HomeMy WebLinkAbout11-00260 03-28-2011 Audited FY2010 Financial StatementsCITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Basic Financial Statements
September 30, 2010
(With Independent Auditor's Report Thereon)
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
September 30, 2010
Table of Contents
Independent Auditor's Report
Pa2es
1
Management's Discussion and Analysis (Required Supplementary Information) 2-7
Basic Financial Statements:
Government -wide Financial Statements:
Statement of Net Assets
Statement of Activities
Fund Financial Statements:
Balance Sheet — Governmental Funds
Statement of Revenues, Expenditures, and Changes in Fund Balances —
Governmental Funds
8
9
10
11
Notes to Basic Financial Statements 12-19
Required Supplementary Information (Unaudited):
Budgetary Comparison Schedule — General Fund 20
Budgetary Comparison Schedule — Special Revenue Fund 21
Note to Required Supplementary Information 22
Other Reports:
Independent Auditor's Report on Internal Control Over Financial Reporting and
on Compliance and Other Matters Based on an Audit of Financial Statements
Performed in Accordance With Government Auditing Standards
Management letter in Accordance with the Rules of the Auditor General of the
State of Florida
23-24
25-26
Independent Auditor's Report
SKJ
& Co
SANSON KLINE
JACOMINO & COMPANY, LLP
Certified Public Accountants & Consultants
Independent Auditor's Report
5805 Blue Lagoon Drive
Suite 220
Miami, Florida 33126
Tel. (305) 269-8633
Fax (305) 265-0652
www.sk[net.com
The Board of Directors
City of Miami Southeast Overtown
Park West Redevelopment Agency:
We have audited the accompanying basic financial statements of the governmental activities and each major
fund of the City of Miami Southeast Overtown Park West Redevelopment Agency (the Agency), a component
unit of the City of Miami, Florida (the City), as of and for the year ended September 30, 2010, which
collectively comprise the Agency's basic financial statements, as listed in the table of contents. These financial
statements are the responsibility of the Agency's management. Our responsibility is to express opinions on
these financial statements based on our audit.
We conducted our audit in accordance with auditing standards generally accepted in the United States of
America and the standards applicable to financial audits contained in Government Auditing Standards, issued
by the Comptroller General of the United States. Those standards require that we plan and perform the audit to
obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit
includes consideration of internal control over financial reporting as a basis for designing audit procedures that
are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of
the entity's internal control over financial reporting. Accordingly, we express no such opinion. An audit
includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial
statements, assessing the accounting principles used and significant estimates made by management, as well as
evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis
for our opinions.
In our opinion, the fmancial statements referred to above present fairly, in all material respects, the respective
financial position of the governmental activities and each major fund of the Agency as of September 30, 2010,
and the respective changes in financial position thereof for the year then ended in conformity with U.S.
generally accepted accounting principles.
In accordance with Government Auditing Standards, we have issued our report dated March 1, 2011 on our
consideration of the Agency's internal control over financial reporting and our tests of its compliance with
certain provisions of laws, regulations, contracts, and grant agreements and other matters. The purpose of that
report is to describe the scope of our testing of internal control over financial reporting and compliance and the
results of that testing, and not to provide an opinion on the internal control over financial reporting or on
compliance. That report is an integral part of an audit performed in accordance with Government Auditing
Standards and should be considered in assessing the results of our audit.
The management's discussion and analysis on pages 2 through 6 and the budgetary comparison information on
pages 19 through 21 are not a required part of the basic financial statements but are supplementary information
required by U.S. generally accepted accounting principles. We have applied certain limited procedures, which
consisted principally of inquiries of management regarding the methods of measurement and presentation of
the required supplementary information. However, we did not audit the information and express no opinion on
it.
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March 1, 2011
1
Management's Discussion and Analysis
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Management's Discussion and Analysis - Unaudited
September 30, 2010
This section of the City of Miami Southeast Overtown Park West Redevelopment Agency (the Agency)
financial statements presents management's analysis of the financial performance for the fiscal year ended
September 30, 2010. This discussion addresses whether or not the Agency as a whole is better off or worse
off as a result of this year's activities.
Overview
The purpose of the Agency is to eliminate blight and slum conditions within the redevelopment area of the
Agency, pursuant to the redevelopment plans of the Agency for new residential and commercial activity in
the Southeast Overtown area.
The Agency's primary source of revenue is tax -increment funds. This revenue is computed by applying the
operating tax rate for the City and the County, multiplied by the increased value of property located within
the boundaries of the redevelopment areas of the Agency, over the base property value, minus 5%. Both the
City and the County are required to fund this amount annually without regard to tax collections or other
obligations.
On August 6, 2007, the City, County and The Children's Trust (the Trust) entered into an Interlocal
Agreement with the Agency, whereby the Agency would receive from the Trust, on an annual basis, tax
increment revenues derived from the imposition of a half -mil tax levied by the Trust against real property
located within the redevelopment district (referred to as Trust revenues). The agency agreed to use the Trust
revenues for debt service on, and other obligations relating to, existing debts of the Agency only after all
other available tax increment revenues have been exhausted for such purpose, and to remit to the Trust on the
last day of the Agency's fiscal year, all of the Trust revenues that are not needed for debt service on, or other
obligations relating to, existing debts of the Agency.
Further, the Agency's policy is set by a board of directors comprised of the five members of the City
commission and are separate, distinct and independent from the governing body of the City; and it's
management plan is executed by a small professional staff led by its executive director.
Financial Highlights
The assets of the Agency exceeded its liabilities at the close of its most recent fiscal year by $24,538,940. Of
this amount, $5,209,083 was invested in capital assets net of related debt, $782,270 was restricted for debt
service, and $17,865,766 was restricted by enabling legislation. This resulted in an excess of $681,821
(unrestricted net assets) available to meet the Agency's obligations to citizens in the Southeast Overtown
area.
At the close of the current fiscal year, the Agency's governmental funds reported combined ending fund
balances of $19,454,465, a decrease of $1,396,684 in comparison with the prior year.
