HomeMy WebLinkAboutExhibit 6Exhibit "C"
Form of Bond Credit Facility Agreement
AY DRAFT #2
LETTER OF CREDIT AGREEMENT
between
THE CITY OF MIAMI, FLORIDA
and
SUNTRUST BANK,
a Georgia banking corporation
Dated as of July 1, 2008
relating to
THE CITY OF NIIAMI, FLORIDA
$ $
Tax -Exempt Variable Rate
Parking System Revenue Refunding Bonds
Series 2008
Taxable Variable Rate
Parking System Revenue Refunding Bonds
Series 2008
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Table of Contents
ARTICLE I. DEFINITIONS 2
Section 1.1 Specific Terms. 2
Section 1.2 Accounting Matters. 11
Section 1.3 Interpretation. 11
Section 1.4 Computation of Time Periods; Time 12
Section 1.5 Construction. 12
ARTICLE II. ISSUANCE OF LETTER OF CREDIT; FEES; REIMBURSEMENT 12
Section 2.1 Amount and Terms of Letter of Credit 12
Section 2.2 Letter of Credit Fee. 12
Section 2.3 Drawing Fees. 13
Section 2.4 Transfer Fees. 13
Section 2.5 Reimbursement. 13
Section 2.6 Reinstatement of Letter of Credit. 13
Section 2.7 Credit for Amount Paid on Bonds 14
Section 2.8 Pledge of Bonds. 14
Section 2.9 Interest on Bank Bonds; Excess Bank Bond Interest;
Overdue Amounts. 15
Section 2.10 Sale of Bank Bonds. 16
Section 2.11 Rights of Bank Bondowners 18
Section 2.12 Net of Taxes, Etc. 18
Section 2.13 Increased Costs. 19
Section 2.14 Computations; Payments. 21
Section 2.15 Early Termination. 21
Section 2.16 Limited Obligations. 21
ARTICLE III. REPAYMENT OF BANK BONDS; TERM -OUT FUNDING 22
Section 3.1 Bank Bonds 22
Section 3.2 Term -Out Funding 22
ARTICLE IV. CONDITIONS PRECEDENT TO EFFECTIVENESS 23
Section 4.1 Representations. 23
Section 4.2 Other Documents. 24
Section 4.3 Legal Opinions. 24
Section 4.4 Supporting Documents of the City. 24
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Table of Contents
(continued)
Section 4.5 Incumbency. 25
Section 4.6 Other Supporting Documents. 25
Section 4.7 Payment of Fees and Expenses. 25
Section 4.8 Rating. 25
Section 4.9 City Certificate. 25
Section 4.10 Reserve Account 26
Section 4.11 Financial Documentation. 26
Section 4.12 Investment Obligations 26
Section 4.13 Other Closing Documents. 26
Section 4.14 Reserved 26
Section 4.15 Other Documents. 26
ARTICLE V. REPRESENTATIONS AND WARRANTIES 27
Section 5.1 Existence and Power. 27
-Section 5.2 -Regulatory Authority 27
Section 5.3 Noncontravention. 27
Section 5.4 Due Authorization 27
Section 5.5 Valid and Binding Obligations. 27
Section 5.6 Official Statement. 28
Section 5.7 Pending Litigation and Other Proceedings. 28
Section 5.8 Financial Statements 28
Section 5.9 Complete and Correct Information. 28
Section 5.10 Senior Lien 29
Section 5.11 Legislation 29
Section 5.12 No Defaults. 29
Section 5.13 Consents 29
Section 5.14 No Sovereign Immunity 30
Section 5.15 Regulation U. 30
Section 5.16 Incorporation of Representations and Warranties 30
Section 5.17 Bond Ordinance. 30
Section 5.18 Tax Exempt Status. 30
Section 5.19 No ERISA Plans. 31
ARTICLE VI. AFFIRMATIVE COVENANTS 31
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Section 6.1
Section 6.2
Section 6.3
Section 6.4
Section 6.5
Section 6.6
Section 6.7
Section 6.8
Section 6.9
Section 6.10
Section 6.11
Section 6.12
Section 6.13
Section 6.14
Section 6.15
Section 6.16
Section 6.17
Section 6.18
Section 6.19
Section 6.20
Section 6.21
Section 6.22
Table of Contents
(continued)
Compliance With Laws and Regulations 31
Reporting Requirements. 31
Notices. 32
Further Assurances 33
Right of Entry 33
Taxes 33
Performance of and Compliance With Covenants. 33
Selection of 2008 Bonds for Redemption. 34
Alternate Bond Credit Facility. 34
Reserved 34
Preservation of Lien 34
Conversions; Defeasance. 34
Proceeds of the 2008 Bonds 35
Reserved. 35
Maintenance of Franchises 35
Compliance with Rules and Regulations. 35
Maintenance and Operation of the Parking System. 35
Insurance. 35
Incorporation of Covenants by Reference. 36
Trustee and Tender Agent; Remarketing Agent. 36
Federal Reserve Regulations 36
Agreement Regarding Optional Redemption
of 2008 Bonds
ARTICLE VII. NEGATIVE COVENANTS
Section 7.1 Security Interests and Encumbrances.
Section 7.2 Amendments.
Section 7.3 Permitted Investments.
Section 7.4
Section 7.5
Section 7.6
Section 7.7
Section 7.8
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Additional Bonds; Rate Covenant
Successor Remarketing Agent and
Remarketing Agreement. 38
Sale or Encumbrance of Parking System. 38
Accounting Methods and Fiscal Year. 39
Official Statement. 39
36
37
37
38
38
38
Table of Contents
(continued)
Section 7.9 Maintenance of Tax -Exempt Status of
the 2008 Tax Exempt Bonds 39
ARTICLE VIII. EVENTS OF DEFAULT 39
Section 8.1 Events of Default. 39
Section 8.2 Reserved 41
Section 8.3 Remedies. 41
ARTICLE IX. OBLIGATIONS ABSOLUTE 41
Section 9.1 Obligations Absolute 41
ARTICLE X. MISCELLANEOUS 42
Section 10.1 Liability of the Bank. 42
Section 10.2 Expenses; Indemnification. 43
Section 10.3 Notices. 44
Section 10.4 Successors and Assigns. 45
Section 10.5 Governing Law; Waiver of Trial by Jury 46
Section 10.6 No Waivers; Amendments, Etc 46
Section 10.7 Counterparts. 47
Section 10.8 Source of Funds 47
Section 10.9 Term of the Agreement. 47
Section 10.10 Right of Set -Off. 47
Section 10.11 Headings 48
Section 10.12 Complete and Controlling Agreement; Severability. 48
Section 10.13 City's Obligation. 48
Section 10.14 No Personal Liability or Accountability. 48
Section 10.15 Patriot Act 48
EXHIBIT A FORM OF REQUEST FOR EXTENSION OF EXPIRATION DATE A-1
EXHIBIT B FORM OF COMPLIANCE CERTIFICATE B-1
ANNEX I FORM OF LETTER OF CREDIT
ANNEX II FORM OF LETTER OF CREDIT
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LETTER OF CREDIT AGREEMENT
THIS LEI "IER OF CREDIT AGREEMENT, dated as of July 1, 2008 (the "Agreement"),
by and between THE CITY OF MIAMI, FLORIDA, a municipal corporation in the County of
Miami -Dade, State of Florida (including any successor or assign permitted pursuant to this
Agreement, the "City"), and SUNTRUST BANK, a Georgia Banking corporation (the "Bank").
WITNESSETH:
WHEREAS, the City is authorized pursuant to the Constitution and laws of the State of
Florida and its Charter, to issue revenue bonds to pay the costs of acquiring and constructing
parking facilities and to refund such bonds and to pledge to the payment thereof certain revenues
derived from the operation of such facilities; and
WHEREAS, pursuant to Ordinance No. 11693, enacted by the City on August 14, 1998
(as supplemented and amended, and in particular, as amended by Ordinance No. 11719, enacted
by the City on October 27, 1998, collectively, the "1998 Bond Ordinance"), the City issued its
$13,490,000 Parking System Revenue Refunding Bonds, Series 1998; and
WHEREAS, on December 18, 2003, the City adopted Ordinance No. 12457 (the "2003
Ordinance"), pursuant to which the City determined to issue Additional Bonds under the terms of
the 1998 Bond Ordinance to finance the cost of certain public parking improvements more
particularly described in the 2003 Ordinance (the "Project"); and
WHEREAS, on March 9, 2006, the City adopted Ordinance No. (the "2006
Ordinance") supplementing and amending the 1998 Bond Ordinance and the 2003 Ordinance to,
among other things: (a) ratify the 2003 Ordinance and the delegated actions taken to date by
officials of the City and the Department thereunder, and (b) redesignate the Additional Bonds
authorized under the 2003 Ordinance as "Tax -Exempt Variable Rate Parking System Revenue
Bonds of the City of Miami, Florida, Series 2006" (the "Tax -Exempt Series 2006 Bonds") and
"Taxable Variable Rate Parking System Revenue Bonds of the City of Miami, Florida, Series
2006" -(the "Taxable Series 2006-Bonds," together with the Tax -Exempt Series 2006 Bonds,
collectively, the "Refunded Additional Bonds"); and
WHEREAS, on , 2008, the City adopted Ordinance No. (the
"Series Ordinance, together with the 2006 Ordinance and the 1998 Ordinance, the "Bond
Ordinance") supplementing the 1998 Bond Ordinance and providing for the issuance, in one or
more subseries, of its [$ 1 Tax Exempt Variable Rate Parking System
Revenue Refunding Bonds, Series 2008 (the "2008 Tax Exempt Bonds") and its
[$ 1 Taxable Variable Rate Parking System Revenue Refunding Bonds (the
"2008 Taxable Bonds;" the 2008 Tax Exempt Bonds and the 2008 Taxable Bonds are sometimes
collectively referred to herein as the "2008 Bonds") as a Series of Additional Bonds under the
1998 Bond Ordinance, as supplemented hereby, the proceeds of which will be used to currently
refund and redeem all of the Refunded Additional Bonds; and
WHEREAS, as security for the payment of the Tax Exempt Bonds, the City has
requested the Bank to issue its irrevocable, direct pay letter of credit in the form of Annex I
attached hereto (the "Tax Exempt Bonds Letter of Credit"); and
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WHEREAS, as security for the payment of the Taxable Bonds, the City has requested the
Bank to issue its irrevocable, direct pay letter of credit in the form of Annex II attached hereto
(the "Taxable Bonds Letter of Credit," and collectively with the Tax Exempt Bonds Letter of
Credit, the "Letter of Credit"); and
WHEREAS, it is a condition of the obligation of the Bank to execute and deliver the
Letter of Credit that this Agreement shall have been executed and delivered by the City; and
WHEREAS, in reliance upon the provisions hereof and the Bond Ordinance, the Bank is
willing to enter into this Agreement with the City;
NOW, THEREFORE, the parties hereto agree as follows:
ARTICLE I.
DEFINITIONS
Section 1.1 Specific Terms.
Each capitalized term used herein and not defined herein shall have the meaning provided
therefor in the Bond Ordinance, unless the context otherwise requires. As used herein, the
following terms have the meanings indicated below or in the referenced Section of this
Agreement, unless the context clearly indicates otherwise:
"2008 Bondholders" has the meaning assigned to such term in the Bond
Ordinance.
"2008 Bonds" has the meaning assigned to such term in the recitals to this
Agreement.
"Act" means, collectively, the Constitution and laws of the State of Florida
including, without limitation, Florida Statutes, Chapter 166, as amended, and the Charter,
and all laws amendatory thereof or supplemental thereto.
"Additional Bonds" has the meaning assigned to such term in the 1998 Bond
Ordinance.
"Affiliate" means with respect to a Person, any Person (whether for -profit or not -
for -profit), which "controls," or is "controlled" by, or is under common "control" with
such Person. For purposes of this definition, a Person "controls" another Person when the
first Person possesses or exercises directly, or indirectly through one or more other
affiliates or related entities, the power to direct the management and policies of the other
Person, whether through the ownership of voting rights, membership, the power to
appoint members, trustees or directors, by contract, or otherwise.
"Agreement" has the meaning assigned to such term in the introductory paragraph
to this Agreement, and includes any amendments and supplements hereto.
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"Alternate Bond Credit Facility" means a Bond Credit Facility issued pursuant to
Section 7.01.G. of the Series Ordinance in substitution of an existing Bond Credit Facility
for the purpose of providing credit and/or liquidity support for the 2008 Bonds (or a
series therof).
"Available Commitment" as of any day means the sum of the Available Principal
Commitment and the Available Interest Commitment, in each case, as of such day.
"Available Interest Commitment" means, collectively, the Tax Exempt Bonds
Interest Component and the Taxable Bonds Interest Component.
"Available Principal Commitment" means, collectively, the Tax Exempt Bonds
Principal Component and the Taxable Bonds Principal Component.
"Bank" has the meaning set forth in the introductory paragraph of this
Agreement.
"Bank Bondowner" means the Bank (but only in its capacity as owner (which as
used herein shall mean beneficial owner if at the relevant time Bank Bonds are Book
Entry Bonds) of Bank Bonds pursuant to this Agreement) and any other Person to whom
the Bank has sold Bank Bonds pursuant to Section 2.10(a) hereof.—
"Bank Bonds" means each 2008 Bond purchased with funds provided hereunder
by the Bank, until remarketed or deemed to be remarketed in accordance with Section
2.8(c) hereof. For purposes of the Bond Ordinance and this Agreement, Bank Bonds shall
be deemed "Purchased Bonds," as such term is defined in the Series Ordinance.
"Bank Rate" means the following fluctuating interest rates per annum, each
computed on the basis of the actual number of days elapsed and a 365-day year for the
following periods, from and including the first day of the period set forth below to and
including the last day of the period set forth below on which Bank Bonds are due to be
repaid in -full hereunder: --
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Period Bank Rate
Day 1 through the first to occur of the Base Rate
30th day after the Purchase Date and
the final day of the Commitment
Period
Day 31 through the first to occur of
the 60th day after the Purchase Date
and the final day of the Commitment
Period
Interim Term
Out Rate
Day 61 (or the last day of the Term Out Rate
Commitment Period, if applicable)
through the day the amount is due and
payable
provided, however, that commencing on the Expiration Date, the Bank Rate shall be the
Term Out Rate; and provided further, that the Bank Rate shall not be higher than the
Maximum Rate and shall include such adjustments thereto as are specified in Section 2.9.
"Base Rate" means a rate of interest per annum equal to the Prime Rate; provided,
however, that in no event shall the Base Rate be higher than the Maximum Rate.
"Bond Counsel" means Broad and Cassell (or another nationally recognized Bond
Counsel selected by the City and approved in writing by the Bank).
"Bond Credit Facility" has the meaning assigned to such term in the Series
Ordinance.
"Bond Ordinance" has the meaning assigned to such term in the recitals to this
Agreement, and includes any amendments and supplements thereto.
"Bond Ordinance Event of Default" means an Event of Default as defined in
Section 802 of the Bond Ordinance.
"Bond Registrar" has the meaning assigned to such term in the Bond Ordinance.
"Book Entry Bonds" means the 2008 Bonds so long as the book entry system with
DTC is used for determining beneficial ownership of the 2008 Bonds.
"Business Day" means a day on which commercial banks located in Atlanta,
Georgia are required or permitted by law to be open for the purpose of conducting a
commercial banking business.
"Change of Law" means the adoption, after the Effective Date, of or change in
any law, rule, regulation, statute, treaty, guideline or directive of any Governmental
Authority or the occurrence of the effective date of any of the foregoing if adopted prior
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to the Effective Date or any change after the Effective Date in the application,
interpretation or enforcement, of any of the foregoing.
