HomeMy WebLinkAboutExhibit 3EXHIBIT B
NVORK PROGRAM
I . CDBG grant funds in the amount of $185,000 were allocated to Rafael Hernandez
Housing and Economic Development Corp. (SUB -RECIPIENT) for technical
assistance and hard costs in the implementation of the Little Haiti Commercial
Rehabilitation Project #2, which will provide for rehabilitation of the building exteriors
for businesses located at 5845-5855 N.E. 2nd Avenue and 5857-5865 N.E. 2nd Avenue,
pursuant to the City of Miami Commission through Resolution R-09- approved on
July 18, 2009.
2. The SUB -RECIPIENT understands that Area Benefit is the National Objective that has
been identified as a priority by the CITY for this Grant. Only activities located in census
blocks with a percentage of low and moderate income persons in excess of 51 percent per
24 CFR 570.208 (a)(1)(i) and that is primarily residential in character can be undertaken
by the SUB -RECIPIENT.
3. The SUB -RECIPIENT will provide assistance for this Project under the provisions of 24
CFR 570.202 and the program guidelines as stipulated in Exhibit E.
4. The SUB -RECIPIENT shall ensure that the assisted businesses are in operation, have a
current occupational license for that location and certificate of use of that type of
business.
S. The SUB -RECIPIENT, prior to the commencement of work, shall obtain an executed
Work Authorization Form (Attachment C) from the property owners. This form by
virtue of execution, gives permission to the SUB-RECIPICIENT, contractors and sub-
contractors to perform work on the owner's property. Additionally, it holds harmless the
City of Miami from any resulting damages which may occur from this work.
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6. The SUB -RECIPIENT will follow procurement procedures as outline in CFR 85.36 and
obtain bid specifications from the contractors that are very detailed and that include
information on the exact work to be done, time period in which the work must be
completed, products and work- guarantees and costs.
7. The SUB -RECIPIENT, prior to commencing any rehabilitation activity under this
Agreement, shall obtain a certificate of insurance indicating the Contractor and Sub-
contractors are in compliance with the provisions described in (Attachment B).
8. The SUB -RECIPIENT, prior to the commencement of work, shall secure the Special
Grant Agreement hard -costs with a five (5) year covenant filed against the real property
title where the improvements are made by ensuring that each property owner executes a
Declaration of Restrictive Covenant included in this Agreement attached hereto as
(Attachment E).
9. The SUB -RECIPIENT shall ensure the Contractors and Sub -contractors are in
compliance with the Davis Bacon Act and in receipt of the HUD form 4010 form
(Attachment D).
10. The SUB -RECIPIENT will provide documentation of results via the submission of the
"CDBG — Combined Monthly Report", as the Project progressed
11. The SUB -RECIPIENT will track payments from the CITY and maintain a precise
record of expenditures associated with the Project.
12. The SUB -RECIPIENT will be compensated for the implementation of the Project after
the work of each treatment is completed
13. The SUB -RECIPIENT agrees to comply with all requirements as outlined in the Special
Grants Agreement Program Guidelines as described in Exhibit E.
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SUBRECIPIENT:
Rafael Hernandez Housing
Economic Development Corp.
2400 N. Miami Ave
Miami, FL 33127
ME
STATE OF FLORIDA
COUNTY OF
Jautza Torres- Kaplan
Executive Director
The foregoing instrument was acknowledged before me this
VA
Executive Director of Rafael Hernandez Housing
and Economic Development Corp., a Florida not-for-profit corporation, on behalf of the
corporation. He/She is personally known to me or has produced
as identification.
Print Notary Public's Name Signature
(SEAL)
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EXHIBIT C
COMPENSATION AND BUDGET SUMMARY
A. The CITY shall pay the PROJECT, as maximum compensation for the services required pursuant
to this Agreement, the sum of S 185.000
B. During the term hereof and for a period of five (5) years following the date of the last
payment made hereunder, the CITY shall have the right to review and audit the time records
and related records of the SUB -RECIPIENT pertaining to any payments by the CITY.
C. Requests for payment should be made following the procedures stipulated in Exhibit D -
Disbursement Procedures.
D. The SUB-RECIPIENT's and PROJECT's Itemized Budgets, Cost Allocation Report for
Construction, Rehabilitation and Improvements, Budget Narratives are attached hereto and
made part of this Agreement. The budgets shall list in detail all the costs for the PROJECT
including, but not limited to, technical assistance, rehabilitation cost, architecture,
advertisement, permits and signs.
E. The SUB -RECIPIENT must submit the final request for payment to the CITY within thirty
(30) calendar days following the expiration date or termination date of this Agreement in a
form provided by the Department. If the SUB -RECIPIENT fails to comply with this
requirement, the SUB -RECIPIENT shall forfeit all rights to payment for the PROJECT and
the CITY shall not honor any request submitted thereafter.