Overview to the Financial Statements
This discussion and analysis is intended to serve as an introduction to the Agency's basic financial
statements. The Agency's basic financial statements are comprised of three components:
• Government -wide financial statements
• Fund financial statements
• Notes to the basic financial statements
2
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Management's Discussion and Analysis - Unaudited
September 30, 2010
In addition, the Agency reports, as required supplementary information, a budget to actual comparison and
notes to the required supplementary information.
Government -wide Financial Statements
The government -wide financial statements are designed to provide readers with a broad overview of the
Agency's finances, in a manner similar to a private -sector business (i.e. economic resources and
measurement focus). The statement of net assets presents information on all of the Agency's assets and
liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in
net assets may serve as a useful indicator of whether the financial position of the Agency is improving or
deteriorating. The statement of activities presents information showing how the Agency's net assets changed
during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event
giving rise to the change occurs, regardless of the timing of the related cash flows. Thus, revenues and
expenses are reported in this statement for some items that will only result in cash flows in future fiscal
periods.
The government -wide financial statements may be found on pages 8 and 9 of this report.
Fund Financial Statements
A fund is a grouping of related accounts that is used to maintain control over resources that have been
segregated for specific activities or objectives. The Agency, like other state and local governments, uses
fund accounting to ensure and demonstrate compliance with finance related legal requirements. All of the
funds of the Agency are categorized as governmental funds.
Governmental funds are used to account for essentially the same functions reported as governmental
activities in the government -wide financial statements. However, unlike the government -wide fmancial
statements, governmental fund financial statements focus on near -term inflows and outflows of expendable
resources, as well as on balances of expendable resources available at the end of the fiscal year. Such
information may be useful in evaluating a government's near -term financing requirements. Because the
focus of governmental funds is narrower than that of the government -wide financial statements, it is useful to
compare the information presented for governmental funds with similar information presented for
governmental activities in the government -wide financial statements. By doing so, readers may better
understand the long-term impact of the government's near -term financing decisions. Both the governmental
fund balance sheet and the governmental fund statement of revenues, expenditures and changes in fund
balances provide a reconciliation to facilitate this comparison between governmental funds and governmental
activities.
The Agency maintains four individual governmental funds. Information is presented separately in the
governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and
changes in fund balances for the General Fund, Special Revenue Fund, Debt Service Fund and Capital
Projects Fund.
The basic governmental fund financial statements can be found on pages 10 and 11 of this report.
3
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Management's Discussion and Analysis - Unaudited
September 30, 2010
Notes to the Basic Financial Statements
The notes provide additional information that is essential to a full understanding of the data provided in the
government -wide and fund financial statements. The notes to the basic financial statements can be found on
pages 12 to 19 of this report.
Budgetary Highlights
The Agency adopts an annual budget on an individual fund basis. Budgetary comparison schedules have
been provided for the General Fund and Special Revenue Fund to demonstrate compliance with the budget
on pages 20 and 21, respectively, of this report.
The following is a brief review of the significant variances between the original budget and final budget for
the General Fund (please see budget to actual comparison on page 20):
• The change in the original budget to the final budget for general government expenditures was a result of
the repayment due to the City for administrative operating subsidies given to the Agency during the
period beginning fiscal year 2000 and ending fiscal year 2005.
• The change in the original budget to the final budget for transfers in was a result of the transfers of funds
from the Special Revenue Fund to repay the City for administrative operating subsidies given to the
Agency during the period beginning fiscal year 2000 and ending fiscal year 2005.
There were no significant variances between the final budget and actual amounts reported for the General
fund.
The following is a brief review of the significant variances between the original budget and the final budget
for the Special Revenue Fund (please see budget to actual comparison on page 21):
• The change in the original budget to the final budget for tax increment revenues was a result of the
higher than originally anticipated payout from the City and County.
• The change in the original budget to the final budget for transfers out was a result of the transfers of
funds to the General Fund to repay the City for administrative operating subsidies given to the Agency
during the period beginning fiscal year 2000 and ending fiscal year 2005.
The significant variance between the final budget and actual amounts reported for community redevelopment
expenditures in the Special Revenue Fund is a result of redevelopment projects that either did not commence
yet or were not yet completed as planned.
Financial Analysis
Government -wide Analysis
Our analysis of the financial statements of the Agency begins below. The Statement of Net Assets and the
Statement of Activities report information about the Agency's activities that will help answer questions about
the position of the Agency. A comparative analysis is shown below.
A summary of the Agency's net assets is presented in Table A-1 and a summary of changes in net assets is
presented in Table A-2.
4
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Management's Discussion and Analysis - Unaudited
September 30, 2010
Table A-1
Summary of Net Assets
Current assets
Capital assets, net
Total assets
Current liabilities
Non -current liabilities
Total liabilities
Investment in capital assets, net of related debt
Restricted
Unrestricted
Total net assets
Fiscal Year Fiscal Year
2010 2009
$ 25,637,977 $ 21,547,504
8,542,947 8,624,492
34,180,924 30,171,996
6,183,512 696,355
3,458,472 3,660,812
9,641,984 4,357,167
5,209,083 5,090,628
18,648,036 20,406,071
681,821 318,130
$ 24,538,940 $ 25,814,829
• Current assets increased in the current year mainly as a result of the increase in tax increment revenue
paid by the City and County.
• Current liabilities increased in the current year as a result of the accrual for repayment to the City for
administrative operating subsidies given to the Agency during the period beginning fiscal year 2000 and
ending fiscal year 2005.
• A portion of the Agency's net assets ($5,209,083) reflects its investment in capital assets (e.g. furniture
and equipment, infrastructure and land), less any related outstanding debt used to acquire those assets.
These assets are not available for future spending.
• Another portion of the Agency's net assets ($18,648,036) represents resources that are subject to external
restrictions on how they may be used.
• The remaining portion of the Agency's net assets ($681,821) represents resources that are unrestricted
and available for any lawful use by the Agency.
