HomeMy WebLinkAboutCoop AgrmtDepartment of Justice
Office of Justice Programs
National Institute of Justice
. _
1. RECIPIENT NAME AND ADDRESS (Including Zip Code)
Miami Police Department
400 NW 2nd Avenue Budget Unit
Miami, FL 33128-0000
PAGE 1 OF 6
Cooperative Agreement
4. AWARD NUMBER. 2007-13N-BX-K123
5. PROJECT PERIOD: FROM 01/01.'2008 TO 06/30/2009
BUDGET PERIOD: FROM 01/01/2008 TO 06/30/2009
6. A WARD DATE 09/12/2007 7. ACTION
• IA. GRANTEE IRSNENDOR NO. 8. SUPPLEMENT NUMBER
596000375 • 00
•
3. PROJECT TITLE
Miami Poliee Homicide Cord Case DNA Initiative
Initial
9. PREVIOUS AWARD AMOUNT 0
• 10. AMOUNT OF THIS AWARD
I l. TOTAL AWARD
• S 441,063 •
S 441.063
12. SPECIAL CONDITIONS
THE ABOVE GRANT PROJECT IS APPROVED SUBJECT TO SUCH CONDITIONS OR LIMITATIONS AS ARE SET FORTH
ON THE ATTACHED PAGE(S).
13. STATUTORY AUTHORITY FOR GRANT
1 Ibis project is supported under FY07(NU - DNA/Forensics) Pub. L. No. 110-5, mob. secs. 101-104; Pub. L No. 109-108. 119 Stat. 2290, 2302; 28
USC 530C
15. METHOD OF PAYMENT
PAPAS
•
•
17. SIGNATURE OF APPROVING OFFICIAL 19. SIGN ATU
AGENCY APPROVAL 111111.111111111111_ GRANTEE ACCEPTANCE
16. TYPED NAME AND TITLE OF APPROVING OFFICIAL I& TYPED NAME AND TITLE OF AUTHORJZED GRANTEE OFFICIAL
Regina B. Schofield
Assistant Attorney General
Pedro G. HernarOet
City 8Mer
AGENCY USE ONLY
21. DN07S00244
• 20. ACCOUNTING CLASSIFICATION CODES
! FISCAL FUND BUD. DIV.
, YEAR CODE ACT. OFC. REG. SUB. POMS AMOUNT
X 8 DN 60 00 00
441063
OW FORM 4000/2 (REV. 5-87) PREVIOUS EDITIONS ARE OBSOLETE.
iORM 4000/2 (REV. 4-88)
(OR IZED RECIPIENT OFFICIAL 19A. DATE
Department of Justice
Office of Justice Programs
National Institute of
Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PROJECT NUMBER 2007-DN-BX-Kt23 AWARD DATE 09/122007
PAGE 2 OF 6
SPECIAL CONDITIONS
1. The recipient agrees to comply with the financial and administrative requirements set Forth in the current edition of the
Office of Justice Programs (OJP) Financial Guide.
2. The recipient acknowledges that failure to submit an acceptable Equal Employment Opportunity Plan (if recipient is
required to submit one pursuant to 28 C.F.R. Section 42.302), that is approved by the Office for Civil Rights, is a
- violation of its Certified Assurances and may result in suspension or termination of funding, until such time as the
recipient is in compliance.
3. The recipient agrees to comply with the organizational audit requirements of OMB Circular A-133, Audits of States,
Local Governments, and Non -Profit Organizations, as further described in the current edition of the OJP Financial
Guide, Chapter 19.
4. Recipient understands and agrees that it cannot use any federal funds, either directly or indirectly, in support of the
enactment, repeal, modification or adoption of any law, regulation or policy, at any level of government, without the
express prior written approval of0JP.
