HomeMy WebLinkAboutExhibit 7EXHIBIT C
BOND PURCHASE AGREEMENT
M1AMII4177401.4
CITY OF MIAMI, FLORIDA
NON -AD VALOREM VARIABLE RATE REFUNDING REVENUE BONDS
TAXABLE PENSION SERIES 2006
BOND PURCHASE AGREEMENT
Board of Commissioners
City of Miami, Florida
444. Southwest 2"d Avenue
Miami, FL 33130-1910
Dear Ladies and Gentlemen:
November , 2006
The undersigned (the "Underwriter"), offers to enter into the following agreement
with the City of Miami, Florida (the "Issuer") which, upon the Issuer's written acceptance of this
offer, will be binding upon the Issuer and upon the Underwriter. This offer is made subject to
the Issuer's written acceptance hereof on or before _:00 p.m., Miami time on the date hereof,
and, if not so accepted, will be subject to withdrawal by the Underwriter upon notice delivered to
the Issuer at any time prior to the acceptance hereof by the Issuer.
1. Purchase and Sale of the Bonds. Subject to the terms and conditions and in
reliance upon the representations, warranties and agreements set forth herein, the Underwriter
hereby agrees to purchase from the Issuer for offering to the public, and the Issuer hereby agrees
to sell and deliver to the Underwriter for such purpose, all, but not less than all, of the Issuer's
Non -Ad Valorem Variable Rate Refunding Revenue Bonds Taxable Pension Series 2006 (the
"Bonds"). The principal amount of the Bonds to be issued, the dated date therefor, the
maturities, sinking fund and optional redemption provisions and interest rates per annum are set
forth in Schedule 1 hereto and the Bonds shall otherwise have such terms and provisions as set
forth in the Official Statement (as hereinafter defined).
The purchase price for the Bonds shall be $ , which price reflects an
underwriting discount of $ and an original issue discount of $
The Official Statement of the Issuer, dated November , 2006, including the
cover page and Appendices thereto, relating to the Bonds, as amended to conform to the terms of
this Bond Purchase Agreement and with changes and amendments to the date hereof as have
been mutually agreed to by the Issuer and the Underwriter, as indicated on Exhibit A attached
hereto, is hereinafter called the "Official Statement."
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2. The Bonds and the Official Statement; End of the Underwriting Period.
(a) The Bonds shall be as described in, and shall be issued and secured under and pursuant to
Resolution No, 95-564 adopted on July 13, 1995, Resolution No. R-04-0697 adopted on
November 13, 2004 and Resolution No. R-06- adopted on October , 2006
(collectively, the "Resolution"), and the Master Trust Indenture, dated as of December 1, 1995
(the "Master Indenture") between the Issuer and U.S. Bank National Association (successor to
First Union National Bank of Florida), as Trustee, as supplemented by the Series 2006
Indenture dated as of December 1, 2006 (the "Series 2006 Indenture") between the Issuer and
the Trustee (the Master Indenture and the Series 2006 Indenture are referred to herein as the
"Indenture").
(b) Prior to or concurrently with the acceptance hereof by the Issuer, the Issuer
has delivered to the Underwriter:
(i) two copies of the Resolution;
(ii) two copies of the Indenture;
(iii) two copies of the Official Statement manually signed on behalf of the
Issuer by the City Manager of the Issuer; and
(c) Prior to the date hereof, the Issuer delivered to the Underwriter a document or
documents together with a certificate of the Issuer which stated that the Official Statement,
together with such other documents, if any, described in such certificate, was deemed final as of
its date for purposes of Rule 15c2-12 under the Securities Exchange Act of 1934, as amended
("Rule 15c2-12"), except for the information not required to be included therein under Rule
15c2-12 and certain other information specified in such certificate
(d) Unless otherwise notified in writing by the Underwriter by the Closing Date,
the Issuer can assume that the "end of the underwriting period" for purposes of Rule 15c2-12
shall be the Closing Date. In the event such notice is so given in writing by the Underwriter, the
Underwriter agrees to notify the Issuer in writing following the occurrence of the "end of the
underwriting period" as defined in Rule 15c2-12. The "end of the underwriting period" as used
in this Agreement shall mean the Closing Date or such later date as to which notice is given by
the Underwriter in accordance with the preceding sentence.