Table A-2
Summary of Changes in Net Assets
Fiscal Year Fiscal Year
2010 2009
Revenues:
Intergovemmental:
Operating
Charges for services:
Parking fees
General revenues:
Tax increment revenue
Sale of property
Interest revenue
$ 998,703 $ 717,723
149,696 257,095
10,680,683
608,248
53,678
7,848,613
739,468
261,395
5
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Management's Discussion and Analysis - Unaudited
September 30, 2010
Table A-2 (continued)
Summary of Changes in Net Assets
Fiscal Year Fiscal Year
2010 2009
Revenues (continued):
General revenues (continued):
Other 391,155 20,513
Total revenues 12,882,163 9,844,807
Expenses:
General government 6,578,409 1,325,921
Community redevelopment 4,292,394 5,230,177
Interest on long-term debt 146,625 162,988
Transfer to primary government 3,140,624
Total expenses and transfers 14,158,052 6,719,086
Change in net assets
Net assets, beginning of year
Net assets, end of year
(1,275,889) 3,125,721
25,814,829 22,689,108
$ 24,538,940 $ 25,814,829
• Tax increment revenue increased in the current year as a result of the increase in the payout by the City
and the County.
• General government expenditures increased in the current year as a result of the accrual for the
repayment to the City for administrative operating subsidies given to the Agency during the period
beginning fiscal year 2000 and ending fiscal year 2005.
• Transfer to primary government increased in the current year as a result of the repayment of the bond
proceeds back to the City that was originally provided to the Agency for the purchase of an office
building.
Individual Fund Analysis
Fund balance for the General Fund increased from $445,078 at September 30, 2009 to $806,429 at
September 30, 2010. The fund balance for the Special Revenue Fund increased from $16,483,835 at
September 30, 2009 to $17,865,766 at September 30, 2010. Fund balance for the Debt Service Fund
remained the same from September 30, 2009 to September 30, 2010. Fund balance for the Capital Projects
Fund decreased from $3,139,966 at September 30, 2009 to $0 at September 30, 2010. Since the Agency only
has governmental funds/activities, the changes in fund balance also explain the increases in net assets. The
following are key factors in the changes in fund balances for 2010:
• The increase in fund balance in the General Fund was mainly due to the increase in funding for
general operations received from both the City of Miami Omni and Midtown Community
Redevelopment Agencies.
• The increase in fund balance in the Special Revenue Fund was mainly due to the increase in tax
increment revenues and decrease in community redevelopment expenditures.
6
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Management's Discussion and Analysis - Unaudited
September 30, 2010
• The decrease in fund balance in the Capital Projects Fund was a result of the repayment of the bond
proceeds back to the City that was originally provided to the Agency for the purchase of an office
building.
Capital Assets
As of September 30, 2010, the Agency's investment in capital assets, net of accumulated depreciation,
amounted to $8,542,947, decreasing from $8,624,492 as of September 30, 2009.
Summary of Capital Assets
(Net of Depreciation)
Land
Furniture and equipment
Infrastructure
Total capital assets
Fiscal Year
2010
$ 4,019,507
45,922
4,477,518
$ 8,542,947
Additional capital asset information can be found on page 15 of this report.
Fiscal Year
2009
$ 3,944,507
15,687
4,664,298
$ 8,624,492
Debt Management
As of September 30, 2010, the Agency had $3,333,864 of special obligation bonds and loans outstanding
compared to $3,533,864 as of September 30, 2009. The bonds and loans are secured by a pledge of
guaranteed entitlement revenue received from the State of Florida and the tax increment revenue amounts
received from the City and County. No additional debt was issued during fiscal year 2010.
Additional long-term debt information can be found on pages 16 and 17 of this report.
Requests for Information
This financial report is designed to provide a general overview of the Agency's finances. Questions
concerning any of the information provided in this report or requests for additional information should be
addressed to the Executive Director, 49 N.W. 5th Street, Suite 100, Miami, Florida 33128.
7
Basic Financial Statements
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Statement of Net Assets
September 30, 2010
Governmental
Activities
Assets
Equity in pooled cash $ 24,844,302
Restricted cash 782,270
Due from other government 3,287
Interest receivable 8,118
Capital assets (net of accumulated depreciation):
Land 4,019,507
Furniture and equipment 45,922
Infrastructure 4,477,518
Total assets 34,180,924
Liabilities
Accounts payable and accrued liabilities 457,488
Due to other governments 5,726,024
Non -current liabilities:
Due within one year:
Bonds payable 220,000
Due in more than one year:
Bonds payable 1,405,000
Notes payable 1,708,864
Compensated absences 124,608
Total liabilities 9,641,984
Net Assets
Invested in capital assets, net of related debt 5,209,083
Restricted 18,648,036
Unrestricted 681,821
Total net assets $ 24,538,940
The accompanying notes are an integral part of the basic financial statements.
8
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Statement of Activities
Year ended September 30, 2010
Governmental
Activities
Expenses:
General government $ 6,578,409
Community redevelopment 4,292,394
Interest on long-term debt 146,625
Transfer to primary government 3,140,624
Total expenses and transfers 14,158,052
Program revenues:
Intergovernmental revenue:
Operating
Charges for services:
Parking fees
998,703
149,696
Net expense (13,009,653)
General revenues:
Tax increment revenue 10,680,683
Sale of property 608,248
Other 391,155
Interest revenue 53,678
Total general revenues 11,733,764
Change in net assets (1,275,889)
Net assets - beginning of the year 25,814,829
Net assets - end of the year $ 24,538,940
The accompanying notes are an integral part of the basic financial statements.
9
Assets
Equity in pooled cash
Restricted cash
Due from other government
Interest receivable
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Balance Sheet
Governmental Funds
September 30, 2010
General
Total
Special Capital governmental
revenue Debt service projects funds
$ 6,140,114 18,704,188
3,287
8,118
782,270
24,844,302
782,270
3,287
8,118
Total assets 6,143,401 18,712,306 782,270 - 25,637,977
Liabilities and Fund Balances
Liabilities:
Accounts payable and accrued liabilities
Due to other governments
Total liabilities
$ 65,655 391,833 - 457,488
5,271,317 454,707 - 5,726,024
5,336,972 846,540 - 6,183,512
Fund Balances:
Reserved for encumbrances - 12,084,571
Reserved for debt service - -
Reserved for capital projects - -
Unreserved:
Designated for redevelopment projects 5,829,529
Undesignated 806,429 (48,334)
Total fund balances
782,270
12,084,571
782,270
5,829,529
758,095
806,429 17,865,766 782,270 19,454,465
Total liabilities and fund balances $ 6,143,401
18,712,306 782,270
Amounts reported for governmental activities in the statement of net assets consist of:
Capital assets used in governmental activities are not financial resources and, therefore, are not
reported in the funds.
