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HomeMy WebLinkAboutR-82-00770 RESOLUTION NO. 82 -77 A RESOLUTION FIXING CERTAIN DETAILS CONCERNING $10,400,000 PARKING REVENUE BONDS (ADDITIONALLY SECURED BY NON AD VALOREM REVENUES), SERIES 1981 OF THE CITY OF MIAMI, FLORIDA, APPROVING THE OFFICIAL STATEMENT FOR SAID BONDS AND DIRECTING PUBLICATION OF NOTICE OF SALE OF SAID BONDS. WHEREAS, the Commission of the City of Miami (herein- after sometimes called the "City Commission") on the 9th day of July, 1981, duly passed and adopted Ordinance No. 9291 authorizing the issuance of not exceeding $12,000,000 Parking Revenue Bonds (Additionally Secured By Non Ad Valorem Revenues), Series 1981 (the "Bonds"), which Ordinance was amended by Ordinance No. 9370 adopted on January 28 , 1982 (said Ordinance No. 9291, as amended being herein called the "Bond Ordinance"); WHEREAS, the City Commission has determined: (a) that $10,400,000 of the Bonds should be sold at public sale for the purpose of providing funds to pay the cost of the Project (as defined in the Bond Ordinance), (b) that the Bonds shall mature, be redeemable and have such other details as hereinafter provided, and (c) that the sale of the Bonds shall be held and notice thereof given as hereinafter provided; WHEREAS, the Finance Department of the City has prepared and submitted to the City Commission an Official Statement, dated February 11, 1982, containing data and information respecting the City, Dade County and the Bonds and the City Commission has examined and considered said Official Statement; NOW, THEREFORE, FLORIDA: BE IT RESOLVED BY THE COMMISSION OF THE CITY OF MIAMI, -1- CITY COMMISSION MEETING OF j J A N 2 8 1982 82-7 FSOX MN W..................... A Section 1. There shall be issued and sold at this time Parking Revenue Bonds (Additionally Secured By Non Ad Valorem Revenues), Series 1981 in the aggregate principal amount of Ten Million Four Hundred Thousand Dollars ($10,400,000), being a portion of the $12,000,000 Bonds authorized as hereinabove described. The Bonds shall be dated as of the 1st day of March, 1982, shall consist of 2,080 bonds of the denomination of $5,000 each, numbered 1 to 2,080, inclusive, and shall mature, subject to the right of prior redemption, in numerical order, lowest numbers first, on the 1st day of August as follows: Year of Principal Year of Principal Maturitv Amount Maturity Amount The Bonds may either be Serial Bonds or Term Bonds or any combination thereof as provided for in the Official Bid Form and in the Notice of Sale as specified by the successful purchaser. -2- Q 2 r 7 7 i Section 2. Any Term Bonds will be subject to mandatory redemption by the Cit'> from moneys in the Redemption Account (established under the Bond Ordinance) in the principal amounts on August 1 of each year as set forth in the Official Bid Form and in the Notice of Sale as specified by the successful purchaser in part and by lot at a redemption price equal to the principal amount of the Bonds to be redeemed plus accrued interest to the redemption date but without premium. Section 3. The Bonds maturing on and after August 1, 19_ are subject to redemption at the option of the City Commission on and after August 1, 19_ in whole on any date, or in part in the inverse order of their maturities (by lot within any maturity) on any interest payment date (February 1 and August 1) at the following redemption prices (expressed as percentages of the principal amount) set forth below, plus accrued interest to the redemption date: Redemption Period (Dates Inclusive) August 1, to July 31, August 1, to July 31, August 1, to July 31, August 1, to July 31, August 1, and thereafter Redemption Price (_% of Principal Amount) Section 4. The Paying Agents for the Bonds shall be Chemical Bank, New York, New York and Barnett Banks Trust Company, N.A., Miami, Florida. The Fiscal Agent for the Bonds shall be Barnett Banks Trust Company, N.A., Miami, Florida. Section 5. Interest on the Bonds shall be capitalized for the period commencing on the date of issuance of the Bonds, to and including , 19i and the Fiscal Agent from the proceeds of the Bonds shall deposit an amount equal to -3- 82-77 such capitalized interest in the Bond Service Account pursuant to Section 207 of the Bond Ordinance. Section 6. The Official Statement for the Bonds is hereby approved in the form presented to the City Commission for its consideration and is ordered to be filed as part of the official records of the City. The Mayor of the City is hereby authorized and directed to sign said Official Statement for and on behalf of the City in such form, with such minor changes, insertions and omissions as he may approve, and thereupon cause such Official Statement to be delivered by the Director of Finance for use by the prospective purchasers of the Bonds in connection with the public sale of said Bonds, and the signature of the Mayor on such Official Statement shall be conclusive evidence of his approval, as herein authorized, of any such changes, insertions and omissions in said Official Statement. Section 7. The Director of Finance is hereby authorized and directed to publish a notice calling for bids for the Bonds in , a daily newspaper of general circulation published in the City of Miami, and in The Daily Bond Buyer, a financial journal published in New York City and devoted primarily to municipal bonds, each of such publications to be made at least ten (10) days before the date for the receipt of bids, which notice shall be substantially in the following form: -4- 8 2 - 7 '7 1 NOTICE OF SALE $10,400,000 THE CITY OF MIAIIII , FLORIDA Parking Revenue Bonds (Additionally Secured By Non Ad Valorem Revenues) Series 1981 Sealed Bids January 29, 1982 Sealed bids will be received by the Commission (the "Commission") of The City of Miami, Florida (the "City") at its regular place of meeting in the City Hall, 3500 Pan American Drive, Dinner Key, Miami, Florida until 11:00 A.M. Miami time on February 11, 1982, at which time and place all bids will be publicly opened and read, for $10,400,000 Parking Revenue Bonds (Additionally► Secured By Non Ad Valorem Revenues), Series 1981 of The City of Miami, Florida, dated as of March 1, 1982. Bond Details The Bonds will be coupon bonds in the denomination of $5,000 registrable as to principal only or as to both principal and interest. The Bonds will be dated and bear interest from March 1, 1982, payable on August 1, 1982 and semi-annually thereafter on February 1 and August 1 in each year, at the rate or rates specified in such proposal as may be accepted. The amount of principal to be paid on the Bonds on August 1 in each year is as follows: -5- 82-77 Maturity Date August 1, 1984 1985 1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 S Principal Amount Maturity Date August 1, 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 S Principal Amount THE BIDDERS SHALL HAVE THE OPTION OF RECEIVING SERIAL BONDS OR TERM BONDS OR BOTH. THE BID MUST DESIGNATE THE PRINCIPAL AMOUNTS AS EITHER A SERIAL MATURITY OR A SINKING FUND INSTALLMENT FOR A TERM BOND BY INDICATING IN THE BID FORM THE SINKING FUND INSTALLMENT DATES UNDER THE SECTION "TERM BONDS". THERE MAY BE MORE THAN ONE TERM BOND MATURITY. EACH TERM BOND MATURITY SHALL BE IN AN AMOUNT EQUAL TO THE TOTAL OF THE CONSECUTIVE PRINCIPAL AMOUNTS MATURING ON THE SINKING FUND INSTALLMENT DATES. IN ANY EVENT, THE ABOVE PRINCIPAL AMOUNT SCHEDULE SHALL BE REPRESENTED BY EITHER SERIAL BOND MATURITIES OR SINKING FUND INSTALLMENTS, OR A COMBINATION OF BOTH. Principal of, premium, if any, and interest on the Bonds will be payable, at the option of the holder, at Chemical Bank, New York, New York, or at Barnett Banks Trust Company, N.A., Miami, Florida. Optional Redemption The Bonds maturing on or after August 1, 199_ are subject to redemption at the option of the Commission of the City on and after August 1, 199_, in whole on any date, or in part in the inverse order of their maturities (by lot within 82 -77 any maturity) on any interest payment date, at the following re- demption prices, plus accrued interest to the date of redemption: Redemption Period (Dates Inclusive) August 1, to July 31, August 1, to July 31, August 1, to July 31, August 1, to July 31, August 1, and thereafter Purpose and Authorization Redemption Price (% of Principal amount) The Bonds shall be issued under and pursuant to the laws of the State of Florida, the Charter of the City and ordinances and resolutions of the Commission of the City. The Bonds have been authorized under the provisions of the City Charter and certain ordinances and resolutions adcpted by the Commission of the City and were validated by judgment of the Circuit Court in and for Dade County on October 1, 1981. Security for and Source of Payment for the Bonds The Bonds shall not be deemed to constitute a debt of the City or a pledge of the faith and credit of the City, but shall be payable exclusively from the special fund provided there- for from revenues of the Project. (as defined in the Ordinance) and, if required, the revenues received by the City from certain designated non ad valorem tax revenue sources (the "Designated Revenues"). The issuance of the Bonds shall not directly or in- directly or contingently obligate the City to levy or to pledge any form of taxation whatever therefor, other than Designated Revenues, and the holder of this Bond shall have no recourse to the power of taxation. MBIA Insurance The City has received a commitment from the Municipal Bond Insurance Association ("MBIA") for a policy of insurance on -7- 82-77 the Bonds. The policy unconditionally guarantees the timely payment of principal of and interest on the Bonds to the paying agents of the Bonds. The policy is non -cancellable and the premium will be fully paid at delivery of the Bonds. Interest Rate and Bidding Details EACH PROPOSAL MUST BE IN THE FORM OF THE OFFICIAL BID FORM ENCLOSED IN A SEALED ENVELOPE MARKED "BID FOR $10,400,000 PARKING REVENUE BONDS (ADDITIONALLY SECURED BY NON AD VALOREM REVENUES) OF THE CITY OF MIAMI, FLORIDA". BIDDERS ARE REQUESTED TO NAME THE INTEREST RATE OR RATES IN MULTIPLES OF 1/8 OR 1/20 OF 1%. EACH BIDDER MUST SPECIFY IN HIS BID THE INTEREST RATE FOR THE BONDS OF EACH MATURITY AND ALL BONDS MATURING ON THE SAME DATE MUST BEAR INTEREST AT THE SAuME RATE. ANY NUMBER OF INTEREST RATES MAY BE NAMED, BUT THE INTEREST RATE NAMED FOR THE BONDS OF ANY :MATURITY SHALL NOT BE LESS THAN THE INTEREST RATE NAMED FOR THE BONDS OF ANY EARLIER MATURITY. THE INTEREST ON ANY BOND PAY- ABLE ON ANY INTEREST PAYMENT DATE SHALL BE REPRESENTED BY A SINGLE COUPON. NO BID FOR LESS THAN ALL OF THE BONDS OFFERED OR FOR LESS THAN NINETY-EIGHT PERCENT (98%) OF PAR PLUS ACCRUED INTEREST TO THE DATE OF DELIVERY OF THE BONDS WILL BE ENTERTAINED, PREMIUMS MAY BE SPECIFIED. Award of Bonds As between acceptable proposals complying with this Notice of Sale, the Bonds will be sold to the highest responsible bidder whose proposal offers to purchase all the Bonds at such rate or rates of interest as will produce the lowest effective interest rate to the City. The lowest effective interest rate will be determined in accordance with the "Canadian" or "true" interest cost method of calculation by doubling the semi-annual -8- Q 0- 7 ry 4 interest rate (compounded semi-annually) necessary to discount the debt service payments from the payment dates to the date of the Bonds and to the price bid, not including interest accrued to the date of delivery. The right is reserved to reject all bids or any bid not conforming to this Notice of Sale or not in the form of the Official Bid Form. The right is also reserved to waive, if permitted by law, any irregularity or informality in any proposal. Good Faith Each bid must be accompanied by a certified, bank cashier's or treasurer's check drawn upon an incorporated bank or trust company, in the amount of $208,000, which check, on which no interest will be allowed, must be payable unconditionally to the order to The City of t-liami, Florida. Award or rejection of bids will be made on the date above stated for receipt of bids, and the checks of unsuccessful bidders will be returned immediately. The check of the successful bidder will be cashed and the proceeds will be held as security for the performance of the bid, and, in the event such successful bidder shall fail to comply with the terms of his bid, the proceeds will be retained. The retention of such check will constitute full liquidated damages. If it shall be found impossible to issue and deliver the Bonds, the City will deliver to the successful bidder a certified, bank cashier's or treasurer's check drawn upon a bank or trust company in the City of Miami, Florida, payable unconditionally to the order of such bidder, in the amount of the check deposited by such bidder with his bid. Upon delivery of the Bonds, the pro- ceeds of such check of the successful bidder will be applied to payment for the Bonds. 82 -77 CUSIP numbers It is anticipated that CUSIP identification numbers will be printed on the Bonds, but neither the failure to print such numbers on any Bond nor any error with respect thereto shall constitute cause for a failure or refusal by the purchasers there- of to accept delivery of or pay for the Bonds in accordance with the terms of their bid. All expenses in relation to the printing of CUSIP numbers on said Bonds and the CUSIP Service Bureau charge for the assignment of said numbers shall be paid for by the City of Miami. Delivery of Bonds Delivery of the Bonds in definitive form will be made on or about March 4, 1982 in New York, New York, against payment therefor in New York Clearinghouse Funds to the order of The City of Miami, Florida. The unqualified approving legal opinion of Brown, Wood, Ivey, Mitchell & Petty of New York, New York will be furnished without cost to the purchasers of the Bonds. There will also be furnished the usual closing documents including a certificate, dated as of the date of the delivery of the bonds, with reference to the Official Statement, as provided therein, and stating that there is no litigation pending or, to the knowledge of the signer of such certificate, threatened affecting the validity of the bonds. Concurrently with the delivery of the Bonds, the Citv Manager and the Director of Finance will furnish their certificate to the effect that, to the best of their knowledge, the Official Statement, as of its date and as of the date of delivery of the Bonds, did not and does not contain an untrue statement of a -10- 82 -77 material fact or omit to state a material fact which should be, included therein for the purpose for which the Official Statement is to be used, or which is necessary to make the statements contained therein, in the light of the circumstances under which they were made, not misleading. The successful bidder shall have the right, at its option, to cancel its obligation to purchase the Bonds if the City shall fail to tender the Bonds for delivery within 60 days from the date herein fixed for the receipt of bids, and, in such event, the successful bidder shall be entitled to the return of its deposit mentioned above, with interest. Disclosure Obligations of the Purchaser Section 218.38(b)(1), Florida Statutes, requires that the City file, within 120 days after delivery of the Bonds, an information statement with the Division of Bond Finance of the State of Florida (the "Division") containing the following in- formation: (a) the name and address of each underwriter associated with the Bonds; (b) the name and address of any attorney or financial consultant who advised the City with re- spect to the Bonds; (c) any management fee charged by the under- writer; (d) the underwriting spread which the underwriter expects to realize; (e) any fee, bonus or gratuity paid, in connection with the Bonds, by the underwriter or financial consultant to any person not regularly employed by the underwriter or consultant; and (f) any other fee paid by the City with respect to the Bonds, including any fee paid to attorneys or financial consultants. The successful purchaser will be required to deliver to the City at or prior to the time of delivery of the Bonds, a statement signed by an authorized officer containing the information -11- 82 - 7 7 mentioned in (a), (c), (d) and (e) above. Receipt of such state- ment is a condition precedent to the delivery of the Bonds to such successful purchaser. Section 218.38(b)(2), Florida Statutes, requires the successful purchaser to file with the Division within 90 days after the sale of the Bonds a sworn statement containing the same information mentioned in (c), (d) and (e) above. Additional Information The Official Bid Form and Notice of Sale and copies of the Preliminary Official Statement relating to the Bonds may be obtained upon request to the undersigned at Miami City :call, 3500 Pan American Drive, Dinner Key, Miami, Florida 33133, telephone number (305)-579-6350, or to the Financial Advisor, James J. Lowrey & Co., Incorporated, 110 Wall Street, New York, New York 10005, telephone number (212)-363-2000. Carlos E. Garcia, CPA Director of Finance The City of Miami, Florida Section S. The form referred to in the Notice of Sale set forth in Section 7 above and on which all bids are requested to be made shall be substantially as follows: -12- 82 -77 OFFICIAL BID FORM For the Purchase of $10,400,000 THE CITY OF MIAMI, FLORIDA Parking Revenue Bonds (Additionally Secured By Non Ad Valorem Revenues) Series 1981 Commission of The City of Miami Citv Hall 3500 Pan American Drive Dinner Key Miami, Florida 33133 Gentlemen: February 11, 1982 On behalf of an underwriting syndicate which we have formed, headed by the undersigned, and in accordance with the terms and conditions of the attached Notice of Sale dated January 29, 1982 which is hereby made a part of this proposal, we offer to purchase all of the $10,400,000 Parking Revenue Bonds (Additionally Secured By Non Ad Valorem Revenues), Series 1981 of The City of Miami, Florida to be dated March 1, 1982 and we will pay therefor, at the time of delivery, in New York Clearing- house Funds, Dollars ($ ), plus accrued interest, if any, from March 1, 1982 to the delivery date of the Bonds. SCHEDULE OF INTEREST RATES The Bonds shall bear interest at the rats set forth in the following schedule: -13- 82 - 77 Maturity Date Principal Interest Maturity Date Principal August 1 Amount Rate August 1 Amount 1984 $ 1997 $ 1985 1998 1986 1999 1987 2000 1988 2001 1989 2002 1990 2003 1991 2004 1992 2005 1993 2006 1994 2007 1995 2008 1996 Interest n _ L - *The bidder may stipulate the Principal amounts as Sinking Fund Installments. If the bidder stipulates the Principal Amounts as Sinking Fund Installments, indicate the rate of interest for the Term Bond(s) next to all such Principal Amounts. TERM BONDS Q 0 The following schedules are for the purpose of designating any mandatory Sinking Fund Installment dates in bids for the Bonds. The Sinking Fund Installments to be made on such dates are in- dicated in the schedule above as Principal Amounts. Sinking Fund Installment Dates Term Bond Maturity From August 1, to August 1, August 1, From August 1, to August 1, August 1, From August 1, to August 11 August 1, We enclose herewith a certified or bank cashier's or treasurer's check, drawn on an incorporated bank or trust company in the amount of $208,000 payable to the order of The City of Miami, Florida, which check is to be applied or returned in accordance with the Notice of Sale. -14- 82-77 The closing papers referred to in the Notice of Sale are to include a certificate, dated as of the date of the delivery of the bonds, with reference to the Official Statement, as pro- vided therein, and stating that there is no litigation pending or, to the knowledge of the signer of such certificate, threatened affecting the validity of the bonds. Respectfully submitted, Bidder M Title (No addition or alteration, except as provided above, is to be made to this bid and it must not be detached from the attached Notice of Sale.) STATEMENT OF .TOTAL INTEREST AND EFFECTIVE INTEREST RATE The following is for information only and is not part of this bid: The total amount of interest payable on the Bonds during the life of the issue under this Proposal, without adding the discount bid, if any, or deducting the premium bid, if any, -15- 82-77 is $ For the purpose of determining such amount of interest, the Bonds are deemed to mature in the amounts and on the dates set forth in the Schedule of Principal amounts contained in the Notice of Sale. Effective interest rate for the Bonds calculated as described in the Notice of Sale is The above mentioned check has been returned and receipt thereof is duly acknowledged. ATTEST: Bidder By Title Section 9. This resolution will take effect immediately. PASSED AND ADOPTED this 28 day of JANUARY , 1982. RALPH G. ONGIE CITY CLERK MAURICE A. FERRE MAURICE A. FERRE MAYOR -16- 82-77.. PREPARED AND APPROVED BY: DEPUTY CITY ATTORNEY APPROVED AS TO FORM AND__CORRECTNESS: GEMA F . KNOX , JR . CITY(ATTORNEY 8 2 - 7T Z9 A -0 Howard V. Gary City Manager Rs"i Carlos E . Garci Director of Finkce CITY OF ` IAMI. FLORIDA INTER -OFFICE MEMORANOUM DATE January 18, 1982 FILE SU,,ECT Government Center Parking Garage REFERENCES ENCLOSURES: We are hereby requesting that the attached emergency ordinance and resolution relating to the sale of $10,400,000 Parking Revenue Bonds for the construction of a parking garage in the Government Center be presented to the City Commission at the January 28th meeting. The time frame for this bond sale is very tight due to delays already experienced in defining its specifications. The building contractor with the lowest bid has extended his bid until February 12, 1982, therefore, we must have the bond sale take place during the February 11, 1982 City Commission meeting, so that a contract may be awarded to the building contractor at that time. This project consists of a seven story parking garage with campacity for 1,100 cars. The design of the garage allows for expansion at a future date, should the demand occur, for two additional levels. That would bring the capacity to 1,450 cars. The garage will be built on land that was deeded by the County to the City for the specific purpose of building a parking garage at the Government Center. The exact location is N. W. 2nd Avenue and 2nd Street; or one block south of the City's administration building. The most recent update of the report dealing with the feasi- bility of incorporating retail/commercial and office space in this garage, prepared by the firm of American Community Real Estate, Inc., indicates that the originally projected 29,000 square feet of retail space could not be rented at this time. They go on to say that approximately 12,000 square feet could be rented within three years of the open- ing of the garage. Based on these findings, the retail space has been eliminated at this time, although it may be incorporated in the future if a stronger demand for retail space develops. The feasibility analysis on the parking garage itself, included in the official statement, as Appendix A, has been prepared by the firm of Barton-Aschman Associates, Inc., and indicates that 1) there is a strong demand for parking in the area, and 2) the project would generate net revenues sufficient to cover debt service by 1986. In the meantime, 82-77 Benj. N. Tyrrel (212) 962-5222 2214C-1—Proof of lanuan 15. LW- Howard V. Gary WISt 29 - 2 - January 18,' 1982 it is estimated that the City would have to make a total contribution of approximately $151,060 to cover cumulative deficits through 1986. The total amount of the City's contribution for this garage will be: Loans from other City funds already approved by the City Commission $255,000 Anticipated deficits through 1986 1510060 Cash contribution for bond discount 200,000 Total $606,060 The City's $200,000 contribution toward bond discount allows underwriters to bid bonds at a discount, making them more attractive and effectively reducing the projects interest cost by an amount much larger than its cost to the City. These funds will be repaid to the City after the garage starts producing a net profit in 1987. Attached is a letter from Mr. Roger Carlton, Director of the Department of Off Street Parking, endorsing the project. The Department of Off Street Parking will operate the garage. CEG:hb CC: Mr. Randolph Rosencrantz, Assistant City Manager 1•' N.y. 1 DT rVarthiritt of (Off - trrrt 1jarking CITY OF MIAMI. FL0RID'A.;, `: i��...�. t 4�_� t _ t �� •: �'�f ,_ .�' •.1 ,i.'.�' ���� 1+�J�:: .'i � � yA Lt7 �i-�. T:. �ir�.i..,. �^iRra!�"fi_:•'•1..:1r k',:.riK._'.:ia..._ �'A�.-..-.....' •' 4ROGER M. CARLTON, DIRECTOR January 7, 1982 190 N. E. THIRD STREET MIAMI, FL 132 TELEPHONE r67 ,7; T Mr. Howard V. Gary City Manager City of Miami P. 0. Box 330708 Miami, Florida 33133 Dear Howard: OFF-STREET PARKING BOARD MITCHELL WOLCSON, CHAIRMAN MARX D• CAUTHEN ARNOLD RuwN DIANNE SMITH H. GORDON WYLLIE Please be advised that we have reviewed the January 5, 1982 Barton-Aschman Associates, Inc. "Estimated Financial Performance of Alternative Develop- ment Scenarios for the Proposed Government Center Parking Garage" and the ACRE study of the "Feasibility of Incorporating Retail Space in the Proposed Downtown Government Center Parking Facility". The conclusions of the ACRE study and the Barton-Aschman update appear logical and financially r°� �I- sible. Therefore, we are in concurrence with your recommendation t:: struct a seven level garage (1,110 spaces) without retail space. The Department of Off -Street Parking will provide whatever assistance you require during the construction phase and, upon approval of the Bond Indenture by the City Commission, will begin the development of a Management Agreement as required in the City Charter and the provisions of the Trust Indentures for existing Off -Street Parking bonds. Sincerely, Roger M. Carlton Director Department of Off -Street Parking 1 82-77 i3enj. Ii. Tyrrel (212) 902-3222 2214C-I—Proof of January 15. ' t PRF.LIMUNAR:'•JFFICIAL STATEMENT DATED J.- N *' 29. 1982 In the opinion of t tond Counsel. interest on the Bomis is c ry rant tr•nrn all nreoerir Federal income razes under existing statutes. re,�Ulations. Tulin s and court elec•icions. A.2 is Credit Ratings: Ntoodv's o o Standard & Pour's::\aA CNIBIa Insured) z U `° " NEW ISSUE _r $109400,000 WMA o The City of Miami, Florida H y Parking Revenue Bonds (Additionally Secured BN Non Ad Valorem Revenues) t= ° :5 N A M Series 1981 O C = 3.� H Dated: March 1. 1982 Due: August I, as shown below ..�dg iv o I =,� Interest on the Bonds is payable semi-annuallf, on February 1 and August I in each year. coinmencing August 1. 193'_. The Bonds are issuable as coupon bonds in the denumtnatun of S5.000 re��istrable as to principal onl} E= y•= or as to both principal and interest. Principal of. premium. if any. and interest on the Bonds are payable. at the ow option of the holder. at Chernical Bank. New York. New York. fir at Barnett Banks Trust Company. N .A . Miami. o _ Florida. the Fiscal Agent. The Bonds maturin_• on or after August 1. 199 are subject ai redemption at the option of the Commission c of the City on and after .august 1. 199 :in whole on any date. or in part in the inverse order of their maturities -.__ _ (by lot within any maturity) on any interest payment date. at an initial redemption price of 10 "(' . plus accrued a interest. 134dA c The Bonds are beinca issued to finance the Cu,t of the Project consisting of an uffstr'cet parkin: garage and d `= related facilities to be constructed In the Downtown Government Center in the City. The Bonds are special S._ = y obligationsof the City payable excluswely from the: Miamt Parkin_ Rey rue Bonds (Additionally Secured By Non Ad Valorem Revenues). Interest and Sinking Fund lobe funded from Net Revenues of the Project and cem:in nen w = = ad valorem revenues of the City. The City has received a :onrmitinent from the Municipal Bond Insurance H d o A- ,sociation for a policy of insurance on the Bonds. M ,; Neither the faith and credit nor the ta.xin2 power of the Cite to levy ad %alureni real or tangible personal s property taxes is piedgnd to the payment of the Bonds. Lo� d:= MATURITI" SCHEDI.'LE" •� Cr(Accrued interest to he added) Due Principal field or Due Principal I it-ld or Due Principal rigid or W c o_ August i .amount Rafe Prize �usuNt I .amount Rafe Price :august i .amount Rat. Price m -- -- c r o :° 1984 1992 21NI1 w = A H 19f•S 1993 2002 ._ 'r .m 1986 1994 2003 �- c a� 199: a10d 1988 i996 :90 d 0 1989 1997 :0116 c 1990 1999 2007 a: is 1991 1999 24108 ev — 2000 3 E a The 'bidders shall have the option of receiyins serial bonds or term Bonds subiert to mandatory Sinking Moo Fund Installments or both. _A" 3 eO o c� a� d 3 The Bonds are offered when. as and if issued and received by the Undemi-iters. suhject to the unqualified A `21, o approval of legality by Brown. Wood, Ivey. Mitchell & Pett%. Nev Yorl.. New York. Bond Counsel and to certain ottier conditions. It is expected that the B(')nd, in .kfinitivterm will he •lyaiiubie lint' deii\ery in Nets York, New o fork. on or about March -f. 102. .5 .= HH vs Sealed proposals %gill be received b% the Conimis.ion of Tile City. at its re_ulai place off iacennil in the City Hall. 3';00 Pan American Drive, Dinner Key. Miami. Florida, until It 00 A.M . `•Iianu time. tin February I I. 1982. Please refer to the Ufticial Bid Form and Moth.: of Sale Much outhne the terms and conditions for the submission of offers to purchase the Bands. 19k2 82 - 77 r Benj. H. Tr•rrel t212) 962.5222 2214C-I—Proof of January 15. 1982 CITY OF MIAMI, FLORIDA MEMBERS OF BOARD OF CITY COMMISSIONERS MAI,RICE A. FERRE. Mayor JOE CAROLLO DEMETRIO PEREZ. JR. CITY OFFICIALS MILLER J. DAWKI`S J. L. PLUNIMER. JR. Cite Manacer ............................ H. V. GARY City Attorney ........................ G. F. KNON. JR. Finance Director ......................... C. E. GARCIA City Clerk ............................... R. G. ONGIE Director of Public Works ......... DONALD W. CATHER Bond Counsel BROWN, WOOD. IVEY. MITCHELL & PETTY New York. New York Financial Advisor JAMES J. LOWREY & CO. INCORPORATED Ne\+ York. New York Independent Certified Public accountants PEAT. MARWICK. MITCHELL S: CO. Miami. Florida Feasibility Consultant BARTON-ASCH,\I AN ASSOCIATES. INC. Evanston. Illinois 82-77 . Benj. H. Tyrrel (212) 962-51..2 2214C-1—Proof of January 15. 1942 This Official Statement does not constitute an offer to sell Bonds in any jurisdiction to any person to whom it is unlawful to make such offer in such jurisdiction. No dealer. salesman. or any other person has been authorized to give any information or make any representation. other than those contained herein. in connection with the offering of these Bonds, and if given or made, such information or representation must not be relied upon. The information and expressions of opinion herein are subject to change without notice and neither the delivery of this Official Statement nor any sale made hereunder shall. under any circumstances, create any implication that there has been no change in the matters described herein since the date hereof. TABLE OF CONTENTS Page Page Introduction . .............. IN) BUtldln! Permits tNl Description of the Bond, .... IN) Recent De\elopments Entplu\mcnt and Personal Income IN) M....... General ........ .. . . ... not Mandator}' Redemption 00 Tax Related Mauer. INI Optional Redemption .... IN) Tar Limitation for \Iunntpal Purpose, Notice of Redemption ....... .. 00 Fwlude Debt Scrx ice .. . .. ... INl Real Propert\ and raninhle Personal Propert} Authorization and Validation ... .. ... IN) Tate IN) Secunt% for and Sources of Pa\ment our the Bonds .. 00 Taxes Not Levied by Municipalities .. ... IN) Security for the Bonds . . ... ... ... .... . 00 Tax Reduction Imtiati\e .. 00 MBIA Insurance ... .. .. ... .. IN7 Procedure for Tax Lc\\ and Tat Collection M Xpplication of Proceeds of Bonds IN) \sses,ed \ aluatitins Record of Tax U\tes and Tax Collection, M IN) The Project ... ..... IN) Ten Largest Taxpayers in the Cin tit Miami IN) Background ...... ... ... ....... ..... .. (N) Financiallntoatiun tin the CIt} of Miami 00 Description of the Protect .. u0 Pa)mcnt of Bonds and Bond Election Requirement IN) Estimated Economic Feasthllit\ IN) Legal Debt Limitation tin Estimated Parking Demand .... _ . II) Bonded Indchtednes and Various Debt Ratio, IN) Estimated Garaee Construction Cost. IN I)hltgution Bonds :\uthon�cd Estimated Financial Performance .. tin- But Not I„ucd (NJ Department of Ott -Street Parking p tin Other Proposed Bond Issue IN) Estimated Debt Service Requirements IN) general De.nption tit Financial Practice, (N) Deception tit The Cue .. IN) Sununarx •+t Re\enues and E\penditurrs IN) The Cott. ....... IN) Re\enue Structure IN) Go\emment of Mlanm ... IN) City Pension Funds NI Mawr and Cio. Commissioner, IN) L tuatio❑ INI Administration tit Con .\tfans IN) RnL Mana_cmcnt IN) Principal Government ScntccsPertormed Int. the Ciq of Miami .... NI Tax Exemption N) Pnnctpal Factlnte of the CIt\ IN) Financial Statcmcrns tin Capital Impro\ement Plan ... IN) Employee Relations .. IN) Credit Rath_- Nl The Climate IA) Clos+ne Ccmticatcs . . iII) Go\emment of Dade Count\ IN1 Demographic, tit Dade Counq ... tN1 \ppro\al „t L.,-,al Pn>t,edines N1 Local Mass Transit IN) Miscellaneous 01) Education IN) .. Medical Facilities IN) Fea,Ihllu\ Con,ultant*s Report Appendix A Recreation . .. . .. II) Dennition, of Certain \Nord, and Teems \Ltscellaneuus ...... . IN) U,ed tit the Bond Ordinance and in This Economic Information on Miami and Dade Count\ 00 Qtfic;al Statement and Summary tit General IN) Ccna)m Prnxlstons of the Bond Corporate Expansion . . INI Ordinance .. appendix B Industrial Deelopment .. .. (NJ Report tin Examination of Financial Agriculture .. ...... ... ... INI Statement, for the Year Ended Film Industry .... . IN) September ?0. I`+.40 Appendix C Financial Institutions .. IN) Bond Counsel Opinion (Fnrm of) Appendix Tourism .. ... ..... II0 Miami Inremarronal Airron Ili) Letter of CIn \homey re: LIn_auon ... \ppcndl\ E Port of Miami . . . . 00 Santrlc G,p\ ref \IBI:\ Policy of Insurance Appendix F M 82 -77 Beni. H. Tyrrell (212) 962.5`t, 2214C-1—Proof of January 15. 1981 OFFICIAL STATEMENT $10.400.000 it THE CITY OF MIAMI, FLORIDA Parking Revenue Bonds (Additionally Secured By Non Ad Valorem Revenues) Series 1981 INTRODUCTION The purpose of this Official Statement of the Cite of `lianti. Florida ( the "Cite" i, which includes the cover page and appendices hereto, is to set forth information concerning the City and its Parkin« Revenue Bonds (Additionally Secured BN Non Ad Valorem Revenues) Series 1951 [tile "Bonds") to be issued in the total principal amount of S10.400.000. The Bonds are being issued to finance the cost of construction of a multi -level parking garage and related facilities (the "Project") to be located in the Do%%ntown Government Center and incorporating_ I.I10 parking spaces. to provide for capitalized interest on the Bond,, for a period of eighteen i IS) months. to provide for a deposit to the Reserve Account equal to one year's maximum annual debt service on the Bonds. and to pay all costs of issuance associated with the Bonds. The Bonds are special obligations of the Cite payable exclusivel\ from the Miami Parking Revenue Bonds tAdditionally Secured By Non .Ad Valorem Revenues). Interest and Sinkin_ Fund (tile "Sinking Fund") to be funded from Net Revenues of the Project and certain nun ad valorem revenues of the Cite (see the caption "Security for the Bonds" herein). \either the faith and credit nor the taxing po%%er of the Cit\ to le\ ad valorem real or tangible personal property taxes is pledged to the payment of the Bonds. Definitions of certain \cards and terms haying initial capitals used herein and in the Bond Ordinanc: (hereinafter mentioned) are contained in "Definition_ of Certain Words and Ternis Used in the Bond Ordinance and in This Official Statement and Summary of Certain Provisions of the Bond Ordinance" in .Appendix B hereto. DESCRIPTION OF THE BONDS General The Bonds are being issued in the aggregate principal amount of S 10,-100.000. are dated March 1. 1982, bear interest at the rates per annum set forth on the cover page of this Official Statement. payable semi-annually on February I and august I of each year. commencing August 1, 1952. and mature on august 1 in the \ears and principal amounts set forth on the cover page of this Official Statement. The Bonds are issuable in coupon form in the denomination of S5.000 each. registrable as to principal only or as to both principal and interest and. if registered as to both principal and interest. recon ertible into coupon bonds. The principal of. premium, if any. and interest on tale Bonds are payable:. at the option of the holder. at Chemical Bank, New York. Nee York, or at Barnett Banks Trust Compan\. N.A.. Miami. Florida. 82 - 77 Benj. H. Tyrrel (212) 962-522 221.4C-1—Proof of January 15. 1982 Mandatory Redemption The term Bonds due are subject to mandatory redemption or retirement by the Cite from funds available in the Redemption Account in the principal amounts on August I of each year as set firth in the schedule below. in part and by lot. at 100cc of the principal amount thereof plus accrued interest and %%ithout redemption premium. Year Optional Redemption Principal Amount Year Principal Amount The Bonds maturing on or after .August 1. 199 are subject to redemption at the option of the Commission of the Citv on and after August 1. 199 in %%hole on any date. or in part in the imerse order of their maturities t b% lot within anc maturity) on an} interest payment date. at the fol lm% ing redemption prices. plus accrued interest to the date of redemption: Redemption Period idates inclusitet AuuYust I. to Jul% 31. August 1. to Jule ? I . Au�_ust I. to Jule ;I. August 1. to July i 1 . August I. and thereafter Notice of Redemption Redemption Price ipercentage of principal amount) rC ........................ ........................ �r ......... .............. `r ......... ..... The resolutions require the City to alive notice of redemption of the Bonds by publication in a ne%%,paper of eeneral circulation in the Cit% and in a flail% ne%%spaperor financial �uurnal published in the Boruu_0 of Manhattan. City and State of New Turk. said publications to be at least 10 da%s prior to the redemption date. AUTHORIZATiON .AND VALIDATION Issuance of the Bonds has been authorized h% the Commission of the City pursuant it) the Constitution and laws ofthe State of Florida. including in particular. the Charter of the Cit% of Miami. being Chapter I0847. Special Lays of Florida. 1925. as amended i the "Charter") and Chapter 166. Florida Statutes. as amended. and pursuant to the provisions of Ordinance No. 9291. adopted by the Commission on July 9. 1981. as amended tthe "Bond Ordinance"). The Bonds %sere validated by the Circuit Court for Dade County pursuant to a judgment rendered on October 1. 1991. and the time for filing an appeal therefrom has expired %%ithout an appeal being taken. SECURITY FOR AND SOURCES OF PAYMENT FOR THE BONDS Security for the Bonds The Bonds %%ill be secured by and payable as to principal and interest from moneys deposited in the Sinking Fund created by the Bond Ordinance from the Net Revenues of the Protect idrfined in the Bond Ordinance to mean the Revenues of the Project less the Current Expenses of the Protect) and to the extent such Net Revenues are insufficient therefor. from moneys held in the Reserve Account. The Bond Ordinance provides that. if in any Fiscal Year moneys are %%ithdra%%n from the Reserve Account to pay the principal of or the interest on the Bonds. the City %%ill in the Cit% bud-oet for the next ensuim! Fiscal Year bud__et as a first priority item an amount equal to the amount ol'such %%ithdra%%al from the Reserve .Account. 82-77 Benj. H. Tyrrel (212) 962-5222 ?214C-I—Proof of lanuan• 15. 