HomeMy WebLinkAboutCRA-R-14-0051 LegislationCity of Miami
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CRA Resolution
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File Number: 14-00711 Final Action Date:
A RESOLUTION OF THE BOARD OF COMMISSIONERS OF THE
SOUTHEAST OVERTOWN/PARK WEST COMMUNITY
REDEVELOPMENT AGENCY, WITH ATTACHMENTS, AMENDING
AND SUPPLEMENTING RESOLUTION NO. CRA-R-12-0061
ADOPTED BY THE AGENCY ON SEPTEMBER 17, 2012, AS
AMENDED AND SUPPLEMENTED BY RESOLUTION NO.
CRA-R-13-0025 ADOPTED BY THE AGENCY ON MARCH 25, 2013
AND RESOLUTION NO. CRA-R-13-0039 ADOPTED BY THE
AGENCY ON JUNE 24, 2013, WHICH RESOLUTION NO.
CRA-R-12-0061, AS AMENDED AND SUPPLEMENTED (THE
"RESOLUTION"), PROVIDED FOR THE ISSUANCE OF TAX
INCREMENT REVENUE BONDS OF THE AGENCY TO FINANCE OR
REFINANCE THE ACQUISITION AND CONSTRUCTION OF
COMMUNITY REDEVELOPMENT PROJECTS IN THE SOUTHEAST
OVERTOWN/PARK WEST COMMUNITY REDEVELOPMENT AREA
AND PROVIDED FOR AND AUTHORIZED THE ISSUANCE OF THE
INITIAL SERIES OF TAX INCREMENT REVENUE BONDS
THEREUNDER (THE "SERIES 2014A BONDS") FOR THE PURPOSE
OF FINANCING CERTAIN GRANTS TO BE USED FOR THE
CONSTRUCTION OR REHABILITATION OF AFFORDABLE
HOUSING AND FINANCING THE CONSTRUCTION OF OTHER
CAPITAL IMPROVEMENTS IN THE REDEVELOPMENTAREA; FOR
THE PURPOSES OF AMENDING CERTAIN PROVISIONS OF THE
RESOLUTION RELATING TO THE ISSUANCE OF ADDITIONAL
BONDS AND PARITY OBLIGATIONS TO IMPROVE THE
MARKETABILITY OF THE SERIES 2014A BONDS; MAKING
CERTAIN COVENANTS AND AGREEMENTS IN CONNECTION WITH
THE ISSUANCE OF THE SERIES 2014A BONDS; AUTHORIZING A
NEGOTIATED SALE OF THE SERIES 2014A BONDS IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED $60,000,000;
AUTHORIZING THE EXECUTIVE DIRECTOR OF THE AGENCY TO
AWARD THE SALE OF THE SERIES 2014A BONDS TO WELLS
FARGO BANK, NATIONAL ASSOCIATION; DELEGATING CERTAIN
AUTHORITY TO THE EXECUTIVE DIRECTOR OF THE AGENCY
FOR THE AUTHORIZATION, EXECUTION AND DELIVERY OF A
BOND PURCHASE AGREEMENT WITH RESPECT THERETO, AND
FOR THE APPROVAL OF THE FINAL TERMS AND DETAILS OF THE
SERIES 2014A BONDS; APPOINTING THE REGISTRAR, PAYING
AGENT, AUTHENTICATING AGENT AND FUNDS TRUSTEE FOR
THE SERIES 2014A BONDS AND AUTHORIZING THE EXECUTION
AND DELIVERY OF A FISCAL AGENT AGREEMENT; AUTHORIZING
THE DISTRIBUTION OFA PRELIMINARY LIMITED OFFERING
MEMORANDUM AND THE EXECUTION AND DELIVERY OF A FINAL
LIMITED OFFERING MEMORANDUM WITH RESPECT THERETO;
File Number: 14-00711
AUTHORIZING THE EXECUTION AND DELIVERY OF A
CONTINUING DISCLOSURE AGREEMENT; AUTHORIZING THE
ESTABLISHMENT OF A BOOK -ENTRY SYSTEM OF REGISTRATION
FOR THE SERIES 2014A BONDS; ADOPTING POST -ISSUANCE
COMPLIANCE PROCEDURES FOR TAX -ADVANTAGED BONDS
PURSUANT TO CURRENT GUIDELINES OF THE INTERNAL
REVENUE SERVICE WHICH WILLAPPLY TO THE SERIES 2014A
BONDS AND TO THE AGENCY'S TAX -ADVANTAGED BONDS
HEREAFTER ISSUED; AND PROVIDING AN EFFECTIVE DATE.
...Body
WHEREAS, on September 17, 2012, the Board of Commissioners (the
"Board") of the Southeast OvertownlPark West Community Redevelopment Agency
(the "Agency") duly adopted Resolution No, CRA-R-12-0061, as amended and
supplemented by Resolution No. CRA-R-13-0025 adopted by the Agency on March
25, 2013 and Resolution No. CRA-R-13-0039 adopted by the Agency on June 24,
2013 (collectively, the "Resolution"), which authorized the issuance of the Agency's
tax increment revenue bonds in an original aggregate principal amount not to exceed
$60,000,000 for the purpose of financing all or part of the costs of certain grants to be
used for the construction or rehabilitation of affordable housing and financing all or
part of the costs of the construction of other capital improvements to be located in the
Redevelopment Area, as described in the Resolution (collectively, the
"Redevelopment Projects"); and
WHEREAS, on April 29, 2013, The Honorable Daryl E. Trawick of the Circuit
Court for the Eleventh Judicial Circuit, Miami -Dade County, Florida, entered a Final
Judgment validating pursuant to Section 75.11, Florida Statutes, as amended, the
Agency's issuance of tax increment revenue bonds in an aggregate principal amount
not to exceed $50,000,000 for the purpose of financing all or part of the costs of the
Redevelopment Projects; and
WHEREAS, in order to finance the Redevelopment Projects, the Agency
deems it to be in its best interest to issue its Southeast Overtown/Park West
Community Redevelopment Area Tax Increment Revenue Bonds, Series 2014A (the
"Series 2014A Bonds") in accordance with the provisions hereof and of the
Resolution; and
WHEREAS, the Agency desires to amend the Resolution for the purpose
described in the title to this Supplemental Resolution and in the manner hereafter
provided; and
WHEREAS, due to the potential volatility of the market for tax-exempt
obligations such as the Series 2014A Bonds and the complexity of the transactions
relating to such Series 2014A Bonds, it is in the best interest of the Agency to sell the
Series 2014A Bonds by a negotiated sale, allowing the Agency to enter the market at
the most advantageous time, rather than at a specified advertised date, thereby
permitting the Agency to obtain the best possible price and interest rate for the Series
2014A Bonds; and
WHEREAS, the Agency anticipates receiving a favorable offer to purchase the
Series 2014A Bonds from Wells Fargo Bank, National Association (the "Underwriter"),
within the parameters set forth herein and as provided in the hereinafter defined
Purchase Contract; and
WHEREAS, inasmuch as the Agency desires to sell the Series 2014A Bonds
at the most advantageous time and not wait for a scheduled meeting of the Board, so
long as the parameters described herein are met, the Agency hereby determines to
delegate the award and sale of the Series 2014A Bonds to the Executive Director (as
File Number: 14-00711
defined herein) within such parameters and in the manner hereinafter described; and
WHEREAS, the form, terms and details of the Series 2014A Bonds shall be
determined in accordance with this Supplemental Resolution and the Resolution; and
WHEREAS, the Resolution contemplates that the Series 2014A Bonds shall
mature on such dates and in such amounts, shall bear such rates of interest, shall be
payable in such places and shall be subject to such redemption provisions as shall be
determined by Supplemental Resolution adopted by the Agency; and it is now
appropriate that the Agency set forth the parameters and mechanism to determine
such terms and details, which terms and details shall be set forth herein and in the
Purchase Contract; and
WHEREAS, the principal of and interest on the Series 2014A Bonds and all
required debt service fund, reserve and other payments required by the Resolution
and this Supplemental Resolution shall not be or constitute general or moral
obligations or indebtedness or a pledge of the faith and credit of the Agency, the City,
the County, the State of Florida or any other political subdivision thereof within the
meaning of any constitutional, legislative or charter provision or limitation, but shall be
limited obligations of the Agency, payable solely from and secured by a lien upon and
a pledge of the Pledged Revenues (as defined in the Resolution), in the manner and
to the extent provided in the Resolution and this Supplemental Resolution; no
Bondholder shall ever have the right directly or indirectly, to compel the exercise of
the ad valorem taxing power of the City, the County, the State or any political
subdivision thereof or taxation in any form on any real or personal property to pay the
Series 2014A Bonds or the interest or premium, if any, thereon or for the payment of
any other amounts provided in the Resolution or this Supplemental Resolution; the
Series 2014A Bonds and the indebtedness evidenced thereby shall not constitute a
lien upon any other funds or property of the Agency, and no Bondholder shall be
entitled to payment of such principal, interest and premium, if any, from any other
funds of the Agency other than the Pledged Revenues, in the manner and to the
extent provided in the Resolution or this Supplemental Resolution; and the Agency
