HomeMy WebLinkAboutExhibit 3AGREEMENT OF REINSURANCE AND ASSUMPTION AND NOV TION _ t
BY
FINANCIAL DIVISION between
APPROVED AS TO FORM 1 4 2005
CONNECTICUT GENERAL LIFE INSURANCE COMPANY c�►tl.„I i,aM
NOV 2 7 2006 Il�ts INANC%LblVISIou .i.
and
INSURANCE COMMISSIONER
OKIp,FiOMA T MEGA LIFE AND HEALTH INSURANCE COMPANY
WHEREAS, Connecticut General Life Insurance Company, a Connecticut corporation
("Reinsurer"), desires to reinsure and assume by novation certain group health
insurance policies issued by The MEGA Life Er Health Insurance Company ("MEGA"),
an Oklahoma corporation; and
WHEREAS, MEGA is willing to allowiReinsurer to reinsure and assume by novation
certain of its group health insurance policies;
NOW, THEREFORE, in consideration of the foregoing premises and the covenants
and agreements hereinafterset forth, MEGA and the Reinsurer hereby agree, effective as
of January 1, 2007 (the "Effective Date") as follows:
ARTICLE I
BUSINESS REINSURED.
1. MEGA hereby cedes to and reinsures with the Reinsurer, and the Reinsurer hereby
accepts as assumption • reinsurance by novation' from MEGA, all of MEGA's gross risks,
liabilities and obligations under all insurance policies issued by MEGA and identified on
Exhibit A hereto (hereinafter referred to collectively as the. "Reinsured Policies"). The
Reinsurer hereby a.ssurnes and undertakes to pay and discharge and .indemnify MEGA
for all of MEGA's liabilities under the Reinsured Policiesarising after the Effectivepate
of Reinsurance with the same force and effect, and to the same extent, as if the,
Reinsure! had originally issued the Reinsured Policies as of the Effective Date, including
but not limited to the payment of all benefits, claims, policy dividends, surrender
benefits and premium returns. The Reinsurer's liability under this Agreement shall
follow the interest of MEGA in ail respects and be subject to the terms and conditions
of the Reinsured Policiesand any amendments thereto.
2. Liability for benefits, claims and expenses assumed and reinsured by the Reinsurer
in connection with the Reinsured Policies shall include anyamount awarded third
parties for punitive, exemplary or any other form of extra contractual damages arising
out of the investigation, defense, trial or settlement of claims or benefits or the failure
of or delay in payment of benefits or amounts due under Reinsured Policies which is
the result of actions taken by Reinsurer on and after July 11, 2006, the date on which
Reinsurer assumed responsibility for the administration of the Reinsured Policies
pursuant to the Administrative Services Agreement between the parties dated July 11,
2006 ,
ARTICLE II.
CERTIFICATES OF ASSUMPTION, NOVATION AND COOPERATION
As soon as practicable prior to the effective date of the Reinsurance with respect to any
particular Reinsured Policy, the Reinsurer shall, at its sole expense, issue and deliver (by
registered or certified mail, return receipt requested) to the policyholder of any
Reinsured Policy a certificate of assumption substantially in the form attached hereto
as Exhibit 13. The Reinsurer shall take all other necessary actions to assume by novation
the direct obligations of MEGA under the Reinsured Policies. MEGA agrees to cooperate
fully with the Reinsurer in effecting such novations including, without limitation,
executing any documents reasonably deemed necessary or advisable by the Reinsurer in
order to evidence the completion of the transactions contemplated by this Agreement.
ARTICLE III
ADMINISTRATION, CLAIMS AND DEFENSE IN MEGA'S NAME
1. :From and after the. Effective Date, the Reinsurer shall be solely responsible for the
administration of all aspects of the Reinsured Policies includingthe defense,
adjustment, settlement and payment of all claims, benefits and obligations arising
under Reinsured Policies on and after the Effective Date and claims filed against MEGA
in connection with Reinsured Policies with respect to claims arising on and after the
Effective Date. MEGA hereby grants and assigns to the Reinsurer full authority to
administer such claims, benefits, settlements, payments and, adjustments and such
matters shall be under the Reinsurer's control and within its discretion. The Reinsurer
shall bear 100% of the expenses and costs incurred by it in connection with the
handling and disposing of such claims, benefitsand obligations.
2. MEGA shall cause all information, claims and notices regarding the Reinsured
Policies actually recewveed by it to be promptly reported to. the Reinsurer or its designated
r€presentative(s). MEGA shall also undertake any reasonable arrangements deemed
advisable by the Reinsurer to ensure that all claims and notices received by MEGA In
connection with Reinsured Policies are .promptly delivered to the Reinsurer or its
designated representative(s).
3. MEGA shall permit persons designated by the Reinsurer to appear and defend in
MEGA's name In any proceedings to enforce claims .under Reinsured Policies arising on
or after the Effective Date, and MEGA shall sign all documents and render all reasonable
assistance, except financial assistance, in such appearance or defense.
ARTICLE IV
FILES AND RECORDS
Upon request, MEGA shall deliver to the Reinsurer or its representative(s) all eligibility,
billing, underwriting, policy and claim files regarding the Reinsured Policies and all
other files and records incidental to the liabilities reinsured and assumed hereunder by
the Reinsurer as necessary for the Reinsurer to perform its obligations under this
Agreement. However, MEGA shall have the right to obtain originals or comes of
records, books and data, if reasonably necessary to administer liabilities not relating to
the Reinsured Policies or if required in court proceedings or by a governmental agency.