198_" Such budgeted amount will be a first charge against the Designated Revenues (defined in the Bond Ordinance to mean the non ad valorem taxes collected by or on behalf of the City from the sale of water and Las in an amount in each Fiscal Year not to exceed 1 _25C,� of the maximum Principal and Interest Requirements in the current or anv subsequent Fiscal Year) received in such next ensuing Fiscal Year and upon receipt by the City of Designated Revenues in such next ensuing Fiscal Year such Designated Revenues shall, subject to the prior claim of the 010; outstanding Special Obligation Utilities Service Tax Bonds (Series Al, dated February 1. 1963. first be deposited as received with the Fiscal Agent for the credit of the Reserve account until the amount so deposited equals such budgeted amount. Such budgeting and deposit requirements are cumulative and w ill he carried forward to ensuing Fiscal Years if not previously satisfied. ` The City has previously pledged the entire Proceeds of the utilities service tax. which amounted to S18.343.231 in 1981. including proceeds derived from taxes collected on the sale of eater and gas, to its SM 25.000 Utilities Service Tax Bonds. Series A. dated February 1. 1963. of w hick S 1.050.000 Series A Bonds remain outstanding. The Bond Ordinance. howeycr. provides that no additional Utilities Service Tax Bonds of the City may be issued under the ordinance authorizing and securing the Series A Bonds either to refund the Series A Bonds or to finance additional municipal projects. Accordingly \\hen the Series A Bond,, are retired, scheduled to occur in accordance with their terms in 1988. the Bonds will enjoy a first claim on the Designated Revenues. Under the Bond Ordinance no additional bonds ma% he issued except to complete the Project and no such completion bonds may be issued unless the amount of Designated Revenues received during any audited twelve month period in the preceding Ili months are in the same proportion to maximum annual Principal and Interest Requirements for all Bonds outstanding together with the completion bonds to be issued as such Designated Revenues bear to the Maximum Annual Principal and Interest Requirements for the Bonds described herein on the day the Bonds are issued. Designated Revenues t'tilih Ser,ice ttitit} \er,ice Year Ta'x: Gas Ta\: Water Total 1976 .................. 633.181 071,472 1.304.6i3 197'. .................. 693.838 6y1.U92 1.3't5.83n 19/8 .................. 729.IWO 798.3'S I.5_'8.1'S 1979 .................. 608.60-1 Soo. 53" 1980 .................. 751.708 8411.104 I .SU6.8 (' 19811 1) ................ `(74.SSy y88.325 1.802.884 1982(2) ................ 928.0u)1) 1.190,000 2.11smoo 1983(2) ................ 1.021.000 I.226.000 2. 47.0oo 1984(2) ................ 1.123.000 I.4-71.0u)I) 2.Sg1,000 198�;(2) ................ 1.291.00U 1.515. mo ',"I)bmoO 1986(_') ................ 1.420,t)00 l,5(,lwoo 2.980.000 II) Budgeted I_') Projected by the City MBIA Insurance The City has received a commitment from dte Municipal Bond Insurance Association I *MBiA.. i fur a policy of insurance on the Bonds. The policy unconditionally guarantee, the timely payment of principal of and interest on the Bonds to the paying agent of the Bonds. The policy is non -cancellable and the premium w ill be fully paid at delivery of the Bonds. Upon notification of failure by the Fiscal Agent to deposit full payment of principal and interest coming due with the paying agent. MBIA's members are oblivated to deposit funds promptly with Citibank. N.A.. New York. New York. as fiscal a�_ent for MBIA. sufficient to fully Guyer the deficit in the ' Ang� agent's account. ` The insurers will be responsible for such payments. less any amounts received by the holders of the Bonds from the Fiscal Agent or from anv other sources other than the insurers. Normally, notice of an impending default will be received in advance of the payment date of the Bonds allowing_ MBIA time to make the funds a%ailable for payment on the due date. If notice of non-payment is received on or after the due date. TIBIA w ill provide 82-77 Benj. H. Tyrrell (212) 962-5222 '314C-I—Proof of January 15. 198'_ for payment on the business day follo« ing receipt of the notice. Upon payment by MBIA of am Bonds or coupons. NIBIA becomes the o�cner thereof. The insurance companies comprising NIBIA and their respective percentage liability are as follows: The Aetna Casualty and Surety Company. thirty-three percent 133"O: Fireman's Fund Insurance Company. thirty percent (30r�)' The Travelers Indemnity Company. fifteen percent (IS<<):.aetna Insurance Company. twelve percent ( 12 'c 1: and The Continental Insurance Company. ten percent ( 101 (' ). The policy is a several and not a joint insurance policy obligation of the participating insurance companies. Each company's participation is backed by its entire resources. The follo%%ine table sets forth financial information v ith respect to the five membercontpanies of NIBIA. The statistics are as reported by the member companies to the Nc�% York State Insurance Department: M00's omitted) .Aetna Fireman's T'ra%elers Aetna Continental Casualti Fund Indemnit% Insurance Insurance 'rolai Assets 6 30,81 ...... 56.781.382 53.185.;0_ 55.090.309 51.891.682 51 . I `t0.199 518.1 29.074 Policyholders' Surplus 6,30 81 ... S 1.078.01; S 887.434 S 1.033.622 5 299.852 S 173.570 S 3.472.493 Standard & Poor's rates all ne%y issues insured by NIBIA "AAA" Prime Grade. The MBIA companies listed above or their parent organisations have been in the insurance business from seventy to well over a hundred \,cars. Each NIBIA company enjoy-, the highest polic}holder ruing accorded insurers (Excellent. A. or A -plus) by the nationaliv reco«nize:d Insurance company rating, .u)thurity. A.M. Best Company. Inc. MBIA has obtained a ruling from the Internal Revenue Service that neither the insurance protection nor payment thereunder will affect the exemption from Federal income tax of interest on bonds so insured. The Securities and Exchange Commission has issued a no -action letter stating that municipal bonds insured by NIBIA are not subject to registration under the Securities .act of I y33. .attached as appendix F is a sample copy of the MBIA policy of insurance. A Statement of Insurance Mll be printed on the Bonds. -01PLICATION' OF PROCEEDS OF BONDS The City estimates that the proceeds of the Bonds (excluding accrued interest) \%ill he applied as follo%ks: For pa\ntent of Project construction costst I) . . ...... For deposit in the Reserve Account(2) ............... I .Z, I +.00t) For payment of costs of issuance ................... 431;,000 For payment of capitalized interest(31 ................ 2.18;.000 For payment of bond discount. i1 any ................ 208mot) Total Bonds ........................ S 10.400.000 (I) Excludes S I.119.8-10 of estimated investment income on Bond proceeds in the Construction Fund and Reserve .account. If the proceeds of the Bonds together with such In\ estment income is less than the required amount. the City %%ill stake a contribution to the Construction Fund up to approximately 5200.000. (_2) Equal to one Near*-,, maximum annual debt service on the Bonds. (3) To pay I001 i of the interest on the Bonds frorn March 1. l 95_ until September 1. I1)83. Moneys in the Construction Fund shall be invested. to the extent possible. in authorized ln\estment Ohli- _atium Much shall mature. or be subject to redemption at (he option of the holder thereof. not later than the respective dates Mien moneys must be available to meet Construction Fund expenditures. If any sum remains in the Construction Fund after completion of construction. it shall he transferred to the General Reser\ e Fund. -1 82 -77 Benj. H. Tyrrell (212) 962-52. 2214C-1—Proof of January 15. 1982 THE PROJECT Background The Project consists of a seven (7) level parking garage to provide parking for 1.1 Ill cars. The Project will be located in the Citv*s Downtown Government Center, The Downtown Government Center. occupying approximately 12 blocks in the northwest corner of the ,Ntiami Central Business District. is beings developed as the focus of city. county and state office buildings. The area is to contain the Metro -Dade Cultural Center including a library. art museum and historical museum. The principal rapid transit -people -mover station is to be located on the cast side of the Doetn(own Government Center. With full plan implementation. the Downtown Government Center area is to contain It) office building,. the Cultural Center. a central support facility and the new transit station. At the present time, three of the buildings are in operation —the City of Miami Police Headquarters. the Cit of Miami Administrative Office Building. and the State of Florida Regional Center. Construction vv as bei_*tin in the Summer of 1980 on the Metro -Dade Cultural Center. This latter facility is to be opened by 19S2. The Metro -Dade .Administrative Building uas started in .tune 1981 with an anticipated completion date of 1983. The principal mode of travel to the Dc»v mown Governnient Center of both employees and visitor, is expected to be the private automobile. With completion of the proposed rapid transit system and the people -mover. it is estimated that approximately 7l) percent of the perman-trips to the area %% ill be by private automobile and 30 percent by public transportation including the new mode, and continuation of the existing bus ,ystcrn. Even though use of public transportation in future years is expected to he bemeen tvvo and three times as `seat as today. it i, clear that a lard*e amount of parking space %\ould be needed to accommodate persons irayelin2 by automobile. Following the recent occupant\ of the City of Miami Administrative Building, there vvas a total of approx- imately 375.000,yuare feet of government offices open in the Downtown Government Center. With completion of the Metro -Dade Administrative Buildine and the central ,upport facility the amount of office space sill more than triple to 1.2 million square feet. In addition. ve ith the completion of the \lctro-Dade Cultural Center. there will be a major demand for yi,itor parking and some eniployce parkin_ Description of the Project The parking garage structure will con,i,t cif,even level, and %%ill pro%ide parking for I.l It) cars t-W percent compact. hil percent full size) in it _ro„ area of 300.000 ,yuare feet of garage flour i _- 1 ,yuare Meet per earl. Upon future conversion to all compact ,pare,, the capacity ve ill increase to I .315 ,pace,. Stairs are located at four corner of the garage and elevator, are rricluded in the ,outhea,t and northwest corner. The _!arwe contains at -,grade parkin.' i'lu, six full floors of parking on structure. Estimated Economic Feasibility in January. I982 Barton-Aschnian .Associate,. Inc. ("Barton-Aschman " i o► Evanston. Illinois submitted to the City a report entitled "Feasibility Analv,is. Propo,ed Parking Structure. Do"ntm%n Government Center. Miami. Florida" ithe "Feasibility Report "i isce .Appendix A). The Feasibility Report sets firth the estimated parking generation in the: Dovvntovyn Government Center. estimated ,tabilized :zros, revenue, of the Protect. estimated annual debt service. and estimated financial perfomiance. Estimated Parking Demand The Feasibility Report state, that in order to estimate the patronage that might accrue to the subject garage. it %vas necessary to estimate the amount of parkin_* that vyould remain by the time the garay opens and. in effect. represent competitive facilities. The Dovv ntovv n Government Center area is changing almost daily as ob,olescent buildings are demolished and temporary <urface lots are created. Hkmeyer. by the time the _arag \%ould achieve stabilized use —by approximately 1985. the net remaining capacity in Dimntokkn Governnient Center is placed at 1.584 spaces that may be available to the _general public. It should be noted that (fits number does not include the 442 spaces in the police gara_,c. However. this number doe, include the anticipated construction of a h20-space county earaoe in connection with the proposed central ,upport facility vv hich is ,cheduled for initiation in it)X2. 82-77 Benj. H. Tyrrell (212) 962-521 '214C-1—Proof of January 15. 1982 By comparing the parking generation estimated «ithin the trade area of the garage site «ith the amount of parking space that is likely to remain in the future it is possible to estimate the future parking demand. In summary. it is estimated that the definite parking generation accruing to the site should approximate 882 spaces during the peak hours of a typical clay including 620 long-term spaces and 202 short-term spaces. in future years. as the other elements of the Do�%ntown Government Center are developed (those that are indefinite at the present time). this peak -hour requirement could increase to 1.890. In addition. the shortage of parkin, space in the balance of the central business district could increase this demand. Estimated Garage Construction Costs Based on bids received by the Cite of Miami kill October 15. 1981. the construction cost of the `garage project and site work would total 57.13o.ot)0 in 198I dollars. Estimated Financial Performance Financial performance of the garage aas examined by comparing its estimated net income ksrth the annual debt service. In preparing this pro forma, an annual escalation in gross revenues and maintenance and operating_ costs has been assumed. Four percent per year (compounded) has been assumed for both the income and the expenses. In addition. it is assumed that the capitalized debt service iSl .513.840i1 «ould earn interest at 11.5 percent, not compounded. The assumed garage development timetable is: Start Construction: March. 1982 Open Garage: May, 1983 First Full Year of Operation: Calendar 1984 During the first year. 1982. only interest ssould be paid —from capitalized funds. Also in the second scar. interest only ssould be paid —half from the capitalized funds and halt from the garage net revenue. It Is estimated that gross revenue the first (partial) year. 1y83. %could he S873.1 0. maintenance and operations costs would he S169.702 and, thus. net revenues in 19ti3 \souid approximate ti703.418. In addition. Interest earned on the capitalized debt service from the 19th through the 24th month %%ould he $87.04h. producing' total Income for the partial %ear 198', of S790.404. Therefore. the estimated surplus In 198; Is estimated at So-.1-I`t. in 1984 and the fbllou Ing years until the bonds are retired. the sources of income for debt pa}ment would he the net revenues from the __ ira__e plus interest earned on the debt service reserve. AN summarised in Table 12. it is estimated that the protect ssould !encratc net revenues sufficient it) ewer debt wrx Ice by i 9h6 to I Q87. (This date is one to mo years after the rapid transit is to he In full operation and ,generating intercept parkers. and the Metro -Dade Adntinistratise building is open.I By 1989. the debt coverage ratio Is estimated at I .u9. The coyeragc ratio is estimated to reach i ._(s by 1993 and I.iO by 1997-1991K. 0 82 - 77 qr qr Benj. H. Tyrrel (212) 962-5222 2214C-1—Proof of January 15. 1982 Revenue Bonds of the City_ for the purpose of constructing a parking garage, acquisition of parking meters and improvements to existing parking facilities. The ne%k facility began operations in September. 1981. The De- partment also will manage the Cit%-*s convention center parking garage %%hich is scheduled for completion in 1982. Although the Bonds are not being issued through the Department, the Department will manage the parking garage operations at the Project on behalf of the City. The Department is in the process of preparing a five year capital improvement program and anticipates entering the bond market within the next year. There is no co -mingling of funds bet«een the Department and the City. ESTIMATED DE13T SERVICE REQUIREMENTS The following table indicates the estimated annual debt service requirements on the Bonds at an as-,unted interest rate of ci . Fiscal Year Total Ending Estimated September 30 Principal Interest(l) Debt Service 1982 ..... 5 5 S 1983 ..,.. 1984 ..... 1985 ..... 1986 ..... 1987 ..... 1988 ..... 1y89 ..... 1990 ..... 1991 ..... 1992 ..... 1993 ..... 1994 ..... 1995 ..... 1996 ..... 1997 ..... 1998 ..... 1999 ..... 2000 ..... 2001 ..... _loo'_ ..... 2003 ..... 2004 ..... 2005 ..... 2006 ..... 2007 ..... g 82 -77 Benj. H. Tcrrel 1212) 962-5W 2214C-1—Proof of January 15. 1982 • ESTIMATED EFFECT OF INFLATION ON GOVERNMENT CENTER GARAGE COVERAGE ASSUMED ANNUAL INFLATION RATES (COMPOUNDED) PARKING GROSS REVENUE i 4 Z PARKING M 19 EXPENSE 4 N PARKING PARKING TOTALQ ) DEPT(2) ANNUAL(1) CUMUL COVERAGE YEAR GROSS MSO NET SEWICE SURPLUS SURPLUS RATIO 1982 0 0 0 0 ; 0 1983 973r120 169002 790P464 725's7i7 62r148 6211"13 1994 1s513r408 294rl49 1r393r350 isS13+B40 -1209490 -589342 0.92 1985 IPS739944 305r915 1r442rl20 1s513s840 -71020 -1309062 0.95 1986 196369902 318r152 1r492►842 19513,840 -201998 -1519060 0.99 1987 197021378 330r878 I►5457592 ir513,840 3IP752 -1199308 1.02 1988 IP770r473 344PI13 1+600052 1613r840 86612 -32+697 1.06 1989 198419292 357r878 1r657s506 1613s1'!0 1439666 1109970 1.09 1990 1014s944 372►193 1016►843 IP5139840 203r003 3139972 1.13 1991 1r991r542 3879020 IP778►553 195131840 2649713 5789685 1.17 1992 2r0719203 4029564 1r842031 1r5139840 328+891 9079576 1.22 1993 29154r0SI 4189666 1r909r477 IY5139840 3959637 193039210 1.26 1994 29240+214 4359413 1r97Bs892 1►51398.10 4659052 1068470 1.31 1995 29329r822 452r829 29051,084 1►5139"10 537r244 2r3059510 1,35 1996 2+423+015 470+993 21126+164 IY5139810 612r324 2,917r830 1.40 1997 21519+936 489080 2+244+247 1+513+840 694007 ?960Ev240 1.46 19" 2r6209733 S09071 2+285053 1�513440 7719613 4+370450 1.51 1994 2r725s562 529+746 2s369+908 195139840 856+068 5r235020 1,57 2000 &98341585 550036 2+457+740 1s5139840 943r900 6r1799820 1.62 2001 2047068 572073 2+5499086 lr513r840 1s035+246 7►215+070 1,69 2002 3065s887 595492 2+644086 1s513rf10 1s130r146 8s345s310 1,75 2003 3+188622 619r728 2s742r886 175131fi44 I92:9+046 9r574►360 1181 2004 3016063 644+517 2+845s638 1r513r1" 0 1r3319798 1099061200 1.88 2005 30489706 6709298 2052+500 1r5131`' 0 1r438s660 12►3449800 1.95 2006 3)5861654 6971110 3063r636 195139'c 0 is549+796 1318941600 2,D2 2007 30301120 724r994 39179.218 1 6131'�10 1►665r378 15r5601000 :.10 2008 3P0799325 753r994 3+299s423 0 3s299r423 18.859s400 (1) NOTE1 NET AND SURPLUS INCLUDES INTEREST EARNED ON RESERVES 3 174+092 (2) LEVEL DEBT SERVICE ASSUMED AFTER FIRST 24 MONTHS. INTEREST CAPITALIZED FIRST 18 MONTHS, FINAL YEAR PAID FROM RESERVES. (3) INTEREST RATE ON BOND ISSUE _ :4 Z (4) INTEREST RATE EARNED ON RESERVES = 11.5 Z Department of Off -Street Parking All parking within the City of Nliami is under control of the Department of Off -Street Parking tthe "Department" 1. The Department is a semi -autonomous entity governed by a Board a hose members are confirmed by the Cite Commission. The Department is vested in the Cite Charter with the authority to manage and control all on -street and off-street parking facilities of the City. The City exercises discretion over the Department through the control of its budget and its rates and charges and the control of the sale of the revenue bonds which are sold in the name of the City but are backed solely be the revenues of the Department. There are presently 11.428 parkins spaces operated by the Department. 2.428 spaces are in : ,,arages and 4.800 are in 41 off-street parking lots. The remainder is comprised of metered on -street parking. The Department has 37 employees and operates an annual budget in excess of S'-.900.000. The Department on April 21. 1980 issued 58.725AW Parking Facility 7 82 -77 Benj. H. Tyrrell (212)962-5222 2214C-1—Proof of January 15. 1982 Revenue Bonds of the Cite for the purpose of constructing a parking garage. acquisition of parking meters and improvements to existing parking facilities. The ne%% facility began operation, in September. 1991. The De- partment also will manage the City's convention center parking garage «hich is scheduled for completion in 198?. Although the Bonds are not being issued through the Department. the Department will manacle the parking garage operations at'the Project on behalf of the City. The Department is in the process of preparing a five year capital improvement program and anticipates entering the bond market within the next vcar. There is no co-minLling of funds bet« een the Department and the Citv. ESTIMATED DEBT SERVICE REQUIREMENTS The follo\vinL table indicates the estimated annual deht service requirement, on the Bonds at an assumed interest rate of . Fiscal Year Total Ending Estimated September 30 Principal InterestllDebt Service 1982 ..... S S S 1983 ..... 1984 ..... 1985 ..... 1986 ..... 1987 ..... 1988 ..... 1989 ..... 1990 ..... 1991 ..... 199, ..... 1993 ..... 1994 ..... 1995 ..... 1996 ..... 1997 ..... 1999 ..... 1999 ..... '_000 ..... 2001 ..... _'001 ..... _003 ..... '004 ..... '006 ..... -007 rd 82 -77 Benj. H. Tyrrell (212) 962•524vo 2214C-I—Proof of January 15. 1982 DESCRIPTION OF THE CITY The City 0 The City of Miami. the largest city in the State of Florida. is located in Dade County and was first settled in 1836 and was incorporated in 1896. It is located on the lower east coast of Florida alone the western shore of Biscayne Bay and is the southernmost large cite in the United States. It comprises 34.3 square miles of land and 19.5 square miles of water. The 1980 estimated census population of the City was 400.061. representing approximately 23.4% of the total population of Dade County. Government of Miami The City of Miami has operated under the Commission -City Manager form of government since 192 1. The Cite Commission consists of five elected citizens. who are qualified voters in the Cite. one of whom serves as Mayor. The Commission acts as the governing body of the Cite with powers to pass ordinances. adopt regulations and appoint a chief administrative officer known as the City Manager. City elections are held in November every two years on a non -partisan basis. At each of these elections a mayor is elected for a two year term. Candidates for `layor must run as such and not for the Commission in eeneral. At each election two members of the Commission are elected for four year terms. Thus. the City Commissioners' terms are staevered so that there are always at least two experienced members on the Commission. The City Commission appoints the City Clerk. the City Attorney. the City Manager. the members of the Off-Strect Parkine Board and the members of the Planninc and 7_oninu Board. The City :Manager acts as the administrative head of the municipal government and is responsible for the proper administration of all affairs of the City. The charter of the Citx of Miami places considerable respunsibilit\ upon the City Manager. He is authori7ed it) appoint and remove all department directors. prepare the annual budL,et. investigate the affairs of the City or of any City department. reorganize the administrative structure and recommend to the City Commission any policies which will benefit the health. safety or welfare of the community. Mayor and City Commissioners Maurice A. Ferre was elected Mayor in November 1973. reelected in 197�, 1977. and 197N. 1'or two-year terms respectively. Mayor FetTe is a graduate of Lawrenceville School in New Terse\ and holds a Bachelor of Science deLree in Architectural Enuineerin_ from the University of Miami. He is a prominent businessman and corporate consultant with interests in both the United States and the Caribbean. Joe Carollo was elected Commissioner in November. 1971t. for a four-year term. Commissioner Carollo is a ,_raduate of Miami Dade Commurim Collet:e and Florida intemationai University. fie holds a Baccalaureate of Arts Degree in International Relations and a Baccalaureate of Science Degrce in Criminal Justice. fie is present!\ Vice-president of' Export of International Trading and Shipping Corporation. Miller J. Dawkins was elected Commissioner in No\cmher. 1981 for a tour year term. Commissioner Dawkins is a graduate of Florida Memorial Culleue and holds an MS de_rce from the University of Northern Colorado. Commissioner Dawkins has been employed tier I I years at Miami Dade Community Cu11e,e. Demetrio Perez. Jr. was elected Commissioner in November. 19 S 1 for a four year term. He holds a Master of Sciences decree in Human Resources from Biscayne Colle_e. A well-known tiuure in educational and cis is matters. Commissioner Perez is also a member of the Inter -American Press .association tIAPA►. Presently. he is the Executive Director of Lincoln -Marti Schools and an acti%c member of the business community. J. L. Plummer. Jr. was appointed a Commisssioner in October 1970. and was elected Commissioner in November. 1971. and reelected in 1975 and 1979 for four-year terms. Commissioner Plummer is a _raduate of .Miami Senior High School and the Cincinnati Colleie of Mortuary Science. He is Chairman of the Board of Ahern -Plummer Funeral Hume. Miami. .administration of City affairs Howard V. Gary. City Manager. was appointed to the City's top administrative position by the City Commission on April 16. 1981. Prior to his appointment. Mr. Gary served as Director of the Department of 82 -77 1 Benj. H. T%rrel t212f 962-52_z. 2214C-1—Proof of January IS. 1982 Management and Budget. and as .assistant Cite Manager. respectively. fur a total of four and one-half years. He served as Budget Director of Newark, Ne« Jersey. from 1973 to 1976. and as Chief .administrative Assistant from 1971 to 1973.Mr. Gary is a graduate of Moorehouse College and the University of Michigan. and holds both a Bachelor's Degree in Business Administration, and a Nfaster*s Degree in Public Policy. He is an active member of the International Management association. Carlos E. Garcia. Finance Director. joined the Cit\ in November. 1976 as ,assistant Finance Director. He has been previously employed in private industry in positions of Treasurer. Controller and Auditor. fir. Garcia is a 1970 graduate of the University of Miami with a B.B.A. decree and is licensed as a C.P.A. in the State of Florida. He is a member of both the American and Florida institute of C.P.A.'s and a member of the Municipal Finance Officers Association. George F. Knox. Jr., the Citv .attorney for the City of Miami. vas graduated from the Michigan State University and University of Miami. Florida School of Lau. Prior to becoming City .attorney. fir. Knox was .assistant Professor of Lain at the University of Arkansas. He is a member of the .association of American Law Schools. Ralph G. Ongie. was appointed City Clerk on July 31. 19 7h. He was the assistant City Clerk from 1972 until 1976. and the Deputy City Clerk from 1958 until 1972. He is a graduate of Baraca High School. Marquette. Michigan, and has attended advanced personnel administration courses in Bainbridge. Maryland and selected courses at the University of Miami. Mr. Ongic is a member of the International Institute of Municipal Clerks, and is currently the Executive Director. Region IV. of the I.I.M.C. Principal Government Services Performed by The City of Miami The City's Fire Department, in addition to its traditional fire sci % ices. pro\ ides emergency medical and rescue services. The Department also provides training_. enforcement of fire and building codes. and emergency commu- nication services. The Police Department is the largest department of the Cit\ . In addition to lac enforcement. it provide, police personnel training. developing of new information. computer systems, criminal investigations and improving relations between the Department and the communit\ it sen es. Other services performed by the Cit% are garbage collection: sanitary ,ever, storm sewer and highway construction and maintenance: street lightimr. trade and conunerce promotion: planning: and building and zoning inspection. Principal Facilities of the City The City maintains 87 parks haying an area of,S36 acres. and two golf courses. It operates and maintains time Orange Bowl Stadium: the Miami Baseball Stadium: Marine Stadium. four Cits -uu ned marina facilities pro\ iding 685 berthing facilities. the newly renovated Coconut Grove Exhibition Center. and the Bayfront Park auditorium. Capital Improvement Plan The 1980-1986 Capital Improvement Program of the City includes 204 projects totalinu, S408,97.4.000 in value. There has been an increase in programmed ,pending in the number of ,torm, sanitary sever and street projects scheduled in the latter years of this program. Included in the capital improvement program is the Convention Center. This will be funded by the proceeds of general obligation bonds issued in stay. 1969 in the amount of 54.500.t OO. a Federal grant made by the Economic Development Administration and S00.000.000 in revenue bonds that were sold in July, 1980, firr completing the construction of the Convention Center anti for the construction of a parking garage with a connecting walkway and appurtenances. Such revenue honds will be secured by a first lien on and a pledge of net revenues of the Convention Center and the garage. by a pledge of certain telephone and telegraph excise tax revenues, and by a covenant of the City to make up deficiencies in the revenues available to pay such bonds from the _general fund of the Cite. exclusive of any ad valorem real property or tangible personal property tax revenues therein. (See Note ( I I itci in .appendix C.i It) 82-77 Benj. H. Tyrrell (212) 962-520P 2214C-1—Proof of January 15. 1982 0 Watson Island. 87 acres in size and located one mile from downtown Miami. is projected as a planned development which will include entertainment. cultural. marine. shopping and dining facilities. The City is currently reviewing the scope of and the financing alternatives related to the project. The Downtown Government Center is a 30-acre joint development among the Cite. State and Federal governments. Facilities at the Center include the City of Miami administration building. a County administration building. a County Court building. a central library. a Cite parking garage and tour State buildings. Space is reserved for future construction of a Federal building. Employee Relations The City has multiple -year labor agreements with tour employee labor organizations. The American Federation of State. County. and Municipal Employees. Local 1907 represents the bulk of the Union employees and just recently ratified a three-year labor agreement between Local lytli and the Cite of Miami. Florida. The AFSCIIE Contract provides for increases of I _",� the first Near. and I U'c* the second and third years. Said Contract terminates on September 30. 1984. and has no COLA or reopener clause in it. The Contract with the Fraternal Order of Police. Lodge No. 20 was recently successfull% neLotiated by the Labor Relations staff of the City of Miami. It was ratified on Friday. November 30. 1481. Said Contract is two years in duration. terminating on September 30. 1983. It calls for the same increases for the first and second years as the AFSCME Contract. The Sanitation Employees .Association Contract expire September 30. 1982. The employees cosered by this agreement received a wage increase of 61,� in October. 1981. The successor contract between the International .Association of Firefighters Local 587 and the City of Miami is in the tinal stages of negotiations and it is anticipated to he ratified in the next 30 da\ s. The wave settlement is anticipated to be identical to that ,viih the Police Union and said contract will be a tsyo-scar contract terminating September 30. 1983 with no reopening or cost of living clause included. The City Manager's Office has a full-time protssional labor relations staff assi_•ned to labor ne`_otiations and contract administration during the term of these agreements. The Climate The temperature of Miami is essentially subtropical marine. featured b\ lone, w arm summers. w ith abundant rainfall. followed by mild. dry winters. The average temperature in the summer is S1.-t- and 09.1- in the winter. with a Nearly average of 75.3'. Government of Dade County The followin`_ information and data coneerntnc, Dade County tthe -County-) are siLnificant in indicating factors which substantially of feet The City of Miami by reason of its status as the largest municipality in the Count and the County's urban character. The Florida Legislature in 1955 approved and submitted to a general election. a constitutional amendment designed to give a new form of government to the County of Dade. The amendment was approved in a state-wide general election in November of 1956..A Dade County Charter Board was constituted and in .April. 1957 it completed a draft of a charter for the County. The proposed charter. which established a firm of Metropolitan County government. was adopted in a county election in May of 1957. and became effective on July 20. 1957. The electors of Dade County_ are granted power to revise and amend the charter from time to time by county ide vote. Since its adoption the charter has been amended in 1901. 1902. 1963. 1960. 1967. 1969 and 1972. It now enjoys home rule subject only to the limitations of the Florida Constitution and General State Laws. The County is. in effect. a municipality •.\ith governmental powers effective upon the twenty-seven cities in the County and the unincorporated area. it has not displaced or replaced the cities but supplements them. The County can take over particular acti%ities of a city's operations t 1 r it the services tall below minimum standards set by the County Commission. or t 2) with the consent of the governing body of the city. 82.77 ,is 7 Benj. H. Tyrrel (212)962-52?- I' 2214C-I-Proof of January 15. 1982 Since its inception. the Metropolitan Counts government has assumed responsibility on a County -wide service basis for a number of functions. including County -wide police services. complementing the municipal police services within the municipalities. with direct access to the National Crime Information Center in Washing- ton. D.C. and the Florida Crime Information Center: uniform system of fire protection, complementing the municipal fire proteotion services within ten municipalities and providinu full service fire protection for seventeen municipalities which have consolidated their fire departments with the County's fire department: consolidated two-tier court system conforming to the revision of Article V of the Florida Statutes which became effective on January 1. 1973: creation of the 4liami-Dade Counts Water and Se%%er Authority with the responsibility for developing and operating a County -wide "ater and sewer system under a single body composed of seven members appointed by the Board of County Commissioners: coordination of the various surface transportation programs and extending into the development of a unified rapid transit system: installation of a central traffic control computer system which will computerize traffic management: merging all public transportation systenis into a County system: effecting a combined public libran• system of the County and eighteen municipalities, which together operate the main library, seventeen branches and six mobile units Nervine forts -four County -wide locations: centralization of the property appraiser and tax collector functions: furnishing data to municipalities. Board of Public Instruction and several state auencies for the purpose of budget preparation and for their respective governmental operations: collection by the Dade Counts. Tax Collector ()full taxes and distribution directly to the respective governmental entities according to their respective tar '.cvics: and prescribing minimum acceptable standards adopted by the Board of County Commissioners and enforceable throughout the County in such areas as environmental resources management, building and zonine. consumer protection, health. housing and %%clfarc. Demographics of Dade County The U.S. Census figures for 1970 ,how that the working group from 20 scars through age 64 makes up 54.1 of Dade County's population, compared to 52.31c for the entire United States. The percent of population 65 and over exceeds the national average by 3.8c�. AGE GROUP AS A PERCENT OF TOTAL POPULATION 1971) Age Group United States Percentage Dade Count. Percentaye 0-5 17.154.337 8.4 86.172 6.8 5-9 19.956.24 7 9.8 107.062 8.4 10-14 20.789.468 10.2 1 13.205 8.9 15-19 19.070.348 9.4 11)3.OS(l 8.1 20-2•1 16.3 71.02_ 1 8. I 89.329 7.0 25-29 13.476.993 6.h 75.,85 60 30-34 11.430.436 5.6 71.059 5.6 35.39 11.106.85) 5.5 73.200 i.8 40-44 11.980.954 5.9 83.372 0.6 45-49 12.1 15.939 6.0 32.701 6.5 50-54 11.104.018 4; 75.701 6.0 55-59 9.973.028 3.9 69.635 S.5 60-64 8,(j16.784 4.2 64,804 5.1 65-69 6.991.625 3.4 62.213 4.9 70-74 5.443.831 2.7 if).155 4.0 75 and over 7.630.046 3.8 60.3.39 4.8 Total 203.2 11.925 100.0 1.267.792 100.O Local Mass Transit Metropolitan Dade Counts Rapid Transit System: One of the most important developments affecting Dade County in general, and downtown Miami to particular. is the recent start of construction of a rail rapid transit system. Construction has beaun on the development of a 21-mile, elevated rail system to extend from Kendall Drive. in southwest Miami, to Hialeah. north of Miami International Airport. The system trill pass through the western portion of Miami's Central Busines. District i "CBD" t and have 21 stations. Construction was begun in May 1979 and is expected to extend through 1984. 1_2 82 -77 Benj. H. Tcrrel (21211962-5 . 2214C-1—Proof of January 15.�198_' 0 Downtown People-Alover Sy.srem: The Downtown People -Moyer System. a separate rail transit system in Miami's Central Business District, is planned to consist of a two-way. elevated rail line extending around the "CBD" core with spur lines extending north and south to the outer portions of the downtown area. The project would be developed and operated under the auspices of Metropolitan Dade County's Trans- portation Authority and is projected to cost approximately S 186 million. Dade County and the City of ;Miami have committed S26 million to the project. Presently the Federal government has committed 563.6 million to the Loop portion of this project. Education Dade County provides educational facilities on primary, secondary and college levels. Colleges and universities located within the area are: University of Miami Biscayne College Miami -Dade Community College Florida Memorial College Florida International University Miami Christian College Barry University Public school enrollment, including both primary and secondary levels. since 1971 is as follows: School Enrollment Public School System 1971 .......... 2-15.275 1976 239.806 1972 .......... 242.190 1977 .......... 235,1 _' 1 1973 .......... 2.44,565 1978 .......... 228,592 1974 .......... 246.548 1979 .......... 227.000 1975 .......... 243.4-4 4 1980 ....... .. 232.356 Medical Facilities There are .42 hospitals located in Dade County. Recreation The Miami area is famous for its sailing. deep sea fishing and hunting in the Everglades \ationai Park. Athletics for the spectator sportsmen include professional football, basehall and basketball competition. university competition in sports. open ,golf tournaments. and professional exhibition games. There are twenty public and eight private golf courses in Dade County. There are 297 public parks and playgrounds nhich have a total area of -108, 710 acres in Dade Count\ . Miscellaneous Data ,+hich reflects the :ro\� th of the econom\ of Dade County since 1950 is presented in the following table. Growth Factors Relative to Dade Couny. Florida WATER ELECTRICITi" 7'ELEPHO\ES Number Consumption K"M Number Motor lost sales Taa of Millions or Sold Commercial Residential in Vehicle Office Collections Year dater Meters Gals. 1000,$) Customers Customers Service Registration Receipts 1000's1 195O _;4.h1? 18.0141 -.So.24.; 1Q. 3 31 'IN).h.s .,, S;y i.f,7.071 S Q.W, 14hU ?s S ?, .»Ii j,?»1.1111 \.44: _1S.4r' 5Ih. I Jq'.444 I'.?4h,bl)4 »I.h(hh I00.1134 a.S-y 9.1.