3. Sale to Underwriter. The Underwriter agrees to offer the Bonds at prices
not in excess of the initial offering prices or yields set forth in the Official Statement.
4. Use of Documents; Certain Covenants and Agreements of the Issuer. (a)
The Issuer hereby authorizes the use by the Underwriter of the Resolution, the Indenture and the
Official Statement, including any supplements or amendments thereto, and the information
therein contained in connection with the public offering and sale of the Bonds. The Issuer
ratifies and confirms the use by the Underwriter prior to the date hereof of the Official
Statement in connection with the public offering of the Bonds.
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(b) The Issuer covenants and agrees:
(i) To cause to be made available to the Underwriter such reasonable
quantities of the Resolution and the Indenture as the Underwriter may request for use in
connection with the offering and sale of the Bonds and to cause copies of the Official
Statement to be delivered to the Underwriter in sufficient quantity (subject to paragraph
l0 hereof) as may reasonably be requested by the Underwriter in order to comply with
Rule 15c2-12 and the rules of the Municipal Securities Rulemaking Board ("MSRB"),
without charge, within seven business days of the date hereof and, in the event the
Closing Date is less than seven business days after the date hereof, upon request of the
Underwriter, in sufficient time to accompany any confirmation requesting payment from
any customers of any Underwriter;
(ii) If, after the date of this Bond Purchase Agreement and until twenty-five
(25) days after the end of the underwriting period, any event shall occur as a result of
which, in the opinion of the Underwriter, it is necessary to amend or supplement the
Official Statement in order to make the statements therein, in the light of the
circumstances when the Official Statement is delivered to a purchaser, not misleading, to
notify the Underwriter (and for the purposes of this clause (iii) to provide the Underwriter
with such information as they may from time to time request), and to forthwith prepare
and furnish, at its own expense (in a form and manner approved by the Underwriter), a
reasonable number of copies of either amendments or supplements to the Official
Statement so that the statements in the Official Statement as so amended and
supplemented will not, in light of the circumstances when the Official Statement is
delivered to a purchaser, be misleading or so that the Official Statement will comply with
law;
(iii) To advise the Underwriter immediately of receipt by the Issuer of any
notification with respect to the suspension of the qualification of the Bonds for sale in
any jurisdiction or the initiation or threat of any proceeding for that purpose; and
(iv) There will be no adverse change of a material nature in the financial
position, results of operations or condition, financial or otherwise, of the Issuer since the
date of the financial statements attached to the Official Statement; and
(v) At or prior to the Closing, to have duly authorized, executed and
delivered a written continuing disclosure undertaking of the Issuer (the "Continuing
Disclosure Agreement") on behalf of each obligated person for which financial or
operating data is presented in the Official Statement which complies with the provisions
of Rule 15c2-12(b)(5) and which shall be substantially in the form described in the
Official Statement.
5. Representations and Warranties of the Issuer. The Issuer hereby
represents and warrants to the Underwriter, which representations and warranties shall survive
the purchase and offering of the Bonds, as follows:
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(a) The Issuer is a body corporate and politic duly created and existing under the
Constitution and the laws of the State of Florida (the "State"), including Chapter 166, Part II,
Florida Statutes, Chapter 159, Part VII, Florida Statutes, the Charter of the Issuer (the "Charter")
and other applicable provisions of law, as the same may be amended and supplemented from
time to time (collectively, the "Act"), duly organized and validly existing under the Charter,
which Charter has been validly adopted and is in full force and effect and has full legal right,
power and authority under the Act, the Resolution and the Indenture, and at the date of the
closing will have full legal right, power and authority under the Act, and the Resolution and the
Indenture (assuming they become effective in accordance with their terms) (i) to enter into this
Bond Purchase Agreement and the Continuing Disclosure Agreement, and to adopt the
Resolution and enter into the Indenture, (ii) to sell, issue and deliver the Bonds to the
Underwriter as provided herein, (iii) to carry out and consummate the transactions contemplated
by this Bond Purchase Agreement, the Resolution, the Indenture, the Continuing Disclosure
Agreement and the Official Statement, and (iv) to conduct the operations of the Issuer, and the
Issuer has complied, and will at the closing be in compliance in all respects, with the terms of the
