HomeMy WebLinkAboutMemo-SUBTHIS DOCUMENT IS A
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BACKUP. ORIGINAL CAN BE SEEN
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CITY OF MIAMI
CITY ATTORNEY'S OFFICE
MEMORANDUM
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TO: Honorable Mayor and Members of the City Commission
FROM: Julie O. Bru, City Attorney.
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DATE: December 8, 2008
RE:
Proposed Resolution - City Commission Meeting — December 11 20(?
Accepting a Settlement for the case of City of Miami vs. Bayside Center LP,
an Affiliate of General Growth Properties, Inc., a Maryland Limited
Partnership, American Arbitration Association, Case No.: 32 115 Y 00687
(File No. 08-01458)
The attached proposed Resolution pertains to the proposed settlement of the referenced
arbitration case.
By way of a brief history, in 1985 the City and Bayside Center Limited Partnership
entered into several agreements relating to the development of a portion of Bayfront Park
including, inter alia: (i) a Garage Lease Agreement, dated January 14, 1985, as amended and
restated from time to time ("Garage Lease"); (ii) a Retail Lease Agreement, dated January 14,
1985, as amended and restated from time to time ("Retail Lease"); (iii) a Minority Participation
Agreement, dated January 14, 1985 and a First Amendment to Minority Participation
Agreement ("Minority Participation Agreement") and (iv) a Miamarina Agreement dated
October 24, 1985 pursuant to which Bayside Center Limited Partnership was to develop,
construct and operate a parking garage and a retail mall. Upon completion of the garage and
retail mall in 1987, Bayside Center Limited Partnership calculated and paid rent due and owing
to the City using formulas set out in each of the leases. On a yearly basis, Bayside has
provided the City with "Audited Financial Statements" and related documents in support of its
calculations of the rent due and owing to the City under the leases.
An audit was conducted by Victor I. Igwe, CPA, CIA, Independent Auditor General,
Office of the Auditor General, City of Miami for the Bayside Center Limited Partnership
(Bayside Marketplace) for the period January 1, 1998 through December 31, 2000. The
Independent Auditor General found that Bayside Center Limited Partnership had underpaid the
City the percentage rents due under the Garage Lease, as further set forth in his Audit Report
Bayside Center Limited Partnership (Bayside Marketplace) for the Period January 1, 1998
Through December 31, 2000.
At issue is the interpretation of Section 2.5 (a) of the Garage Lease, which states that,
"During each Rental Year during the Original Term and each Renewal term hereof, Developer
[Bayside Center Limited Partnership] covenants and agrees to pay the City annually as rental
for the Lease Property, the following:
• The annual sum of Ten Thousand Dollars ($10,000) (Annual Basic Rental).
• To the extent there is Net Income Available for Distribution, the annual sum of
Eighty Thousand Dollars ($80,000) (Annual Additional Rental).
ag ofg5g'- memo -Su&
Honorable Mayor and Members of the City Commission
December 8, 2008
THIS DOCUMENT IS A
SUBSTITUTION TO ORIGINAL
BACKUP. ORIGINAL CAN BE SEEN
AT THE END OF THIS DOCUMENT.
• Fifty percent (50%) of the remaining Net Income Available for Distribution, if any, after
payment of the Annual Basic Rental, Annual Additional Rental, and after Developer has been
reimbursed up to Ninety Thousand Dollars ($90,000) for Negative Cash Flow previously paid
by Developer (Annual Percentage Rental)."
Bayside Center Limited Partnership computes "Net Income Available for Distribution"
by subtracting the following transactions from the "Operating Income" for the applicable or
pertinent period:
• Operating Expenses for the same period_
• Debt Service Payments for the same period.
• An amount equal to ten percent (10%) of the total cumulative Developer Equity Investment
made from the inception of the Agreement up to the period for which "Net Income Available
for Distribution" is being calculated. This cumulative total is not adjusted for costs amortized
in the prior years.
The Independent Auditor General concluded that 10% of the Developer Equity
Investment account should be deducted annually to compute the "Net Income Available for
Distribution" and that each item comprising this account should be fully recouped over a ten-
year period. Based on that conclusion, his review of Bayside Center Limited Partnership's
financial accounting records disclosed that for the period 1987 through 2000, Bayside Center
Limited Partnership had exceeded the total deduction of the Developer's Equity Investment
account by $429,387.