+1.1S1 ?4,�;' :iy •);' y11.1?I ,_?.»�_, 24 111d.>11: I»IL_„_, 1Y,h I_h.`IHI �I1,7'I) I'_.?tiS.hUo ?� _NI �11.V1111 I..JI.?QU I._IN1._I' -S.SII�,hh1 „3,SI11 14�' I?IL�INI I.' 1 1=.03..41111 .tllmi ;: ,.(XI 1.3,,_S.»1 1.=h,�.h?� -� �\ ;4h 259.114 1Y-S 1» .INN) :,404 I?.IIh11.0iNI ;y,i,Nl »h,111N1 I.?hK.o?» I.IISI.::» 44,ti'i.?4i _4x.3sh I4"4 1h-.I11N1 'h,?h? I».'_!l1I,IN to h:..IX1 ;-: _,1111 I,- =.h?I 1,1W 17».?(ill S?.r»4 1.4.1C t)oo h`,1111) .;N',_,I111 1.`h0,`1`h 1.113 114,sI`1. 4:, 34!.?81 Source: Economic Society of South Florida 13 82-77 A Benj. H. Tyrrel (212) 962-522� ?'_ 14C-1—Proof of Januan I i. 1982 General 0, ECONOMIC INFORMATION ON' MIAN11 AND DADE COUNTY The Countv in recent years has begun to base its economy upon a more varied economic base. industn- and manufacturing are becoming stronger forces in Dade County. While the County", share of Florida's tourist trade remains one of the major economic forces. its attractiveness as a residential area to ,killed labor and its ,election as the site for major and smaller light industrial activities have combined with tourism to produce a more diversified economic base. Dade County. in addition to being Florida's tourist capital. is also the industrial center of the State. having more than twice as many employed in manufacturing* as any ether county in the State. Corporate Expansion The favorable geographic location of Dade County, the trained commercial and industrial labor and the favorable transportation facilities have caused the economic base of' the County to expand b} attracting to the Countv many national and international firms doing_ business in Latin .America. In Coral Gables, over 100 corporations have set up hemispheric operations. Among them are such corporations as Doss Chemical. Gulf Oil Corporation. Owens -Coming Fiberglass Corporation. American Hospital Supply. Coca-Cola Interamerican Cor- poration and Ocean Chemicals. inc.. a subsidiary of Rohm & Has, Company. In addition to the Lrowth in manufacturin:r. siLnificant stride, have been made in the location of non- manufacturine firms in Dade Counts-. Other national firms which established international operations or office locations in Dade County are: Alcoa International. Ltd.: Atlas Chemical Industries. Bemis International: Dsmo. Inc.: international Harvester: Johns Manville International: Minnesota i 3-M t Export. inc.: Pfizer Latin America: Royal Export and United Fruit. Industrial Development Since becoming operational in January 197S. the Industrial Desclopntent Authority of Dade County has approved 38 issues of Industrial Development Revenue Bends. Much resulted in an additional local capital investment of approximately S I I6,499.000 and the addition of new jobs to the local market. In addition. oser the last three sears the Industrial Development Authorit\ has assisted w ith tite location of 17 new companies in Dade County. providing an additional local capital in\ estment of appromnlatelx S-t 1.400,000 and adding an estimated 1.925 new job, to the local market. These 17 new companies were attracted to Dade County althoueh they did not seek or did not yualif\ for tar -exempt financing of their capital investnunt through the issuance of industrial de\elopment bands. Included among these firms are Rolls Roy c Ltd. and Cle\eland Pneumatic Company. mo major aviation -related ntdustries..As a result of Rolls Royce', decision to locate in Dade County, the Authority has receised inquiries from important prospects which scree as suppliers for Rolls Royce as well as from ancillary. aviation -related companies. .agriculture The land area of Dade Count\ includes large a,riculturtl expanses on which limes. avocadoc,. mangoes. tomatoes. and pole beans are crown for the fresh produce Market. During the sunm and %�arnt sinter nwnth,. the mild climate enables these crop, to be grown and harvested. Many of the vegetables shipped to the northern and northeastern parts of the country are part of this harvest. Exotic tropical fruits such as plantains. lychee fruit. papaya. sugar apples, persian limes, etc. grow in this area and cannot be grosin am,-shere else in this country. The Dade County Cooperative Extension Department has indicated that in 1979, the wholesale value of agricul- tural products crown in South Florida exceeded S200 million «hile the retail value exceeded S000 million. Film Industry The Dade County film and television industry ranks third nationall% behind New fork and Los An_-cles in its annual dollar volume of production costs. As estimated in the Februar;. 1981) edition of Florida Trend MaL,azine. the total economic benefit to the local area %%as more than :S-10 million fOr fiscal year 1979 and is projected to exceed more than S50 million for fiscal 114SO. In addition. more than 2.000 people are entplo\ed directly in the film industn and in related job,. 14 82 -77 Benj. H. Tyrrel (212) 962-5221 2214C-1—Proof of January 15. 1982 Financial Institutions There are 63 banks located in Dade County khich together have a total of o%cr S9,800.000.000 in deposits. Demand Deposits • Number Number of Total of Total Year Banks Demand Deposits Year Banks Demand Deposits 1960 36 S 1.150,92-1.000 1974 91 S5.493.965.000 1965 63 1,744,453.000 1975 93 5.296.569.000 1970 68 3,257,368.000 1976 95 5.526.615.000 1971 71 3.614.491.000 1977 98 6,489,006.000 1972 77 .4,432.841.000 1979 71 8.412.714.813 1973 83 5.193.728.000 1980 6? ' 9,845,643.473 Source: Miami Herald "The total number of banks has been declining because bank holding conipanie" are no % consolidating branch banks. Dade County is al-o increasine as an international financial center. This has resulted from the location in the County of such major northern and western banks as Bank of America. Bank of Boston. Bankers Trust Co.. Chase :Manhattan Bank. Citizens and Southern Bank, Citibank. Irving Trust Co., Northern Trust CO. and The \Veils Fargo Bank. The Federal Reserve System has located a branch office in Dade County to assist the Atlanta office kith financial transactions in the South Florida area. Such branch received full branch status on Jul\ 1. 1975. There are 21 major overseas Edge act banks that have moved to Miami. The Federal Reserve Edge act amendment. adopted in 1919. permitted banks to open international banking subsidiaries outside their home states. Tourism Tourism is. and kill be for the near future. an important economic force in both the County and the Cite due to the combination of favorable climate. together � ith excellent recreational opportunities —theatres. ballet. symphony orchestras. famous entertainers. parks, public beaches, %acht basins. fishing. golf. outstanding restau- rants. racing. all spectator spurts. historic sites. and other land and \+ater recreational facllitie•.The Cite is also one of the major convention centers in the United States. Miami International airport Metropolitan Dade Count\ is the o�sner of tiye separate airports %\ ithin its boundaries. The responsibilities for their operation are assigned to the Dade Counts As iatlun Department. Miami International airport ranks Sth in the nation and 9th in the ssorld in the number Of passengers using its facilities. It ranks 5th in the nation and 8th in the �%orid in the movement of domestic and International air cargo. During 1980. airport services %sere prosided to user 30 million domestic and international scheduled passengers. This is an increase of 4.471-(* Oyer the previous sear. Uf major importance was the 131< increase in international passengers. The airlines serving the Miami International Airport provide %%orld-%ide air routes convenient for importers and exporters. A tine -near summarN of the growh in both passengers served and cargo handled is Indicated bclo«: Year Passengers Cargo M011's lbs. i 1976 ................... 12.598.000 783.844 1977 ................... 13.341.000 907.390 1978 ................... 15.891.000 I.057. S03 1979 ................... 19.067.000 1.054.770 1980 ................... 30.505.01' I.161.ih0 Source: Dade County Aviation Department. The Airport's facilities include three runka%s. a 5.000 car parking complex. appro\imatel\ mo million square feet of warehouse and office space. and maintenance shops. approximate]% 30.001) individuals are employed at the airport. I 82 - 77 ,ram, Benj. H. TsIrrel (212) 962.5222 2214C-1—Proof of January 15. 1982 Port of Miami The Port of Miami is owned by Metro -Dade County and is operated by the Dade County Seaport Department. From 1976 to 1980. the number of passengers sailing from the Port increased from 1,026.825 to 1.459,114. an increase of 42fr. This increased growth explains the Port's emergence as the world's leading cruise port. The Port of Miami specializes in unitized trailer and container cargo handling concepts. This most effective use of equipment and the Port's convenient location combined to make the Port the nation's leading export Port to the Western Hemisphere, From 1976 to 1980. the total cargo handled increased from over 1 .5 million tons to over'_.4 million tons. an increase of 62%. In 1979. details were completed for the expansion of the Port of Nliami From 300 acres to 525 acres. The additional space is needed to accommodate the increasing number of shippers. bu%ers, importers, exporters. freight forwarders and cruise passengers who wish to conduct business through the Port. A five-year summary of the growth in both passengers served and cargo handled is indicated below: Passengers Cargo (Fonnaae) 1976 ................... 1.026.825 1.536.715 1977 . .................. 978,016 1.71 1.535 1978 ................... 982.275 1.922.864 1979 ................... I.325,816 2.251.958 1980................... 1.459.114 2.485.791 Source: Dade County Seaport Department. Building Permits The dollar value of building permits issued in the Cite and in unincorporated areas of Dade County since 1971. are as follows: Go of Miami Dade Cnunt% Year UIt►WSI 1100"o , 1971 ................... 156.239 760.228 1972 ................... 2-41.967 1 .296.235 1973 ................... 190,026 1 ,1 19.1-41 1974 ................... 113,619 786.760 1975 ................... 60,750 404.585 1976 ................... 80.7-44 506.798 1977 ................... 97,15 l 460,689 1978 ................... 105,06.4 651.482 1979 ................... 201.667 963.1-14 1980 ................... 350.054 1.020.840 Source: City and County Building Departments. Recent Developments Over the past year approximately 53.000 refugees from Cuba and Haiti have relocated to the City. State. County and City officials have sought Federal assistance to offset the economic impact of the increase in population which is unknown at the current time. The Federal Government's enforcement of immigration laws has effectively stopped the refugee influx. IS 82-77 Benj. H. Tyrrel (212) 962-52,� 2214C-I-Proof of January 15. 1982 Employment and Personal Income The tables below indicate the scope of employment throughout Dade County . Ten Largest Private Employers Number of Fmployees Eastern Airlines ................................................... 13.95.4 Southern Bell Telephone & Telegraph Compan%.......................... 11.204 Pan American World Airways ........................................ 6.900 University of Miami ................................................ 6.500 Burdines Department Stores ......................................... 6.155 Florida Power & Light Company ..................................... 4.000 The %,Iiami Herald ................................................. 4.000 Miami -Dade Community College ..................................... 3.900 Southeast Banking Corporation ....................................... 3.575 Winn Dixie Stores, Inc . ............................................. 3.000 Source: Dade Industrial Development Authority. Estimated Employment in Non -Agricultural Establishments September September September 1979 Percent 1978 Percent 1977 Percent Manufacturine (a) Durable Goods .............. 42.700 5.7(- 39.100 6."-� 36,500 6.2` (b) Nondurable roods ............ 58.300 7,8 54.000 8.6 51.300 8.8 Contract Construction .............. 40.100 5,4 33,000 - -900 4.1 Transportation .................... - - 45.600 7.2 43,000 7.3 Communications & Public Utilities( I 1 70.000 9.-1 16.500 2.6 16,100 2.7 Trade (a) Whoiesaie .................. 55.100 7.4 48.700 7.7 45.700 7.8 Ib► Retail ...................... 128.500 17,2 112.000 17.8 104.000 17.7 Finance. Insurance & Real Estate .... 49.600 6.6 46,200 7.3 43.300 7.4 Medical & Other Health Services 42.100 -;.6 37,600 6.0 36.700 6.3 Other Services & Miscellaneous ..... 16-5 '00 22.1 108.000 17.2 102.2_00 17.4 Govemment ...................... 95.400 12.8 89.300 1-t.2 83.800 14.3 TOTAL ................. 747.000 100.0'z 630.000 100.01-� 586.500 100.0 1 1) Transportation and Communications &. Public Utilities have been combined for Scpember 1979. Note: All industries are classified according to the Standard Industrial Classification Manual. 1972. All data are adjusted to first quarter 1977 henchman; levels. Source: Dade County Community and Economic Development Department. Unemployment Rates As of December 1975 1976 1977 1978 1979 1981) USA ................... S.5 7.7i 7.0`'c 6.0ci 5.8'-,r 7.4% Florida ................. 10.7 9.0 8.2 6.6 6.0 5.0 Dade County . ............ 12.6 10.0 8.9 7.4 5.8 5.2 Source: AmeriFirst Research Division. Per Capita Personal Income Dade Countv and Other Areas 1976 1977 1978 1979 1980 U.S.A. ................. S6.441 S7.028 S7.840 S8.706 S9.458 Southeast ............... 5.5.4 6.057 NA NA NA Florida ................. 6.I09 6.647 7.578 8.5'_1 8.987 :Miami area .............. 6.931 7.755 8.567 9.714 NA :Miami USA ............. 108<< 1 10' ( 109cr 11 IC; NA Source: Bureau of Labor Statistics. 17 82 -77 Benj. H. Tyrrell(212) 9b2-5t. 2214C-1—Proof of January 15. 1982 TAX RELATED MATTERS Tax Limitation ForMunicipal Purposes Excludes Debt Service on General Obligation Bonds Article 7. Section 8 of the Florida Constitution provides that municipalities in the State may not levy ad valorem taxes in extess of ten mills upon the assessed value of real estate and tangible personal property having a situs within the taxing city. when the tax is being imposed to generate monies for municipal purposes. Taxes levied for the payment of general obligation bonds are not, however. limited by this ten mill maximum. Real Property and Tangible Personal Property Taxes Both Dade County and the City tax real and tangible personal properties %%ithin the City. Taxes Not Levied by Municipalities Dade County and twenty-seven incorporated municipalities, including? the City. do not levy personal income tax. gross receipts tax. inheritance tar. gift tax and commuter tar. Tat Reduction Initiatives Dade County has been involved in litigation %Kith a taxpayer %%ho by an initiative petition ;nusht to reduce Dade Countv's ad valorem tax rate For general Dade County operations from 7.M6 mills per S 1.00 of valuation to 4 mills per S 1.00 of valuation for the 1980-81 Fiscal sear. On July 25. 1980 the Supreme Court of Florida ruled in a unanimous decision that the setting of the millage rate by initiative violated the Florida Constitution. On July 1 1. 1980 the Florida LeLislature enacted a bill (the "Trim Biil") requiring that only legislative bodies fix the millage rate and requiring all property to be assessed at I00<< of just value. The Trull Bill. effective July 1, 1980. prohibits the 1981 millage from being set by referendum. Based on the estimated tax roll. the certified Citv millage for fiscal 1982 has been calculated to be 8,947. compared to 9.036 for fiscal 1981. The requirement for 100 -c assessment resulted in an increase in the City', non-exempt propert% tax roll. from S-4. 3 billion in fiscal year 1981) to approxinmutcly S6.5 billion in fiscal }ear 1981. A Constitutional amendment to raise the Homestead Exemption to S25.000 ifrom S5.000) over three years. «as approved by the electorate at an October 7. 1980 election. Procedure for Tat Levy and Tax Collection Real and personal property \ aluations are determined each Near as of January I b\ the Dade County Assessor of Property at just value. A notice is mailed to each property o\\ ner indicatim: the property s aluation. The property ov ner has the right to fife an appeal with the Dade Count\ Clerk of the Board of Tax Adjustment if such property valuation as determined by the property appraiser is inconsistent with that as determined by the property o\\ner. All appeals of such valuation determinations are heard by the Dade County Board of Equalization. The Board certifies the assessment roll upon completion of the hearing of all appeals so Filed. All taxes are due and payable on Nmember I of each year or as -soon thereafter as the assessment roll is certified and delivered to the Dade Count\ Tar Collector. The Dade County Tax Collector mails to each taxpayer on the assessment roil a notice of the taxes levied. Taxes matt be paid upon receipt of such notice. with discounts at the rate of four percent if paid in the month of `ovember, three percent if paid in the month of December, two percent if paid in the month of January and one percent if paid in the month of February. Tares paid during the month of March are %%tthout discount. Taxpayers also have the option of paying their taxes in equal quarterly payments based on the prior years tax %%ith a six percent discount \+ith the June 30th payment. four percent with the September 30th payment. tWo percent plus one-half of any adjusunents discounted at three percent with the December 3 I st payment and no discount plus one-half of an adjustments \\ ith the March 31 st payment. All unpaid taxes on real and personal property become delinquent on April 1 of the calendar year following the year in \+hick the taxes were levied. All tax collections for the City are delivered to the Cit\ of Miami by Dade Count\. The delinquent real property taxes bear interest at the rate of eighteen percent per ycar from April I until a tax sale certificate is sold at auction from %%hich time the interest rate shall be as bid by the buyer of the certificate. IN 82-77 A- ,41 Benj. H. Tyrrel (212) 962.521.-1 '_? 14C-1—Proof of Januan- 1 1982 Assessed Valuations The following table shows the assessed value of taxable property together kt ith real property value assessed. personal property assessed value. and homestead exemptions in the current and each of the last ten completed fiscal years. City of Miami Assessed Value of all Taxable Property Fiscal Fears Ended September 30. Fiscal Real Personal Gross Homestead Vet Year Property Property Total Exemptions Total 1992 7,176,591.117 4?2.419.3IU 8,1114,5111,13h -11.275.971 7 .?h8.234.165 1981 6.2?2,_'1h.3051 I 1 8h4.5U7.1_ I l01.81 3,26 554.128.066 h,512, 7 15.hM1 1980 3.743,o51.211 822.728.511 1,5h5.7^y ;$: 14".?11),871 1,3h8,1hi.881 1979 3.420.191.422 806.793.605 1.22'.175.1)2- 140.708,033 1,030,16h.994 1978 3._279.667.2,o 711.179.862 1.1)2?.84-1.09S I95.ht31,076 3.828.183,11_2 1977 3,256,815.111 h8i.151,479 3,9 38,2"�1.343 148 jj8.652 3.'39.711.711 1976 3.123.657.035 072.h47,1-151 ..'yh,3;-4AX9 144,120.601 +.59h.9?3.188 1975 2.851.309,94h 60.895., 64 ",; 11.2115.'64) 8 3.315,1118,1112 1974 2.168.158.814 5?3,145,i71 2.-111.h51.?911 198,11.11h, h? 2,511?.lh7,h2' 147? 1.959, 2U,'h5 1h1,719,081 -'.121,1hU,816 2111. 5f1,y12 222,718.9114 1972 I.S06.182.202 116.368.867 2.282,551,1)6U 2112,41N1.9`i5 -1.0703150.01141 1 l I The increase in assessed value of real property in fiscal year 1981 is largely due to a change in Florida !a" requiring that property be assessed at 100"� of actual value S sce the ,ubsection "Tax Reduction Initiatives-). Record of Tax Levies and Tax Collections The City has levied a certified tnillay of 10.()64 mills for the fiscal year 1 `)81-`i'_ beginning October 1. 1981, consisting of S.947 mills for general Operations and 1.7 17 mills fOr debt service. The follmx im_ table sho«s the tax levies and collections of the City for each of the completed fiscal years from 1971 through 1980. Record of Tax Lexies and Tax Collections t)utstandine Total Total Delinquent Fiscal adjusted Collection Per Cent Collection Collections Taxes Year Tax of Current of of Total As Percent t)utstandina As Percent Ended LevN fear's Le%i Delinquent Tax of Current Delinquent of Current Cite Sept. 30 All Funds Taxes Collected Taxes Collections Lest' Taxes Lest Millake(il 1980 60.983.826 58.799.7% 4h.1lYi o7.h59 90.I97.151; Uh 41,; 4611 1474 58.? 84,? 75 57.325.287 48. 18 1?(I,U1' _ ,-`h 2?1 ')):.')2 I .i54 ?h1I1 ?1 2 h7 1478 5n.5?2.UIh 14,095 '63 4^ Ih 323,?': 19.6l>S.hjh uz 14 ?.145.y14 h.14 I _100 I477 13,851,117)1 2,4h4,2?'_ 9" 48 h5U.77: 1?,6'_I).1)O- 49 1- "82,534 5.211 11.411? 1976 38.5o8.055 i7,28O.6h1) 4h.,l) 6 I'M11) 37,411,520 91S 1h 11118,176 1975 3,1.923.276 33.833.h43 9h 88 1.583.71-4 117.41)-, 101 12 1.151,U11 4.1- 10.380 19'4 31.6?7,575 12. ?h.227 47,?2 881.8°3 ??.618.II8U 44 41 I,Uy ),11?'_ -4 13 43h 1473 1.4 06.1)81 27,118,8h5 47 hh L)OX.385 28.?57.2511 11111,84 1.9_'4 5"' h 87 12.h73 1472 28,8114.11j 28,1113.7? 1 47.? 1 77 ..h91 28,321,125 4 S ? I 2.1811.710 7 57 I1 755 1971 27.841,74h 27.332.495 481U1 I ?.hh4 2'.Stlh,151 48h2 1.642,726 h1)7 14.8--5 1 I i Includes levies for general operations and debt service. t 21 Net of S I .'_ 1-4.234 (char Le to current year revenue i anal 5292.067 m ritedo« n of prior years' receivable and reserve I. t31 Net of Sh14.02S +charge to current sear expense) and S) t)55.672 mritedo\sn of prior dears' receivable and reserve. 19 82 - 77 Benj. H. Tyrrel (212) 962.51C 22I4C-1—Proof of January 15. 1982 Ten Largest Taxpayers in the Cite of Miami The following table is a listing of the ten largest ta.rpavers in the City. the nature of their business activity and the assessed value of their property for the fiscal year ended September 10. 1981. Ten Largest Taxpayers in the City of Miami 1981 Assessed Value of Property Name of Taxpayer Southern Bell Telephone & Telegraph Company Equitable Life Assurance Florida Power and Light Company Miami Herald One Biscayne Toyer. N.V. Four .Ambassadors 1.B.M. Ball Point Development New York Life Insurance Federated Department Stores 1Burdinest 1981 Assessed Nature of Acthih Value Telephone Utility S273,879.381 Office Buildings 126.003.704 Electric l.'tilit\ 85.487.832 Newspaper 50.138.243 Office Buildini_• -47, 3-42.073 Hotel 44.874.560 Retail Sales 42.150.979 Office Buildings 31.229.350 Office Buildines 16.788.607 24.744.214 Total Assessed Valuation of top 11) Taxpayers. which is 11.5 x of total 1981 Assessed Valuation 5752,638,943 FINANCIAL INFORMATION ON THE CITY OF MIAMI The information under this heading is subject in all respects to the more detailed financial information contained in audited financial statements ofthe City constitutina.Appendie C to this Official Statement. Particular reference is made to the letter of Peat. Mar« irk. Mitchell & Co. dated March 28. 1981 addressed to City officers and the matters noted therein. Payment of Bonds and Bond Election Requirement Pursuant to the Florida Constitution. there is no limit on the amount of ad valorem taxes a cit% ma\ levy for the payment of voted bonds. The City is limited to a maximum tax levy of Ii) wills per S1.00 610 per SIt►00) of the assessed value of real estate and tangible personal propert\ for Cit% ,cr%ice,, other than for the payment of voted bonds. The Florida Constitution requires the approval of electors prior to the issuance of bonds pa}able from ad valorem taxes. A provision of the Florida Com tituuon limning such %ote to elcctr.r, %%ho ss ere owners of, freeholds not wholly exempt from taxation within the ,uhdivision \%as declared void in 1972. Akcordin,lall qualified electors in the Cit\ are eligible to vote in bond elections. The remainder of the Me\ ant section of the Constitution providing for ad valorem taxation \tias held valid and is operatise. Legal Debt Limitation Section 58 of the City Charter limit, Leneral ohlivation bonds of the Cit\ to 15c(' of the assessed valuation of all real and personal property �\ ithin the City limit, as shown b\ the last preceding assessment roll of the City and provides that bonds for -street. sewer. sidewalk and other public improvements \%hick are paid from special assessments. ,hall not be subject to such limitation of* amount nor he considered .� hen computing the amount of general obligation bonds that may be issued. The debt limitation for general ohli_ation bond, based on net assessed valuation as of September 30. 1981 %vas 5981.407.349. Outstanding general obligation debt applicable to the Cit,'s debt limitation a, of September 30. 1981 totaled SI2S.825.000. '_0 82-77 Benj. H. Tyrrel (212) 962-5 221.1C-1—Proof of January 15. 1982 Bonded Indebtedness and Various Debt Ratios The following several tables show the details of the City's general obligation bonds. special obligation bonds, principal and interest requirements of general obligation bonds. the overlapping indebtedness of the County and significant comparative ratios of debt to population and to the City's tax base. General Obligation Bonds Outstanding on September 30, 1981 Final Issue Maturity Amount amount General Obligation Issue Date Year Issued Outstanding Fire Fighting Facilities ..................... 3-1-58 1988 5 850.000 S 295.000 Coconut Grove Incinerator .................. 3-1-58 1988 1.100,000 390,000 Refunding Sewage Disposal Bonds ........... 1-1-62 1990 14.565.000 5.310,000 Dinner Key Marina ........................ 6-1-65 1985 2.370.000 495,(X)O Land Acquisition Bonds .................... 6-1-65 1985 700.000 140.000 Bayfront Recreational Facilities .............. 8-1-67 1987 2.250.000 690.000 Recreational Facilities ...................... 8-1-67 1987 1.000,000 300.000 Storm Sewer Improvements ................. 8-1-67 1987 1.000,000 300,000 Recreational Facilities ...................... 7-1-68 1988 1.500.000 560.000 Storm Sewer Improvement .................. 7-1-68 1989 1.500.000 560.000 Sanitary Sewer ............................ 7-1-68 1988 5.000.000 810,000 Convention Center ......................... 5-1-69 1989 4,500,000 1.880,000 Fire Fighting Facilities ..................... 10-1-70 1990 1.000.000 505,000 Police Headquarters ... . ............... . .... 10-1-70 1990 1.500.000 780,000 Pollution Control Facilities .................. 10-1-70 1990 3.000,000 i.560.000 Sanitary Sewers ........................... 10-1-70 1990 7.000.000 1.870.000 Highway Improvement ........ . ............ 2-1-71 1982 3.000.000 300.000 Storm Sewer Improvement .................. 2-1-71 1991 1,500.000 795,000 Highway Improvement ....... . ............. 9-1-71 1991 2.000,000 1.010,000 Sanitary Sewer ............................ 9-1-71 1991 5.000.000 1.445,000 Fire Fighting ............................. 6-1-72 1992 1.100.000 650,000 Sanitary Sewer ............................ 6-1-72 1992 5,000.000 1.600,000 Police Headquarters ........................ b-1-7'_ 1992 1.500,000 860,000 Storm Sewer Improvements ................. 6-1-72 1992 3.000.000 1,720,000 Street and Hiehway Improvements ........... 6-1-72 1992 2.000.000 760,000 Public Park and Recreation Facilities .......... 10-1-72 1997 '_ Is. 3 50.000 20.075,000 Storm Sewer improvements ................. 9-1-73 1993 2.0M.000 1 '75MO Police Headquarters ........................ 9-1-73 1993 4.000.000 2.530,0(K) Storm Sewer Improvements ................. 3-1-75 1995 3.000.000 2 200,00O Sanitary Se%%er Improvements ............... 3-1-75 1986 5,(IUO,000 2.500,000 Police Headquarters ..................... .. 3-1-75 1995 8.000,000 5.850,000 Street and Highway improvement, ........... :-1-75 1y86 3.000.000 1,500,U1k) Sanitary Seu er Bonds ...................... 10-145 1995 5.000.000 3.580,000 Police Headquarters ........................ 10-1- 75 1995 2.(i00.000 1.575,000 Sanitary Sewer ............................ 5-1-77 1997 13.000,000 10.780,000 Street and Highway Improvements ........... 5-1-77 1988 5.000.000 3,500,000 Fire Fighting ............................. 5-1-77 1997 5.000.000 4.205,000 Police Headquarters ........................ 5-1-77 1997 3.000.000 2.555,0(X) Storm Sewer improvement .................. 5-1- 7 7 1997 2.000,000 1.685.000 Fire Fighting ............................. 12-1-77 1998 I.000.000 900,000 Public Park and Recreation Facilities .......... 12-1-77 2003 11.540.000 10.560MO Housing ................................. 1 _' 1-77 _'O08 i .500,0O0 l . 36U.0O0 Street and Highway Improvements ........... 1 _2-1-78 1998 5,000.000 4.705.0O0 Sanitary Sew?r ............................ 12-1-78 1998 6.000.000 5.675,000 Fire Fighting. Prevention and Rescue Facilities 12-1-78 1999 2,250.000 2.130.000 Storm SeN%er Improvement .................. 12-1-78 1998 5.000.000 4.850.000 Fire Fighting. Prevention and Rescue Facilities . 8-1-81 2001 1.750,000 1,750,000 Storm Sewer Improvement .................. 8-1-81 '_001 3.000.000 3.000.000 Housing ................................. 8-1-81 '-01 1 4.400.000 4.400.0O0 Totals ............................... S202.725.000 SI_28.825.000 21 82-77 Benj. H. Twrel (212) 962-=: 2-11 4C-1—Proof of January 15. 1982 General Obligation Bonded Indebtedness Principal and Interest Requirements as of September 30. 1981 Fiscal fear Total Principal Ending Requirements and Interest Sept. 30 Principal Interest Requirements 1982....... 5 10,735.000 S 7.241.360 S 17.976.360 1983 ...... 9.995.000 6.627.882 16.622.882 1984 ...... M65.000 6.019.482 15.58.4.482 1985 ...... 9,555.000 5,439.164 14.994,164 1986 ...... 9,430.000 4,883.33.4 14.313.334 1997 ...... 8.630.000 4.338.976 12.968.976 1988 ...... 8.245.000 3.8-13.359 12.088.359 1999 ...... 7.290.000 3.370.751 10.660.751 1990 ...... 7.105.000 1952.927 10.057.927 1991 ...... 6,450.000 2,550.445 9,000.4 45 1992 ...... 5,765.000 2.153.251 7.918.2-5 I 1993 ...... 5,425.000 1,770,833 7.195.833 1994 ...... 5.1 10.000 1.399.250 6.509 250 1995 ...... 5,160.000 1,139.991 6.299.991 1996...... 4,625.000 900,353 5.525,353 1997 ...... 4.375.000 672.478 5.0.47.478 1998 ...... 3,225.000 447.532 3.672,532 1999 ...... 2.095.000 288.703 2.383.703 2000 ...... 1.045.000 179.980 1.224.986 2001 ...... 1,060.000 90.498 1.150.498 2002 ...... 715,000 58.333 773,333 2003 ...... 765.000 31.198 796.198 '_00 4 ...... 285,000 18.-492 303,492 2005 ...... 305.000 1-4.988 319.988 2006 ...... 305.000 11.082 316,082 2007 ...... 310.000 7.0_7_8 317.078 2008 ...... 375.000 2,1 r _' 377,772 2009 ...... 265.000 440 265.440 2010 ...... 300,001) 108 300.308 2011 ...... 315.000 157 315.157 S I _8.8_' .000 S�,6.455.403 S 185.280.-403 2-1 82 -77 M Beni. H. Ty rrel (212) 962.5=2 2214C-1—Proof of January 15. 1982 Revenue and Special Obligation Bonds Outstanding on September 30, 1981 Special Obligation and Revenue Bond Issue Utilities Service Tax Series Al I ) Orange Bowl Special Obligations'_) Orange Bowl Warehouse Revenue(3) Orange Bowl Warehouse Reyenue13) Off Street Parking Revenue Series A & B(4) Series Ct-t ) Series 198015 ) Convention Center and Parkine Garage Revenue Bonds(6) Final Date of Maturity Amount Amount Issue Year Issued Outstanding 2-1-63 1989 3.125.000 S 1.050.000 3-1-67 1982 1.900.000 165.000 1 _'-1-69 1982 105.000 25.000 12-20-74 1989 225.000 160.000 4-1-66 1994 4.800,000 2.635.000 4-1-73 2002 3.150.000 3.095.000 4-1-80 2009 S.725.000 8.725.000 7-1-80 2015 60.000.000 61).00t),000 82.030.000 S75.845.000 t 1) Debt service is provided by utilities service taxes imposed by the Cit% on each purchase of electricity. ,gas. water and local telephone and telegraph service. A reserve must be maintained equal to the maximum annual debt service requirements. 12) Debt service is provided by electric franchise revenues. A reseryc equal to the maximum annual debt ;ervice requirement must be maintained. At September 30. 1980. there \%ere sufficient finds reserved to fully pay the amount outstandin*. (3) Rental income from the lease of the %%arehouse facilities is pledged to provide debt service on these bonds. (4) Secured by a pledge of the net revenues of the off-street parking facilities and the on -street parking meter, of the City. (5) The Series 19SO bonds are secured by a pledge of the net revenues of the off-street parking facilities and the on -street parking meters of the City. subject to the prior lien of the Parking Facilities Revenue Bond Series A. B and C. (n) Debt service is provided by a pled *e of net revenues of the Comention Center -Garage. a pledge of certain telephone and telegraph excise tax revenues. and by a covenant of and a`*regiment of the Cit\ to provide. to the extent necessary. revenues of the City. other than ad valorem propert} ta\ revenues. sufficient to make up any deficiency in the required sinkino fund. iSee Note i 1 I )ic) in Appendix C.) 23 82 -77 Benj. H. Tyrrel (212) 962-522� 2214C-1-Proof of January 15. 1982 Fiscal Year Ending September 30 1982 ........ 1983 ........ 1984 ........ 1985 ........ 1996 ........ 1987 ........ 1988 ........ 1989 ........ 1990 ........ 1991 .. ..... 199'_ ........ 1993 ........ 1994 ........ 1995 ........ 1996 ........ 1997 ........ 1998 ........ 1999 ........ 2000 ........ 2001 ........ 2002 ........ 2003 ........ 2004 ........ 2005 ........ 2006 ........ 2007 ........ 2008 ........ 2U09 ........ 2011) ........ 2011 ........ 2012 ........ 2013 ........ 2014 ........ 2015 ........ Totals ..... L7 Revenue Bonds and Special Obligation Bonds Principal and Interest Requirements as of September 30, 1981 Principal Convention Center Utilities and Parking Other Revenue Total Revenue Service Tax Garage and Special and Special Series .a Revenue Bonds Obligation Bonds Obligation Bonds S 150.000 150.000 150.000 150.000 150,000 150.000 150.000 S1.050,000 S 100.000 330.000 640.000 1.060,000 1,1 40.000 1.225.000 1.3 20.000 1.425.000 1.5-40.000 1.665,000 1.805.000 1.i20.000 1.870.000 2 , 035.000 2.215.000 2..410.000 2.620.Ut)!) 2.850.t)OI) 3,095.000 3,365,000 3 , 660.000 3.980,(x)!) -4.050.000 4. 410 ,000 �.72O.000 4.750,01)0 S60.000 0)0 S 355.000 199.000 196.000 252.000 =67.000 283.000 300,00) 316.000 337.000 330.000 350,000 370.000 395.000 -420.000 -4-45.000 475.000 505.000 5-40,000 575.000 615.000 655.000 705.()()() 775.000 e. 0,000 9.10.0i 0 1.020.000 I.1 15.000 1.220.000 J14.795,000 S 505,000 - -49.000 346.000 -402.000 -11 7.000 -433,000 .45O,000 316.000 -437.000 ()(10.000 990,000 1.430.000 1.535.000 1.6-45.000 1.765.000 1.900.000 �.O-i5.00O 2.1180.000 2.335.000 '_ 525.000 2,7-10,000 2.990.00U 3.260.000 3.S5O.00o ,870,000 -t . 210.000 -4.585.000 3.W).O00 3 , 980.000 -t.050.000 4.410.000 �.720,00li -4.750.000 S75.845,000 Interest S 6.505.790 6.484.589 6.470.218 6.-455. 774 6.435.745 6.414.597 6.392.083 6.370.699 6.350.758 6.323.377 6.281.093 6.214.842 6.1 14.863 6.00-4.082 5.879.950 5.743.275 5,594.315 i.432,295 5,255,250 5,063.1-47 4.874.733 4.6-49,352 4.388.-1. ; -4.103.190 3.791 .165 3,151._'45 3.080, 491) 2.0 70.992 2.23 7.3 75 1.917.125 I , %8.875 1.2(4.500 828.625 415,6_'5 S 160.98-1.-487 Total Principal and Interest Requirements S 7,010.790 6,833.589 6.816.218 6.857.77-4 6,852.7-45 0,8-47,597 6,842.083 6.696,699 6.787.758 6.983.37� 7,27 1.093 7 , 6-4-1, 8-12 1,6-49.863 7,6-49.082 7 , 6-4.4.950 7,643.275 7 ,639,315 7.637.295 7,635._250 7,398.1 47 7,199.733 7,389.352 7,378.4j3 7,363.190 7. 3-11.165 7.321.245 7,29),190 7,261.99_' 5,897.375 5,897.125 5,618.875 5,62-4,5nu 5,5-48,625 5.165,625 ,4 82-77 Benj. H. Trrrel (2121 962-52.1 2214C-1—Proof of January 15. 1982 General Obligation Bonds and Motes Outstanding and Special Obligation Bonds and dotes Outstanding for the City of Miami and for Dade County as of September 30. 1981 General Special Obligation Obligation Combined Debt Debt Debt Cite of Miami ............................ S 128.825.000 S 75.845,000 S204.670.000 Dade CountN(1)(2) ........................ 463.660.000 164.307,247 627.967.247 Total ............................ S592.485.000 S240.152247 S832.637.247 (l) Excludes S97.500.000 NVaterworks Ssstem Bonds which are outstandin_, and are secured by revenues of the Miami -Dade Waterand Sewer Authority as well as a pledge of the Count} to make pa%ment,. from ad salorem tares. if necessary. ('_) Cite share of Dade Count-,- Debt is 23.4rr of amounts shown. Current Debt Ratios of the City of Miami FACTORS: Assessed Valuation( 1)..................................... Net Taxable Assessed Valuation ............................ City of Miami Debt. Net of Reserve Funds General Oblication ................................... Special Obligation('_) ................................. Combined Direct Debt ( September 30. 1981 ) .......... Overlapping Debt. Net of Reserve Funds. w 23.41 General ObliLwlion ................................... Special Obligation(2 ) ................................ Combined Net Overlapping Debt (September 30. IW-1) Population of Miami 1 1980 Census( ............ I ............ Assessed Valuation Per Capita .............................. Net Taxable .Assessed Valuation Per Capita .................. . DEBT RATIOS: Net Direct General ObliLation Debt as a Percent of Net Taxable .Assessed %'aluation ...................... Combined Net Direct and Overlapping General Obligation Debt as a Percent of Net Ta\able Assessed Valuation .... . Net Direct General Obligation Debt Per Capita ............ Combined Net Direct General and Special Ohii`_ation Debt Per Capita .................................... Combined Net Direct and Overlapping General Obligation Debt Per Capita .................................... Combined Net Direct and Overlapping General and Special Obligation Debt Per Capita .......................... . 5128.825.000 71.738.000 5105.25�.=U8 S7.101.843.726 S6. 54'_ .715.600 S _'00.56 3.000 S 1.119.0i 1.9-49 400.061 S 11.752 S 16.354 I.1)71; S 3".O1 S 5()I.33 � 585.I1 S 848.9I t I ) .Assessed valuation as of September 30. 1981. using I001; of assessed values as mandated by Florida late. 12) Special obligation debt is payable from revenue sources other than ad valorem taxes. 25 82.77 Beni. H. Tvrrel 12121 962.52222 "_ 14C-1—Proof of January 15. 1982 Ratio of Net General Bonded Debt to Net assessed Value and Net General Obligation Bonded Debt Per Capita .assessed Homestead September 30. Populationll► Value Exemption 198-1 100.06I S8.109.510.436 5711._7i5.9'I 1981 319.(NN) 7,101.812,726 559.128.0hh 1991) 315.(0) 1227.175.027 1%.7118.033 1474 ?15,fNN) 1,023.847,098 19i,661,1176 197R 31_.1MY) 3.938.270.393 198.558.657 1977 310.t)OO ?,7U6.R81.210 199.91'.752 1976 _3 S.INM) _.511 ._205.7hn 14h,747.71 s 1U75 3 h,111M) 2.701.654.?911 199.1`Ih.7h2 1471 3 31.INN) :,1_1,169,V17 _'Ill .'50.41: 1473 311,x54 =.282.551.004 _02.91H1.985 Ratio of Net General Obligation Net General Vet Net General Bonded Debt Obligation Assessed Obligation to Net Bonded Debt Value Bonded Debt assessed Value Per Capita S7.368.231.465 SI _x,8=5,IN111 1 'S` S332.01 h.512.715.060 1_?.9115,IMN1 1.95 W.54 4.030.16h,991 13x,1)65,I11N) 3.13 11M1.19 ?.824.183.022 1'_9,675,WO ? 1) 375.8, '. 39.711.711 103.826.641 :.' i 303.59 3.546.9?3,18;t 41.J:3.9411 '_ h? '_?8.111 11.1tI1i.01' x3,4;1.2t,3 =.51 248.32 2.503.1h7.62S 14h.`111,1" : 2 17 7-5Y.47 2,11 , 7 Ix,91)5 51.161,74o , 30 153 19 1.079,65;O.o84 4s,?11.'-118 _' 112 111.',o I !) Estimated on basis of added electric and \\ ater connections and ne\\ d\\elling units constructed. except in those \ears for \\hich a Federal census was a\ailable. General Obligation Bonds Authorized but Not Issued Of the SS 1.475.000 bonds approved by the voters on June 30. 1970 all of such bonds have been issued except S2.375.000 of Streets and High\\ay Improvement Bonds and S4.000,000 of Pollution Control Bonds. The S35.000.000 bonds approved be the voters on September 28. 1076 herein listed and the amounts of such bonds unissued are as follo\\ s: Sanitan Fire Sewers Fighting Authorized ............................ S'S.UQO.t)110 SIU.00U,000 Previously Issued ....................... 16.000.000 10,000.000 Balance Unissued ..... ................. S 9,000.U110 S —1)— At an election held on March 7. 