Charter, the Resolution and the Indenture as they pertain to such transactions;
(b) By all necessary official action of the Issuer prior to or concurrently with the
acceptance hereof, the Issuer has duly adopted the Resolution, has duly authorized and approved
the execution and delivery of, and the performance by the Issuer of the obligations on its part
contained in, the Bonds, the Resolution, the Indenture, this Bond Purchase Agreement, the
Continuing Disclosure Agreement and the Official Statement, and the consummation by it of all
other transactions contemplated by the Official Statement, the Resolution, the Indenture the
Continuing Disclosure Agreement and this Bond Purchase Agreement; the Resolution, the
Indenture, the Continuing Disclosure Agreement and this Bond Purchase Agreement constitute
legal, valid and binding obligations of the Issuer, enforceable in accordance with their respective
terms, subject to bankruptcy, insolvency, reorganization, moratorium and other similar laws and
principles of equity relating to or affecting the enforcement of creditors' rights; the Bonds, when
issued, authenticated and delivered to the Underwriter in accordance with the Resolution, the
Indenture and this Bond Purchase Agreement will constitute legal, valid and binding special
obligations of the Issuer entitled to the benefits of the Resolution and the Indenture and
enforceable in accordance with their terms, subject to bankruptcy, insolvency, reorganization,
moratorium and other similar laws and principles of equity relating to or affecting the
enforcement of creditors' rights; upon the issuance, authentication and delivery of the Bonds as
aforesaid, the Resolution and the Indenture will provide, for the benefit of the holders from time
to time of the Bonds, the legally valid and binding pledge of and lien on the Trust Estate (as
defined in the Indenture) they purport to create, subject only to the provisions of the Resolution
and the Indenture permitting the application thereof on the terms and conditions set forth in the
Resolution and the Indenture;
(c) The Issuer is not in breach of or default under any applicable constitutional
provision, law or administrative regulation of the State or the United States or any applicable
judgment or decree or any loan agreement, indenture, bond, note, ordinance, resolution,
agreement or other instrument to which the Issuer is a party or to which the Issuer or any of the
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property or assets of the Issuer are otherwise subject, and no event has occurred and is
continuing which constitutes or with the passage of time or the giving of notice, or both, would
constitute a default or event of default by the Issuer under any such instrument; and the execution
of this Bond Purchase Agreement, the Continuing Disclosure Agreement and the Indenture, and
the adoption of the Resolution and compliance with the provisions on the Issuer's part contained
therein, will not conflict with or constitute a breach of or default under any constitutional
provision, administrative regulation, judgment, decree, loan agreement, indenture, bond, note,
ordinance, resolution, agreement or other instrument to which the Issuer is a party or to which
the Issuer or any of the property or assets of the Issuer are otherwise subject, nor will any such
execution, delivery, adoption or compliance result in the creation or imposition of any lien,
charge or other security interest or encumbrance of any nature whatsoever upon any of the
property, assets or revenues of the Issuer or under the terms of any such law, regulation or
instrument, except as provided by the Bonds, the Resolution and the Indenture;
(d) All authorizations, approvals, licenses, permits, consents and orders of any
governmental authority, legislative body, board, agency or commission having jurisdiction of the
mater which are required for the due authorization of, which would constitute a condition
precedent to, or the absence of which would materially adversely affect the due performance by
the Issuer of its obligations under, this Bond Purchase Agreement, the Resolution, the Indenture,
the Continuing Disclosure Agreement and the Bonds have been duly obtained, or such approvals,
consents and orders as are stated in the Official Statement as yet to be obtained or as may be
required under the Blue Sky or securities laws of any state in connection with the offering and
sale of the Bonds;
(e) The Bonds conform to the descriptions thereof contained in the Official
Statement under the caption "Description of the Series 2006 Bonds"; the Resolution and the
Indenture conform to the descriptions thereof contained in the Official Statement under the
caption "Security and Sources of Payment for the Series 2006 Bonds" and the proceeds of the
sale of the Bonds will be applied generally as described in the Official Statement under the
caption "Plan of Refunding";
(f) Except as described in the Official Statement, there is no action, suit,
proceeding, inquiry or investigation, at law or in equity, before or by any court, government
agency, public board or body, pending or, to the best knowledge of the Issuer, after due inquiry