Long-term liabilities are not due and payable in the current period and therefore are not reported in
the funds:
Bonds payable
Notes payable
Compensated absences
(1,625,000)
(1,708,864)
(124,608)
8,542,947
(3,458,472)
Net assets of governmental activities $ 24,538,940
The accompanying notes are an integral part of the basic financial statements.
10
CITY OF NHANH SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Statement of Revenues, Expenditures, and Changes in Fund Balances
Governmental Funds
Year ended September 30, 2010
General
Total
Special Capital governmental
revenue Debt service projects funds
Revenues:
Tax increment revenues $ 822,384 9,858,299 - 10,680,683
Intergovernmental 698,703 300,000 998,703
Parking fees 149,696 - 149,696
Other 391,155 - 391,155
Interest 53,020 658 53,678
Total revenues 1,670,783 10,302,474 300,000 658 12,273,915
Expenditures:
Current:
General government
Community redevelopment
Debt service:
Principal
Interest
Total expenditures
Excess (deficiency) of revenues over (under)
expenditures
Other financing sources (uses):
Transfers in
Transfers out
Transfer to primary government
Sale of property
Total other financing sources (uses)
Net change in fund balances
Fund balances - beginning
Fund balances - ending
6,580,749
4,210,849
6,580,749 4,210,849
200,000
146,625
6,580,749
4,210,849
200,000
146,625
346,625 11,138,223
(4,909,966) 6,091,625 (46,625) 658 1,135,692
5,271,317 46,625
5,271,317
(5,317,942)
608,248
(4,709,694) 46,625
361,351 1,381,931
445,078
16,483,835 782,270
5,317,942
(5,317,942)
(3,140,624) (3,140,624)
608,248
(3,140,624) (2,532,376)
(3,139,966)
3,139,966
(1,396,684)
20,851,149
$ 806,429 17,865,766 782,270 19,454,465
Net change in fund balances - total governmental funds (1,396,684)
Amounts reported for governmental activities in the statement of activities are different because:
The issuance of long-term debt provides current financial resources to governmental funds, while
repayments on long-term debt consumes the curent financial resources of governmental funds:
Payment of principal on long-term debt
Items reported in the statement of activities do not require the use of current financial resources,
and therefore, are not reported as expenditures in governmental funds:
Decrease in compensated absences
200,000
2,340
The governmental funds reported capital outlays as expenditures, however, in the statement of
activities, the cost of those assets is allocated over their estimated useful lives and reported as
depreciation expense:
Expenditures for capital assets 761,519
Less: depreciation expense (693,264) 68,255
Loss on the disposal of capital assets is reported in the Statement of Activities, but is not reported
in the fund financial statements.
Change in net assets of governmental activities
The accompanying notes are an integral part of the basic financial statements.
11
(149,800)
(1,275,889)
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
1. Summary of Significant Accounting Policies
This summary of the City of Miami Southeast Overtown Park West Redevelopment Agency (the
Agency) significant accounting policies is presented to assist the reader in interpreting the basic financial
statements. The policies are considered essential and should be read in conjunction with the basic
financial statements.
The accounting policies of the Agency conform to accounting principles generally accepted in the United
States of America applicable to governmental units. This report, the accounting systems and
classification of accounts conform to standards of the Governmental Accounting Standards Board
(GASB), which is the accepted standard -setting body for establishing governmental accounting and
financial reporting principles. The following is a summary of the more significant policies:
A. Reporting Entity
The Agency was established in 1983, by the City of Miami, Florida (the City) under the provisions of
Section 163, Florida Statutes. The purpose of the Agency is to eliminate blight and slum conditions
within the redevelopment area of the Agency pursuant to the redevelopment plans of the Agency for new
residential and commercial activity in the Southeast Overtown area. The board of directors of the Agency
is comprised of the five members of the City commission and are separate, distinct and independent from
the governing body of the City.
The City entered into Interlocal Cooperation Agreements, dated March 31, 1982, with Miami -Dade
County, Florida (the County) and related ordinances of the City and County whereby tax increment
revenue collected by the parties would be paid to the Agency and used in accordance with the approved
budgets of the redevelopment plans and terms and conditions of the Interlocal Agreements for the benefit
of the Agency.
For financial reporting purposes, the Agency is a component unit of the City and is thus included in the
City's comprehensive annual financial report as a blended component unit.
B. Government -wide and Fund Financial Statements
The government -wide financial statements (i.e., the statement of net assets and the statement of
activities) report information on all the nonfiduciary activities of the Agency. For the most part, the
effect of interfund activity has been removed from these statements. Governmental activities, which
normally are supported by taxes and intergovernmental revenues, are reported separately from business —
type activities, which rely to a significant extent on fees and charges for support. The Agency does not
have any business -type activities.
The statement of activities demonstrates the degree to which the direct expenses of a given function or
segment are offset by program revenues. Direct expenses are those that are clearly identifiable with a
specific function or segment. Program revenues include 1) charges to customers or applicants who
purchase, use, or directly benefit from goods, services, or privileges provided by a given function or
segment and 2) grants and contributions that are restricted to meeting the operational or capital
requirements of a particular function or segment. Taxes and other items not properly included among
program revenues are reported instead as general revenues.
Separate financial statements are provided for the governmental funds. Major individual governmental
funds are reported as separate columns in the fund financial statements.
12
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation
The government -wide financial statements are reported using the economic resources measurement focus
and the accrual basis of accounting. Revenues are recorded when earned and expenses are recorded
when a liability is incurred, regardless of the timing of related cash flows.
Governmental fund financial statements are reported using the current financial resource measurement
focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both
measurable and available. Revenues are considered available when they are collectible within the
current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the
Agency considers revenues to be available if they are collected within 60 days of the end of the current
fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual
accounting. However, debt service expenditures, as well as expenditures related to compensated
absences and claims and judgments, are recorded only when payment is due.
Taxes and interest associated with the current fiscal period are all considered to be susceptible to accrual
and so have been recognized as revenues of the current fiscal period. Only the portion due within the
current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other
revenue items are considered to be measurable and available only when cash is received by the
government.