"Charter" means the Charter and Code of the City, adopted March 20, 1997 and
effective April 18, 1997, as amended and supplemented from time to time.
"City" has the meaning set forth in the introductory paragraph of this Agreement.
"City Commission" means the Miami City Commission, the governing body of
the City, that adopted the Bond Ordinance.
"Code" means the Internal Revenue Code of 1986, as amended.
"Commercial Paper Mode" has the meaning assigned to such term in the Series
Ordinance.
"Commitment Period" means the period from the Effective Date hereof to and
including the earliest of (a) the Expiration Date, (b) the date on which no 2008 Bonds are
Outstanding, (c) the close of business on the Business Day immediately following the
Conversion Date, (d) the close of business on the thirtieth (30th) day following the date
on which a Notice of Termination Date is received by the City and the Tender Agent or,
if such thirtieth (30th) day is not a Business Day, the next succeeding Business Day, and
(e) the date on which the Available Commitment has been reduced to zero or terminated
in its entirety pursuant to Section 9.3 hereof.
"Conversion Date" means the first date on which all of the 2008 Bonds bear
interest at a Commercial Paper Mode, Fixed Rate Mode or Term Rate Mode.
"Current Expenses" has the meaning assigned to such term in the Bond
Ordinance.
"Daily Mode" has the meaning assigned to such term in the Series Ordinance.
"Debt" of any person means at any date, without duplication, (a) all obligations of
such Person for borrowed money, (b) all obligations of such Person evidenced by 2008
Bonds, debentures, notes or other similar instruments, except endorsements of checks
payable to such Person in the ordinary course of business, (c) all obligations of such
Person to pay the deferred purchase price of property or services, except trade accounts
payable arising in the ordinary course of business, (d) all obligations of such Person as
lessee under capital leases, (e) all Debt of others secured by a lien on any asset of such
Person, whether or not such Debt is assumed by such Person, and (f) all Guarantees by
such Person of Debt of other Persons.
"Default" means any occurrence, circumstance or event, or any combination
thereof, which, with the lapse of time and/or giving of notice, would constitute an Event
of Default.
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"Default Rate" means the Base Rate from time to time in effect plus two percent
(2.00%) per annum.
"Default Tender" means a mandatory tender of the 2008 Bonds as a result of the
Bank's delivery of a Notice of Termination Date to the Tender Agent.
"Department" means the Department of Off -Street Parking of the City d/b/a the
Miami Parking Authority, an agency and instrumentality of the City, and any successor
thereto.
"Differential Interest Amount" means the excess of (a) the interest which has
accrued and could actually be paid on Bank Bonds at the Bank Rate (or the Interim Term
Out Rate, Term Out Rate or Default Rate, as applicable), as determined in accordance
with Section 2.9 hereof, up to but excluding the Business Day on which such Bank Bonds
are purchased from the Bank (or the Bank elects to retain same) pursuant to Section
2.10(c), less (b) the interest accrued on such 2008 Bonds received by the Bank in
connection with such purchase.
"Dollars", "US$," and "U.S. Dollars" means the lawful currency of the United
States of America.
"DTC" means The Depository Trust Company, and any successor thereto.
"Effective Date" means the date of the initial delivery of the 2008 Bonds by the
City and the Letter of Credit by the Bank.
"ERISA" means the Employee Retirement Income Security Act of 1974, as
amended from time to lime, and, unless the content otherwise requires, the rules and
regulations promulgated thereunder from time to time.
"Event of Default" has the meaning set forth in Article IX.
"Excess Bank Bond Interest" has the meaning set forth in Section 2.9(a) hereof.
"Expiration Date" means the later of (a) 5:00 p.m., New York City, New York
time, on , 2011 or, if such day is not a Business Day, the Business Day next
preceding such day and (b) 5:00 p.m., New York City, New York time, on the last day of
any extension of such date pursuant to Section 10.9(b) hereof or, if such last day is not a
Business Day, the Business Day next preceding such day.
"Federal Funds Rate" means, for any day, the rate of interest per annum as
determined by the Bank at which overnight Federal funds are offered to the Bank at its
Atlanta, Georgia office for such day by major banks in the interbank market, with any
change in such rate to become effective on the date of any change in such rate. Each
determination of the Federal Funds Rate by the Bank shall be conclusive and binding on
the City absent manifest error.
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"Fitch" means Fitch, Inc., or any successor rating agency.
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"Fiscal Year" means the fiscal year of the City and the Department ending on
September 30 of each calendar year.
"Fixed Rate Mode" has the meaning assigned to such term in the Series
Ordinance.
"Governmental Authority" means any national, state or local government
(whether domestic or foreign), any political subdivision thereof or any other
governmental, quasi -governmental, judicial, public or statutory instrumentality, authority,
body, agency, bureau or entity (including any zoning authority, the Federal Deposit
Insurance Corporation or the Federal Reserve Board, any central bank or any comparable
authority), or any arbitrator with authority to bind a party hereto at law.
"Guarantee" by any Person means any obligation, contingent or otherwise, of
such Person directly or indirectly guaranteeing any Debt or other obligation of any other
Person except endorsements of checks payable to such Person in the ordinary course of
business and, without limiting the generality of the foregoing, any obligation, direct or
indirect, contingent or otherwise, of such Person (a) to purchase or pay (or advance or
supply funds for the purchase or payment of) such Debt or other obligation (whether
arising by virtue of partnership arrangements, by agreement to keep -well, to purchase
assets, goods, securities or services, to take -or -pay, or to maintain financial statement
condition or otherwise) or (b) entered into for the purpose of assuring in any other
manner the obligee of such Debt or other obligation of the payment thereof or to protect
such obligee against loss in respect thereof (in whole or in part).
"Interest Payment Date" with respect to 2008 Bonds which are not Bank Bonds
has the meaning assigned to such term in the Series Ordinance and, with respect to Bank
Bonds, means each of the days described in Section 3.1(a)(iv).
"Interim Term -Out Rate" means the Base Rate plus one percent (1 %) per annum,
which shall, in no event, be higher than the Maximum Rate.
"Investment Grade" means the long-term ratings of 'Baa3" or higher, in the case
of Moody's, "BBB-" or higher, in the case of S&P, or "BBB-" or higher, in the case of
Fitch, or any long-term ratings that are the equivalent thereof.
"Lien" on any asset means any mortgage, deed of trust, lien, pledge, charge,
security interest, hypothecation, assignment, deposit arrangement or encumbrance of any
kind in respect of such asset, whether or not filed, recorded or otherwise perfected or
effective under applicable law, as well as the interest of a vendor or lessor under any
conditional sale agreement, capital or finance lease or other title retention agreement
relating to such asset.
"Mandatory Purchase" means the mandatory purchase of all of the 2008 Bonds on
any date on which the 2008 Bonds are subject to mandatory tender for purchase in
accordance with Sections 6.01, 6.02, 6.03, 6.04 or 6.05 of the Series Ordinance, in each
case, at a price equal to the principal amount thereof plus accrued interest if the date of
Mandatory Purchase, is other than an Interest Payment Date for the 2008 Bonds.
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"Material Adverse Effect" means (a) (i) with respect to any Person, a materially
adverse effect upon such Person's business, assets, liabilities, financial condition, results
of operations or business prospects, and (ii) with respect to a group of Persons as a whole,
a materially adverse effect upon such Persons' business, assets, liabilities, financial
condition, results of operations or business prospects taken as a whole, and (b) with
respect to any agreement or obligation, a materially adverse effect upon the binding
nature, validity or enforceability of such agreement or obligation.
"Maturity Date" means, with respect to each series of 2008 Bonds, the date on
which such series of 2008 Bonds are paid in full (whether by redemption, defeasance, at
maturity or otherwise).
"Maximum Rate" means with respect to Bank Bonds the lesser of (a) the
maximum non -usurious lawful rate of interest permitted by applicable law and (b) 25%
per annum.
"Moody's" means Moody's Investors Service, Inc., or any successor rating
agency.
"1998 Bond Ordinance" has the meaning assigned to such term in the recitals to
this Agreement, and includes any amendments and supplements thereto.
"Net Revenues" means the excess of Revenues over Current Expenses.
"Notice of Termination Date" has the meaning set forth in Section 8.3(a).
"Official Statement" means the final Official Statement relating to the 2008
Bonds, as the same may be amended and supplemented from time to time.
"Other Taxes" has the meaning set forth in Section 2.12(a).
"Outstanding" has the meaning assigned to such term in the 1998 Bond
Ordinance.
"Parity Obligations" means the City's Parking System Revenue Refunding Bonds,
Series 1998, the 2008 Bonds, any Additional Bonds and any other obligations that are
authorized by the City Commission pursuant to the 1998 Bond Ordinance and the related
series ordinance and secured by the Trust Estate on a parity with the 2008 Bonds.
"Parking System" means certain parking facilities that are owned, operated and
managed by the Department.
"Person" means an individual, a corporation, a partnership, a limited liability
company, an association, a trust or any other entity or organization, including a
governmental or political subdivision or an agency, department or instrumentality
thereof.
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"Prime Rate" means mean the interest rate (not necessarily the best or lowest rate)
announced by SunTrust Bank from time to time as its prime rate (which rate is only a
benchmark, is purely discretionary, and is not necessarily the best or lowest rate charged
borrowing customers of any subsidiary of SunTrust Bank), with any change in the Prime
Rate to be effective on the day any such change in the Prime Rate is announced by the
Bank.
"Purchase Fund" has the meaning assigned to such term in Section 6.07 of the
Series Ordinance.
"Purchase Notice" has the meaning set forth in Section 2.10(b) hereof.
"Purchase Price" means with respect to any 2008 Bond the unpaid principal
amount thereof plus accrued interest thereon from and including the Interest Payment
Date next preceding the Purchase Date thereof to but excluding the Purchase Date
thereof, in each case, without premium; provided, that accrued interest will not be
included in the Purchase Price if the applicable Purchase Date is an Interest Payment
Date.
"Purchaser" has the meaning set forth in Section 2.10(b) hereof.
"Rating Agency" means any one of Moody's, S&P or Fitch.
"Related Documents" means the 2008 Bonds, the Bond Ordinance, the Bond
Purchase Agreement, the Remarketing Agreement and any other document or instrument
related thereto or issued thereunder.
"Remarketing Agent" has the meaning assigned to such term in the Series
Ordinance.
"Remarketing Agreement" has the meaning assigned to such term in the Series
Ordinance.
"Reserve Account" has the meaning assigned to such term in the 1998 Ordinance.
"Reserve Product" has the meaning assigned to such term in the 1998 Ordinance.
"Reserve Requirement" has the meaning assigned to such term in the 1998
Ordinance.
"Revenues" has the meaning assigned to such term in the Bond Ordinance.
"S&P" means Standard & Poor's Ratings Services, a division of The McGraw-
Hill Companies, Inc., or any successor rating agency.
"Sale Date" has the meaning set forth in Section 2.10(b) hereof.
"Sale Price" has the meaning set forth in Section 2.10(b) hereof.
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"Series Ordinance" has the meaning assigned to such term in the recitals to this
Agreement, and includes any amendments and supplements thereto.
"State" means the State of Florida.
"Substitution Date" has the meaning assigned to such term in the Series
Ordinance.
"Supplemental Ordinance" has the meaning assigned to such term in the recitals
to this Agreement.
"Taxable 2008 Bonds" means the City of Miami, Florida Taxable Variable Rate
Parking System Revenue Refunding Bonds, Series 2008.
"Taxable Bonds Interest Component" has the meaning specified in Section 2.1(b)
hereof.
"Taxable Bonds Principal Component" has the meaning specified in Section
2.1(b) hereof.
"Tax Exempt 2008 Bonds" means the City of Miami, Florida Tax Exempt
Variable Rate Parking System Revenue Refunding Bonds, Series 2008.
"Tax Exempt Bonds Interest Component" has the meaning specified in Section
2.1(a) hereof.
"Tax Exempt Bonds Principal Component" has the meaning specified in Section
2.1(a) hereof.
"Taxes" has the meaning set forth in Section 2.12 hereof.
"Tender Agent" means the Trustee, in its capacity as Tender Agent under the
Series Ordinance, and any successor tender agent appointed for the 2008 Bonds.
"Term -Out Commencement Date" means, (a) with respect to each Bank Bond, the
first to occur of (i) the sixty-first (61st) day following the related Purchase Date or (ii) the
final day of the Commitment Period (but only as specified in clause (a), (b) or (d) of such
defined term) and (b) with respect to all 2008 Bonds, the end of the Commitment Period
due to the occurrence of either the Notice of Termination Date or the Expiration Date of
this Agreement; provided, however, that a Term -Out Commencement Date shall not
occur if the Bank has been replaced by the provider of an Alternate Bond Credit Facility.
"Term -Out End Date" means the first to occur of (a) the seventh anniversary of
the Term -Out Commencement Date, (b) the Conversion Date, (c) the Substitution Date,
or (d) the Maturity Date.
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"Term -Out Funding" has the meaning set forth in Section 3.2(a) hereof.
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"Term -Out Payment Date" means (a) the first Business Day of the sixth (6th)
month immediately following the related Term -Out Commencement Date and the first
Business Day of each sixth (6th) month thereafter occurring prior to the Term -Out End
Date and (b) the Term -Out End Date.
"Term -Out Rate" means the Base Rate plus two percent (2%) per annum, which
shall, in no event, be higher than the Maximum Rate.
"Term Rate Mode" has the meaning assigned to such term in the Series
Ordinance.
"Trustee" means TD Bank, National Association, as trustee under the Bond
Ordinance, and any successor trustee thereto.
"Trust Estate" means (a) the Net Revenues of the Parking System, (b) the right of
the Department and the City to receive Net Revenues, and (c) the money and investment
obligations in the funds and accounts established under the Bond Ordinance (with the
exception of the money and investment obligations in the Rebate Account until such are
transferred to the Revenue Fund as provided in the Bond Ordinance), including any
Reserve Product, cash, investment obligations or any combination of the foregoing on
deposit in the Reserve Account and the income derived from such money and investment
obligations on deposit in said funds and accounts (except as noted with respect to the
Rebate Account.
"Written" or "in writing" means any form of written communication or a
communication by means of telex, telecopier device or telegraph.
Section 1.2 Accounting Matters.
All accounting terms used herein without definition shall be interpreted in accordance
with generally accepted accounting principles, and except as otherwise expressly provided
herein, all accounting determinations required to be made pursuant to this Agreement shall be
made in accordance with generally accepted accounting principles.
Section 1.3 Interpretation.
All words used herein shall be construed to be of such gender or number as the
circumstances require. Reference to any document means such document as amended or
supplemented from time to time as permitted pursuant to its terms and the terms hereof. All
provisions of this Agreement making reference to specific sections of any Related Document
shall be deemed to incorporate such sections into this Agreement by reference as though
specifically set forth herein (with such changes and modifications as may be herein provided)
and shall continue in full force and effect with respect to this Agreement notwithstanding
payment of all amounts due under or secured by the Related Documents, the termination or
defeasance thereof or any amendment thereto or any waiver given in connection therewith, so
long as this Agreement is in effect and until all obligations hereunder are paid in full. No
amendment, modification, consent, waiver or termination with respect to any of such sections
shall be effective as to this Agreement until specifically agreed to in writing by the parties hereto
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11
with specific reference to this Agreement. Reference herein to any Article or Section shall be
deemed to be a reference to the corresponding Article or Section of this Agreement unless
otherwise specified.
Section 1.4 Computation of Time Periods; Time.
