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Agreement Articles
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Table of Contents
ARTICLE I PROJECT DESCRIPTION
ARTICLE II PERIOD OF PERFORMANCE
ARTICLE III AMOUNT AWARDED
ARTICLE IV REQUEST FOR REIMBURSEMENT
ARTICLE V FINANCIAL REPORTS
ARTICLE VI PERFORMANCE REPORT
ARTICLE VII FEMA OFFICIALS
ARTICLE VIII BUDGET
ARTICLE IX OTHER TERMS AND CONDITIONS
ARTICLE X AUDIT REQUIREMENTS
ARTICLE XI GENERAL PROVISIONS
ARTICLE XII CONTENTS OF AGREEMENT
ARTICLE I — PROJECT DESCRIPTION
The Grantee shall furnish the necessary personnel, materials, services, equipment,
facilities and otherwise do all things necessary for the performance of the work set forth
in the Program Narrative. However, FEMA may purchase certain specialized equipment
for distribution to the grantee. That equipment, once given to the grantee, becomes part
of the grant agreement.
ARTICLE II — PERIOD OF PERFORMANCE
The period of performance shall be from September 1, 2004 through August 31, 2006.
ARTICLE III — AMOUNT AWARDED
This agreement is for the administration and completion of an approved National Urban
Search and Rescue (US&R) Response System. Agreement funds shall not be used for
other purposes.
The scope and conditions of the tasks to be undertaken by the Grantee with the amount of
money identified in block 14 of the coversheet (FEMA Form 40-21), "ASSISTANCE
AMOUNT" during the time identified as the "PERFORMANCE PERIOD" are contained
in the Statement of Work.
Following are the object classes for this award:
1. Personnel
2, Fringe Benefits
3. Travel
4. Equipment
5. Supplies
6. Contractual
7. Construction
8. Other
9. Indirect Charges
ARTICLE IV — REQUEST FOR REIMBURSEMENT
A. Payments will be requested via SmartLink, the Department of Health and Human
Services' internet-based payment system, at http://www,dpm.psc.gov/smartlink.
B. In accordance with Treasury regulations at 31 CFR 205, the Grantee must
maintain or demonstrate the willingness and ability to maintain procedures to
minimize the time elapsing between the transfer of the funds and their
expenditure. The timing and amount of cash advances should be as close as
administratively possible to the actual cash disbursement by the Grantee.
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ARTICLE V — FINANCIAL REPORTS
The Department of Health and Human Services requires a quarterly financial status
report, PSC 272, electronically. A copy of this report once completed on-line at HHS's
website (refer to Article IV — A) must be printed and mailed to the FEMA Grants
Management Branch at the address below.
A final FEMA Form 20-10, Financial Status Report, will be due 90 days after project
completion. Copies of the FF 20-10 are to be submitted to the FEMA Office of Financial
Management, Grants Management Branch with a copy to the FEMA program office. The
addresses are as follows:
Department of Homeland Security/EP&R
Federal Emergency Management Agency
Office of Financial Management
Grants Management Branch
500 C Street, S.W., Room 334
Washington, DC 20472
Attn: Marilynn Grim
(202) 646-4572
Department of Homeland Security
Federal Emergency Management Agency
Urban Search and Rescue
500 C Street, S.W., Room 333
Washington, DC 20472
Attn: Wanda Casey
(202) 646-4013
ARTICLE VI — PERFORMANCE REPORTS
The Performance Report is a written report and is a breakout of expenditures, as
described below. The Performance Report is due on January 31 and July 31 of each
year to the DHS/FEMA Headquarters US&R Annual Preparedness Grants Project Officer
at the address above for the duration of this agreement. The January 31 report covers the
time period of July 1 through December 31. The July 31 report covers January 1 through
June 30.
The Performance Report shall include your accomplishments and actual
expenditures of grant funding within the following areas: Administration and
Management, Equipment Acquisition and Cache Status, training, and other US&R
related and approved expenses .
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Submit one copy of the performance report to Marilynn Grim and one copy to Wanda
Casey at the addresses in Article V.
Performance and financial status reports are no longer required to be sent to the
Regional US&R Points of Contact unless requested in writing from the Regional
Office. Any request for reports for the Regional Office is approved and shall be
made directly to the affected task force from the Regional US&R Point of Contact.
ARTICLE VII — FEMA OFFICIALS
A. FEMA officials for the US&R agreement are as follows:
1. The Program Officer (PO) shall be an official at FEMA Headquarters who will be
responsible for the technical monitoring of the stages of work and technical
performance of the activities described in the Statement of Work.
2. The Assistance Officer (AO) is the FEMA official who has full authority to
negotiate, administer and execute all business matters of the agreement.
B. Identification —
1. The Project Officer is Wanda Casey, (202) 646-4013
2. The Assistance Officer is Sylvia A. Carroll, (202) 646-3503
ARTICLE VIII — BUDGET
A. The Grantee shall follow prior approval requirements found in the Emergency
Management and Assistance Regulations, 44 CFR Part 13.30. for non -construction
grants, transfers of funds between total direct cost categories in the approved budget
shall receive the prior approval of FEMA when such cumulative transfers among
those direct cost categories exceed ten percent of the total budget or result in a major
change of scope. The Grantee shall obtain prior written approval for any budget
revision that would result in the need for additional funds. If a cooperative
agreement provides funding for both construction and non -construction activities,
the Grantee must obtain written approval from FEMA before making any fund or
budget transfer from non -construction to construction or vice versa.
B. No transfer of funds to agencies other than those identified in the approved
cooperative agreement application shall be made without prior approval of FEMA.
C. If a Grantee estimates that it will have unobligated funds remaining after the end of
the performance period, the Grantee should report this to FEMA Headquarters at the
earliest possible time and ask for disposition instructions.