F. Any payment due under this Agreement may be withheld pending the receipt and approval by
the CITY of all reports due from the SUB -RECIPIENT as a part of this Agreement and any
modifications thereto.
Executive Director Date
EXHIBIT D
DISBURSEMENT PROCEDURES
ARTICLE I
1.1 The Agreement establishes the conditions to the CITY's obligation to grant the
CDBG Funds to the SUB -RECIPIENT. The SUB -RECIPIENT may not request disbursement of
fluids pursuant to this Agreement until such funds are needed for the payment of eligible costs.
Notwithstanding the restrictions of the previous sentence of this paragraph, the Allocation
Retainage shall be disbursed by the CITY in accordance with the provisions of Section 1.7
hereof.
Provided the CITY is obligated to disburse the CDBG Funds pursuant to the Special
Grant Agreement, the CITY will disburse such funds in accordance with this Article I.
1.2 The SUB -RECIPIENT shall submit payment requests for the CDBG Funds as
needed. The SUB -RECIPIENT will submit or cause to be submitted the following documentation
to the CITY:
(a) A request for payment, in a form acceptable to the CITY, setting forth such details
concerning construction of the PROJECT as the CITY shall require, including: the amount to be
paid to the SUB -RECIPIENT not to exceed fifteen percent (15%) of the project cost; the amount
paid to date to the contractor(s) constructing the PROJECT (the "Contractor") and pursuant to
the contract for the construction of the PROJECT between the SUB -RECIPIENT and the
Contractor (the "Construction Contract"); the amounts, if any, paid directly by the SUB -
RECIPIENT to subcontractors of the Contractor and materialmen; the amount then currently
payable to the Contractor, broken down by trades; the amounts paid on account of the
Contractor's construction fee; and the balance of the construction costs which will remain unpaid
after the of the amount currently payable.
Any request for payment must be submitted to the CITY by no later than the thirtieth
(30th) day of each month. Each Request for Payment must be signed by the SUB -RECIPIENT,
the Architect for the PROJECT, and the Contractor, as applicable.
Applications for receiving CDBG Funds for payment of hard costs will include the
CITY's Request for Payment Form (letter), AIA Application and Certificate for forms (if
applicable), the Contractor Request form, and other such documents as the CITY may require.
The CITY, as described in Section 1.3 hereof, shall be required to certify each payment request:
the amount of work on the PROJECT that has been completed; the good and acceptable
workmanship of the Contractor and its subcontractors; compliance with approved plans and
specifications of the PROJECT; and such other matters as the CITY may require. Lien waivers
shall be submitted to the CITY for review and approval before each disbursement.
(b) Each request for pa}ament for hard costs shall constitute a representation and
certification by the SUB -RECIPIENT and the Contractor to the CITY that:
(i) The materials have been physically incorporated into the PROJECT, free
of liens and security interests, and that the construction of the PROJECT to date has been
perfonned substantially in accordance with the drawings and specifications and in a first-class
workmanlike manner;
(ii) All governmental licenses and permits required by the PROJECT as then
completed have been obtained and are available for inspection by the CITY;
(iii) The PROJECT as then completed does not violate any law, ordinance,
rule, regulation, or order or decree of any court or governmental authority;
(iv) No Event of Default has occurred and is continuing and there is no
continuing default under the Construction Contract; and
(v) The SUB -RECIPIENT, the Contractor and each subcontractor has
complied with all Federal, state and local laws and regulations relating to labor standards and
with HUD Handbook 1344.1.
(c) Such other information and documents as the CITY may reasonably require.
1.3 The CITY will review the work that is incorporated into the PROJECT and for
which each request for payment of the CDBG Funds is submitted. The CITY will review and
approve the final plans and specifications for the PROJECT and will review and approve the
payment requests based on the percentage of work completed. The CITY's reviews, approvals,
and conclusions shall be for the sole benefit of the CITY.
All construction change orders must receive the prior written approval of the change orders that
have not received the prior written approval of the CITY shall not be approved for payment by
the CITY.
1.4 Upon receipt of a request for payment, delivered pursuant to Section 1.2 hereof
and without attempting to verify the completeness of same, the CITY shall inspect the progress
of construction work at the PROJECT.
1.5 If the CITY finds the materials submitted by the SUB -RECIPIENT and the report
of inspection to be satisfactory and in accordance with the Special Grant Agreement, the CITY
shall fiend to the SUB -RECIPIENT the sum requested by the SUB -RECIPIENT or such lower
sum as the CITY deems appropriate.