threatened against the Issuer, affecting the corporate existence of the Issuer or its right to conduct
its operations as presently conducted in all material respects, or the titles of its officers to their
respective offices, or affecting or seeking to prohibit, restrain or enjoin the sale, issuance or
delivery of the Bonds or the pledge of Covenant Revenues (as defined in the Master Indenture),
or in any way contesting or affecting the validity or enforceability of the Bonds, the Resolution,
the Indenture, the Continuing Disclosure Agreement or this Bond Purchase Agreement or
contesting in any way the completeness or accuracy of the Official Statement or any supplement
or amendment thereto, or contesting the powers of the Issuer or any authority for the issuance of
the Bonds, the adoption of the Resolution or the execution and delivery of the Indenture, the
Continuing Disclosure Agreement or this Bond Purchase Agreement, nor, to the best knowledge
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of the Issuer, is there any basis therefor, wherein an unfavorable decision, ruling or finding
would materially adversely affect the validity or enforceability of the Bonds, the Resolution, the
Indenture, the Continuing Disclosure Agreement or this Bond Purchase Agreement or the ability
of the Issuer to authorize the issuance, sale or delivery of the Bonds or to consummate any of the
transactions to which it is or is to be a party as contemplated hereby or by the Resolution, the
Indenture, the Continuing Disclosure Agreement or the Official Statement;
(g) As of the date thereof, the Official Statement did not contain any untrue
statement of a material fact or omit to state a material fact necessary to make the statements
therein, in the light of the circumstances under which they were made, not misleading;
(h) At the time of the Issuer's acceptance hereof and (unless an event occurs of
the nature described in paragraph (iii) of Section 4(b)) at all times subsequent thereto during the
period up to and including twenty-five (25) days subsequent to the end of the underwriting
period, the Official Statement does not and will not contain any untrue statement of a material
fact or omit to state any material fact necessary to make the statements therein, in the light of the
circumstances under which they were made, not misleading;
(i) If the Official Statement is supplemented or amended pursuant to clause (iii)
of paragraph (b) of Section 4, at the time of each supplement or amendment thereto and (unless
subsequently again supplemented or amended pursuant to such paragraph) at all times
subsequent thereto during the period up to and including twenty-five (25) days subsequent to the
end of the underwriting period, the Official Statement as so supplemented or amended will not
contain any untrue statement of a material fact or omit to state any material or necessary to make
the statements therein, in the light of the circumstances under which they were made, not
misleading;
(j) The financial statements of, and other financial information regarding, the
Issuer in the Official Statement fairly present the financial position and results of the operations
of the Issuer as of the dates and for the periods therein set forth (i) the audited financial
statements have been prepared in accordance with generally accepted accounting principles
consistently applied, (ii) the unaudited financial statements (if any) have been prepared on a
basis substantially consistent with the audited financial statements included in the Official
Statement and reflect all adjustments necessary to that effect, and (iii) the other financial
information has been determined on a basis substantially consistent with that of the Issuer's
audited financial statements included in the Official Statement.
(k) The Issuer has not failed to comply, in all material respects, with any previous
undertaking with regard to Rule 15c2-12.
6, Closing. (a) At :00 p.m., Miami time, on December 1, 2006 or at such
other time and date as shall have been mutually agreed upon by the Issuer and the Underwriter,
the Issuer will, subject to the terms and conditions hereof, deliver the Bonds to the Underwriter
duly executed and authenticated together with the other documents hereinafter mentioned, and
the Underwriter will, subject to the terms and conditions hereof, accept such delivery and pay
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the purchase price of the Bonds as set forth in Section 1 hereof by wire transfer or a certified or
bank cashier's check or checks payable in immediately available funds to the order of the Issuer.
Payment for the Bonds as aforesaid shall be made at the , or such
other place as shall have been mutually agreed upon by the Issuer and the Underwriter.
(b) Delivery of the Bonds shall be made at The Depository Trust Company New
York, New York. The Bonds shall be delivered in fully registered form bearing CUSIP numbers
without coupons in denominations of $100,000 or integral multiples of $5,000 in excess thereof
registered in the name of CEDE & CO. and shall be made available to the Underwriter at least
one business day before the Closing for purposes of inspection.