has no taxing power; and
WHEREAS, the covenants, pledges and conditions in the Resolution shall be
applicable to the Series 2014A Bonds herein authorized and the Series 2014A Bonds
shall be on a parity in all respects with the Parity Obligations (as defined in the
Resolution) and shall constitute "Bonds" within the meaning of the Resolution; and
WHEREAS, the Agency is advised that the Internal Revenue Code of 1986, as
amended (the "Code"), and the Treasury Regulations thereunder establish a number
of eligibility requirements for tax-exempt bonds, including, but not limited to,
restrictions on investments of bond proceeds, restrictions on expenditures of bond
proceeds, restrictions on payments with respect to bond proceeds and requirements
relating to the use of bond proceeds, that these eligibility requirements apply not only
to actions taken on the date of issuance of bonds but also to actions taken after the
date of issuance of bonds, and that the Internal Revenue Service has taken a number
of actions to encourage issuers of tax-exempt bonds to adopt written post -issuance
compliance procedures for tax advantaged bonds; and the Board hereby finds and
determines that it is in the best financial interests of the Agency to adopt written
post -issuance compliance procedures for tax -advantaged bonds as provided herein.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF
COMMISSIONERS OF THE SOUTHEAST OVERTOWN/PARK WEST COMMUNITY
REDEVELOPMENT AGENCY, that:
Section 1. Recitals and Findings. The recitals and findings contained in the
Preamble to this Supplemental Resolution are adopted by reference and incorporated
File Number.' 14-00711
herein as if fully set forth in this Section.
Section 2. Definitions. When used in this Supplemental Resolution, terms
defined in the Resolution shall have the meanings therein stated except as such
definitions shall be hereinafter amended and defined.
Section 3. Authority for this Supplemental Resolution. This Supplemental
Resolution is adopted pursuant to the provisions of Part ill, Chapter 163, Florida
Statutes, as amended, the Constitution of the State of Florida and all other applicable
provisions of law. This Supplemental Resolution supplements the Resolution and the
Series 2014A Bonds are being issued pursuant to Section 5.01, 5.02 and other
applicable provisions of the Resolution.
Section 4. Amendments to Resolution.
(A) The definition of the term "Modified Pledged Tax Increment Revenues" is
hereby amended and restated in its entirety to read as follows:
"'Modified Pledged Tax Increment Revenues' means the
Pledged Tax Increment Revenues received by the Agency in the
immediately preceding Fiscal Year, modified to reflect the Pledged Tax
Increment Revenues which the Agency would have received in such
Fiscal Year (a) if (i) the total assessed valuation of the taxable real
property in the Redevelopment Area used to determine the amount of
Pledged Tax Increment Revenues to be received by the Agency in
such Fiscal Year had been equal to the total assessed valuation of the
taxable real property in the Redevelopment Area determined in the
most recent Property Assessment Certification of the County Property
Appraiser, or the total assessed valuation of such taxable real property
after the final determination of all property assessment appeals to the
property appraisal assessment board appointed under Florida law,
whichever is most recent; and (ii) the millage rates of the taxing
authorities contributing to the Redevelopment Trust Fund used to
determine the amount of the Pledged Tax Increment Revenues to be
received by the Agency in such Fiscal Year had such millage rates
been reduced or rolled -back, in accordance with applicable law then in
effect, to reflect the increase in the assessed valuation of the taxable
real property in the Redevelopment Area set forth in clause (i) above,
or the actual millage rates adopted by such taxing authorities
subsequent to the most recent Property Assessment Certification
referred to above, if then available; provided, however, that such
Pledged Tax Increment Revenues determined in accordance with
clause (i) and (ii) above shall be pro -rated for a partial year
assessment, if applicable, and (b) with respect to the amount of the
Pledged Tax Increment Revenues received by the Agency in each
Fiscal Year prior to Fiscal Year 2017, assuming that the provisions of
5.e of the 2007 Interlocal Agreement were then in effect (Section 5.e of
the 2007 Interlocal Agreement provides that for Fiscal Years 2017
through 2030, the Agency may not budget in excess of 50% of the tax
increment revenues collected from certain projects described in the
2007 Interlocal Agreement and must return 45% of the tax increment
revenues collected from such projects (the "2007 Interlocal Agreement
TIF Revenues") to the taxing authorities which paid such revenues into
the Redevelopment Trust Fund as provided therein), thereby resulting
in a reduction in the amount of the Pledged Tax Increment Revenues
available to the Agency in each such Fiscal Year in an amount equal to
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the assumed 2007 Interlocal Agreement TIF Revenues for such Fiscal
Year,"
(B) Paragraph (iv) of Section 1002(a) of the Resolution is hereby amended
and restated in its entirety to read as follows:
"(iv) In the event any Additional Bonds or Parity Obligations
are issued for the purpose of refunding any Bonds or Parity Obligations
then Outstanding, the conditions of Section 1002(a)(ii) hereof shall not
apply if (A) the final maturity date of the Additional Bonds or Parity
Obligations being issued is not later than the final maturity date of the
Bonds or Parity Obligations being refunded by such Additional Bonds,
and (B) the Debt Service Requirement for the then current or any
future Bond Year with respect to such Additional Bonds or Parity
Obligations does not exceed the Debt Service Requirement for the
then current or any future Bond Year with respect to the Bonds or
Parity Obligations being refunded by such Additional Bonds or Parity
Obligations. The conditions of Section 1002(a)(ii) hereof shall apply to
Additional Bonds and Parity Obligations issued to refund Subordinated
Indebtedness and to Additional Bonds and Parity Obligations issued for
refunding purposes which cannot meet the conditions of the first
sentence in this paragraph (iv)."
Section 5. Description of the Series 2014A Bonds, Each of the Executive
Director of the Agency and the Assistant Director of the Agency is hereby appointed
as an authorized representative of the Agency for purposes of executing and
delivering the Series 2014A Bonds and related documentation in connection with the
issuance of the Series 2014A Bonds (each of whom is hereinafter referred to as
"Executive Director"). The Agency hereby authorizes the issuance of a series of
Bonds in the aggregate principal amount not to exceed $60,000,000 to be known as
the "Southeast Overtown/Park West Community Redevelopment Agency Tax
Increment Revenue Bonds, Series 2014A" (or such other designation as shall be
determined by the Executive Director) for the principal purpose of financing certain
grants to be used for the Redevelopment Projects. The aggregate principal amount
of Series 2014A Bonds to be issued pursuant to the Resolution shall be determined
by the Executive Director on or prior to the sale of the Series 2014A Bonds; provided
such aggregate principal amount shall not exceed $60,000,000. The Series 2014A
Bonds shall be dated their date of delivery (or such other date as shall be determined
by the Executive Director), shall be issued in the form of fully registered Bonds in
denominations of $100,000 or in any integral multiple of $5,000 in excess thereof,
shall be numbered consecutively from one upward in order of maturity preceded by
the letter "R", shall bear interest from their dated date, payable semi-annually, on
March 1 and September 1 of each year (the "Interest Dates"), commencing on March
1, 2015 (or such other date as shall be determined by the Executive Director).