The Agency reports the following major governmental funds:
• The General Fund is the Agency's primary operating fund. It accounts for all financial resources of
the general government, except those required to be accounted for in another fund;
• The Special Revenue Fund accounts for the proceeds of specific revenue sources (other than major
capital projects) that are legally restricted for specified purposes;
• The Debt Service Fund accounts for the accumulation of resources for, and the payment of, bond
principal and interest; and
• The Capital Projects Fund accounts for the acquisition and/or construction of major capital
facilities.
When both restricted and unrestricted resources are available for use, it is the Agency's policy to use
restricted resources first, then unrestricted resources as they are needed.
D. Equity in Pooled Cash
The Agency's cash, other than described below, is pooled together with the City's cash. All such cash is
reflected as equity in pooled cash on the Agency's statement of net assets and governmental funds
balance sheet.
E. Restricted Net Assets
The government -wide statement of net assets reports $18,648,036 of restricted net assets, of which
$782,270 is restricted for debt service payments because their use is limited by applicable bond
covenants and restrictions and $17,865,766 is restricted by enabling legislation (i.e. the use of tax
increment funding for specific activities).
13
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
F. Capital Assets
Capital assets, which include property, plant, and equipment are reported in the applicable governmental
type activities column in the government -wide financial statements. Capital assets are defined by the
Agency as assets with an initial, individual cost of more than $1,000 and an estimated useful life in
excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or
constructed. Donated capital assets are recorded at estimated fair market value at the date of donation.
The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend
assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as
projects are constructed.
Capital assets of the Agency are depreciated using the straight-line method over the following estimated
useful lives:
Assets Years
Furniture and equipment 5
Infrastructure 5-35
G. Long-term Obligations
In the government -wide financial statements long-term debt and other long-term obligations are reported
as liabilities in the applicable governmental activities.
H. Fund Equity
In the fund financial statements, governmental funds report reservations of fund balance for amounts that
are not available for appropriation or are legally restricted by outside parties for use for a specific
purpose. The description of each reserve indicates the purpose for which each was intended. Unreserved
fund balance is the portion of fund equity available for any lawful use.
I. Use of Estimates
The preparation of financial statements in conformity with accounting principles generally accepted in
the United States of America requires management to make estimates and assumptions that affect the
amounts reported in the fmancial statements and accompanying notes. Although these estimates are
based on management's knowledge of current events and actions it may undertake in the future, they
may ultimately differ from actual results.
2. Cash Deposits
At September 30, 2010, the Agency's cash consisted of equity in pooled cash of $24,844,302 and
restricted cash of $782,270. The Agency's funds participate in the City's pool on a dollar equivalent and
daily transaction basis. Interest income (which includes unrealized gains and losses) is distributed
monthly based on a monthly average balance.
Custodial Credit Risk is the risk that in the event of a bank failure, the Agency's deposits may not be
returned to it. In addition to insurance provided by the Federal Deposit Insurance Corporation (FDIC),
deposits are held in banking institutions approved by the State of Florida, State Treasurer to hold public
funds.
14
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
2. Cash Deposits (continued)
Under the Florida Statutes Chapter 280, "Florida Security for Public Deposits Act", the State Treasurer
requires all qualified public depositories to deposit with the Treasurer or another banking institution
eligible collateral. In the event of a failure of a qualified public depository, the remaining public
depositories would be responsible for covering any resulting losses.
3. Sale of Property
On April 13, 2005, the Agency sold certain property to Bayview Towers Associates, LLC (Bayview) for
a total purchase price of $2,600,000, of which $500,000 was paid upon closing. The remaining amount
of $2,100,000 was due within two years from the date of closing, and was paid by Bayview upon the
closing of each condominium unit sold by Bayview, whereby 7% of the gross purchase price of each
condominium unit sold was paid to the Agency, up to the $2,100,000. Bayview is required to continue to
pay the Agency 7% of the gross purchase price of each condominium unit sold thereafter. The total
amount paid by Bayview during the fiscal year ended September 30, 2010 is $608,248.
4. Capital Assets
Capital asset activity for the fiscal year ended September 30, 2010 was as follows:
Balance Balance
September Transfers/ Transfers/ September
30.2009 Additions Deletions 30.2010
Capital assets, not being depreciated:
Land $ 3,944,507
Total capital assets, not being depreciated 3,944,507
75,000 4,019,507
75,000 4,019,507
Capital assets, being depreciated:
Furniture and equipment 87,657 65,750 153,407
Infrastructure 9,052,600 664,543 (295,774) 9,421,369
Total capital assets, being depreciated 9,140,257 730,293 (295,774) 9,574,776
Less accumulated depreciation for:
Furniture and equipment 71,970 35,515 - 107,485
Infrastructure 4,388,302 664,002 (108,453) 4,943,851
Total accumulated depreciation 4,460,272 699,517 (108,453) 5,051,336
Total capital assets, being depreciated, net 4,679,985 30,776 (187,321) 4,523,440
Total capital assets (net of accumulated
depreciation)
$ 8,624,492 105,776 (187,321) 8,542,947
During fiscal year 2010, depreciation expense in the amount of $693,264 was charged to Community
Development.
15
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
5. Long -Term Obligations
The changes in the long-term obligations for the year ended September 30, 2010 are summarized as
follows:
Balance Balance Amount due
September September within one
30.2009 Additions Deletions 30.2010 year
Community Redevelopment
Revenue $ 1,825,000 - (200,000) 1,625,000 220,000
Bonds, Series 1990
Gran Central Loan 1,708,864 1,708,864
Compensated absences 126,948 (2,340) 124,608
Total long-term obligations $ 3,660,812 - (202,340) 3,458,472 220,000
A description of each obligation is as follows:
(a) On November 8, 1990, the City issued $11,500,000 aggregate principal amount of Community
Redevelopment Revenue Bonds, Series 1990, maturing through 2015, with interest rates ranging
from 7.15% to 8.5%. These bonds are secured by a pledge of guaranteed entitlement revenue
received from the State of Florida and the tax increment revenue amounts received from the City and
County on the Southeast Overtown/Park West Redevelopment area. The proceeds of the bonds were
used mainly to refinance a $5,958,000 Section 108 HUD promissory note, to reimburse the City for
moneys advanced to the Agency by the City in an amount not to exceed $750,000, and to finance the
acquisition and clearing of certain real property and the construction of certain infrastructure
improvements within the Southeast Overtown/Park West Redevelopment Area defined in the Phase I
Development Programs of the Agency's Interlocal Agreement and related resolutions of the City and
County.
