HomeMy WebLinkAboutExhibit 4Appendix D
Terms and Conditions
Signature Page
I have read and agree to follow all terms, conditions, and applicable federal and state
statutes as presented in this Appendix D.
Director of Grants Administration
Authorized Official's Title
Auth6rized'Official's Signature
Appendix D
Section 1.
Terms and Conditions
Florida Department of Juvenile Justice
Grant Project Terms and Conditions
All persons involved in or having administrative responsibility for the grant must read
these terms and conditions.
1. Method of Payment
This is a fixed payment grant. The department will pay the grantee for allowable
costs incurred as outlined in the approved budget and narrative.
2. The department will pay only those grant costs agreed to in the grant. The
department will not be responsible for any cost incurred prior to execution of the
grant. Only grant costs incurred on or after the effective date and on or prior to the
termination date of the grant are eligible for payment.
3. The Department shall provide payment on a monthly basis pursuant to the invoice
formprovided.
4. The' rantee shall request payment through submission of a completed invoice to the
grantimanager by the 10th of each month following the month in which services are
rendred. Failure to submit the invoice by the 10th may result in .reduction of
pays nt for services and/or termination,
5. Liquidated Damages
If the .grantee by fails to submit the required reports to th•e Department (20) days
after the due date as stated in Section 1 Method of Payment and Section 7 Reports,
the Department will suffer financial damages. The parties cannot predict the precise
amount of these damages in advance. Accordingly, the parties agree that in the
event of late filing of the documents identified, the Department will reduce the
payments to the grantee in the manner described below:
Requirements
Total Cost
Monthly Invoice
Quarterly Report
$100 per late filed Invoice
$300 per late report filed
Alternatively, if performance is deficient, the Department may terminate this grant
under the Default provisions in the grant. In that event, the grantee shall also be
liable for actual damages accruing until the time the Department may reasonably
obtain service or performance of services. The damages shall be in addition to
other rights of the Department to terminate the grant.
6. Reports
The grantee shall prepare Progress Reports and Prevention Project Performance
Measure Quarterly Reports. The grantee shall comply with the following time period
for reporting:
Quarter Months in Quarter Report Due Date
Start October -- December January 10, 2001
1 January — March April 10, 2002
2 April — June July 10, 2002
Failure to comply with reporting requirements will result in non-payment or
termination of the grant.
7. Grant Amendments
Grants may be amended with adequate justification, Amendments are effective on
the last date signed and will not be made retroactive. Grantee shall obtain prior
written approval from the grant manager for changes in the grant including but not
limited to:
a) Change in project activities, designs or research plans set forth in the approved
grant.
b) Budget modifications may be accomplished with the proper grant amendment
`form and a written request. The modification shall have supporting justification.
The grant manager will reject justification if unsatisfactory. The grant amendment
is contingent upon the approval of the grant manager.
c) Under no circumstances can transfer of funds increase the total approved award.
d) Ten percent (10%) or $1,000 may be modified without grant manager approval
within/between already approved budget categories once during a six-month
period. The grant manager must be notified within (30) days in writing of the
budget changes.
8. Travel
All travel reimbursement for in -state travel in excess of 100 miles from project
location shall be based upon writt, n approval of the grant manager prior to the
travel,
9. The cost of all travel shall be in accordance with Section 112.061, Florida Statues.
10. Grantee shall send a representative to any required technical assistance training
provide by the Department.
11.Supplanting
The grantee shall not use funds provided by the Department to replace funds from
other funding sources.
12.Commingle
Grantee shall establish a system to provide adequate fund accountability for each
project that is awarded.
13.Annual Financial Audit
The grantee shall have an annual audit of the grant -funded project in accordance
with the Rules of the Audit General, Chapter 10.600 Audits of State Grants and Aids
Appropriations, promulgated pursuant to Section 11.45, Florida Statues. If the
amounts received do not exceed $25,000, a sworn affidavit from the agency heat
must be submitted stating the project has complied with provision of the grant. The
annual audit is due no later than 120 days after the close of the grantee fiscal year.
14. Lobbying
Grantee shall comply with Section 216,347, Florida Statutes, which prohibits the
expenditure of grant funds for lobbying the Legislature, judicial branch or a state
agency.
15.Background Screening
The grantee shall comply with the Department of Juvenile Justice, Office of the
Inspector General's Statewide Procedure on Background Screening for Employees,
Grantee, and Volunteers. The grantee shall comply with the requirement for
background screening as mandated in Section 985,01, Florida Statutes. Background
screening results must be submitted with the initial reimbursement. Reimbursements
wille withheld for an employee who has not received a favorable preliminary
screening or a favorable final screening within six (6) months. Failure to comply with
the department's background screening procedure may result in cancellation of the
grant.