In this Agreement, in the computation of a period of time from a specified date to a later
specified date, the word "from" means "from and including" and the words "to" and "until" each
mean "to but excluding." All times are the time then in effect in Atlanta, Georgia.
Section 1.5 Construction.
Unless the context of this Agreement otherwise clearly requires, references to the plural
include the singular, references to the singular include the plural and references to the part
include the whole and "or" has the inclusive meaning represented by the phrase "and/or." The
words "hereof," "herein," "hereunder" and similar terms in this Agreement refer to this
Agreement as a whole and not to any particular provision of this Agreement. The section
headings contained in this Agreement and the table of contents preceding this Agreement are for
reference purposes only and shall not control or affect the construction of this Agreement or the
interpretation thereof in any respect.
ARTICLE II.
ISSUANCE OF LETTER OF CREDIT; FEES; REIMBURSEMENT
Section 2.1 Amount and Terms of Letter of Credit.
(a) The Bank agrees, on the terms and subject to the conditions
hereinafter set forth, to issue the Tax Exempt Letter of Credit to the Trustee (a) in an
amount, not to exceed $ (the "Tax Exempt Bonds Principal Component"),
plus an amount equal to the sum of 40 days' interest on the 2008 Tax Exempt Bonds,
computed at a rate of 12% per annum notwithstanding the actual rate borne from time to
time by the 2008 Tax Exempt Bonds (the "Tax Exempt_Bonds Interest_ Component"), and
(b) expiring on the Expiration Date unless otherwise terminated or extended.
(b) The Bank agrees, on the terms and subject to the conditions
hereinafter set forth, to issue the Taxable Letter of Credit to the Trustee (a) in an amount,
not to exceed $ (the "Taxable Bonds Principal Component"), plus an
amount equal to the sum of 40 days' interest on the 2008 Taxable Bonds, computed at a
rate of 12% per annum notwithstanding the actual rate bome from time to time by the
2008 Taxable Bonds (the "Taxable Bonds Interest Component"), and (b) expiring on the
Expiration Date unless otherwise terminated or extended.
Section 2.2 Letter of Credit Fee.
The City hereby agrees to pay to the Bank a non-refundable letter of credit fee for
the period from and including the Effective Date until the Expiration Date, computed at the rate
of fifty-three basis points (0.53%) per annum, calculated as a percentage of the Available
Commitment (as the same may be reduced from time to time but including, in any event, the
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principal amount of any Bank Bonds) on the date of payment of such letter of credit fee.
Amounts payable under this Section 2.2 shall be payable in advance, based on a 360-day year,
actual number of days elapsed, in immediately available funds, on the Effective Date and
quarterly thereafter on the first day of each October, January, April and July.
Section 2.3 Drawing Fees.
The City hereby agrees to pay to the Bank, upon each drawing by the Trustee
under either Letter of Credit, the sum of $100.00.
Section 2.4 Transfer Fees.
The City hereby agrees to pay to the Bank, upon each transfer, supplement or
amendment of either Letter of Credit in accordance with its terms, unless such transfer,
supplement or amendment is made solely as a result of a request or other action by the Bank or
the Trustee, the sum of $1,500, plus reasonable fees of any legal counsel retained by the Bank in
connection therewith; provided, that no such transfer fee shall be required if said transfer,
supplement or amendment requires no consent, waiver or other action on the part of the Bank.
Section 2.5 Reimbursement.
The City hereby agrees as follows:
(a) to reimburse the Bank for any payment under the Letter of Credit pursuant
to an "A Drawing", in the amounts and at the times specified in Section 2.9 hereof;
(b) to reimburse the Bank immediately for any payment made under the Letter
of Credit pursuant to any `B Drawing" or "C Drawing" to pay principal of or interest on
(or the portion of the Purchase Price of 2008 Bonds corresponding to principal of or
interest on) the 2008 Bonds, in an amount equal to such amount so paid under the Letter
of Credit; and
(c) to pay to the Bank interest on any and all amounts required to be paid as
provided in this Section 2.5 from and after the due date thereof until payment in full,
payable on demand, at the Base Rate plus 2% per annum. If any payment under the
Letter of Credit with respect to an "A Drawing," a "B Drawing" or a "C Drawing" shall
be reimbursed to the Bank on the same date such payment is made by the Bank, no
interest shall be payable on the reimbursed amount.
Section 2.6 Reinstatement of Letter of Credit.
After any "C Drawing," the obligation of the Bank to honor demands for payment
under the Letter of Credit with respect to payment of interest on the 2008 Bonds, or the portion
of Purchase Price of 2008 Bonds corresponding to interest, will automatically and immediately
be reinstated up to the total amount specified therein, upon the terms and conditions set forth in
the Letter of Credit. Upon release by or on behalf of the Bank pursuant to Section 2.8 hereof of
any Bank Bonds, the obligation of the Bank to honor demands for payment under the Letter of
Credit with respect to payment of the principal, or the portion of Purchase Price of 2008 Bonds
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corresponding to principal, of the 2008 Bonds will be automatically and immediately reinstated
up to the total amount specified therein upon the terms and conditions set forth in the Letter of
Credit.
Section 2.7 Credit for Amount Paid on Bonds.
The City shall (a) receive a credit against the obligation to pay interest pursuant to
Section 2.5(a) above to the extent of any amounts actually paid by the City to the Bank in respect
of the interest due on any Bank Bonds and (b) receive a credit against its reimbursement
obligation pursuant to Section 2.5(a) above to the extent of any amounts actually paid by the City
to the Bank in respect of the principal due on any Bank Bonds.
Section 2.8 PIedge of Bonds.
(a) As security for the payment of the obligations of the City pursuant
to Section 2.5(a) above and as more fully described below, the City has pledged to the
Bank, and granted to the Bank a security interest in, its right, title and interest in and to
2008 Bonds delivered to the Bank in connection with "A Drawings" (herein called "Bank
Bonds"). Any amounts from time to time owing to the Bank pursuant to Section 2.5
above may be prepaid (i) at any time by the City on one Business Day's notice stating the
amount to be prepaid (which shall be $5,000 or an integral multiple thereof) and (ii) at
any time on behalf of the City on one Business Day's notice from the City directing the
Bank to deliver (or to cause the Trustee to deliver) a specified principal amount of Bank
Bonds held by or on behalf of the Bank for sale. Upon payment to the Bank of the
amount to be prepaid pursuant to Section 2.5(a) or (b) above, the outstanding obligations
of the City under Section 2.5(a) above shall be reduced by the amount of such
prepayment, interest shall cease to accrue on the amount prepaid and the Bank shall
release (or shall be deemed to have released) from the pledge and security interest created
hereunder a principal amount of Bank Bonds equal to the amount of such prepayment,
provided that prior to such release from the pledge and security interest created hereunder
of 2008 Bonds delivered to or for the benefit of the Bank in connection with an
"A Drawing," the City shall have paid to the Bank the amount owing in respect of the
"C Drawing," if any, made in conjunction with such "A Drawing." Such 2008 Bonds
shall be delivered to the City on payment to the Bank as aforesaid or to the Trustee for
sale pursuant to the Bond Ordinance, as appropriate. Notwithstanding the foregoing, no
prepayment of amounts owing to the Bank pursuant to Section 2.5(a) may be made, and
no Bank Bonds shall be released, during the period commencing on the Record Date with
respect to an Interest Payment Date and ending at the close of business on such Interest
Payment Date.
(b) The City hereby pledges, assigns, hypothecates, transfers, and
delivers to the Bank all its right, title and interest to, and hereby grants to the Bank a first
lien on, and security interest in, all right, title and interest of the City in and to (i) all Bank
Bonds; (ii) all income, earnings, profits, interest, premium or other payments in whatever
form in respect of the Bank Bonds; and (iii) all proceeds (cash and non -cash) arising out
of the sale, exchange, collection, enforcement or other disposition of all or any portion of
the Bank Bonds (collectively, the "Pledged Bond Collateral"). The Pledged Bond
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14
Collateral shall serve as security for the payment and performance when due of the
obligations of the City hereunder. The City shall deliver, or cause to be delivered, the
Bank Bonds to the Bank or to an agent designated by the Bank immediately upon receipt
thereof or, in the case of Bank Bonds held under a book -entry system administered by
The Depository Trust City ("DTC"), New York, New York (or any other clearing
corporation), the City shall cause the Bank Bonds to be reflected on the records of DTC
(or such other clearing corporation) as a position held by the Bank (or an agent
acceptable to the Bank) as a DTC participant (or a participant in such other clearing
corporation) and the Bank (or its agent) shall reflect on its records that the Bank Bonds
are owned beneficially by the City subject to the pledge in favor of the Bank.
Section 2.9 Interest on Bank Bonds; Excess Bank Bond Interest; Overdue
Amounts.
All Bank Bonds shall bear interest as described below:
(a) Bank Bonds shall bear interest at the applicable Bank Rate as from
time to time in effect; provided, that at no time shall Bank Bonds bear interest at a rate in
excess of the Maximum Rate. In the event that Bank Bonds bear interest at the
Maximum Rate for any period, the Bank shall receive interest on account of Bank Bonds
only at the Maximum Rate for such period (the difference between (x) the interest
payable to the Bank if the Bank Bonds had continuously bome interest at the Bank Rate
and (y) the interest actually paid to the Bank at the Maximum Rate is hereinafter referred
to as the "Excess Bank Bond Interest"). Notwithstanding any subsequent reduction in the
Bank Rate, Bank Bonds shall bear interest from and after the date on which any Excess
Bank Bond Interest is accrued at the Maximum Rate until the date on which the interest
paid to the Bank on Bank Bonds in excess of the Bank Rate equals such Excess Bank
Bond Interest; provided, that upon termination of this Agreement, in consideration for the
limitation of the rate of interest otherwise payable hereunder, the City shall pay, to the
extent permitted by law, the Bank a fee equal to the amount of all unpaid Excess Bank
Bond Interest. To the extent permitted by law, interest shall accrue on, and be payable by
the City with respect to, all unpaid Excess Bank Bond Interest at a rate per annum equal
to the Base Rate plus two percent (2.00%) per annum. The City shall pay to the Bank
Bondowners accrued interest, including any accrued but unpaid Excess Bank Bond
Interest, on Bank Bonds as provided in Section 3.1.
(b) On any date on which Excess Bank Bond Interest is due and
payable, the Bank shall notify the City and the Trustee as to the amount of such Excess
Bank Bond Interest due on such date; provided, that the failure of the Bank to so notify
the City or the Trustee shall not affect the accrual of or obligation of the City to pay such
Excess Bank Bond Interest. In the event any Bank Bond is remarketed or otherwise
transferred by the Bank before payment in full of the amounts payable by the City with
respect thereto, including Excess Bank Bond interest, the provisions of this Section 2.9
and Section 3.1 shall continue to apply to such indebtedness until all sums for all periods
during which the same was a Bank Bond are paid in full.
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15
(c) If the principal amount of any Bank Bond, or any other obligation
of the City under this Agreement or the Bank Bonds (including, to the extent permitted
by law, any interest payment required thereunder) is not paid when due (whether by
acceleration, redemption or otherwise), the City agrees to pay interest on such overdue
principal payment or other obligation from the date such principal amount or other
obligation, as the case may be, was due until paid in full (after as well as before
judgment) at a rate per annum equal to the Default Rate from time to time in effect, such
interest to be payable on demand.
(d) Interest on Bank Bonds shall be calculated on the same basis
applicable to all 2008 Bonds, such calculation to be determined pursuant to Article IV of
the Series Ordinance.
Section 2.10 Sale of Bank Bonds.
(a) Right to Sell Bank Bonds. The Bank expressly reserves the right to sell, at
any time, Bank Bonds subject, however, to the express terms of this Agreement. The Bank
agrees that such sales (other than sales made pursuant to Section 2.10(c)) will be made only to
institutional investors or other entities or individuals which customarily purchase commercial
paper or tax-exempt securities in large denominations. The Bank agrees to notify the City, the
Tender Agent and the Remarketing Agent promptly of any such sale (other than a sale made
pursuant to Section 2.10(c)) and, if such Bank Bond is a Book Entry Bond, specifying the
account at DTC to which such Bank Bond is credited; and to notify the transferee in writing that
there may not be a short-term investment rating assigned to such 2008 Bond so long as it remains
a Bank Bond. Any Bank Bondowner purchasing a Bank Bond from the Bank shall be deemed to
have agreed (i) not to sell such Bank Bond to any Person except the Bank or a Purchaser
identified by the Remarketing Agent pursuant to Section 2.10(b) and (ii) if such Bank Bond is a
Book Entry Bond, to give all notices in the manner and by the time required by DTC to exclude
such Bank Bond from Mandatory Purchases of 2008 Bonds while it remains a Bank Bond. Prior
to selling a Bank Bond to a Bank Bondowner, the Bank shall obtain a written acknowledgment
from such Bank Bondowner stating that such Bank Bondowner has no right to tender the Bank
Bond except as provided herein.
(b) Purchase Notices. Prior to 12:00 noon on any Business Day on which a
Bank Bondowner holds Bank Bonds, unless the Bank has delivered a Notice of Termination
Date, the Remarketing Agent may deliver a notice (a "Purchase Notice") to a Bank Bondowner
as set forth in the records maintained by the Bond Registrar and to the Bank stating that it has
located a purchaser (the "Purchaser") for some or all of such Bank Bonds and that such
Purchaser desires to purchase, on the Business Day following the Business Day on which a Bank
Bondowner receives, prior to 12:00 noon, a Purchase Notice (a "Sale Date"), an authorized
denomination of such 2008 Bonds at a price equal to the principal amount thereof, plus accrued
interest thereon (calculated as if such 2008 Bonds were not Bank Bonds) (the "Sale Price");
provided, that neither the Bank nor any Bank Bondowner shall have any obligation to deliver
Bank Bonds to the Remarketing Agent or sell such Bank Bonds unless the Bank or said Bank
Bondowner has received the Differential Interest Amount and Excess Bank Bond Interest due
thereon.
