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HomeMy WebLinkAboutExhibit 6ACORD,„ CERTIFICATE OF LIABILITY INSURANCE DATEIMMIDDlYYYY) 9/13/2005 OF INFORMATION CERTIFICATE EXTEND OR POLICIES BELOW. PRODUCER Roach Howard Smith & Hunter 9330 LHJ Freeway, Suite 1500 Dallas TX 75243-3463 (972) 231-1300 1972) 231-1368 THIS CERTIFICATE IS ISSUED AS A MATTER ONLY AND CONFERS NO RIGHTS UPON THE HOLDER. THIS CERTIFICATE DOES NOT AMEND, ALTER THE COVERAGE AFFORDED BY THE INSURERS AFFORDING COVERAGE NAIC # INSURED First Southwest Co. 325 N. St. Paul, Suite Dallas TX 75201 I 800 INSURERA: Great Northern Insurance Co INSURERB, Federal Insurance Company INSURERC: INSURERD: INSURER E: OVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE. BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR ADD NSIQ TYPE OF INSURANCE POLICY NUMBER POLICY EFFECTIVE DATE (MMIODIYYY POLICY EXPIRATION GATE (MM1ODNYL LIMITS A GENERAL X LIABILITY COMMERCIAL GENERAL LIABILITY 35787714 12/15/2004 12/15/2005 EACH OCCURRENCE $ 1,000,000 DAEMISES EeacouD PREMISES{Eeaccurencel $ 100,000 1 CLAIMS MADE X I OCCUR MED EXP (Any one person) $ 10,000 PERSONALS AOV INJURY $ 1,000,000 GENERAL AGGREGATE $ 2,000,000 GEN'L AGGREGATE LIMIT APPLIES PER: POLICY jT n LOC PRODUCTS - COMP/OP AGG $ Included B AUTOMOBILE LIABILITY ANY AUTO ALL OWNED AUTOS SCHEDULED AUTOS HIRED AUTOS NON -OWNED AUTOS 74968567 '�,,.`.�;. 4 ,titi! :" 12/15/2004 12/15/2005 COMBINED SINGLE LIMIT (Ea accident) $ 1,000,000 BODILY INJURY (Per person) $ X BODILY INJURY {Per accEdenI) $ X PROPERTY DAMAGE (Per accident) $ GARAGE LIABILITY ANY:AUTO {�! ; �-� ; t1`,.r' 1.. !, �' - V^) : r _ 4� 1 1) i f V f .% ;) ` , /{1 () AUTO ONLY - EA ACCIDENT $ OTHER THAN EA ACC $ AUTO ONLY: AGG $ B EXCESS/UMBRELLA LIABILITY OCCUR CLAIMS MADE DEDUCTIBLE RETENTION $ 10, ooa 79705393 12/15/2004 12/15/2005 EACH OCCURRENCE $ 1,000,000 X AGGREGATE $ 1,000,000 $ $ X $ B WORKERSCOMPENSATIONAND EMPLOYERS' LIABILITY ANYPROPRIETORIPARTNER/EXECUTIVE OFFICER/MEMBER EXCLUDED? II yes, describe under SPECIAL PROVISIONS below 71705177 12/15/2004 12/15/2005 WC TATU- X OTH- TORY LIMIT ORYLIMIT S ER £.L, EACH ACCIDENT $ 500,000 E1L. DISEASE - EA EMPLOYEES 500,000 E.L. DISEASE • POLICY LIMIT $ 500,000 OTHER DESCRIPTION OF OPERATIONS I LOCATIONS 'VEHICLES I EXCLUSIONS ADDED BY ENDORSEMENT! SPECIAL PROVISIONS AB required by written contract or agreement, The City of Miami is named additional insured as respects General and Automobile liability and provided a waiver of subrogation as respects Workers Compensation. CERTIFICATE HOLDER CANCELLATION City of Miami City Manager 444 SW 2nd Avenue Miami FL 33130 J SHOULD ANY OF THE ABOVE DESCRIBED POLICIES BE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL 30 DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER, ITS AGENTS OR REPRESENTATIVES. AUTHORIZED REPRESENTATIVE i`' ACORD 25 (2001/08) Page 1 of 1 © ACORD CORPORATION 1988 ACORDTM CERTIFICATE OF LIABILITY INSURANCE DATEIMM(DD/YYYY) 9/13/2005 OF