If the aggregate principal amount of the Series 2014A Bonds to be issued
pursuant to the Resolution exceeds $50,000,000, the Series 2014A Bonds shall
consist of two subseries. Series 2014A Bonds in an aggregate principal amount not
to exceed $50,000,000 shall be designated as the "Southeast Overtown/Park West
Community Redevelopment Agency Tax Increment Revenue Bonds, Series 2014A-1"
and bear a statement in substantially the following form:
"This bond is one of a series of bonds which were validated by
judgment of the Circuit Court for the Eleventh Judicial Circuit, in and for
Miami -Dade County, Florida, rendered on April 29, 2013."
Series 2014A Bonds to be issued in an aggregate principal amount in excess
File Number: 14-00711
of the aggregate principal amount of $50,000,000, but not to exceed $60,000,000,
shall be designated as the "Southeast Overtown/Park West Community
Redevelopment Agency Tax Increment Revenue Bonds, Series 2014A-2" and shall
not bear a statement regarding validation.
The Registrar and Paying Agent shall keep books for the registration of the
Series 2014A Bonds and for the registration of transfers of the Series 2014A Bonds.
The Series 2014A Bonds shall be transferable by the Holder thereof in person or by
his attorney duly authorized in writing only to a Qualified Institutional Buyer upon the
books of the Agency kept by the Registrar and Paying Agent and only upon the
surrender thereof together with a written instrument of transfer satisfactory to the
Registrar and Paying Agent duly executed by the Holder or his duly authorized
attorney. Upon the transfer of the any such Series 2014A Bond, the Agency shall
cause to be issued in the name of the transferee (which must be a Qualified
Institutional Buyer) a new Series 2014A Bond or Bonds.
Interest payable on the Series 2014A Bonds on any Interest Date shall be paid
by check or draft of the Registrar and Paying Agent to the holders in whose names
such Series 2014A Bonds shall be registered at the close of business on the date
which shall be the fifteenth day (whether or not a business day) of the calendar month
next preceding such Interest Date. Notwithstanding the foregoing, interest shall be
paid by wire transfer or such other payment method required by DTC (as defined
below), or any successor securities depository, to the account of DTC or successor
depository or its nominee when the Series 2014A Bonds are registered to Cede & Co.
or any successor nominee. In the event the interest payable on any Series 2014A
Bond is not punctually paid or duly provided for by the Agency on such Interest Date,
such defaulted interest will be paid to the holder in whose name such Series 2014A
Bond shall be registered at the close of business on a special record date for the
payment of such defaulted interest as established by notice to such holder, not less
than 15 days preceding such special record date. Such notice shall be mailed to the
persons in whose names the Series 2014A Bond are registered at the close of
business on the fifth day preceding the date of mailing. Principal of the Series 2014A
Bonds is payable upon presentation and surrender of the Series 2014A Bonds at the
designated office of the Registrar. All payments of principal, premium, if applicable,
and interest on the Series 2014A Bonds shall be payable in any coin or currency of
the United States of America which at the time of payment is legal tender for the
payment of public and private debts.
From and after any maturity date or any date fixed for redemption as
designated in any notice given pursuant to Section 7 hereof (deposit of moneys for
the payment of the principal or redemption price of and/or interest on such Series
2014A Bonds having been made by the Agency and notice of redemption having been
given to the extent required hereunder), notwithstanding that any of such Series
2014A Bonds shall not have been surrendered for payment and cancellation, no
further interest shall accrue upon the principal of such Series 2014A Bonds after such
date, no interest shall accrue upon the interest which shall have accrued and shall
then be due on such date, and such Series 2014A Bonds shall cease to be entitled to
any lien, benefit or security under the Resolution, and the holders shall have no rights
in respect of such Series 2014A Bonds except to receive, but solely from the Pledged
Funds or other moneys set aside by the Agency for such purpose, payment of such
principal or the redemption price thereof and unpaid interest accrued to the due date
or redemption date.
The Series 2014A Bonds shall bear interest at such rates (calculated on the
basis of a 360-day year of twelve 30-day months) and yields, shall mature on March 1
of each of the years and in the principal amounts corresponding to such years, and
File Number: 14-00711
shall have such redemption provisions as determined by the Executive Director, upon
the advice of Public Financial Management (the "Financial Advisor"), subject to the
conditions set forth in Section 6 hereof. All of the terms of the Series 2014A Bonds
will be included in a Bond Purchase Agreement which shall be in substantially the
form attached hereto and made a part hereof as Exhibit B (the "Purchase Contract").
The Executive Director is hereby authorized to execute the Purchase Contract in
substantially the form attached hereto as Exhibit B with such modifications as the
Executive Director deems appropriate upon satisfaction of the conditions described in
Section 6 hereof. Execution by the Executive Director of the Purchase Contract shall
be deemed to be conclusive evidence of approval of such modifications.
In the event that the Executive Director determines, upon the advice of the
Financial Advisor, that it is in the best interest of the Agency that the Series 2014A
Bonds be secured by a subaccount in the Reserve Account, the Purchase Contract
shall state that the Series 2014A Bonds shall be secured by a subaccount in the
Reserve Account and set for the amount of the Reserve Requirement with respect to
such subaccount.
Section 6. Conditions to Execution of Purchase Contract. The Purchase
Contract shall not be executed by the Executive Director until such time as all of the
following conditions have been satisfied:
(A) Receipt by the Executive Director of a written offer to purchase the Series
2014A Bonds by the Underwriter substantially in the form of the Purchase Contract
attached hereto as Exhibit B, said offer to provide for, among other things, (i) not less
than $43,500,000 in sale proceeds (including original issue premium and original
issue discount, if any) and not exceeding $60,000,000 aggregate principal amount of
Series 2014A Bonds, (il) an aggregate underwriting discount (including management
fee and expenses) with respect to the Series 2014A Bonds not in excess of 0.9% of
the aggregate par amount of the Series 2014A Bonds, (iii) an aggregate true interest
cost with respect to the Series 2014A Bonds of no more than 6.50%, and (iv) the
maturities of the Series 2014A Bonds, with the final maturity being not later than
March 31, 2030.
(B) The Executive Director shall have determined, upon the advice of the
Financial Advisor, the redemption terms and Amortization Installments, if any, for the
Series 2014A Bonds in accordance with Section 7 hereof.
(C) Receipt by the Executive Director of a disclosure statement and a
truth -in -bonding statement of the Underwriter dated the date of the Purchase Contract
and complying with Section 218.385, Florida Statutes.
(D) Receipt by the Executive Director from the Underwriter of a good faith
deposit in an amount at least equal to 1.00% of the preliminary aggregate par amount
of the Series 2014A Bonds set forth on the cover page of the hereinafter described
Preliminary Limited Offering Memorandum.
(E) Receipt by the Executive Director of a report of the Financial Advisor
stating the preceding conditions have been met.
Upon satisfaction of all the requirements set forth in this Section 5, the
Executive-Director-is-authorized-to-exe-cuteand deliver-tne Purchase Contract
containing terms complying with the provisions of this Section 5. The Series 2014A
Bonds shall be -sold to the Underwriter pursuant to the provisions of such Purchase
Contract.