1978. the electors approved the issuance of S 15.000.000 of Storm Se\\ er Improvement Bonds. S8.000.000 of said Storm Sewer Improvement Bonds \\ere previously issued and S7,000.000 of such bonds are unissued. The principal amounts issued and unissued of the S25.0110.000 General Obligation Housing Bands approved by the electors on March 9. 11476 and \ alidated on Februar\ 17. 1977. are as tollu\\ s: Authorized ............................................. S25.000.000 Previously Issued ........................................ 5,900.000 Balance Unissued ........................................ S19.100.000 On October 7. 19SO. the Voters approved S75.000.000 of Bundy consisting of S-t5.1100.000 of Sanitar Se\\ er Bonds and S35.000.000 of Streets and High\\ay Improvement Bonds. On November 3. 1981 the Voters approved S21.000.000 Fire Fighting. Fire Prevention and Rescue Facilities Bonds. The City expects to issue approximately S 15.000.000 yariuuS purpose general obligation bonds during_ 1982. Other Proposed Bond Issues The City presently expects to offer marina revenue honds in an amount not presentl\ expected to exceed S30 million by the end of 1982 for the purpose of e\panding and de -,eloping, marinas located on Watson Island and on Dinner Key. The City has authorized issuance of bonds for the development of Watson Island. and as discussed under "Capital Improvement Plan" abo\e, such issuance is eurrendy under re\te\\. �b 82-77 Benj. H. Tyrrel (212) 962-54JE 2214C-1—Proof of January 1 4;. 1982 General Description of Financial Practices The City Charter require, the City Manager to submit a budget estimate not later than one month before September 30 of each fiscal year. Each department prepares its own budget request for review by the City Manager. The City Commission holds public hearings on the budget plan and must adopt the budget not later than October I. The City's budgetary funds (General. Special Revenue. and Debt Service Funds) follow the modified accrual basis of accounting, under which expenditures, other than interest on long-term debt. are recorded when the liability is incurred and revenues are recorded when received in cash unless susceptible to accrual. i.e.. measurable and available to finance the City's operations. or of a material amount and not received at the normal time of receipt. The accrual basis is utilized (with minor exceptions) by all other funds. The accounts, books. records and financial transactions of the City are audited annually and are subject to quarterly review by a firm of independent certified public accountants. The opinions of the outside certified public accountants are included in the Annual Reports of the Director of Finance. The Following table presents certain financial information respecting the City and evidences the financial capacity of the City respecting the payment of its obligations. Summary of Revenues and Expenditures General Fund Special Tax Levy Funds and Bond and Interest Retirement Funds Fiscal Year Ended September 30 1981 19811 1979 1978 Budget actual .actual actual Revenue: Ad Valorem Taxes 1 \et 1 General Operating ......... S 53.093.768 S -42.679.426 S 31).116.411 S 16.996.791 G.O. Debt Se vice ........ 1',.76_2.70-! Ih,69_'.,l7 1 7.- 17.31-1 I I.819.882 Other Income Operating. ................ 68.755.679 oI.70o.7.46 S(1.718.322 58.089.SS3 G.O. Debt Service — =.49-1.5,-) I ._ 76. l; ; 564.698 Debt Service Fund Balance 1.213.52u — — — 51.30,S25.680 51.3.632.1 1.4 $1 14.758.500 S 108.,71 .254 Expenditures: General Operations .......... S 121.849.447 S 10 3., 48.S6s S 96.817.1 13 S 93.712.007 G.O. Debt Service Principal and Interest ...... I8.791.380 17.3,95 '30 17.062.010 14.870. 52 Other ................... 184.853 184.518 168.6;i 9S.320 S 140.S25.680 S 120.928..110 S 1 14.047.-184 5108.677.579 Surplus or (Deficiency) of Revenue over Expenditures S — S 2.703.798 S 710.716 S (,00.325)( 11 (I ( The deficiency of revenue over expenditures in 1978 w as offset by fund balance appropriations. All 1978 debt service payments were met as scheduled. Revenue Structure The following is a description of the City's revenue structure. See .Appendix C for audited financial statement of the City for the fiscal year ended September 30. 1980. 82 - 77 "1 Benj. H. T%rrel (212) 962.5.4r '_? 14C-1—Proof of January 15. 198_" General and Special Tar Levy Funds Ad Valorem Taxes — See the section "TAX RELATED MATTERS". Business License & Permits — The City levies a license tax for business privilege license, which is collected by the Citv's Treasury Management Division. License taxes vary accordinL, to the type of business. The exception to this are the contractors' licenses. which are collected onh by the Dade County Tax Collector. There is a set contractor's fee for all contractors within the County. After collection. Dade County returns to the cities its pro rata share of revenue collected. The pro rata share due each City depends on the number of contractors doing business within each Citv's limits. Utilities Service Tax — The City imposes a I Ore tax tin each purchase of electricity. metered gas. bottle gas. water and local telephone and telegraph services. Rerenue is pledged tier debt service on Utilities Service Tax bonds. The excess over the debt service reverts to the general fund. Federal Revenue Sharing — The revenues derived from the Fedoral government are appropriated by the Commission for various social service programs throughout the Citc as cell as the Citv's improvements to the fire rescue service, recreation programs and the continuation of the City',; pay plan. (See, himever, Notes ( 10) and ( 12) in Appendix C.) The Citv's receipts of federal revenue sharing fund., since fiscal %ear ended September 30. 1976 are as fol lum s: Federal Revenue Sharing Receipts Fiscal Year Ended September 31) 1981 SMO 8.088 1980 7.822.714 1979 8.248,815 Fiscal Year Ended September 311 1978 581.25I 1977 8.893.709 1976 S.77-;,313 State Revenue Sharing — The revenue, distributed to the municipalities by the State of Florida under the State's revenue sharing program are derived from a percentage of its collection of the State cnprette• ta\. the State motor fuel tax, and the State road tax. The Cit% has received the t0llwa ing revenue .harm_ funds from the State: Fiscal Year Ended September 31) 1981 SI2.II2.t)l 1980 1 1.42 7.S-% 1979 11.561.?So Fiscal Year Ended September 31) 1978 SII.UO�;,-t77 1977 1 ! .O70,71 9 1976 I O.N'SU,-WO Fines and Forfeitures — The City receive, a Pro rasa hate elf fin: and forfeltur_ revenue Iron Dade Count% Since Fiscal 1976 the City has received the following amounts front the Count%: Fiscal Year Ended September 30 1981 S1.409.880 1980 1.11 7.038 1979 1. 304,35O Fiscal Year Ended September 30 I975 $I.299.509 1977 1. i 2 3 02 1976 I.I6�.i87 Internal Service — There are five internal service funds that are self-supporting because their revenues are derived from charges for set -vices to other City Departments. These funds are: City Garage Fund: For purchases and maintenance of all Ilea%t equipment used h� the City. Motor Pool Fund: For purchases and maintenance of the automobile Ileet. Property Maintenance Fund: For regular building maintenance. and a iinnted amount of building alterations and additions. Print Shop Fund: For all of the Citv's printing needs. Stationer\ Stock Fund: For purchases and storing of ottice suppl\ item, cowunied in quantit\ in the Citv's Operations. ,s, 82 -77 Benj. H. Tyrrell (212) 962-_-� 2214C-i—Proof of January 15. 1982 1 Enterprise Funds — Monies for these funds are generated by self-supporting activities \\hich render services on a user charge basis to the general public. These activities include operation of the Orange Bowl Stadium. the Marine Stadium. the Miami Baseball Stadium Bayfrtmt Auditorium. golf ranges. and warehouse property built and stored_ City Pension Funds . various marinas. Coconut Grove Exhibition Center. in which floats for the annual Ora_ne Bowl parade are The City has two separate pension funds. the Retirement System ( Police and Firemen) %thigh gent into effect on February I. 1940 (the "System" or "Retirement System") and the Retirement Plan (General Employees) which went into effect on July 1. 1956 (the "Plan" or "Retirement Plan"). The actuary for the Retirement Plan is Compensation & Capital. Inc.. Chicago. Illinois. For the Retirement System. the actuary is Alexander & Alexander. Atlanta. Geor«ia. With respect to the System and Plan. the principal actuarial assumptions are: (I ) As to valuation method: System —Entry Age Normal Cost Method » ith supplemental present value. Plan. —Aggregate accrual Modification of the Entry aec Normal Cost Method. t.) As to interest rate: System and Plan-71< (3) As to assets: System —Moving market value average. Plan —Market Value. (4) As to retirement age: The System and Plan have adopted. as of October 31 . 1y79. the use of probabilities by age. rather than a single retirement assumption. Prior to October 31 . 1479. the used agc 53 and the Plan used age 62. Membership in the System and Plan is compukory for classified cmpfo}ees. optional for unclassified employees and not open to temporary employees. The City is in compliance with Florida Statutes, Part VIl. Chapter 112. "actuarial Soundness of Retirement Systems". also cited as "Florida Protection of Public Employees Retirement Benefit Act". Through December 1976. the Retirement System and Plan %sere reported on a calendar \ear hasis. The City's required contribution %%as made on a fiscal year basis. commencing October Ist. Subsequent to January 1977. the Retirement System and Plan began reporting on a 'fiscal year basis. (See the section "LITIGATION— and Vote (9) in Append+.< C for discussions related tx) litigation pertaining to the Cit•.'s Contributions to employe: pen+ron plans. t The follo%%ing table sets tiMh in summary firm certain essential data respecting both the Retirement Plan and the Retirement System for the calendar years 1973 through 1970. inclusi\c. and for the fiscal \cars ending September 30. 1977. 1978. 1979 and I91so. The unfunded liability reflected was determined upon the basis of data as of January I st of each ear. For I9SO. the unfunded liability was determined » ith data as of January 1. 19ti0 for the System. and October 1. l(PSO for the Plan. 29 82 •77 .'N Benj. H. Tvrrel 1212) 962•S_ 2214C-1—Proof of January 15. 198'- City Pension Funds Financial Data for Pension Plans A Benents Pmts, Unfunded Including Cilv's accrued Emplo%ee Employee Interest Contrihutinn Liahility' ��IthdraWals Contribution Earnings(ll Fiscal Years Ending September 31). 1990 Miami Employees' Retirement System .. .. S 8.738,311) S 8;.40ti,(Hn) S X.'92._34 S_.4;n.20S S3.1u4,2N) Miami Employees' Retirement Plan 5 ;.911,?27 Total .... S11,h19.6-16 SI66.310,(h)(I Slh,'uU.=O_ 55,_228.o13 S9.1X4.'a"1 September 30. 1979 Stiaml Ernpluyees' Retirement Ss stern S11).WO, -43 S Si%.110,0011 >-.1glt,;i? S_.?"s.1IS Miami Employees' Retirement Plan S 4.43'_•1153 5 ",I1111,U1N1 5 f . i7.1)_= S'.``U.IJfi Total .... . SIi,11_',�96 51�9,'Nl,INN) 51-.33-.53> 51,43";4K S6,"_'J,-94 September 30. 1975 Miami EmpluSces' Retirement System .. 510--100.013 S SIARn),fnn) s h.?na.9': S2.316'32 S Miami Entplocees' Rcurement Plan S 3?09.mf+J y jh,llllll,lhll) i h,juti.4�- j',Sh_', h9 SI.Sk4,`:1 Tma! SI3,70900ii SI37,00),Illll) $(=.?h3.• "�� SJ,!t119,111)1 $1,14:,`14 September 30. 1k)"i2i Miami Empirlyees' Retirement System .. S h._29,'44 S >il.)77.4�hh S 3.u5`I Miami Employees' Retirement Plan S '.164 -In \ 1h._ 00.? 41 $ J,3_ 1'V SI.SSs.134 Total .. .... .. S `I.h95.i11� S127.J(,7.v47 S '1."�) " _ 53,h''1.9?tl S;,3." Calendar Year Ending Deccmher 31. 197h Miami Emplt)%ces' Retirement S,,icru .. S h.`'-",`Ill \ 4i l,jil,�'h 1 4.;t`h,-" .- ?3i+,. �`.y'�• I Miami Ernplosces' Retirement Plan S .114',"k' 3 1.n�h1 - � <�_. 's J -i If h S_',�h3.-74 S_ '1: cy Total ) +.h-"; -14; 0 .ILA l 1 4,`tt.h?I $4.•)113.;_11 1`,1411,3(fi December 31, i9-` Miami Ernpbl_sees' Retirement SS,tcm IS1.nh., S 1;9.2-6.-hl S 1,Jh�.fh1 �_.14'.31W S�•;. .40" Stlami Empluyela' Retirement f Ian _ '.43f).4s, 1 �h.:rl?,31h TVlal S A.i-11 S14".480.10- S 1,3?1.11r,\ D•cember ', L 107J Miami Emplosecs' R:nremcnt Sy,rem �._'I.�_. S U•)unlr.�inn . 1.1s:.?_h _.lx- m)1 Miami Emplosees' Retirement Plan 1.7Sh,"�_ Total ; n.nSs.;-; S 99,In N t,nOn S ". l �u.h:s.n1? SJ,:-1 December 3I, ly%? Miami Empiosce,' Retirement Sy,icm .. S '_.�u(I,1f)1 S r,3.nuu.lnut S 3.'+la.^yn Si.'x9.;1; i3,_I_.`tIW Miami Employees' Retirement Plan S I-S-4209_ Total .. ..... 1st 2.>I111 ) h5,111111•0(HI 1 h_t,h1,133 S .49�.1)1I 13.=1_2.N'(N 11) EarninuYs for Plan S Svstetn .kern combined prior to 197-5. In 197 5 all General Employees, \\ere transferred to Plan. 12) For the nine months ended September 10. 1977. The fiscal year %%as changed to end September 1I), thereafter. .o 82-77 Benj. H. Tyrrel (212) 962-54. '__' I -IC -I —Proof of January 15. 1992 LITIGATION U The Cite is currently defendant in a lawsuit seeking to require the City to make additional contributions to its pension plans for prior fiscal years through 197-5. totalling S 0 million. includin, SS mullion in interest. Also. the Citv is currently, defendant in a separate lawsuit seekint to require an additional 5 i 'million over the amount appropriated by the Cite for fiscal year 1981). These la%%suits and others are discussed in the City Attorneys letter attached hereto as appendix E. There is not now pending any litigation restraining or enjoining the issuance or delivery of the Bonds or the levy or collection of taxes to pay the principal of or the interest on the Bonds. or questioning the proceedings or authorization under which the Bond, are to be issued. or affecttm, the validity of the Bonds. RISK MANAGEMENT A charter amendment "as appro%ed by the electorate in 1971 (7.904 for. 4.087 against t. allo%\ in_, the City to set up a Self -Insurance and Insurance Trust Fund. The Citx Commission created. b% ordinance. a Board of Trustees composed of the City Manager. the Director of Finance and the Insurance Manager it, handle the secunts investments of the fund. Also created is a Self -Insurance Committee. appointed b\ the City Manager. to administer the plan. The City is self -insured for all vehicular accidents. Police Torts and Premises Liabihi\ up to S100.000 per accident and S200.000 per occurrence in accordance \%ith Florida Statutes. Section 768.aisin_ No%crei__n immunity in tort claims. The City of Miami is self -insured for all other exposures -,� ith the exception that coverage by outside insurance purchase is made where it is found available at acceptable rates. Co\eragcs Qutrentl\ purchased include accidental death and property damage. excluding burglar\. Group Life and accidental Disahilit\ and Death benefits haze been purchased. with group benefits hemm_ elf -funded. TAX EXEMPTION In the opinion of Brtmn. Wood. It,ey. Mitchell and Pett\. \e« York. N.Y.. B,md Couns& interest on the Bonds is exempt from all present Federal income taxes under emstin , statutes. regulations. rulrn_s and court decisions. FINANCIAL STATEMENTS The financial statement. of the Cin of Miami set forth in .-appendix C to this Official Statement hat-e been examined by Peat. Marwick. Mitchell k Co.. independent certified public accountants. for the periods and to the extent stated in their letter to the City Commission dated \larch _'S. 1981. and are an integral part of this Official Statement. CREDIT RATINGS The Bonds have received the credit ratings of AAA (MBIA lnsuredt h% Standard & Poor's Corporation and by Moodx's Investor Service Inc. Such credit ratima, retlect only the yic\y, of such credit rating agencies. and an explanation of the si_*nificance of such credit ratings may be obtained from the credit rating agencies furnishim, the same. There is no assurance that such credit ratil)Ls "ill continue for anx gi\en period of time or that the\ krill not he revised or �%itlidra%%n entirely by either or both of such credit ratima a_encies. if in their respective lud`,ments circumstances so %\ arrant. A revision or "thdra%%al of am such credit ratim_ may have an adxerse effect on the market price of the Bend,. ?I 82 - 77 10 Henj. H. Tyrrel (212) 962-S.. 2214C-1—Proof of January 15. 1982 CLOSING CERTIFICATES Certificate of Cite Manager and Finance Director Concerning Official Statement 1b Concurrently \t ith the deliver• of the Bonds. the Cit\ Mamwer and the Director of Finance «ill furnish their certificate to the effect that, to the best of their knov\ledv. this Official Statement. as of its date and as of the date of delivery of the Bonds. did not and does not contain an untrue statement of a material fact or omit to state a material fact which should be included therein for the purpose for \\hich the Official Statement is to be used. or which is necessar\ to make the statements contained therein. in the liLht of the circumstances under \\ hich they \+ere made. not misleadin:. APPROVAL OF LEGAL PROCEEDINGS Certain legal matters incident to the authorization and issuance of the Bonds are subject to the approval of Bro\\n. Wood. lvev. Mitchell & Petty. Ne\\ fork. N.Y.. Bond Counsel. \\hose legal opinion \\ill be available to the undomriters, at no cost to them. at the time of the deliver\ of the Bonds and gill he printed on the Bonds. MISCE1,LANEOUS The references. excerpts and summaries of all documents referred to herein do not purport to tic complete statements of the provisions of such documents, and reference is directed to all such documents for full and complete statements of all matters of fact relating to the Bonds. the securit\ for the Pa%men[ of the Bonds and the rights and ubliLatiuns of the holders thereof. CoPies of such doruntents nun he obtained from the Cit\ or from James J. L m rev & Co.. Incorporated. The information contained in this Official Statement has been compiled from official and other snurCes deemed to be reliable. and is belie\ed to he correct as of this date. but is not _,uarantecd as to accuracy or completeness h\, and is not to he :,)n trued as a representation h\. the Financial ALI%isor or the l'ndcr\\riters. .fin\ statement made in this Official Statement in\ col\ nt' matter, of opinion or tit estimates. \1 hether or not sal expressly Mated. are set torth as such and not as representations cot tact. and not representation is made that an-, of the estimates \\ ill he realized. The information and c\pressions of opinion herein are ,uhiect to Chan e \\ ithout notice and neither the deli\ery of'this (official Statement nor .in\ sale made hereunder hall. under am circum- stances, create an\ implication that there has been no chan,'e in the attair• of the Cit\ of Miami since the date hereof. The execution of this Official Statenlcnt has been dal\ authorised h\ the Conunission of the Ctt\ of Miatni. Cit\ of Miami. Florida 82 -77 FEASIBILITY ANALYSIS PROPOSED PARKING STRUCTURE. DOWNTOWN GOVERNMENT CENTER MIAMI, FLORIDA PREPARED FOR THE CITY OF MIAMI BY BARTON-Asof^BAN AsSOCIAiES, INC, EvANSTON, ILLINOIS JANUARY, 1982 APPENDIX A 82-77 f CONTENTS List of Figures and Tables, iii 7A PURPOSE XNM SCOPE 1 BACKGROUND 1 METHODOLOGY .3 THE PEOPLE—iMOVER A.ND IYFERCEPT PARKING 4 ESTIMATED PARKING GENERATION IN GOVERMENT CENTER 6 DESCRIPTION OF THE PROPOSED GAR -AGE 16 EST I UM: OF c .ARAGE CONSTRUCTION COST I — ESTLMTED STABILIZED GROSS RBI-,\,UI: 1; STATUS OF TFffi GARAGE SITE 1 �� ESMtkTEI) WU:U. DEBT �FRV I CV.. � 1 ESTINLXTED FIXkNCIAL PERFOR.`.RNCE ii 82 -77 6 V LIST OF FIGURES AND TABLES Figures 1. Government Center Proposed Developments 2 2. Site 1 Trade Areas 9 Tables 1. Proposed Development Schedule in Government Center 7 2. Developments within Trade Areas of Proposed Garage 8 3. Estimated Government Center Development Sizes 10 4. Estimated Activity in Garage Trade Area 11 S. Estimated Generation of Cultural Center 12 6. Estimated Peak -Hour Parking Generation by Garage Trade Area 13 7. Summary of Supply and Demand in Site Trade Area 16 8. Estimated Garage Construction Costs 18 9. Rate Schedule 18 10. Estimated Stabilized Gross Revenues from Parking 20 11. Estimated Cash I'lou ] S %nthti 12. Estimated Effect of Inflation on Go�-ornment _. Center Garage Coverage 2a iii 82 -77 0 PURPOSE AND SCOPE 2 The purpose of this report is to evaluate the feasibility of con- structing a multi -level public parking structure in the Downtown Govern- ment Center, bounded by West Flagler Street, NIV Third Avenue, NAV Fifth Street and NIV First avenue, Miami, Florida. The site selected, after evaluation, as the best location for the garage is between NIV First Street, MV Second Street, I-95 and NIV Second avenue. This study was prepared in accordance with an agreement with the City of Miami, dated Ma} 1, 1980. At the meeting of April 24, 1980, the Com-' mission approved Ordinance No. 9093 and Resolution No. 80-303. The ordi- nance approved the expenditure of funds from the Parking Capital Projects fund to cover the cost of the feasibility and design studies for parking structures in the Downtown Government Center. Resolution No. 80-303 ap- proved the City Manager's recommendation of the firms to provide profes- sional services for the project. BAC KGROLTND Government Center, occupying approximately 12 blocks in the northwest corner of the Miami Central Business District, is being developed as the focus of city, county and state office buildings. The area is to contain the Metro -Dade Cultural Center including a library, art museLwi and histori- cal museum. The principal rapid transit -people -mover station is to be located on the east side of Government Center. Figure 1 indicates the locations of the various developments that now exist and those planned for future implementation. With full plan implementation, Government Center area is to contain 10 office buildings, the Cultural Center, a central support facility and the new transit station. At the present time, three of the buildings are in operation --the City of :Miami Police Headquarters, the City of �tiesii .administrative Office Building, and the State of Florida Regional Center. Construction was begun in the Summer of 1950 on the Metro -Dade Cultural Center. This latter facility is to be opened by 19S2. :he `letro-Dac:e :administrative Building is to be started in the near future with an pated completion date of 1983. The principal mode of travel to Government Center of both employees and visitors is expected to be the private automobile. With completion of the proposed rapid transit system and the people -mover, it is estimated that approximately 70 percent of the person -trips to the area will be by private automobile and 30 percent by public transportation including the new modes and continuation of the existing bus system. Even though use of public trans- portation in future years is expected to be between two and three times as great as today, it is clear that a large amount of parking space would be needed to accommodate persons traveling by automobile. 1 82-77 PIS 9IR $TWEET 1 I � I ' POLICE (3) I ;GARAGE E I STATE (2) I E E j, CIE STREET �Ir — i L02) SS........ F ' i SITE 2� � � „.. • ; ; �� '. i i j t✓ I •SITE 3, � j I ( ^JLI 1 i NW ]re STREET I , I (6)--- j GREENPARK F i LL ILA E (5) I 1 g a CITY �! 1 j I I 'I 1 I 1 MW IMd STREET 17 I101 aD I�1 i 1_� �� i 1\ ` 1 •..... f II SITE 1 F F I I ;t I` ^_�� � \\ NW iu STF[ET 16) D l i 0 1 1 E ✓' ��✓! 1 t z1, FLUGLER „TRE'TRm I i i 0 so Garage Sites 1-I-I--=y [� E Existing '0 0 Definite F Future Figure 1 i11 Development See Taole I GOVERNMENT CENTER PROPOSED DEVELOPMENTS 82 - 77 Following the recent occupancy of the City of Miami Acriinistrative Building, there was a total of approximately 375,000 square feet of govern- ment offices open in Government Center. With completion of the Metro -Dade Administrative Building and the central support facLlity the .uilOLLnt of office space will more than triple to 1.." million s(luare feet. In addition, with the completion of the Metro -Dade Cultural Center, there will be a major demand for visitor parking and some emplo}•ee parking. This report evaluates potential parking generation only within the trade area of the proposed garage in Government Center from development which appears to be definite. Financial feasibility has been examined in terms of the assumption that revenue bonds t..ould be used to finance the parking improvement. METHODOLOGY The master plan for the Government Center area proposed three sites as being appropriate for future garage development. 'These are identified in Figure 1 as: -- Site 1: Between %1i First Street, N1V Second Street, 1-95 and MV Second Avenue. -- Site 2: Immediately northeast of the intersection of Nl% Third :\venLLe and NIV Third Street. -- Site 3: Between \1i Third Street, Fourth Street, First Court and the proposed alicj rient of the rapid transit acid the people - mover. A six -step approach was used to select and evaluate the M10-st promising site for the first garage construction project: 1. The amount of potential parking demand within the trade area ')f each garage site was estimated. This step eliminated Site ' from further consideration since there appears to be no ai)Urecia;)le narrkini shortages within its trade area in the nett few years. 2. a suitable parking garage concept was developed to fit the physical size and shape of Sites 1 and 3. The garage concept reflected the fact that the city recently changed two requirements that will lower the relative cost of constructing new garages: a reduction in the sizes of parking stalls and the proportion of compact spaces that may he included in a new garage. The former requirement for a standard parking stall of nine feet by 20 feet was reduced to nine feet by 19 feet. The require- ment for compact stalls was reduced from 7.5 feet by 1, feet to 7.5 feet by 16 feet. The maximum number of small stalls was increased from 30 percent to 40 percent of garage capacity. In developing the garage 3 82 -77 Following the recent occupancy of the City of Miami .administrative Building, there was a total of approximately 375,001) square feet of govern- ment offices open in Government Center. With completion of the Metro -Dade Administrative Building and the central support facility the Mloiult of office space will more than triple to 1.2 million square feet. In addition, with the completion of the Metro -Dade Cultural Center, there will be a major demand for visitor parking and some employee parkin;. This report evaluates potential parking generation only within the trade area of the proposed garage in Government Center from development which appears to be definite. Financial feasibility has been examined in terms of the assumption that revenue bonds v.7ould be used to finance the parking improvement. METHODOLOGY The master plan for the Goverrunent Center area proposed three sites as being appropriate for future garage development. These are identified in Figure 1 as: -- Site 1: Between \1i First Street, \li Second Street, 1-95 and \lti Second Avenue. -- Site 2: Immediately northeast of the intersection of IS1,; Third Avenue and \1` Third Street. -- Site 3: Between Mi Third Street, Fourth Street, M Et Court and the proposed alig;unent of the rapid transit and file people - mover. A si\-step approach waS used t0 select and evaluate the ;110St pl•Omisirl; site for the first garage construction project: 1. The amount of potential parking demand within the tradr, area f each garage site was estimated. This step eliMinatCd Site irolr, ful•thOr consideration since there appears to be no al.preci,-1)le 'iarKiil,- 5110rta�tS within its trade area in the next few yearS,. '_. A suitable parking garage concept was developed to lit the -)hysical size and shape of Sites 1 and s. The garage concept reflected the fact that the city recently changed two requirements that will lower the relative cost of constructing new garages: a reduction in the sizes of parking stalls and the proportion of compact spaces that ma•,• he included in a new garage. The former requirement for a standard parkin,:; stall of nine feet by 20 feet was reduced to nine feet by 19 feet. The require- ment for compact stalls was reduced from 7.5 feet 17 feet to ,.5 feet by 16 feet. The maximum number of small stalls was increased from SO percent to 40 percent of garage capacity. In developing the garage J 82 -77 concept, ti,o non -parking uses were considered as Joint -use possibili- ties: office and retail. It was concluded that the development of office -space in conjunction with the ,'arage proiect '.could be too dif- ficult to coordinate and probably should not be considered at this time for the first garage development. However, the inclusion of future retail space in the garage appears to have merit and could provide necessary services to visitors and employees of Goveriunent Center and could also enhance the financial feasibility of t1-:e project. 3. a preliminary estimate of gross revenues was then made for Sites 1 and 3 using the capacity of the concept garage, potential patronage and ap- propriate future fees. On the basis of this step, _ w'._ta aeG6 CtGc as t::e best for the first parkino garage project to be developed in Government Center by the City of miarlli. 4. at this point in the evaluation, the City of retained all architect to prepare preliminary garage plans. S. Construction bids were received by the City of Mixii on October 15, 1981, and were used to determine the required size of the bond issue in this study. 6. Trc pro forma of a garage on Site I was developed by comparint, estimated alhnual costs (maintenance and operating and bond a:t;ortization) with estimated annual income. THE PEOPLE-.%O%'T_R a.\l) I\TE.RCEPT ra:KI\G Following several extensive studies, local gove1.1v,1O11t adopted a plan to Lmrlement a downtown people -mover (Dp'�n system. Tl,c full s'.'stel:I MOL(ld SOM-e aS an efficient distributor syste;;l, e1•e11tL1all%' conntectin­ the Flrickell, central btlSineSS district and the Orull al'eas. This t.l-"illy I'OUte, ;1S a; OpteQ D�' the City and CoLlnty Co:=, is`1o;1s oil Ija, `11 _ , 1, �S C'StL'^.at'- tC cost S1b5 I111111on upon colilpletion. to 0= �(l designated at approximately l,Goo-foot iIlteI';"a1S. Tf:�' �:l�e SySt�l , 02' the central business district loop, is to be constructe6 by 1�S�-1985, based upon UNITA's funding commitment. The proposed north lc,g of Onuli and the south leg to Brickell are contingent upon future federal funding. However, completion of preliminary engineering on this phase should be accomplished within the year. The principal station serving; the people -mover and one which interfaces with the proposed rapid transit system (now Colder construction) is located L, 82 -77 4"k 0 at Government Center. As indicated in Figure 1, thc station is to be located at the east side of Government Center (just Kest of N1%; First Avenue) and is to extend in a north -south direction from approximw:ely \IV First Street to NT`' Third Street. The combined rapid transit and people -mover station is to be interfaced vertically. Both the rapid transit and the people -mover are to operate above grade. At the Governliient Center Station, the people -mover guideway is to be located above grade but below the rapid transit tracks. Escalators are to provide vertical transportation for passengers. The people -mover loop connecting Government Center with the balance of the central business district generally follows an alignment around the periphen- of the CBD between N1V Third Street, BiscaN-ne Boulevard, SE Third Street, and the eastern edge of Government Center along \1V First avenue. The people -mover is to provide rapid interconnection between the Govena7nent Center Station and other parts of downtot.n along its route. The round trip time is estimated to be 11 minutes for the entire loop. 'File system is to provide tracks in two directions so that a passenger can redo in either direc- tion in order to minimize travel time. Under this configuration, the es- timated travel time between Govel,unent Center Station and any other point along the downtoun alignment would be less than six minutes. In view of the excellent transportation that the dml-lltowl people -mover is to provide between Government Center and the balance of downtoiNn, and considering the increasing development taking place downtown along with the inherent slow movement on do.ntown surface streets, it is believed that pro- posed parking facilities in Government Center would attract a number of parkers who would then continue their trims to the central area via the people -clover. These "intercept parkers" are expected to provide additional patronage to the proposed gara-e. The preliminary engineering report for the dm.-ritoi.n people -mover issued in July, 1979, estimated that the annual ridership on the people -;hover in 19S5--the first full year of operation --was empected to range between .)..3 and 9. Inllllon persons. Steady growth l.as indicated so that by 199_, ridership was estimated t0 reach the ra71e of 11.1 to 11.(111111011 aIl.11t7ai riders. ine report also indicates that during the !nornin, ;'e.:k hour ;:as ci the early year's), a total of `omk? pas:t;,�.? StO:::. Slightiv more than 50 percent of these passen-el's aro expacto", t:? 1:,7 r� .:t Government Center Station. Many of these patrons '.tiCtlld De ',tior'kors, of t}lt central area. In addition, persons visiting the central area for non -work business and retail trips are expected to board at Governl:ient Center Station. In the typical peak hour, 1,961 persons are expected to board at Government Center Station. On the basis of the estimated ridership;' volumes and patterns developed in the downtovn people -mover study and considering the scarcity and slow ac- cess of parking facilities located in the heart of the dc%ntown area, it is J 82.77 estimated that approximately 360 intercept parkers l:ould choose to park in the proposed parking garage in Government Center in the peak hour of a typical weekday. Considering the probable turnover characteristics of these packers,, it is estimated that they would represent some 504 parkers throughout a typical weekday including '2(4 work trips and 300 non -fork trips. ESTDV} TED PARKING GE.NER\TION IN GOVERNMENT CENTER The purpose of this section is to derive estimates of the potential parking generation that would exist in Government Center in future years. In preparing these estimates the proposed developments in Government Center were reviewed to establish their size, nature, and planned development staging. As illustrated in Figure 1 and detailed in Tahle 1, there area total of 12 public buildings planned for eventual development in the Do�%-ntc%,.n Government Center. Three of these, the City of Mianli. Police Headquarters, the City of Miami Administrative Office Building, and the State of Florida Regional Center, are now completed and occupied. ("They are identified as Developments 1, 2 and 4 in the illustration and the table.) In addition, four of the developments are definitely planlied and/or now Linder construction. Included in this latter group are the Metro -Dade Cultural Center (Development 6) which includes the librar,, the art muSeLlln and the historical ,museum. Construction on this cultural complex began in May. 1980, and is planned for completion in 19S_'. The Metro -Dade Adrlinistrati%'e Building (Developrlent -) is scheduled for completion one year later, is 19S3 . Other proposed projects in Goven-uTiont Center have an indefinite Mart and completion date. In order to estimate }parking demand that coul:i accrue to the proposed garage, the developments %\ithin a 500-foot radius of the site were stratified according to existin" definite or future. A sLulnnary of this analysis is pro- vided in Table 2 and thcbasis for t}Iis tab?e is pro*k-ided in Figure The sketch -shows;I �t'L1- i_ 00t I'ad1L1S I rcm th., corner of th,, propcsc:: garage site to indicate the land -uses that hould he within a reasonable waiking distance. The estllllated bL11ld1n,� sizes in teIUS UI IJota es, elllployeL: and aveI'ace daily visitors relatino to each, includlnq those Lllread:' bullt, those that are definite, and those that are indetinite are summiarized in Table J. Usin, the information in this table as a basis, parking generation is allocated to the garage site in Table 4 and in turn the estimated parking generation is summarized in Tables S anO 6. Table 5 provides an estimate of the parking generation that will be created by the Cultural Center --the library, the historical museLun and the I 82 -77 Table I PROWSIA) IN 111V1aOUTI' CIM'IT use Planned Schedule I. City of Miami Vol icc licadquirturs (lit. 7S N) 1,10,000 Siluirc Feet May, 1976 (d00 N.W. Second Avenue) (I 0D0 uniployces) (now open) 2. State of Florida) kegional Center (fi). 76 NI 109,000 `klllare Fect Sepredier, 1978 (.101 N.W. `xcond A%entic) (020 el"ployet-S) (now Open) 3. State of Florida Offict-, (lil. 7(1 NJ -157,000 �dJllare Feet ConstnictrAmi to start 1982; to open 198.1 Q. Cily of Miami Miiinistrative litfildin 0,000 Square Fect SlUIVIVI., 1980 (N.IV. Third Avenue and N.K. ')bird Strect) (450 employees, 600 visitors/day) (now Open) S. City of Miald I lit . 95 %) 131,000 Situire Feet (800 etillAoyees, Future (indefinite) 1,000 Visitors/day) 0. Sktro )tide cillturil Center (lit. 11.1 N) Library: 20-1,.Soo Skloore Fect (2SO employees, Constniction started (Kest Hagler) 3,000 visitors/day) Marc, 1980; to open .17,1(jo 7. Nictro-Dadc A,bainistratiiv 110fildini, lifl. ill- Li M I'ICV: I It 10 M I0 S(I LL;k IV 1 (41 ( '7--N8 000 Fstimhitcd completion: (N.h. SWL'011d AVC11110 ;111(1 %. 1%. 1 1 r , t .`:treed I sqw re feet, 3, 2M, vl1lpIq1Yccs, .1 000 lantuirv. PJ87,. I I0,(100 1tjiiarc 1-t-vir 1: 60 .0 (Ill ti'K I A L I I let f 8. Ilildt. Ot"ticvs Ifil. 9t, I) W0.000 S(IMI-C 1'eUt 1:111111-C ( indefinite) 9 - Central Si it 11 lort Fac it I t ' v 11; 1 . I I I.-i N) I.l11Ul-t'N* I tl-'I)- 1j1;lC0 �!:Iragel Constylictioll to S r;I 1'r 11 al" I a I N'. W. St.-001 11 1 NVI.-I It If 1-c%q t-111plovew;) ill 1981 . Ill. GIVC1111VIII ()ItiCL' hillidill" (M. IW' N) 00,11110 h,ltldl-L- 1:('('t I'lltill-L' (ITICICt lflltt') 11. GlIM-1111IL-lit MlICC h111111111 (1:1. SN N"I 2MI'Miff k-of Flatirt. ( indefinite)OD 1_- Glkt'l-ll111L'II1 Ill I IL t- 1:111 Will:', I lit . N"' 1.1 '1110,01111 Icet (iiii-Ict*inire) rV) t sce 1:11"llre I lot F] ,'able 2 111 lil�ll'h11iNl:S lgI'llllN 'MAT AKAS Of-' t'li(ll'(}Sla) CJl12t\t;li C ening date r� stI.nv; Definite Future I CO 4. City of Miami Administrative Building 1980 1982 0. Metro -Dade CUt tuT',ll. Ce«tCr 1983 7. Metro -Dade A(Lninistrative building 1983 9. (:entr;it Support I.acil ity and Garage Indefinite 1t1. Goveri-nnciit office lluildiiig Indefinite li. Covernmciit office Bui_ldi.ng 04 Gamic _ . N.W. 5th Police (1) Site 2 I Gov,tt 7City r 1 (4) /-- `16 1 i� (5) City I L — — — — -4 i St. People Mover \` (JJJ2) • State (2) r r L_— r r N.W. 4th St. Site 3 K12 r r w ' r ., I 1 [ � �\ Gov' t • w r r r . Site 1\ r--� i (10) j \�\ IGov' t l i t I \I I J. 1--- .x - N.;d. 3 d St. • '%J a Gov' t .� N z • '. ii7 . w • 3 z w - c� ' 1: W. (• Co Lin ty �I l j7) t . � • .V .'1V. ist Ct. r r rMuseum i � Library (6) ►—----��► = r- I . J •• L Arts L J Figure 2 Site 1 Trade area (S00' RadiUS) Dade i • i W. Flagler St. 1' r Gov' t . y Z I . ac - h . ol� `ate � ♦tittttttt,tu i N we mill oiling imiiimiliiiiiiiiiiiiilI 1 1 1 1 1111111111111 1111111111111III II III Table 3 ESTIMATIM GUVE- N4Nr CENTER DEVELOi'1�4?i1T SIZES Average Development(') Area (sq.ft.) Employees Daily Visitors Existing ' 1. City of Miami Police Headquarters 140,000 1,000 2. State of Florida Regional Center 168,750 620 4. Ciiy of Miami Administrative Building 67,000 4S0 600 Definite 6. Metro -Dade Cultural Center a. Library 2009000 250 3,000 b. Historical Museum 37,200 40 1,000 �. c. Center for Fine Arts 370600 26 800 c 7. Metro -Dade Administrative Building 738#000 3,200 4,000 9. Central Support Facility (and 620-space garage) 7S,000 None Indefinite 3. State of Florida Offices 457,850 S. City of Miami Offices 1339000 8010 1,000 8. Dade Offices 400,000 10. Government Building 2001,000 C0 11. Government Building 200,000 12. Government Building 400,000 -1 M.See I.,iguc•c 1 fur locaticmti 41 t� '1'ahle 4 I:. ribIXIIA) ACTIVITY IN GARAGE TRADF. 