INFORMATION CERTIFICATE EXTEND OR POLICIES BELOW. PRODUCER Roach, Howard, Smith and Hunter 9330 LBd Fwy, ste.1500 Dallas TX 75243 (972) 231-1300 (972) 231-1368 THIS CERTIFICATE IS ISSUED AS A MATTER ONLY AND CONFERS NO RIGHTS UPON THE HOLDER. THIS CERTIFICATE DOES NOT AMEND, ALTER THE COVERAGE AFFORDED BY THE INSURERS AFFORDING COVERAGE NAIC # INSURED First Southwest Company First Southwest Asset Management 325 N. St. Paul, Suite 800 Dallas TX 75201 1 INSURER A: Westchester Surplus Lines Ineu IN5URERB IN5URERC: INSURER D: INSURER E: COVERAGES THE POLICIES OF INSURANCE LISTED BELOW HAVE BEEN ISSUED TO THE INSURED NAMED ABOVE FOR THE POLICY PERIOD INDICATED. NOTWITHSTANDING ANY REQUIREMENT, TERM OR CONDITION OF ANY CONTRACT OR OTHER DOCUMENT WITH RESPECT TO WHICH THIS CERTIFICATE MAY BE ISSUED OR MAY PERTAIN, THE INSURANCE AFFORDED BY THE POLICIES DESCRIBED HEREIN IS SUBJECT TO ALL THE TERMS, EXCLUSIONS AND CONDITIONS OF SUCH POLICIES. AGGREGATE LIMITS SHOWN MAY HAVE BEEN REDUCED BY PAID CLAIMS. INSR LTR_NSRDI ADD'L TYPE OF INSURA�LCE POLICY NUMBER POLICY EFFECTIVE DATE (MMIDD/YY) POLICY EXPIRATION DATE IMM/0D/YY1 LIMITS GENERAL LIABILITY EACH OCCURRENCE $ COMMERCIAL GENERAL LIABILITY PRMMGE TO RENTED PREMISES (Ea occurence) $ CLAIMS MADE OCCUR MED EXP (Any one person) $ PERSONAL & ADV INJURY $ GENERAL AGGREGATE $ GEN'L AGGREGATE LIMIT APPLIES PER; PRODUCTS • COMROP AGG $ POLICY n SCOT-- LOC AUTOMOBILE LIABILITY ANY AUTO COMBINED SINGLE LIMIT (Ea accident) $ A ALL OWNED AUTOS SCHEDULED AUTOS BODILY INJURY (Per person) $ H HIRED AUTOS NON•OWNEO AUTOS BODILY INJURY [Per accident) $ PROPERTY DAMAGE (Per acc(dent) $ GARAGE LIABILITY/�";411' i AUTO ONLY - EA ACCIDENT $ MY AUTO .' VI. Jl OTHER THAN EA ACC $ '. + t �y l...ai' �"�t _ ' J'li 1+ `, AUTO ONLY: AGG $ EXCESSIUMBRELLA LIABILITY ; W, iEACH OCCURRENCE $ OCCUR j CLAIMS MADE rel./ AGGREGATE $ $ DEDUCTIBLE $ RETENTION $ $ WORKERS COMPENSATION AND WC STATU• TORY LIMITS ER ERR EMPLOYERS' LIABILITY ANY PROPMETOMPARTNERMXECUTIVE E.L, EACH ACCIDENT $ OFFICER/MEMBER EXCLUDED/ E.L. DISEASE • EA EMPLOYEE $ if yes, describe under SPECIAL PROVISIONS below _ E.L. DISEASE - POLICY LIMIT $ A OTHER Broker/Dealer Professional Liah DONG21940926002 8/6/2005 8/6/2006 $1,000,000 Per Claim $2,000,000 Per Aggregate $ 50,000 Retention DESCRIPTION OF OPERATIONS! LOCATIONS / VEHICLES / EXCLUSIONS ADDEO BY ENDORSEMENT / SPECIAL PROVISIONS $5,000 Registered Representative / $5,000 Bach Loss Registered Representative Life Products CERTIFICATE HOLDER CANCELLATION City of Miami City Manager 444 SW 2nd Avenue Miami FL 33130 SHOULD ANY OF THE ABOVE DESCRIBED POLICIES aE CANCELLED BEFORE THE EXPIRATION DATE THEREOF, THE ISSUING INSURER WILL ENDEAVOR TO MAIL 30 DAYS WRITTEN NOTICE TO THE CERTIFICATE HOLDER NAMED TO THE LEFT, BUT FAILURE TO DO SO SHALL IMPOSE NO OBLIGATION OR LIABILITY OF ANY KIND UPON THE INSURER, ITS AGENTS OR REPRESENTATIVES, AUTHORIZED REPRESENTATIVE ACORD 25 (2001l08) Page 1 of 1 ©ACORD CORPORATION 1988