City shall provide for the non -investment expenses of the Retirement Trust. However, there may be some non -investment expenses during the Plan year which will be reimbursed by the City after the end of the year. An allowance for other expenses is made in that the interest rate assumption is net of investment expenses. The City's normal cost includes an allowance of $250,000 per year for the payment of custodial/trustee expenses. 8. Assets Actuarial value, as developed in Table VIIa. The actuarial value of assets recognizes a portion of the difference between the market value of assets and the expected market value of assets, based on the assumed valuation rate of return. The amount recognized each year is 20% of the difference between market value and expected market value. The actuarial value of assets cannot be less than 80% or more than 120% of market value. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 36 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ACTUARIAL ASSUMPTIONS AND METHODS TABLE XIa (CONTINUED) 9. GASB Nos. 25 and 27 The determination of the GASB Nos. 25 and 27 accounting information has been made on the basis of the same assumptions and methods except for the following. The actuarial cost method was the entry age normal frozen actuarial accrued liability. 10. Funding Period (Pursuant to Chapter 112, Florida Statutes) Prior to October 1, 1997, the Gates Agreement amortization payments were paid in accordance with Schedule B of Attachment E of the Gates Agreement. As of October 1, 1997, the payment schedule was replaced. The unfunded actuarial accrued liability as of October 1, 1997 was zero. Beginning October 1, 2011, the following amortization periods apply all as level percent of pay amounts: Benefit changes for actives Benefit changes for retirees Actuarial gain/loss Change in assumptions and methods 11. Maximum Benefit 20 years 15 years 20 years 20 years The valuation reflects the maximum benefit limits under Internal Revenue Code Section 415, indexed in future years at the 3.5% per year assumed rate of inflation. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 37 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb The following assumptions have been changed during the last few plan years: 1. Effective October 1, 1990: Change in interest rate from 7.50% to 8.00%. 2. Effective October 1, 1991: Salary increase assumption was changed from graduated rates to a flat 6.50% per year. 3. Effective October 1, 1993: Change in mortality rates. 4. Effective October 1, 1995: • Change in interest rate from 8.00% to 8.10% per year. • Change in salary increase assumption from 6.50% to 6.00% per year. • Change in mortality rates. • Addition of rates of retirement before the age of 55 under the rule of 70. 5. Effective October 1, 1997: Change in employee turnover rates. Age Assumed Annual Termination Rates for Prior Rates Revised Rates 20 4.8% 5.3% 25 4.2% 4.6% 30 3.6% 4.0% 35 3.0% 3.4% 40 2.4% 2.6% 45 1.8% 2.0% 50 1.2% 1.3% 55 0.9% 1.0% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 38 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) 6. Effective October 1, 1997: Changes in funding and asset methods. Gates Settlement Schedule B Amortization Payments Prior to October 1, 1997, the Gates Agreement amortization payments were paid in accordance with Schedule B of Attachment E of the Gates Agreement. As of October 1, 1997, the payment schedule will be replaced. The unfunded actuarial accrued liability as of October 1, 1997 is zero. Beginning October 1, 1998, the following amortization periods will apply all as level dollar amounts: Benefit improvements for actives 30 years Benefit improvements for retirees 15 years Actuarial gain/loss 15 years Change in assumptions 20 years Asset Valuation Method As of October 1, 1997, the actuarial value of assets shall be changed to moving market value averaged over three years. Each year, the actuarial asset value will be projected forward at the valuation date based on actual contributions and benefit payments at the assumed interest assumption. One third of the difference between the projected actuarial value and the market value plus prior deferrals is added to the projected actuarial value. The remaining two thirds is deferred to each of the next two years as future adjustments to the actuarial value. The result cannot be greater than 120% of market value or less than 80% of market value. As of October 1, 1997 the actuarial value is equal to the market value. Valuation Cost Method The modified aggregate entry age