1.6 The CITY shall fund payment of the CDBG Funds after it has received both the
request for payment, in the form required by Section 1.2 hereof, and the inspection report of the
CITY, in the form required by Sections 1.2 and 1.3 hereof.
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1.7 The CITY shall retain 10% of the CDBG Funds allocated to the SUB -
RECIPIENT (the "Allocation Retainage") until it has received confirmation of completion of the
Scope of Work and all the permits are closed.
1.8 The CITY reserves the right to refuse to fund any payment request(s) in the event
that the CITY determines that the PROJECT and/or the SUB -RECIPIENT are not in compliance
with any local, state or federal law or requirement.
ARTICLE II
MISCELLANEOUS
2.1 This Agreement may only be amended in writing by all the parties hereto..
2.2 This Agreement, the Special Grant Agreement and the other documents executed
by the parties in connection therewith constitute the entire agreement between the parties hereto
and no other agreements or representations, unless incorporated in this Agreement, shall be
binding upon any of the parties hereto.
2.3 All capitalized terms not defined herein shall have the meanings provided in the
Special Grant Agreement.
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IN WITNESS WHEREOF, this Agreement has been executed by the SUB -RECIPIENT and the
CITY on the date first above written.
CORPORATESECRETARY DATE
ATTEST:
PRISCILLA A.THOMPSON DATE
CITY CLERK
APPROVED AS TO INSURANCE
REQUIREMENTS:
LEEANN BREHM DATE
RISK MANAGEMENT
SUB -RECIPIENT:
Rafael Hernandez Housing &
Economic Development Corp.
2400 N. Miami Avenue
Miami, FL 33127
a Florida not -for profit corporation
:
PRESIDENT DATE
(AFFIX SEAL)
CITY OF MIAMI, a municipal
corporation of the State of Florida
go
PEDRO G. HERNANDEZ DATE
CITY MANAGER
APPROVED AS TO FORM AND
CORRECTNESS:
JULIE O. BRU DATE
CITY ATTORNEY
EXHIBIT E
PROGRAM GUIDELINES
1. Sianace. Acknowledaernent. Publicity. During the Tenn of this Agreement, the
SUB -RECIPIENT shall furnish signage identifying the PROJECT and shall
acknowledge the contribution of the CITY by incorporating the seal of the CITY
and the names of the CITY commissioners and officials in all documents,
literature, pamphlets, advertisements, and signage, permanent or otherwise. All
such acknowledgments shall be in a form acceptable to the CITY, as provided on
Attachment "A".
All publicity and advertisements prepared and released by the SUB -RECIPIENT
related to the PROJECT, such as pamphlets and news releases, and all events
carried out to publicize the PROJECT, shall recognize the CITY as one of the
PROJECT's funding sources.
2. Costs Incurred By the CITY. Notwithstanding any other provision of this
Agreement, the SUB -RECIPIENT understands and agrees that a portion of the
CDBG Funds was awarded to the PROJECT for, and may be used by the CITY to
cover, costs incurred by the CITY on behalf of the PROJECT. Such costs may
include, but are not limited to, signs, environmental advertising costs and
recording fees.
3. Insurance Requirements for Contractors. The SUB -RECIPIENT shall require the
General Contractor and Subcontractors to satisfy the CITY's insurance
requirements, as provided on Attachment `B".
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EXHIBIT E
4_ List of Subcontractors. The SUB -RECIPIENT shall submit a list of all of the
SUB-RECIPIENT's subcontractors as of the date of execution of this Agreement,
and copies of all contracts for the performance of services or the supply of
materials in connection with the PROJECT.
5. Historic Preservation Review. All applicable requirements of the State of Florida
Historic Preservation Department shall have been met prior to the disbursement of
any funds hereunder.
6. Environmental Report. The SUB -RECIPIENT shall submit all environmental
information requested by the CITY with respect to the PROJECT including, but
not limited to, Phase I and Phase II Environmental Assessment Reports, as
applicable.
7. Environmental Clearance. The PROJECT construction must not commence, or if
the PROJECT was already under construction at the time of application for
federal funds, construction must cease immediately, until a HUD Release of Grant
Conditions or a confirmation of exempt status has been issued for the PROJECT.
8, The SUB -RECIPIENT shall be responsible for monitoring the contractual
performance of all subcontracts.
9. The SUB -RECIPIENT shall submit to the CITY for its review and confirmation
any subcontract engaging any party who agrees to carry out any substantive
programmatic activities, to ensure its compliance with the requirements of this
Agreement. The CITY's review and confirmation shall be obtained prior to the
release of any funds for the SUB-RECIPIENT's subcontractor(s).
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EXHIBIT E
10. Approval by the CITY of any subcontract or assignment shall not under any
circumstances be deemed to be the CITY's agreement to incur any obligations in
excess of the total dollar amount agreed upon in this Agreement.