The bonds are secured by a pledge of $300,000 per year by the City from the proceeds of its
Guaranteed Entitlement Revenue, in addition to the tax increment revenue received by the City and
County. As a result, the City deposits $300,000 per year with the trustees of the bond indenture,
which represents its portion of the state of Florida's shared revenue for the payment of principal and
interest on the bonds.
The principal and interest requirements on the special obligation bonds and loans are as follows:
Principal Interest Total
2011 $ 220,000 128,775 348,775
2012 235,000 109,438 344,438
2013 255,000 88,613 343,613
2014 280,000 65,875 345,875
2015 305,000 41,012 346,012
2016 330,000 14,025 344,025
Total
$ 1,625,000 447,738 2,072,737
16
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
5. Long -Term Obligations (continued)
(b) On January 20, 1988, the City entered into a loan agreement with the Gran Central Corporation
(GCC) to finance 50% of the cost to acquire a parcel of property within the SEOPW CRA Area and
relocate and widen Northwest First Avenue between Northwest First Street and Northwest Eighth
Street. The loan, in the amount of $1,708,864, does not bear interest and is payable from tax
increment funds received from the City and County within a designated area defined in the loan
documents on a junior and subordinate basis to the lien granted to holders of the $11,500,000
Community Redevelopment Revenue Bonds, Series 1990. GCC is to be fully repaid by the year 2008
with annual payments to be made to the extent funds are generated by tax increment revenue within
the designated area, as defined in the loan document, is available after required payments for the
Series 1990 Bonds debt service and any requirement of the reserve fund or reserve product, as
defmed in the Series 1990 Bond indenture. GCC has subsequently been acquired by another
company (referred to as the "predecessor company"), which has taken over the loan.
The loan became due during fiscal year 2008. However, management believes that since no tax
increment funds have been generated within the designated area, as defmed in the loan documents,
no payment on the loan is required, and will only become due when any such tax increment funds
have been generated within the designated area. Management of the Agency is still in the process of
clarifying these terms with the predecessor company, but has been unsuccessful.
6. Tax Increment Revenue
The Agency's primary source of revenue is tax -increment funds. This revenue is computed by applying
the operating tax rate for the City and the County, multiplied by the increased value of property located
within the boundaries of the redevelopment areas of the Agency, over the base property value, minus
5%. Both the City and the County are required to fund this amount annually without regard to tax
collections or other obligations.
On August 6, 2007, the City, County and The Children's Trust (the Trust) entered into an Interlocal
Agreement with the Agency, whereby the Agency would receive from the Trust, on an annual basis, tax
increment revenues derived from the imposition of a half -mil tax levied by the Trust against real property
located within the redevelopment district (referred to as Trust revenues). The Agency agreed to use the
Trust revenues for debt service on, and other obligations relating to, existing debts of the Agency only
after all other available tax increment revenues have been exhausted for such purpose, and to remit to the
Trust on the last day of the Agency's fiscal year, all of the Trust revenues that are not needed for debt
service on, or other obligations relating to, existing debts of the Agency. As of September 30, 2010, the
Agency recorded an amount due to the Trust totaling $454,707.
7. Parking Lease Revenue
On February 23, 1988, the City and the Department of Off -Street Parking (DOSP), a discretely presented
component unit of the City, entered into an agreement whereby DOSP leased certain lots surrounding the
Miami Arena. The term of the lease agreement was for a period of five years, which commenced on June
1, 1988 and expired on June 1, 1993. DOSP paid the City $500,000 upon signing the lease agreement
and agreed to pay annually as rent eighty-five percent (85%) of gross revenue earned net of operating
expenses incurred on the operations of the leased lots for each respective lease year.
17
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
7. Parking Lease Revenue (continued)
On October 20, 1993, the City and DOSP entered into an agreement to extend the lease term of the
original agreement, which expired on June 1, 2000. Currently, the City and DOSP have extended the
lease agreement to an undetermined amount of time. All of the lots leased to DOSP are within the limits
of the Southeast Overtown district, and therefore, the City allocates all moneys received from DOSP to
the Southeast Overtown district.
8. Interfund Transfers
During 2010, there was a transfer of $46,625 from the special revenue fund to the debt service fund to
cover debt service expenditures, and a transfer of $5,271,317 from the special revenue fund to the
general fund for the eventual repayment to the City for administrative operating subsidies given to the
Agency during the period beginning fiscal year 2000 and ending fiscal year 2005.
9. Special Benefit Plans
(a) 401(a) Deferred Compensation Plan
All employees, including executives and general employees, of the Agency are eligible, after one
year of service, to join the ICMA Retirement Trust 401(a) Deferred Compensation Plan (the Plan).
The Plan agreement requires the Agency to contribute 8% of each executive employee's earnable
compensation, and 5% of each general employee's earnable compensation. Contributions by
executive and general employees are not required. Participants may withdraw funds at retirement or
upon separation based on a variety of payout options. The following information relates to the
Agency's participation in the 401(a) Deferred Compensation Plan:
Current year's payroll for executive employees $ 95,000
Current year's payroll for general employees 564,942
Current year's employer contributions for:
Executive employees (8% rate) 7,378
General employees (5% rate) 19,452
(b) 457(b) Deferred Compensation Plan
All employees, including executives and general employees, of the Agency are eligible to join the
United States Conference of Mayors 457(b) Deferred Compensation Plan (the Plan). The Plan
agreement requires the Agency to contribute 5% of each executive employee's earnable
compensation, and is not required to contribute to general employee participants. Contributions by
executive and general employees are not required. Participants may withdraw funds at retirement or
upon separation based on a variety of payout options. The following information relates to the
Agency's participation in the 457(b) Deferred Compensation Plan:
Current year's payroll for executive employees
Current year's employer contributions for:
Executive employees (5% rate)
$ 95,000
4,611
18
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Notes to Basic Financial Statements
September 30, 2010
10. Commitment and Contingencies
(a) The Agency is contractually obligated for approximately $8 1 million at September 30, 2010, for
construction projects.