7. Closing Conditions. The Underwriter has entered into this Bond Purchase
Agreement in reliance upon the representations, warranties and agreements of the Issuer
contained herein, and in reliance upon the representations, warranties and agreements to be
contained in the documents and instruments to be delivered at the Closing and upon the
performance by the Issuer of its obligations hereunder, both as of the date hereof and as of the
date of the Closing. Accordingly, the Underwriter's obligations under this Bond Purchase
Agreement to purchase, to accept delivery of and to pay for the Bonds shall be conditioned
upon the performance by the Issuer of its obligations to be performed hereunder and under such
documents and instruments at or prior to the Closing, and shall also be subject to the following
additional conditions:
(a) The representations and warranties of the Issuer contained herein shall be true
and correct on the date hereof and on and as of the date of the Closing, as if made on the date of
the Closing;
(b) At the time of the Closing, this Bond Purchase Agreement, the Resolution and
the Indenture shall be in full force and effect and shall not have been amended, modified or
supplemented, and the Official Statement shall not have been supplemented or amended, except
in any such case as may have been agreed to by the Underwriter;
(c) At the time of the Closing, all official action of the Issuer relating to this Bond
Purchase Agreement, the Bonds, the Resolution and the Indenture shall be in full force and effect
and 'shall not have been amended, modified or supplemented; and the Underwriter shall have
received, in appropriate form, evidence thereof;
(d) At the time of the Closing, there shall not have occurred any change or any
development involving a prospective change in the condition, financial or otherwise, or in the
earnings or operations of the Issuer, from that set forth in the Official Statement that, in the
judgment of the Underwriter, is material and adverse and that makes it, in the judgment of the
Underwriter, impracticable to market the Bonds on the terms and in the manner contemplated in
the Official Statement;
(e) At or prior to the Closing, the Underwriter shall have received copies of each
of the following documents;
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(1) The documents described in Section 2 above;
(2) An opinion and a letter, each dated the date of the Closing of counsel to
the Issuer and addressed to the Underwriter, in substantially the form of
Exhibit D hereto;
(3) An opinion, dated the date of the Closing, of Bond Counsel approving the
Bonds, in substantially the form attached as Appendix D to the Official
Statement;
(4) An opinion, dated the date of the Closing, of Bond Counsel, in
substantially the form of Exhibit C hereto, and a reliance letter addressed
to the Underwriter;
(5) An opinion, dated the date of the Closing, of Disclosure Counsel, in
substantially the form of Exhibit E hereto;
(6) A certificate, dated the date of the Closing, of the City Manager of the
Issuer, in substantially the form attached hereto as Exhibit B;
(7) An executed copy of the Continuing Disclosure Agreement, in form and
substance satisfactory to the Underwriter and counsel to the Underwriter;
(8) Such additional legal opinions, certificates instruments and other
documents as the Underwriter may request to evidence the truth and
accuracy, as of the date hereof and as of the date of the Closing, of the
Issuer's representations and warranties contained herein and of the
statements and information contained in the Official Statement and the due
performance or satisfaction by the Issuer on or prior to the date of the
Closing of all the respective agreements then to be performed and
conditions then to be satisfied by the Issuer,
All of the opinions, letters, certificates, instruments and other documents
mentioned above or elsewhere in this Bond Purchase Agreement shall be deemed to be in
compliance with the provisions hereof if, but only if, they are in form and substance satisfactory
to the Underwriter.
If the Issuer shall be unable to satisfy the conditions to the obligations of the
Underwriter to purchase, to accept the delivery of and to pay for the Bonds contained in this
Bond Purchase Agreement, or if the obligations of the Underwriter to purchase, to accept
delivery of and to pay for the Bonds shall be terminated for any reason permitted by this Bond
Purchase Agreement, this Bond Purchase Agreement shall terminate and neither the Underwriter
nor the Issuer shall be under any further obligation hereunder, except that the respective
obligations of the Issuer and the Underwriter set forth in Sections 8 and 10 hereof shall continue
in full force and effect.
