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Home My WebLink AboutEvaluation Criteria 3Evaluation Form - Municipal Bond Underwriting Services - RFQ #126077 valuator Name: 'rms Seeking ua ' ' a 'o Signature: S io e[ Br df r Re (ez stra rriQ f Go J JP ,Raymo gan Keegan M. t z EVALtIITIQI� _, ,i x �, ' Sha fe�M & n a o L nch' C Sa h Morgan r James' lanley =' Be ' Overall ualifications and Ex rience - Max P int: 35 f: 1. National recognition as an underwriting firm as exampled by ntai g a Red Book t listin within the area of Dealers and Underwriters for the ast two ears � `' 2. Current and in compliance with all filing requirements of Rule G-37; officers, directors, t employees or agents have not made any contributions or undertaken any actions in q violation of Rule G-37 t 3. Licensed to act as an underwriter of municipal debt in the State of Florida. 1 t 4. Minimum of five 5 ears experience in bond underwriting services. 5. Overall capacity to perform all services, including organization; resources; finance ca act ; equipment, & supervision 7 j 6. Have no record ofjudgments, bankruptcies, pending lawsuits against the City or ;N,t criminal activities involving moral turpitude and not have any conflict of interest that hSW u not been waived by the City Commission i V t 7. Neither Proposer nor any principal, officer, or stockholder of Proposer(s) shall be in arrears or in default of any debt or contract involving the City; nor have failed to perfor € faithfully on any previous contract with the City. 2 . Points: Qualification and Experience of Personnel - Max Points: 35 1. Role and level of commitment of each public finance professional that will be to the En a ement, as well as their experience with municipal clients. 2 Record of Pending litigation or past judgements; regulatory or criminal actions, s proceedings or invesfigations: charges, convictions, suspensions or debarme the last three (3) years. oints: A 1409v— Understandin of Ci for Sr. Manager Position only)- Max Points: 15 # t I I 1. Firm's understanding of the City of Miami including its history, mission and future plans a a rt 2. Firm's vision of the City's future financial opportunities and/or obstacles in advancing j i t the City's Capital Improvement Program ffi } f Points:I it Ability to Underwrite Bonds - Max Points: 25 f ; 1. Firm's bond sales abilitiesI T) t has serviced as Senior Manager and the total per amount involved 2. For calendar years 2003-2005 total number of municipal bond tranJthe c a a 7 3. For calendar years 2003-2005 total number of municipal bond tran has serviced as Co -Manager and the total per amount involved !' � Points: Local Preference if applicable - Max Points 5 Office of Pro oser located in corporate limits of Ci I, Oral Presentations if required) - Max Points 15 Totals - Rank Order: Revised 2123W '�irme emYinn nnalifirafirx� frc FM, Cr 11e„o,.e — M ri.••,---- Evaluation Form - Municipal Bond Underwriting Services - RFQ #126077 evaluator Name: s Seeking Qualjfication for Signature:Co-Manag4r JP Eslmd Morgan Bran r Raymond Gold an Me I Southwest Ra irez& St me nth Edward IiA Mor n' s' Hinojo a` Keegan` Sha James' ovia` :Bach ;Lyn Securities a Tr Jones jm Overall ualifications and Ex enence -Max oint: 35 1 1. National recognition as an underwriting firm as exampled by nt ' ' g a Red Book j I I'd 71 istin within the area of Dealers and Underwriters for the as two (2) ears 2. Current and in compliance with all filing requirements of Rule G-37; officers, directors, _. employees or agents have not made any contributions or undertaken any actions in { violation of Rule G-37 3. Licensed to act as an underwriter of municipal debt in the State of Florida. 1 + � F 4. Minimum of five 5 ears experience in bond underwriting services. x 'N ILL 5. Overall capacity to perform all services, including organization; resources; financial capacity; equipment, & supervision t � � i t 67 j 6. Have no record ofjudgments, bankruptcies, pending lawsuits against the City or criminal activities involving moral turpitude and not have any conflict of interest that have. d j not been waived by the City Commission I 7. Neither Proposer nor any principal, officer, or stockholder of Proposer(s) shall be in arrears or in default of any debt or contract involving the City; nor have failed to perform faithfully on any previous contract with the City. € r Points:` ualiflcation and Experience of Personnel - Max Points: 35 1! I. Role and level of commitment of each public finance that be n professional will assignedi to the Engagement, as well as their experience with municipal clients. 