(b) During 2010, the Agency committed to provide a grant to Camillus House for the construction of a
new facility at an amount not to exceed $10,000,000. The grant, which will be funded by tax
increment revenues, will be payable at $2,000,000 per year over a five year period from fiscal year
2011 through fiscal year 2016.
(c) The Agency is a defendant in several legal actions. The outcome of these actions cannot be
determined at this time. Management believes that any liability from these actions will not have a
material effect on the Agency's financial condition.
11. Subsequent events
Subsequent events are events or transactions that occur after the balance sheet date but before the
financial statements are issued or are available to be issued. Subsequent events should be disclosed in
the financial statements if exclusion of such disclosure would cause the fmancial statements to be
misleading. The Agency evaluated subsequent events through March 1, 2011, the date the financial
statements were available to be issued, and does not believe that there are any such events or transactions
that require disclosure.
19
Required Supplementary Information
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Budgetary Comparison Schedule - General Fund
(Required Supplementary Information - Unaudited)
Year ended September 30, 2010
Budgeted amounts
Original Final
Revenues:
Tax increment revenues $ 822,384 822,384
Intergovernmental 716,400 716,400
Parking fees
Total revenues 1,538,784 1,538,784
Actual
Variance with
final budget -
positive
(negative)
822,384 -
698,703 (17,697)
149,696 149,696
1,670,783 131,999
Expenditures:
Current:
General government 1,643,891 6,915,208 6,580,749 334,459
Total expenditures 1,643,891 6,915,208 6,580,749 334,459
Excess (deficiency) of revenues over
(under) expenditures (105,107) (5,376,424) (4,909,966) 466,458
Other financing sources (uses):
Transfers in
Net (budget reserve) carryover fund balance
Total other financing sources (uses)
Net change in fund balance
105,107
5,271,317
105,107
105,107 5,376,424
5,271,317
(105,107)
5,271,317 (105,107)
361,351 361,351
Fund balances - beginning 445,078
Fund balances - ending $ 806,429
The note to the required supplementary information is an integral part of this schedule.
20
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Budgetary Comparison Schedule - Special Revenue Fund
(Required Supplementary Information - Unaudited)
Year ended September 30, 2010
Revenues:
Tax increment revenues
Intergovernmental
Other
Interest
Total revenues
Expenditures:
Current:
Community redevelopment
Total expenditures
Excess (deficiency) of revenues over
(under) expenditures
Other financing sources (uses):
Transfers in
Transfers out
Proceeds from sale of land
Net carryover fund balance
Total other fmancing sources (uses)
Net change in fund balance
Fund balances - beginning
Fund balances - ending
Budgeted amounts
Original Final
$ 7,014,897 10,226,246
7,014, 897 10,226,246
24,378,737 21,600,610
24,378,737 21,600,610
(17,363,840) (11,374,364)
(50,000) (5,621,317)
- 611,846
17,413,840 16,383,835
17,363,840 11,374,364
$ -
Actual
9,858,299
391,155
53,020
10,302,474
Variance with
final budget -
positive
(negative)
(367,947)
391,155
53,020
76,228
4,210,849 17,389,761
4,210, 849 17,389, 761
6,091,625 17,465,989
(5,317,942) 303,375
608,248 (3,598)
- (16,383,835)
(4,709,694)
1,381,931
16,483,835
$ 17,865,766
The note to the required supplementary information is an integral part of this schedule_
(16,084,058)
1,381,931
21
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Note to Required Supplementary Information
September 30, 2010
1. Budgetary Policy
The Agency adopts an annual budget for the operations of the General Fund, Special Revenue Fund and
Debt Service Fund. Capital Project funds are budgeted on a total project basis for which annual budgets
are not available. In accordance with generally accepted accounting principles, budgetary comparison
information is disclosed only for the General Fund and the Special Revenue Fund.
The budgets are adopted on a basis consistent with U.S. generally accepted accounting principles.
Budgetary control is maintained at the fund level.
22
Other Reports
SKJ
& Co
SANSON KLINE
JACOMINO & COMPANY, LLP
Certified Public Accountants & Consultants
Independent Auditor's Report on Internal Control Over
Financial Reporting and on Compliance and Other Matters Based
on an Audit of Financial Statements Performed in Accordance
With Government Auditing Standards
5805 Blue Lagoon Drive
Suite 220
Miami, Florida 33126
Tel. (305) 269-8633
Fax (305) 265-0652
www.sk[net.com
The Board of Directors
City of Miami Southeast Overtown
Park West Redevelopment Agency:
We have audited the basic financial statements of the City of Miami Southeast Overtown Park West
Redevelopment Agency (the Agency) as of and for the year ended September 30, 2010, and have issued our
report thereon dated March 1, 2011. We conducted our audit in accordance with auditing standards generally
accepted in the United States of America and the standards applicable to financial audits contained in
Government Auditing Standards, issued by the Comptroller General of the United States.
Internal Control Over Financial Reporting
In planning and performing our audit, we considered the Agency's internal control over financial reporting as a
basis for designing our auditing procedures for the purpose of expressing our opinion on the financial
statements, but not for the purpose of expressing an opinion on the effectiveness of the Agency's internal control
over financial reporting. Accordingly, we do not express an opinion on the effectiveness of the Agency's
internal control over financial reporting.
A deficiency in internal control exists when the design or operation of a control does not allow management or
employees, in the normal course of performing their assigned functions, to prevent, or detect and correct
misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in
internal control such that there is a reasonable possibility that a material misstatement of the entity's financial
statements will not be prevented, or detected and corrected on a timely basis
Our consideration of internal control over financial reporting was for the limited purpose described in the
preceding paragraph of this section and was not designed to identify all deficiencies in internal control over
financial reporting that might be deficiencies, significant deficiencies or material weaknesses. We did not
identify any deficiencies in internal control over financial reporting that we consider to be a material weakness,
as defined above.
Compliance and Other Matters
As part of obtaining reasonable assurance about whether the Agency's basic financial statements are free of
material misstatement, we performed tests of its compliance with certain provisions of laws, regulations,
contracts, and grant agreements, noncompliance with which could have a direct and material effect on the
determination of financial statement amounts. However, providing an opinion on compliance with those
provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of
our tests disclosed no instances of noncompliance or other matters that are required to be reported under
Government Auditing Standards.
