HomeMy WebLinkAboutEvaluation CriteriaI," AA Akrn iW Y2A Evaluation Form - Municipal Bond Underwriting Services - RFQ #126077
Evaluator Name t
Signature: Firms Seeking Qualification for
Senior Mana er
MMP" aM.Brandford Ramirez LOOP
Estrada Merrill Goldman " JP Capital ;Raymond Morgan ;Kee an M. R. r
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.o. , n„ v EY 1, tA11O,t G ffERlra Shank' Co, Hinojosa' Wachovia' Lynch' CITI' ! Sachs' Morgan Markets' games' RBC' Stanley' Beal
Overall Qualifications and Experience - Max Point• 35 f*
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1. National recognition as an underwriting firm as exampled by maintaining a Red Book
listing within the area of Dealers and Underwriters for the past two (2) years
2. Current and in compliance with all filing requirements of Rule G-37; officers, directors,;
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employees or agents have not made any contributions or undertaken any actions in
violation of Rule G-37
3. Licensed to act as an underwriter of municipal debt in the State of Florida. g
4. Minimum of five 5 ears experience in bond underwriting services.
5. Overall capacity to perform all services, including organization; resources; financial
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capacity; equipment; & supervision
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6. Have no record of judgments, bankruptcies, pending lawsuits against the City or
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criminal activities involving moral turpitude and not have any conflict of interest that have
not been waived by the City Commission
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7. Neither Proposer nor any principal, officer, or stockholder of Proposer(s) shall be in
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arrears or in default of any debt or contract involving the City; nor have failed to perform
faithfully on any previous contract with the City.
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Points:':.
Qualification and Ex erience of Personnel -Max Points: 35
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1. Role and level of commitment of each public finance professional that will be assigned
LO the En a em . as well as their experience with municipal clients.
2. Record of Pending litigation or past judgements; regulatory or criminal actions,
proceedings or investigations, charges, convictions, suspensions or debarments, within
the last three (3) years.
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Points:;
Understandin of Ci for Sr. Manager Position only) Points:
, i ZWEF-71 'jib
-Max 15
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1. Firm's understanding of the City of Miami including its history, mission and future plans
2. Firm's vision of the City's future financial opportunities and/or obstacles in advancing
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the City's Capital Improvement Program
AbilityPoints: :
to Underwrite Bonds -Max Points: 25
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1. Firm's bond sales abilities
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2. For calendar years 20 20 total number of municipal bond transactions the firm
has serviced as Senior Manager and the total per amount involved
3. For calendar years 204201 total number of municipal bond transactions the firm #
has serviced as Co-Mana er and the total per amount involved
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Points:))
Local Preference if applicable - Max Points 5
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Office of Proposer located in cor orate limits ofCi
15 s
Oral Presentations if re uired - Max Points7-1
Totals:;
Rank Order ;
11�10+ &*f* Evaluation Form - Municipal Bond Underwritinq Services - RFQ #126077
Evaluator Name:
Signature:
Firms Seeking Qualification for
JP Capital Estrada
Co -Manager
Mor an
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Morgan' Markels' Hinojosa'
Branford, Ra mond
y Goldman ; Merrill Southwest
Ramirez & 4Sterne, Northern Edward
Overall Qualifications and Ex erience -Max Point: 35 j
Keegan'
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Shank' James' Wachovia' :Sachs' (Lynch' Securities
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Co' =Agee tTrust Jones
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1. National recognition as an underwriting firm as exampled by maintaining a Red Book
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listing within the area of Dealers and Underwriters for the past two (2) years t
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2. Current
and in compliance with all filing requirements of Rule G-37; officers, directors,
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employees or agents have not made any contributions or undertaken any actions in
violation of Rule G-37
3. Licensed to act as an underwriter of municipal debt in the State of Florida.
4. Minimum of five (5) years experience in bond underwriting services. ( 1
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5. Overall capacity to perform all services, including organization; resources; financial j
capacity: equipment; & supervision
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6. Have no record of judgments, bankruptcies, pending lawsuits against the City or s I
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criminal activities involving moral turpitude and not have any conflict of interest that have
not been waived by the City Commission j
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7. Neither Proposer nor any principal, officer, or stockholder of Proposer(s) shall be in
arrears or in default of any debt or contract involving the City; nor have failed to perform
faithfully on an previous contract with the City.