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(c) Sale of Bank Bonds. A Bank Bondowner shall decide whether to sell any
Bank Bonds to any Purchaser and shall give notice of such decision to the City, the Tender
Agent and the Remarketing Agent by 3:00 p.m. on the Business Day preceding the Sale Date. In
the event such notice is not timely delivered by a Bank Bondowner, such Bank Bondowner shall
be deemed to have determined to sell such Bank Bonds to a Purchaser on the Sale Date (subject
to receipt by it of the funds called for by the next following sentence). If a Bank Bondowner
determines or is deemed to have determined to sell such Bank Bonds to a Purchaser, such Bank
Bondowner shall deliver such Bank Bonds to the Tender Agent (or, in the case of Bank Bonds
which are Book Entry Bonds, shall cause the beneficial ownership thereof to be credited to the
account of the Remarketing Agent at DTC) by 10:00 a.m. on the Sale Date against receipt of the
Sale Price (including any Differential Interest Amount and any Excess Bank Bond Interest due
thereon) therefor in immediately available funds in the Purchase Fund or at the Bank
Bondowner's address listed in the records maintained by the Bond Registrar, and such 2008
Bonds shall thereupon no longer be considered Bank Bonds; provided, that in the event that the
Bank Bondowner has not delivered Bank Bonds as provided above and the Sale Price (including
any Differential Interest Amount and any Excess Bank Bond Interest due thereon) therefor has
been deposited in the Purchase Fund as provided above, such Bank Bonds shall be deemed to
have been delivered and such 2008 Bonds shall no longer be considered Bank Bonds. When
Bank Bonds are purchased in accordance with this Section 2.10(c), the Tender Agent shall, upon
receipt of such Bank Bonds and upon receipt by such Bank Bondowner of the Sale Price
(including any Differential Interest Amount and any Excess Bank Bond Interest due thereon),
notify the City that such 2008 Bonds are no longer Bank Bonds. Any interest accrued on the
Bank Bonds shall be paid to the Bank as provided in Section 3.1 and any Differential Interest
Amount shall be paid by the City to the Bank on the applicable Sale Date; provided, however,
that, to the extent permitted by law, any amount representing Differential Interest Amount shall,
until paid in full, accrue interest thereon at the Bank Rate and said interest may be paid on the
next succeeding Interest Payment Date for Bank Bonds; provided, further, however, that said
interest on any Differential Interest Amount shall, until paid in full, continue to accrue interest
thereon at the Bank Rate (notwithstanding repayment of the Differential Interest Amount). The
Bank agrees to give notice to the City and the Trustee on each Sale Date of any amount then due
and payable as Differential Interest Amount and the amount representing interest thereon on or
prior to any Interest Payment Date for Bank Bonds; provided, however, that the Bank's failure to
notify the City or the Trustee shall not relieve the City of its obligation under this Section 2.10 or
Article III to pay Differential Interest Amount and any interest due thereon. Any sale of a Bank
Bond pursuant to this Section 2.10 shall be without recourse to the seller and without
representation or warranty of any kind. If a Bank Bondowner notifies the City, the Tender Agent
and the Remarketing Agent, as provided in the first sentence of this Section 2.10(c), that it will
not sell its Bank Bonds, the Tender Agent shall notify the City, the Remarketing Agent, the Bank
and such Bank Bondowner that, as of the Sale Date, such 2008 Bond or 2008 Bonds shall no
longer constitute Bank Bonds and such 2008 Bonds shall be deemed to have been remarketed
and the Available Commitment shall be appropriately increased; provided, that (y) any
Differential Interest Amount that has accrued with respect to the Bank Bonds prior to the date
that the Bank or said Bank Bondowner has elected to retain said 2008 Bonds in lieu of
remarketing same shall continue to be payable as interest hereunder, and (z) any Excess Bank
Bond Interest due thereon shall continue to be payable as a fee hereunder and not as interest on
the 2008 Bonds. The Bank shall, upon request of the Remarketing Agent, promptly confirm in
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writing the amount by which the Available Commitment shall be increased following any event
described in the immediately preceding sentence.
(d) Continuing Obligation. Following any sale of Bank Bonds pursuant to
Section 2.10(c) or otherwise or any election to retain 2008 Bonds pursuant to Section 2.10(c), the
Bank and each Bank Bondowner shall retain the right to receive payment from the City of any
accrued Differential Interest Amount as provided in Article III hereof and in the Bond
Ordinance.
Section 2.11 Rights of Bank Bondowners.
Upon purchasing Bank Bonds, Bank Bondowners shall be entitled to and, where
necessary, shall be deemed assigned all rights and privileges accorded 2008 Bondholders, except
to the extent such rights and privileges conflict with this Agreement, in which case the terms of
this Agreement shall prevail and govern. Upon purchasing Bank Bonds, Bank Bondowners shall
be recognized by the City, the Tender Agent, the Remarketing Agent and the Trustee as the true
and lawful owners (or, in the case of Book Entry Bonds, beneficial owners) of the Bank Bonds,
free from any claims, liens, security interests, equitable interests and other interests of the City,
except as such interests might exist under the terms of the Bank Bonds with respect to all owners
(or, in the case of Book Entry Bonds, beneficial owners) of the 2008 Bonds.
Section 2.12 Net of Taxes, Etc.
(a) Any and all payments to the Bank by the City hereunder shall be made
free and clear of and without deduction for any and all taxes, levies, imposts, deductions,
charges, withholdings or liabilities imposed as a result of a Change of Law, excluding, however,
taxes imposed on or measured by the net income or capital of the Bank by any jurisdiction or any
political subdivision or taxing authority thereof or therein solely as a result of a connection
between the Bank and such jurisdiction or political subdivision (all such non -excluded taxes,
levies, imposts, deductions, charges, withholdings and liabilities being hereinafter referred to as
"Taxes"). If as a result of a Change of Law, the City shall be required by law to withhold or
deduct any Taxes imposed by the United States or any political subdivision thereof from or in
respect of any sum payable hereunder to the Bank, (i) the sum payable shall be increased as may
be necessary so that after making all required deductions (including deductions applicable to
additional sums payable under this Section 2.12), the Bank receives an amount equal to the sure
it would have received had no such deductions been made, (ii) the City shall make such
deductions and (iii) the City shall pay the full amount deducted to the relevant taxation authority
or other authority in accordance with applicable law. If the City shall make any payment under
this Section 2.12 to or for the benefit of the Bank with respect to Taxes and if the Bank shall
claim any credit or deduction for such Taxes against any other taxes payable by the Bank to any
taxing jurisdiction in the United States then the Bank shall pay to the City an amount equal to the
amount by which such other taxes are actually reduced; provided that the aggregate amount
payable by the Bank pursuant to this sentence shall not exceed the aggregate amount previously
paid by the City with respect to such Taxes. In addition, the City agrees to pay any present or
future stamp, recording or documentary taxes and, if as a result of a Change of Law, any other
excise or property taxes, charges or similar levies that arise under the laws of the United States of
America, the State of Florida or the State of Georgia from any payment made hereunder or from
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the execution or delivery or otherwise with respect to this Agreement, excluding, however, taxes
imposed on or measured by the net income or capital of the Bank by any jurisdiction or any
political subdivision or taxing authority thereof or therein solely as a result of a connection
between the Bank and such jurisdiction or political subdivision (hereinafter referred to as "Other
Taxes"). The Bank shall provide to the City within a reasonable time a copy of any written
notification it receives with respect to Other Taxes owing by the City to the Bank hereunder;
provided, that the Bank's failure to send such notice shall not relieve the City of its obligation to
pay such amounts hereunder.
(b) The City shall, to the fullest extent permitted by law and subject to the
provisions of Section 2.16 hereof, indemnify the Bank for the full amount of Taxes and Other
Taxes including any Taxes or Other Taxes imposed by any jurisdiction on amounts payable
under this Section 2.12 paid by the Bank or any liability (including penalties, interest and
expenses) arising therefrom or with respect thereto, whether or not such Taxes or Other Taxes
were correctly or legally asserted; provided, that the City shall not be obligated to indemnify the
Bank for any penalties, interest or expenses relating to Taxes or Other Taxes arising from the
Bank's negligence or willful misconduct. The Bank agrees to give notice to the City of the
assertion of any claim against the Bank relating to such Taxes or Other Taxes as promptly as is
practicable after being notified of such assertion; provided that the Bank's failure to notify the
City promptly of such assertion shall not relieve the City of its obligation under this Section 2.12.
Payments by the City pursuant to this indemnification shall be made within thirty (30) days from
the date the Bank makes written demand therefor, which demand shall be accompanied by a
certificate describing in reasonable detail the basis thereof The Bank agrees to repay to the City
any refund (including that portion of any interest that was included as part of such refund) with
respect to Taxes or Other Taxes paid by the City pursuant to this Section 2.12 received by the
Bank for Taxes or Other Taxes that were paid by the City pursuant to this Section 2.12 and to
contest, with the cooperation and at the expense of the City, any such Taxes or Other Taxes
which the Bank or the City reasonably believes not to have been properly assessed.
(c) Within thirty (30) days after the date of any payment of Taxes or Other
Taxes by the City, the City shall furnish to the Bank the original or a certified copy of a receipt
evidencing payment thereof.
(d) The obligations of the City under this Section 2.12 shall survive the
termination of this Agreement.
Section 2.13 Increased Costs.
(a) If the Bank shall have determined that the adoption or implementation of,
or any change in, any law, rule, treaty or regulation, or any policy, guideline or directive of, or
any change in the interpretation or administration thereof by any court, central bank or other
administrative or governmental authority (in each case, whether or not having the force of law),
or compliance by the Bank with any request or directive of any such court, central bank or other
administrative or governmental authority (whether or not having the force of law), shall (A)
change the basis of taxation of payments to the Bank of any amounts payable hereunder (except
for taxes on the overall net income of the Bank), (B) impose, modify or deem applicable any
reserve, special deposit or similar requirement against making or maintaining its obligations
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under this Agreement or assets held by, or deposit with or for the account of, the Bank or (C)
impose on the Bank any other condition regarding this Agreement, and the result of any event
referred to in clause (A), (B) or (C) above shall be to increase the cost to the Bank of making or
maintaining its obligations hereunder, or to reduce the amount of any sum received or receivable
by the Bank hereunder, then, the City shall pay to the Bank, at such time and in such amount as
is set forth in paragraph (c) of this Section, such additional amount or amounts as will
compensate the Bank for such increased costs or reductions in amount.
(b) If the Bank shall have determined that the adoption or implementation of,
or any change in, any law, rule or regulation, or any policy, guideline or directive of, or any
change in the interpretation or administration thereof, by, any court, central bank or other
administrative or governmental authority, or compliance by the Bank with any directive of or
compliance by the Bank with any directive of or guidance from any central bank or other
authority (in each case, whether or not having the force of law), shall impose, modify or deem
applicable any capital adequacy or similar requirement (including, without limitation, a request
or requirement that affects the manner in which the Bank allocates capital resources to its
commitments, including its obligations under lines of credit) that either (A) affects or would
affect the amount of capital to be maintained by the Bank or (B) reduces or would reduce the rate
of return on the Bank's capital to a level below that which the Bank could have achieved but for
such circumstances (taking into consideration the Bank's policies with respect to capital
adequacy) then, the City shall pay to the Bank, at such time and in such amount as is set forth in
paragraph (c) of this Section, such additional amount or amounts as will compensate the Bank
for such cost of maintaining such increased capital or such reduction in the rate of return on the
Bank's capital.
(c) All payments of amounts referred to in paragraphs (a) and (b) of this
Section shall be due thirty (30) days following the City's receipt of notice thereof and shall be
payable, in full, on the next succeeding quarterly payment date that the fee described in Section
2.2 is due and payable. Interest on the sums due as described in paragraphs (a) and (b) of this
Section, and in the preceding sentence, shall begin to accrue from the date when the payments
were first due and shall otherwise be payable in accordance with Section 3.1 hereof; provided,
that from and after the required date of payment, interest shall begin to accrue on such
obligations at a rate per annum equal to the Default Rate until such delinquent payments have
been paid in full. A certificate as to such increased cost, increased capital or reduction in return
incurred by the Bank as a result of any event mentioned in paragraphs (a) or (b) of this Section
setting forth, in reasonable detail, the basis for calculation and the amount of such calculation
shall be submitted by the Bank to the City and shall be conclusive (absent manifest error) as to
the amount thereof. In making the determinations contemplated by the above referenced
certificate, the Bank may make such reasonable estimates, assumptions, allocations and the like
that the Bank in good faith determines to be appropriate. Notwithstanding anything contained in
paragraphs (a) or (b) of this Section above, the City shall have no liability to the Bank for any
increased costs, increased capital or reduction in return to the extent incurred by the Bank prior
to the Effective Date.
(d) The obligations of the City under this Section 2.13 shall survive the
termination of this Agreement.
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Section 2.14 Computations; Payments.
(a) Except as otherwise provided herein, (i) interest (including interest on
Bank Bonds) shall be calculated on the basis set forth in Article IV of the Series Ordinance and
(ii) fees and other amounts payable to the Bank hereunder shall be computed on the basis of a
360-day year and actual days elapsed. Any payments received by the Bank later than 3:30 p.m.
on any day shall be deemed to have been paid on the next succeeding Business Day. All
payments by the City to the Bank hereunder shall be made in lawful currency of the United
States and in immediately available funds at the Bank's office at 8699 Northwest 36th Street,
Miami, FL 33166, Attention: Letter of Credit Department, or such other place as the Bank may
specify in writing from time to time.
(b) The City agrees to pay to the Bank on each Purchase Date or Sale Date, as
applicable, an amount equal to any charge imposed on the Bank pursuant to the Bond Ordinance
in connection with the transfer or exchange of 2008 Bonds. The City agrees to cause the Trustee
to give the Bank timely notice of each such charge, including the amount thereof.
(c) Payments made to the Bank under this Agreement shall first be applied to
any fees, costs, charges or expenses payable to the Bank hereunder, next to any past due interest,
next to any current interest due, and then to outstanding principal.
Section 2.15 Early Termination.
Upon the payment to the Bank of all fees, expenses, and other amounts payable
hereunder and the payment to the Bank of all principal and accrued interest owing on any Bank
Bonds, the City may terminate this Agreement, without penalty, at any time upon thirty (30)
days' prior written notice to the Bank, the Trustee, the Tender Agent and the Remarketing Agent.
Section 2.16 Limited Obligations.
(a) The City shall he obligated to pay the amounts due hereunder solely out
of, and said amounts are secured solely by a senior Lien on, the Net Revenues of the Parking
System, the right of the Department and the City to receive such Net Revenues and the money
and investment obligations comprising the Trust Estate. The right of the Bank to receive such
payments shall constitute a valid claim against the Trust Estate, which is pledged on a senior
Lien basis to secure such payment and no portion of which shall be utilized for any purpose
except as expressly authorized in the Bond Ordinance.
(b) None of the City's obligations under this Agreement, the 2008 Bonds nor
the Bank Bonds shall be deemed to constitute a general obligation or indebtedness of the City for
which the full faith and credit of the City are pledged, and the City is not obligated to pay its
obligations with respect to the foregoing except from the Trust Estate. The foregoing obligations
of the City shall not directly or indirectly or contingently obligate the City to levy or to pledge
any form of taxation whatever therefor, and neither the Bank nor any other Bank Bondowner
shall have any recourse to, or right to compel, the power of taxation. The foregoing obligations
of the City do not constitute a charge, lien or encumbrance, legal or equitable, upon any property
of the City other than upon the Trust Estate and other items expressly pledged under the terms of
the Bond Ordinance.
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ARTICLE III.
REPAYMENT OF BANK BONDS; TERM -OUT FUNDING
Section 3.1 Bank Bonds.
(a) The City agrees that, with respect to each Bank Bond, (i) such Bank Bond
shall be paid in full no later than the first to occur of the Term -Out End Date, the date all Bank
Bonds are remarketed and, if the provisions of Section 3.2(c) are not satisfied, the Expiration
Date, if not earlier required to be paid under this Agreement; (ii) the Interest Component, if any,
included in the Purchase Price for such 2008 Bond shall be due and payable on the Purchase
Date on which such 2008 Bond became a Bank Bond; (iii) the interest on the unpaid amount of
each such Bank Bond from and including the applicable Purchase Date shall be computed at a
rate per annum equal to the Bank Rate, as determined pursuant to Section 2.9 hereof and (iv)
interest payable pursuant to clause (iii) shall be payable (A) monthly on the first Business Day of
each calendar month, (B) on the Term -Out End Date, (C) if the provisions of Section 3.2(c) are
not satisfied, the Expiration Date, (D) after the Term -Out End Date, on demand, and (E) on the
Sale Date (including, without limitation, any Differential Interest Amount with respect to such
Bank Bond, but with any interest on any Differential Interest Amount being payable as and to the
extent provided in Section 2.10(c) hereof).