The Independent Auditor General relied on FASB Statement number 13 (generally
accepted accounting principle), which provides that leasehold improvements be depreciated for
a specific period of time. Therefore, he reasoned that the total cumulative Developer Equity
Investment should be recouped from Operating Income until the total amount invested is fully
recouped, and thereafter, the deduction of the respective equity components should cease. The
Independent Auditor General thus concluded that Net Income Available for Distribution was
understated as a result of the excess deductions during the period 1997 through 2000, and
therefore, the City would be entitled to $214,692 in additional annual percentage rent.
The excess deduction as noted above was due to Bayside Center Limited Partnership's
interpretation of how the Developer's Equity Investment account should be accounted for.
While the Independent Auditor General contends that the total cumulative Developer Equity
Investment should be deducted from "Operating Income" until the total amount invested is
fully recouped, and thereafter, the deduction of the respective equity components should cease,
Bayside Center Limited Partnership has contended that the Garage Lease allows Bayside
Center Limited Partnership to deduct ten percent (10%) of its total cumulative Developer's
Equity Investment account from "Net Operating Income" as a "return on its investment."
Additionally, Bayside alleges that the concept of "amortization" is not provided in the Garage
Lease nor in generally accepted accounting principles.
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Honorable Mayor and Members of the City Commission
December 8, 2008
THIS DOCUMENT IS A
SUBSTITUTION TO ORIGINAL
BACKUP. ORIGINAL CAN BE SEEN
AT THE END OF THIS DOCUMENT.
While the Garage Lease defines the term "Developer Equity Investment", that
definition does not include the term "return on investment", but rather uses the term "recoup"
as it relates to Developer Equity Investment Account.
Based on the Independent Auditor General's findings, the dispute between the City and
Bayside Center Limited Partnership regarding Bayside Center Limited Partnership's
compliance with and performance under the Garage Lease resulted in the City filing a demand
for arbitration against Bayside Center Limited Partnership with the American Arbitration
Association, Case No. 32 115 Y 0068707 (the "Arbitration") including the City's claim against
Bayside for underpaid Annual Percentage Rental for the period of January 1, 1998 through
December 31, 2000 as determined by the City of Miami audit finding contained in Audit No.
01-013; the City's claims for underpaid Annual Percentage Rental for the periods subsequent
to December 31, 2000 due to a continued understatement of Net Income Available for
Distribution; and any other claims of the City against Bayside regarding the Garage Lease.
The City also included in the Arbitration a claim regarding enforcement of the Minority
Participation Agreement. Despite request, Bayside Center Limited Partnership has not
provided documentation to the City regarding Bayside Center Limited Partnership's
obligations under the Minority Participation Agreement to enable the City to monitor
Bayside's performance under that agreement for certain years. Pursuant to the Minority
Participation Agreement: "Developer [Bayside Center Limited Partnership] agree[d] to pay to
the foundation, ten percent (10%) of Net Income Available for Distribution (as the term is
defined in the Retail Lease) or $100,000, whichever is greater ("Foundation Contribution").
The minimum $100,000 annual Foundation Contribution payment is to be made in equal
quarterly installments commencing on the Rent Commencement Date (as defined in the Retail
Lease), and ending at the end of the term of the Retail Lease.
Bayside Center Limited Partnership, pursuant to a merger involving General Growth
Properties, Inc., became Bayside Marketplace, LLC after the merger ("Bayside").
The City is seeking at least $838,733 under the Garage Lease for unpaid back rent, plus
statutory pre judgment interest of approximately $364,569. Pursuant to extensive negotiations,
including a mediation that occurred on October 7 and 8, 2008 between the City and Bayside, the
parties have agreed to compromise, settle, and release the claims in the Arbitration.
The Resolution accepts a payment to the City in the amount of Five Hundred Thousand
Dollars ($500,000) payable in five annual installments of $100,000 pursuant to the schedule in
and as more fully set forth in the attached settlement agreement which has been executed by
Bayside, in full settlement of the claims and demands in the case of City of Miami vs. Bayside
Center Limited Partnership, American Arbitration Association Case No.: 32 115 Y 00687.
Further, consistent with the Independent Auditor General's interpretation, Bayside has
agreed as follows as part of the proposed settlement:
For purposes of this Agreement, the Settling Parties stipulate and agree
that the current existing amount of Bayside's Developer Equity
3
Honorable Mayor and Members of the City Commission
December 8, 2008
THIS DOCUMENT IS A
SUBSTITUTION TO ORIGINAL
BACKUP. ORIGINAL CAN BE SEEN
AT THE END OF THIS DOCUMENT.