2. Record of Pending litigation or past judgements; regulatory or criminal actions, proceedings or investigations; charges, convictions, suspensions or debarments, within I the last three (3) years. a t f A Points: Understandin of Ci for Sr. Mana er Position onl - Max Points: 15 ) 1. Firm's understanding of the City of Miami includin its histo ,mission and future tans I+� amrt 2. Firm's vision of the City's future financial opportunities and/or obstacles in advancing the City's Capital Improvement Program j Points:. r Abilitv to Underwrite Bonds - Max Points: 25 1, Firm's bond sales abilities I € 2. For calendar years 2003-2005 total number of municipal bond transactions the firm [ 1 has serviced as Senior Manager and the total per amount involved i 3. For calendar years 2003-2005 total number of municipal bond transactions the firm has serviced as Co -Manager and the total per amount involved Points: Local Preference if applicable - Max Points 5 Office of Proposer located in corporate limits of City ; Oral Presentations if required) -Max Points 15 I f r Totals:1-71 Rank Order•;. Revised 2123ID9 Evaluation Form -Municipal Bond Underwriting Services - RFQ #126077 �,aivator Name: Firms Seeking Qualification for S nature Co -Manager Co Fifth Third: Fin = Sta Overall u ifications and Ex erience -Max Point: 35 � c ley* CI I' Ba m nt r � e ; 1. National recognition as an underwriting firm as exampled by maintaining a Red Book listing within the area of Dealers and Underwriters for the past two (2) years f 2. Current and in compliance with all filing requirements of Rule G-37; officers, directors, employees or agents have not made any contributions or undertaken any actions in violation of Rule G-37 3. licensed to act as an underwriter of municipal debt in the State of Florida. 4. Minimum of five 5 ears experience in bond underwriting services. 5. Overall capacity to perform all services, including organization; resources; financial capacity; equipment; & supervision a r- 6. Have no record of judgments, bankruptcies, pending lawsuits against the City or j criminal activities involving moral turpitude and not have any conflict of interest that have I not been waived by the City Commission t j 7. Neither Proposer nor any principal, officer, or stockholder of Proposer(s) shall be in arrears or in default of any debt or contract involving the City; nor have failed to perform faithfulJon an previous contract with the City. j " r ' I Points:� Qualification and Experience of Personnel - Max Points: 35 t 1. Role and level of commitment of each public finance professional that will be assigned s t I .f to the En a emenl as well as their experience with municipal clients. 2. Record of Pending litigation or past judgements; regulatory or criminal actions, j proceedings or investigations; charges, convictions, suspensions or debarments, within t the last three (3) years. Points: , Understanding of Ci for Sr. Manager Position on! - Max Points: 15 i t 1. Firm's understanding of the City of Miami including its histo , mission and future plans459 2. Firm's vision of the City's future financial opportunities and/or obstacles in advancing the City's Capital Improvement Program Points: , Ability to Underwrite Bonds - Max Points: 25 f 1. Firm's bond sales abilities ) 2. For calendar years 2003-2005 total number of municipal bond transections the firm has serviced as Senior Manager and the total per amount involved I, 3. For calendar years 2003-2005 total number of municipal bond transactions the firm has serviced as Co -Manager and the total Per amount involved s Points: Local Preference if a licable • Max Points 5 Office of Proposer located in corporate limits of Ci x Oral Presentations if required) - Max Points 15 ) Totals: I Revised 4123109 •Firms—ki,,..