16.Confidentiality
The grantee, its agents, employees or sub -grantees will not use or disclose any
information concerning a recipient of services under this contract for any purpose not
in conformity with state statutes and any applicable federal regulations (45 CFR,
Part 205.50) except upon written consent of the recipient, or his/her responsible
parent or guardian when authorized by law.
17.Access to Records
The department reserves the right to unilaterally terminate this grant if the grantee
miles to allow public access to all documents, papers, letters, or other materials
subject to provision of Chapter 119, Florida Statutes, made or received by the
grantee or its contractor in conjunction with this grant.
18. Retention of Records
The grantee shall retain all records and documents pertinent to this grant for a
period of five (5) years after termination of this grant. If an audit has been initiated
and audit findings have not been resolved at the end of five (5) years, the records
shall be retained until resolution of the audit findings.
19. Property
All property and equipment purchased in excess of $500 requires three written
competitive bids and these documents shall remain in the grant files. All property
and equipment purchased with grant funds shall be vested with the department. All
such property and equipment shall be returned to the department at the termination
of the grant. The department will withhold final payment to the grantee until all
property is returned. The grantee shall comply with Section 273.02, Florida
Statutes. Property purchased with grant funds above $500 shalt be listed on Annual
Inventory Form provided by the Department.
20.Information Technology Standards
Grantee shall receive written approval from the department prior to the purchase of
any Information Technology Resource (1TR) made as part of this grant. The grantee
shall secure prior written approval by means of an Information Resource Request
(IRR) form before the purchase of any ITR. The form is available from the grant
manager. The grant manager is responsible for serving as the liaison between the
grantee and Information Systems during the completion of the IRR/ITR process. ITR
are data processing hardware, software, services, supplies, maintenance, training,
personnel and facilities. The grantee shall not be reimbursed for any 1TR purchases
made prior to obtaining the department's written approval.
21,Abuse, Neglect, and Exploitation Reporting
Grantee shall comply with Chapter 415, Florida Statutes, An employee of the
grange who knows, or has reasonable cause to suspect that a child is or has been
abused, neglected, or exploited shall immediately report such knowledge or
suspicion to the central abuse registry and tracking system of the department on the
single statewide toll -free telephone number (1-800-96-ABUSE (800-962-2873j).
22.Training
The grantee shall ensure that each of their project staff has received basic training in
child abuse and neglect (e.g., detection, reporting, prevention and counseling),
confidentiality requirements and how to handle emergencies on the job.
In accordance with Section 985.406, Florida Statutes, the grantee's direct -care staff
shall be required to participate in and successfully complete the necessary and
appropriate department -approved training projects. Additionally the grantee will
send appropriate representation to any training deemed mandatory by the
Department of Juvenile Justice.
The grantee shall maintain a record of all training, conference, staff meeting or
continuing education for all employees.
23.Incident Reporting
The Provider shall comply with the Department of Juvenile Justice, Inspector
General's Statewide Incident Reporting Procedure. Failure to comply with this
procedure could result in cancellation of the grant.
24.Indemnification
Pursuant to Section 768.28, Florida Statutes, the grantee shall indemnify and hold
harmless the Department of Juvenile Justice, upon notice, for any liabilities caused
by the grantee or its employees' or agents' negligent or tortious acts or omissions
within the scope of this grant to the limits of sovereign immunity.
25,lnsurance
The grantee shall provide adequate insurance coverage on a comprehensive basis
and to hold such liability insurance at all times during the existence of this grant.
State agencies shall comply with Section 768,28, Florida Statutes and verification of
liability insurance shall be provided upon request. Payment will be withheld until
proof of insurance has been forward to the grant manager. •
26.Immigration and Nationality Act
The Department of Juvenile Justice shall consider the employment by any grantee of
unauthorized aliens a violation of Section 274A(e) of the Immigration and Nationality
Act. Such violation shall be cause for unilateral cancellation of the grant.
27. Monitoring
The grantee shall permit persons duly authorized by the Department of Juvenile
Justice to inspect any records, papers, documents, facilities, goods and services
relevant to the grant project. This includes interviews with any client or employee of
the grant project. The reviewer should document all on -site monitoring visits, no
matter who conducts them. Copies of the monitoring report will be shared with the
provider.
28. Termination
Termination for Convenience: This grant may be terminated by the grantee upon no
less than thirty (30) calendar days notice, without cause, at no additional cost,
unless a different notice period is mutually agreed upon by both parties, The
grantee must be operating in a state of compliance with the terms and conditions of
the grant at the time the notice is issued and must remain compliant for the duration
of the performance period. The grant may be terminated by the Department upon
no less than thirty (30) days' notice, without cause, at no additional cost, unless
different notice period is mutually agreed upon by the parties.