Investment ("the Existing DEI"), as defined in the existing Garage Lease,
shall be deemed to be $1,000,000. The parties further agree that Bayside
shall be able to amortize said $1,000,000 Existing DEI amount in equal
$100,000 amounts over a 10-year period, and that Bayside may subtract
those "amortizations" in calculating Net Income Available for Distribution
("NIAD"). After 10 years, the Existing DEI shall be deemed to be
exhausted.
The issue of the continued underpayment of rent to the City for the balance of the lease,
which is significant given that the original lease term is for 45 years with an option to renew
for two additional 15-year terms, would also be resolved as follows:
For purposes of this settlement, the parties agree that any future Operating
Losses incurred or unfinanced Capital Improvements paid by Bayside
shall be added to another Developer Equity Investment account ("the
Future DEI"). Any such additions to Future DEI shall be "amortized" or
depreciated in equal amounts and such amortization or depreciation shall
be straight line in nature and shall be in accordance with U.S. generally
accepted accounting principles, except for the period of amortization or
depreciation which shall be a 10-year period, and Bayside may subtract
those "10% amortizations" (or depreciations) in calculating Net Income
Available for Distribution ("NIAD"). After 10 years, the Future DEI
accrued in any calendar year shall be deemed to be exhausted.
Also, with respect to the Minority Participation Agreement, Bayside has agreed as
follows as part of the proposed settlement:
Within 10 days of execution of this [Settlement] Agreement by all parties,
Bayside shall provide canceled checks to the City, evidencing payment of
the minimum required payment due under the Minority Participation
Agreement for the years 2004 through 2008. To the extent that Bayside
cannot provide said documentation, Bayside shall pay any such
outstanding amounts due to the Bayside Minority Foundation within 20
days after the expiration of the 10 day period. Bayside shall provide the
City of Miami with copies of canceled checks evidencing payment of any
such outstanding amounts to the Bayside Minority Foundation.
The settlement of the Arbitration includes all claims as between the City and Bayside
with respect to the Garage Lease, the Minority Participation Agreement and the Arbitration.
The settlement has been evaluated and negotiated by the City Attorney, the Chief
Financial Officer, the Acting Director of Public Facilities, the Lease Manager and the
Independent Auditor General and is recommended for approval by the City Attorney.
Attachment(s)
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TO:
ROM:
CITY OF MIAMI
CITY ATTORNEY'S OFFICE
MEMORANDUM
Honorable Mayor and Members of the City Commission
Julie O. Bru, City Attorney.
DA . E: November 25, 2008
RE.11
RE: Proposed Resolution - City Commission Meeting — December 11, 2008
Accepting a Settlement for the case of City of Miami vs. Bayside Center LP,
an Affiliate of General Growth Properties, Inc., a Maryland Limited
ership, American Arbitration Association, Case No.: 32 115 Y 00687
No. 08-01458)
(Fi
The attached propo ; d Resolution pertains to the proposed settlement of the referenced
arbitration case.
By way of a brief histo ,
entered into several agreements re
including, inter alia: (i) a Garage Le
restated from time to time ("Garage Le
1985, as amended and restated from time
Agreement, dated January 14, 1985 an
Agreement ("Minority Participation Agreem
October 24, 1985 pursuant to which Bayside
construct and operate a parking garage and a retai
retail mall in 1987, Bayside Center Limited Partners
to the City using formulas set out in each of the le
provided the City with "Audited Financial Statements"
calculations of the rent due and owing to the City under the
in 1985 the City and Bayside Center Limited Partnership
ting to the development of a portion of Bayfront Park
e Agreement, dated January 14, 1985, as amended and
e"); (ii) a Retail Lease Agreement, dated January 14,
time ("Retail Lease"); (iii) a Minority Participation
a First Amendment to Minority Participation
art") and (iv) a Miamarina Agreement dated
enter Limited Partnership was to develop,
all. Upon completion of the garage and
calculated and paid rent due and owing
es. On a yearly basis, Bayside has
d related documents in support of its
eases.
An audit was conducted by Victor I. Igwe, CPA, CIA,
Office of the Auditor General, City of Miami for the Baysid
(Bayside Marketplace) for the period January 1, 1998 through
Independent Auditor General found that Bayside Center Limited Part
City the percentage rents due under the Garage Lease, as further set fo
Bayside Center Limited Partnership (Bayside Marketplace) for the Pe
Through December 31, 2000.