5. Due to the substantial Federal involvement contemplated in completion of this project, the National institute of Justice
(NU) has elected to enter into a cooperative agreement rather than a grant. This decision is based on NIJ's ongoing
responsibility to assist and coordinate projects that deal with DNA analysis and capacity enhancement. NIJ wi11
provide input and re -direction to the program, as needed, in consultation with the Recipient, and will actively monitor
the project by methods including but not limited to ongoing contact with the Recipient. In meeting programmatic
responsibilities, NIJ and the Recipient will be guided by the following principles: Responsibility for the day-to-day
operations of this project rests with the Recipient in implementation of the Recipient's approved proposal, the
Recipient's budget (as approved by OJP and NIJ), and the terms and conditions specified in this award. Responsibility
for general oversight and redirection of the project, if necessary, rests with NIJ. In addition to its programmatic
reporting requirements, the Recipient agrees to provide necessary information as requested by OJP and NIJ, These
information requests may include, but are not limited to specific submissions related to: performance, including
measurement of project outputs/outcomes; meeting performance specifications; developmental decision points; changes
in project scope or personnel; budget modifications and/or coordination of related projects.
6. Unless otherwise authorized by NIJ, expenses charged to this award must directly relate to: (a) identification, review,
and prioritization of Uniform Crime Report (UCR), Part 1 Violent Crime "cold cases" (cases for which all significant
investigative leads have been exhausted) that have the potential to be solved through DNA analysis; (b) identification,
collection, retrieval, or evaluation of biological evidence from such cases that reasonably is expected to contain DNA;
or (c) performance of DNA analyses on such biological evidence.
JP FORM 4000/2 (REV. 4-88)
Department of Justice
Office of Justice Programs
National Institute of
Justice
PROJECT NUMBER 2007-DN-BX-K 123
AWARD CONTINUATION
SHEET
Cooperative Agreement
AWARD DATE 09/I2/2007
SPECIAL CONDITIONS
7. (a) Accreditation and Privacy Requirements; CODIS; No Research
PAGE 3 OF 6
The Recipient shall ensure that each DNA analysis conducted under this award will be performed either (I) by
accredited government -owned laboratories, or (2) through an accredited fee -for -service vendor. The accreditation
must be by a nonprofit professional association of persons actively involved in forensic science that is nationally
recognized within the forensic science community. The laboratory must undergo external audits not less than once
every 2 years that demonstrate compliance with the DNA Quality Assurance Standards established by the Director of
the FBI. - -
The Recipient shall maintain each DNA analysis conducted under this award, and each stored DNA sample that results
from this award, in accordance with the privacy requirements and restrictions on disclosure described in 42 U.S.C.
section 14132(bx3).
The Recipient agrees to notify NIJ immediately upon any change in the accreditation status of any of its forensic
science laboratories, if applicable.
The Recipient shall ensure that all eligible forensic DNA profiles obtained with funding under this award will be
entered into the Combined DNA Index System (CODIS), and, where applicable, uploaded to the National DNA Index
System (NDIS).
The Recipient shall ensure that none of the funds provided under this award are used for research or statistical projects
or activities as defined by 28 CFR Part 22 or for research as defined by 28 CFR Part 46. Any questions concerning this
provision should be directed to the NIJ Program Manager for the award.
(b) Nonsupplanting of State or Local Funds
The Recipient shall ensure that Federal funds made available through this award will not supplant State or local funds,
but instead will be used to increase the amount of funds that would, in the absence of Federal funds, be available from
State or local sources for activities funded through this award.
The Recipient agrees to notify NIJ immediately if the Recipient receives new State or local funding for any of the
purposes included in the approved application for this award.
(c) Data collection
The Recipient agrees to cooperate with any assessments, national evaluation efforts, or information or data collection
requests, including, but not limited to, the provision of any information required for the assessment or evaluation of any
activities within this project.
8. The recipient agrees to submit quarterly financial status reports to the Office of Justice Programs using Standard Form
SF 269A on the Internet at https://grants.ojp.usdoj.gov . These reports shalt be submitted on-line not later than 45 days
after the end of each calendar quarter. The final report shall be submitted not later than 90 days following the end of
the_grant period.
9. The recipient shall submit semiannual progress reports. Progress reports shall be submitted within 30 days after the end
of the reporting periods, which are June 30 and December 31, for the life of the award. These reports will be submitted
to the Office of Justice Programs, on line -through the Internet at https://grants.ojp.usdoj.gov/.