Notwithstanding the foregoing, in the event the Purchase Contract is not
executed and delivered by the Agency and the Underwriter on or before December
31, 2014, the Executive Director's authority to award the sale of the Series 2014A
Bonds to the Underwriter and to execute the Purchase Contract for and on behalf of
the Agency pursuant to the terms hereof shall be automatically terminated on
File Number:• 14-00711
December 31, 2014.
WHEREAS, on September 17, 2012, the Board of Commissioners (the "Board") of the
Southeast Overtown/Park West Community Redevelopment Agency (the "Agency") duly adopted
Resolution No. CRA-R-12-0061, as amended and supplemented by Resolution No. CRA-R-13-0025
adopted by the Agency on March 25, 2013 and Resolution No. CRA-R-13-0039 adopted by the Agency
on June 24, 2013 (collectively, the "Resolution"), which authorized the issuance of the Agency's tax
increment revenue bonds in an original aggregate principal amount not to exceed $60,000,000 for the
purpose of financing all or part of the costs of certain grants to be used for the construction or
rehabilitation of affordable housing and financing all or part of the costs of the construction of other
capital improvements to be located in the Redevelopment Area, as described in the Resolution
(collectively, the "Redevelopment Projects"); and
WHEREAS, on April 29, 2013, The Honorable Daryl E. Trawick of the Circuit Court for the
Eleventh Judicial Circuit, Miami -Dade County, Florida, entered a Final Judgment validating pursuant to
Section 75.11, Florida Statutes, as amended, the Agency's issuance of tax increment revenue bonds in
an aggregate principal amount not to exceed $50,000,000 for the purpose of financing all or part of the
costs of the Redevelopment Projects; and
WHEREAS, in order to finance the Redevelopment Projects, the Agency deems it to be in its
best interest to issue its Southeast Overtown/Park West Community Redevelopment Area Tax
Increment Revenue Bonds, Series 2014A (the "Series 2014A Bonds") in accordance with the
provisions hereof and of the Resolution; and
WHEREAS, the Agency desires to amend the Resolution for the purpose described in the title
to this Supplemental Resolution and in the manner hereafter provided; and
WHEREAS, due to the potential volatility of the market for tax-exempt obligations such as the .
Series 2014A Bonds and the complexity of the transactions relating to such Series 2014A Bonds, it is
in the best interest of the Agency to sell the Series 2014A Bonds by a negotiated sale, allowing the
Agency to enter the market at the most advantageous time, rather than at a specified advertised date,
thereby permitting the Agency to obtain the best possible price and interest rate for the Series 2014A
Bonds; and
WHEREAS, the Agency anticipates receiving a favorable offer to purchase the Series 2014A
Bonds from Wells Fargo Bank, National Association (the "Underwriter"), within the parameters set forth
herein and as provided in the hereinafter defined Purchase Contract; and
WHEREAS, inasmuch as the Agency desires to sell the Series 2014A Bonds at the most
advantageous time and not wait for a scheduled meeting of the Board, so long as the parameters
described herein are met, the Agency hereby determines to delegate the award and sale of the Series
2014A Bonds to the Executive Director (as defined herein) within such parameters and in the manner
hereinafter described; and
WHEREAS, the form, terms and details of the Series 2014A Bonds shall be determined in
accordance with this Supplemental Resolution and the Resolution; and
WHEREAS, the Resolution contemplates that the Series 2014A Bonds shall mature on such
dates and in such amounts, shall bear such rates of interest, shall be payable in such places and shall
be. s.ubject_to_such_redemption_pr_omisions_as_shall_b.e_deter_mined_by_Suppleniental -Resolution adopted
by the Agency; and it is now appropriate that the Agency set forth the parameters and mechanism to
determine such terms and details, which terms and details shall be set forth herein and in the
Purchase Contract; and
WHEREAS, the principal of and interest on the Series 2014A Bonds and all required debt
service fund, reserve and other payments required by the Resolution and this Supplemental
Resolution shall not be or constitute general or moral obligations or indebtedness or a pledge of the
faith and credit of the Agency, the City, the County, the State of Florida or any other political
subdivision thereof within the meaning of any constitutional, legislative or charter provision or
File Number:• 14-00711
limitation, but shall be limited obligations of the Agency, payable solely from and secured by a lien
upon and a pledge of the Pledged Revenues (as defined in the Resolution), in the manner and to the
extent provided in the Resolution and this Supplemental Resolution; no Bondholder shall ever have the
right directly or indirectly, to compel the exercise of the ad valorem taxing power of the City, the
County, the State or any political subdivision thereof or taxation in any form on any real or personal
property to pay the Series 2014A Bonds or the interest or premium, if any, thereon or for the payment
of any other amounts provided in the Resolution or this Supplemental Resolution; the Series 2014A
Bonds and the indebtedness evidenced thereby shall not constitute a lien upon any other funds or
property of the Agency, and no Bondholder shall be entitled to payment of such principal, interest and
premium, if any, from any other funds of the Agency other than the Pledged Revenues, in the manner
and to the extent provided in the Resolution or this Supplemental Resolution; and the Agency has no
taxing power; and
WHEREAS, the covenants, pledges and conditions in the Resolution shall be applicable to the
Series 2014A Bonds herein authorized and the Series 2014A Bonds shall be on a parity in all respects
with the Parity Obligations (as defined in the Resolution) and shall constitute "Bonds" within the
meaning of the Resolution; and
WHEREAS, the Agency is advised that the Internal Revenue Code of 1986, as amended (the
"Code"), and the Treasury Regulations thereunder establish a number of eligibility requirements for
tax-exempt bonds, including, but not limited to, restrictions on investments of bond proceeds,
restrictions on expenditures of bond proceeds, restrictions on payments with respect to bond proceeds
and requirements relating to the use of bond proceeds, that these eligibility requirements apply not
only to actions taken on the date of issuance of bonds but also to actions taken after the date of
issuance of bonds, and that the Internal Revenue Service has taken a number of actions to encourage
issuers of tax-exempt bonds to adopt written post -issuance compliance procedures for tax -advantaged
bonds; and the Board hereby finds and determines that it is in the best financial interests of the
Agency to adopt written post -issuance compliance procedures for tax -advantaged bonds as provided
herein.
NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF COMMISSIONERS OF THE
SOUTHEAST OVERTOWN/PARK WEST COMMUNITY REDEVELOPMENT AGENCY, that:
Section 1. Recitals and Findings. The recitals and findings contained in the Preamble to this
Supplemental Resolution are adopted by reference and incorporated herein as if fully set forth in this
Section.
Section 2. Definitions. When used in this Supplemental Resolution, terms defined in the
Resolution shall have the meanings therein stated except as such definitions shall be hereinafter
amended and defined.