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In the event that the Underwriter shall fail (other than or a reason permitted
hereunder) to accept and pay for the Bonds at the Closing as herein provided, the Underwriter
shall pay to you [$ (1% of par amount of Bonds)] as and for full liquidated damages for
such failure and for any defaults hereunder on the part of the Underwriter and such amount shall
constitute a full release and discharge of all claims and damages for such failure and for any and
all such defaults, and the Issuer shall have no further action for damages, specific performance or
any other legal or equitable relief against the Underwriter.
8. Reserved.
9. Termination. The Underwriter shall have the right to terminate in their
absolute discretion its obligations under this Bond Purchase Agreement to purchase, to accept
delivery of and to pay for the Bonds by notifying the Issuer of their election to do so if, after the
execution hereof and prior to the Closing:
(a) any action shall have been taken by the Securities and Exchange Commission
or by a court which would require registration of any security under the Securities Act of 1933,
as amended, or qualification of any indenture under the Trust Indenture Act of 1939, as
amended, in connection with the public offering of the Bonds, or any action shall have been
taken by any court of by any governmental authority suspending the offering or sale of the bonds
or the use of the Official Statement or any amendment or supplement thereto, or any proceeding
for that purpose shall have been initiated or threatened in any such court or by any such
authority;
(b) any fact or event shall exist or have existed that, in the Underwriter's
judgment, requires or has required an amendment of or supplement to the Official Statement;
(c) (i) trading generally shall have been suspended or materially limited on or by,
as the case may be, any of the New York Stock Exchange, the National Association of Securities
Dealers, Inc, (ii) trading of any securities of the Issuer shall have been suspended on any
exchange or in any over-the-counter market, (iii) a general moratorium on commercial banking
activities in New York shall have been declared by either Federal or New York State authorities,
(iv) there shall have occurred a material disruption in securities payment, settlement or clearance
services in the United States, or (v) there shall have occurred any outbreak or escalation of
hostilities or any change in financial markets or any calamity or crisis that, in the judgment of the
Underwriter, is material and adverse and in the case of any of the events specified in clauses (i)
through (v), such event singly or together with any other such event makes it, in the judgment of
the Underwriter, impracticable to market the Bonds on the terms and in the manner contemplated
in the Official Statement;
(d) there shall have occurred any downgrading, or any notice shall have been
given of (A) any intended or potential downgrading or (B) any review or possible change that
does not indicate the direction of a possible change, in the rating accorded any of the Issuer's
obligations (including the rating to be accorded the Bonds) by any "nationally recognized
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statistical rating organization", as such term is defined for purposes of Rule 436(g)(2) under the
Securities Act of 1933, as amended; or
(e) the purchase of and payment for the Bonds by the Underwriter, or the resale
of the Bonds by the Underwriter, on the terms and conditions herein provided shall be prohibited
by any applicable law, governmental authority, board, agency or commission.
10. Expenses. (a) The Underwriter shall be under no obligation to pay, and the
Issuer shall pay, any expenses incident to the performance of the Issuer's obligations hereunder,
including, but not limited to (i) the cost of preparation, printing and delivery of copies of
the Official Statement and copies of any supplement or amendments to the Official Statement
pursuant to paragraph 4(b)(iii) hereof, (ii) the cost of preparation and printing of the Bonds, (iii)
the fees and disbursements of Squire, Sanders & Dempsey L.L.P., Bond Counsel of the Issuer,
(iv) the fees and disbursements of Bryant Miller Olive P.A. for their services as disclosure
counsel to the Issuer, (v) the fees and disbursements of First Southwest Company for their
services as Financial Advisor to the Issuer; (vi) the fees and disbursements of Broad and Cassel
for their services as Underwriter's counsel; (vii) the fees and disbursements of any trustees,
remarketing agents, paying agents, tender agents and liquidity facility providers; and (viii) the
fees for bond ratings and a policy of municipal bond insurance.
(c) The Underwriter shall pay (i) the cost of preparation and printing of this Bond
Purchase Agreement and the Blue Sky Survey, if any; (ii) all advertising expenses in connection
with the public offering of the Bonds; and (iii) all other expenses incurred by them or any of
them in connection with the public offering of the Bonds, including the fees and disbursements
of counsel retained by them.