ARTICLE V
REINSUREWS REMUNERATION
As of the Effective Date relating to the Reinsured Policies MEGA hereby absolutely and
irrevocably grants a security interest in and assigns, grants, transfers, sells and sets over
to the Reinsure!, and its successors and assigns, all of MEGA's right, titleand interest in
certain assets, accounts and property interests, as follows:
(a) All of the gross premiums, premium adjustments, reinsurance
recoverables and other consideration of any kind which become due under or in
connection with the Reinsured Policies on and after the Effective Date.
(b) MEGA hereby authorizes the Reinsures, at the cost of the Reinsurer, in
the name of MEGA or otherwise, to ask, demand, collect, receive, and furnish receipts
for such consideration or any part thereof that becomes clue on or in connection with
the Reinsured Policies on and after the Effective Date. MEGA further agrees that if any
payment is received by MEGA to which Reinsurer is entitled, MEGA will: immediately
endorse and deliver to the Reinsurer such checks, drafts, or money •intended as such
payment, and that until delivery of suchitems to the Reinsurer, MEGA shall treat any
such checks, drafts or Money as the property of the Reinsurer held in trust for the
Reinsurer.
(c) MEGA agreesto execute and deliver to the Reinsurer any further.
instruments or assurances that the Reinsurer may reasonably request for the more
effectual perfecting of the Reinsurer's interests in any of the foregoing property rights or
interests herein assigned.
ARTICLE VI
INSOLVENCY
In the event of the insolvency of MEGA, any amounts payable under this Agreement
shall be payable by the Reinsurer, without diminution because of MEGA's insolvency,
directly to the claimants or beneficiaries under the Reinsured Policies subject to the
terms, conditions, and limitations of such Reinsured Policies.
ARTICLE VII
ERRORS AND OMISSIONS
inadvertent delays, errors or omissions made in connection with this agreement or any
transaction hereunder shall not relieve either party fromany liability which would have
attached had such delay, error or omission not occurred, provided always that such
error or omission is rectified as soon as possible after discovery.
ARTICLE VIII
PXTY OF COOPERATION
(a) The Reinsurer and MEGA shall each use their best efforts to cause the
transfer and assignment to the Reinsurer of all of MEGA's right to reinsurance
recoverables and of all other rights, interests and obligations under reinsurances
covering MEGA's liabilities under the Reinsured Policies including, without limitation,
obtaining any necessary consents or approvals to such transfer and assignment by the
reinsurers under such re.insurances effective as of the Effective Date of Reinsurance.
Any failure to receive the consents referred to herein shall •not relieve or diminish in
any manner Reinsure:r's obligations under this Agreement.
(b) Each party shall reasonably cooperate with the other to facilitate the
performance of the respectiveobligations under this Agreement.
(c) If the reinsurance, assumption and novation contemplated by this
Agreement is subject to any required prior regulatory approval by the Insurance
Commissioner of any state or states, as determined by the :Reinsures, the reinsurance
assumption and novation hereunder shall not take effect in any such state unless so
approved by the insurance Commissioner.
ARTICLE IX
SUCCESSORS AND ASSIGNS
Whenever reference is made in this Agreement to MEGA or the Reinsurer, such
reference shall be deemed to include their respective successors or assigns whether by
acquisition, merger or otherwise.
ARTICLE X
INDEMNITY
The Reinsurer agrees to indemnify and hold MEGA harmless from and against any and
all losses, liabilities, fees, costs, expenses or damages, including but not limited to
reasonable attorney's fees, arising on and after the Effective Date from (1) the Reinsured
Policies, (II) any breach by Reinsurer of its obligations hereunder and (iii) any act, error
or omission of the Reinsurer or its agents in administering or servicing the Reinsured
Policies.
ARTICLE XI
TERMINATION
Neither party hereto shall have the right to terminate this Agreement except by ,the
written agreement of the other party hereto. This Agreement will automatically
terminate when there are no Reinsured Policies any longer in effect unless the parties
otherwise agree in writing provided, however, that Reinsurer will remainresponsible for
all run out claims and other liabilities sunder the Reinsured Policies that were incurred
after the Effective Date.
ARTICLE XII
PREMIUM TAXES
Reinsure' shall be solely liable for payment of any and all premium taxes payable on
account of premiums received with respect to the Reinsured Policies for periods after
the Effective Date of Reinsurance
ARTICLE XIII
GOVERNING LAW
This Agreement shall be construed under and governed by the laws of the State of
Oklahoma without regard to principles of conflicts' of laws.
ARTICLE XIV
READINGS
The headings used herein are for convenience only and shah not be used in .construing
this Agreement.
IN WITNESS WHEREOF, the parties have caused this Agreement to be
executed by their duly authorized representatives.
MEGA LIFE AND HEALTH INSURANCE COMPANY
By:
Name:
CONNECTICQt GENERAL LIFE INS ix1NCZ COMPANY
By: aprs1.01
Name: - f�.4PD P, fdnogideP r iirr fie77
Date: 11110/43 (4
Date: JWit