(b) Notwithstanding anything to the contrary contained in the 2008 Bonds, the
Bond Ordinance or herein (except as set forth below), the City agrees to cause the mandatory
redemption of Bank Bonds that are purchased or remain Outstanding, as the case may be, on a
Term -Out Commencement Date in fourteen (14) equal installments on each Term -Out Payment
Date occurring prior to the related Term -Out End Date; provided, however, that in any event all
of the then unpaid principal amount of Bank Bonds, and interest accrued thereon, shall be
redeemed on the Term -Out End Date. The Bank shall, and is hereby authorized by the City to,
apply the proceeds of each amount so paid to the payment of the outstanding principal of and
interest on the Bank Bonds. Notwithstanding any of the foregoing provisions of this subsection
(b), all amounts owed to the Bank with respect to Bank Bonds shall become immediately due
and payable on the Term -Out End Date if not repaid or otherwise due and payable prior to such
date in accordance with the terms of this Agreement, the Bond Ordinance and the 2008 Bonds.
Section 3.2 Term -Out Funding.
(a) Subject to the terms and conditions hereof, the Bank shall, on each Term -
Out Commencement Date, retain Bank Bonds, provided that the aggregate principal amount of
such 2008 Bonds shall not, in the aggregate (together with the aggregate principal amount of all
other 2008 Bonds that were, as of such date, already subject to amortization pursuant to Section
3.1), exceed the Available Principal Commitment, as the Available Principal Commitment may
have been reduced prior to such date. All 2008 Bonds that are eligible for, and become subject
to, amortization as described in Section 3.1(b) (and as provided in the Series Ordinance), shall be
deemed Bank Bonds and shall be subject to the amortization provisions provided herein and
therein ("Term -Out Funding"). If the conditions precedent to a Term -Out Funding set forth in
subsection (c) hereof are satisfied on a Term -Out Commencement Date, and notwithstanding
anything to the contrary contained in the 2008 Bonds, the City agrees that (i) each 2008 Bond
that is the subject of Term -Out Funding, if not earlier required to be paid under this Agreement,
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shall be subject to mandatory redemption as described in Section 3.1(b) hereof on each Term -
Out Payment Date; provided, however, that notwithstanding the foregoing, the City shall redeem
or purchase (or cause to be purchased) all Bank Bonds no later than the Term -Out End Date, as
provided in the Series Ordinance; and (ii) in addition to repayment of interest as set forth in
Section 3.1(a) above, (A) all Bank Bonds that are the subject to a Term -Out Funding shall, from
and including the related Term -Out Commencement Date, bear interest at the Term -Out Rate
payable on each Interest Payment Date for Bank Bonds and (B) any amount representing unpaid
Differential Interest Amount accruing with respect to Bank Bonds that were the subject to Term -
Out Funding may be paid on each Interest Payment Date for Bank Bonds and, in any event, shall
be paid no later than the Term -Out End Date, and such Differential Interest Amount shall,
subject to State usury laws relevant thereto, bear interest at the Term -Out Rate, payable on each
Interest Payment Date for Bank Bonds and, in any event, shall be paid no later than the Term -
Out End Date. In the event any Bank Bond is remarketed or otherwise transferred by the Bank
before payment in full of the funds provided by the Bank hereunder with respect thereto, together
with interest thereon at the Bank Rate, the provision of this Section 3.2 shall continue to apply to
such indebtedness until all sums for all periods during which the same was a Bank Bond are
paid. Any amounts owing to the Bank in respect of Bank Bonds following the related Term -Out
Commencement Date may be prepaid at any time by the City, upon five (5) days' notice to the
Bank, in whole or in part, in minimum denominations of $100,000 and integral multiples of
$5,000 in excess of $100,000, without penalty or premium.
(b) If the conditions precedent to a Term -Out Funding set forth in subsection
(c) below are not satisfied on a Term -Out Commencement Date, any Bank Bonds that are then
held by or on behalf of the Bank on such Date shall, from and after such Date, bear interest at the
Default Rate and a Term -Out End Date shall be deemed to have occurred with respect to said
Bank Bonds.
(c) Unless it otherwise notifies the Bank in writing, the City shall be deemed
to have requested that each Bank Bond held for more than sixty (60) days (or held on the fmal
day of the Commitment Period) by the Bank become subject to Term -Out Funding by the Bank
on the sixty-first (61 st) day following the related Purchase Date (or such fmal day of the
Commitment Period).
ARTICLE IV.
CONDITIONS PRECEDENT TO EFFECTIVENESS
This Agreement shall become effective , 2008 (the "Effective Date");
provided that each of the following conditions have been fulfilled to the satisfaction of the Bank
The execution and delivery of this Agreement by the Bank shall constitute the Bank's
acknowledgment that such conditions have been satisfied or waived.
Section 4.1 Representations.
On the Effective Date (and after giving effect to the terms hereof), (a) there shall exist no
Event of Default or Default, and (b) alI representations and warranties made by the City herein or
in any of the Related Documents to which it is a party shall be true and correct as of such date.
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Section 4.2 Other Documents.
(a) On the Effective Date, the Bank shall have received an original
counterpart of this Agreement and executed originals or certified copies of each of the following
documents (including all amendments and supplements thereto), which documents shall be in
full force and effect on the Effective Date and in form and substance satisfactory to the Bank:
(i) the 1998 Bond Ordinance;
(ii) the Series Ordinance;
(iii) the 2006 Supplemental Ordinance;
(iv) the Official Statement;
(v) the Remarketing Agreement; and
(vi) a specimen of the 2008 Bonds.
(b) All filings, recordings, re -filings and re -recordings shall have been made,
notices given, all filing fees, taxes and expenses in connection therewith shall have been paid and
all such action shall have been taken, which are necessary or advisable on the Effective Date to
perfect the senior Lien in the Trust Estate in favor of 2008 Bondholders.
Section 4.3 Legal Opinions.
The Bank shall have received legal opinions, in form and substance satisfactory to the
Bank, addressed to the Bank (or upon which the Bank may rely pursuant to a reliance letter) and
dated the Effective Date, of:
(a) Bond Counsel, as required by the Bond Ordinance and any agreement
between the City and the initial purchaser of the 2008 Bonds;
(b) Julie O. Bru, Esq., City Attorney, as to the matters described in Sections
5.1 through 5.5, inclusive, and Section 6.7 of this Agreement;
(c) counsel for the Trustee and the Tender Agent, as and to the extent an
opinion is being required by the City and/or the initial purchaser of the 2008 Bonds; and,
(d) Adomo & Yoss LLP, counsel to the Bank.
Section 4.4 Supporting Documents of the City.
There shall have been delivered to the Bank such information and copies of documents,
approvals (if any) and records certified, where appropriate, of corporate and legal proceedings as
the Bank may have requested relating to the City's entering into and performing this Agreement
and the other Related Documents to which it is a party, and the transactions contemplated hereby
and thereby. Such documents shall, in any event, include:
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24
(a) A certificate of the City, in form and substance satisfactory to the Bank,
executed by an authorized officer of the City, dated the Effective Date, to the effect that all
actions required to be taken by, and all resolutions, ordinances and other authority required to be
adopted by (copies of which shall be attached to such certificate), the City and the City
Commission under applicable law have been done and adopted; and
(b) An incumbency certificate with respect to the officers or agents of the City
who are authorized to execute any documents or instruments on behalf of the City under this
Agreement and the other Related Documents to which the City is a party including, without
limitation, this Agreement.
Section 4.5 Incumbency.
There shall have been delivered to the Bank incumbency certificates with respect to the
officers or agents of the Trustee and Tender Agent who are authorized to execute the respective
Related Documents to which the Trustee and the Tender Agent are parties.
Section 4.6 Other Supporting Documents.
There shall have been delivered to the Bank such information and copies of documents,
approvals (if -any)_and-records -(certified,-where-appropriate)-of corporate and legal proceedings
as the Bank may have requested relating to the entering into and performance by each of the
parties (other than the City and the Bank) thereto, of each of the Related Documents or the
transactions contemplated thereby.
Section 4.7 Payment of Fees and Expenses.
The fees and expenses and all other amounts (including attorneys' fees and expenses)
payable on the Effective Date pursuant to Section 10.2 hereof shall have been received.
Section 4.8 Rating.
The Bank shall have received satisfactory evidence that the 2008 Bonds shall have been
assigned long and short-term ratings of "Aa2/VMIG-1" by Moody's.
Section 4.9 City Certificate.
A certificate signed by duly authorized officers of the City, dated the Effective Date,
stating that:
(a) the representations and warranties contained in Article VI of this
Agreement are true and correct on and as of the Effective Date as though made on such date;
(b) no petition by or against the City has at any time been filed under the
United States Bankruptcy Code or under any similar act;
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25
(c) all conditions precedent to the execution and delivery of this Agreement
and the Related Documents have been satisfied and the City has duly executed and delivered this
Agreement and the Related Documents to which it is a party;
(d) no event that could reasonably be expected to have a Material Adverse
Effect with respect to the City's, the Department's or the Parking System's business, assets,
liabilities, financial condition, results of operation or business prospects shall have occurred
subsequent to the date of the most recent audited financial statements of the City (except as may
otherwise have been disclosed in writing to the Bank prior to the Effective Date); and
(e) no Event of Default or Default has occurred and is continuing, or would
result from, the execution and delivery of this Agreement or any Related Document.
Section 4.10 Reserve Account.
Evidence satisfactory to the Bank that the Reserve Account established under the Bond
Ordinance has been funded in an amount equal to the Reserve Requirement.
Section 4.11 Financial Documentation.
Receipt of (a) five Fiscal Years of historical and five Fiscal Years of projections of Net
Revenues deposited, or to be deposited, in the Revenue Fund, (b) debt service coverage levels
with respect to (a) above, (c) audited financial statements of the City for the Fiscal Years ended
September 30, 2005, 2006 and 2007, and (d) the current budget for the City.
Section 4.12 Investment Obligations.
The Bank shall have received a list of Investments Obligations (as defined in the 1998
Bond Ordinance) in which the funds and accounts under the Bond Ordinance are currently
invested.
Section 4.13 Other Closing Documents.
A copy of each document, instrument, certificate and opinion delivered on the Effective
Date in connection with the issuance and delivery of the 2008 Bonds.
Section 4.14 Reserved.
Section 4.15 Other Documents.
The Bank shall have received such other documents, instruments, approvals (and, if
requested by the Bank, certified duplicates or executed copies thereof) or opinions as the Bank
may reasonably request.
In addition, the Bank shall have determined, as of the Effective Date, that no law,
regulation, ruling or other action of the United States, the State of Georgia or the State of Florida
or any political subdivision or authority therein or thereof shall be in effect or shall have
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26
occurred, the effect of which would be to prevent the City or the Bank from fulfilling its
obligations under this Agreement.
ARTICLE V.
REPRESENTATIONS AND WARRANTIES
The City represents and warrants to the Bank as follows:
Section 5.1 Existence and Power.
The City was, at all relevant times, and is a municipal corporation in the County of
Miami -Dade, State of Florida duly created, organized and existing under the Constitution and the
laws of the State. The City had, at all relevant times, and has all power and authority to conduct
its business as currently conducted, to own its assets and to enter into and satisfy its obligations
under this Agreement and the Related Documents and as described in the Official Statement. The
Department is an agency and instrumentality of the City.
Section 5.2 Regulatory Authority.
The City had (when necessary) and/or has obtained all requisite approvals of all
governmental Authorities required to be obtained prior to the date of delivery of the 2008 Bonds
and the other Related Documents and prior to the Effective Date with respect to this Agreement.
Section 5.3 Noncontravention.
The execution and delivery by the City of this Agreement and the Related Documents,
and the performance of its obligations hereunder and thereunder, has not, at any relevant time,
and will not violate the Charter, the Act, any other existing law or regulation or will not result in
a breach of any of the terms of, or constitute a default under, any ordinance, mortgage, deed of
trust, lease or other agreement or instrument to which the City is a party or by which it or any of
its property (including the Parking System) was, at any relevant time, and is now bound or any of
the laws, rules or regulations applicable to the City or its property (including the Parking System)
or any decree or order of any Governmental Authority.
Section 5.4 Due Authorization.
The execution, delivery and performance by the City of this Agreement and the Related
Documents to which it is a party were, at all relevant times, and are within the power and
authority of the City, and have been duly authorized by all necessary action and do not
contravene any provisions of any law, rule or regulation currently (or at the relevant time)
applicable to the City.
Section 5.5 Valid and Binding Obligations.
This Agreement and the Related Documents to which the City is a party were, at all
relevant times, and are (assuming the due authorization, execution and delivery by the other
parties, if any, thereto) valid and binding obligations of the City, enforceable against the City in
accordance with their respective terms, except as such enforceability may be limited by the
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27
City's bankruptcy, insolvency, reorganization, moratorium or other laws or equitable principles
relating to or limiting creditors' rights generally or by equitable principles (whether arising in an
action at law or in equity).
Section 5.6 Official Statement.
The information contained in the Official Statement was, on the date thereof, and is now,
as of the Effective Date, correct in all material respects and did not, on the date thereof and does
not, as of the Effective Date, contain an untrue statement of a material fact or omit to state a
material fact necessary to make the statements made therein, in light of the circumstances under
which they were made, not misleading. The City makes no representation as to information in
the Official Statement relating to the Bank or DTC and provided by the Bank or DTC for
inclusion therein.
Section 5.7 Pending Litigation and Other Proceedings.
Except as described in the Official Statement, there is no pending action or proceeding
before any court, governmental agency or arbitrator against or directly involving the City and, to
the best of the City's knowledge, there is no threatened action or proceeding affecting the City,
the Department or the Parking System before any court, governmental agency or arbitrator
which, in any case, may result in a Material Adverse Effect or materially and adversely affect the
validity or enforceability of this Agreement or any of the Related Documents.
Section 5.8 Financial Statements.
The City's annual financial statements for the period ended September 30, 2007 (which
includes information regarding the financial status of the Parking System for such period),
together with the auditors' reports with respect thereto for such Fiscal Year, copies of which
have been furnished to the Bank, are complete and correct and fairly present such financial
information of the City (and the Parking System) at such dates and for such period and were
prepared in accordance with generally accepted accounting principles. As of the date hereof, the
Parking System has no contingent liabilities which are material to it other than as indicated in
such financial statements or as otherwise disclosed to the Bank in writing. Since the date of the
annual financial statements described hereinabove, there have been no material adverse changes
in the condition (financial or otherwise) of the City, the Department or the Parking System.
Section 5.9 Complete and Correct Information.
All information, reports and other papers and data with respect to the City, the
Department, the Parking System and the Net Revenues furnished by or on behalf of the City to
the Bank were, at the time the same were so furnished, complete and correct in all material
respects. No fact is known to the City which materially and adversely affects or in the future may
(so far as it can foresee) materially and adversely affect the business, assets or liabilities,
financial condition, results of operations, or business prospects related to the City, the
Department or the Parking System which has not been set forth in the financial statements
referred to in Section 5.8 above or in such information, reports, papers and data or otherwise
disclosed in writing to the Bank. No document furnished or statement made by the City in
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connection with the negotiation, preparation or execution of this Agreement, the Official
Statement or any Related Document contains any untrue statement of a material fact.
Section 5.10 Senior Lien.
The Lien against the Trust Estate granted to secure the 2008 Bonds (including Bank
Bonds) and other amounts payable to the Bank pursuant to the Bond Ordinance and this
Agreement is a valid first priority senior Lien against the Trust Estate, on a parity with any bonds
currently outstanding under the Bond Ordinance and any Additional Bonds which may be issued
from time to time under the Bond Ordinance.
Section 5.11 Legislation.