11PIA Development (1 ) I_x i st i )ice-- -_z _-- Definite Future ,�3rnrrher _ __ Area ljn ilc�_c_a_5 Visitors Area ~ Thployees Visitors Area Employees Visitors 67. 0 450 000 0 7 9 lr) I1 Tot a 1: 07.0 450 (I )Sce 1 ignre 1 for locations. w 274.8 316 4,800 738.0 3,200 4,000 75.0 None 200.0 200.0 000 1,087.8 ",,Slti 8,800 400.0 - - 1J r] Table 5 ESTIMATED GENERATION OF CUL nML CENTER Average Average Daily Daily Peak Facility_ Persons Parkers Parkers Turnover Visitors Library 3,000 0 �� l()() 3.0 Museum 1,000 267(�) 10; 2.5 Art Center S00 100(3) 40 2.5 Total: 4,500 b67 247 Employees Library 250 117(4) lOb 1.10 MILISeum 40 19 ` �� 17 1.10 Art Center 26 12�4� 11 1.10 Total: 316 148 134 ')Assumes: 20 percent would drive in; average car occupancy, 2.0. (")assumes: 80 percent would drive in; average car occupancy, 3.0. (3)Assumes: 50 percent would drive in; average car occupancy, 2.5. (4)assumes: 70 percent would drive in: avera t2 car occupancy, 1.1. 12 82 - 77 Table b 1i51IhL\TI1) PEAKlKltlli ['ARhINt� GINLl2ATit{N It1' tL11 \I 1: TRAM.1R(A -_ ----�I+cistinr�-- -------------Ikfinitr'— -- - -- -- - - -- T. r rT Yit t�"r - - - -S �_Trt Tnir% Lr1ng Shari --- PcrsonS >n Lon S wrt Ikncl art olnrwnt _ 1'cr�nnti -- --- - -- king I-crm_ (�;�,p� _- Imtlo ee> Visitors C?i 1_ ?— Ir•nn Penn — — -- - - ::\rca fitrployees Visitors Tenn Perm ?hnnhrr Area hnl,l,��es-lI�nu reniYl - --�-- 17l(t) )ti(r) 133.0 800 1, 000 3111 1 5 67.0 15t1 bull t7•1 8 ilh 1 8011 13.1 217 321)(7) n 7i3.i{ 3,`Ilf1 I,tuul (,21h1'11 32 .I 2(III .11 30.1(�) (6 ) Ill bU0 ICI 14 I,uti7.� ', ,. IIII{.tI S00 1,t100 J 1 _ 90 1,ttal: 67.0 •150 (1 1:\rra r n t hou,antl, o f ,yua tr I c ct . I-)Il.,.r,we J.,lk. tr,itorti. (3)I'raV hour Jenaur.l u, loll", "tell" :rrnl �h r t term r •. (4 )11c.d• "honr lor,.L,-tc•lilt I ,It'I in); •:,t nti,t(,.l .,t l�..iS ;I,ar, , lu r cml�l„yec. 15)I,K hour lnn),"tenu ltar{,rrr); r-,t nnatcd .it 1.5 ,pacc, per 1,tIUn ;ynare feet. (0)1'c.rk-hour ,hurt -tcrin Jim LIII i e t in,.,t,J .11 O.It, sltaco, her l,nun „Iuarc trc•t. (' )Peal. hour rhort tern! 1411k111t; , •t ir.,.,t• •I ,rt o.n;; sl:r :: I,rr t rsrtor . OD to 1 art center. The estimates of annual visitations sh v.'n in this table are based on meetings with the directors of each respective center. The library is expected to attract about 3,000 person -trips each typical day, the historical museum approximately 1,000 person -trips, and the art center an average of 500 person -trips. The estimated average parkers, re- flecting the typical characteristics of this t,,-he of visitor, the local automobile usage patterns and the estimated impact of the rapid transit and the people -mover project is also sho�%n in Table 5. it is estimated that the average daily parkers generated by the three cultural facilities will be 300 to the library, 267 to the musetun and IM) to the art center for a total of 667 parkers. This is an average figure --there would he days in which the parking generation would exceed this ntLnl--cr :1P. i otilcr d;iys in l':hicll it Mould be less. Using estimated tui-nover factors, the nl.unhel• of peak -hour parkers has been estimated at 100 for the library, 107 for the museulu and -10 for the art center. Thus the peak hour parkin, requirements of the Cultural Center (occurring during several hours of a da,; ;ir0 nlaccd at 47 spaces. The Cultural Center is to have an estimated 3i6 employees including _230 at the library, 40 at the museum and 26 at the art center. It is estimated, as shoi%n in Table 5, that the total peak hour parkin,, requirements of these employees will be 134 space;. In order to estimate the parking generation or the other facilities planned for Government Center, the follo%-Ang f:ictors .:ere appliod: 1. Parking Spaces Per Friployee a. It is estimated that on a t,,pical ,%-cel:day S3 percent Of the om- ployees will be preseIlt, I'S percent ai)sent iiecall-�e o1 Vacations, travel or illness. b. It is estimated that during the peak mi.iday }l curs of an average day 90 percent o C the employees will he present, 11) percent out of the area for lo._al travel or other reasons. c. It is estimated that -l) percent of the ei plovees will travel to :ork by automobile, 3-0 percept v..11 use tr_:nsit :ode. s *i la�e of transit i�ode rei lects conditions Wi-,c•n :lie tr"11- sit s%'stem is L'lii)I'Oved with the addition D thIc rani,l t-ansit an' tiie people-movcl• system. d. The average occupancy of each employee's car is ;issumed to be 1.4 persons. This is slightly higher than the current 1.3 value, reflecting the fact that increasing motor Ctlel costs and rarking costs are tending to incr,2;1se car occupancies. e. On the basis of the above ass�unptions it is that each 100 employees will generate a parking derand for 3.S peak hour spaces. (0.85 x 0.90 x 0.70) divided by 1.4 = 0.3R25. In addition to each long-tein or employee space it is estiMated that each 82-77 0 employee will generate a need for 10 to 11 percent short -ter^] parking spaces to acconlnlodatc visitors. The-.-el-ore, in total, each 100 employees is estimated to generate .12 parking spaces, including aS for lellg-terlrl llsc and COUI' for :short-term use. 2. Parking Spaces Per 1,000 Square Feet of Office 3uildin,, In those cases where the proposed development in Govermiient Center is provided in terms of office area a different procedure has been used to estimate parking generation. In this instance it is assumed that each employee will occupy- approximateiv 250 square feet and, therefore, there would be four employees per 1,000 sclLtare feet of office area. By applying the factors discussed abo>-e -(park ing spaces per employee) it is estimated that each 1,000 square feet of office space will generate the following parking demand Burin; peak hours of a typical day: Long -Term Space: 1.52 spaces per 1,000 square feet Short -Term Space: 0.16 spaces per 1,000 square feet Total: 1.68 spaces per 1,000 SCILlare feet Through an application of the aho�-e ocneratioll factor, the peak iloLll' parking generation of Govel'n111ent ('Onto" Was developed as silo-ai in Table b. Again, the parkin, generation is stratified according to existing, definite and future. In order to estimate the patronage that might nccrl]c to the ;L11blect garage, it was necessary' to estimate the amount of parkin, that ctiould remain by the time the garage opens and, in effect, represent Dorn},ctitie facilities. The Govei=ent Center area is than -in- almost daily as ob- solescent buildings are demolished and tornporary surface lots are created. However, b%• the time file oarage achie�-e stabilised mately 1955, the net remaining capacity in Govemlient Center is placed at 1,5S4 spaces that may be available to the general puhlic. It should be noted that this number does not include the 142 spaces in Block ;\ in the police larage. Ficv;ever, this ntLnher :foes include the anticii ated --olistrLlc- tion of a 620-space county in Block %t in connection l,:'th t:]e roposed central SUppOrt faCllltV h ]ll}] 1� schcdall�,d ioi' By comparing the parkin; veneration estimated within the trade area of the garage site with the amount of parking space that is likely to remain in the future it is possible to estimate the future parkin; de:nand. This analysis is summarized in 'Table 7. In SUMIiiary, it is estimated that the definite parking generation accruing to the site should approximate SS' spaces during the peak hours of a t'pical day including 6_`0 long-ter:-m Spaces and 262 short-term spaces. In future years,'as the of the Government Center are developed 'those that are indefinite .at the present time), this peak -hour requirelnent could increase to J,3fa0, In addition, the shortage of parking space in tide balance of the CBI-1 could increase this demand. Further, the total peak -hour Lase by intercept parkers could add between 350 and 400 vehicles after tre rapid transit opc.n.,; i:1 15 82-77 Table SUMMARY OF SUPPLY :AND DMAND IN SITE -I'R-V)E ARF \ Long Short Term Term Total A. Parking Demand Existing 48 '119 Definite 1,3'S 56! 1,94I Subtotal: 1,5.36 615 2,161 Future 912 96 1,008 Total: 2,458 711 3,169 B. Parking Suppl- Existing - - 64S Definite (No) - - 1,045 Subtotal: 1,340 353 1.,693 Loss - -114 - - 414 Net 926 1,279 Estimated Net Shorta,e�l'' (Peak hours) Future 1,532 1,S90 ,. Definite 620 -'63 SS -,I-`) �1)In addition to the shortae ::ithin the site trade area, there is estimated to be a shortace in the adiacent CSD area that could increase the demand accruing to this site. This increase could approach 500 spaces b,,- 1�-'SS. )Iiatercept parkers :n'e ostii:iated to increase the Cltiwc total by to 400 peak -hour vehicles ai-te, rile rapid transit opens. It should be noted that the estimated parkin, p.)tenti.al does not include any Cite of Miami employees who nog. work in Downtovoi Government Center (building No. 4) or who may work in the future in proposed building `'o. 3. The stated policy of the city is to develop a surface lot of approximately 425 spaces in the area test of Route I-95 for employee Larking. DESCRIPTION OF TIIE PROPOSED G-, AGE The architect has provided the following diescription of the proposed garage: 82 -77 The parking garage stnccture will be approximately 1-,4 feet by feet with the long axis approxhiatel y parallel to NA _'nd :venue. 'The garage floor plan is divided into three bays in the east-t.rest direction, the sides being 58.5 feet and the center bein,, 5" feet. The north -south direction has typically- ?8-foot bays with one end cf 3b.-5 feet and the other end of 39.5 feet. The bays on the perirleter of the building are all level; however, the interior bay will be a gentle sloping= floor which will serve both as the ramp and as a parking floor. The dcsiijn results in ef- ficient use of space while maintaining a smooth, flowing ' -traffic pattern with ease of parking. The entrance and exit i-:ill be on NN ?nd Street on the north. Stairs are located at four corners of the ,arage and elevators are in- cluded in the southeast and northwest corners. The garage contains some at -grade parking plus six full floors of harking oil struct.,re. Floor to floor height is to be approximately 10 feet. The garage will provide parkin,, foi. I, Ili) cars (4,9 percent compact, 60 percent full size) in a gross area of 311,000 square feet of garage floor (280 square feet per car) . Upon f1ltt1re COM-CI'Sioll to call coMpact spaces, the capacity itiill increase to approxicultely 1,315 spaces. ESTIALATE OF CARAGE CONSTRUCTION COST Based on bids received by the Cite of MiLud on October 1 1_�51, tho construction cost of the garage proiect a::d site work would total $7,130,000 in 1981 dollars. (.See Table S.) ESTIMATED STABILISED GROSS PJ-_AT'X;Ur Two estL-nates of potential oarago parki:l�, rex'enues 11al"e been developed foI' this analysis- for 40 percent CCNt,` Ic t an't 1 11, percent -;::*.,AI Spaces. The parking revenue estinlates assmio the fee schedule shomi in Table 9-- to be effective in 1983. Based on these proposed ci1;Ir,ge, the estic:ated average fees are estimated to be: Monthly employee rates, includin;, intercept work -trip parkers: 5;0.00 average fee paid by an office visitor and intercept nun -work i arkers (at S0 cents per half how-): $ 3.20 Average fee paid by a visitor to the Cultural coliter: S 2.30 By applying the indicated tee schedll?e to the esti;::atod muma1 parkin, generation the annual gross revenLles ,%:ere derived. The annual gara-,e use 82 - 77 Table 8 EST I-,NMD GARAGE CONSTRUCT I Off; COSTS Item Description(') Area o Coverage Height Roof Elevation Floor Areas(l) Garage Parking Area Elevators, Stairs, Office, MiscellaneeuG Total Area: Parking Capacity(l) Wit 40 Percent Compact Stalls With 100 Percent Compact Stalls Estimated Construction Cost(`) —garage Site Total: Costs 1 4' x 272' 70' 80, 294,200 sq . l t . 16,s00 311,000 q.it. 1,110 1,315 Source: (1)Wilbur Smith and Associates, project architect. (` Based on construction bids received octeber 1.5, 1981. Table 9 RATE SCHEDULE ,Monthly Fee (Paid in Advance) �-, . , �►, Daily/Hourly- Parkers Under 1 hour S 1 - ? hours l.�u - 3 hours ' . l►� 3 - 4 hours 3.=0 4 - 5 hours 4.00 Over 5 hours 5.00 Note: Fees are in 19S3 dollars. is 82 -77 has been estimated by applying appropriate turnover factors to estimated peak use and, in turn, annualizing this figure. A, shown in the upper part of Table 10, it is estimated that the 1,110-space capacity would generate stabilized gross revenues of $1,455,200. In later years --possibly by 1990--it should be possible to convert the entire garage to compact spaces and thereby increase its capacity to ap- proximately 1,315 spaces. The effect of tiiis change, again using constant 1983 dollars, would be to increase the estimated gross revenue to $1,759,060. The basis for assinning future conversion of the garage to small stalls is the trend in recent years towards smaller automobiles. There are two reasons for this trend. First, the federal government has mandated that the average fuel consumption of all the automobiles manufactured by a given company must achieve 27.5 miles per gallon by 1985. 'thus, the only option open to automobile builders is to build a fleet of cars with lower inertia weight which in turn mecns smaller automobiles. Second, the car-bilying public, aware of the steep increases in motor fuel costs, are selecting small cars in greater proportions to offset this constant out-of-pocket cost. National statistics indicate that the consequence of these actions has been to produce a current mix of approximately 55 percent large cars and 45 percent small cars. Based on current and recent automobile sales trends and the rate of scrapping older automobiles it is estimated that by 1985 to 1987 the number of small cars will predominate and represent 5 percent of the automobile population, lane cars _'S percent. By 1990, it is estimated that 90 percent or ::ore of the automobile population i•.ill represent small cars. By that time the conversion of the subiect parkin-, garage to virtually all small -car spaces Mould be justified. STATUS OF ME aAR-kGE SITE The land comprising the gara`,e site i�as conveyed to the Cite of 'ilia:;;i by Dade County ta,,der a L.-id Exchange Agreement dated December 20, 1979. Section S of that .agreement identifies the site as follo�;s: ,'upon request by the CITY follow-:n the CGU\'?1''S rcceit�t of tide to the property described in Exhibit A of this Agreer,,ont, anG" after the CITY has demonstrated to the COU M' that it is prepared to con- struct an approximately 1,000-space multi -storied public parkin; garage and associated structures, the COUNTY shall convey to the CITY, by County seed, the property- known as a portion of BLOCK 108 N, DOW%- T0IQN M'FM.-IE\T CEE\TFR, more particularly described by legal descrip- tion attached hereto and made a part hereof as Exhibit E. Said deed shall contain language substantially similar to the following revertor provision: A QUM' grants all the real property noted in this deed to the CITY so long as the CITY utilizes said property for a multi- storied public parking garage. In the event that the CITY does 19 82 •77 a z Table 10 ESTINUNTED STABILIZED GROSS RE1,TE.NUES FROM PARKING Source 1. 7-Levels, 40% Compact Stalls Employee Office Visitor Cultural Center Visitor Intercept Parker (work) Intercept Parker (non -work) Total 2. 7-Levels, 10036 Compact Stalls Employee Office Visitor Cultural Center Visitor Intercept Parker (work) Intercept Parker (non -work) Total Peak Turn- annual Average :annual Use over Factor Fee(1) Revenue(1) 460 1.10 12 $70.00 $415,040 160 2.50 2S0 3.20 310,000 120 3.00 300 2.30 243,400 2 1) 1.10 12 70.00 221, ; 60 120 2.50 250 3.20 240,000 540 1.10 12 S70.00 `_49,N,0 180 2.50 25)0 3.20 301))000 1 �u 3.00 300 2.30 -61,100 25U 1.10 12 70.00 _'31,000 20(1 2.50 250 400,000 I,30U(') S1, 59,060 (1)Re%-enues and fees represent estimated 1953 constant dollars. (2)Represents use in approximately 1986; assiLmos completicii of the rapid transit and distribution s-,•stems. (3)Represents use in approximately- assures ccmpleticn of the rapid transit and distribution systems. 20 82 -77 a a not use the property for a multi -storied public parking garage, or if the CITY fails to comply with the provisions of Paragraph 5 of the Land Exchange .agreement between Dade County and the City of Miami dated December 1979, or conveys or attempts to convey all or a portion of the property, then'all -:he property described herein will revert back to the COUNTY or it!3 successors or assigns at the option of the COUNTY. "The CITY agrees that such an approximately 1,000-space multi -storied parking garage and associated structures shall he designed and con- structed in conformance with the master elan for the Doivntoun Govern- ment Center and shall be architecturally compatible with the other facilities constructed or to be constructed in the Downtown Government Center." ESTIMATED A.N71NUAL DEBT SERVICE It is estimated that development of the proposed garage will require a bond issue of approximately $10,404,500 and that the annual level debt service will be $1,513,840. The assumptions reflected in these estimates are: 1. Garage construction will start within one month after bonds are placed and be completed within 12 months thereafter at a cost of V ,1ti0,000. 2. The revenue bonds will have a term of 25 years and carry an average interest rate of 14.0 percent. 3. Interest will be capitalized for the first 1S months after bonds are placed. 4. A debt service reserve --covering one year --will be capitalized. S. Bond insurance will be obtained at a cost of 0.7 *,percent of the total principal and interest payments that are not capitalized. 6. In addition to the construction costs, four fixed costs .: i:= be in the bond issue; bond issuance expense, S180,000; administration, $100,000; artwork, $107,000; and a&F. construction inspection, SS4,000. 7. Interest will be earned on idle funds during the first 18 months at a rate of 11.5 percent. The estimated cash flow during the first 18 months, based on the above assumptions, is shown in Table 11. '_1 82 - 77 T.ihle 11 . ESTIMATED CASH FLOW FIRST 1S MONIHS STARTING ENDING MONTH ----------------------------------------------------------------------- BALANCE INTEREST PAYOUT BALANCE 1 1014049500 0 254026 1Or1509200 1 1191501200 97r273 1851555 10461000 2 111061r900 969427 1659298 9r993450 3 9093458 959767 216r634 9r872r180 4 9i872r1BO 94r618 319r306 916171486 5 9r647080 92055 319006 9r420r630 6 90261630 90r281 1015012BO 8r360r630 7 893601630 809123 523065 719lb 398 8 7017090 75r875 625083 7r367r2B0 9 70671286 70r603 794r251 b 613r640 10 6r643r640 63r668 861r986 5r845r320 11 59845020 56r018 820r632 54809708 12 5481000 48r690 116240400 3604090 13 3404090 33r590 53Sr173 310830 10 14 3003r41D 289783 386r869 2r645r320 15 2r645r320 25r351 2401285 2r4309391 16 2038090 23r291 1653 2;446r130 17 2r446►130 23042 1653 2062420 18 2062020 239594 971r523 1r514490 TOTAL 11119r840 1090109300 BOND ISSUE SIZE : s 1114041500 LEVEL DEBT PAYMENT : s 115l3rBiC BOND TERM ; 25 YEARS AT 14 X RETAINED RESERVES; DEBT SERVICE (1 YR) ; S 1r5139G48 ASSUMED INTEREST ON RESERVES : 11.5 X FIXED COSTS GF ISSUE: (s 115714 06 ) VARIABLE COSTS: ($ 3r953rlZO ) CONSTRUCTION: S 7rl30r000 D.S. RESERVE (1 YR) : S 1r513964O REPAY CITY LOAN: S 0 CAP INTEREST (18 MG): $ 2r1B4r950 BOND EXPENSE: S 180,000 BOND INSUR ( .7 X) : s 254026 ADMINISTRATION: s 1001000 ART WORK : s 107r000 ALE CONSTR FEE: $ 54,008 ---------------------------------------- PREPARED 117182 -------------------------------- -- 82 - 77 a Z ESTIMATED FINkNCIAL PERFOR,NWNCE Financial performance of the garage is examined by comparing its estimated net income with the annual debt service. In preparing this pro forma, an annual escalation in gross revenues and maintenance and operating costs has been assumed. Four percent per year (compounded) has been assumed for both the income and the eienses. In addition, it is assumed that the capitalized debt service (51,513,'J1'0) would earn interest at 11.5 percent, not compounded. The assumed garage development timetable is: Start Construction: March, 1982 Open Garage: May, 1983 First Full Year of Operation: Calendar 1984 During the first year, 198-2, only interest mould be paid --from capitalized funds. Also in the second year, interest only would be paid --half from the capitalized funds and half from the garage net revenue. It is estimated that gross revenue the first (partial) year, 1983, i,.ould be 5873,1.10, maintenance and operations costs would be �169,702 and,thus, net revenues in 1983 would approximate $703,418. In addition, interest earned on the capitalized debt service from the 19th through the 14th month 1rould be $8-,046, producing total income for the partial year 1983 of S•1on,464 Therefore, the estimated surplus in 1983 is estimated at Sn_,118 . In 1984 and the following years until the bonds are retired, the sources of income for debt payment would be the net revenues from the garage plus interest earned on the debt service resen,-e. As su narized in Table 12, it is estimated that the project would generate net revenues sufficient to cover debt service by 1986 to 19817. (This date is one to ti-.o years after the rapid transit is to be in full operation and generating intercept parkers, and the :Metro -Dade administrative building is open.) By 1989, the debt coverage ratio is estimated at 1.09. The coverage ratio is estimated to reach 1.26 by 1993 and 1.50 by 199"-1998. '3 82 -77 TABLE NO, 12 ESTIMATED EFFECT OF INFLATION ON GOVERNMENT CENTER %F;C-E '"OVEF;r,_E ASSUMED ANNUAL-INF'LATION FATES {COMFOUNDI:I:' PARKING CROSS REVENUE : 4 PARKING M I C EYPENSE a : F'MF„;ING DWING i0 A.{ 1'r 2E00 Ar+NAW EUOL COVEPAGE YEAR GROSS MID SET SERVICE EUPPLOS CU'''pul RATIO 1982 0 0 1903 873PI20 169,702 790-46; �- ';' �J:,140 �. :;_ 1984 05131408 2941149 003050 1,513,E41 -:20,00 0,342 . ': 1985 IY5739944 300915 IY442YI20 5513,243 -711720 -13015c2 Ws 1966 10361902 318 052 IP492►S42 1,113-840 -20.9^6 •151YO60 0,19 1987 117021378 3201678 19545.592 1,513040 11,752 -11 0203 1.02 1968 07701473 344013 1,600052 0513,940 W612 -32.0- 1. 1, 1989 0841092 3Jl,8" 78 116571506 1,5131:' 0 1431666 110,070 KH 199G R1 ,1. 4,9a4 „2 1 .r ,1.3 , S 11.16,.,42 c 9 /' i- 13,�a.. 2031103 3130 1.13 1991 IP991PS42 38710E'0 19776,553 1,513-3-0 264.713 57S,685 1,17 1992 2 2+071} 03 40 , to 2 5 ' 8 ,1 42-721 ,. :-513,01. 23,39 � ,. �,, ,,,_ 7 6 1.7-1 1993 2050051 4181666 0909,477 0513010 05627 :-30211 1.5 1994 2,240-214 430413 119781692 05120G 465-2S2 11761,75 1.11 e 19 5 c 2132 ,�22 a5:1;;25 r, :,�51-�2a 1,_� , 513 "1.0 53 24 J�,1 a - =1r, _ _.:,�, .., 0 1996 2020015 470v?J3 2-1:0164 1,51' . 'k 612,324 27,830 a, 1997 0510-076 4891,20 &ZCO247 i1`_12,310 00,4C7 cOt,:41 at W9 ..020562 529046 .13651.'6 10131W _JG -'J .,O 0 1. _, ,.. .,. 2 ^ . ri �p'J n- e 5 �lt,dal.,6J 55 n7 JSv, ..6 , 57 0 .}4J/-740 c t 3 2" 1,. _.,-v '•1:�1, 0c "n szr tf. ',]mil 2 .,0.. 2 01 21940966 572,00 J54002J .,511-00 1,03506 -1 W-07.:. 2002 310651867 05,312 2,640086 .1513K io 11120,20 31245-310 1,7S 2003 311F8622 619026 2042PSE6 1,513 ;,? 112_=1C4 OQ74-_60 . 1 2004 3,3161063 6449517 204063 0513, 0330-9t 2,026-:10 .-t- 2005 W4800i 67OP298 2-95200 1-71k 0 1,42E-W 0_44-20 13S 2006 31526454 695111 3.560626 00: `? iJ49,7h 004,090 2207 3/7201120 724,04 3.17c.218 1,513,: u: 1,665.31 .:,`... ... .. 2008 3187": - 225 7E3, 9t. r 19 299, 423 1 : _ 6 40 1: 2514': c -----------------------------------------------------------------------'--------------------------- (1) NOTE: NET AND SURPLUS INCLUDES INTEREST EAF;,4ED 3N r:[ZERVES :S i'a1C92 (2) LEVEL DEBT SERVICE ASSUMED ,FTC4 FIRST 24 MONTHS. INTEREST CAPITALIH-I' FIRST is hGt�":,c,. FINAL YEAR PAID FF;OM PESERVEE. (3) INTEREST RATE ON UND ISSUE _ 14 Z (4) INTEFEET RATE EARNEI! ON = 11.5 X :PREPARED: 01,121S2' '4 82 -77 Bet. H. Ty"d 1212) 962-A "1401--Proof of January 15. 1982 �9 APPE`DiX B DEFINITIONS OF CERTAIN WORDS AND TERMS USED iN THE BOND ORDINANCE AND IN THIS OFFICIAL SIATE.NI :NT AND SU.NENIARY OF CERTAIN PROVISiONS OF THE BOND ORDINANCE The folloy+ing are certain definition used in and sunnnariCs of CCI-Win pray Lions of the Bond Ordinance. l'he folloyy'ing summaries are not to be Conidered cull StUtenlents of the terms of the Bond Ordinance and. accordingly. are qualified by' reterence thereto and are .uhject to the cull text thereof. Copies of the Bond Ordinance may he obtained from the City or front Janes J. Lo\yery t,1, Co.. Incorporated. DEFINITION'S "Current E\penes" shall mean the C ity's reasonable and nece—my current e\poises of maintenance. repair and operation of the Pn ject and hall include. %%nhout limiting the _ener:(lit>, of the All-ke wing. Al ordinmx and usual expenses of maintenance and repair, \yhich tidy include e\penses not .uuunill recurring. all City adrinnis- tratiye expenses and any reasonable charges for pension ur retirement i'unds properly chargeable it) the Project, insurance prennUllls. Cog hWini expenses relating to maintenance. repwr and tTeration. (Qc% and expen es, Ut Pay In`_• Agiv1ls, legal expense%. any taxes \\ hich Ilia\ he la\\((illy iillp Ned on the Prk jest or its income ter operatiow, and reser\'es for such taxes, management tees. and any other expenses required to be paid by' the City Under (Ile provision of this Ordinance or by layy \y Ith respect it) the Protcct :all In accordance \y Ith the a.:crual nletht�d of accounting but shall not include any re,er\es for extraordinary inanitenance or repair. or any .itlttyyance for depreciation, any amorli/aunt, charges, or any deposits or tran-icrs to the credit of the SIrlklni I told and the General Reserve Fund "Depositary " shall mean any hank or trust Cttll,pany dill\ atitil0rl/ed by lays to ell_;tL'c in the ba nk-I g business and designated by (he C'it1 Ct,r1nins,1011 J" a iICPO,Itar\ of money, under the pnn ision, of the BOOK( 01'diMillee. —DeAgnated Rvenuo— Iliall n-,can the non ad %aloretn ta\ r,\Cnlle at,:Illdhle it, Ile City �ttn�l�Iltl' of the Utility ,erylt:c taxes collected by or on behalf tit the C lt.. fro,ll the sale M \%atcr and ill an .It11oLlnt In each Wad fear not to c:\cct_'d 1 of the IllaVMull I Princlpa! ,111d Interest KeyulrCnlentI Irl ifn :UVIQiII ter' .111y stlh,Cyuent Fiscal )'Car. " iscal Year— shall mean the period kt+nlrnevicni_ on the Iirsi day' ttf ( )k.:Iohel and ending on the Lest da( of Septenfa of Me ttAhm mg or a the vmw nmy he amen cd Iced(( Mille (tt chile Rt ottlttmn ttl the else,( l:ar tit' the City . "Government Ohll_'atittns" -had! nlc,!(1 tllre:t t'h1;C:illt,rls t`t. l.`1!_at!olls Lill' pflllei('.II `t ant: I11t' :tit:t` s( on "h(ch are guaranteed hy. the L'nncd State, I`1 America. "inyewnent OhNg Heins" shall ❑lean i I I Ch"emmem (Ihll`_a(Ion, I lei Mend.. debentures or noes Issued by am of the Wu Federal ayeneicy Bank, Wr Couper:(mo. Federal! Intcrmcdia(t C'reda B=W Federal Home: Loan Bank. Export-import Bank of the l'nned State.. G,vernmem National Mort_a e Association. Fcderll Land Bank:. or the Federal National Nh m_al o Association ! Includin= participation ::rtifiCate, L•ued by such .�>•ueI at(oni. (inr all other obhgathms issued or unconditionally _uaraniced .Is to principal and Interest by :in auenc% or person controlled or supervised by and aviing as an Instmnlemallty of the United States Goyern(nent PursLIan*t to authonty _ranted by the Congres4 by I repurchake LIgI'eenlentN yyith rCputahle financial in,ntution, cull e;ured by Government Ohlieat(on�. connnUOUS11 hayin` a market value at least equal to the anxIunt .o ( nvged •ub ect to the foregoing being permitted in\ eNtnlent!, tit municipal turd' under Florida lays and I y i Time Depo-'Its. secured by the foregoing. "Net Revenues" tilt any particular period shall "wan the arihnInt of the excess of the Re rote% (t,r sileh period over the Current Expen,es for such period. "Operational Agency" shall mean the Department of WbStreet Parkin_ of the Cit\ established by the Charter of the City of Miatin and any .uCCLIsor thereto. "Principal and Interest Requirements" shall mean the respccn\e :Inlounn yyhlch are required in each Fiscal Year to provide Rff 82 - 77 Benj. N. TN rrel t 2121 96?- "14C-I—Proof of January I;. 1982 tat for pain_ the intere-t on all such Btinds then outstanding \\hich i" Pa%abie on FehrUar\ I and on Au1_1us1 I in such Fiscal Y' ar. and iht for paint, the principal of ail Serial Bonds then outstmidin`, %%hich is Pa}ahle On AU1'uSt I in such Fiscal Year. pnd t:1 the Amortiiarion Requirement-. it' an\ . for all berm Blind, then OLIN Inding tier such Fiscal Year. "Project" shall mean the tiff -street parkin_ facilities to he constf_IMCLI and aCLiLlired in the I)o\\nto',\n Go\ernnlent Center in the Cit\ of Miami. together \\ill such land. structure". CLluipnlent and aPPurtenances necessar\ or de,4able in connection \\ ith the oltner\hip anti opel'aut'n of silch t.iClhtlo- all Lts described In plans and speCliiCahons. LIs the ";title ma\be amended from tinge it) lime. on flle it, the office tit the Clt`. Man;i_er. "Reser\e .-account Requirement" Shall mean the niavnlunl Principal and Inierc,t Requirements on account of the Bond', issued under the pro%i- ons tit Article 11 of this Ordinance In the CUtTetil Or an\ stlb,,equent Fis:al cal'. "Res:r\e .account Deposit RCLlulrenlcnt'' shall IIMM in C;ICh tit the l\\Ci\C Illollllls bl'L'illllln ` \\ ith the nionth f0llo\ling arl1 month ill \\hick an\ alllttllnt shall h;t\c hcen .11[hdrav tl from the Re,Cr\C Ai:ollnt .ill alllttllnt CgUal to one-h\elfth i i 12 1 tit the deticien:\ created h\ sllih \\ Ithdr.mal wild sll:h LeflCiCll:\ is MAIC III). "RL \'CI1LlC" sha11 Mean .111 nwne\ s. fees. C11:11'__es and other It1Co111C i'e:el\ed b\ the II\ 0l' a::rLieL1 Io II Cit\ m connection \\ ith or ;ls a re"Lill of Il, o\\ tlei'shlP tut (Ile PrOICCt. ill:llllhn,_ I11\ CIUIiCllt ificO lle hold the 1110110, on deposit in the Refer\e Account. the Smkim,. Fund Lind the (it ICral RC1:r\C FLIMI aild all\ PI'0:ee1I1 t`f u"o Lint) tt::Llp inc\ 1n,,urance oil file Prote:t tir :In\ Part thereof. -Time Deposits" shall mean huge dep'islt".:ertlflC;ltCs'tf dCPti"It or similar arrall_Clll:m" '.\ithi all\ hauls ill - trust :otlipjn\ \\hlch is :1 member tit tale Federal DCPosit lt1sL11'afl:e (ilri'Uratlofl .iild 1111% federal tit' State of Fltmda saving,, and loan Lissoclatlon \\ filch Is a nicniber of the I"CLICRII S.i\ Irlt_s .111d 1_t ,111 ii1sLll'ati:e Corporation and \\ hi:h are secured in the illann:r pro\Ided in SC:twn tall tit this Ordinance. S[.MMARY 01: CERTAIN PROVISIONS OF "1'1111". 11().'1) O1ii)I\:\\C1•: C,miph-rion Bontli. In addiloln to fhC Bond", the Cit\ 111.1% Issue .IdLlluof al Bonds On a Pal'it\ 111erC\\ Ill' It and to the ement nccessar\ Li Pro\Ide additional funds !Or P X IMI the Cost tit the Pioiect. other require- incnt> for the issuance of sLICII Colll('tetloll Bollds la! :Ile C 0tlsLllllnC Fn`_Illeers Mull file a st;ileillelll \\ Ith the 1"1ti;ll agent that the Proceeds ill sLICII aiHlp!cuon Bonds \\ ill hC required ind \\ Ill he sulllcictil for Pa\ Inc Ilse t ,11.lIl:l' tit the cost of the Project and, � h I it nCCe—ar'.. the Lit', L otllilli`s'.iin Ill 'Ile '`hl.lt.iCt e ;l Citiorli (tlg such :tililltle'I in Bonus must Increase the Designated ROcTILCs such QW1 the proportion of !)Cs1"nai:tl Re\eilLles to illa\ilI' ill annual Principal and Interest Requirement, in an\ Fiscal Year on IC:1tU111 Of .ill Blinds ouht.lndim_, includill u:h completion Budd-,. reillams the lime as the proportloil of Dc-i,-mated Re\ enues it) Ill.l\II11Uf11 antlllal P1111CiP;li and ltlterest RegUiretllents oil aC:tiliilt oI all Bonds oUtstLllldln" Pt'lor tut issLIall:e of sUCh C0i11pletion Bonds. In addition sitllUlianeoUsl\ \\ ith the issualice of sLI:h Co111PICuon Boilds the Fiscal :Lent is t'CL11.11'ed it) deposit from completion Bond proceeds ill the Rese:\e AccOLltll the amount required to illake the .1111OL111t on deposit in the Reser\e CLICtaI At the Rescr\e .-\ccount Requirement hullo\'.Iii`_ (Ile Is>Llafl:'C of sLIC11 C011111ICtiotl Btirldl. C omwti lion FielO. The proceeds of all Bonds required for the constru:non ill the Project \\ ill he deposited «ith and held b\ the Fiscal Agent in Li11sl and applied to the pa\ meet of the :ost of the Project. Mone\s ma\ he \\ ithdra\\ n from the Construction Fund for the pad nlent of such co,t, onl\' upon recelpt by the Fiscal Agent Lit requisitions and ,upportin" :Crtlfl:;lies of [he CI(\ , Clt\ \lana__er or tus dcsi_ilee e\ iJeticing the propi'let\ 01"Lich pa\illent,� accompanied h\ certificates of appro\al sl_11ed h\ the Consulting E.n__ineLrs. Upon completion of the Project an} surplus hone\'" \\ill he transferred to the General Rescr\e Fungi. Cow ii( tilt' P/'oject. Tile Cost of Zile Project \\Ill include. but \\ithout (imitation. the follimInt': tat ObliLLmons incurred for lahor and materials and to ct'ntractor,. huilders and materialmen ill Con- nection \\ ith the construction of enlargement,. improvement, gild emen,lons, for muchiner\ Lind equipment. and for file restoration of propert\ dailla_ed tit' destro\'ed in connection \\ ith ,LICIT :on,truction Lind for the 13-2 82-77 Benj. H. Tcrrei (212) 962-A 2214C-1—Proof of Januar\ I i. 19S� relocation of utility lines occasioned b\ construction alld for the demolition and disposal of structure, necessar\' or desirable In connection \\ ith such construction: Ibl Interest accruing_ upon the Bonds prior to the commencement of and during con"truction or for am additional Period as ma\ be authorized by km if so prmided. and suhiert to am limitation. in the ordinance providing for. -or authorizing. rile Is,uance (If Lich Bond": (c) the cost of acquiring b� purchase and the amount of am a\\ and or final mdenhent in am proceedim, to acquire he condemnation. such land. structures and nnpro\e[lie nts, property rights. rights -of -\\a\, fran- chises. easements. and other interests in lands necessary or :on\enient in connection \kith such construction or \kith the operation of the Protect_ and the amount of am damages incident thereto: Id) e\penses of adminl,tratlon properl\ chap,eable Ito sLlch construction or ricglli,llion, legal. architec- tural and en_'incerin4 e\petlses and fees. Cost of audit,, and of preparing' and isstling the 13onds. fees and expenses of consultants. financing charges. fee, and e\pen,e, of the Fi,,:ai Agent. capital ro,t1, to he incurred by The Operational Agenck in corin"tion \\ Ith the Initiation of Its nlatla_t rlltllt ttf the Protect. 11011d IlMirance Premiums. take, or \ether io\ernnletltal Chai;'es la\\full\ assessed dUrinL t;ttn,trllc(loll, rrC1111UI11s oil ill'Ur- ance in Connection \k ith colstrllCtlon. the Cost of fUndtn-, the Rc ct—\c Account and ;ill tither Items of C\Perl*,C not e1scv.11cre In ihls Section ,pccificd. ItnCident tit Ilse fiIIJtlCill . C0lIstrLI,:tWI1 ter P!'01CCt and the placing cf the ,.hole in operation: dild lei all\ cost Ii1CUCrCd hk the Cit\ for ,in% of the fore:olim: purpo,C,. \\itlim three \CUl's l`I'lOr to the dati of deliver\ of the Bonds. in :onnection \\ ith the aclllllsttlon and C0ll,(rUCtI01I of the Prolccl and pall for h\ the Cit\ out of fLlnds other than mono\, In the Construction Fund. Retry Cr,ltnant. Tile Cit\ co\enants in the Bond Ordinam:i: that It \kill ilk. charge and CoIICCI rmes and ehariges for tile U,e of the ,er\ lee, and lactltie, furnished f \ the Proi"t and th,!t troill time to tittle. and ,I- often a, it hall he nece,,ar\ . it \\Ill adlu,t such rates and ehal-L:es h\ increasing or the game ter am elected categories of rates and charges so that the Re\QnLtC, \kill at all time` he'+LiHiCletlt 111 CaCh Fl`C.il ear to Pro\life an afllount at least equal to the 11,1111 01' a) I IW; of the Cllrl"Cot L\PCIiscs tit (lie Protect for tie curi-c'm 1 local Year. ihl It)O ; of the Principal and lrlterest RrgLlirenictlts for the Alrrellt 1'I1c;11 Y C:tr. and ICI Illil" tit the Rc,cr\e Account DCPosit Requirement for the Current Fl,,:al Year. Tile Cit\ further :o\enantN that Il at .ill\ time the Rc%clnUCs 111,111 nett hC `lllttCtetll to prokidc sl1Ci1 1111101,11111. it .\ill rc\Ise thy' rate, and :har'ges for the `er'•lees alld ta,:IIMCs fllrm,lled h\ (lie Prolekt, so that the CatCs ;Ind ,Ninnies eUliected in the Current and each `Uhset.11lent I III:al Year 1k ill re`Utt I11 RC\eil lies sl!IIiCiG1I tit pro\ id: such amount,. Tile Cit\ i:menant, that the rates Cli,;r'Ce I X.d : 11C.Aed Lilldel" ll1C 13011 Or'dilhaCk: '.\ 1!1 he .'alga: to t'r _CCatCt' than each :ate-gor\ of iate and eharge ll\ed and :hared h\ the Cit\ at .ink !.chit, (hCrl operal, tJ b\ the Operational A erlc\' and located \\ithin Will) left of the Proleet. ►he Clt\ cowilants that If ill an\ I iscol Year the Rc\cnues shall not Thal e heel uttictetit it, Pro\ide the amounts set forth in the first paragraph ,rho\e. it '.kill hefore the Ist da\ the lollit\\Isle Fi,Cal car request the Project Consultant and the Operational A-enc\ to illake their reColIIfile lidal!olls ;Is to a re\ lslon tit the rate,, and charsi_*es for the use of the ,cr\ ices and facilities furnished h\ the Protect ,Ind cif) leI of sLie h request and such recornmendations hall he filed will the Cit\ \lana_er and the Fiscal .-cent. In the e\ eni that the Cit\ shall fat to adjust rate, ,rod charges in accordance \\ ith the Pro\ i,ion• of this Section. the Fiscal Agent nla\ and upon the \k ritten regUOt of' the holder, of not le„ than 25' (' in principal amount of all Bonds then outstanding ,hall Institute and prosecute In a Court of Ct)lllpCICilt juri,dictiol an appropriate Alit_ aCliorl or proceeding to compel the Cit\ to ad)ust such rate and charees In accordance %%ith the ahokc described requirement,. and the Cit\ co\ enants that it \k ill adopt and charge rate, and .hargel in ronlphance \\ ith am judgment. order or decree entered in am such suit. action or proceeding. .-lrmmal Biul,et. The Cit\ CO\ellant, that on or befOre the first da\ of each Fiscal Year it \k ill adopt a hud_et of Current E\pem,es and Capital Expenditures fkir sui.h Fiscal Year Ithe "Annual Budget") on account of the Project. Copies of the Annual Budget shall he filed \\ ith the Cit\ Clerk and the Fiscal Agent and mailed h\ the Cite to all Bondholder, \\ ho shall ha\ e filed their nanies and addre,ses i.\ itll the Cit\ Clerk for such Purpose. 11-6m 82-77 Benj. H. Tyrrel (212) 962-: 2214C-1—Proof of January 15. 1982 relocation of utility lines occasioned b\constrUCtion and for the demolition and disposal of structures necessary or desirable in connection \\ith such construction: (bi interest accruing upon the Bonds prior to the commencement ill and during construction or for any additional period as may be authorized by la\\ it so provided. anti subject to an\ limitation. in the ordinance providing tur.,or authorizing*. the Issuance of stlCII Bonds. (c) the cost of acquiring b% purchase and the alllount of an\ a\\ and or final judgment in any proceeding, to acquire b% condemnation, such land. structures and inipro\'enients. propert% rights. ri`•hts-of-%\as. fran- chises, easements. and tether interests in lands necessary or con\ement in connection \\ith such construction or \kith the operation of the Project. and the aniount of arty damages Incident thereto: (d) expense,, of administration properl\ char --cable it) such construction or acgltisiNOn. le_'al, architec- tural and engineering expense-, and fees. cost of `audits and of preparing .Ind tilt.