11. The SUB -RECIPIENT and its subcontractors shall comply with the Davis -Bacon
Act, if applicable, the Copeland Anti -Kick Back Act, the Contract Work Hours
and Safety -Standards Act, the Lead -Based Paint Poisoning Prevention Act, the
Residential Lead Based Paint Hazard Reduction Act of 1992 (and implementing
regulations at 24 C.F.R. Part 35), Section 3 of the Housing Development Act of
1968 and any other applicable laws, ordinances and regulations.
12. The SUB -RECIPIENT shall submit to the CITY for written prior approval all
proposed Solicitation Notices, Invitations for Bids, and Requests for Proposals.
13. The SUB -RECIPIENT, prior to the commencement of work, shall secure the
Special Grant Agreement hard -costs with a five (5) year covenant filed against the
real property title where the improvements are made by ensuring that each
property owner executes a Declaration of Restrictive Covenant included in this
Agreement attached hereto as (Attachment E).
14. The SUB -RECIPIENT, contractors and sub -contracts shall comply with Davis -
Bacon Act wage requirements on all construction, rehabilitation and other labor
and work funded by the CITY in excess of $2,000.
15. The SUB -RECIPIENT shall abide by the Federal Labor Standards provisions of
U.S. HUD Form 4010 incorporated herein as part of this Agreement (Attachment
D).
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EXHIBIT E
16. The SUB -RECIPIENT shall incorporate into all contracts with contractors and
shall require all contractors to incorporate into all sub -contracts the following
requirements:
The contractor/subcontractor shall:
a. Contact the SUB -RECIPIENT and the CITY prior to taking any action, to
schedule a meeting to receive compliance information.
b. Comply with the contractor's procurement and pre -award requirements and
procedures which, at a minimum, shall adhere to all applicable federal standards.
C. Comply with the Davis Bacon Act; Copeland Anti -Kick Back Act; Contract Work
Hours and Safety Standards Act; and Lead -Based Paint Poisoning Prevention Act;
and other related acts, as applicable.
d. Submit to the SUB -RECIPIENT and CITY for written approval all proposed
Solicitation Notices, Invitations for Bids, and Requests for Proposals prior to
publication.
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EXHIBIT E
e. Submit to the SUB -RECIPIENT and the CITY all construction plans and
specifications and receive the SUB -RECIPIENT and the CITY's approval prior to
implementation
f PROJECT construction must not commence until a HUD Release of Grant
Conditions or a confirmation of exempt status has been issued for the PROJECT.
SUB -RECIPIENT:
Rafael Hernandez Housing &
Economic Development Corp.
2400 N. Miami Avenue
Miami, FL 33127
Janitza Torres -Kaplan
Executive Director
E
EXHIBIT G
INSURANCE REQUIREMENTS
TECHNICAL ASSISTANCE
Commercial General Liability
A. Limits of Liability
Bodily Injury and Property Damage Liability
Each Occurrence $300,000
General Aggregate Limit $600,000
Personal and Adv. Injury $300,000
Products/Completed Operations $300,000
B. Endorsements Required
City of Miami included as an Additional Insured
Contractual Liability
II. Business Automobile Liability
A. Limits of Liability
Bodily Injury and Property Damage Liability
Combined Single Limit/Split Limits
Owned/Scheduled Autos $50,000/100,000/50,000
Hired and Non Owned Autos $50,000/100,000
B. Endorsements Required
City of Miami included as an Additional Insured
• An agency may request in writing the waiver of this coverage in part or as a
whole if:
a) The agency does not own any vehicles
b) The agency does not hire the services of a company to perform
services for which the agency is being awarded the funding, and
c) The agency does not allow employees to use their personal
vehicle for business purposes.
III. Worker's Compensation
A. Limits of Liability
Statutory -State of Florida
B. Employer's Liability
Limits of Liability
$100,000 for bodily injury caused by an accident, each accident
$100,000 for bodily injury caused by disease, each employee
$500,000 for bodily injury caused by disease, policy limit
NOTE: All certificates of insurance must be provided for review and
approval prior to the effective date of the agreement.
The above policies shall provide the City of Miami with written notice of
cancellation or material change from the insurer not less than thirty (30) days prior
to any such cancellation or material change.
Companies authorized to do business in the State of Florida, with the following
qualifications, shall issue all insurance policies required above:
The company must be rated no less than "A" as to management, and no less
than "Class V" as to Financial Strength, by the latest edition of Best's Insurance
Guide, published by A.M. Best Company, Oldwick, New Jersey, or its
equivalent. All policies and /or certificates of insurance are subject to review and
verification by Risk Management prior to insurance approval.