normal cost method will be applied for costs for the fiscal year beginning October 1, 1998. (The City contribution for the fiscal year beginning October 1, 1998 is based on the October 1, 1997 actuarial valuation.) CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 39 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) 7. Effective October 1, 1998: Change in employee retirement rates. Ages Assumed Annual Retirement Rates Prior Rates Revised Rates 45-49 5% 15% 50-54 5% 20% 55 20% 30% 56-61 10% 20% 62 20% 20% 63-64 15% 20% 65-69 20% 20% 70 100% 100% 8. Effective October 1, 1999 changes made to reflect Revenue Code Section 415(L)(1)(A) limitations on the maximum annual benefits payable from the Plan. 9. Effective October 1, 2000: • Change in salary increase assumption from 6.00% to 5.75% per year. • Revised turnover rates for employees with less than 5 years of service as follows: Ages Completed Years of Service 0 1 2 3 4 20 12.5% 11.0% 9.0% 7.5% 6.5% 25 12.5% 11.0% 9.0% 7.5% 6.5% 30 12.5% 11.0% 9.0% 7.5% 6.5% 35 12.5% 11.0% 9.0% 7.5% 6.5% 40 11.4% 10.4% 8.4% 6.6% 6.0% 45 10.8% 9.8% 7.8% 6.0% 5.2% 50 10.2% 9.2% 7.2% 5.4% 4.2% 55 9.9% 8.9% 6.9% 5.1% 3.9% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 40 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) • Change in employee retirement rates Ages Assumed Annual Retirement Rates Prior Rates Revised Rates 45-49 15% 10% 50-54 20% 15% 55 30% 30% 56-61 20% 20% 62 20% 20% 63-64 20% 20% 65-69 20% 20% 70 100% 100% • Change in employee disability rates Ages Assumed Annual Disability Rates Prior Rates Revised Rates 20 0.03% 0.05% 25 0.03% 0.05% 30 0.04% 0.08% 35 0.05% 0.10% 40 0.07% 0.12% 45 0.10% 0.15% 50 0.18% 0.20% 55 0.26% 0.28% • Change in mortality rates for active members by setting back ages 2 years in the 1983 Group Annuity Mortality Table for males and females. 10. Effective October 1, 2002 change in salary increase assumption from 5.75% to 5.00% per year. 11. Effective October 1, 2003: • Change in mortality rates for retired members by setting back ages 2 years in the 1983 Group Annuity Mortality Table for males and females. • Change in mortality rates for retired disabled members by setting forward ages 7 years in the 1983 Group Annuity Mortality Table for males and females. • Revised turnover rates for employees with less than 5 years of service as follows: CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 41 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) Completed Years of Service Ages 0 1 2 3 4 20 12.5% 11.5% 9.5% 7.5% 6.5% 25 12.5% 11.5% 9.5% 7.5% 6.5% 30 12.5% 11.5% 9.5% 7.5% 6.5% 35 12.0% 11.0% 9.0% 7.2% 6.5% 40 11.4% 10.4% 8.4% 6.6% 6.0% 45 10.8% 9.8% 7.8% 6.0% 5.2% 50 10.2% 9.2% 7.2% 5.4% 4.2% 55 9.9% 8.9% 6.9% 5.1% 3.9% • Change in employee retirement rates Ages Assumed Annual Retirement Rates Prior Rates Revised Rates 45-49 10% 10% 50-54 15% 15% 55 30% 26% 56-61 20% 18% 62 20% 18% 63-64 20% 18% 65-69 20% 16% 70 100% 100% 12. Effective October 1, 2006: • Upgrade in actuarial valuation software. • Change in salary increase assumption from 5.00% to 5.25% per year. • Change in mortality rates for retired members by setting back ages 1 year in the 1983 Group Annuity Mortality Table for males and females. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 42 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) Revised turnover rates for employees with 5 or more years of service as follows: Ages Assumed Annual Termination Rates for Prior Rates Revised Rates 20 5.3% 5.8% 25 4.6% 5.1% 30 4.0% 4.5% 35 3.4% 3.9% 40 2.6% 3.1% 45 2.0% 2.5% 50 1.3% 2.0% 55 1.0% 1.5% 13. Effective October 1, 2008: Changes in asset methods and amortization of Unfunded Actuarial Liability. Asset Valuation Method The new actuarial asset valuation method spreads asset gains and losses over five years, instead of the three years under the prior method. Under the new asset method, the expected return is determined each year based on the beginning of year market value and actual cash flows during the year and an expected asset return of 8.1 %. Any difference between the expected market value return and the actual market value return is recognized evenly over a period of five years. The resulting actuarial value of assets cannot be less than 80% or more than 120% of the market value of assets. The new actuarial asset method will phase -in over a five-year period. The phase -in approach assumes 1- year smoothing (20% recognition) of the asset loss for the year ended September 30, 2008. Next year the asset method will include 2-year