` BOlds, tee,, and e\pen,es of Corl>U1lanfs, finanCm; Chal';_CI. fee, and e\pcn,c% ofthe Fiscal capital QOst1 t0 he ilICIlrred by The Operational Age tic in connection \t lit the Initiation of ih III anLII-011ent Of tilt: PI'oject. Band insurance Premiums. takes or other gmernrnental t:har,'Cs I:I»tllll\ assCss'.d dllriml constrliCti011. premiums tin insur- ance in connection \\ ith construction. the cost of funding the Rescr\e ACCOLInt and all other items of e\pensc not elsewhere In this Section specified. inCidem to the flnanCirl,'. :oil sI'tictIon ur a, gtit1ltlotl of the ProfCCI and the placing cf the same in operation: and ICI all\ cost incurred bl the Cit\ for sill% of the forCgolilg ptiposes. I.I.lthin three 1czw, prior to the date of deliver\' of the Bonds. In connection \kith the acquisition and COnstrU01011 Of the PR0jCCt Jrld lWid Itlr h\ the Cit\ out of funds other than monc\s ill the Construction Fllnd. Rare Cm enwir. The Cit\ covenants In the Bond Ordinance that it \\(II ti\. charge and collect rates and charges fir the use of the services and faculties furnished h\' the Protect and that front tulle to three, and as often as It shall be ilece`sar\ . It \\ III adjust such rates aril char, -,es h\ lncreal�lil_ or dct:ieasitig the Faille t>r apes selected categories of rates and Charges so that the Re\enues \\ill it all tunes he sufficient in each 1-1•-ca1 %'ear to pro\ide an amount at ICast equal to tilt: shell of (a) lilt)'; of the CIIII'Cllt f-Alicnses tit the Project for the Current Fiscal Yearr. (bi 10I1; of the Principal and Interest RCgtllrcnicilts fOr the CURVIIt f'IsCal letlr, mete ICI I(lil'r of the ResCr\e Account Deposit Requirement for the current Fiscal Year. Tile Cit\ furdic' co\etlants that it at ail\ time the RC\enUCs shall nilt he stitliCI:Jlt GI pro\i& -Lich anIOLIFih. It '.\ill re\Ise the rates anti ihar,_es for the sCr-,lCCs .lied (aCIl(tles ttlrnlshed h\ the llroleit. so that the rats ant Charges collected in the current ,Ind : ICh uh,cquctit Fiscal Year \\ di re,Ult Ill RcwnllCs sutt;cicnt to pro\ id: such amounts. The Cit\ co%c iants that thy'. rates ch,lr'gC'd ,ir;d coilc:tcd undler the Bored t )ra inji c \\ ii1 he calla; to ,'r 'reatter than each cite^_kIr\ of. rate and fi\ed and Chareed ht the Clt\ aI .ifl\ 011—treat parkin_ facill(t then operated b\ the Operational agenc%, and located \\ith(n II!tlll feet of the Project The Cit\ co\cnants that If in am Fiscal Year the RC\entles shall not ha\e Ncn sI11tIC1Ctlt to pro'.1de the aniounts .of t0rth in the first para_-raph abo\e. it %%Ill bet"tre the I da\ of No\cnlhet of the I)lkmilt` Fiscal 1'eatr request the Project Consultant and the Operational to maize their reCt\mnicndatiori, als to al re\ ision of the rates and charges for the use Of the ser\ices and 1,lCllllles furnished h\ the ProieCt and citptes 01 sUCh reatlCst arld such recomrile ndations shall he tiled \\ iih the Cm \lana_er and the Fiscal a-ent. In the e\ent that the City shall fail to adjust rates and ch,lr yes In accordance \\ ith the pro\ isions ol'this Section. the Fiscal A� sent nlay and upon the \\ ritten request of the holders of not less than 25' (' in principal amount net of all Bonds then outstandim, shall institute Mld pro>eCUte In a Court of competent jurisdiction an appropriarte sleet, action or proceeding to compel the Ch\ to .ldtust such rate and charges in accordarne \\th the aho\e described requirements. anti the City covenants that It \\ill adopt and charge rates and charn_es in conipliatic: \kith am jUdgment, order or decree entered in any such suit, action or proceeding. Anni(al Butler. The City covenants that on or before the first da\ ofeach Fiscal Year it \\ili adopt a htict_et of Current E\penses and Capital E\penditure, for such Fiscal Year ithe "annual Budget" I un account of the Project. Copies of the annual Butt,_ct shall he filed \kith the CII\ Clerk and the Fiscal agent and mauled h\ the City to all Bondholders \\ho shall ha\e tiled their names and addresses \kith the Cit\ Clerk for such purpose. M. 82-77 Benj. 11. Tcrrel (2121 962-4 '? 14C-i—Proof of lanuar\ i 198" The ON ma} at anc tittle adopt an amended or supplemental AnnLlal Bud�:et (Or the remainder of the then Current Fiscal Year on aCCOUnt of the Project. and the .annual Budget ;u intended or supplemented shall be treated as the .-annual BULK*et under the pro-,!sions of the Bt nd Ordinance COJ)We, t,f am such amended nr supplemented .-annual Budset shall he filed \\ ith the Ott, Clerl, and the Fis:al Agent and rllalICLi h\ the Cit\ to all Bondholders \\ ho shall ha\e-f ilod their names and addre„es \\ ith the Cit\ Clerk for sorb purpo,e. The Cit\ further co\'enants that the anlnunt e\pended fOr CUrrent E\pen,e, ill in,, Fi,cal )'car t. ill not exceed the reasonable and necessar\ amount thereof. and that it \\ill not e\pend all\ amount for maintenance. repair and operation of the Project in excess of the total an1A,unt pro\ Ided for Current E\pcn,c, in the .-annual BUL1_et. Flint• ot'Ftmd.t. A special fund is hcreb\ created .md designated the "\Ir.!nli Oif-Street Parking, Facilit\ Re\enuc Fund" ithe "Re\"enL!e Fund" I. The Cn\ cmenan[, that all ROCnucs \\ III he C011CC[Cd and deposited as recei\ed \\ith a Depositary or Depositaries to the credit of the RC\CIILIC Fund. All mone\, in the Re\enue Fund shall be held b\ the Cit\ in trust and applied a, pm\ided In the Bond Ordinance. A special fund is here],\created mid de.,ienated —Miami Harkin_ ROenuc Bond, I AddltiOnall\ SCCUrcd 13\ Non Ad Valorem Re\enuesi Interest and Sinkimg FUnd " (tile "Sink-ill-2 Fund —I There are created in the Sinkin , Fund three separate aCCOUnt, deNiL1la(Cd ''BOnd Semic AQLC nt". "Redemption AC,:0Ullt 11111 "Re�ertc Account" re,pec(i\el\. An additional special fund i, InrCh', crcateLl :i ki de,i,,n:;teli "Nhimi Off -Street ilm-kin_ Facilit\ Generai Rc,er\e Fund" ithe "General Rcscr\e FLInd"I. The 111011C\ s ill CLIJI of said Funds anti A:COLlllt, \\ Ill he IlCld in tFUlt and .Ipi'lled oil!\ a, hcrelllalter pro\ ided with re_ard to eaCh sLICII Fund and ACCOLInt aInd. pCM1111L ,uLh alpl`IICaUIuI}. \\Ill be ,uhic:t to a lien and 'Ahar"c In to\or (it' the holders of the Bond,, issued and ollt,tandim-, LInd;:r the Bond t 1rdl11,111Ce ,Ind for the im-thet' ,ccLIi it\ of such holder's until paid Out of transfen"ell as herein pro\ idcd The Cit\ Nlana�'er \\ ill, oft or before the ,()ill da\ of the month Ile\1 ,LICCCCdln' the ill(Intil ill \\111:11 Bonds are initial]\ Issued under the Bond Ordinance and not later than the 2(ith Lla\ tit each month therc fitter. \\tlhdi-Lm Lin amount equul to file balance renia min_' in the RL•\CIiLIC Fund oil the list da\ t)f the prc:cLhnL (Month. lc„ all anlnunt ilk` he held for the pal\ nlent of C ummit F.\pen,:, I equal tit) all a111h0L1ilt not e\,:Qcd mL' file .1111OLInt no%:c,,ar\ (Or Current E\pell,e, dUrint: the ilc\t eri,um,.2 three t 11 Month, :1, determined h\ the C It\ Mana`'cr. and deposit the sun,, so \\ ithdr"%%n \\ ith the -V__ent [t) the rCLI11 t`f the f0litm im: A,:01LInt, tit, FUCLi, in the In' IIrLICr: I a1 to the credit of the Bond Scr\ i:: A::t'Llllt, aril atllt'Lllil CgUal to olle-,i'Llll t,i the :01101311t of Interest pal\able on the Bond, oil till Interest pal R1eil[ L1a[C next ,U::Cedltl- i less ail\ ,11?loLillt rC::l\CLI a, :ap r.di/cd or aCCrLled llllere,t IIolil The proceed, of the Bt,nd, \\ill:h i, a\,Iliahle't,l" pat (tl.'(lt I and hCOMIlln, Au,'u,t 11-1 all allloLillt equal it, one-(\\ellth of the ne\t nlaturinC installment .tf rillICT'd oil all Serial Bond, then oll[,4lndltli pki\Ided. I?t".+C'-:I. t1Ltt :n Ca:h ICttrHh :(lief\c(ilii.. hL".\\:Ctl the Ll .. of dehl,en of Bond, PUI',Ltant to rile Bond Ordiriant: the:lnlnln ' '.\:1h Il:e mloritl iti{Itt\\ Itl" the 11U`(1[h ill \\ hlCh LI:h dcii` er\ lake, Placel and the next succcedln. Interest p ment date and the nc\t ,u::Cedm_ pillwipal pa\nlcnt date. respeCfl\Lit. . the anloUn( ,PC:itlCd in till, sul,rara'*raph ,hall he 111.11 anlnunt \\hich ',\hen multiplied b% the number of deposits to the :i-edit of tilt: Bt,nd S:r\ IC: A::oLInI rCllUlr:J to he made du1'in_ such rCspC:ti\C period, as pro\iLd aho\e \\Ill elllial the atMOUnr, reLlllir d inn addition to .Ill\ all1o1111(, rCCCI\Cd -is a::fLtcLl Interest or capi[all/ed Interest Hitt]] the prLiCCeds of ,U:h Bonds for ,Lich tle\t ,uc:eedin` in(ere,t pa\(Rent and next maturing installment of principal, re,pccti\ cl\ : ibi to file Credit of the Redemption AC:oUnt an aillount elllial to OI1C-I\\Ch[h o1 the principal .lillnl111t of Term Bond, then outstanding required to be retired. in satisfaction tit tie Amortization ReL(LtlfelIM1111. if an\ . for such Fiscal Year. Plus the premiums. it" an\ , on the principal anlnunt of'I Call Bonds \\ hICII \\ ould he payable in such Fiscal Year it such principal amount of Term Bonds \\cre to he redeemed prior to their re\neCtl\e illaturities hom mote\', held ltir the Credit Of the Sinking Fund: ICI to the credit tit till' Reser\e AcCoLltlt. ,UCh amount. 11 all\, of an\ halance remainin_ after making the deposit under:lause, ial and ibl abo\e for the entire balance II le„ that(: the required ailol11111 as illa% be required to slake the amount deposited ill ,Utah (Month to the :redlt of the Re,:t"\e A:wUnt equal to the Reser\e A:coUnt Dept„1I ReLllltf:Ilkrlt for ,L1Ch )Month: id) to the credit of the Get}eril Re,er\e FUrld. file hal.ln:e. It .nil . remaiwn- .liter making Zile deposits under clause, 1.11. 1 h 1 and I. I aho\ e B-r 82 -77 Benj. H. T'�rrei (213► 9616 "i-tC-I—Proof of January 15.T9S2 If the amount deposited in any month it) the credit of any tit the :\ccoUnt- or Funds mentioned In (al to (c). Inclusive. above <hall be le" than the anxumt required to he deposited under the fore_olm; pro%isions of this Section. the requirement therefor shall noerthele„ be cumulative and the amount Many deficiency in any numth shall be added to the amount other\\use required to he deposited in each month thereafter until such time as all :Lich deficienctes hurt been made up. The anmunh required to he depo,ifed in the .Account, nleiltioned tit clauses tat. iN and tcl abme in any month ilia) be reduced to the e\tent chat all or a potion of the deposit regwred tit Lilly such month ha, theretofore been reahied front the in\c,tillctlt of mol'.ey, on deposit In any ,Lich AccoLint. ,application hI I mzd Se'/'1'ict' Acc•oititt. The Fl,c:ll assent ,Hall, during the period of fly c hw r ess day, ImrilcdlatCly preceding each Interest paylilCrlt date. `AIthdrx.\ from the Iiind Scr\Ice .Account. Lind ta) rellllt by mail t0 each o\\ner of Bonds registered its to both Prin1:lPJI and niterest the amounts rCgllired for paying the Interest on 'such Bonds a, ,Lich illtere,t becomes due Lind payable and Ill) deposit ill trll,i yyith the Pay III,-, Agenf, rile alllollnt, reLiLlired for pay Inn the interest tin the Road, ;I, Lich MIL:relt }iecOnw, Mlle and payable ;end the principal of .111 Serial Bond, as such Principal becomes due .Ind payLINC. Alilllirtiritut 01 tlonevy i;r Retle mlition.•11rt'ititt. Moneys held for the credit of the Redenlpton Account Wall be LlppliCd to tile rCUWMCilf of To Terlll Bolld, I„Fled LlndCr tie pnni,lons of till, tlydlnallce a, follkmy ,: la) SLIitICCt to i11C pro\'f'•Ioll, of paraLraph 1C) of Ohl, Se:tion. till` Fiscal A_Ceii( (ilay purcha e anJ Ielill Bind, secured hereby and then UL!Isiarltllng. \\hrther or ntq such Wmi Mmd, ,h;!11 :hen be ,Uhlict tit redemption. till the most atlyalllal'COLI, terns, Obt.1111.1hIC \y all rC;t,on;ll'IC dll!"e!:cC. ,Lich Pike [lot to e\cccd the principal of ,Lich Terlll Bonds plus the amount tit the fCLICInpilull plCi11IL1111. It ,Illy. ' filch night on the nC\t redengion date he paid to the holder, of ,Li:h Tenn ITUN undcr dw ploy lion, of the Bond ( )rdinallce It ,Lich Term Bonds ,hOWd he called 54 R'de1lmMltm on ,Lulus date Rom note;, in to Smistrig FmA. The Mal Agent ,h;tll pay the Irl acq accmcd on ,u h Tenn lima, a, d.IIC tit ,.t11t:mcM TeNfoi li'om the Blind St'r\ Ice :\Ccolinl and the pur:ha,c price from the RedemptUm \:count. but Ito ,LICIT plr:ha,e ,hall he m:Idc by the 1'ls:;ll .i_Cflt "AhIn the pel'Rld of 1-15: days ne\t pl'C:CIh!1_ .ill\ in!et'C,t rt,iy'nent (late on Nllich ,Lich Term Bond, arc ,Uhleri to :all ft)l' rCdcitlptloll U11dei'thC Pr0\1110ris Ill the Bond tlyd:nilnce. C\:CpI frolll rilo11C\, t`ihef th;tll 'lloftey, Lit .t,k1C of dCpo,IICI{ iof (tic redcmption +`i I erns ltond,. bl SUbIL:t tt+ t?e pro% I,Ion, of the Bofid OrdIIianco and h,lr'.. I',Iph I � I\Ctt \+.. the 1 (,Leis A Ilia\ call for redemption on oak:h Illtcre,t pay n?ent chic on `.\111,11 1 ell11 lltif'd, ,toe ,tib!c:t tt+ IedCllTptl0I1 ,Lich ,1111o11111 tit 'Lich Terre Bond, a4 ulth the re+_{empuon Premium. if any, %%H1 e\h;ul,l the nuwn, vh!ch "A be held Or Ole credit of the Rodenlptton "ouln tm sale{ imunt pa\ nwra kWe a, rwaQ .t, m,ly tic•. Pro\ idcd. IiotiC\er. that not lc„ than \5ti,tl(It1 i`i!ris!l ,aI itiiount tit Terlll Bolld, ,Bail be :.hied t"t'rc,lelliplltull al all one tI111e 'anic" a is„Cr alliount ,hall be 1egLL'r2tl to ,,tll,l\ the :\t?o al/ation Rcquticln,,I l for ally l'I,:al � C: 1 SLI:h redemption •hall fC 'llac{C I\L.tl,llaJlt 1+: the i'i'o\II ill t'I Ih. lit+IId t )rdIT.an:,. fhc E i,.;il -%ell' ,11:01 during. the period tit ei%e hu,in.,, Clay, imor to the reduiptim No \% nhd:a" trolls the Botts Son we -),:coed, and the RCLICII)Ptloll .-\eCount Lind ,ct :hide ill ,et'ar.U: ;I::oL111t, 01 dC14011t N!ill the h.t\In_ .agent` the re,pecti\e .IfiloLlfit, roquired for p.iy Ili 'llc Iii1Ct'e,[ t'il. ,slid ill,: IllI(lelp,il sill(! fCdCllll'Ilorl Plenlllllll CI. O'.0 Terll) Bontis so ::Ills.: for redemptst+r, Tel \Toney:, held by the Fis"d A at in the hcdompWxr) :Nctount ,hail he applied E^•\_ the 1 I,cuE A_etlt each FS"I You LI the redwrivent of Bond, ten tastandit = In the M"ing order: FIRST: the Terns Bond, it) the e\tent of the .-lniorti/ation Requirement. if any . for such Fiscal Year for ,Lich Ternn Bond,. Plus the applicable pretniurn. if ally. and any deficiency in any preceding Fiscal tar, in the purchase or redeniptwil of ,Tress T erni Bond, Linder the pray I,lori, 01 this subdivision arid. if the amount n adable in such Mai You hall not he .efficient therefor. then Ili proportion to the Aniortization Requirement. if any. for such Fiscal fear for tilt Terns Btatd, then oulstaildnrL. plus the applicable preinium. if any. and any such deficiency . St-co`u: Term Bonds. if any. in such manner as the City Nlan.L__er,hall determine re,ult, ill the _reate,t economic benefit to flit City. Tfi1RD: Lifter the reninomem of all Term Bonds. If Me . Serial ISM, i„Ued Tussles the prtiyi,luns tit' file Bond Ordinance in the myCr,e order of their snmuntit, B 82-77 Benj. H. T%rrel (212) 962A _21-1•C-i—Proof of Januar\' 15. 982 rI ,arlilic'uriolt of Mone.Ns ill Re.)erv'.iccotint. Mone\s held flor the credit of the Resere Account shall first be used for the purpose of pa\ing the interest On and the principal of the Bonds \\henc%er and to the e\tetit that the moneys held for the credit of the Bond Serice Account and the General Resere Fund sliall he insufficient for such purpose and thereafter tOr the purpose Of makint, deposit, to the credit of the Redemption Account pursuant to the requirement. Of clause (b) Of Section 504 (it' this Ordinance \\hene\er and nt the e\ter.t that uithdrauals from the Re\enue Fund and the allIOUnt On deposit in the GEn.ral Reser\e Fund are insufficient for such purposes. It at an\time the mone\s held for the credit of the Re,,me ACCount shall c\ceed the Reserve Account Requirement, such e\cess shall he \\ ithdi tLM n h\ the Fiscal .1_ent and deposited h) the credit of tilt: Revenue Funs. .41)plic'tuion Rt'ventiev: (, try'enull!:i;tlill\1 lttillmcc ttl :itlthliolml B(Pli is tolder 01'dilltillt't' No. 7066..- dolited November 'l. /962. The City co\enants that If In an\ Fiscal Year nlonc\s held for the credit of the Reserve A::oUnt are \\ itlid ra\\n and deposited to the credit of the Bond Sec\ Ice .-\c:aunt or the Redemption Account, the Cir\ \\ III in the Cit\" hudget for the ne\t ensutng Fiscal Year hUdeet as a tirst prnlrlt% it -cm an anluunt equal to the :Itllount Of such «ithdrLmal from the Rescr\C Account. SLlch hLld_. t!d anluunt shall he a first charee against the UesiLmated Re\Cnuc. recei\ed In such ne\t ensulnL Fiscal Year and up011 the receipt hy the C it\ of Desi,_,nated Re\enues. In Illeh ne\t ensuing Fiscal i ear Mich DeNi`_:nated Re\cnUCN 111al). ,tlhle:t Its the prior claim of the Cit\'s oUtstatldinl �pCii:!) ObliL.Ition L*01itles Ser\ick fa\ Bonds 1S:Pies AI. dated FehIlUar\ I . 1963. first he deposited a, reie)\ed \\ith the Fiscal A_ent fol the :rtdlt of the Resere A::oU11t Llmi the 111101.1111 NO deposlted tt.!UaIS such hud,_eted amuLlnt. T Ile blld`'etln,_ Gild dept»lt I'Ctltllreillent ttl tills section shall he :Llnniiatl`e and to the e.\(cnI that 6t�l,'nated RC\CIILIC,, ret:el\ed h\ the C It\ Ill :Ili% Fiscal Year are not Nutficicnt to itlake deposits in the Reserve A:COLt(lt equal ill all prior \\ithdra\\als. \\hich li i%e not hcen restored front Fhsl_natcd Re\enuCs. the Clt\' shall relllaln ohhgated it) bUkh-M anti dePosll ,llllolli)rs sLlfliCICIlt it) ill,Ike Lill .Int. .Lich Unrestored \\ithdra\\als. The Clt\ :o\enants fOr the henefi, of tlic holtfer, tt( the Bolltls th,lt It \\ ill ts,Ue no bonds. ill addition to the Present\ OLItIlLincling, Utilities Ser\ice T,i\ Bonds iSeries At of the Cit\ dated FChRIZII\ I. 1')h;. pul-su,Ult tU the authori(\ conferred h\ Aiticle I I of Ordinal):c No. 7tihh. adapted I,\ the Cit\ Comilllssloil till \o%CIllbCI- _I. )yr,,, either to IiMMCe IddIti0nII illUillClp:d PI'0.IC:ts tK tit r:fUnd the ollhtaildln_ tierie,, i honds. 'l)1)liCtllltUl tit .tlt'Itc\t ill !lit' Gencral Rt'4'1'rt' 1 inlet. �1011 ',s held for the :redit of the General Rest'\e Fund mad at the e!ectlon of the Civ, he applied: la, to rel(llbllr,: the CII\ for an) aniULlRtN deposlt:d nl ale Res:I\e A::ttllm'.rom Ihsi niat:d Re\enueN. 1b1 to pur:ha,c or r:d:en1 Borl�is. 1:1 ?,0 Pa\ file :test of WILMIal or e\tr.Ittldindr\ Illalnl:il:tn:: Or repairs. d1C :fist of retle\tals and repla:cnl,ilts .tlld the ,ill related It, :he 1'rttl::t an,! the :list of acgUlrmg and additions and Rl:(t t\cn:enl� tit llt� F�i't t:�, al) i li,'.:I .tnd .ldlnll) h,(rdti\e e\pens:. related to the itV'e`_ t111"..ind Id) to make Lill deiI:ICil:les ill all\ of ;he . CsOLlnt. and Fantls:i":a(:d ill the Bond Ordinzmc,C ;n:ludim: an\' deficiencies ell the Revenue Fund rc+llred tOr the Pal nlcrlt tH L urr:rlt E:\p:lres. Pro\ )ded. hm%e \"er. that in the el ent of am deficiencie" in ,Iil\ A::oUnts or FLinds :seated h\ the Bond t )rdinatl:e the nlone\s in the General Reser\e Fund shall he applied is Pro\lded in paragraph tdi Ubo\e at make up all sLl:Il deficiencies prior to tppl\ing an\ nione\s in the Rt:se1'\e A::OUnt for such purpose and prior to appl%ing more\. in the General Reser\ e Fund for the purposes described Ill paragraphs i a ), (hi and i c) abo\ e. AlyVicatitul rtl'.11unt"\� ill .Sorkin,' Fioul. Subject to the terms and conditions set forth ill the Bond Ordi- nance. monevs held for the Credit of the Sinkin_u, Fund shall he held in trust and dishursed h\ the Fiscal Agent for (a) the Pa%nlent of interest On tilt: Bonds a, such interest heconles due :Intl pa)ahle. or (bt the pal}ment of tilt: principal of such Bond, at their maturities. or I c) the Pa\ nlen.t of the purchase or redemption price of such Bonds before their nlaturit\ and such nlone\ s are pledged to and Charged \\ ith suCh pal\ nlents mentioned in the Bond Ordinance. !!n'estmenr l)(Mlone'xs. done\', held for the credit Of the Construction Fund. the Re\'enue Fund. the Bond Service Account. the Redemption Aecount. and the General Re,cr\e Fund. \\ill. as near[\ as nla\ he practicable. he continuous[\ in\ested and reinvested h\ the Fiscal Aeent in Ime,lment Obligation, \\In:il shall mature. Or 82 -77 r;i �► f l a Benj. H. Tcrrel (2121 961; E,2 22 f 4C-i—Proof of January 15. 19-82 nhich Oiall he sabred to redemption by the holder thereof at the t` O* of such I1o1dCr. not later than the respective Wife, v%hen moneys held Q the credit of said F-LlnLI, and Account, \\III he rtyun'td h`r tile purPt"�� intended. or in Time Deposit,: provided. htnwer. that each such Tinhc Deptim ,hall powl-mu the money, so placed to he a\ arable for use at the time,; provided ahoy e. Moneys held for the credit of the Reserve accoLma shall. a, nearly a, may he practicable. he ownurnisly invested and reinvested by the Fiscal agent in In\ ewlient Obligation,. %v hich In\,,tnitnt Ohhgati'n„hall mature. or shall be subject to redemption b� the holder thereof at the option of such holder. not later than (en years after the date of such in\e,tnitnt. or in Time Deposit,. pro%ided. however. that each such 'Cline Deposit ,hall permit the money, ,o placed to be a\adahle for use at the tulles pro\ ided aho\c. Investment Ohli gaUhnN and Time Deposit, so pUrcha�cd ,1, in Itl\c,nn nt of monc\, ail any ,UcIl Fund or Account ,hall be deemed at all times it) he pall of well Fund or Wow Ile Illtcre,r accruing thereon and ail\' profit realized from ,Uclh in%'est111cra ,hall he called to such Fund ter acCOLint and any 10-, resUltin_ front ,'ach in\e,tnlent shall be charged to) Fund or A xount. pro% ided, ho"ever. &I IIilew ,I cniiilt_' on and any pit\fit realized frorll tilt In\tslment of iihtnCy s in the General Reserve FLInd ,hall i'e dCpo,IfCd to ille credo of the i ;:\CIILIC Fund. Tile Fiscal Agent ,hail sell or present for pay merit or redelll "Ill Lilly Ill\C,II11CIlt (Y1h1-',ltlon, so ICLILtired y%hcne\'o:r it ,hall bt necC„ary so to do in order ill provide Illt`rheys it) 111ett all\ pa\melt tron1 ,ugh Fund or Account. Neither the W"d Age;lt nor ally agerlt thereof Wall be 1551C t`r re,potl,Iblc for ail\ Ill,, re,LO(IM from an; ,Lich lll\'r_,i wnt. In computing the armllmt in any Fund or acct`Unt treated pursuant it) the pro\I,loll, of the liond Ordinance. e\cepti g the Reserve account. Shgation, purchased a, an m\c,nnent tit' nhone\, thereat shall he valued at the Mist or ma ket price thereof. \vhicIle \er i, Io\\Qr. CWILI'i%C tit ,ICciUCd I[Itere,t. iil Coll IPUtillg the .1111t1LIW of the Rc,erve account, 01)11,_atitlnI ptlydla,Cd T, an m%c,trner1I of Illt`Ilc-,,therein ,haII he \,Idled at chef[ cw-rctitinarket price. The Director of Finance of tilt Ck, ,hall on [tie I do of. \I,I% anal Decenther Ill Cash y ',Ir Cake1,11AC the market price of all ,u:h oNt_,ahon, and if such total market prise. U j then %vIih any cash then held In [Ile I"C'ene Account. shall I�C IC„ that) the Re,Cr\C :\cCOLlril RCL{Lllroi1hC11t. the C i,% ,11,111 be 01111_,lted \v itllll the c11,11ing Llt) days eitherio nuke dep -A, at the time, pi'tt%lded in wi under the ,ul-cupwort ''Florio, 01 FLind"' J1,'0\C oi' io [hake cleposih frolll the General Re coo Find purnwrti it` Id! Ui1L!er file ,ubCal'li011 ­ AI'p1lc,uloll Of Money, In IIIC General Re,ene Fund aho\e in .iwouiaN rCLILllred it' make the Ilh,tikci price of aH ,u,h thll_,It orri i,tgetlC[ "ail ,toy cash then held it) ,lie Re,or\C \Cc.tura CLILIJI ill the Re,Cr%L' \cet`ll(hI RcLIUIIClllCta Pa\nwnt tt Pr:lwiril. /!iit'!t"t ti!iti 1hl: 11\ :w,c'lan!, In the 11�)ril t)fdirialle: that It t%Ill j`[tllllpil\ hay the princ:pal t`f and the lracrc,t on each and Cy l'y B,`aid l,sll, d Linder the proyl,Ion, or the Bond O'dlrlance a, the place,. on ihC date, ,and lit tilt: inarni r pe.tl ed heteiil ,ind 111 said honds moll :11 the :oUpoill. if .any „appelimning thcreun and an; prcmann S CLI mcd W Aw rcnwieilt of ,.:Id lit'rld, 4) pur:lla-e cir "Cdt_Il'•I'f1un. acsordin_ to the true Intent arld nacarlma tictet'f SMh 1`[In,-ji'al. Isere,' ar,l I'r:iiltll;li y\';I be pa\,0b1-,' ,t`lel, tt',lrll tilt RcyCilllCs ,Ind. to tie t\IC(lI pray ItlCll Ii1 the l0nd L lydtllant.c. troin tie Dc,;gnatcd Roy cnU;:, avid ,.lid Rcy CI1UC, and De,lgrlated W enues are pledged hi the pa\ I11Cnt thereof :Ih the n1omwi— and to the ewat pari uhrly ,pC Med in the Bond Ordinance. Bond, I„Lied Linder the pw%I,Ion, oI the Bond (11011rlCC 0111 Olt he deelllCd In, oorl,unae a dcht .tt the C Iry or a pledge of the faith and credit of the (Way but such timid, %% Ili he pa} able ,, do ly front the fund Pro% idt:d therefor from Re',C11LIC, and DeOgnated Revenue,. The wlanceof the iiond, %yIll ilot directly t)t' Indirectly garcontin_cntly obfl_'ate the City It) IC%% or to pledge any form of to\ation %%hate\ er ihereft!r. other than the Designated Revenue,. nor shall any ,Lich Bonds con,titUCC a charge. hen or encutni'raricc. legal or equitable. upon Lilly' prltpCil\ tit the City. Coo licltlt A"'L111lit l:uLuNiir.tlnl'%. "File City f.itlhcr covenant, that. front the Rr\enues. It Mll pay Lill go\:rnmetual cha e% W fully K ied or ww—ed uptln the Protect ter ,iny pan thereof ur upon an; Rmcnuc• \%hen Me same ,hall hecome du;. that a y%i1l duly oh,er\e .and comply "ail all valid rcLiUilenlents of any municipal or _o%ernmental autlont\ relate': fo the Pn!fect. that a %%Ill not :real: or nu r to be ci'Ca d all,. lied or charge upon tilt Protect or .any part thereof. or t`il tit Revenues or oil the De,lputed Revenues. other than w provided in the Bond Ordinance. ranking eyuJQ "Ali or prig[ to\ the Bond,. and His. trot of the Revenue,. a ylifl pay or cause lobe discharged. or \%ill maim adequate pn'v islon to san,f\ and dnchar e all I,I%\ fun clairll, and demand, f,tr lahor. materials. ,upplic, of other objects %%Inch. iI unpaid. night by i,l\% become a On upttit the Pniject or an) part 82 - 77 . Benj. 11. T3rrel 12121 962•5.�� 214C-i—Proof of Januar% 15. 1982 thereof tic the Re%enue%: provided. hoae%•er, that nothing Will requll'e the City tot pal or came to he discharged. or make pro%ision fair, an% such lien or charge No kmg as the Widity thcr,of Nhall he contested In _,,00d f:uth LInd be appropriate legal proceeding;. Insurance. The Cit% :orenants that it %%ill at all tinges ram insurance. in a re,Pon,01k; insurance ctmnpanl or companies authdrired and qualified under the la%%s of the Stag o► f=ltrida to a„Lurie the ri,k thereof. k:merin such properties included in the Project aS are ell,tonlaril% in,Ured, and :u--ain,t Its, or dai ia,,.e from sack% CLIU,e, as are custorriaillx insured against. by conlpanie> engaged In ,initar hu,ine,s `ot%%ith<tano.iing the foregoing. the Cit\ ma% institute and maintain fi,:all\ sound and prudent ,elf-In,urance programs !kith regard to such HNN a% JAI he wired tent "IT the wourn ;ndatrolr of a qualified ;lid rogOnally mco`'ni7ed insurance consultant. Rkecortlk, Account% an,l .alallt+. File City :o%ellaflC, 01,11 it %kill keep the fUrid,, a::oUnt,, flittrle\, and In%e,tment, relating to the Project �eparatc from all other 11111d,, a ,0Unt., Illt�rk%I and imc-tillent, o the Cit% or airy' of IfS departments. and that It %%Ili keep accuraw record, and account, of all ItettT, tot Cots and of all expenditures reknttlg to the PrtiOct and of the Werl(it, :olle:Nd ,arid the application of ,tich Re\enuc,. Such records and accounts ,hall he open to the in,pe:thin of all Wwre,ted Persons. The Cie\ further co%cnant, that at lalst ginirieri% Wing enh I'Scal fear hwinning "all the AN: fall local Year follo"We the date of dcli%er% Attie HOW it "A cause to he hKod %k all the by Clerk and the Fiscal A,,ent an Unaudited interim report, ,Igned il\ the City Manager ,Noll%; forth lie re,pt:t of tilt` i`reCedin`_ thr e-nloflth period: fat a ,CPai'att Iilcollle and,\Perl,e a:Ctnml An' the Itroi n `il+t% mg qw t,t Ron a le, ;Ind a :alauh::Oil chiming %khrther the C�it% is Ili complianco %kith the Jlate Cosa•] ant. lb) :ill depo,l(, Ill lh: credit ttf ,Illd %%Ithdr:Mals 1r0111,:.I:It i'e':Lie I (!fill ,ink, A_-,-0l1fit:i':;li,a ttnkler tilt pro,, isttns of the Bind (4din.mce. 1:I the detail• Wall i3o'nd, I„ucd. 11,011, PUrciia':d r,r r,l{r nick%. ill% a balance -he:, .Is of tilt end of ,iP:h filr:,-i1N'lith !'r:h'l{. ,ll;d Iel the aiilolilit, 011 dert„It at the eflkl Of ,Ukil t111:,-111ond1 r:!';o'kl ;11 caki) F'ailk "I t1U,t :1'flIj'aII." ,!!id the ,e:Urit\ held therefor. The C tt\ further :O\Cnatil, t1.1! 'A itliltl ,i\ njonth, Xl, r tlrk' l .a:11 I Is::i� � :.ii" it %t. !ii "lu" an aukht it' ill :onlpieled tit It, hooks and WCOLIflt, iler'XhIll; t+t t11: 1'",t'::t ii., tfi, r�::t'linLli!l. h:rr`r(, ieach auditl ,hail be tired %kith the CA, co;1::1L'"i m. !ilk' c IC Nl.+fl,l_.r ..Ia! aw I _.l! �_:III...^.t% mot' .it:n i' �++1? •h.al be !1lalied to an% B0f'.dh0Id:r %%hoo shail ha, i::r1 hi ran!e .lilki ,Ill.'rs \!(ii :h: l It% (. ik!I, , 'r .,;h i'lL!'tr,: F.ach ,Uch audit report ,hail so! tort%% ill I,,reCt tit ,;lid 1'i-:al )'cal. !fl: ',Ulle lil,tt+,r' a- -!IC :eq;!1r,d for the kIU; furl% reports and ,flail inClUde a :ompari,on '.\ lth the : nnUal Budget Q -aid Waal i,:al I he :i::ttlnlLllif. Ill addition to'u:h audit rep(Irt. ,hall fUrrll,i) a ,reciad r.Prtrl ,tall%%_ that .1i1 e\,ilmnalion of th' fir ancial "'ate -lent, ila, Boon rnnklUk I.d In accord MC, "ill _'ensmil% a:cepled audah; ,Llndard, and ,I l[IIIg %k hole:' ,11:11 financial ial ,Iat:lilt ill, present fairly tilt financial position of the Profe:t and the re,Ultl ++f deli orer,llioll, ,ind ch;lllge, :il it, fin.111I1,11 pti,ition for the period :o\ered by such stud%( report Al conf+il'll(it\ 'kith gt11e1a11\ ,ICLCP[Cd ,l::(1Un11Il r1"1nC1pl,, applied to a Consistent ha'Is. Such special report shail state Ili %%hether at \ car end any % n)lauoil 01' hnnd:o\ enarl(s C\%,led and ! Ili if al my time dwing the Ftsc:d 1 ear tom r xida an vent of default ICI, defined ill fag tlrotli'Il lei in:ll he under the ,UbcaptDvil " %ent, of Detault i occurred and if mb the nauN of the de(aUlt. SUA ,p"WI reports ,hall be linuted Al hn,lllC(:11 niattrr, described in the Ordnianc,. 11, the e%ent that lair Lilly rea,on bextlrld (he control of the Con', It is unable a) tfLiin the foregt1111__ awdicote ,I, it, :onlPhaic, `.kith C:nerali% a::ePltd acsiuntin_ principles'and i, taking all reaminable and feasible ,tnwn, 41 "MaIll ,dill :LT(1fica(C\ is 10 ,(Ih,equLnt Fiscal Year,. the Cit% ,hall be deemed to be in :of1lpllance "ith the No%i,ion, of the Sectatn, it in Ileu of the :ertifl:ate required ahti%e such kerUfl:ale state, the rea,ons for ,11:il fit 1(1-:ctlliPli:ilic, or non Ctillft+Cfili(\. For the PUr'po,e, of the Bond Ordinance each Wd cycled thereunder,hali he el eerie% of icci nil, % uhin the hook of account, of the CA% and ,hall :onnot: a ,egr:gation of accounts. %%hi:h %%Ill support ,Pedal Plli'Po,e disclosure repons. floc to he :on,trued a, a ,epjrate set of hooks of ac:o(lnt,. B•` 82 -77 Benj. N. T't rrel (212) 962•5-11*) 2214C-I--Proof of Jantiar\ 15. t' .82 En(rv'rrn ent ofCrdiet-time.\. The Cit\ %\ill di(i_entl\ enforce and collect the rates. fees and tither changes for the per\ ices of the Project, \k i(I take all ,tell%, actions and pr-tweeding-, for the enforcement and collection< of such rate<. fees and chargen ashall beconfe delimiLtent Ni the Rd! ement hcrnutted or authori/cd h\ Izm : and "Ill maintain aCCurate recordk %ith respect thereto. No Stile of Proiect. fill The C•it\ cok'enant, that so lone a. an\ Bond shall be outstanding_ under the Itro\ isiom of the Bond Adinance and e\cell( al In the [Mind OrdlflenCe othem ise Permitted. It \%ill not sell. lease or ttther\ki�e di,Ito,e of or encumber the PrnfeCt. The Cll\ ma\. ht,\\e\er. from time at time. sell an\ rimchlner . tl\tUre<, altlttlrams. molt, intrumew or tither minable IlnOilert\acLILli'Cd h1 it in connection \011 the Project. or an\ materials used in connection there" ith. if the City %hall detennine that arch article% are no longer needed of are no longer useful lit amnection \kith the 1:011strLI lletn or operation -gill} nlallltenance of the Protect. and the proceed, thereofhall he applied to the replacement tit the Propertic, Io MALI of" disposed of or shall be dePtn ed it, the Credit of the RetlelnyAn .Account or the General Rome I'mA at the tt(tn m of the Chy IN Not\\ Ithstandirl, the pm\ kions oft at ahme. the Cal may frtent tinge at unit' ell. Irade tir lease such other property forming hart tit the Project aN i, fit,( needed ter ICIACe fit) tlSef(II itlit'110,C Ill Cttfltwction \kith the maintenance and operation of the Prt,ject and the proceed, of all\ such :Ili' of propert\ \\hlch i- deelared It\ re`oltlllon tit the Clt\ Cttllirm,,,iml to he tlnilece'oar\ lilt the Project liall be delto.lied to the .redit of the Redemption ACCOUCt or the General Reser\e Fund. a, Illa\ he (trot\idekl b\ .U:h rewlUtlttll. The Cit\ Ilia\ list) lea``e such portions of Ille Ploject a, shall ha\'C beeil dCll`_tlekl alit) :ofiIIr(!:(ed 11) he lealCd \\ IlhoUt rc1ard to file firldinL'ti mention':d in the ltreccdi(l_ �enteii . The Prttl,<r[\ CCCCI\tll In i\ihafl't hUr,(I:IIi[ TO ,l!'\ trade 'hall Ile deenled to be a hart of the hrt>_icct. 'I he rental, under all\ u:h lea'e hall he to [lie :r:dit of the Itc\enue Fund. ICI Not\%ith,Iandlll_ i}le pm\Won of ia1 ahtt\e, the Cit\ nu; A"m huge Gt Ingle hCrillmwi—I[l., ,lhatWon We Use Of. sell. trade ttr lease art\ pro(tert\ fornim,=- a part of file Project bill till\ it i 1 1 there •WH he filed \kAll the C'!t\ C-lcrk And do Fh"d Agent lira T tit Irt h .dC Or !ease a certificate. siCfte:d h\ the Clt\ \lana_'er And a}trn,\et} f,} the �etn tlitln_ }.It uteer . 'Tatinz_ (AI that the CII\ i, flat (hell lit default iii the neI'11tl111,lilie'1l All\ 1ti !h: :t1\efi,al[ : }ildl(lorl�. a_'reement, or provi,ion, :ontiinted m tilt: B.Ind OIt1!BAI1:'e. alit} I Bi that il?e NCl Rmentim, An the nem PICIAM; ISCA i car. ail:: I\!tl ' Of"! lit I h ,Ih,MA111- rilent, a)e of lca,,e ;gild ;in% rep(a:,i wnt are heel i:,- Chilli 1141'r t'f dIC illy\,iI1lllll ,1'r:_; fC I'l-III. 11,ll and InlCre11 Re\)Uiremcnt, for ,ill\ ):al lhel2.l!l:i, and ' _1 Comm I, vqQ vt the Rna .. ,,:1` m A.}tl; cm:rlt. { he nt"'tt:::i"'I fi:. „�c o .!ilk l'iol'C: I '(''i11nC 1', 1i 'i fhc ltio-c,t !h 11' '\ 1'1, ii .'t I: I ,t!'t \: 'il,lil Ctt}ter he d 1`1-�ifed :`\ :lie Ci(\ it, the credit of ti c IZ:d:tar::''n .\::ttllnt ell' Ill: Ci:ti :',tl K: eI\: I i!iid. ,it the t'111111rl Of (lie CII\ . orhail he ,tppked it, file re^lac::merlt 1`( the iVttl,Crl\ "t oW. aild in, l+r''lnrq xquned a, vdi rCltla:e:llCnl �hA hennne a pdrt of the NOW 'UEtICS 01 [he 11110I'Ittfl" elf till: I he retllnll under an\ 1u:h 4e31e 11,lil he de11e1-11ed :tt the Credit oi' the R:\enue I und. Ft,enf\ of ne ndi. Etch ttf the 1't110%\1(1_' ,11110rlt-'' u(IMN. 11 in "C\ent 01 defaLI1C . that 11, to .a\. It ILiI ha\merit of the I,rink: Ilia l and tli the rat}Cll11,1WII ItrCIIIILill I. It .ttl\. oI all\ tIt (ll•.' B011d- III III 1101 be made \\hen till wile shall become due and pa\ab,!- either ,It Illa((lrl(\ of fit loi redemption /)f' other'.kl'.e. or 1hl Itaymerl( of ,ill\ instillment of in(erett On all\ of the BondN Nh,lll not he made \khen t}le anw Thal} be:ome due and pa\ahie: t)I- Ni I1,1\ met1l if ,.till amount relluhvd to miq) ally :tnitminuion RCt}Ulr::IICIII }lall 111)( he illade, it r; kjuired hcr::n. or idi the Cit\ .hall for an% rea,on he r.rld:red incapable of fulfillin-, it, ohi(iations hereunder: or Iel fugal jutl_tllc'ftl for the i,!\ill:n[ of Illofl.\ 'hill hC [':ildered a=Jill't (hC CIt\ as a result ill the o%%nenhih, control or oiler of t,n of the P!OICL11 And all\ NUt:11;tld"illent }gal) not he %%ithln tit! da\ 82-77 Benj. H. Tyrrel (212) 961;3222 2214C-I—Proof of January 15. 1982 from the entry thereof or an appeal shall not be taken therefrom or from the order, decree or process upon which or pursuant to which such judgment shall have been granted or entered. in such manner as to stay the execution of or levy under such judgment. order. decree or process or the enforcement thereof. or (D the City shall default in the due and punctual performance of any other of the covenants. conditions. agreements and provisions contained in the Bonds or in the Bond Ordinance on the part of the City to be performed and such default shall continue for 30 days after written notice specifying such default and requiring same to be remedied shall have been given to the City. which notice the Fiscal Agent may give to the City and upon the written request of not less than 25% in aggregate principal amount of the Bonds then outstanding shall give to the City. Acceleration of Maturities. Upon the happening and continuance of any event of default. then and in every such case the Fiscal Agent may and upon the written request of the holders of not less than 25% in aggregate principal amount of the Bonds then outstanding shall, by a notice in writing to the City. declare the principal of all of the Bonds then outstanding (if not then due and payable) to be due and payable immediately. and upon such declaration the same shall become and be immediately due and payable. anything contained in the Bonds or in the Bond Ordinance to the contrary notwithstanding: provided that if at any time after the principal of the Bonds shall have been so declared to be due and payable, and before the entry of final judgment or decree in any suit. action or proceeding instituted on account of such default, or before the completion of the enforcement of any other remedy under the Bond Ordinance. moneys shall have accumulated in the Sinking Fund sufficient to pay the principal of all matured Bonds and all arrears of interest. if any, upon all Bonds then outstanding (except the principal of any Bonds not then due except by virtue of such declaration and the interest accrued on such Bonds since the last interest payment date). and all amounts then payable by the City under the Bond Ordinance shall have been paid or a sum sufficient to pay the same shall have been deposited with the Paying Agents. and every other default in the observance or performance of any covenant. condition. agreement or provision contained in the Bonds or in the Bond Ordinance (other than a default in the payment of the principal of such Bonds then due only because of a declaration of acceleration) shall have been remedied. then and in every such case the Fiscal Agent may and upon the written request of the holders of not less than 25�/c in aggregate principal amount of the Bonds not then due except by virtue of such declaration and then outstanding shall. by written notice to the City. rescind and annul such declaration and its consequences. but no such rescission or annulment shall extend to or affect any subsequent default or impair any right consequent thereon. Supplemental Ordinunce Withow Bondholders' Consent. The City Commission, from time to time and at any time may adopt such ordinances supplemental to the Bond Ordinance as shall not be inconsistent with the terms and provisions thereof (which supplemental ordinance shall thereafter form a part thereof) (a) to cure any ambiguity or formal defect or omission or to correct any inconsistent provisions in the Bond Ordinance or in any supplemental ordinance, or ib) to grant to or confer upon the Bondholders any additional rights, remedies, powers, authority or security that may lawfully be granted to or conferred upon the Bondholders. or (c) to add to the conditions. limitations and restrictions on the issuance of Bonds under the provisions of the Bond Ordinance other conditions. limitations and restrictions thereafter to be observed, or (d) to add to the covenants and agreements of the City in the Bond Ordinance other covenants and agreements thereafter to be observed by the City or to surrender any right or power herein reserved to or conferred upon the City. Supplemental Ordinance With Bondholder Consent. Subject to the terms and provisions described below, and not otherwise, the holders of not less than two-thirds in aggregate principal amount of the Bonds then outstanding shall have the right, from time to time, anything contained in the Bond Ordinance to the contrary notwithstanding, to consent to and approve the adoption of such ordinance or ordinances supplemental thereto as shall be deemed necessary or desirable by the City for the purpose of modifying, altering, amending, adding to or rescinding, in any particular, any of the terms or provisions contained in the Bond Ordinance or in any supplemental ordinance; provided, however. that nothing shall permit, or be construed as permitting. (a) an extension of the maturity of the principal of or the interest on any Bond, or Ib) a reduction in the principal amount ofany Bond or the redemption premium or the rate of interest thereon, or (c) the creation of a lien upon or a pledge IM 82 -77 0 Benj. H. Tyrrell (212) %2-5222 2214C-1—Proof of January 15. 