Section 3. Authority for this Supplemental Resolution. This Supplemental Resolution is
adopted pursuant to the provisions of Part III, Chapter 163, Florida Statutes, as amended, the
Constitution of the State of Florida and all other applicable provisions of law. This Supplemental
Resolution supplements the Resolution and the Series 2014A Bonds are being issued pursuant to
Section 5.01, 5.02 and other applicable provisions of the Resolution,
Section 4. Amendments to Resolution,
(A) The definition of the term "Modified Pledged Tax Increment Revenues" is hereby amended
and restated in its entirety to read as follows:
"'Modified Pledged Tax Increment Revenues' means the Pledged Tax increment
Revenues received by the Agency in the immediately preceding Fiscal Year, modified to
reflect the Pledged Tax Increment Revenues which the Agency would have received in
such Fiscal Year (a) if (i) the total assessed valuation of the taxable real property in the
Redevelopment Area used to determine the amount of Pledged Tax Increment
Revenues to be received by the Agency in such Fiscal Year had been equal to the total
File Number: 14-00711
assessed valuation of the taxable real property in the Redevelopment Area determined
in the most recent Property Assessment Certification of the County Property Appraiser,
or the total assessed valuation of such taxable real property after the final determination
of all property assessment appeals to the property appraisal assessment board
appointed under Florida law, whichever is most recent; and (ii) the millage rates of the
taxing authorities contributing to the Redevelopment Trust Fund used to determine the
amount of the Pledged Tax Increment Revenues to be received by the Agency in such
Fiscal Year had such millage rates been reduced or rolled -back, in accordance with
applicable law then in effect, to reflect the increase in the assessed valuation of the
taxable real property in the Redevelopment Area set forth in clause (i) above, or the
actual millage rates adopted by such taxing authorities subsequent to the most recent
Property Assessment Certification referred to above, if then available; provided,
however, that such Pledged Tax increment Revenues determined in accordance with
clause (1) and (ii) above shall be pro -rated for a partial year assessment, if applicable,
and (b) with respect to the amount of the Pledged Tax increment Revenues received by
the Agency in each Fiscal Year prior to Fiscal Year 2017, assuming that the provisions
of 5.e of the 2007 Interlocal Agreement were then in effect (Section 5.e of the 2007
Interlocal Agreement provides that for Fiscal Years 2017 through 2030, the Agency may
not budget in excess of 50% of the tax increment revenues collected from certain
projects described in the 2007 Interlocal Agreement and must return 45% of the tax
increment revenues collected from such projects (the "2007 Interlocal Agreement TIF
Revenues") to the taxing authorities which paid such revenues into the Redevelopment
Trust Fund as provided therein), thereby resulting in a reduction in the amount of the
Pledged Tax Increment Revenues available to the Agency in each such Fiscal Year in
an amount equal to the assumed 2007 Interlocal Agreement TIF Revenues for such
Fiscal Year."
(B) Paragraph (iv) of Section 1002(a) of the Resolution is hereby amended and restated in its
entirety to read as follows:
"(iv) In the event any Additional Bonds or Parity Obligations are issued for the
purpose of refunding any Bonds or Parity Obligations then Outstanding, the conditions
of Section 1002(a)(ii) hereof shall not apply if (A) the final maturity date of the Additional
Bonds or Parity Obligations being issued is not later than the final maturity date of the
Bonds or Parity Obligations being refunded by such Additional Bonds, and (B) the Debt
Service Requirement for the then current or any future Bond Year with respect to such
Additional Bonds or Parity Obligations does not exceed the Debt Service Requirement
for the then current or any future Bond Year with respect to the Bonds or Parity
Obligations being refunded by such Additional Bonds or Parity Obligations. The
conditions of Section 1002(a)(ii) hereof shall apply to Additional Bonds and Parity
Obligations issued to refund Subordinated Indebtedness and to Additional Bonds and
Parity Obligations issued for refunding purposes which cannot meet the conditions of
the first sentence in this paragraph (iv)."
Section 5. Description of the Series 2014A Bonds. Each of the Executive Director of the
Agency and the Assistant Director of the Agency is hereby appointed as an authorized representative
of the Agency for purposes of executing and delivering the Series 2014A Bonds and related
documentation in connection with the issuance of the Series 2014A Bonds (each of whom is
hereinafter referred to as "Executive Director"). The Agency hereby authorizes the issuance of a
series of Bonds in the aggregate principal amount not to exceed $60,000,000 to be known as the
"Southeast Overtown/Park West Community Redevelopment Agency Tax Increment Revenue Bonds,
Series 2014A" (or such other designation as shall be determined by the Executive Director) for the
principal purpose of financing certain grants to be used for the Redevelopment Projects. The
File Number:• 14-00711
aggregate principal amount of Series 2014A Bonds to be issued pursuant to the Resolution shall be
determined by the Executive Director on or prior to the sale of the Series 2014A Bonds; provided such
aggregate principal amount shall not exceed $60,000,000. The Series 2014A Bonds shall be dated
their date of delivery (or such other date as shall be determined by the Executive Director), shall be
issued in the form of fully registered Bonds in denominations of $100,000 or in any integral multiple of
$5,000 in excess thereof, shall be numbered consecutively from one upward in order of maturity
preceded by the letter "R", shall bear interest from their dated date, payable semi-annually, on March 1
and September 1 of each year (the "Interest Dates"), commencing on March 1, 2015 (or such other
date as shall be determined by the Executive Director).
If the aggregate principal amount of the Series 2014A Bonds to be issued pursuant to the
Resolution exceeds $60,000,000, the Series 2014A Bonds shall consist of two subseries. Series
2014A Bonds in an aggregate principal amount not to exceed $50,000,000 shall be designated as the
"Southeast Overtown/Park West Community Redevelopment Agency Tax increment Revenue Bonds,
Series 2014A-1" and bear a statement in substantially the following form:
"This bond is one of a series of bonds which were validated by judgment of the
Circuit Court for the Eleventh Judicial Circuit, in and for Miami -Dade County, Florida,
rendered on April 29, 2013."
Series 2014A Bonds to be issued in an aggregate principal amount in excess of the aggregate
principal amount of $50,000,000, but not to exceed $60,000,000, shall be designated as the
"Southeast Overtown/Park West Community Redevelopment Agency Tax Increment Revenue Bonds,
Series 2014A-2" and shall not bear a statement regarding validation.
The Registrar and Paying Agent shall keep books for the registration of the Series 2014A
Bonds and for the registration of transfers of the Series 2014A Bonds. The Series 2014A Bonds shall
be transferable by the Holder thereof in person or by his attorney duly authorized in writing only to a
Qualified Institutional Buyer upon the books of the Agency kept by the Registrar and Paying Agent and
only upon the surrender thereof together with a written instrument of transfer satisfactory to the
Registrar and Paying Agent duly executed by the Holder or his duly authorized attorney. Upon the
transfer of the any such Series 2014A Bond, the Agency shall cause to be issued in the name of the
transferee (which must be a Qualified Institutional Buyer) a new Series 2014A Bond or Bonds.
Interest payable on the Series 2014A Bonds on any Interest Date shall be paid by check or
draft of the Registrar and Paying Agent to the holders in whose names such Series 2014A Bonds shall
be registered at the close of business on the date which shall be the fifteenth day (whether or not a
business day) of the calendar month next preceding such Interest Date. Notwithstanding the
foregoing, interest shall be paid by wire transfer or such other payment method required by DTC (as
defined below), or any successor securities depository, to the account of DTC or successor depository
or its nominee when the Series 2014A Bonds are registered to Cede & Co. or any successor nominee.
In the event the interest payable on any Series 2014A Bond is not punctually paid or duly provided for
by the Agency on such Interest Date, such defaulted interest will be paid to the holder in whose name
such Series 2014A Bond shall be registered at the close of business on a special record date for the
payment of such defaulted interest as established by notice to such holder, not less than 15 days
preceding such special record date. Such notice shall be mailed to the persons in whose names the
Series 2014A Bond are registered at the close of business on the fifth day preceding the date of
mailing. Principal of the Series 2014A Bonds is payable upon presentation and surrender of the Series
2014A Bonds at the designated office of the Registrar. All payments of principal, premium, if
applicable, and interest on the Series 2014A Bonds shall be payable in any coin or currency of the
United States of America which at the time of payment is legal tender for the payment of public and
private debts.
From and after any maturity date or any date fixed for redemption as designated in any notice
given pursuant to Section 7 hereof (deposit of moneys for the payment of the principal or redemption
price of and/or interest on such Series 2014A Bonds having been made by the Agency and notice of
File Number:: 14-00711
redemption having been given to the extent required hereunder), notwithstanding that any of such
Series 2014A Bonds shall not have been surrendered for payment and cancellation, no further interest
shall accrue upon the principal of such Series 2014A Bonds after such date, no interest shall accrue
upon the interest which shall have accrued and shall then be due on such date, and such Series
2014A Bonds shall cease to be entitled to any lien, benefit or security under the Resolution, and the
holders shall have no rights in respect of such Series 2014A Bonds except to receive, but solely from
the Pledged Funds or other moneys set aside by the Agency for such purpose, payment of such
principal or the redemption price thereof and unpaid interest accrued to the due date or redemption
date.