smoothing, followed by 3-year smoothing and so on, until the full 5-year smoothing is completely phased -in. Amortization of the Unfunded Actuarial Liability The method to amortize the unfunded actuarial liability has been changed from level dollar to level percent of pay. Under the level percentage of projected payroll amortization method, amortization payments are calculated so that they are a constant percentage of the projected payroll of active plan members. The dollar amount of the payments increases over time as payroll increases due to inflation. The dollar amount of the payments, adjusted with inflation, can be expected to remain level as a percent of pay. For example, if the amortization payment increases 3% per year and the payroll also increases 3% per year, then the amortization payment is level as a percentage of pay. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 43 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) The periods to amortize benefit changes for actives and changes in assumptions were changed to 15 years. 14. Effective October 1, 2009: • Change in death -in-service rates for active members to utilize the Mortality Table, projected to 2018 (using scale AA), set forward 1 y • Change in mortality rates for retired members to utilize the UP-1994 Table, projected to 2018 (using scale AA), set forward 2 years. • Change in mortality rates for disabled retirees to utilize the UP-1994 Table, projected to 2018 (using scale AA), set forward 8 years. UP-1994 Group Annuity ear. Group Annuity Mortality Group Annuity Mortality • Revised turnover rates for employees with less than 5 years of service as follows: Completed Years of Service Ages 0 1 2 3 4 20 13.0% 12.0% 10.0% 8.0% 7.0% 25 13.0% 12.0% 10.0% 8.0% 7.0% 30 13.0% 12.0% 10.0% 8.0% 7.0% 35 12.5% 11.5% 9.5% 7.7% 7.0% 40 11.9% 10.9% 8.9% 7.1% 6.5% 45 11.3% 10.3% 8.3% 6.5% 5.7% 50 10.7% 9.7% 7.7% 5.9% 4.7% 55 10.4% 9.4% 7.4% 5.6% 4.4% • Revised turnover rates for disabled retirements as follows: Rate Rate Rate Rate .f., 0.03% 0.03% ; 0.06% 0.08% 45`..:: 0.10% 0.13% a 0.18% 0.26% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 44 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) 14. Effective October 1, 2009 (continued): • Change in the age 55 retirement rate assumption from 26% to 18%. • Salary Assumption modifications in accordance with table below, applicable to Fiscal Year 2010/2011. Salary increase rates remain unchanged from current assumption of 5.25% for future years after Fiscal Year 2011. Salary Range Percent Reduction Less than $39,999.99 0% $40,000.00 - $54,999.99 5% $55,000.00 - $74,999.99 7% $75,000.00 - $119,999.99 9% $120,000 + 12% 15. Effective October 1, 2011: • Change in the assumed interest rate from 8.10% to 8.00% per year. A phased -in interest rate assumption will be utilized in accordance with the following table: Valuation Year Interest Rate Assumption 2011 8.00% 2012 7.90% 2013 7.80% 2014 7.70% 2015 7.60% • Change in the assumed salary increase rates from 5.25% to rates varying by years of credited service as shown below: Rate of Increase 8.75% 8.00% 6.50% 5.50% 5.00% 5.00% 4.50% 4.50% 4.50% 4.50% 4.00% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 45 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE XIb (CONTINUED) The assumed pay increases for the year beginning October 1, 2011 is 0%. • To reflect the new Backdrop, rates of retirement have been decreased at earlier ages and increased at later ages when the member is eligible to Backdrop. We have assumed members will elect a five year Backdrop. • The City's normal cost includes an allowance of $250,000 per year for the payment of custodial/trustee expenses. • Funding Period (Pursuant to Chapter 112, Florida Statutes) The following amortization periods apply all as level percent of pay amounts: Benefit changes for actives Benefit changes for retirees Actuarial gain/loss* Change in assumptions and methods 20 years 15 years 20 years 20 years *Unfunded liability bases established prior to October 1, 2011 were amortized using the remaining periods as of October 1, 2011, with an additional 5 years applied to each period. The original amortization period plus the five additional years do not exceed 30 years. 