Independent Auditor General,
Center Limited Partnership
ecember 31, 2000. The
ership had underpaid the
in his Audit Report
'od January 1, 1998
At issue is the interpretation of Section 2.5 (a) of the Garage Lease, w
"During each Rental Year during the Original Term and each Renewal term here
[Bayside Center Limited Partnership] covenants and agrees to pay the City ann
for the Lease Property, the following:
• The annual sum of Ten Thousand Dollars ($10,000) (Annual Basic Rental).
• To the extent there is Net Income Available for Distribution, the annual sum of
Eighty Thousand Dollars ($80,000) (Annual Additional Rental).
ch states that,
Developer
as rental
SUBSTITUTED
Honorable Mayor and Members of the City Commission
ovember 25, 2008
• Fipercent (50%) of the remaining Net Income Available for Distribution, if any, after
payme t of the Annual Basic Rental, Annual Additional Rental, and after Developer has been
reimburs,.• up to Ninety Thousand Dollars ($90,000) for Negative Cash Flow previously paid
by Develo. - r (Annual Percentage Rental)."
Baysid- Center Limited Partnership computes "Net Income Available for Distribution"
by subtracting t following transactions from the "Operating Income" for the applicable or
pertinent period:
• Operating Expenses . the same period.
• Debt Service Payments or the same period.
• An amount equal to ten . - rcent (10%) of the total cumulative Developer Equity Investment
made from the inception of e Agreement up to the period for which "Net Income Available
for Distribution" is being calc . ated. This cumulative total is not adjusted for costs amortized
in the prior years.
The Independent Auditor
Investment account should be deduct
Distribution" and that each item compris
year period. Based on that conclusion, hi
financial accounting records disclosed that
Limited Partnership had exceeded the total
account by $429,387.
neral concluded that 10% of the Developer Equity
annually to compute the "Net Income Available for
g this account should be fully recouped over a ten -
review of Bayside Center Limited Partnership's
the period 1987 through 2000, Bayside Center
d- • uction of the Developer's Equity Investment
The Independent Auditor General relied on ASB Statement number 13 (generally
accepted accounting principle), which provides that lea hold improvements be depreciated for
a specific period of time. Therefore, he reasoned that total cumulative Developer Equity
Investment should be recouped from Operating Income un the total amount invested is fully
recouped, and thereafter, the deduction of the respective eq ♦ components should cease. The
Independent Auditor General thus concluded that Net Income vailable for Distribution was
understated as a result of the excess deductions during the pe od 1997 through 2000, and
therefore, the City would be entitled to $214,692 in additional annupercentage rent.
The excess deduction as noted above was due to Bayside Cen : Limited Partnership's
interpretation of how the Developer's Equity Investment account sho d be accounted for.
While the Independent Auditor General contends that the total cumulati Developer Equity
Investment should be deducted from "Operating Income" until the total . ount invested is
fully recouped, and thereafter, the deduction of the respective equity compone should cease,
Bayside Center Limited Partnership has contended that the Garage Lease : .ws Bayside
Center Limited Partnership to deduct ten percent (10%) of its total cumulative N eveloper's
Equity Investment account from "Net Operating Income" as a "return on its in - stment."
Additionally, Bayside alleges that the concept of "amortization" is not provided in the Garage
Lease nor in generally accepted accounting principles.
2
SUBSTITUTED
Honorable Mayor and Members of the City Commission
ovember 25, 2008
While the Garage Lease defines the term "Developer Equity Investment", that
definite n does not include the term "return on investment", but rather uses the term "recoup"
as it rela s to Developer Equity Investment Account.
Baseon the Independent Auditor General's findings, the dispute between the City and
Bayside Cent Limited Partnership regarding Bayside Center Limited Partnership's
compliance with • d performance under the Garage Lease resulted in the City filing a demand
for arbitration ag nst Bayside Center Limited Partnership with the American Arbitration
Association, Case 32 115 Y 0068707 (the "Arbitration") including the City's claim against
Bayside for underpai• Annual Percentage Rental for the period of January 1, 1998 through
December 31, 2000 as . -termined by the City of Miami audit finding contained in Audit No.
01-013; the City's claims or underpaid Annual Percentage Rental for the periods subsequent
to December 31, 2000 du: to a continued understatement of Net Income Available for
Distribution; and any other cl.►'ms of the City against Bayside regarding the Garage Lease.