Termination for Default: Unless the grantee's breach is waived by the department is
writing, the department may, by written notice to the grantee, terminate this grant
upon notice. Waiver of breach of any provisions of this grant shall not be deemed to
be a waiver of any other breach and shall be construed to be a modification of the
termsserthis grant. The provisions herein do not limit the department's right to
remedies at law or to damages.
All termination notices shall be sent by certified mail, or other delivery service with
proof of delivery.
29.Circulars and Common Rules
The grantee shall be in accordance with the following Circulars:
a) Administrative Requirements: OMB Circular A-102 "Grants and Cooperative
Agreements with State and Local Governments," OMB Circular A-110 "Uniform
Administrative Requirements for Grants and Agreements with Institutions of
Higher Education, Hospitals and Other Non -Profit Organizations."
b) Allowable Cost: OMB Circular No. 87, "Cost Principles for State and Local
Governments," OMB Circular No. A-21, "Cost Principles for Educational
Institutions," OMB Circular No. A-122 "Cost Principles for Nonprofit
Organizations."
c) Audit Requirements: OMB Circular A-133, "Audits of State, Local Governments
and Nonprofit Institutions."
30. Travel
All travel reimbursement for out-of-state shall be based upon written approval of the
grant manager prior to the travel.
31.Equal Employment Opportunity (EEO)
No person, on the grounds of race, creed, color or national origin shall be excluded
from participation in, be refused benefits of, or otherwise subjected to discrimination
under grants awarded pursuant to Title IV of the Civil Rights Act of 1964; Section
504 of the Rehabilitation Act of 1973 as amended; Title IX of the Education
Amendments of 1972; The Age Discrimination Act of 1975; Section 654 of the
Omnibus Budget Reconciliation Act of 1981.
32.American with Disabilities Act 1990
Grantee shall comply with the requirements of the American with Disabilities Act
(ADA), Public Law 101-336, which prohibits discrimination on the basis of disability
and requires reasonable accommodation for persons with disabilities.
33.Assignment and Sub -grants
The grantee shall not assign responsibility of this grant to another party or sub -grant
for any of the work contemplated under this grant without written approval of the
department. A copy of all sub -contracts, sub -grants or agreements pertaining to the
grant must be submitted to the grant manager before payment can be made for
services involving a sub contract or sub grant.
34.Disputes and Appeals
The department shall inform the grantee in writing when responding to any disputes,
disagreements or questions of fact arising under this grant and shall distribute its
response to all concern parties. The grantee shall proceed with the performance of
this grant according to the department's decisi2
35. False Claim Act
False claims submitted in connection with this grant are subject to civil penalties and
damages under "Florida Fake Claims Act," Section 68.082, Florida Statutes.
36.Bloodborne Pathogens
The grantee shall comply with Federal Rule CFR 29 1910.1030 regarding
Bloodborne Pathogens.
37.Commencement of Project
If a project is not operational within 60 days of the original starting date of the grant
period. the Grantee shall report by letter to the grant manager the steps taken to
initiate the grant, the reasons for delay, and the expected starting date. Failu
submit notification within 60 days may result in grant termination. The
manager may extend the implementation date of the grant past the 60-day peer,,,'
When this occurs, the grant files and records must so note the extension.
If a project is not operational within 90 days of the original starting date of thE-
period, the grantee must submit a second statement to the grant manager explaii,
the implementation delay. Upon receipt of the 90-day letter, the grant manager rry,
cancel the grant and request grantor agency approval to redistribute the funds tc,
•
grant areas.
38.Publication or Printing of Reports
Responsibility for the direction of the grant activity will not be ascribed to the gra..
agency or the department. Any publication produced under this grant shall co,
the following wording: This publication is funded/partially funded by Flo!
Department of Juvenile Justice, Any publication shall include the folic,'
statement: "The opinion's, findings, and conclusions or recommendations expre.:
in this publication are those of the author(s) and do not necessarily reflect the v
of the Department of.Juvenile Justice_" The receipt of the grantor.agency..fun-,
does not constitute official recognition or endorsement of any work -performed u
the ,grant.
. 39 Access to Records
Pers:';ns duly authorized by the department and federal auditors shall have
acc s to books, documents, papers and records of the grantee and subgrantee f'
the ;' rose of audit and examinations_
40.Minority Business Enterprise (MBE) Subcontracting Plan
The grantee shall encourage the use of certified minority business enterprises
(CMBEs) and minority business enterprises (MBEs) and shall provide opportunir
participate in grant performance. A CMBE or CMBE subcontractor is defined as
business certified by the Florida Office of Supplier Diversity to be a Certified Mincrr;
Business Enterprise. Minority vendors can be located by contacting Office of
Supplier Diversity (850) 487-0915 or visit their website http://mbaao.fdles.state.fl.'