16. Effective October 1, 2012: • Change in the assumed interest rate from 8.00% to 7.90% per year. A phased -in interest rate assumption will be utilized in accordance with the following table: Valuation Year Interest Rate Assumption 2011 8.00% 2012 7.90% 2013 7.80% 2014 7.70% 2015 7.60% Change in employee disability rates Ages Assumed Annual Disability Rates Prior Rates Revised Rates 20 0.03% 0.02% 25 0.03% 0.02% 30 0.06% 0.05% 35 0.08% 0.07% 40 0.10% 0.09% 45 0.13% 0.12% 50 0.18% 0.18% 55 0.26% 0.26% CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 46 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk ASSUMPTION AND METHOD CHANGES TABLE X1b (CONTINUED) 17. Effective October 1, 2013: • Change in the assumed interest rate from 7.90% to 7.80% per year. A phased -in interest rate assumption will be utilized in accordance with the following table: Valuation Year Interest Rate Assumption 2011 8.00% 2012 7.90% 2013 7.80% 2014 7.70% 2015 7.60% 18. Effective October 1, 2014: • Change in the assumed interest rate from 7.80% to 7.70% per year. A phased -in interest rate assumption will be utilized in accordance with the following table: Valuation Year Interest Rate Assumption 2011 8.00% 2012 7.90 2013 7.80% 2014 7.70% 2015 7.60% *Note: Assumption changes that have first been reflected in this valuation are shown in bold print. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 47 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN PROVISIONS TABLE XIIa 1. Plan Effective Date The original plan effective date is July 1, 1956, including all amendments through September 30, 2010. 2. Membership An employee becomes a member upon employment unless he is a member of any other pension or retirement system supported wholly or in part by the City. An employee ceases to be a member if (i) he is absent from service for more than three years of any five consecutive year period, (ii) he withdraws his contributions, (iii). he becomes a member of any other City sponsored retirement plan, or (iv) he becomes a beneficiary or dies. 3. Membership Service Service as an employee for which contributions were made. 4. Creditable Service Sum of Membership Service, Prior Service, and Military Service. 5. Compensation Employee's base salary, including pick-up contributions. Compensation for pension purposes does not include the cash payment at retirement for accumulated unused leaves, such as, vacation and sick leave. 6. Member Contributions 10% of compensation. 7. Average Final Compensation Members Eligible for Retirement (meet Rule of 70 or age 55 and 10 years of service) as of September 30, 2010 Average annual compensation during highest two years of membership service. For members employed before May 24, 1984, Average Final Compensation is average annual compensation during highest one year of membership service. All Other Members Average annual compensation during the highest five years of the last 10 years of service. Members retiring between October 1, 2010 and on or before September 30, 2011 will be based on the average of the highest three years of membership service; for members who retire on or after October 1, 2011 and or before September 20, 2012, it will be based on the average highest four years of membership service; and for members who retire on or after October 1, 2012, the average of the highest five years of the last 10 years of service. In no event shall the average final compensation of any member who is employed on September 20, 2010 and retires on or after October 1, 2010 be less than the members final average compensation as of September 30, 2010. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 48 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN PROVISIONS TABLE XIIa (CONTINUED) 8. Service Retirement Benefit Members Eligible for Retirement as of September 30, 2010 3% of Average Final Compensation multiplied by Creditable Service. All Other Members 3% of Average Final Compensation multiplied by Creditable Service as of September 30, 2010. For service after September 30, 2010, 2.25% of Average Final Compensation multiplied by Creditable Service up to 15 years; for Creditable Service in excess of 15 years but less than 20 years, 2.5% of Average Final Compensation multiplied by Creditable Service; for Creditable Service in excess of 20, 2.75% of Average Final Compensation multiplied by Creditable Service. The service retirement benefit shall be based on a member's total Creditable Service and the benefit multiplier in effect at the time the service is earned, multiplied by average final compensation in effect at the time of retirement or separation from employment. 