The Series 2014A Bonds shall bear interest at such rates (calculated on the basis of a 360-day
year of twelve 30-day months) and yields, shall mature on March 1 of each of the years and in the
principal amounts corresponding to such years, and shall have such redemption provisions as
determined by the Executive Director, upon the advice of Public Financial Management (the "Financial
Advisor"), subject to the conditions set forth in Section 6 hereof. All of the terms of the Series 2014A
Bonds will be included in a Bond Purchase Agreement which shall be in substantially the form attached
hereto and made a part hereof as Exhibit B (the "Purchase Contract"). The Executive Director is
hereby authorized to execute the Purchase Contract in substantially the form attached hereto as
Exhibit B with such modifications as the Executive Director deems appropriate upon satisfaction of the
conditions described in Section 6 hereof. Execution by the Executive Director of the Purchase
Contract shall be deemed to be conclusive evidence of approval of such modifications.
In the event that the Executive Director determines, upon the advice of the Financial Advisor,
that it is in the best interest of the Agency that the Series 2014A Bonds be secured by a subaccount in
the Reserve Account, the Purchase Contract shall state that the Series 2014A Bonds shall be secured
by a subaccount in the Reserve Account and set for the amount of the Reserve Requirement with
respect to such subaccount.
Section 6. Conditions to Execution of Purchase Contract. The Purchase Contract shall not be
executed by the Executive Director until such time as all of the following conditions have been
satisfied:
(A) Receipt by the Executive Director of a written offer to purchase the Series 2014A Bonds by
the Underwriter substantially in the form of the Purchase Contract attached hereto as Exhibit B, said
offer to provide for, among other things, (i) not Tess than $43,500,000 in sale proceeds (including
original issue premium and original issue discount, if any) and not exceeding $60,000,000 aggregate
principal amount of Series 201.4A Bonds, (ii) an aggregate underwriting discount (including
management fee and expenses) with respect to the Series 2014A Bonds not in excess of 0.9% of the
aggregate par amount of the Series 2014A Bonds, (iii) an aggregate true interest cost with respect to
the Series 2014A Bonds of no more than 6.50%, and (iv) the maturities of the Series 2014A Bonds,
with the final maturity being not later than March 31, 2030.
(B) The Executive Director shall have determined, upon the advice of the Financial Advisor, the
redemption terms and Amortization Installments, if any, for the Series 2014A Bonds in accordance with
Section 7 hereof.
(C) Receipt by the Executive Director of a disclosure statement and a truth -in -bonding
statement of the Underwriter dated the date of the Purchase Contract and complying with Section
218.385, Florida Statutes.
(D) Receipt by the Executive Director from the Underwriter of a good faith deposit in an amount
at least equal to 1.00% of the preliminary aggregate par amount of the Series 2014A Bonds set forth
on the cover page of the hereinafter described Preliminary Limited Offering Memorandum.
(E) Receipt by the Executive Director of a report of the Financial Advisor stating the preceding
conditions have been met.
Upon satisfaction of all the requirements set forth in this Section 5, the Executive Director is
authorized to execute and deliver the Purchase Contract containing terms complying with the
File Number: 14-00711
provisions of this Section 5. The Series 2014A Bonds shall be sold to the Underwriter pursuant to the
provisions of such Purchase Contract.
Notwithstanding the foregoing, in the event the Purchase Contract is not executed and
delivered by the Agency and the Underwriter on or before December 31, 2014, the Executive Director's
authority to award the sale of the Series 2014A Bonds to the Underwriter and to execute the Purchase
Contract for and on behalf of the Agency pursuant to the terms hereof shall be automatically
terminated on December 31, 2014.
Section 7. Redemption Provisions for Series 2014A Bonds. The Series 2014A Bonds
may be redeemed, in whole or in part, prior to their respective maturities at the option of
the Agency from any moneys legally available therefor, upon notice as provided below,
upon the terms and provisions as determined by the Executive Director, upon the
advice of the Financial Advisor; provided, however, with respect to optional redemption
terms for the Series 2014A Bonds, if any, the first optional redemption date may be no
later than March 1, 2025 and there shall be no call premium. The Executive Director,
upon the advice of the Financial Advisor, may determine that the Series 2014A Bonds
are not subject to optional redemption prior to maturity. Term Bonds may be
established with such Amortization Installments as the Executive Director deems
appropriate and upon the advice of the Financial Advisor. The redemption provisions
and Amortization Installments, if any, for the Series 2014A Bonds shall be set forth in
the Purchase Contract.
Section 8. Book -Entry. Notwithstanding any provisions set forth in the Resolution or this
Supplemental Resolution, the Series 2014A Bonds shall be initially issued in the form of a separate
single certificated fully registered bond certificate for each of the maturities of each series of the Series
2014A Bonds. Upon initial issuance, the ownership of each such Series 2014A Bond shall be
registered in the registration books kept by the Registrar and Paying Agent in the name of Cede & Co.,
as nominee of The Depository Trust Company ("DTC"). All of the outstanding Series 2014A Bonds
shall be registered in the registration books kept by the Registrar and Paying Agent in the name of
Cede & Co., as nominee of DTC. As long as the Series 2014A Bonds shall be registered in the name
of Cede & Co., all payments of principal on the Series 2014A Bonds shall be made by the Registrar
and Paying Agent by check or draft or by bank wire transfer to Cede & Co., as holder of the Series
2014A Bonds, upon presentation of the Series 2014A Bonds to be paid, to the Registrar and Paying
Agent.
With respect to the Series 2014A Bonds registered in the registration books kept by the
Registrar and Paying Agent in the name of Cede & Co., as nominee of DTC, the Agency and the
Registrar and Paying Agent shall have no responsibility or obligation to any direct or indirect participant
in the DTC book -entry program (the "Participants"). Without limiting the immediately preceding
sentence, the Agency and the Registrar and Paying Agent shall have no responsibility or obligation
with respect to (A) the accuracy of the records of DTC, Cede & Co. or any Participant with respect to
any ownership interest in the Series 2014A Bonds, (B) the delivery to any Participant or any other
person other than a Series 2014A Bondholder, as shown in the registration books kept by the
Registrar and Paying Agent, of any notice with respect to the Series 2014A Bonds, including any
notice of redemption, or (C) the payment to any Participant or any other person, other than a Series
2014A Bondholder, as shown in the registration books kept by the Registrar and Paying Agent, of any
amount with respect to principal of, redemption price, if applicable, or interest on the Series 2014A
Bonds. The Agency and the Registrar and Paying Agent shall treat and consider the person in whose
name each Series 2014A Bond is registered in the registration books kept by the Registrar and Paying
Agent as the holder and absolute owner of such Series 2014A Bond for the purpose of payment of
principal, redemption price, if applicable, and interest with respect to such Series 2014A Bond, for the
purpose of giving notices of redemption and other matters with respect to such Series 2014A Bond, for
the purpose of registering transfers with respect to such Series 2014A Bond, and for all other purposes
whatsoever. The Registrar and Paying Agent shall pay all principal of, redemption price, if applicable,
and interest on the Series 2014A Bonds only to or upon the order of the respective holders, as shown
File Number,• 14-00711
in the registration books kept by the Registrar and Paying Agent, or their respective attorneys duly
authorized in writing, as provided herein and all such payments shall be valid and effective to fully
satisfy and discharge the Agency's obligations with respect to payment of principal, redemption price, if
applicable, and interest on the Series 2014A Bonds to the extent of the sum or sums so paid. No
Person other than a holder, as shown in the registration books kept by the Registrar and Paying
Agent, shall receive a certificated Series 2014A Bond evidencing the obligation of the Agency to make
payments of principal, redemption price, if applicable, and interest pursuant to the provisions of this
Resolution. Upon delivery by DTC to the Agency of written notice to the effect that DTC has
determined to substitute a new nominee in place of Cede & Co., the words "Cede & Co." shall refer to
such new nominee of DTC; and upon receipt of such notice, the Agency shall promptly deliver a copy
of the same to the Registrar and Paying Agent,
Upon (A) receipt by the Agency of written notice from DTC (i) to the effect that a continuation of
the requirement that ail of the outstanding Series 2014A Bonds be registered in the registration books
kept by the Registrar and Paying Agent in the name of Cede & Co., as nominee of DTC, is not in the
best interest of the beneficial owners of the Series 2014A Bonds or (ii) to the effect that DTC is unable
or unwilling to discharge its responsibilities and no substitute depository willing to undertake the
functions of DTC hereunder can be found which is willing and able to undertake such functions upon
reasonable and customary terms, or (B) determination by the Agency that such book -entry only system
is burdensome or undesirable to the Agency and compliance by the Agency of all applicable policies
and procedures of DTC regarding discontinuance of the book entry registration system, the Series
2014A Bonds shall no longer be restricted to being registered in the registration books kept by the
Registrar and Paying Agent in the name of Cede & Co., as nominee of DTC, but may be registered in
whatever name or names holders shall designate, in accordance with the provisions of the Resolution.