D. No monetary increase amendments hereto, or time extension amendments hereto,
will be approved unless all financial and performance reports are current.
ARTICLE IX — OTHER TERMS AND CONDITIONS
The other terms and conditions of this agreement are as follows:
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A. Prior to the start of any construction activity (minor renovations only), the Grantee
shall ensure that all applicable Federal, State, and local permits and clearances are
obtained.
B. Actual construction is not allowable under this grant agreement. Only minor
renovations are allowable. Minor renovations are those modifications that do not
change the footprint of the structure.
C. Grantees are encouraged to integrate National Environmental Policy Act (NEPA)
compliance and related legislation as implemented under 44CFR, Part 10, with the
initial planning and decision making process for this program. Grantees are
encouraged to seek support from FEMA Environmental Officers in complying with
NEPA requirements.
D. The Grantee shall transfer to FEMA the appropriate share, based on the Federal
support percentage, of any refund, rebate, credit of other amounts arising from the
performance of this agreement, along with accrued interest, if any. The Grantee shall
take necessary action to effect prompt collection of all monies due or which may
become due and to cooperate with FEMA in any claim or suit in connection with
amounts due.
E. The Grantee is free to copyright any original work developed in the course of or under
the agreement. FEMA reserves a royalty -free, non-exclusive and irrevocable right to
reproduce, publish, or otherwise use, and to authorize others to use, the work for
Government program purposes. Any publication resulting from work performed
under this agreement shall include an acknowledgement of FEMA's financial support
and a statement that the publication does not necessarily reflect FEMA's views.
F. Grantees claiming indirect costs:
1. If the Grantee has an indirect cost rate, the modified off -campus rate will be
applied.
2. If the Grantee has a third party managing the grant, FEMA will only pay the
direct costs associated with the management of the grant. Indirect costs of the
third party will not be applied to the total direct costs of the grant, and the direct
costs associated with the management of the grant should be entered under the
contractual budget object class on the FF 20-20, non- construction budget form.
G. In accordance with 44 CFR 13.32 (f), if a Grantee or Subgrantee is provided
federally -owned equipment:
1. Title will remain vested in the Fed eral Government.
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2. Grantees o r Subgrantees will manage the equipment in accordance with Federal
agency rules and procedures, and submit an annual inventory listing.
3. When the equipment is no longer needed, the Grantee or Subgrantee will request
disposition instructions from the Federal agency.
H. In accordance with 44 CFR 13.36 (g), Grantees and Subgrantees must make
available, upon request of the awarding agency, technical specifications on proposed
procurements where the awarding agency believes such review is needed to ensure
that the item and/or service specified is the one being proposed for purchase. This
review generally will take place prior to the time the specification is incorporated
into a solicitation document.
I. All Equipment purchased by Grantees and Subgrantees with federal funds or
provided by DHS/FEMA shall be for the exclusive use of the US&R Program and
shall not be used for normal day-to-day operations of the Sponsoring or Participating
Agency. However, this requirement does not preclude the Task Force Sponsoring
Agency from using this equipment on a local, regional or state disaster response or
under other exceptional circumstance. The US&R Division office shall be notified
immediately in writing of any exceptional use of the stand-alone cache equipment
that diminishes the response capability of the Task Force.
J. In accordance with 44 CFR 13.36 (a), when procuring property and services under a
grant, a State will follow the same policies and procedures it uses for procurements
from its non -Federal funds. The State will ensure that every purchase order or other
contract includes any clauses required by Federal statutes and executive orders and
their implementing regulations. If you are not a State or local government, you will
comply with paragraphs (b) through (i) in 44 CFR 13.36.
K. To the extent required by individual states, applicants should comply with state
procedures consistent with EO 12372.
ARTICLE X — AUDIT REQUIREMENTS
All Grantees and Subgrantees must follow the audit requirements of OMB Circular No.
A-133 Revised.
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ARTICLE XI — GENERAL PROVISIONS
The following are hereby incorporated into this agreement by reference:
44 CFR
44 CFR
44 CFR
44 CFR
44 CFR
44 CFR
44 CFR
44 CFR
44 CFR
44 CFR
44CFR
31 CFR 205.6
OMB Circular A-102
OMB Circular A-87
OMB Circular A-110
Emergency Management and Assistance Regulations
Part 10
Environmental Considerations
Part 13 Uniform administrative requirements for grants and
cooperative agreements to state and local
governments
Part 7 Nondiscrimination In Federally -Assisted Programs
(FEMA)
Part 14 Administration of grants: Audits of State and local
governments
Part 17 Government wide debarment and suspension
(nonprocurement) and government wide
requirements for drug -free workplace (grants)
Part 18
New restrictions on lobbying
SUBCHAPTER B - Insurance and Hazard Mitigation
SUBCHAPTER C — Fire Prevention and Control
SUBCHAPTER D — Disaster Assistance
SUBCHAPTER E - Preparedness
Funding techniques
Uniform Administrative Requirements for Grants and
Cooperative Agreements with State and Local Governments
Cost Principles for State and Local Governments
Uniform Administrative Requirements for Grants and
Cooperative Agreements With Institutions of Higher
Education, Hospitals, and Other Non -Profit Organizations
OMB Circular A-21 Cost Principles for Educational Institutions
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OMB Circular A-133 Audits of States, Local Governments, and Non -Profit
Organizations
OMB Circular A-122 Cost Principles for Nonprofit Organizations
Application Cooperative Agreement Application and Assurances contained
therein received by FEMA.
ARTICLE XII — CONTENTS OF AGREEMENT
This Cooperative Agreement consists of the following:
1. FEMA Assistance Award/Amendment
2. Agreement Articles I through XII
3. Statement of Work (SOW) and all attachments to the SOW
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