9. Normal Retirement Members Eligible for Retirement as of September 30, 2010 • Age and Service Age 55 and 10 years of continuous Creditable Service. • Rule of70 Age plus Service equaling 70 points • Benefit Amount The basic retirement benefit. • Forms of Payment Normal Forms of Payment Option 6a: Lump sum payment of member's accumulated contributions plus a monthly service retirement benefit equal to 50% of the amount to which he would have been otherwise entitled; Option 6b: Monthly service retirement benefit for member's lifetime equal to 105% of the amount to which he would have been otherwise entitled; Option 6c: Monthly service retirement benefit for member's lifetime equal to the amount to which he was entitled, provided that, upon his death, 40% of that amount would continue to be paid to his surviving spouse for the lifetime of such spouse. Actuarially Reduced Forms of Payment Option 2 — Equal Payment Survivor Annuity: Reduced joint and 100% survivor annuity; Option 3 — One -Half Payment Survivor Annuity: Reduced joint and 50% survivor annuity All Other Members • Age and Service Age 55 and 30 years of continuous Creditable Service, or Age 60 and 10 years of continuous Creditable Service • Rule of 80 Age plus Service equaling 80 points CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 49 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN PROVISIONS TABLE XIIa (CONTINUED) • Benefit Amount The basic retirement benefit payable as a life annuity. • Forms of Payment Actuarially Reduced Forms of Payment Option 2 — Equal Payment Survivor Annuity: Reduced joint and 100% survivor annuity; Option 3 — One -Half Payment Survivor Annuity: Reduced joint and 50% survivor annuity Option 6a: Lump sum payment of member's accumulated contributions plus a monthly service retirement benefit equal to 50% of the amount to which he would have been otherwise entitled; Option 6c: Monthly service retirement benefit for member's lifetime equal to the amount to which he was entitled, provided that, upon his death, 40% of that amount would continue to be paid to his surviving spouse for the lifetime of such spouse. 10. Early Retirement • Age Any age with at least 20 years of Creditable Service. • Amount Actuarial equivalent of the basic service retirement benefit that otherwise would have commenced at age 55. For members not eligible for retirement on October 1, 2010 the amount is the actuarial equivalent of the basic service retirement benefit payable at the earliest of the retirement eligibility dates under 9. above. • Form of Payment Same as for Normal Retirement. 11. Deferred Vested Retirement • Eligibility Completion of 10 years of Creditable Service and provided the member does not withdraw his accumulated contributions. • Amount The basic retirement benefit. • Form of Payment Same as for Normal Retirement. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 50 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN PROVISIONS TABLE XIIa (CONTINUED) 12. Ordinary Disability Retirement • Eligibility Completion of 10 years of Creditable Service. • Condition The member must have become totally incapacitated from the further performance of duty not as a result of an accident in the performance of duty. • Amount The greater of 90 percent of the product of the benefit multiplier in effect at the time the service is earned multiplied by the number of years of credited service; or 30 percent of the member's final average compensation. • Form of Payment Life annuity. 13. Accidental Service Incurred Disability Retirement • Eligibility Any member. • Condition The Member must have become totally and permanently incapacitated for duty as a result of an accident occurring while in the performance of his duty. • Amount 66 2/3% of the greater of Average Final Compensation or final compensation. • Form of Payment Life annuity provided that, upon the member's death, 40% of the benefit would continue to be paid to surviving spouse for the lifetime of such spouse. 14. Service Incurred Disability Retirement • Eligibility Any member. • Condition The member must have become totally and permanently incapacitated for duty as a result of tuberculosis, hypertension, or heart disease (which was not an existing condition at the time of employment). • Amount • The greater of 90 percent of the product of the benefit multiplier in effect at the time the service is earned multiplied by the number of years of credited service; or 40 percent of the member's final average compensation. • Form of Payment Life annuity. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 51 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN PROVISIONS TABLE XIIa (CONTINUED) 15. Ordinary Death Benefit • Eligibility Completion of 3 years of Creditable Service. • Condition The member must have died for a reason other than while in the actual performance of duty. • Amount Lump sum payment of accumulated contributions plus 50% of compensation during the year immediately preceding death. 