In such event, the Agency shall issue, and the Registrar and Paying Agent shall authenticate, transfer
and exchange the Series 2014A Bonds of like principal amount, series and maturity, in denominations
of $100,000 or any integral multiple of $5,000 in excess thereof to the holders thereof. The foregoing
notwithstanding, until such time as participation in the book -entry only system is discontinued, the
provisions set forth in the "Blanket Letter of Representations" previously executed b the Agency and
delivered to DTC shall apply to the payment of principal of, redemption price, if applicable, and interest
on the Series 2014A Bonds.
Section 9. Form of Series 2014A Bonds. The text of the Series 2014A Bonds, together with
the Registrar's Certificate of Authentication shall be substantially in the form attached hereto as Exhibit
A, with such omissions, insertions and variations as may be necessary or desirable and authorized or
permitted by the Resolution, this Supplemental Resolution or any subsequent resolution adopted prior
to the issuance thereof, or as may be necessary to comply with applicable laws, rules and regulations
of the United States, the State of Florida and the Agency in effect upon the issuance thereof.
Every Bond authenticated and delivered under this Supplemental Resolution, including any
issued upon transfer, exchange or replacement of such Bond, shall be issued and delivered only to
"Qualified Institutional Buyers" as defined in Rule 144A of the Securities Act of 1933, as amended, and
each Bond shall bear on its face a legend stating such restriction in substantially the following form:
THIS BOND IS SUBJECT TO TRANSFER RESTRICTIONS. THE INITIAL PURCHASER HEREOF
AND ANY SUBSEQUENT TRANSFEREE, BY PURCHASING THIS BOND, AGREES FOR THE
BENEFIT OF THE SOUTHEAST OVERTOWN/PARK WEST COMMUNITY REDEVELOPMENT
AGENCY, THAT THIS BOND MAY BE TRANSFERRED, RESOLD OR ASSIGNED ONLY TO
ANOTHER QUALIFIED INSTITUTIONAL BUYER. NOTWITHSTANDING ANYTHING 1N THE
RESOLUTION OR THIS BOND TO THE CONTRARY, NO TRANSFER, RESALE OR ASSIGNMENT
OF THIS BOND SHALL BE EFFECTIVE UNLESS THE TRANSFER, RESALE OR ASSIGNMENT OF
THIS BOND IS TO ANY PURCHASER, TRANSFEREE, ASSIGNEE OR PARTICIPANT THAT IS A
"QUALIFIED INSTITUTIONAL BUYER" AS DEFINED IN RULE 144A PROMULGATED UNDER THE
SECURITIES ACT OF 1933, AS AMENDED. THIS BOND HAS NOT BEEN REGISTERED UNDER
THE SECURITIES ACT OF 1933, AS AMENDED, OR ANY STATE SECURITIES LAW. ANY
TRANSFER, RESALE, ASSIGNMENT OR OTHER DISPOSITION OF THIS BOND, OR ANY
File Number: 14-00711
PARTICIPATION HEREIN, SHALL BE IN EACH CASE ONLY IN A MANNER THAT DOES NOT
VIOLATE THE SECURITIES ACT OF 1933, AS AMENDED, AND THE RULES AND REGULATIONS
PROMULGATED THEREUNDER, AND ANY APPLICABLE STATE SECURITIES LAWS. THIS BOND
SHALL BE ISSUED AND SOLD, AND MAY ONLY BE TRANSFERRED, IN DENOMINATIONS OF
$100,000 OR ANY INTEGRAL MULTIPLE OF $5,0001N EXCESS THEREOF.
Section 10. Application of Series 2014A Bond Proceeds. Subject in all respects to the
satisfaction of the conditions set forth in Section 6 hereof, the proceeds derived from the sale of the
Series 2014A Bonds shall be applied by the Agency simultaneously with the delivery thereof as follows:
(A) A sufficient amount of the proceeds of the Series 2014A Bonds shall be applied to pay
costs of issuance of the Series 2014A Bonds.
(B) if the Series 2014A Bonds are to be secured by a subaccount in the Reserve Account, as
provided in Section 5 hereof, an amount equal to the Reserve Requirement for such subaccount shall
be deposited into such subaccount in the Reserve Account.
(C) The remainder of the proceeds of the Series 2014A Bonds shall be deposited into the
account in the Construction Fund established under the Resolution with respect to the Redevelopment
Projects financed in whole or in part by the Series 2014A Bonds.
Section 11. Compliance with Internal Revenue Code: Adoption of Post -issuance Compliance
Procedures for Tax -Advantaged Bonds. The Agency covenants that it shall comply with all
requirements of the Code that must be satisfied in order for the interest on the Series 2014A Bonds to
be excluded from gross income for federal income tax purposes as described in the opinion of its bond
counsel delivered in connection with the issuance of the Series 2014A Bonds. The Agency covenants
and agrees that it will also comply in all respects with the Non -Arbitrage and Tax Law Compliance
Certificate to be executed in connection with the issuance of the Series 2014A Bonds and any other
instructions from its bond counsel, whether delivered in connection with or subsequent to the issuance
and sale of the Series 2014A Bonds, in order to comply with all provisions of the Code compliance with
which is required to maintain the tax-exempt status of the interest payable on the Series 2014A Bonds
as described in said bond counsel opinion.
The Executive Director is hereby assigned all compliance responsibilities relating to tax-exempt
bonds of the Agency, including, but not limited to, compliance with federal income tax requirements
relating to investments of bond proceeds, expenditures of bond proceeds, payments with respect to
bond proceeds, the use of bond proceeds, and rebate of excess earnings on certain "non -purpose
investments." Pursuant to current guidelines of the Internal Revenue Service, the Agency hereby
adopts the Post -Issuance Compliance Procedures for Tax -Advantaged Bonds, in substantially the form
attached hereto and made a part hereof as Exhibit C (the "Compliance Procedures"), which will apply
to the Series 2014A Bonds and to the Agency's tax -advantaged bonds hereafter issued. The
Executive Director is hereby authorized and directed to execute and implement the Compliance
Procedures.