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Points::'
Qualification and Experience of Personnel - Max Points: 35
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1. Role and level of commitment of each public finance professional that will be assigned
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to the Engagement, as well as their ex erience with municipal clients.
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2. Record of Pending litigation or past judgements; regulatory or criminal actions, 1
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proceedings or investigations; charges, convictions, suspensions or debarments, within I
the last three (3) ears. J i f
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Understandinof Ci for Sr. Mana er Position onl -Max Points: 15 oints:'
1. Firm's understanding of the City of Miami including its history mission and future plans j
2. Firm's vision of the City's future financial opportunities
and/or obstacles in advancing t
the City's Capital Im rovement Program 1
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Points:'±
Ability to Underwrite Bonds - Max Points: 25
-$
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1. Firm's bond sales abilities
2. For calendar years 2003-2005 total number of municipal bond transactions the firm
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has serviced as Senior Manager and the total per amount involved
3. For calendar
years 2003-2005 total number of municipal bond transactions the firm
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has serviced as CO -Manager and the total per amount involved
Points:;'
Local Preference if applicable - Max Points 5
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Office of Proposer located in corporate limits of Ci
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Oral Presentations if re wired -Max Points 15
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Totals::
Rank Order'
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A % Evaluation Form - Municipal Bond Underwrftinq Services - RFQ #126077
Evaluator Nam f
Si nature
Firms Seeking Qualification for
.7 �§ Rice
Co-Mana er Confd
) Morgan G.K. 5KM
a_�:� _ EYLi]iION CRITERIA . F �� ( Fifth Third Financial
Stanley* CITI` Baum SunTrust
Overall�ualifications and Ex enence -Max Pomt: 35 � I
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1. National recognition as an underwriting firm as exampled by maintaining Red Book
a
listing within the area of Dealers and Underwriters for the past two (2) years
2. Current and in compliance with all filing requirements of Rule G-37; officers, directors, 3
employees or agents have not made any contributions
'
or undertaken any actions in
violation of Rule G-37 I
3. Licensed to act as an underwriter of municipal debt in the State of Florida.
4. Minimum of five 5 ears experience in bond underwriting services.
5. Overall capacity to perform all services, including organization; resources; financial 3
capacity; equipment; 8 supervision �
6. Have no record ofjudgments, bankruptcies, pending lawsuits against the City or
criminal activities involving moral turpitude and not have any conflict of interest that have 1
not been waived by the City Commission s
7. Neither Proposer nor any principal, officer, or stockholder of Proposer(s) shall be in
arrears or in default of any debt or contract involving the City; nor have failed to perform
faithfully on any previous contract with the City.
Points:'
Qualification and Ex erience of Personnel - Max Points: 3512
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1. Role and level of commitment of each public finance professional that will be assigned
to the En a ement, as wellas their, experience with munici al clients.
2. Record of Pending litigation or past judgements; regulatory or criminal actions,
proceedings or investigations, charges, convictions,
suspensions or debarments, within
the last three (3) years.
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Points:JL
Understandin of Ci for Sr. Mana er Position only) -Max Points: 15 (
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1. Firm's understandin of the City of Miami includin its histo ,mission and future plans
2. Firm's vision of the City's future financial opportunities and/ obstacles in advancing
9
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the City's Capital Improvement Program
i0
Points:'
Ability to Underwrite Bonds - Max Points: 25
1. Firm's bond sales abilities
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2. For calendar years 2003-2005 total number of municipal bond transactions the firm
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has serviced as Senior Manager and the total per amount involved
3. For calendar years 2003-2005 total number of municipal bond transactions the firm It
has serviced as CO -Manager and the total per amount involved
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Points:',
Local Preference if applicable - Max Points 3
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Office of Pro oser located in cor orate limits of City f41,g
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Oral Presentations if required) - Max Points 15
Totals:.f
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Rank Order: ti
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