16. Surviving Spouse Benefit • Eligibility Any member who is eligible for Normal, Early, or Rule of 70 Retirement who dies prior to actual retirement and whose spouse elects not to receive a payment of the member's accumulated contributions. • Amount If the member is eligible for retirement on September 30, 2010, 40% of the sum of the member's basic retirement benefit calculated as if the member had attained age 55 and retired on date of death. In addition, the surviving spouse will receive 50% of the member's compensation during the year immediately preceding death. If the member is not eligible for retirement on September 30, 2010, the spousal benefit will be based on the optional form of payment elected by the member. If the member has not elected an optional allowance, the spouse will receive the 40% survivor benefit actuarially reduced. • Form of Payment Life annuity. 17. Accidental Death Benefit • Eligibility Membership in the Plan. • Condition The member must have died accidentally while in the actual performance of duty. • Amount 50% of Average Final Compensation plus a lump sum payment equal to accumulated contributions. • Form of Payment Life annuity. 18. Minimum Retired Death Benefit A retired member who dies prior to having received 12 monthly retirement payments and prior to having an optional allowance becoming effective will have a lump sum equal to the excess, if any, of 12 times the monthly payments over the actual payments received paid to his designated beneficiary. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 52 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN PROVISIONS TABLE XIIa 19. Return of Contributions (CONTINUED) A member who terminates employment and is not eligible for any other benefit shall receive a refund of his accumulated contributions. If a member dies in active service, his beneficiary shall receive a refund of his accumulated contributions except as otherwise noted in this section. 20. Cost -of -Living Adjustment Effective October 1, 1998, the annual cost -of -living benefit will be 4% of the total benefit with minimum increases of $54 per year and maximum increases of $400 per year. 21. Limitation on Benefits Effective September 30, 2012, for members not eligible to retire on that date, member retirement allowances shall not exceed the lesser of 100 percent of the member's average final compensation or an annual retirement allowance of $80,000 as of the retirement or DROP entry based on the normal form of benefit in effect on the date of retirement. In no event shall the benefit limitation be less than the member's accrued benefit on September 30, 2012 based on the normal form of benefit in effect on that date. 22. Deferred retirement option program ("DROP"): Any employee who is eligible for a service or Rule of 70 retirement is eligible to participate in the DROP. Upon election of participation, a member's creditable service, accrued benefits, and compensation calculation are frozen and the DROP payment is based on the member's average final compensation. The member's contribution and the City contribution to the retirement plan for that member ceases as no further service credit is earned. The member does not acquire additional pension credit for the purposes of the pension plan but may continue City employment for up to a maximum of 48 months. Once the maximum participation has been achieved, the participant must terminate employment. There are two DROP programs, the Forward Drop and the BACDROP. A member can participate in both programs simultaneously. The Forward DROP is a DROP benefit equal to the regular retirement benefit the member would have received had the member separated from service and commenced the receipt of benefits from the plan. The BACDROP is a DROP benefit actuarially calculated. A member may elect to BACDROP to a date, no further back than the date of the member's retirement eligibility date. The BACDROP period must be in 12 month increments, beginning at the start of a pay period, not to exceed 48 months. The benefits for the BACDROP will then be actuarially calculated to be the equivalent to the benefit earned at the date of retirement. An individual account is created for each participant. The Board of Trustees of the retirement plan has established, by administrative rule, a series of investment vehicles