Section 12. Limited Offering Memorandum. The use of a Preliminary Limited Offering
Memorandum in connection with the marketing of the Series 2014A Bonds to Qualified Institutional
Buyers as described in Section 9 hereof is hereby authorized. The Preliminary Limited Offering
Memorandum in substantially the form attached hereto as Exhibit D (the "Preliminary Limited Offering
Memorandum") is hereby approved subject to such changes, insertions and omission and such filling
in of blanks therein as may be approved by the Executive Director and the Finance Officer. The
Executive Director and the Finance Officer are hereby authorized to approve and execute, on behalf of
the Agency, the final Limited Offering Memorandum relating to the Series 2014A Bonds with such
changes from the Preliminary Limited Offering Memorandum, within the authorizations and limitations
contained herein and in the Resolution, as the Executive Director and the Finance Officer in
consultation with Disclosure Counsel and Bond Counsel in the sole discretion of the Executive Director
and the Finance Officer may approve, such execution to be conclusive evidence of such approval.
The Executive Director is hereby authorized to provide for the printing of the Preliminary Limited
Offering Memorandum and the Limited Offering Memorandum by the lowest and most responsive
bidder therefore and the payment of the cost of such printing is hereby authorized to be paid from the
File Number: 14-00711
proceeds of the Series 2014A Bonds,
The Executive Director and the Finance Officer are each hereby further authorized to execute
and deliver on behalf of the Agency any supplement or amendment to the Preliminary Limited Offering
Memorandum or the Limited Offering Memorandum as may be required under the provisions of the
Purchase Contract or otherwise to comply with the federal securities laws, after consultation with
Disclosure Counsel and Bond Counsel; provided, however, only one such person is required to so
execute and deliver such supplement or amendment.
The Series 2014A Bonds shall be offered and sold only to purchasers reasonably believed by
the Underwriter to be Qualified Institutional Buyers, and each initial purchaser of the Series 2014A
Bonds (for this purpose excluding the Underwriter, but including all persons purchasing Series 2014A
Bonds in the initial offering through the Underwriter) shall execute and deliver at closing an investor
letter substantially in the form attached as an exhibit to the Purchase Contract.
Section 13. Appointment of Fiscal Agent. Subject in all respects to the satisfaction of the
conditions set forth in Section 6 hereof, Regions Bank, Jackosnville, Florida, is hereby designated as
the "Fiscal Agent" for the Series 2014A Bonds. The Executive Director is hereby authorized to execute
and deliver, and the Clerk of the Board of the Agency, is hereby authorized to attest and affix the
official seal of the Agency to, a fiscal agent agreement with respect to the Series 2014A Bonds
pursuant to which the Fiscal Agent will act as the Registrar and Paying Agent, authenticating agent
and funds trustee with respect to the Series 2014A Bonds as provided in the Resolution, in
substantially the form attached hereto as Exhibit E, with such changes, amendments, modifications,
omissions and additions, as may be approved by the Executive Director (the "Fiscal Agent
Agreement"). Execution by the Executive Director of such Fiscal Agent Agreement shall be deemed to
be conclusive evidence of approval of such changes.
Section 14. Continuing Disclosure, Subject in all respects to the satisfaction of the
conditions set forth in Section 6 hereof, the Agency hereby covenants and agrees that, in order to
provide for compliance by the Agency with the continuing disclosure requirements of the Rule, it will
provide certain continuing disclosures consisting of financial information and operating data, financial
statements and notices. In order to describe and specify the terms of the Agency's continuing
disclosure commitment, including provisions for enforcement, amendment and termination, the
Executive Director is hereby authorized and directed to execute and deliver, in the name and on behalf
of the Agency, the Continuing Disclosure Agreement, in substantially the form attached hereto as
Exhibit F (the "Continuing Disclosure Agreement"), subject to such changes, modifications, insertions
and omissions and such filling of blanks therein as may be approved by the Executive Director, after
consultation with the Agency's disclosure counsel, D. Seaton and Associates ("Disclosure Counsel").
Digital Assurance Certification, L.L.C. ("DAC") is hereby appointed as the "Disclosure Dissemination
Agent" under the Continuing Disclosure Agreement. If required by DAC, the Executive Director is
authorized to execute and deliver on behalf of the Agency DAC's standard disclosure dissemination
agent agreement, with such changes, modifications, insertions and omissions and such filling in of
blanks therein as may be approved by the Executive Director, after consultation with Disclosure
Counsel. The execution of the Continuing Disclosure Agreement and any disclosure dissemination
agent agreement for an on behalf of the Agency by the Executive Director shall be deemed conclusive
evidence of the Agency's approval of the Continuing Disclosure Agreement and such disclosure
dissemination agent agreement. Notwithstanding any other provisions of this Supplemental
Resolution, any failure by the Agency to comply with any provisions of such Continuing Disclosure
Agreement shall not constitute a default under the Resolution or this Supplemental Resolution and the
remedies therefor shall be solely as provided in the Continuing Disclosure Agreement.
The Executive Director is further authorized to establish, or cause to be established,
procedures and policies, including, but not limited to, the creation of a task force or committees, in
order to ensure compliance by the Agency with the Continuing Disclosure Agreement, including the
timely provision of information and notices. Prior to making any filing in accordance with such
agreement, the Executive Director may consult with Disclosure Counsel. The Executive Director,
acting in the name an on behalf of the Agency, shall be entitled to rely upon any legal advice provided
File Number: 14-00711
by Disclosure Counsel in determining whether a filing should be made.
Section 15. General Authority. The Executive and the other officers, attorneys and other
agents or employees of the Agency are hereby authorized to do all acts and things required of them by
this Supplemental Resolution, the Resolution, the Continuing Disclosure Agreement, the Fiscal Agent
Agreement or the Purchase Contract or desirable or consistent with the requirements hereof or of the
Resolution, the Continuing Disclosure Agreement, the Fiscal Agent Agreement or the Purchase
Contract for the full punctual and complete performance of all the terms, covenants and agreements
contained herein or in the Series 2014A Bonds, this Supplemental Resolution, the Resolution, the
Continuing Disclosure Agreement, the Fiscal Agent Agreement and the Purchase Contract, and each
member, employee, attorney and officer of the Agency is hereby authorized and directed to execute
and deliver any and all papers and instruments and to be and cause to be done any and all acts and
things necessary or proper for carrying out the transactions contemplated hereunder.
Section 16. No Personal Liability. No representation, statement, covenant, warranty,
stipulation, obligation or agreement herein contained, or contained in the Series 2014A Bonds or the
Resolution, or in any certificate or other instrument to be executed on behalf of the Agency in
connection with the issuance of the Series 2014A Bonds, shall be deemed to be a representation,
statement, covenant, warranty, stipulation, obligation or agreement of any member of the Board,
officer, attorney, employee or agent of the Agency in his or her individual capacity, and none of the
foregoing persons nor any officer of the Agency executing the Series 2014A Bonds, or any certificate
or other instrument to be executed in connection with the issuance of the Series 2014A Bonds, shall
be liable personally thereon or be subject to any personal liability or accountability by reason of the
execution or delivery thereof.
Section 17. Severability and Invalid Provisions. If any one or more of the covenants,
agreements or provisions herein contained shall be held contrary to any express provision of law or
contrary to the policy of express law, though not expressly prohibited or against public policy, or shall
for any reason whatsoever be held invalid, then such covenants, agreements or provisions shall be
null and void and shall be deemed separable from the remaining covenants, agreements or provisions
and shall in no way affect the validity of any of the other provisions hereof or of the Series 2014A
Bonds.
Section 18. Resolution to Continue in Force. Except as herein expressly provided, the
Resolution and all the terms and provisions thereof are and shall remain in full force and effect.
Section 19. Effective Date. This Supplemental Resolution shall become effective
immediately upon its adoption.
APPROVED AS TO FORM AND CORRECTNESS
CHAUNCEY W. LEVER, JR.
FOLEY & LARDNER LLP
BOND COUNSEL