FORM 4000/2 (REV. 4-88)
Department of Justice
Office of Justice Programs
National Institute of
Justice
AWARD CONTINUATION
SHEET
Cooperative Agreement
PROIECTNUMBER 2007-DN-BX-K123 AWARD DATE 09/12/2007
SPECIAL CONDITIONS
PAGE 4 OF 6
10. The Recipient shall submit a report. within 90 days of the end of the award period that, at a minimum, (1) includes a
summary and assessment of the program carried out with the funds made available under this Fiscal Year 2007 award
and (2) cites the number of additional violent crime cold cases reviewed for DNA evidence, the number of such cases
in which biological evidence still existed, the number subjected to DNA analysis, the number that yielded DNA
profiles, the number of resulting profiles entered into COINS, and the number of CODIS hits as a result of the Fiscal
Year 2007 award. The Recipient shall ensure that all data and information necessary for the report is collected
throughout the award period.
11, Patents and Inventions.
The clauses at 37 C.F.R. section 401.14 (together, the "Patents Rights Clause") are incorporated by reference, with the
following modifications.
(1) Where italicized, the terms "contract," "contractor," and "contracting officer" are replaced, respectively, by the
terms "award," "award recipient," and "OW program manager";
(2) Patent Rights Clause paragraph (f) is modified by adding the following at the end:
"(5) The award recipient agrees to provide a report prior to the close out of the award listing all subject inventions or
-stating that there were none.
(6) The award recipient agrees to provide, upon request, the filing date, patent application number and title; a copy of
the patent application; and patent number and issue date for any subject invention in any country in which the award
recipient has applied for a patent";
(3) Patent Rights Clause paragraph (g) is modified to read as follows:
"(g) Subawards and Subcontracts
"The award recipient will include this Patent Rights Clause, suitably modified to identify the parties, in all subawards
and subcontracts, regardless of tier, for experimental, developmental, or research work. The subaward recipient or
subcontractor will retain all rights provided for the award recipient in this clause, and the award recipient will not, as a
part of the consideration for awarding the subaward or subcontract, obtain tights in the subaward recipient's or
subcontractor's subject inventions."; and
(4) Patent Rights Clause paragraph (1) is modified to read as follows:
"(1) Communications
"Communications on matters relating to this Patent Rights Clause should be directed to the General Counsel, Office of
Justice Programs, United States Department of Justice.".
With respect to any subject invention in which the award recipient, or a subaward recipient or subcontractor, retains
title, the Federal government shall have a nonexclusive, nontransferable, irrevocable, paid -up license to practice or
have practiced for or on behalf of the United States the subject invention throughout the world.
12. The recipient shall transmit to the grant monitor copies of all official grant -related press releases at least ten (10)
working days prior to public release. Advance notice permits time for coordination of release of information by NIJ
where appropriate and to respond to press or public inquiries.
' FORM 4000/2 (REV. 4.88)
Department of Justice
Office of Justice Programs
National Institute of
Justice
PROJECT NUMBER 2007-DN-1X-K 123
AWARD CONTINUATION
SHEET
Cooperative Agreement
A WARD DATE 09/ k 2/2007
PAGE 3 OF 6
• SPECIAL CONDITIONS
13. The Project Director and key program personnel designated in the application shall be replaced only for compelling
reasons and with the concurrence of OJP. OJP will not unreasonably withhold concurrence. All successors to key
personnel must be approved, and such approval is contingent upon submission of appropriate information, including,
but not limited to, a resume. Changes in other program personnel require only notification to OJP and submission of
resumes, unless otherwise designated in the award document.
14. The Recipient agrees to comply with all Federal, State, and local environmental laws and regulations applicable to the
development and implementation of the activities to be funded under this award, Environmental Assessment (EA): The
Recipient agrees and understands that funded activities may require the preparation of an environmental assessment
(EA) as defined by the Council on Environmental Quality's Regulations for implementing the Procedural Provisions of
the National Environmental Policy Act (NEPA), found at 40 CFR Part 1500. An EA is a concise public document that
briefly provides sufficient analysis for determining whether to prepare an environmental impact statement (EIS) or a
finding of no significant impact for the proposed activity. if in completing an EA for a proposed activity, potential
adverse environmental impacts are identified, the EA will serve as a vehicle for developing either alternative
approaches or mitigation measures for avoiding or reducing the identified adverse environmental impacts.