There is no amendment or, to the knowledge of the City, proposed amendment certified
for placement on a statewide ballot to the Constitution of the State or any published
administrative interpretation of the Constitution of the State or any law of the State, or any
legislation that has passed either house of the legislature of the State or the United States
Congress, or any published judicial decision interpreting any of the foregoing, the effect of
which could reasonably be expected to have a Material Adverse Effect with respect to the City's
ability to repay when due, from the sources described in Sections 2.16 and 5.10 hereof, its
obligations under this Agreement, the Bank Bonds, any of the 2008 Bonds and the other Related
Documents.
Section 5.12 No Defaults.
(a) The City is not in material default under (a) any order, writ, injunction or
decree of any court or governmental body, agency or other instrumentality having jurisdiction
over the City, the Department or the Parking System, or (b) any law or regulation having
jurisdiction over the City, the Department or the Parking System regarding the collection and
pledge of the Revenues pursuant to Act and the Bond Ordinance, or (c) any Parity Obligations,
or (d) any contract, agreement or instrument to which the City is a party or by which it or its
property (including the Parking System) is bound, default under which would have a Material
Adverse Effect or a material and adverse effect on the transactions contemplated by this
Agreement, the Official Statement, or any Related Document, or which would have a material
and adverse effect on the validity or enforceability of, or the authority or ability of the City to
perform its obligations under, this Agreement and any Related Document to which it is a party.
(b) No Event of Default and no Default has occurred and is continuing, or
exists, hereunder. No "event of default" as specified in the Bond Ordinance or any other Related
Document, and no event which, with the giving of notice or lapse of time or both would become
such an event of default, has occurred and is continuing.
Section 5.13 Consents.
No authorization, consent, order or other approval of, or registration or filing with, or
taking of any other action in respect of or by, any court or governmental body, agency or other
instrumentality (excluding adoption of the Bond Ordinance by the City Commission) was, at the
relevant time, or is now required for the valid execution, delivery or performance by the City of
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this Agreement or the Related Documents, and the preparation and delivery of the Official
Statement, except such as shall have been duly obtained, given or accomplished prior to the
execution and delivery hereof or thereof.
Section 5.14 No Sovereign Immunity.
The defense of sovereign immunity is not available to the City in any proceeding by the
Bank to enforce the obligations or the performance of any obligations of the City under this
Agreement, the 2008 Bonds or the other Related Documents. To the extent that the City has or
hereafter may acquire under any applicable law any right to immunity from set-off or legal
proceedings on the grounds of sovereignty, the City hereby irrevocably waives, to the extent
permitted by law, such rights to immunity for itself in respect of its obligations arising under or
related to this Agreement, the 2008 Bonds or the other Related Documents to which it is a party.
Section 5.15 Regulation U.
The City is not engaged in the business of extending credit for the purpose of purchasing
or carrying any margin stock (within the meaning of Regulation U of the Board of Governors of
the Federal Reserve System), and no part of the proceeds of any 2008 Bonds will be used to
purchase or carry any margin stock or to extend credit to others for the purpose of purchasing or
carrying any margin stock.
Section 5.16 Incorporation of Representations and Warranties.
The City hereby makes to the Bank the same representations and warranties as were
made by it in each Related Document to which it is a party, which representations and
warranties, together with the related definitions of terms contained therein, are hereby
incorporated by reference with the same effect as if each and every such representation and
warranty and definition were set forth herein in its entirety. No amendment to such
representations and warranties or definitions made pursuant to the relevant Related Documents
that materially adversely affects the ability of the City to meet its obligations hereunder or under
the Bond Ordinance or the rights or security of the Bank hereunder and under the Bond
Ordinance shall be effective to amend such representations and warranties and definitions as
incorporated by reference herein without the prior written consent of the Bank.
Section 5.17 Bond Ordinance.
The 1998 Bond Ordinance, the 2006 Ordinance and Series Ordinance are in full force and
effect, duly authorize the issuance of the 2008 Bonds and constitute valid, binding and
enforceable obligations of the City.
Section 5.18 Tax Exempt Status.
The City has not taken any action or omitted to take any action, and knows of no action
taken or omitted to be taken by any other person or entity, which action, if taken or omitted,
would cause interest on the 2008 Tax Exempt Bonds to be subject to Federal income taxes or
such 2008 Tax Exempt Bonds to he subject to local personal property taxes levied by any
political subdivision of the State.
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Section 5.19 No ERISA Plans.
The City has never established, is not a party to and has never contributed to any
"employee benefit plan" within the meaning of Section 3(3) of ERISA or any other form of
deferred compensation or other similar plan or arrangement, other than a "governmental plan"
within the meaning of Section 414(d) of the Code or Section 3(32) of ERISA.
ARTICLE VI.
AFFIRMATIVE COVENANTS
For so long as the Letter of Credit is in effect or any amount is due or owing to the Bank
under this Agreement or any Related Document, the City will comply with each of the covenants
contained in this Article VII unless the Bank shall otherwise consent in writing.
Section 6.1 Compliance With Laws and Regulations.
The City shall comply with all laws, ordinances, orders, rules and regulations of duly
constituted public authorities which may be applicable to it, the Department or any of its
property, including the Parking System.
Section 6.2 Reporting Requirements.
The City shall keep proper books of record and account in which full, true and correct
entries will be made of all dealings or transactions of or in relation to the business and affairs of
the City, the Department and the Parking System on a consolidated basis in accordance with
generally accepted accounting principles consistently applied, and will furnish to the Bank two
(2) copies of each of the following:
(a) Annual Financial Statements. As soon as available, and in any event
within one hundred eighty (180) days after the close of each Fiscal Year of the City, (i) the
complete audited financial statements of the Department including the combined balance sheet as
of the end of such Fiscal Year and the related combined statements of revenues, expenses and
changes in retained earnings for such Fiscal Year, all in reasonable detail, certified and prepared
by an accountant in accordance with generally accepted auditing standards and government
auditing standards, consistently applied, and fairly presenting the financial condition of the
Parking System as of the end of such Fiscal Year; and (ii) a separate written report and certificate
signed by such accountant stating that in making the examination necessary to their audit they
have obtained no knowledge, except as specifically stated, of any Event of Default or Default
hereunder.
(b) Certificate of Compliance. Simultaneously with the delivery of each set of
financial statements referred to in (a) above, a certificate (substantially in the form attached
hereto as Exhibit B) signed by an authorized representative of the City (which may include the
Director or the Chief Financial Officer of the Department) stating that (i) under his/her
supervision, the City has made a review of its activities during the preceding annual or
semiannual period, as the case may be, for the purpose of determining whether or not the City
has complied with all of the terms, provisions and conditions of this Agreement and the Related
Documents to which it is a party and (ii) to the best of his/her knowledge, no Default or Event of
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Default in the performance or observance of any of the terms, covenants, provisions or
conditions of this Agreement or any of the Related Documents has occurred and is continuing or,
if a Default or Event of Default shall have occurred and be continuing, such certificate shall
specify each such Default or Event of Default, the nature and status thereof and any remedial
steps taken or proposed to be taken by the City to correct each such Default or Event of Default.
(c) Report of Debt. A written report as to any Additional Bonds issued by the
City promptly after said issuance, setting forth the principal amount of the Additional Bonds, the
date or dates on which said Additional Bonds are to mature, the rate or rates of interest
applicable thereto, the purpose for which such Additional Bonds were issued, whether said
Additional Bonds are Parity Obligations and whether said Additional Bonds are supported by a
liquidity facility (comparable to the Letter of Credit) or credit facility and such other details as to
the Additional Bonds as the Bank may reasonably request.
(d) Other Reports. Promptly after the furnishing thereof, copies of any
financial statement or report of the Department furnished to any person in connection with the
Trust Estate or the Revenues derived from the Parking System.
(e) Budget. As soon as available after adoption, a copy of the Department's
annual budget for each Fiscal Year, together with any supplements and amendments thereto.
(f) Continuing Disclosure Documents. Simultaneously with the filing thereof,
all continuing disclosure documents filed by the Department in compliance with Securities and
Exchange Commission rules codified at 17 C.F.R. Section 240.15c2-12, which documents shall
include, without limitation, general information regarding the status of the Trust Estate and the
Parking System.
(g) Insurance Consultant's and Parking Consultant 's Reports. When
available but in any event within ten (10) days of submission of any final report to the
Department, any Insurance Consultant's and Parking Consultant's reports regarding the status of
the Parking System.
(h) Other Information. Such other information respecting the business,
properties or the condition or operations, financial or otherwise, of the Department as the Bank
may from time to time reasonably request.
Section 6.3 Notices.
The City will promptly furnish, or cause to be furnished, to the Bank (i) notice of the
occurrence of any Event of Default or Default as defined herein or in the Bond Ordinance, the
nature of such Default or Event of Default and the action which the City proposes to take with
respect thereto, (ii) notice of the failure by the Remarketing Agent, the Tender Agent or the
Trustee to perform any of its obligations under the Remarketing Agreement or the Bond
Ordinance, (iii) notice of any proposed substitution of this Agreement, (iv) each notice required
to be given to the Bank pursuant to the Bond Ordinance, (v) notice of any litigation,
administrative proceeding or business development which may materially and adversely affect
the Net Revenues (including the collection thereof) or the Trust Estate or the ability of the City
to perform its obligations as set forth hereunder or under any of the Related Documents to which
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it is a party, and (vi) such further financial and other information with respect to the City, the
Department or the Parking System as the Bank may reasonably request from time to time.
Section 6.4 Further Assurances.
The City shall, upon the request of the Bank, from time to time, execute and deliver and,
if necessary, file, register and record such further financing statements, amendments,
confirmation statements and other documents and instruments and take such further action as
may be reasonably necessary to effectuate the provisions of this Agreement and the Related
Documents or to protect the interest of the Bank in the Trust Estate. Except to the extent it is
exempt therefrom, the City will pay or cause to be paid all filing, registration and recording fees
incident to such filing, registration and recording, and all expenses incident to the preparation,
execution and acknowledgment of such instruments of further assurance, and all federal or state
fees and other similar fees, duties, imposts, assessments and charges arising out of or in
connection with the execution and delivery of this Agreement, the Related Documents and such
instruments of further assurance.
Section 6.5 Right of Entry.
The City shall permit the duly authorized representatives of the Bank, upon reasonable
prior notice, to enter the premises of the City, or any parts thereof (including any location
comprising a portion of the Parking System), during normal business hours to examine and copy
the City's financial and corporate books, records and accounts, and to discuss the affairs,
finances, business and accounts of the City with the City's officers, directors and employees in
order to monitor compliance with the provisions of this Agreement and the Related Documents.
Section 6.6 Taxes.
The City will pay, or cause to be paid, all Parity Obligations of the City promptly and in
accordance with the terms thereof and to pay and discharge, or cause to be paid and discharged,
promptly all taxes, assessments, and governmental charges or levies imposed upon it or the
Parking System or upon the Parking System's income and profits, or upon any of the City's
property, real, personal, or mixed, or upon any part thereof which comprises all or a portion of
the Parking System, before the same shall become in default, except for those matters which are
reasonably being contested in good faith by appropriate action or proceedings or for which the
City has established adequate reserves in accordance with generally accepted accounting
principles.
Section 6.7 Performance of and Compliance With Covenants.
The City shall fully and faithfully perform each of the covenants required of it, and use
its best efforts to cause the Trustee, the Tender Agent and the Remarketing Agent to fully and
faithfully perform each of the covenants required of each such party, pursuant to the provisions
of the Related Documents• to which each is a party.
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Section 6.8 Selection of 2008 Bonds for Redemption.
The City shall select, or cause to be selected, for redemption any and all Bank Bonds
prior to selecting, or causing to be selected, for redemption any 2008 Bonds that are not Bank
Bonds.
Section 6.9 Alternate Bond Credit Facility.
(a) The City agrees to use its best efforts to obtain an Alternate Bond Credit
Facility to replace the Letter of Credit, effect a conversion of the 2008 Bonds to a Commercial
Paper Mode, Fixed Rate Mode or Term Rate Mode, or redeem or otherwise refinance the 2008
Bonds, as appropriate, in the event (i) the City shall fail to request an extension of the Expiration
Date pursuant to Section 10.9(b) or the Bank shall decide not to extend the Expiration Date
pursuant to Section 10.9(b), (ii) the City terminates this Agreement pursuant to Section 2.15, (iii)
the Bank shall furnish a Notice of Termination Date to the Tender Agent or (iv) a Default Tender
shall have been effected with any funds made available under the Letter of Credit.
(b) The City agrees that any Alternate Bond Credit Facility will require, as a
condition to the effectiveness of the Alternate Bond Credit Facility, that the issuer of the
Alternate Bond Credit Facility will purchase from the Bank, on the date the Alternate Bond
Credit Facility becomes effective, all Bank Bonds at par plus all accrued interest thereon (at the
Bank Rate) through the date such Alternate Bond Credit Facility becomes effective. On such
date, any and all amounts due hereunder and under the Bond Ordinance or the 2008 Bonds due to
the Bank (including, without limitation, any Differential Interest Amount, any Excess Bank
Bond Interest and any unpaid interest thereon) shall be payable in full to the Bank.
(c) The City shall not permit an Alternate Bond Credit Facility to become
effective with respect to less than all of the 2008 Bonds without the prior written consent of the
Bank.
Section 6.10 Reserved.
Section 6.11 Preservation of Lien.
The City shall take all necessary action to maintain and preserve the senior Lien and
security interest of the Bank and the holders of the 2008 Bonds in the Trust Estate as a valid first
priority senior Lien thereon, on a parity with any bonds currently outstanding under the Bond
Ordinance and any Additional Bonds which may be issued from time to time under the Bond
Ordinance.
Section 6.12 Conversions; Defeasance.
The City (a) will promptly furnish, or cause to be furnished, to the Bank, not later than its
furnishing the same to the Remarketing Agent, a copy of any written notice furnished by the City
to the Remarketing Agent pursuant to the Bond Ordinance indicating a proposed conversion of
the interest rate on the 2008 Bonds to a Commercial Paper Mode, Fixed Rate Mode or Term Rate
Mode; and (b) shall not permit a conversion of the interest rate on the 2008 Bonds to a
Commercial Paper Mode, Fixed Rate Mode or Term Rate Mode without the prior written
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consent of the Bank if, after giving effect to such conversion, any 2008 Bonds remain as Bank
Bonds. If said conversion occurs, with the consent of the Bank, the City shall, on such
Conversion Date, be obligated to pay to the Bank all obligations due hereunder (including any
unpaid Differential Interest Amount and any other amounts payable to the Bank hereunder that
are outstanding on said Conversion Date). In addition, the City will not defease, nor allow the
defeasance of, the 2008 Bonds without having first satisfied all of its obligations hereunder and
in connection with any Bank Bonds.
Section 6.13 Proceeds of the 2008 Bonds.
The proceeds of the 2008 Bonds will be used by the City solely for the purposes
described herein, in the Official Statement and in the Related Documents.
Section 6.14 Reserved.
Section 6.15 Maintenance of Franchises.
The City will use its best efforts to maintain, or cause to be maintained, all licenses and
franchises, required by the State or any other Governmental Authority, for the operation of the
Parking System, the loss of which would have a Material Adverse Effect.
Section 6.16 Compliance with Rules and Regulations.
The City shall use its best efforts to comply, and cause the Department to comply, with
all laws applicable to the Parking System which, if not complied with, could reasonably be
expected to result in a Material Adverse Effect.
Section 6.17 Maintenance and Operation of the Parking System.
The City covenants that it will use its best efforts to require the Department to at all times
maintain the Parking System, or within the limits of its authority cause the same to be
maintained, in good condition and working order and will operate the same, or cause the same to
be operated, in an efficient and economical manner at a Teasonable cost and in accordance with
sound business principles. In operating and maintaining the Parking System, the City will use its
best efforts to require the Department to comply with all contractual provisions and agreements
entered into by the City and with all rules, regulations, directions or orders of any governmental,
administrative or judicial body promulgating same, noncompliance with which could reasonably
be expected to result in a Material Adverse Affect.