The City also included in i. e Arbitration a claim regarding enforcement of the Minority
Participation Agreement. Despi : request, Bayside Center Limited Partnership has not
provided documentation to the y regarding Bayside Center Limited Partnership's
obligations under the Minority Part • pation Agreement to enable the City to monitor
Bayside's performance under that agre= .ent for certain years. Pursuant to the Minority
Participation Agreement: "Developer [Baykde Center Limited Partnership] agree[d] to pay to
the foundation, ten percent (10%) of Net Income Available for Distribution (as the term is
defined in the Retail Lease) or $100,000, whi
The minimum $100,000 annual Foundation C
quarterly installments commencing on the Rent Co
Lease), and ending at the end of the term of the Retai
ever is greater ("Foundation Contribution").
tribution payment is to be made in equal
encement Date (as defined in the Retail
ease.
Bayside Center Limited Partnership, pursuant to a merger involving General Growth
Properties, Inc., became Bayside Marketplace, LLC after th= merger ("Bayside").
The City is seeking at least $838,733 under the Garage ease for unpaid back rent, plus
statutory pre judgment interest of approximately $364,569. Purs ► , t to extensive negotiations,
including a mediation that occurred on October 7 and 8, 2008 betw--n the City and Bayside, the
parties have agreed to compromise, settle, and release the claims in th Arbitration.
The Resolution accepts a payment to the City in the amount of ve Hundred Thousand
Dollars ($500,000) payable in five annual installments of $100,000 purs t to the schedule in
and as more fully set forth in the attached settlement agreement which h. been executed by
Bayside, in full settlement of the claims and demands in the case of City of ami vs. Bayside
Center Limited Partnership, American Arbitration Association Case No.: 32 11 ' Y 00687.
Further, consistent with the Independent Auditor General's interpretation, ' ayside has
agreed as follows as part of the proposed settlement:
For purposes of this Agreement, the Settling Parties stipulate and agree
that the current existing amount of Bayside's Developer Equity
3
\,1,
onorable Mayor and Members of the City Commission
vember 25, 2008
SUBSTITUTED
nvestment ("the Existing DEI"), as defined in the existing Garage Lease,
s 11 be deemed to be $1,000,000. The parties further agree that Bayside
sh be able to amortize said $1,000,000 Existing DEI amount in equal
$100,$00 amounts over a 10-year period, and that Bayside may subtract
those ' ortizations" in calculating Net Income Available for Distribution
("NIAD' . After 10 years, the Existing DEI shall be deemed to be
exhausted.
The issue of the continued underpayment of rent to the City for the balance of the lease,
which is significant giv that the original lease term is for 45 years with an option to renew
for two additional 15-yea terms, would also be resolved as follows:
For purposes of this s lement, the parties agree that any future Operating
Losses incurred or anced Capital Improvements paid by Bayside
shall be added to anoth- Developer Equity Investment account ("the
Future DEI"). Any such a. 'itions to Future DEI shall be "amortized" or
depreciated in equal amounts d such amortization or depreciation shall
be straight line in nature and s . 1 be in accordance with U.S. generally
accepted accounting principles, e cept for the period of amortization or
depreciation which shall be a 10-y: ar period, and Bayside may subtract
those "10% amortizations" (or depre iations) in calculating Net Income
Available for Distribution ("NIAD"). • fter 10 years, the Future DEI
accrued in any calendar year shall be deeed to be exhausted.
Also, with respect to the Minority Particip. ion Agreement, Bayside has agreed as
follows as part of the proposed settlement:
Within 10 days of execution of this [Settlement] A;, eement by all parties,
Bayside shall provide canceled checks to the City, e ' dencing payment of
the minimum required payment due under the Mi .rity Participation
Agreement for the years 2004 through 2008. To the e ent that Bayside
cannot provide said documentation, Bayside shall ..y any such
outstanding amounts due to the Bayside Minority Foundat .n within 20
days after the expiration of the 10 day period. Bayside shall •rovide the
City of Miami with copies of canceled checks evidencing paym . t of any
such outstanding amounts to the Bayside Minority Foundation.
The settlement of the Arbitration includes all claims as between the ity and Bayside
with respect to the Garage Lease, the Minority Participation Agreement and the : bitration.
The settlement is recommended by this Office, the Chief Financial Officer, the Acting
Director of Public Facilities, the Lease Manager and the Independent Auditor Gener
Attachments)
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onorable Mayor and Members of the City Commission
vember 25, 2008
c: ' edro G. Hernandez, City Manager
E i Gallastegui, Agenda Coordinator
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