In addition, we issued a management letter to management of the Agency dated March 1, 2011, as required by
the Rules of the Auditor General of the State of Florida.
23
SKJ
& Co
This report is intended solely for the information and use of the board of directors, management of the Agency,
and the State of Florida Office of the Auditor General, and is not intended to be and should not be used by
anyone other than these specified parties.
vt—pf s-a7iam 370-feefre/-
March 1, 2011
24
SKJ
&Co
SANSON KLINE
JACOM NO & COMPANY, LLP
Certified Public Accountants & Consultants
Management Letter in Accordance with the
Rules of the Auditor General of the State of Florida
5805 Blue Lagoon Drive
Suite 220
Miami, Florida 33126
Tel. (305) 269-8633
Fax (305) 265-0652
www.skjnet.com
The Board of Directors
City of Miami Southeast Overtown
Park West Redevelopment Agency:
We have audited the financial statements of the City of Miami Southeast Overtown Park West
Redevelopment Agency (the Agency), a Component Unit of the City of Miami, Florida, as of and for the
fiscal year ended September 30, 2010 and have issued our report thereon dated March 1, 2011.
We conducted our audit in accordance with auditing standards generally accepted in the United States of
America and the standards applicable to financial audits contained in Government Auditing Standards,
issued by the Comptroller General of the United States. We have issued our Independent Auditors'
Reports on Internal Control over Financial Reporting and on Compliance and Other Matters. Disclosures
in those reports, which are dated March 1, 2011, should be considered in conjunction with this
management letter.
Additionally, our audit was conducted in accordance with the provisions of Chapter 10.550, Rules of the
Auditor General, which govern the conduct of local governmental entity audits performed in the State of
Florida and, unless otherwise required to be reported in the report on compliance and internal controls or
schedule of findings and questioned costs, this letter is required to include the following information.
• Section 10.554(1)(i)1., Rules of the Auditor General, requires that we determine whether or not
corrective actions have been taken to address findings and recommendations made in the
preceding annual financial audit report not otherwise addressed in the auditor's report pursuant to
Section 10.557(3)(b)2., Rules of the Auditor General. See Appendix A to this report for a status
of the prior year's recommendation.
• Section 10.554(1)(i)2., Rules of the Auditor General, requires our audit to include a review of the
provisions of Section 218.415, Florida Statutes, regarding the investment of public funds. In
connection with our current year audit, we determined that the Agency complied with Section
218.415, Florida Statutes.
• Section 10.554(1)(i)3., Rules of the Auditor General, requires that we address in the management
letter any recommendations to improve financial management. In connection with our current
year audit, we did not have any such recommendations.
• Section 10.554(1)(i)4., Rules of the Auditor General, requires that we address violations of
provisions of contracts or grant agreements, or abuse that have occurred, or are likely to have
occurred, that have an effect on the financial statement that is less than material but more than
inconsequential. In connection with our current year audit, we noted no such violations.
25
SKJ
&Co
• Section 10.554(1)(i)5., Rules of the Auditor General, requires, based on professional judgment,
the reporting of the following matters that have an inconsequential to the determination effect on
the financial statement, considering both quantitative and qualitative factors: (a) violations of
provisions of contracts or grant agreements, fraud, illegal acts, or abuse; and (b) deficiencies in
internal control that are not significant deficiencies. In connection with our current year audit, we
did not have any such findings.
• Section 10.554(1)(i)6., Rules of the Auditor General, requires that the name or official title and
legal authority for the primary government and each component unit of the reporting entity be
disclosed in this management letter, unless disclosed in the notes to the financial statements.
Such disclosures are made in note 1 to the Agency's financial statements.
• Section 10.554(1)(i)7.a., Rules of the Auditor General, requires a statement be included as to
whether or not the local governmental entity has met one or more of the conditions described in
Section 218.503(1), Florida Statutes, and identification of the specific condition(s) met. In
connection with our current year audit, we determined that the Agency did not meet any of the
conditions described in Section 218.503(1), Florida Statutes.
• Section 10.554(1)(i)7.b., Rules of the Auditor General, requires that we determine whether the
annual financial reports for the Agency for the fiscal year ended September 30, 2010, filed with
the Florida Department of Financial Services pursuant to Section 218.32(1)(a), Florida Statutes, is
in agreement with the annual financial audit report for the fiscal year ended September 30, 2010.
The Agency does not file a separate report with the State of Florida Department of Financial
Services. The financial operations of the Agency are included in the basic financial statements of
the City of Miami, Florida for the year ended September 30, 2010.
• Sections 10.554(1)(i)7.c. and 10.556(7), Rules of the Auditor General, require that we apply
financial condition assessment procedures. In connection with our current year audit, we applied
financial condition assessment procedures. It is management's responsibility to monitor the
entity's financial condition, and our financial condition assessment was based in part on
representations made by management and the review of financial information provided by same.
This management letter is intended solely for the information and use of the board of directors,
management of the Agency, and the State of Florida Office of the Auditor General, and is not intended to
be and should not be used by anyone other than these specified parties.
V,Avloo&a, fe.t*sa40- 5prteli
March 1, 2011
26
Appendix A
CITY OF MIAMI SOUTHEAST OVERTOWN
PARK WEST REDEVELOPMENT AGENCY
(A Component Unit of the City of Miami, Florida)
Management Letter in Accordance With the
Rules of the Auditor General of the State of Florida
Year ended September 30, 2010
Status of Prior Year's Recommendation
2010-1 GASB Statement No. 54
Prior Year's Recommendation
We recommend that management become familiar with GASB Statement No. 54, and be prepared to
implement this pronouncement for the fiscal year ending September 30, 2011. However, if the City
decides to implement GASB Statement No. 54 earlier than fiscal year ending September 30, 2011, the
Authority will be required to early implement as well.
Prior Year's Management's Response
Management acknowledges the recommendation made. We will discuss this with the City and be prepared
to implement GASB Statement No. 54 when the City does.
Current Year's Status
The City did not early implement GASB Statement No. 54 for the year ended September 30, 2010, but
instead will implement it, as required, for the year ending September 30, 2011.