(d) If this Agreement shall be terminated by the Underwriter because of any
failure or refusal on the part of the Issuer to comply with the terms or to fulfill any of the
conditions of this Agreement, or if for any reason the Issuer shall be unable to perform its
obligations under this Agreement, the Issuer will reimburse the Underwriter for all out-of-pocket
expenses (including the fees and disbursements of their counsel) reasonably incurred by the
Underwriter in connection with this Agreement or the offering contemplated hereunder.
11. Notices. Any notice or other communication to be given to the Issuer under
this Bond Purchase Agreement may be given by delivering the same in writing at the Issuer's
address; Attention: City Manager, and any notice or other communication to be given to the
Underwriter under this Bond Purchase Agreement may be given by delivering the same in
writing to Morgan Stanley & Co. Incorporated, 1251 Avenue of the Americas, New York, New
York 10020, Attention: Managing Director, Public Finance Department.
12. Parties in Interest. This Agreement as heretofore specified shall constitute
the entire agreement between us and is made solely for the benefit of the Issuer and the
Underwriter (including successors or assigns of the Underwriter) and no other person shall
acquire or have any right hereunder or by virtue hereof. This Bond Purchase Agreement may not
be assigned by the Issuer. All of the Issuer's representations, warranties and agreements
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contained in this Bond Purchase Agreement shall remain operative and in full force and effect,
regardless of (i) any investigations made by or on behalf of any of the Underwriter; (ii) delivery
of and payment for the Bonds pursuant to this Bond Purchase Agreement; and (iii) any
termination of this Bond Purchase Agreement.
13. No Fiduciary Duty. The Issuer acknowledges that in connection with the
offering of the Bonds: (a) the Underwriter has acted at arms length, is not an agent of, and owe
no fiduciary duties to, the Issuer or any other person, (b) the Underwriter owes the Issuer only
those duties and obligations set forth in this Bond Purchase Agreement and (c) the Underwriter
may have interests that differ from those of the Issuer. The Issuer waives to the full extent
permitted by applicable law any claims it may have against the Underwriter arising from an
alleged breach of fiduciary duty in connection with the offering of the Bonds.
14. Entire Agreement. This Bond Purchase Agreement, together with any
contemporaneous written agreements and any prior written agreements (to the extent not
superseded by this Bond Purchase Agreement) that relate to the offering of the Bonds,
represents the entire agreement between the Issuer and the Underwriter with respect to the
preparation of the Official Statement, the conduct of the offering, and the purchase and sale of
the Bonds.
15. Effectiveness. This Bond Purchase Agreement shall become effective upon
the acceptance hereof by the Issuer and shall be valid and enforceable at the time of such
acceptance.
16. CHOICE OF LAW. THIS BOND PURCHASE AGREEMENT SHALL
BE GOVERNED BY AND CONSTRUED IN ACCORDANCE WITH THE LAW OF
THE STATE OF FLORIDA.
17. Reserved.
18. Severability. If any provision of this Bond Purchase Agreement shall be
held or deemed to be or shall, in fact, be invalid, inoperative or unenforceable as applied in any
particular case in any jurisdiction or jurisdictions, or in all jurisdictions because it conflicts with
any provisions of any Constitution, statute, rule of public policy, or any other reason, such
circumstances shall not have the effect of rendering the provision in question invalid,
inoperative or unenforceable in any other case or circumstance, or of rendering any other
provision or provisions of this Bond Purchase Agreement invalid, inoperative or unenforceable
to any extent whatever.
19, Business Day. For purposes of this Bond Purchase Agreement, "business
day" means any day on which the New York Stock Exchange is open for trading.
20. Section Headings. Section headings have been inserted in this Bond
Purchase Agreement as a matter of convenience of reference only, and it is agreed that such
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38581/0001
section headings are not a part of this Bond Purchase Agreement and will not be used in the
interpretation of any provisions of this Bond Purchase Agreement.
21. Counterparts. This Bond Purchase Agreement may be executed in several
counterparts each of which shall be regarded as an original (with the same effect as if the
signatures thereto and hereto were upon the same document) and all of which shall constitute
one and the same document.
Very truly yours,
MORGAN STANLEY & CO. INCORPORATED
By:
Authorized Officer
Accepted and agreed to this
day of November, 2006
CITY OF MIAMI, FLORIDA
By:
Name:
Title: City Manager
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ORLIIPFCP1830218.4
38591/0901