Modifications: Throughout the term of this award, the Recipient agrees that for any activity that is the subject of a
completed Environmental Assessment (EA), it will inform NIJ of (1) any change(s) that it is considering making to the
previously assessed activity; (2) any changed circumstances, such as a change in the project site's conditions; or (3) any
significant new information. The Recipient will not implement a proposed change until NIJ, with the assistance of the
Recipient, has determined whether the proposed change will require additional review under NEPA. Likewise, in the
case of new circumstances or information arising, NI1, with the assistance of the Recipient, will determine if any
additional environmental impact analysis is necessary. The approval will not be unreasonably withheld as long as any
requested modification(s) is consistent with eligible program purposes and found acceptable under an NIJ-conducted
environmental impact review process.
15. Recipient acknowledges that the Office oflustice Programs reserves a royalty -free, non-exclusive, and irrevocable
license to reproduce, publish, or otherwise use, and authorize others to use (in whole or in pan, including in connection
with derivative works), for Federal purposes: (I) the copyright in any work developed under an award or subaward; and
(2) any rights of copyright to which a recipient or subrecipient purchases ownership with Federal support.
Recipient acknowledges that the Office of Justice Programs has the right to (I) obtain, reproduce, publish, or otherwise
use the data first produced under an award or subaward; and (2) authorize others to receive, reproduce, publish, or •
otherwise use such data for Federal purposes.
It is the responsibility of the recipient (and of each subrecipient, if applicable) to ensure that this condition is included
in any subaward under this award.
16. To assist in information sharing, the grantee shalt provide the grant manager with a copy of all interim and final reports
and proposed publications (including those prepared for conferences and other presentations) resulting from this
agreement. Submission of such materials prior to or simultaneous with their public release aids N[J in responding to
any inquiries that may arise. Any publications (written, visual, or sound) - excluding press releases and newsletters -
whether published at the grantee's or government's expense, shall contain the following statement: This project was
supported by Award No. awarded by the National Institute of Justice, Office of lustice Programs,
U.S. Department of lustice. The opinions, findings, and conclusions or recommendations expressed in this
publication/program/exhibition are those of the author(s) and do not necessarily reflect those of the Department of
Justice.
NIJ defines publications as any planned, written, visual or sound material substantively based on the project, formally
prepared by the grant recipient for dissemination to the public.
FORM 4000/2 (REV. 4-88)
' r
Department of Justice
Office of Justice Programs
National Institute of
Justice
j PROTECT NUMBER 2007-DN-BX-K123
AWARD CONTINUATION
SHEET
Cooperative Agreement
PAGE 6 OF 6
AWARD DATE 09/12/2007
SPECIAL CONDITIONS
17. Pursuant to 28 C.F.R. Part 18, OJP may suspend or terminate funding under this award, at any time before the
completion of the project funded by this award, for the recipient's failure to comply with these special conditions or
with the projects goals, plans and methodology set forth in the approved application. The recipient will be unable to
draw down funds until OJP determines that the recipient is in compliance.
. 18. The recipient agrees not to obligate, expend, or draw down any funds until the program office has verified that the
recipient has submitted all necessary documentation required to comply with the Department ofJustice Procedures for
implementing the National Environmental Policy'Act found at 28 CFR. Part 61 and a Grant Adjustment Notice has been
issued removing this condition.
19. The Recipient may not commence activities under this award, and may not to obligate, expend, or draw down any
fiinds, until: (a) the Office of the Chief Financial Officer, Office ofJustice Programs, has issued clearance of the
application budget and budget narrative; (b) NIJ has verified that the Recipient's proposed use of funds meets the
requirements set forth in the program announcement and in this award; and (c) a Grant Adjustment Notice (GAN) has
been issued removing this condition.
FORM 4000/2 (REV. 4-88)