Section 6.18 Insurance.
The City will use its best efforts to require the Department to keep, or cause to be kept,
the Parking System insured either through self-insurance or with insurers of good standing
against risks, accidents or casualties against which and to the extent customarily insured against
by entities operating similar properties, to the extent that such insurance is available. All net
proceeds of such insurance shall be applied in accordance with the Series Ordinance and the
other Related Documents.
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Section 6.19 Incorporation of Covenants by Reference.
The City agrees that it will perform and comply with each and every covenant and
agreement required to be performed or observed by it in the Related Documents, which
provisions, as well as related defined terms contained therein, are hereby incorporated by
reference herein with the same effect as if each and every such provision were set forth herein in
its entirety all of which shall be deemed to be made for the benefit of the Bank and shall be
enforceable by the Bank against the City, which covenants, agreements, definitions and
provisions shall continue in effect with regard to the Bank without regard or giving effect to any
amendment or modification of such provisions or any waiver of compliance therewith unless
consented to in writing by the Bank.
Section 6.20 Trustee and Tender Agent; Remarketing Agent.
TD Bank, National Association, is the duly appointed and acting Trustee and Tender
Agent. Thirty (30) days prior written notice shall be provided to the Bank by the City if a
successor or assignee Trustee or Tender Agent is appointed. SunTrust Robinson Humphrey, Inc.
(or a successor or assignee approved in writing by the Bank, such approval not to be
unreasonably withheld) is the duly appointed and acting Remarketing Agent. The City shall use
its best efforts to replace the Trustee, the Tender Agent or the Remarketing Agent upon the
request of the Bank if such request is made for cause.
Section 6.21 Federal Reserve Regulations.
No proceeds from moneys received hereunder shall be used by the City in violation of
Regulation U, as amended, promulgated by the Board of Governors of the Federal Reserve
System.
Section 6.22 Agreement Regarding Optional Redemption of 2008 Bonds.
Commencing on July 1, 2016, the City shall cause the Trustee to redeem the
principal amounts of the 2008 Bonds at the times and in the amounts set forth below, pursuant to
and in accordance with the optional redemption provisions of the Indenture.
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July 1st of the Year
2016
2017
2018
2019
2020
2021
2022
2023
2024
2025
2026
2027
2028
2029
2030
2031
2032
2033
2034
2035
2036
Principal Amount
The City shall make four approximately equal quarterly payments into the
Sinking Fund Account established under the Bond Ordinance on each January 1, April 1, July 1
and October 1, commencing July 1, 2015, in amounts sufficient to enable the Trustee to
accomplish the optional redemptions in each year shown on the table above.
The City hereby agrees to satisfy the reimbursement obligations of the City set
forth in Section 2.5(b) hereof relating to any "B Drawing" to pay principal of the 2008 Bonds in
connection with any optional redemption thereof required pursuant to this Section 6.22.
ARTICLE VII.
NEGATIVE COVENANTS
For so long as the Letter of Credit is in effect or any amount is due or owing to the Bank
under this Agreement or any Related Document, the City shall comply with each of the negative
covenants contained in this Article VII unless the Bank shall have otherwise given its prior
written consent:
Section 7.1 Security Interests and Encumbrances.
Except as otherwise provided in, or permitted by, the Bond Ordinance, the City shall not
pledge, grant a security interest in, make an assignment of or permit the creation of any
encumbrance on any of the Trust Estate or any part thereof, on a parity with any bonds currently
outstanding under the Bond Ordinance and any Additional Bonds which may be issued from
time to time under the Bond Ordinance.
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Section 7.2 Amendments.
Except as otherwise provided in Section 7.4 hereof with respect to Additional Bonds, the
City shall not amend, modify or supplement, nor agree to any amendment or modification of, or
supplement to, any material term of any Related Document without the express written consent
of the Bank.
Section 7.3 Permitted Investments.
The City shall not invest or reinvest any funds held under the Bond Ordinance or permit
any investment or reinvestment of funds held under the Bond Ordinance to remain invested, in
any investment other than such Investment Obligations as are permissible under the Bond
Ordinance.
Section 7.4 Additional Bonds; Rate Covenant.
Notwithstanding any provision in the Bond Ordinance to the contrary, the City shall not
issue any Additional Bonds under the Bond Ordinance, except as provided below. Other than the
(a) the 1998 Bonds previously issued and outstanding under the Bond Ordinance on or prior to
the Effective Date, (b) the 2008 Bonds, and (c) Additional Bonds or other obligations that are to
be Parity Obligations under the Bond Ordinance, the City shall not issue any Debt which is
secured by or payable from the Trust Estate prior to or on parity with the 2008 Bonds. The City
may issue Additional Bonds under the Bond Ordinance only if such Additional Bonds are
authorized by law and the provisions of Section 209, 210 or 211, as the case may be, of the 1998
Bond Ordinance have been satisfied in full.
Notwithstanding any provision in the Bond Ordinance to the contrary, the City shall
comply with the provisions of Section 704 of the 1998 Bond Ordinance relating to rates, fees,
rentals and charges for so long as the Bond Credit Facility is outstanding.
Section 7.5 Successor Remarketing Agent and Remarketing Agreement.
The City shall not appoint or permit or suffer to be appointed any successor Remarketing
Agent without the prior written approval of the Bank (which approval shall not be unreasonably
withheld); or enter into any successor Remarketing Agreement without the prior written approval
of the Bank (which approval shall not be unreasonably withheld). Any approvals required from
the Bank under this paragraph shall be given or denied within ten (10) Business Days of the
request therefor (which request must be accompanied, in the case of a successor Remarketing
Agreement, by a draft of such proposed successor Remarketing Agreement in fmal form), and
the failure of the Bank to respond to such request by the close of business on the tenth day shall
be deemed, on the eleventh day, to constitute consent by the Bank under this section.
Section 7.6 Sale or Encumbrance of Parking System.
The City will not sell, dispose of or further encumber or grant a lien on or other security
interest in the Parking System, nor permit any other person or entity to do so, except as permitted
under the Bond Ordinance.
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Section 7.7 Accounting Methods and Fiscal Year.
The City will not adopt, permit or consent to any change in its established Fiscal Year
without giving the Bank prior written notice thereof.
Section 7.8 Official Statement.
Except with respect to the information provided by the Bank in writing to the City or the
Department for inclusion in the Official Statement, neither the City nor the Department will refer
to the Bank in any offering document or make changes in reference to the Bank in the Official
Statement without the Bank's prior written consent thereto.
Section 7.9 Maintenance of Tax -Exempt Status of the 2008 Tax Exempt Bonds.
The City shall not take any action or omit to take any action which, if taken or omitted,
would adversely affect the exclusion of interest on the 2008 Tax Exempt Bonds from gross
income for purposes of the exemption of such interest from Federal income taxes.
ARTICLE VIII.
EVENTS OF DEFAULT
Each of the following events shall constitute an "Event of Default":
Section 8.1 Events of Default.
(a) The City shall fail to pay (i) the Letter of Credit Fee specified in Section
2.2 hereof, and such amount shall remain unpaid for ten (10) Business Days after written notice
of such failure has been given by the Bank to the City and the Department, or (ii) other amounts
owing hereunder (other than those described in 8.1(a)(i) above or Section 8.1(h) below) and such
amount shall remain unpaid for twenty (20) Business Days after written notice of such failure
has been given by the Bank to the City and the Department. _
(b) Failure of the City to observe or perform any of the covenants or
conditions contained in any one of Section 6.9, 6.11, 6.12(b), 7.1, 7.2, 7.4 or 7.6.
(c) Failure of the City to observe or perform any of the covenants, conditions
or provisions of this Agreement (other than as specified in subparagraph (a) or (b) above) or any
Related Document and to remedy such default within thirty (30) days after such failure;
provided, however, that any failure to comply with the reporting requirements of Section 6.2
hereof shall constitute an Event of Default hereunder only upon notice from the Bank thereof and
a failure by the City to remedy such failure within fifteen (15) days of the receipt of such notice.
(d) Any representation or warranty made by the City herein or in any
certificate, financial or other statement furnished by the City to the Bank pursuant to this
Agreement or any Related Document shall prove to have been untrue or incomplete in any
material respect when made.
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(e) (i) A final, nonappealable judgment or order for the payment of money in
excess of $10,000,000 in the aggregate or (ii) two or more final, nonappealable judgments or
orders for the payment of money in excess of $10,000,000 in the aggregate, in either case, shall
be rendered against the City and attach to the Trust Estate with respect to which, in the opinion
of the Bank, adequate cash reserves have not been established or adequate insurance does not
exist, and such judgment(s) or order(s) shall continue unsatisfied and unstayed for a period of
sixty (60) days.
(f) The City shall apply for or consent to the appointment of, or the taking of
possession by, a receiver, trustee, liquidator or custodian or the like of itself, of all or a
substantial part of its assets or of all or a substantial part of the Parking System, admit in writing
its inability, or be generally unable, to pay its debts as they become due, make a general
assignment for the benefit of creditors, or commence a voluntary case as a debtor under the
federal bankruptcy laws of the United States of America or file a voluntary petition or answer
seeking reorganization, an arrangement with creditors or an order for relief as a debtor or seeking
to take advantage of any insolvency law or file an answer admitting the material allegations of a
petition filed against it in any bankruptcy, reorganization or insolvency proceeding, or action
shall be taken by it for the purpose of effecting any of the fore going.
(g) If a proceeding shall be instituted, without the application or consent of
the City, in any court of competent jurisdiction under any law relating to bankruptcy, insolvency,
reorganization, dissolution, winding up, liquidation, seeking a composition or arrangement with
creditors, a readjustment of debts, the appointment of a trustee, receiver, liquidator or custodian
or the like of the City, of all or a substantial part of its assets or of all or a substantial part of the
Parking System, or other like relief in respect thereof under any bankruptcy or insolvency law,
and the same shall result in the entry of an order for relief or any such adjudication or
appointment, or continue undismissed, or pending and unstayed for any period of sixty (60)
consecutive days.
(h) The City shall (i) fail to make any payment or payments of any amount
when due on any 2008 Bond (including any Bank Bond) or any Parity Obligation (whether by
scheduled maturity, required prepayment, acceleration, demand or otherwise), or (ii) fail to
perform or observe any term, covenant or condition on its part to be performed or observed
under any such agreement or instrument (other than any failure to perform any term
contemplated by sub -clause (i) hereof) if, in either case, the effect of such failure to perform or
observe is to accelerate, or to permit the acceleration of the maturity of or mandatory redemption
of, any 2008 Bond (including any Bank Bond) or any Parity Obligation.
(i) The Series Ordinance, the 2008 Bonds (including any Bank Bonds), any
Parity Obligation, the 1998 Bond Ordinance or this Agreement shall be declared, pursuant to a
final and nonappealable order of a court of competent jurisdiction, to be not binding in any
material respect which has an adverse affect on the City's obligations to the Bank under this
Agreement, or any obligations or duties of the City under any Related Document.
(j) The City shall, in writing to the Trustee, the Bank or, in a public
statement, claim that the Series Ordinance, the 2008 Bonds (including any Bank Bonds), any
Parity Obligation, the 1998 Bond Ordinance or this Agreement is/are not valid or binding on the
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City, or repudiate its obligations under the Series Ordinance, the 2008 Bonds (including any
Bank Bonds), any Parity Obligation, the 1998 Bond Ordinance or this Agreement or (ii) the City
shall file any legal proceedings to seek an adjudication that the Series Ordinance, the 2008 Bonds
(including any Bank Bonds), any Parity Obligation, the 1998 Bond Ordinance or this Agreement
is/are not valid or binding on the City.
(k) Any Governmental Authority with jurisdiction to rule on the validity of
the Series Ordinance, the 2008 Bonds (including any Bank Bonds), any Parity Obligation, the
1998 Bond Ordinance or this Agreement shall publicly find or rule that the Series Ordinance, the
2008 Bonds (including any Bank Bonds), any Parity Obligation, the 1998 Bond Ordinance or
this Agreement, as the case may be, is not valid or not binding on the City, or (ii) any
Governmental Authority with jurisdiction over the City and the affairs of the City shall have
declared or imposed a debt moratorium, debt adjustment or comparable restriction on repayment
of the 2008 Bonds (including any Bank Bonds) or any Parity Obligation.
(1) The occurrence of a Bond Ordinance Event of Default.
Section 8.2 Reserved.
Section 8.3 Remedies.
(a) In the case of any Event of Default described in Section 8.1(a), the Bank
may give written notice of such Event of Default and termination of the Agreement (a "Notice of
Termination Date") to the Trustee, the Tender Agent, the City and the Remarketing Agent
requesting a Default Tender. If the Bank elects to deliver such Notice of Termination Date, it
shall include therein a direction to the Tender Agent to cause a mandatory tender and purchase of
2008 Bonds in accordance with Section 6.05 of the Series Ordinance. The obligation of the Bank
to purchase 2008 Bonds shall terminate on the thirtieth (30th) day (or if such day is not a
Business Day, the next following Business Day) after such Notice of Termination Date is
received by the Tender Agent and on such date the Available Commitment shall terminate and
the Bank shall be under no obligation hereunder to purchase 2008 Bonds.
(b) Upon the occurrence of any Event of Default, the Bank shall have all
remedies provided at law or equity, including, without limitation, specific performance.
(c) The remedies provided in Section 8.3(a) hereof shall only be exclusive
with respect to such Events of Default to the extent they are obtained by the Bank. If, for any
reason whatsoever the Bank is not able to obtain all such remedies, then the Bank hereby
reserves the right and shall have the right to pursue any other available remedies, whether
provided by law, equity or this Agreement.
ARTICLE IX.
OBLIGATIONS ABSOLUTE
Section 9.1 Obligations Absolute.
The obligations of the City under this Agreement shall be absolute, unconditional and
irrevocable and shall be paid or performed strictly in accordance with the terms of this
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Agreement, under all circumstances whatsoever, including, without limitation, the following
circumstances:
(a) any lack of validity or enforceability of this Agreement, any Related
Document or any other agreement or instrument delivered in connection herewith or therewith;
(b) any amendment or waiver of, or any consent to or departure from, the
terms of any of the Related Documents;
(c) the existence of any claim, set-off, defense or other right which the City
may have at any time against the Tender Agent, the Trustee, the Remarketing Agent, the Bank or
any other Person, whether in connection with this Agreement, the Related Documents or any
unrelated transaction; provided, that nothing herein contained shall prevent the assertion of such
claim by separate suit;
(d) any statement or any other document presented (other than by the Bank)
under this Agreement or any of the Related Documents proving to be forged, fraudulent, invalid
or insufficient in any respect or any statement therein being untrue or inaccurate in any respect
whatsoever; or
(e) any other circumstances or happening whatsoever, whether or not similar
to any of the foregoing.
ARTICLE X.
MISCELLANEOUS
Section 10.1 Liability of the Bank.