which may be chosen by the participant. Any losses incurred on account of the option selected by the participant will not be made up by the City or the GESE Trust, and will be borne by the participant only. All interest will be credited to the member's account CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 53 Submitted into the public Record for item(s) D3.1 on 02/26/2015. City Clerk PLAN PROVISIONS TABLE XIla (CONTINUED) 22. Deferred retirement option program ("DROP") continued: Upon termination of employment, a participant may receive payment from the DROP account in a lump sum distribution; or periodic payments. A participant may elect to rollover the balance to another qualified retirement plan, individual retirement account, an Internal Revenue Code Section 457 Plan, or an annuity. A participant may defer payment until the latest date authorized by Section 401(a)(9) of the Internal Revenue Code. DROP participation will not affect any other death or disability benefit provided under law or applicable collective bargaining agreement. If a participant dies before the account balances are paid out in full, the beneficiary will receive the remaining balance. 23. Backdrop option A Backdrop benefit option shall be implemented on January 1, 2013. The Backdrop option shall replace the existing DROP program. Employees who have not attained normal retirement eligibility as of January 1, 2013 or were not vested by October 1, 2010, and all employees hired on or after January 1, 2013, will be eligible for the Backdrop option but will not be eligible for the DROP. Anyone eligible for the forward DROP as of January 1, 2013 remains eligible for the forward DROP as it presently exists and anyone eligible for the forward DROP as of January 1, 2013 or vested prior to October 1, 2010, who chooses not to enter the forward DROP, remains eligible for the Backdrop. Under the Backdrop option a member can receive a lump sum payment in addition to a monthly pension annuity. The employee chooses to take a Backdrop at the end of his employment with the City as long as he or she Backdrops to any date after he/she reaches the Normal Retirement date. If the member elects the Backdrop option, the monthly benefit payable on the member's actual retirement date (when the member leaves City employment) is based on the benefit the member would have received had he or she left employment and retired on an earlier Normal Retirement (NR) date, referred to as the Backdrop date. In addition, the member will receive a lump sum payment equal to the accumulation of annuity payments he or she would have received during the Backdrop period had he or she elected to receive immediate pension annuity payments starting as of the Backdrop date. Annuity payments would be accumulated at the rate of 3% per year, compounded annually. The member's Backdrop date can be any date after his or her Normal Retirement Date and the Backdrop period can be as little as one year and as long as 7 years (see below for the eligibility rules). If the member does not elect a Backdrop benefit option, his or her monthly retirement benefit will be calculated using his or her final average final compensation and creditable service as of the member's actual employment termination date. Eligibility All members are eligible to elect Backdrop after completing one year of service after eligibility for Normal Retirement. A Backdrop election must be made within 10 years after becoming eligible for Normal Retirement. The maximum Backdrop period is 7 years. Members who wish to elect the Backdrop option must provide at least 8 months notice to separate, or a lesser period could apply if approved by the City Manager (due to special circumstances). CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 54 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN PROVISIONS TABLE XIIa (CONTINUED) Distribution Options The lump sum portion of this Backdrop benefit option is payable as follows: Cash Option Rollover to another tax deferred account (e.g. IRA) Option Combination Cash and Rollover Option The annuity portion (as well as the Backdrop annuity accumulation) of this Backdrop benefit option is payable according to the annuity form elected (e.g. Joint and 100% Survivor annuity). CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 55 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN AMENDMENTS TABLE XIIb The following plan amendments have been adopted within the past few years*: 1. Effective October 1, 1991: a) Basic retirement benefit increased from 2.00% to 2.25%. b) Rule of 75 retirement was changed to Rule of 70. c) Cost of COLA was added. 