(a) With respect to the Bank, the City assumes all risks of the acts or
omissions of the Trustee or the Tender Agent and its agents in respect of its use of the Letter of
Credit. Neither the Bank nor any of its officers or directors shall be liable or responsible for: (i)
the use which may be made of the Letter of Credit or any amounts made available by the Bank
thereunder or for any acts or omissions of the Trustee, the Tender Agent or Remarketing .Agent
or their agents in connection therewith; (ii) the validity, sufficiency or genuineness of
documents, or of any endorsement(s) thereon, even if such documents should in fact prove to be
in any or all respects invalid, insufficient, fraudulent or forged; or (iii) any other circumstances
whatsoever in making or failing to make payment under the Letter of Credit, except only that the
City shall have a claim against the Bank and the Bank shall be liable to the City to the extent, but
only to the extent, of any direct, as opposed to consequential, damages suffered by the City
which the City proves were caused by the Bank's violation of law, gross negligence or willful
failure to make payment under the Letter of Credit in accordance with the terms thereof. In
furtherance and not in limitation of the foregoing, the Bank may accept documents that the Bank
in good faith determines appear on their face to be in order, without responsibility for further
investigation, regardless of any notice or information to the contrary.
(b) The City assumes all risks associated with the acceptance by the Bank of
documents received by telecommunication, it being agreed that the use of telecommunication
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devices is for the benefit of the City and that the Bank assumes no liabilities or risks with respect
thereto.
Section 10.2 Expenses; Indemnification.
(a) The City shall pay to the Bank all costs and expenses incurred by the
Bank, including reasonable fees and out-of-pocket expenses of counsel for the Bank, arising in
connection with the preparation, execution, delivery, administration and enforcement of, and
preservation of rights in connection with a workout, restructuring or default under, this
Agreement, the 2008 Bonds and the other Related Documents and any and all stamp and other
taxes and fees payable or determined to be payable in connection with the execution and delivery
of this Agreement and any other documents or instruments that may be delivered in connection
herewith; provided, however, that in connection with the preparation, execution and delivery of
this Agreement on and prior to the Effective Date, the fees and disbursements of the Bank's
counsel shall equal $ , plus reasonable expenses.
(b) To the extent permitted by law and solely from the Trust Estate or any
other sources available therefor, the City agrees to indemnify and hold harmless the Bank, its
officers, directors, employees and agents (each an "Indemnified Party") from and against any
and all claims, damages, losses, liabilities, costs or expenses whatsoever which an Indemnified
Party may incur (or which may be claimed against an Indemnified Party by any Person) by
reason of or in connection with the execution and delivery of and consummation of the
transactions contemplated under this Agreement, the Official Statement and the Related
Documents, including, without limitation, (i) the offering, sale, remarketing or resale of 2008
Bonds (including, without limitation, by reason of any untrue statement or alleged untrue
statement contained or incorporated by reference in any preliminary official statement or the
Official Statement, or in any supplement or amendment thereof, prepared with respect to the
2008 Bonds, or the omission or alleged omission to state therein a material fact necessary to
make such statements, in light of the circumstances under which they are or were made, not
misleading or the failure to deliver a preliminary official statement or the Official Statement to
any offeree or purchaser of 2008 Bonds) and (ii) the execution and delivery of, or payment or
failure to pay by any Person under, this Agreement; provided, that in the case of any action or
proceeding alleging an inaccuracy in a material respect, or an untrue statement, with respect to
information supplied in writing by the Bank contained the Official Statement or any amendment
or supplement thereto or any other offering materials (the "Bank Information"), then the City
shall not be required to indemnify the Bank pursuant to this Section for any claims, damages,
losses, liabilities, costs or expenses to the extent caused by such inaccuracy or untrue statement.
Nothing in this Section 10.2 is intended to limit the obligations of the City under the 2008 Bonds
or of the City to pay its obligations hereunder and under the Related Documents.
(c) Any Indemnified Party shall give the City timely notice of and shall
forward to the City any and every demand, notice, summons or other process, any other writing
received with respect to any claim or legal proceedings within the purview of this Section 10.2,
or, if such claim is oral, a written summary thereof. In the event that any action or proceeding is
brought against any Indemnified Party with respect to which indemnity may be sought under this
Section 10.2, the City, upon written notice from such indemnified Party, shall assume the
investigation and defense of the action or proceeding, including the employment of counsel
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selected by the City, subject to the approval of the Indemnified Party, which approval shall not
be unreasonably withheld, and shall assume the payment of all expenses related to the action or
proceeding, with full power to litigate, compromise or settle the same in its sole discretion;
provided, however, that such Indemnified Party shall have the right to review and approve or
disapprove any such compromise or settlement (which approval shall not be unreasonably
withheld or delayed). Any indemnified Party that has made a claim for indemnification under
this Section shall cooperate with the City in the defense of such claim. Notwithstanding the
foregoing, the City shall have no obligations under this Section 10.2 to indemnify or hold any
Indemnified Party harmless from any violation of law, gross negligence or willful act of such
Indemnified Party or its officers, directors, employees or agents. Notwithstanding the foregoing
provisions of this subsection (c), the City's obligation to indemnify and hold an Indemnified
Party harmless shall be reduced to the extent the failure or delay of such Indemnified Party in
providing the City with the timely notice of the matters described hereinabove impairs the City's
rights or ability to defend or make such claims regarding any such proceeding.
(d) The provisions of this Section 10.2 and Sections 2.10 and 2.11 shall
survive the termination of this Agreement and the payment in full of the 2008 Bonds and the
obligations of the City hereunder. Each Indemnified Party shall notify the City of any amounts
which are owed to such Indemnified Party pursuant to this Section 10.2.
Section 10.3 Notices.
Unless otherwise specified herein, all notices, requests, demands or other
communications to or upon the respective parties hereto or referred to herein shall be deemed to
have been given (a) in the case of notice by letter, when delivered by hand or four (4) days after
the same is deposited in the malls, first class postage prepaid, (b) in the case of notice by telex,
when sent, answerback received, and (c) in the case of notice by telecopier, when sent, receipt
confirmed, addressed to them as follows or at such other address as any of the parties hereto may
designate by written notice to the other parties hereto and the Remarketing Agent:
City:
(M1706888_6}
The City of Miami, Florida
c/o Department of Off -Street Parking
190 N.E. Third Street
Miami, FL 33132
Attention: Chief Financial Officer
Telephone : (305) 579-7552 ext. 232
Telecopy: (305) 371-9451
with copies to:
City of Miami City Attorney
444 S.W. 2nd Avenue, Suite 945
Miami, FL 33130
Fax: 305-416-1801
44
Bank:
Tender Agent/Trustee:
Remarketing Agent:
SunTrust Bank
777 Brickel Avenue, 4th Floor
Miami, FL 33131
Attention: Letter of Credit Department
with copies to:
SunTrust Bank
25 Park Place, 16th Floor
Atlanta, Georgia 30303
Attention: Standby Letters of Credit
Department
- and -
Adomo & Yoss, LLP
2525 Ponce de Leon Boulevard
Suite 400
Miami, FL
Attention: Jeffrey DeCarlo
TD Bank, National Association
Corporate Trust Department
7545 Centurion Parkway, #402
Jacksonville, Florida 32256
Telephone: 904-645-8339
Fax: 904-645-8447
Attention: Jane Pope
SunTrust Robinson Humphrey, Inc.
3333 Peachtree Street
l lth Floor
Atlanta, Georgia 30326
Attention: Municipal Desk
Section 10.4 Successors and Assigns.
This Agreement shall be binding upon and inure to the benefit of the City, the Tender
Agent and the Bank and their respective successors, endorsees and assigns, except that the City
may not assign or transfer its rights or obligations hereunder without the prior written consent of
the Bank and the Bank may not assign or transfer its rights or obligations hereunder, except as
hereinafter provided in this Section 10.4, without the City having previously obtained from each
Rating Agency then maintaining a rating on the 2008 Bonds a written confirmation of its rating
on the 2008 Bonds and whether said rating shall be reduced, withdrawn or suspended as a result,
as and to the extent said rating is derived from the Bank and this Agreement. The Bank may
grant a participation to any financial institution in all or any part of, or any interest (undivided or
divided) in, the Bank's rights and benefits under this Agreement, any 2008 Bonds owned by it
{MI706888_6}
45
and the other Related Documents and, to the extent of that participation such participant shall,
except as set forth in the following clause (b), have the same rights and benefits against the City
hereunder as it would have had if such participant were the Bank hereunder; provided, that (a) no
such participation shall affect the obligations of the Bank to purchase 2008 Bonds as herein
provided; (b) the City shall be required to deal only with the Bank with respect to any matters
under this Agreement and no such participant shall be entitled to enforce directly against the City
any provision hereunder; (c) the City shall not be required to pay any fee or charge to such
participant that it would not be required to pay to the Bank pursuant to this Agreement; and (d)
such participant shall not be any Person registered as an investment company under the
Investment Company Act of 1940, as amended, substantially all of the assets of which are
invested in obligations exempt from federal income taxation under Section 103 or 103A of the
Code or any similar or successor provision.
Except as set forth hereinabove with respect to the grant of participations, the obligations
of the Bank under this Agreement or any part hereof may be assigned by the Bank to any
financial institution; provided, however, that the Bank may assign and pledge all or any portion
of the amounts owing to it with respect to Bank Bonds to any Federal Reserve Bank or the
United States Treasury as collateral security pursuant to Regulation A of the Board of Govemors
of the Federal Reserve System and any Operating Circular issued by such Federal Reserve Bank.
No such assignment shall release the Bank from its obligations hereunder.
Section 10.5 Governing Law; Waiver of Trial by Jury.
(a) (a) THIS AGREEMENT SHALL BE GOVERNED BY AND
CONSTRUED IN ACCORDANCE WITH THE LAW OF THE STATE OF FLORIDA.
(b) EACH PARTY HERETO HEREBY WAIVES, TO THE FULLEST
EXTENT PERMITTED BY LAW, ANY RIGHT TO TRIAL BY JURY FOR ANY TRIAL
RESULTING EITHER DIRECTLY OR INDIRECTLY OUT OF, UNDER OR IN
CONNECTION WITH THIS AGREEMENT OR ANY OF THE RELATED DOCUMENTS.
EACH PARTY HERETO FURTHER AGREES THAT, IN THE EVENT OF LITIGATION, IT
WILL NOT PERSONALLY OR THROUGH ITS AGENTS OR ATTORNEYS SEEK TO
REPUDIATE THE VALIDITY OF THIS SECTION 11.5, AND IT ACKNOWLEDGES THAT
IT FREELY AND VOLUNTARILY ENTERED INTO THIS AGREEMENT TO WANE
TRIAL BY JURY IN ORDER TO INDUCE THE BANK TO ENTER INTO THIS
AGREEMENT.
Section 10.6 No Waivers; Amendments, Etc.
No provision of this Agreement shall be waived, amended or supplemented except by a
written instrument executed by the parties hereto.
Each party hereto agrees to use its best efforts to deliver to the Trustee, the Tender Agent
and the Remarketing Agent a copy of any amendment to this Agreement.
{M1706888 6}
46
Section 10.7 Counterparts.
This Agreement may be executed in several counterparts, each of which shall be an
original and all of which shall constitute but one and the same instrument.
Section 10.8 Source of Funds.
The Bank agrees that all funds provided by the Bank under the Letter of Credit will be
paid from funds of the Bank and not directly or indirectly from funds or collateral on deposit
with or for the account of, or pledged with or for the account of, the Bank by the City.
Section 10.9 Term of the Agreement.
(a) The term of this Agreement shall be until the later of (x) the last day of the
Commitment Period and (y) the payment in full of the principal of and interest on all Bank
Bonds and all other amounts due hereunder.
(b) In connection with each extension of the Expiration Date, no earlier than
ninety (90) days prior to each anniversary of the Effective Date, and no later than sixty (60) days
prior to each anniversary of the Effective Date (which periods may be waived by the Bank), the
City may request in writing (substantially in the form of Exhibit A hereto) to the Bank (such
request being irrevocable) to extend the Expiration Date of this Agreement by no less than one
(1) year or to a date designated by the City in such request. If the City makes any such request,
the Bank will, not less than thirty (30) days after such request, notify the City in writing whether
or not the Bank consents to such request and, if the Bank consents to such request, the terms
under which the Bank will consent to such request. If the Bank does not so notify the City within
such period of time, the Bank shall be deemed not to have consented to such request. The Bank's
determination to extend the Expiration Date shall be in its sole and absolute discretion and any
request for an extension from the City shall entitle both parties hereto to re -negotiate any terms
hereof.
Section 10.10 Right of Set -Off.
(a) Upon the occurrence of an Event of Default, the Bank may, at any time
and from time to time, without notice to the City or any other person (any such notice being
expressly waived), set off and appropriate and apply, against and on account of, any obligations
of the City to the Bank, without regard to whether or not the Bank shall have made any demand
therefor, and although such obligations may be contingent or unmatured, any and all deposits
(general or special, including but not limited to indebtedness evidenced by certificates of deposit,
whether matured or unmatured, but not including trust accounts) and any other indebtedness at
any time held or owing by the Bank to or for the credit or the account of the City; provided,
however, that any of said deposits that are held or owing to the Bank in connection with any
agreement or other arrangement pursuant to which the Bank offers credit and/or liquidity support
for other debt of the City shall not be available for set off or appropriation and application as set
forth in this Section 10.10.
(b) The Bank agrees promptly to notify the City after any such set-off and
application referred to in subsection (a) above; provided, that the failure to give such notice shall
{M1706888_6}
47
not affect the validity of such set-off and application. The rights of the Bank under this Section
10.10 are in addition to other rights and remedies (including, without limitation, other rights of
set-off) which the Bank may have hereunder.
Section 10.11 Headings.
Section headings in this Agreement are included herein for convenience of reference only
and shall not have any effect for purposes of interpretation or construction of the terms of
Agreement.
Section 10.12 Complete and Controlling Agreement; Severability.
This Agreement and the other Related Documents completely set forth the agreements
between the Bank and the City and supersede all prior agreements, both written and oral,
between the Bank and the City relating to the matters set forth herein and in the Related
Documents. In case any one or more of the provisions of this Agreement, for any reason, is held
to be illegal or invalid, such illegality or invalidity shall not affect any other provisions of this
Agreement and this Agreement shall be construed and enforced to the end that the transactions
contemplated hereby be effected and the obligations contemplated hereby be enforced as if such
illegal or invalid provisions had not been contained therein.
Section 10.13 City's Obligation.
Notwithstanding anything herein to the contrary, the City's payment obligations
hereunder are payable solely from sources available under the Bond Ordinance in accordance
with its terms.
Section 10.14 No Personal Liability or Accountability.
No covenant or agreement contained in this Agreement shall be deemed to be the
covenant or agreement of any official, officer, employee or agent of the City or the Department
in his or her individual capacity, and neither any member of the City Commission nor any
official executing this Agreement shall be liable personally hereunder.
Section 10.15 Patriot Act.
The Bank hereby notifies the City that pursuant to the requirements of the USA Patriot
Act (Title III of Pub. L. 107-56 (signed into law October 26, 2001)) (the "Patriot Act"), it is
required to obtain, verify and record information that includes the name and address of the City
and other information that will allow the Bank to identify the City in accordance with the Patriot
Act.
(M1706888 6}
48
In Witness Whereof, the parties hereto have caused this Agreement to be duly executed
and delivered by their respective officers thereunto duly authorized as of the dates set forth
below.
THE CITY OF MIAMI
By:
Pedro G. Hernandez, City Manager
[SEAL]
Attest:
By:
Priscilla Thompson, City Clerk
DEPARTMENT OF OFF-STREET
PARKING OF THE CITY OF MIAMI
By:
Arthur Noriega, V., Executive Director
[SEAL]
Attest:
By:
Secretary
(MI706888_6}
(Signature Page - Letter of Credit Agreement)
49
{M1706888_6}
SUNTRUST BANK
By:
Delle Joseph, Vice President
(Signature Page - Letter of Credit Agreement)
50