2. Effective October 1, 1995: Early Retirement Incentive Program was implemented. 3. Effective October 1, 1997: No Changes 4. Effective October 1, 1998: a) Basic retirement benefit multiplier is increased from 2.25% to 3.00%. b) The Longevity Supplement ceases to be available. c) The COLA percentage increased from 2% to 4% and the maximum COLA benefit increase of $200 per year is increased to $400 per year. In addition, the maximum cumulative COLA benefit on a quarterly basis is eliminated. 5. Effective October 1, 2007: Benefit reduction factors used for optional forms of benefit payment were updated. 6. Effective October 1, 2008: a) The AFSCME bargaining unit members contribute 13% of payroll for fiscal year 2009/2010. 7. Effective September 30, 2010. The benefit changes do not apply to members eligible to retire (that is, meet Rule of 70 or age 55 and 10 years of creditable service) on that date: a) Normal Retirement Date: Earlier of age 60 with 10 years of service, age 55 with 30 years of service or Rule of 80. b) Benefit Formula: 2.25% per year — first 15 years; 2.5% per year -- 16 to 20 years; and 2.75% per year — over 20 years. The new benefit formula applies to all future service. Members as of September 30, 2010 retain the 3% benefit percentage earned up to that date, and earn the new percentage (based on years of service) for each year of service after that date. Example: current member with 20 years of service (but not eligible for normal retirement) would retain 60% multiplier earned prior to plan change, and earn 2.75% for each year of service after the plan change. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 56 Submitted into the public Record for item(s) D3.1 on 02/26/2015, City Clerk PLAN AMENDMENTS TABLE XIIb (CONTINUED) c) Maximum Benefit: Maximum annual benefit at retirement is lesser of 100% of average final compensation benefit and $100,000 per year. Any member who has accrued a benefit in excess of the maximum benefit as of September 30, 2010 will retain that benefit but will not accrue any additional benefit. d) Normal Benefit Form: Life annuity. Members may elect actuarially reduced survivor options. e) Average final compensation: average of highest five consecutive years of the last 10 years of service, to be phased in over three years as follows: average final compensation for members who retire between October 1, 2010 and September 30, 2011 will be based on highest 3 consecutive year average; average final compensation for members who retire between October 1, 2011 and September 30, 2012 will be based on highest 4 consecutive year average; and average final compensation for members who retire after September 30, 2013 will be based on the highest 5 consecutive year average of the last 10 years of service. Provided, in no event will the average final compensation of any member be less than the member's average final compensation as of the date of the plan change. f) Contribution rate of 13% of pay for all members effective October 1, 2010. The 13% contribution rate applies to all members whether or not eligible to retire on September 30, 2010. 8. Effective October 1, 2011: a) Maximum Benefit: Effective September 30, 2012, the maximum annual benefit at retirement is $80,000 per year. Any member who has accrued a benefit in excess of the maximum benefit as of September 30, 2012 will retain that benefit but will not accrue any additional benefit. b) Contribution rate of 10% of pay for all members effective October 1, 2012. The 10% contribution rate applies to all members whether or not eligible to retire on September 30, 2010. c) BACKDROP option. A Backdrop benefit option shall be implemented on January 1, 2013. The Backdrop option shall replace the existing DROP program. Employees who have not attained normal retirement eligibility as ofJanuary 1, 2013 or were not vested by October 1, 2010, and all employees hired on or after January 1, 2013, will be eligible for the Backdrop option but will not be eligible for the DROP. Anyone eligible for the forward DROP as of January 1, 2013 remains eligible for the forward DROP as it presently exists and anyone eligible for the forward DROP as ofJanuary 1, 2013 or vested prior to October 1, 2010, who chooses not to enter the forward DROP, remains eligible for the Backdrop. * Note: Amendments that have first been reflected in this valuation are indicated in bold print. CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST PAGE 57