1982 of Revenues or Designated Revenues other than the lien and pledge created by the Bond Ordinance. or (d) a preference or priority of any Bond or Bonds over anv other Bond or Bonds. or (e) a reduction in the aggregate principal amount of the Bonds required for consent to such supplemental ordinance. Nothing. however. shall be construed as making necessary the approval by Bondholders of the adoption of any supplemental ordinance as described in the immediately preceding subcaption. Cessation of Interest of Bondholders. If. when the Bonds shall have become due and payable in accordance with their terms or shall have been duly called for redemption or either irrevocable instructions to call the Bonds for redemption or to pay the Bonds at their respective maturities and mandatory redemption dates or any combination of such payment and redemption shall have been given by the City to an appropriate fiduciary institution acting as escrow agent. the whole amount of the principal and the interest and premium. if any. so due and payable upon all of the Bonds and coupons then outstanding shall be paid or sufficient moneys. or Government Obligations. not callable at the option of the obligor. either the principal of and the interest on which when due or the principal of which when due will provide sufficient moneys. shall be held by such escrow agent for such purpose under the provisions of the Bond Ordinance. and provision shall also be made for paying all other sums payable by the City, then and in that case the right. title and interest of the holders of the Bonds in the Revenues. Designated Revenues. Funds and Accounts mentioned in the Bond Ordinance shall thereupon cease. determine and become void. and the City Commission in such case. shall repeal and cancel the Bond Ordinance and may apply any surplus in any account in the Sinking Fund and all balances remaining in any other Funds or Accounts other than moneys held for the redemption or payment of Bonds or coupons to any lawful purpose of the City as the City Commission shall determine. otherwise the Bond Ordinance shall be. continue and remain in full force and effect. MF 82 - 77 0, REPORT ON EXAMINATION OF FINANCIAL STATEMENTS FOR THE YEAR ENDED SEPTEMBER 30, 1980 CITY OF MIAMI, FLORIDA Financial Statements September 30, 1980 (With Accountants' Report Thereon) C-1 APPENDIX C 82-77 CITY OF MIAMI, FLORIDA Financial Statements Year ended September 30, 1980 Table of Contents Accountants' Report Exhibits Combined Statements - Overview (General Purpose Financial Statements) Combined Balance Sheet - All Fund Types and Account Groups 1 Combined Statement of Revenues and Expenditures - All Governmental Fund Types and Expendable Trust Funds 2 Combined Statement of Changes in Fund Balances - All Governmental Fund Types and Expendable Trust Funds 3 Combined Statement of Revenues and Expenditures - Budget and Actual - General and Special Revenue Funds 4 Combined Statement of Revenues, Expenses and Changes in Contributed Capital and Retained Earnings/Fund Balances - All Proprietary Fund Types and Similar Trust Funds 5 Combined Statement of Changes in Financial Position - All Proprietary Fund Types and Similar Trust Funds b Notes to Financial Statements Financial Statements of Individual Funds Schedules General Fund: Balance Sheet A-1 Statement of Revenues and Expenditures - Budget and Actual A-2 Statement of Changes in Fund Balance A-3 Special Revenue Funds: Combining Balance Sheet B-1 Combining Statement of Revenues, Expenditures and Changes in Fund Balances - Budget and Actual B-2 C-2 82 -77 2 CITY OF MIAMI, FLORIDA Financial Statements Table of Contents, (Cont.) Debt Service Funds: Schedules Combining Balance Sheet C-1 Combining Statement of Revenues, Expenditures, and Changes in Fund Balances C-2 Capital Projects Funds: Combining Balance Sheet D-1 Combining Statement of Revenues, Expenditures and Changes in Fund Balances D-2 Enterprise Funds: Combining Balance Sheet E-1 Combining Statement of Revenues, Expenses and Changes in Contributed Capital and Retained Earnings E-2 Internal Service Funds: Combining Balance Sheet F-1 Combining Statement of Revenues, Expenses and Changes in Contributed Capital and Retained Earnings F-2 Trust and Agency Funds: Combining Balance Sheet G-1 Combining Statement of Revenues, Expenses and Changes in Fund Balances G-2 C-3 82 -77 RPeat.Marwick, Mitchell &Co The Honorable Mayor, City Commissioners and City Manager City of Miami, Florida: Certified Public Accountants 800 Brickell Avenue Miami, Florida 33131 We have examined the combined financial statements of the City of Miami, Florida, as of and for the year ended September 30, 1980, as listed in the table of contents. Our examination was made in accordance with generally accepted auditing standards, and accordingly included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. As described more fully in note 12, the City is experiencing a period of budgetary constraint, and in addition, several contingencies exist which could place addi- tional strain on the City's financial resources. As described more fully in note 1, the City does not provide depreciation on pro- perty, plant and equipment of the Enterprise and Internal Service Funds as required by generally accepted accounting principles. In addition, as described more fully in note 7, the City does not record claims payable in the Self Insurance Fund for all losses incurred as required by generally accepted accounting principles. As described more fully in note 9, the City is currently defendant in a lawsuit seeking to require the City to make additional contributions to its pension plans for prior fiscal years through 1975, totalling $30 million, including $8 million in interest. Also, the City is currently defendant in a separate lawsuit seeking to require an additional $4.2 million over the amount appropriated by the City for fiscal year 1980. The final outcome of these suits is not presently determinable, and no provision has been made in the financial statements for the effect, if any, of such litigation. As described more fully in note 10, the City participates in several Federally - assisted grant programs which are subject to financial and compliance audits by the grantors or their representatives. The amount of reimbursements, if any, which may be required as the result of such audits is subject to final determination by the granting agencies and cannot be determined at this time. C-4 82 -77 PPeat,Marw1ck,M!tche11&Ca The Honorable Mayor, City Commissioners and City Manager City of Miami, Florida Page Two In -our opinion, except for the effects on the financial statements of the failure to provide depreciation on property, plant and equipment of the Enterprise and Internal Service Funds and the failure to provide for all losses incurred in the Self Insurance Fund as described in the third preceding paragraph above, and subject to the effect of such adjustments, if any, as might have been required had the ultimate outcome of the matters discussed in the second and first preceding paragraphs been known, the aforementioned combined financial statements present fairly the financial position of the City of Miami, Florida, at September 30, 1980, and the results of its operations and changes in financial position of the Proprietary Fund Types and Similar Trust Funds for the year then ended, in conformity with generally accepted accounting principles applied on a basis consistent with that of the preceding year, after giving retroactive effect to the changes, with which we concur, as described in note 1 to the financial statements. Our examination was made for the purpose of forming an opinion on the combined financial statements taken as a whole. The combining and individual fund financial statements listed in the table of contents are presented for purposes of additional analysis and are not a required part of the combined financial statements of the City of Miami, Florida. The information has been subject to the auditing procedures applied in the examination of the combined financial statements and, in our opinion, except for the effects of the failure to provide depreciation on property, plant and equipment in the Enterprise and Internal Service Funds and the failure to provide for all losses incurred in the Self Insurance Fund as described in the fourth preceding paragraph above, and subject to the effect of such adjustments, if any, as might have been required had the ultimate outcome of the matters discussed in the third and second preceding paragraphs above been known, ar_ stated fairly in all material respects in relation to the combined financial statements taken as a whole. March 28, 1981 C-5 "`— 82-•7 1 IIIIIIIII Assets Equity in pooled cash and investments (note 5) Receivables (net, where applicable, of allowances for uncollectibles of $4,313,041): Taxes Accounts Assessment liens Mortgage notes and loans (note 1) Due from other funds Due from other governments (� Inventories O, Deposits and prepaid expenses Restricted assets: Cash and investments with fiscal agent, including accrued interest Property, plant and equipment (notes 1 and 3): Land Buildings and improvements Machinery and equipment Improvements other than buildings Construction in progress Bond issuance costs W Amount available in Debt Service Funds: General obligation lv Special obligation Mount to be provided for retirement of general long-term debt and other payables: General obligation bonds Special obligation bonds Other psyables See accompanying notes to financial statements. CITY OF MIAMI, FLORIDA Combined Balance Sheet - All Fund Types and Account Groups September 30, 1980 Exhibit I Account Croups Governmental Fund Types Proprietary Fund Types Fiduciary Fund Types General General Special Debt Capital Internal Trust and Self Fixed Long -Term Total General Revenue Service Projects Enterprise Service Agency Insurance Assets Debt (Memorandum On -- ti $ 4,388,732 - 9,730,305 48,311,056 - 2,239,690 - 5,137,752 - - 69,807,535 928,476 - 361,880 - - - 3,939 - - - 1,314,295 1,100,904 - - 23.039 556,199 11,989 2,189,268 139,316 - - 4,020,715 - - 9,234 16,466 - - - - - - 25,700 - - 2,730,534 - - - - - - 2,730,534 1,990,404 - - - - 6,805,818 - - - 8,796,222 - - - 491,351 - - - - 491,351 5,226 13,722 - - - - 4,556 102,164 - - 125,668 - - - - 60,658,304 - - - - - 60,658,304 - - - - 7,965,851 - - - 17,952,150 - 75,918,001 - - - 22,250,993 3,566,253 - - 23,996,238 - 49,813,484 - - - 878,841 9,814,176 - - 11,126,981 - 21,819,998 - - - - - - - - 106,511.725 - 106,511,725 13,265,541 - - - 45,293,095 - 58,558,636 3,924,733 - - - - - 3,924,733 - - - - - 4,88•,028 4,885,028 - - - 1,651,515 1,655,515 - - - - - - - - 123,019,972 123,019,972 - - - 47,485 47,485 _ - - - 475,179 475,179 $ 6,423,338 2,004,126 10,121,419 51,081,095 109,500,462 16,123,459 9,003,581 5,379,232 204,880,189 1'0,083,179 544,600,080 (Continued) Liabilities Deficit in poole•' cash and investments (note 5) Vouchers and accounts payable Accrued expenses (principally salaries) Payable from restricted assets: Construction contracts Accrued interest Due to other governments Due to other funds Deferred revenue Deposits refundable Claims payable (note 7) Matured bonds and interest payable Revenue bonds payable () General obligation bonds payable (note 4) J Special obligation bonds payable (note 4) Other payables (note 4) Total liabilities Fund Equity Investment in general fixed assets Contributed capital and retained earnings: Reserved for construction and revenue bond retirement Unreserved Fund balances: M Reserved for: ON Authorized projects Encumbrances Anticipated claims (note 7) Debt service (note 4) Unreserved: Designated for subsequent year's expenditures Undesignated Total contributed capital and retained earnings/fund balances Total fund equity Commitments and contingent liabilities (notes 6, 9, 10 and 11) Exhibit 1, Cont. CITY OF MIAMI, FLORIDA Combined Balance Sheet - All Fund Types and Account Groups September 30, 1980 Account Groups _ Governments 1 Fund Types Pr2priecary Fund Types Fiduciary Fund Types General General Special Debt -Capital Internal Trust and Self Fixed Long -Ten Total General Revenue Service Projects Enterprise Service Agency Insurance Assets Debt (Memorandum Only) $ - 1,922,828 - - 1,734,582 - 4,722,348 - - - 8,379,758 1,242,493 15,011 - 2,851,042 373,817 313,921 2,825,192 357,942 - - 7.979.418 1.612,831 - - 7,547 68,665 86,056 308,748 24,187 - - 2,108,034 - - - - 1,875,880 - - - - - 1,875,880 1,267,400 - - - - - 1,267.400 - - 162,932 - - - 162,932 - - - 1,484,730 1,245,804 - - - - - 2,730,534 845,634 - 190,940 - 257,483 - 14,470 - - - 1,308.527 384,451 - - - 4,849 - 68,915 1,089 - - 459,304 - _ _ - - - - 2,685,137 - - 2,685,137 - 3,389,936 - - - - - - - 3,389.936 - - - 60,208,000 - - - - - 60,208,000 - - - - - 127,905,000 127,905.000 - _ _ _ _ _ - - 1,703,000 1,703,000 4 686 - - - - - - - 475,179 479,865 4,085.409 1,942,525 3,580,876 4,343,319 67,036,480 399,977 8,102,605 3,068,355 - 130,083,179 222,642,725 204.880,189 - 204,880,189 - - - - 17 5v9,507 - - - - - 17,549,507 -) - - - 14,914,475 15,723,482 - - - - 40,637,957 9,543 - 46,688,543 - - - - - 46,698,086 1,269,303 - - - - - - - - - 1,269,303 2,328,065 - - 2,328,065 - - 1,046.221 - - - - - - 1,046,221 500,000 - - - - - - - - - 500,000 568,626 52-,058 5,494,322 _ 49,233 - - 900,976 (17,188) - - 7,048,027 2,337,929 61,601 6,540,543 46,737,776 42,463,982 15,723,482 900,976 2,310,877 - - 117,077,166 2,337,929 61,601 6,540,543 46,737,776 42,463,982 15,723,482 900,976 2,310,877 204,880,189 - 321,957,355 S 6,423,338 2,004,126 10,121,4)9 51,081,095 109,500,462 16,123,459 9,003,581 5,379,232 204,880,189 130,083,179 544,600,080 See accompanying notes to financial statements. CITY OF MIAMI, FLORIDA Exhibt 2 Combined Statement of Revenues and Expenditures - All Governmental Fund Types and Expendable Trust Funds Year ended September 30, 1980 Governmental Fund Types Fiduciary Fund Type Special Debt Capital Trust and Total General Revenue Service Projects Agency (Memorandum Only) Revenues: Taxes $ 66,208,179 328,000 16,692,347 480,796 - 83,709,322 LicenseF and permits 5,593,487 - - - - 5,593,487 Intergovernmental 14,879,651 7,956,019 - 796,431 20,971,103 44,603,204 Intragovernmental 3,342,194 - - - 15,673,731 19,015,925 Charges for services 3,293,378 - - - - 3,293,378 Assessment lien collections - - 1,173,152 - - 1,173,152 Interest 877,042 4,387 1,498,030 5,680,599 - 8,060,058 Other 2,429,751 61,411 3,562 138,295 592,901 3,225,920 Total revenues 96,623,682 8,349,817 19,367,091 7,096,121 37,237,735 168,674,446 Expenditures: General government 10,308,191 - - - - 10,308,191 Public safety 53,083,296 - - - - 53,083,296 Public improvements 11,448,061 - - - - 11,448,061 Sanitation 14,481,223 - - - - 14,481,223 Culture and recreation 7,378,219 518,794 - - - 7,897,013 n Capital projects - - - 19,184,535 - 19,184,535 x Grant and related expenses - - - - 21,971,375 21,971,375 Pension expense - - - - 14,273,007 14,273,007 Uncollectible delinquent property taxes 177,917 - 76,325 - 38,012 292,254 Debt service: Principal retirement - - 10,638,000 - - 10,638,000 Interest and fiscal charges - - 7,310,501 - - 7,310,501 Other 4,917,390 94,487 108,459 - 793,243 5,913,579 Total expenditures 101,794,297 613,281 18,133,285 19,184,535 37,075,637 176,801,035_� Excess (deficiency) of revenues over expenditures (5,170,615) 7,736,536 1,233,806 (12,088,414) 162,098 (8,126,589) Other financing sources (uses): Operating transfers in 7,822,490 - 380,163 3,742,200 470,176 12,415,029 Operating transfers out (1,554,271) (7,972,490) - (3,561,300) - (13,088,061) Total other financing sources (uses) 6,268,219 (7,972,490) 380,163 180,900 470,176 (673,032) Excess (deficiency) of revenues and other financing sources over expenditures and other uses $ 1,097,604 (235,954) 1,613,969 (11,907,514) 632,274 (8,799,621) See accompanying notes to financial statements. 110111111111111111 CITY OF MIAMI, FLORIDA Combined Statement of Changes in Fund Balances - All Governmental Fund Types and Expendable Trust Funds Year ended September 30, 1980 Fund balances at beginning of year, as previously reported n Adjustment to beginning balance pursuant to change in accounting method for recording encumbrances outstanding (note 1) Fund balances at beginning of year, as restated Excess (deficiency) of revenues and other financing sources over expenditures and other uses Equity transfers (to) from other funds Fund balances at end of year 1 See accompanying notes to financial statements. Exhibit 3 E Fiduciary Governmental Fund Types Fund Type Total Special Debt Capital Trust and (Memorandum General Revenue Service Projects Agency Only) $ 664,066 293,667 4,926,574 63,774,757 344,933 70,003,997 342,695 3,888 - - - 346,583 1,006,761 297,555 4,926,574 63,774,757 344,933 70,350,580 1,097,604 (235,954) 1,613,969 (11,907,514) 632,274 (8,799,621) 233,564 - - (5,129,467) (76,231) (4,972,1A, $ 2,337,929 61,601 6,540,543 46,737,776 900,976 56,578,825 111111111111111111 1 0 lV Revenues: Taxes Licenses and permits Intergovernmental Inteagovernmental Charges for services Interest other Total revenues n Expenditures: General government CD Public safety Public improvements Sanitation Culture and recreation Uncollectible delinquent property taxes Other Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in operating transfers out Total other financing sources (uses) Excess (deficiency) of revenues and other financing sources over expenditures and other uses See accompanying notes to financial statements. CITY OF MIAMI, FLORIDA Combined Statement of Revenues and Expenditures - Budget and Actual General and Special Revenue Funds Year ended September 30, 1980 Exhibit 4 General Fund Special Revenue Funds Total (Memorandum On1Y) Variance Variance Variance Favorable favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Uofavorable) 3 65,976,385 66,208,179 5,191,420 5,593,487 14.563,102 14,679,651 3,191,126 3,342,194 3.997,128 3,293,378 956,900 877,042 1.988.721 2,429.751 95,864,782 96,623.682 10,010,054 10,308,191 53,262,512 53,083,296 11,482.729 11,448,061 15.107,444 14,481,223 7,150,767 7,178,219 177.917 6,521,924 4,917,390 103,535,430 101,794,297 (7,670,648) (5,170,615) 231,794 342,285 328,000 402,G67 - - 316,549 8,432,670 7,956,019 151,068 - - (703,750) - - (79,858) - 4,387 441,030 261,944 61,411 758,"0 9,036,899 8,349,817 (298,137) - - 179,216 ^ 34,668 - - 626,221 - - (227,452) 848,935 518,794 (177,917) - 1.604.534 279,17.8 94,487 1,741,133 1,128,113 613,I81 2,500,033 7,908,786 7,736,536 (14,285) (476,651) 4,387 (200,533) (687,082) 330,141 184,691 514,832 (172,250) 9,226,447 7,822,490 (1,403,957) - (1,555,799) (1,554,271) 1,528 (7,908,786) (7,972,490) (63,704) 7,670,648 6,268.219 (1,402,429) (7,908,786) (7,972.490) (63,704) 3 - 1,097,604 1,097,604 - (235,954) (235,954) 66.318,670 66,536,179 5,191,420 5,593,487 22,995,772 22,835,670 3,191.126 3,342,194 3,997,128 3,293,378 956,900 881,429 2,250,665 2,491,162 104,901,681 104,973,499 10,010,054 10,308,191 53,262,512 53,083,296 11,482,729 11.448,061 15,107,444 14.481,223 7,999,702 7,897,013 177,917 6,801,102 5,011,877 104,663,543 102,407,579 238,138 2.565,921 9,226,447 7,822,490 (9,464,585) (9,526,761) (238,138) (1,704,271) 961,650 217,509 402,067 (160,102) 151,068 (703,750) (75,471) 240.497 71,818 (298,137) 179,216 34,668 626.221 102.689 (177,917) 1,789,225 2,255,965 I 2,327,783 (1,403,957) (62,176) J� (1,466,133) $61.650 i I 1 I1IIIIIIII IIIIIIII 1 CITY OF MIAMI, FLORIDA Exhibit 5 Combined Statement of Revenues, Expenses and Changes in Contributed Capital and Retained Earnings/Fund Balances - All Proprietary Fund Types and Similar Trust Funds Year ende:z September 309 1980 Proprietary Fiduciary Fund Types Fund Type Internal Self Total Enterprise Service Insurance (Memorandum Only) Operating revenues: Charges for services S 3,789,115 8,705,238 6,793,181 19,287,534 Contributions from employees and retirees - - 2,654,080 2,654,080 Other - - 260,494 260,494 Total revenues 3,789,115 8,705,238 9,707,755 22,202,108 Operating expenses: Personal services 2,244,159 3,975,989 449,805 6,669,953 Contractual services 579,284 659,438 111,582 1,350,304 Materials and supplies 330,140 3,394,767 4,618 3,729,525 Heat, light and power 603,381 91,331 - 694,712 Intragovernmental charges 1,585,366 - - 1,585,366 n Insurance premiums - - 266,652 266,652 Claim payments - - 9,641,222 9,641,222 Other 252,322 586,666 669,940 1,508,928 'total operating expenses 5,594,652 8,708,191 11,143,819 25,446,662 Operating (loss) (1,805,537) (2,953) (1,436,064) (3,244,554) Nonoperating revenues (expenses): Interest 903,524 272,105 645.1-73 1,821,108 Interest and fiscal charges (780,924) - - (780,924) 00 Other 71,591 2,102 - 73,693 Total nonoperating revenues 194,191 274,207 645,479 1,113,877 Income (loss) before operating transfers (1,611,346) 271,254 (790,585) (2,130,677) Operating transfers in (out) 703,932 (30,900) - 673,032 Net income (loss) (907,414) 240,354 (790,585) (1,457,645) Contributed capital and retained earnings/fund balances at beginning of year 29,142,578 14,685,966 3,101,462 46,930,006 Contributions from other governments 2,905,471 - - 2,905,471 Equity transfers from other funds 11,323,347 797,162 - 12,120,509 Contributed capital and retained earnings/ fund balances at end of year $ 42,463,982 15,723,482 2,310,877 60,498,341 I See accompanying notes to financial statements. Ok CITY OF MIAMI, FLORIDA Combined Statement of Changes in Financial Position - All Proprietary Fund Types and Similar Trust Funds Year ended September 30, 1980 Sources of funds: Operations: Net income Items not requiring funds: Disposition of property, plant and equipment Amortization of bond issuance costs Funds provided by operations Issuance of revenue bonds Contributions from other governments Equity transfers from other funds Borrowings from other funds Increase in current liabilities payable from restricted assets Increase in vouchers and accounts payable Increase in accrued expenses (principally salaries) Increase in deferred revenue Increase in deposits refundable Decrease in deposits and prepaid expenses Total sources of funds Uses of funds: Operations: Net loss Funds used by operations Acquisitions and transfers of property, plant, and equipment Purchase of investments Payment of bond issuance costs Increase (decrease) in accounts receivable Repayment of borrowings from other funds Decrease in claims payable Retirement of revenue bonds Increase in inventories and other Decrease in accrued expenses (principally salaries) Total uses of funds Net increase (decrease) of funds See accompanying notes to financial statements. Proprietary Fund Types Internal Enterprise Service $ - 240,354 105,679 1,291,759 28,058 - 133,737 1,532,113 60,000,000 - 2,905,471 - 11,323,347 797,162 1,800,000 - 3,143,280 - 240,530 101,693 36,697 35,594 4,069 - 4,849 - 79,591,980 2,466,562 Fiduciary Fund Type Self Insurance 1,277 1,089 54,263 56,629 907,414 - 790,585 907,414 - 790,585 Exhibit 6 Total 0 (Memorandum Only) 240,354 1,397,438 28.058 1,665,850 60,000,000 2,905,471 12,120,509 1,800,000 3,143,280 342,223 73,568 4,069 5,938 54,263 82,115,171 1,697,999 1,697,999 15,995,447 2,176,980 - 18,172,427 60,658,304 - - 60,658,304 .3,952,791 - - 3,952,791 260,820 (116) 31,300 292,004 554,196 - - 554,196 - - 46,856 46,856 21,000 - - 21,000 - 98,929 - 98,929 - - 31,283 31,283 82,349,972 2,275,793 900,024 85,525,789 $ (2,757,992) 190,769 (843,395) (3,410,618) C-12 82 - 77 I CITY OF MIAMI, FLORIDA Notes to Financial Statements September 30, 1980 (1) General Governmental Structure The City of Miami, in the County of Dade, was incorporated in 1896, and com- prises approximately 34 square miles of land and 20 square miles of water. The City operates under a Commission/City Manager form of government and provides the following services as authorized by its charter: public safety, public works, sanitation, recreation and community development. The County is a separate governmental entity and its financial statements are not included in this report. The Florida Legislature, in 1955, approved and submitted to a general election, a constitutional amendment designed to give a new form of government to the County of Dade. The County is, in effect, a municipality with governmental powers effective upon twenty-seven cities and unincorporated areas, including the City of Miami. It has not displaced or replaced the cities, but supple- ments them. The County can take over particular activities of a city's operations (1) if the services fall below minimum standards set by the County Commission, or (2) with the consent of the governing body of the city. Since its inception, the Metropolitan County Government has assumed respon- sibility on a county -wide service basis for a number of functions, including county -wide police services, complementing the municipal police service; uni- form system of fire protection, complementing the municipal fire protection; consolidated two-tier court system; creation of the Miami -Dade County Water and Sewer Authority; coordination of the various surface transportation pro- grams; installation of a central traffic control computer system; merging all public transportation systems into a county system; effecting a combined public library system; and centralization of the property appraiser and tax collector functions. The Department of Off -Street Parking and the City of Miami Retirement Plan and System are entities independent of the City. The financial statements of these entities are not included herein. Basis of Presentation The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self -balancing accounts that comprise its assets, liabilities, fund equity, revenues, and expen- ditures or expenses, as appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. During the fiscal year ended September 30, 1980 the City adopted the reporting formats and the accounting for encumbrances required by NCGA Statement I - Governmental Accounting and Financial Reporting Principles. Statement 1 (Continued) C-13 82 - 77 elk 2 CITY OF MIAMI, FLORIDA Notes to Financial Statements recommends groupings of individual funds into generic fund types and the presentation of fund types in various statements referred to as "general purpose 'financial statements". Additionally, encumbrances, i.e., commitments related to unperformed contracts for goods or services, are required to be presented as reservations of fund balances, not expenditures or liabilities. Pursuant to the adoption of Statement 1, the City has restored encumbrances at October 1, 1979 to beginning fund balance in the applicable funds' financial statements, and presented its general purpose financial statements in the recommended formats. The budgets of the City include encumbrances as the equivalent of expenditures. Adjustments necessary to compare the results of operations in the General Fund on a basis consistent with the budget for the year ended September 30, 1980 are as follows: Excess of revenues and other financing sources over expenditures and other uses (actual -as presented) $ 1,097,604 Plus encumbrances at September 30, 1979 342,695 Less encumbrances at September 30, 1980 (1,269,303) Excess of revenues and other financing sources over expenditures and other uses (actual -budget basis) $ 170,996 Summary of Significant Accounting Policies The accounting policies of the City of Miami, Florida conform to generally accepted accounting principles as applicable to governmental units, except for the non -recognition of depreciation on fixed assets of the Enterprise and Internal Service Funds and the non -recognition of certain claim liabilities in the Self Insurance Fund. The following is a summary of the more signif- icant policies: (A) Fund Accounting The various funds are grouped in the financial statements into seven generic fund types and three broad fund categories as follows: GOVERNMENTAL FUNDS General Fund - The General Fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Fund - Special Revenue Funds are used to account for the pro- ceeds of specific revenue sources (other than special assessments, expendable trusts or major capital projects) that are subject to certain legal restrictions. (Continued) C-14 82 -77 3 CITY OF MIAMI, FLORIDA Notes to Financial Statements Debt Service Funds - Debt Service Funds are used to account for the accumulation of resources for, and the payment of, general long-term debt principal, interest and related costs. Capital Projects Funds - Capital Projects Funds are used to account for finan- cial resources to be used for the acquisition or construction of major capital facilities (other than those financed by proprietary funds). PROPRIETARY FUNDS Enterprise Funds - Enterprise Funds are used to account for operations (a) that are financed and operated in a manner similar to private business enterprises - where the intent of the governing body is that the costs of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (b) where the governing body has decided that periodic determination of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Internal Service Funds - Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City, or to other governments, on a cost - reimbursement basis. Where capital replacements are necessary, particularly in the City Garage and Motor Pool Internal Service Funds, user charges include an amount necessary to replace fixed assets. Substantially all excess funds (net current assets) are committed under the City's vehicle replacement program. FIDUCIARY FUNDS Trust and Agency Funds - Trust and Agency Funds are used to account for assets held by the City in a trustee capacity or as an agent for individuals, private organizations, other governments, and/or other funds. The City's Expendable Trust Funds are accounted for in essentially the same manner as Governmental Funds. These funds are used to account for revenues and expenditures relating to most Federal and state grants. Self Insurance Fund - The Self Insurance Fund is used to account for losses incurred by the City for a variety of risks for which it is self insured (see note 7). The fund also accounts for employees' and employer contributions for certain health coverages. (B) Fixed Assets and Long-term Liabilities The accounting and reporting treatment applied to the fixed assets and long-term liabilities associated with a fund are determined by its measurement focus. All Governmental Funds and Expendable Trust Funds are accounted for on a spending or "financial flow" measurement focus. This means that only current assets and current liabilities are generally included on their balance sheets. Their reported fund balance (net current assets) is considered a C-15 82-77 (Continued) +% M CITY OF MIAMI, FLORIDA Notes to Financial Statements measure of "available spendable resources". Governmental Fund operating statements present increases (revenues and other financing sources) and decreases (expenditures and other financing uses) in net current assets. Accordingly, they are said to present a summary of sources and uses of "avail- able spendable resources" during a period. Fixed assets used in Governmental Fund type operations (general fixed assets) are accounted for in the General Fixed Assets Account Group, rather than in Governmental Funds. Public domain ("infrastructure") general fixed assets consisting of certain improvements other than buildings, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems, are capitalized along with other general fixed assets. No depreciation has been provided on general fixed assets. All fixed assets are valued at historical cost or estimated historical cost if actual 'historical cost is not available. Donated fixed assets are valued at their estimated fair value on the date donated, except for the Olympia Building which houses the Maurice Gusman Cultural Center for the Performing Arts which was donated in 1975 and has not been recorded. The fair -market value of the Center is not considered-aterial to the General Fixed Assets Account Group. Long-term liabilities expected to be financed from Governmental Funds are accounted for in the General Long -Term Debt Account Group, not in the Govern- mental Funds. The two account groups are not "funds". They are concerned only with the measurement of financial position. They are not involved with measurement of results of operations. Noncurrent portions of long-term receivables due to Governmental Funds are reported on their balance sheets, in spite of their spending measurement focus. Special reporting treatments are used to indicate, however, that they should not be considered "available spendable resources," since they do not represent net current assets. Recognition of Governmental Fund type revenues represented by noncurrent receivables is deferred until they become current receivables. Because of their spending measurement focus, expenditure recognition for Governmental Fund types is limited to exclude amounts represented by non- current liabilities. Since they do not affect net current assets, such long-term amounts are not recognized as Governmental Fund type expenditures or fund liabilities. They are instead reported as liabilities in the General Long -Term Debt Account Group. All Proprietary Funds are accounted for on a cost of services or "capital maintenance" measurement focus. This means that all assets and all liabil- ities (whether current or noncurrent) associated with their activity are included on their balance sheets. Their reported fund equity (net total assets) is reported as contributed capital and retained earnings. Propri- etary fund type operating statements present increases (revenues) and decreases (expenses) in net total assets. C-16 (Continued) ,A, 8 2 - 7 7 � 5 � CITY OF MIAMI, FLORIDA Notes to Financial Statements Depreciation has not been provided on fixed assets owned by the Proprietary Funds•as required by generally accepted accounting principles. The cost of assets disposed of is charged to operations in the year of disposal and was approximately $1,292,000 and $106,000 in the Internal Service and Enterprise Funds, respectively, for the year ended September 30, 1980. The amount of accumulated depreciation at September 30, 1980 and the depreciation expense for the year then ended is not susceptible to determination at this time. (C) Basis of Accounting Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of the measurements made, regardless of the measurement focus applied. All Governmental Funds and Expendable Trust Funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized when they become measurable and available as net current assets. Expenditures are generally recognized under the modified accrual basis of accounting when the related fund liability is incurred. Exceptions to this general rule include: (1) accumulated unpaid vacation, sick pay, and other employee amounts which are not accrued; and (2) principal and interest on general long-term debt which is recognized when due. All Proprietary Funds and Similar Trust Funds are accounted for using the accrual basis of accounting. Their revenues are recognized when they are earned, and their expenses are recognized when they are incurred. (D) Budgets and Budgetary Accounting The City follows these procedures in establishing the budgetary data reflected in the financial statements: i(1) Prior to August 31, the City Manager submits to the City Commission a proposed operating budget for the fiscal year commencing the following October 1. The operating budget includes proposed expenditures and the means of financing them. (2) Public hearings are conducted to obtain taxpayer comments. (3) Prior to October 1, the budget is legally enacted through passage of an ordinance. (4) Budgets for the General and Special Revenue Funds are adopted on a basis substantially consistent with generally accepted accounting principles. Budgeted amounts are as originally adopted, or as amended by the City Commission throughout the year. C-17 82 -77 (Continued) u CITY OF MIAMI, FLORIDA Notes to Financial Statements (E) Encumbrances Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed in the General Fund. Encumbrances outstanding at year-end are reported as reservations of fund balances since they do not constitute expenditures or liabilities. (F) Investments Investments are stated at cost or amortized cost, which approximates market. All investments consist of U.S. government obligations and time deposits with financial institutions. (G) Inventory Inventory is valued at cost on a first -in, first -out basis. Inventory in the Internal Service Funds consists of expendable supplies held for consumption. (H) Mortgage Notes and Loans Receivable In February, 1978, the City Commission approved the Great Neighborhoods Program to be funded through the Community Development Block Grant. The Program, designed to operate over a three-year period, will provide low and middle - income families, residing in designated areas, with mortgages and housing improvement loans at low interest rates. The mortgage notes and loans are payable when the property is sold, or over terms from ten to twenty years, depending on the type of loan made. As of September 30, 1980, the City had disbursed $570,474 in mortgage notes and loans. A full allowance was established for this amount due to the City's lack of historical data on programs of this nature and the questionable collectibility of the amounts. As funding for the program increases and more information becomes available, the City will reevaluate its allowance policy. (I) Accumulated Unpaid Vacation, Sick Pay, and Other Employee Benefit Amounts Under terms of Civil Service regulations and administrative policy, City employees are granted vacation and sick leave in varying amounts. Addi- tionally, certain overtime hours can be accrued and carried forward as earned time off. Due to the uncertainties relating to the timing and amount of payment to be made, the above liabilities are not recorded (see note 11). (J) Intragovernmental Allocation of Administrative Expenses The General Fund incurs certain administrative expenses for other funds includ- ing accounting, legal, data processing, personnel administration, engineering and other services. A brief description of the major components of such charges follows: C-18 82-77 (Continued) C 7 CITY OF MIAMI, FLORIDA Notes to Financial Statements Project management - The Public Works Department charges major capital -improvement projects of the City for design, survey and inspection ser- vices. These charges are based on direct labor charges plus an overhead factor for administrative expenses of the engineering division, and totalled approximately $1,700,000 for fiscal 1980. . Indirect Cost Allocation - The General Fund charges other departments and funds for general and administrative expenses to allocate certain over- head costs to the operating departments. Such charges approximate $1,600,000 for fiscal 1980. W Debt Service Funds Activities Included in the operations of the Debt Service Funds are collections of assess- ment liens. These revenues have been reported in the Debt Service Funds because they are restricted for the payment of principal and interest on certain bond issues. (L) Total Columns on Combined Statements - Overview Total columns on the Combined Statements - Overview are captioned Memorandum Only to indicate that they are presented only to facilitate financial anal- ysis. Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted accounting principles. Neither is such data comparable to a consoli- dation. Interfund eliminations have not been made in the aggregation of this data. (2) Property Tax Property taxes are levied on January 1 and are payable November 1 with discounts of one to four percent if paid prior to March 1 of the following calendar year. All unpaid taxes on real and personal property become delinquent on April 1, and bear interest of eighteen percent from April 1 until a tax sale certificate is sold at auction. Assessed values are established by the Dade County Assessor of Property at just values. The assessed value of property at September 30, 1979, upon which the 1979-80 levy was based, was approximately $4,410,000,000. Dade County bills and collects all property taxes for the City. Property tax revenues are recognized when levied to the extent that they result in current receivables. Noncurrent delinquent property taxes are recorded as deferred revenue. The City is permitted by Article 7, Section 8 of the Florida Constitution to levy taxes up to $10 per $1,000 of assessed valuation for general governmental services (other than the payment of principal and interest on general obliga- tion long-term debt). In addition, unlimited amounts may be levied for the payment of principal and interest on general obligation long-term debt sub- ject to a limitation on the amount of debt outstanding (see note 4). The tax C-19 82 -77 (Continued) #� 8 ON CITY OF MIAMI, FLORIDA Notes to Financial Statements rate to finance general governmental services (other than the payment of principal and interest on general obligation long-term debt) for the year ended September 30, 1980, was $10 per $1,000. The tax rate to finance general governmental services in fiscal 1981 is $9.03 per $1,000. The 1981 tax rate has been reduced due to the significant increase in assessed valuations resulting primarily from the state -mandated reassessment of all property to 100% of fair market value. (3) Changes in General Fixed Assets A summary of changes in general fixed assets follows: Balance Deletions September 30, and 1979 Additions Transfers Land $ 17,153,484 888,086 89,420 Buildings and improvements 15,007,005 8,989,233 - Machinery and equipment 8,877,817 5,122,509 2,873,345 Improvements other than buildings 99,115,339 7,872,272 475,886 Construction in progress 50,788,975 24,975,217 30,471,097 $ 190,942,620 47,847,317 33,909,748 Balance September 30, 1980 17,952,150 23,996,238 11,126,981 106,511,725 45,293,095 204,880,189 C-20 82 -77 LJ 9 CITY OF MIAMI, FLORIDA Notes to Financial Statements (4) Long-term Debt The following is a summary of bond transactions and other changes in general long-term debt of the City for the year ended September 30, 1980: General Special Other Obligation Obligation Revenue Payables Total Bonds payable at September 30, 1979 $ 138,065,000 2,181,000 229,000 596,921 141,071,921 He,+ bonds issued, Convention Center and Parking Garage Revenue Bonds - - 60,000,000 - 60,000,000 Debt retired (10,160,000) (478,000) (21,000) (121,742) (10,780,742) Bonds payable at September 30, 1980 $ 127,905,000 1,703,000 60,208,000 475,179 190,2919179 The annual requirements to amortize all long-term debt outstanding as of September 30, 1980, including interest payments of $186,298,397, are as follows: Year ending General Special Other September 30 Obligation Obligation Revenue Pavables Total 1981 $ 14,058,767 5459555 2,605,150 139,000 17,348,472 1982 16,810,163 354,390 5,174,967 131,000 22,470,520 1983 15,201,684 177,675 5,177,212 125,000 20,691,571 1984 14,180,597 172,725 5,162,750 117,000 199633,072 1985 13,608,679 1679775 5,162,677 113,000 19,052,131 1986-90 53,997,985 472,950 25,908,544 52,000 80,431,479 1991-95 32,750,782 - 29,593,575 - 62,344,357 1996-2000 14,784,942 - 30,635,033 - 45,419,915 Thereafter 2,366,824 - 86,841,175 - 80,10 ,999 $ 177,760,423 1,891,070 196,261,083 677,000 376,589,576 Interest rates 1/10% to 3% to 6.5% to 7-1/2% 4-1/10% 8.752 6x The various bond indentures contain significant limitations and restrictions on annual debt service requirements, maintenance of and flow of monies through various restricted accounts, minimum amounts to be maintained in various sinking funds, and minimum revenue bond coverages. A summary of debt service requirements follows: General Obligation Bonds - Debt service is provided by a tax levy on non-exempt property value and collections on assessment liens from projects financed by proceeds of such bonds. The total general obligation debt out- standing is limited by statute to fifteen percent of the assessed non-exempt property value. At September 30, 1980, the statutory limitation for the City was approximately $923,000,000, providing a debt margin of approx- imately $795,000,000. (Continued) C-21 82-77 10 CITY OF MIAMI, FLORIDA Notes to Financial Statements Special Obligation Bonds (1) Incinerator Revenue Bonds - Debt service is being provided by General Fund operating transfers. A reserve of $250,000 must be maintained. (2) Utilities Service Tax Bonds - Debt service is provided by utilities service taxes imposed by the City on each purchase of electricity, gas, water and local telephone and telegraph service. A reserve must be maintained equal to the maximum annual debt service requirement. (3) Orange Bowl Special Obligation Bonds - Debt service is provided by electric franchise revenues. A reserve equal to the maximum annual debt service requirement must be maintained. At September 30, 1980, there were suffi- cient funds reserved to fully pay the amount outstanding. Revenue Bonds (1) Orange Bowl Warehouse Revenue Bonds - Rental income from the lease of the warehouse facilities is pledged to provide debt service on these bonds. (2) Convention Center and Parking Garage Revenue Bonds - Debt service is pro- vided by a pledge of net revenues of the Convention Center -Garage, a pledge of certain telephone and telegraph excise tax revenues, and by a covenant of and agreement of the City to provide, to the extent necessary, revenues of the City, other than ad valorem property tax revenues suffi- cient to make up any deficiency in the required sinking fund. (5) Pooled Cash and Investments The City maintains an accounting system in which all cash, investments and accrued interest are recorded and maintained in a separate group of accounts. All cash and investments, including accrued interest and interfund transfers, are reflected in the equity (deficit) in pooled cash and investments. Interest income is allocated based upon the approximate proportionate bal- ances of each fund's equity in pooled cash and investments. No interest is charged funds having deficit balances. A summary of pooled cash and investments, and equity (deficit) in pooled cash and investments as of September 30, 1980, follows: Short-term investments, including accrued interest $ 64,156,420 Petty cash and other 34,823 $ 64,191,243 (Continued) C-22 82 -77 (6) (7) CITY OF MIAMI, FLORIDA Notes to Financial Statements Bank overdrafts $ 1,718,480 Liability for payroll deductions 1,039,406 Other 5,580 Equity (deficit) of funds: General Fund 4,388,732 Special Revenue Funds (1,922,828) Debt Service Funds 9,730,305 Capital Projects Funds 48,311,056 Enterprise Funds (1,734,582) Internal Service Funds 2,239,690 Trust and agency Funds (4,722,348) Self Insurance Fund 5,137,752 $ 64,191,243 The liability for payroll deductions shown above represents employee salary deductions for FICA, credit union, bond purchases, etc. This liability is not reflected in the accompanying financial statements since each fund's equity in pooled cash and investments amount has been reduced for its respective portion. Retirement Plans The City has contributory pension plans covering substantially all employees. The Pension Fund charges each department of the City its respective share of the required contribution which is disbursed by the Pension Fund to the retirement plans. During fiscal 1980 the Pension Fund charged the operating departments approximately $15,400,000, of which approximately $14,300,000 represents the actuarial requirements of the plans under the funding policy adopted by the City. This funding policy included a 5% a year increasing amortization of prior service cost over 35 years. The City's contribution to the plans and the adopted funding policy is the subject of certain litigation (see note 9). Substantially all amounts funded were contributed by the General Fund, and the remainder by various other funds, principally Enter— prise, Internal Service, and certain grant funds. At September 30, 1980, the actuarially computed value of vested benefits under the plans as of the date of the last valuation prepared by the City's indepen— dent actuary exceeded the pension fund's net assets by approximately $84,005,000. Self Insurance The City maintains a Self Insurance Fund to provide insurance for certain property and liability risks, group accident and health, and workers compen— sation. The City has continued to purchase outside coverage for certain exposures where the premium is small in relation to the coverage provided. The charges made by the Self Insurance Fund are not determined on an actuarial (Continued) C-'_3 82 -77 12 CITY OF MIAMI, FLORIDA Notes to Financial Statements basis. The City believes the amounts charged in the accompanying financial statements would not differ materially from actuarially determined amounts. The City's accounting policy and amount of unpaid claims at September 30, 1980, for the various coverages, is explained below: (a) General Coverage Departments of the City are assessed a charge for each risk based upon the number of automo- biles, square footage of space utilized, etc. As claims are reported, claims personnel investigate each claim and estimate a liabil- ity on a case -by -case basis. No provision is made for claims incurred but not reported (IBNR). The amount of the IBNR liability is not susceptible to determination at this time. (b) Group Accident and Health Employees participating in the City's group cov- erage contribute through payroll deductions and departments of the City fund the remaining cost based upon their respective number of participating employees. Retired employees also participate and contribute to the plan. All claims paid are expensed as paid. The amount of claims at September 30, 1980 repre- sents certain September claims paid by the City in October. (c) Workers Compensation All workers compensation costs are included in the Self Insurance Fund, with all departments of the City being assessed a charge for this coverage. At September 30, 1980, there is no claim liability for workers compensation recorded. The amount of this liability is not susceptible to determination at this time. Total claims payable The City maintains reserves of fund balance as follows: Amount included in Claims Payable $ 2,211,297 473,840 $ 2,685,137 (Continued) C-24 82-77 13 CITY OF MIA.`1I , FLORIDA Notes to Financial Statements Hurricane loss - established by ordinance. Workers Compensation - 10% of annual operating budget for this coverage. Group accident and health - 25% of the annual operating costs for this coverage, exclusive of life, accidental death and disability for which the City has outside coverage. General liability - 10% of the number of incidents reported during the year at actual average claim cost. Amount included in Reserved Fund Balance $ 500,000 347,915 1,190,250 289,900 $ 2,328,065 (Continued) C-25 82 -77 14 CITY OF MIAMI, FLORIDA Notes to Financial Statements (8) Segments of Enterprise Activities Key financial data for the various activities of the City's Enterprise Funds for the year ended September 30, 1980 is as follows: Convention Center Stadiums Marinas Auditoriums Golf Others Total Operating revenues $ - 1,670,961 996,850 303,398 782,093 35,813 3,789,115 Operating expenses 668,829 2,485,671 939,221 715,147 785,784 - 5,594,652 Operating income (lose) (668,829) (814,110) 57,629 (411,749) (3,691) 35,813 (1,805,537) Net income (loss) (623,202) (374,281) 128,196 (133,127) 66,130 28,870 (907,414) Assets 81,966,981 15,828,542 3,680,892 6,042,740 • 1,536,913 444,394 109,500,462 Bonds payable 60,000,000 - - - - 2081000 60,208,000 Fund equity 17,549,507 13,097,259 4,165,761 5,634,836 1,731,500 285,119 42,463,982 (9) Litigation (a) Gates vs. the City of Miami This is a class action on behalf of present and former employees of the City, seeking to require the City, for the years 1939-1975, to retroactively make additional deposits to its pension plans totalling approximately $30,000,000, including $8,000,000 in interest. The plaintiffs claim that the City levied p-�,perty taxes for "pension or relief" purposes and was required to, but did not, deposit all such revenues ico the pension fund. Instead, a portion of these tax monies was used for the City's social security-untributions, the City's required portion of premiums on group health and life insurance policies, payment of judgments on pension related cases, the City's workers compensation obligations, and reimbursement to the City of pension -related expenses. Summary judgment on liability was entered against the City on two of eight counts of the complaint on October 9, 1979, upon a finding by the court that monies taxed for pension or relief purposes were improperly used by the City to pay off two judgments against the City and for contributions toward workers compensation obligations. The City filed an interlocutory appeal from the court's ruling on the two counts as to which summary judgment was granted. On January 20, 1981 the District Court of Appeal affirmed in part and reversed in part the summary judgment. The City petitioned for rehearing, which petition was denied. The City maintains in this action that its allocation of monies collected pursuant to its levy of property taxes for "pension or relief" purposes was proper. However, in the opinion of counsel, the City's ultimate liability cannot be determined at this time. (b) Pension Trustees Suit for Contributions to its Pension Plans The Board of Trustees of each of the pension plans has filed a petition for Writ of Mandamus, seeking to require the City to contribute an additional $4.2 million over and above the amount actually appropriated by the City (Continued) C-'-6 82 -77 4 154*1 CITY OF MIAM1, FLORIDA Notes to Financial Statements for fiscal year 1980. The plaintiffs in each action contend that the City is required to contribute the amount that the pension boards certify in accordance with actuarial reports prepared for the boards. The City Commission in September of 1979, adopted a policy limiting the increase in the portion of the pension contribution relating to the funding of the unfunded past service costs to five percent of the preceding year's amount. It is the City's position that it is fiscally sound to limit its budgeted contribution, that the budgeted amount is actuarially sound, that the City is not automatically required to appro- priate and contribute the amount certified by the pension boards, and that if the City were automatically required to do so, the City Commission would be defaulting on its responsibility for government of the City. The State of Florida's Department of Administration has informed the City that this funding technique provides for the adequate and proper actuar- ial funding for the retirement plans, and meets the requirements of Part VII, Chapter 112, Florida Statute. In September 1980, the City Commission enacted amendments to the City's pension ordinances. The amended ordinances would vest in the City Com- mission the duties of the Retirement Board and Board of Trustees for the retirement plans. The effective dates of the enactments have been stayed by the Circuit Court which stay is the subject of an appeal by the City. This litigation is in its preliminary stages and, in the opinion of counsel, the outcome is not presently determinable. (c) City of Miami vs. FEC The City is involved in a "quick take" eminent domain action to acquire 32.64 acres of bayfront land owned by the Florida East Coast Railway Company (FEC). The property is located in downtown Miami, between N.E. 6th and N.E. 9th Streets, and bounded on the west by Biscayne Boulevard. In March, 1978, a trial court entered an Order of Taking and an Order of Necessity, vesting title to said property in the City, subject to a Stipulation entered into between the parties. In accordance with the Order of Taking, and the Stipulation, the City deposited $14,500,000 with a local depository which has been invested in certificates of deposit. The certificates of deposit currently held will mature May 11, 1981 and will aggregate approximately $20,000,000. In March, 1981, a jury trial on valuation resulted in a verdict awarding the FEC $23,350,000 for the property. Final judgment was entered on April 24, 1981, with 10% interest to accrue thereon as of April 2, 1981. The City has filed a Motion for New Trial. If the Court denies that motion the City will file its appeal immediately. The Court has reserved jurisdiction to award FEC attorneys' fees and costs. In a separate proceeding filed before the Interstate Commerce Commission, (ICC), FEC challenged Florida's and the Federal Court's right to deter- mine the nature of the railroad track located on the property and ruled C-27 82-77 (Continued) A. 16 CITY OF MIAMI, FLORIDA Notes to Financial Statements that the FEC tracts is a "line of railroad" requiring a certificate of abandonment from the ICC. The City has appealed that ruling to the United States Circuit Court of Appeal, Fifth Circuit. On January 22, 1981 the ICC filed a complaint in the United States District Court for the Southern District of Florida seeking to require the City to obtain a Certificate of Abandonment before taking possession of the property. The Court entered an Order prohibiting the City from taking possession until a decision is rendered on the pending case before the Fifth Circuit or until further order of the United States District Court. The ultimate amount which the City must pay FEC and other defendants for the property and damages they may have sustained, including defendants' attorneys' fees and Court -costs, depends on the outcome of the City's Motion for New Trial or in the alternative the outcome of the City's appeal. In the opinion of counsel, such amounts cannot be determined at this time. (d) Other There are a number of claims and lawsuits against the City resulting prin— cipally from personal injuries incurred on City property. In the opinion of City officials and the City Attorney, these claims could result in a liability to the City of approximately $2,200,000 which is reflected in the Self Insurance Fund. The City of Miami relies primarily on its legal department acting under the direction of the City Attorney for legal advice. The foregoing opinions (under the heading "Other") are based solely on the opinion of the City Attorney. Outside counsel has been retained to represent the City in the litigation referred to in (a), (b) and (c) above. (10) Federally Assisted Grant Programs The City participates in a number of Federal and state grant programs, prin— cipally of which are Federal Revenue Sharing, Comprehensive Employment and Training Act (CETA), Community Development Block Grant and Economic Develop— ment Administration (EDA) grants. These programs are subject to financial and compliance audits by the grantors or their representatives. During the year ended September 30, 1980, the City received CETA funding in the approximate amount of $8,800,000 to employ approximately 1,200 individuals. These individuals are employed in various departments, the activities of which are accounted for in various funds. The contribution of these CETA employees to the services provided by the respective departments to which they are assigned is not reflected in the various funds' financial statements. The amount of benefit provided by these employees is not readily determinable although a majority is in support of General Fund activities. In December, 1980, an independent financial and compliance audit report was issued covering selected CETA contracts of the City as subgrantee and the South Florida Employment and Training Consortium as prime sponsor. This audit C-28 82 -77 (Continued) 17 CITY OF MIAMI, FLORIDA Notes to Financial Statements report covered, for the selected contracts, various periods through September 30, 1979, and questioned approximately $540,000 of costs, and recommended for disallowance approximately $455,000 of addicional costs, claimed for reimbursement by the City during these periods. The City is currently in the process of responding to the audit and defending specific items of questioned and disallowed costs. A final determination of monies to be reimbursed to the prime sponsor cannot be determined at this time. At September 30, 1980, the audits of certain other programs, including CETA for the period subsequent to October 11 1979, have not been performed. Accord- ingly, the City's compliance with the applicable grant requirements will be established at some future date. The amount, if any, of expenditures which may be disallowed by the granting agencies cannot be determined at this time. (11) Commitments and Contingencies (a) Employee Benefits The City has certain contingent liabilities relating to earned employee benefits. The amount of benefits earned and accumulated is governed by Civil Service regulations and administrative policy. The approximate amounts of these earned benefits are summarized below: Type Description Amount Vacation Normal vacation earned $ 2,600,000 Earned Time Additional time off earned by hourly employees for overtime hours worked 2,200,000 Sick Leave Normal sick leave accumulated 13,300,000 $ 18,100,000 The full amount of vacation time, if not used by the employee, is payable upon separation of service, subject to the following limitations: . for employees in service at December 31, 1973 - all accumulations to that date, plus a maximum of 160 additional hours. . for employees employed since December 31, 1973, a maximum of 160 hours. Earned time payable at separation is limited to 200 hours. Sick leave payable upon separation is limited to a maximum of 960 hours, and is paid only if the employee has ten or more years of service. In the case of sanitation workers, there are various limits based on years of service ranging from fifteen to twenty-five years. Due to uncertainties relating to the timing and amount of payments to be made, the above liabilities are not recorded. C-29 82 -77 (Continued) 18 CITY OF MIAMI, FLORIDA Notes to Financial Statements (b) Housing Bonds In February, 1976, the Commission passed an ordinance which approved the issuance of $25,000,000 General Obligation Housing Bonds of the City, for the purpose of providing housing for families and persons, including the elderly, of low and moderate income. In addition, and pursuant to agree- ments between the City and Dade County, the proceeds of such bonds, as they are issued from time to time, will be deposited in trust in a reserve fund to provide additional security for certain housing revenue bonds to be issued by Dade County. In the event the housing projects do not generate sufficient funds to service the County's debt, the proceeds of the City's Housing Bonds will be used to pay principal and interest. If, however, the Dade County Housing Bonds are self-liquidating, all amounts remaining in the trust account will be returned to the City for purposes set forth above. At September 30, 1980, $1,500,000 of such City Housing Bonds were sold and approximately $557,000 had been transferred to the trust account. The amounts transferred to the trust account have been recorded as a receivable and, due to the uncertainty of collection and lack of collection experience, an allowance for the full amount has been established. During 1980, approximately $344,000 was transferred to the trust account, and approximately $1,245,000 was expended by the City for its share of certain housing development costs. The original sale of bonds plus accu- mulated interest was not sufficient to cover these expenditures and, at September 30, 1980, the Housing Bond Capital Projects Fund had a deficit of approximately $53,000. The deficit will be eliminated by future sales of Housing Bonds. Until such time, the Housing Bond Capital Projects Fund has borrowed $1,400,000 from the Capital Improvements Fund to provide the necessary funds. (c) Revenue Bond Projects Convention Center During 1978, the City of Miami commenced construction of a Convention Center, officially designated the City of Miami/University of Miami James L. Knight International Center. The total estimated cost of the Conven- tion Center, including a related parking garage, is approximately $85,000,000. The City has entered into an agreement with the University of Miami to lease space in the Convention Center for a term of 30 years, including two 30-year renewal options, for the sum of $2,500,000, payable as advance rent. The City has also entered into a lease and agreement for develop- ment with a private developer, of certain air space over a portion of the Convention Center for a hotel. In addition, the City has agreed with a separate private developer, to lease air space over a portion of the parking garage for a 30-story world trade center. . (Continued) C-30 82 -77 19 CITY OF MIAMI, FLORIDA Notes to Financial Statements In August 1980, the City issued $60,000,000 of Convention Center and Parking Garage Revenue Bonds to finance a portion of the cost of completing construction of the project. The bond proceeds may be used for (a) construction costs, (b) interest during construction, (c) engineering and design fees, (d) legal fees and expenses and (e) other expenses incident to the construction of the Convention Center -Garage and the placing of same in operation. The bonds are secured under the trust indenture by a first lien on and pledge of the net revenues of the Convention Center - Garage and certain telephone and telegraph excise taxes and by a covenant and agreement of the City to provide, to the extent necessary, revenues of the City other than ad valorem tax revenues sufficient to make up any deficiency in the required sinking fund. In connection with certain provisions of the trust indenture the City estab- lished the Convention Center Enterprise Fund. Effective October 1, 1979 the fund was established by transferring the residual equity of the Con- vention Center Capital Project Fund (approximately $5,130,000) and the related construction in progress in the General Fixed Assets Account Group (approximately $10,690,000) to the Convention Center Enterprise Fund. In addition, subsequent to September 30, 1980, the Capital Improvements Fund contributed $4.5 million to support the Convention Center and cover certain construction cost overruns. In connection with the project, the City has awarded approximately $30,000,000 of construction contracts. Additionally, the lease and agreement for development with the hotel developer calls for the City to complete certain phases of the project by specified dates. In the event of delays by the City in completing the facilities, the City is liable for the additional interest expense payable by the hotel developer to its mortgage holder, as well as other reasonable costs incurred by the developer attributable to such delays. Watson Island Theme Park In July 1979, the City Commission passed a resolution authorizing the issu- ance of $55,000,000 of revenue bonds to finance the development of Watson Island as an amusement and recreation theme park. Of such amount, $20,000,000 will be secured by revenues from the theme park, together with a pledge of certain other non ad valorem tax revenues. The remaining $35,000,000 will be secured only by revenues of the theme park. The date of sale of the bonds has not yet been established. (12) Maintaining Services and Liquidity The City is experiencing a period of budgetary constraint. Double digit infla- tion continues to adversely impact the growth of operating expenses while revenue sources are limited. Some of the more significant factors affecting the City are: C-31 82 - 77 (Continued) 20 CITY OF MIAMI, FLORIDA Notes to Financial Statements Property taxes for general operating purposes during 1980 were levied at their maximum allowable millage (10 mills). For fiscal 1981, the assessed valuation of property in the City increased approximately 40% due to the state mandated reassessment of all property to 1007. of fair market value, and the millage rate decreased to 9.03. Future increases in the property tax millage rate will be limited by the 10 mill cap. Comprehensive Employment and Training Act (CETA) funds are being discon- tinued effective in June and August 1981. A majority of CETA funds have been used to support General Fund activities. The impact on those depart- ments employing significant numbers of CETA employees is yet to be deter- mined, but would be tempered to some extent by the time commitment of these employees to classroom training (see note 10). . The liabilities for vacation, illness and earned time continue to increase (see note 11). . The City must fund the excess of vested benefits over available net assets in its pension plans, and the adopted funding policy is in dispute and the subject of certain litigation (see notes 6 and 9). In addition to the above, the following situations and/or contingencies exist which could place additional strain on the City's financial condition: Penalties may have to be paid if construction of the Convention Center is not completed within specified time limits (see note 11). Judgments against the City or demands upon the City to pay in excess of budgeted or available amounts may result from pending litigation (see note 9). Certain revenues, particularly telephone utilities service taxes and other non ad valorem tax revenues, heretofore principally used for general operating purposes, may be required to pay debt service or maintain reserve requirements of certain revenue bonds (see note 11). The City is continuing to study various alternatives to expand revenue sources and control costs. During 1980, the City levied a waste collection fee for the first time, and other revenue sources are being explored. The City's ability to continue to provide the current level of services in the future and/or pay the amounts, if any, that might be required by the unfavorable resolution of the contingencies noted above is dependent upon further expan- sion of revenue sources and containment of expenditures. C-32 82 -77 CITY OF MIAMI, FLORIDA Schedule A-1 General Fund Balance Sheet September 30, 1980 Assets Equity in pooled cash and investments $ 4,388,732 Receivables (net of allowances for uncollectibles of $2,424,997): Taxes 928,476 Accounts 1,100,904 Prepaid expenses 5,226 Liabilities and Fund Balances Liabilities: Vouchers and accounts payable Accrued expenses (principally salaries) Deferred revenue Deposits refundable Total liabilities Fund balances: Reserved for encumbrances Unreserved: Desionated for subsequent year's expenditures Undesianated Total fund balances $ 6,423,338 1,242,493 1,612,831 845,634 384,451 4,085,409 1,269,303 500,000 568,626 2,337,929 $ 6,423,338 C-33 82 - 77 CITY OF MIAMI, FLORIDA General Fund Statement of Revenues and Expenditures - Budget and Actual Year ended September 30, 1980 Revenues: Taxes: General property tax, including penalties and interest Business and excise taxes Licenses and permits: Business licenses and permits Construction permits Intergovernmental: Federal grants State grants Other Intragovernmental: Engineering services Administrative charges Charges for services: Public safety Recreation Sanitation Other Interest Miscellaneous revenues: Sale of land Rents Other Total revenues Budget Actual Schedule A-2 Variance Favorable (Unfavorable) $ 42,794,879 42,679,426 (115,453) 23,181,506 23,528,753 347,247 65,976,385 66,208,179 231,794 3,825,179 4,154,591 329,412 1,366,241 1,438,896 72,655 5,191,420 5,593,487 402,067 146,377 543,402 397,025 12,350,675 12,637,425 286,750 2,066,050 17698,824 (367,226) 14,563,102 14,879,651 316,549 1,582,000 1,686,026 104,026 1,609,126 1,656,168 47,042 3,191,126 3,342,194 151,068 1,069,300 920,832 (148,468) 73,800 84,063 10,263 2,280,000 19876,372 (403,628) 5749028 412,111 (161,917) 3,997,128 3,293,378 (703,750) 956,900 877,042 (79,858) 352,565 267,565 (85,000) 635,483 695,288 59,805 1,000,673 1,466,898 466,225 1,988,721 2,429,751 441,030 95,864,782 96,623,682 758,900 C-34 82 - 77 (Continued) A& r-1 2 CITY OF MIAMI, FLORIDA Schedule A-2 Cont. General Fund Statement of Revenues and Expenditures - Budget and Actual Variance Favorable Budget Actual (Unfavorable) Expenditures: General government: Mayor and commission $ 355,340 354,807 533 City manager 1,092,302 1,059,444 32,858 City clerk 421,182 436,900 (15,718) Management and budget 1,033,419 1,061,367 (27,948) Finance 1,453,389 1,519,127 (65,738) Legal 772,564 767,730 4,834 Civil service 147,914 121,637 26,277 Human resources 1,069,193 1,050,110 19,083 Community development 681,039 719,948 (38,909) Tourism and promotion 661,809 697,178 (35,369) Computers and communications 21321,903 2,5190943 (198,040) 10,010,054 10,308,191 (298,137) Public safety: Policy 30,237,396 29,915,882 321,514 Fire 23,025,116 23,167,414 (142,298) 53,262,512 53,083,296 179,216 Public improvements: Public works 8,819,514 8,824,328 (4,814) Building 1,886,290 1,884,245 2,045 Planning and zoning boards 776,925 739,488 379437 11,482,729 11,448,061 34,668 Sanitation 15,107,444 14,481,223 626,221 Culture and recreation 7,150,767 7,378,219 (227,452) Uncollectible delinquent property taxes - 177,917 (177,917) Other: Employee benefits 2,907,631 2,587,519 320,112 Special programs 899,543 806,308 93,235 Miscellaneous 2,714,750 1,523,563 1,191,187 6,521,924 4,917,390 1,604,534 Total expenditures 103,535,430 101,794,297 1,741,133 (Continued) C-35 82-77 0 3 a�, CITY OF 'MIAM2, FLORIDA Schedule A-2, Cont. General Fund Statement of Revenues and Expenditures - Budget and Actual (Deficiency) of revenues over expenditures Other financing sources (uses): Operating transfers in Operating transfers out Total other financing sources Excess of revenues and other financing sources over expenditures and other uses Budget Variance Favorable Actual (Unfavorable) $ (7,670,648) (5,170,615) 2,500,033 9,226,447 7,822,490 (1,403,957) (19555,799) (1,554,271) 1,528 7.670.648 6,268,219 (1,402,429) $ - 1,097,604 1,097,604 C-36 82-77 AP-1 Ab� CITY OF MIAMI, FLORIDA General Fund Statement of Changes in Fund Balance Year ended September 30, 1980 Fund balance at beginning of year, as previously reported Adjustment to beginning balance pursuant to change in accounting method for recording encumbrances outstanding Fund balance at beginning of year, as restated Excess of revenues and other financing sources over expenditures and other uses Equity transfers from other funds Fund balance at end of year Schedule A-3 $ 664,066 342,695 1,006,761 1,097,604 233,564 $ 2,337,929 C-37 Nm 82-77 CITY OF MIAMI, FLORIDA Special Revenue Funds Combining Balance Sheet September 30, 1980 Schedule B-1 Downtown Federal Development Revenue Assets Authority Sharing Total Due from other governments $ 12,428 1,977,976 1,990,404 Prepaid expenses 13,722 - 13,722 $ 26,150 1,977,976 2,004,126 Liabilities and Fund Balances Liabilities: Deficit (equity) in pooled cash and investments (44,806) 1,967,634 1,922,828 Accounts payable 15,011 - 15,011 Other liabilities 4,686 - 4,686 Total liabilities (25,109) 1,967,634 1,942,525 Fund balances: Reserved for authorized projects 9,543 - 9,543 Unreserved 41,716 10,342 52,058 Total fund balances 51,259 10,342 61,601 $ 26,150 1,977,976 2,004,126 C-38 82 -77 CITY OF MIAMI, FLORIDA Schedule 5-2 Special Revenue Funds Combining Statement of Revenues, Expenditures and + Changes in Fund Balances - Budget and Actual Year ended September 30, 1980 Downtown Development Authority Federal Revenue Sharing Total Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Bud et Actual (Unfavorable) Budget Actual (Unfavorable) Revenues: Taxer $ 342,285 328,000 (14,235) - - - 342,285 32 (14,8 Interest - 523,884 4,387 126,195 4,387 (397,689) - 7,908,786 - 7,829,824 - (78,962) - 8,432,670 4, 4,338787 7,956,019 4,33877 (476,651) Intergovernmental Other 261,944 61,411 (200,533) - - 261,944 61,411 (200,533) Total revenues 11128,113 519,993 (608,120) 7,908,786 1,829,824 (78,962) 9,036,899 8,349,817 (687,082) n w Expenditures: `C Culture and recreation 848,935 518,794 330,141 - - - (4,154) 848,935 279,178 518,794 94,487 330,141 184,691 Other 219,178 90,333 188,845 - 4,154 Total expenditures 1,128,113 609,127 518,986 - 4,154 (4,154) 1,128,113 613,281 514,832 Excess (deficiency) of revenues - (89,134) (89,134) 7,908,786 7,825,670 (83,116) 7,908,786 7,736,536 (172,250) over expenditures Other financing (uses): (7,908,786) (7,972,490) (63,704) (7,908,786) (7,972,490) (63,704) Operating transfers out � f (Deficiency) of revenues over - (89,134) (89,134) - (146,820) (146,820) _ (235,954) (235,954) expenditures and other uses 00 - --- �w l�r Fund balances at beginning of year, 140,393 140,393 - :�5,274 153,274 _ 293,667 293,661 _ as previously reported Adjustment to beginning balance pursuant to change in accounting method for recording - - - 3,888 3,888 _ 3,888 3,888 encumbrances outstanding - Fund balances at beginning of year, 140,393 140,393 - 153,274 157,162 3,888 29],66) 297,555 3,888 as restated Fund balances at end of year $ 140,393 51,259 (89,134) 153,274 10,342 (142,932) 293,667 61,601 (232,066) 144 CITY OF MIAMI, FLORIDA Debt Service Funds Combining Balance Sheet September 30, 1980 Assets Equity to pooled cash and investments Receivables (net, where applicable, of allowances for uncollectibles of $171,786): Taxes Assessment liens Liabilities and Fund Balances Liabilities: Matured bonds and interest payable Deferred revenue Total liabilities Fund balances: Reserved Ear debt service Unreserved Total fund balances Schedule C-1 General Orange Utilities Obligation Bow Incinerator Service Bonds Bonds Bonds Tax Bonds Total $ 8,074,790 608,683 303,763 743,069 9,730,305 381,880 - - - 381,880 9,234 - - - 9,234 $ 8,465,904 608,683 303,763 743,069 10,121,419 3,369,936 - - - 3,389,936 190,940 - - - 190,940 3,580,876 - - - 3,580,876 - 608,683 250,000 187,538 1,046,221 4,885,028 - 53,763 555,531 5,494,322 4,885,028 608,683 303,763 743,069 6,540,543 $ 8,465,904 608,683 303,763 743,069 10,121,419 C-40 82 -77 L] 101 CITY OF MIAMI, FLORIDA Debt Service Funds Combining Statement of Revenues, Expenditures, and Changes in Fund Balances Year ended September 309 1980 Revenues: Taxes Interest Assessment lien collections Other Total revenues Expenditures: Principal retirement Interest and fiscal charges Uncollectible delinquent property taxes Other Total expenditures Excess (deficiency) of revenues over expenditures Other financing sources: Operating transfers in Excess (deficiency) of revenues and other financing sources over expenditures Fund balances at beginning of year Fund balances at end of year General Orange Utilities Obligation Bowl Incinerator Service Bonds Bonds Bonds Tax Bonds $ 16,692,347 1,316,881 73,164 29,605 1,173,152 - - 3,562 - - 19,185,942 73,164 29,605 10,160,000 155,000 173,000 7,235,230 19,884 12,975 76,325 - - 108,193 76 190 17,579,748 174,960 186,165 1,606,194 (101,796) (156,560) Schedule C-2 Total - 16,692,347 78,380 1,498,030 - 1,173,152 3.562 78,380 19,367,091 150,000 10,638,000 42,412 7,310,501 - 76,325 108.459 192,412 18,133,285 (114,032) 1,233,806 186,250 193,913 _ 380,163 1,606,194 (101,796) 29,690 79,881 1,613,969 3,278,834 710,479 274,073 663,188 4,926,574 $ 4,885,028 608,683 303,763 743,069 6,540,543 Cot 82-77 OD lv CITY OF MIAM1, FLORIDA Schedule 0-1 Capital Projects Funds Combining Balance Sheet September 10, 1990 General Obti anon Special Obligation Police Packs and Recreation Highway Fire Parking Revol•ttng Capital Total 1� Store Sanitary Pollution Facilities Improvements Facilities Sidewalks Housing Garage Fund [spr349.466 Assets Sewers Sewers Control Facilities 3,357.350 5,506.447 5,526,607 3,026.202 19,555 1,369,988 39,236 143,718 10,849466 48,311,056 Equity in pooled cash and investments 3 7,288,966 9.959,422 1,224,099 Receivables (net, where applicable, of aIIowences for uncollectibles of - - - 22,IJ9 27,0J9 $566,791): _ _ - - 300 - - 16,466 16,466 Acc wnt■ - _ _ - - Assepeents 2,730.334 2,I30,374 Due from other funds 3,357,350 5,506,447 5,526,907 3, 026,202 19,555 1,169,988 79,Z16 I60,184 13,602,739 51,081,095 5 7.288,966 9,959,422 1,224,099 n Liabilities and Fund Balances y I.J Liabilities: 250,]45 769,585 181,943 280,188 101,959 J09,160 29l.11l - - 2,000 - 664,349 2,8 , 042 Vouchers and accounts payable - _ 7,547 - 3,248 2,932 - 1,367 - - - Accrued expenses (principally salaries) - _ 1,421,305 61,425 - _ - _ L,484,730 Due to other funds --- ----- - - -- -- 283,436 ----- 104.891 - - 309,160 _-- _ '3,305 1,4. 67,425 - 664.549 4,343,319 Total )abilities 250,345 769,585 IAI,943 _'92,680 Fund balances (deficit): 7,038 9,189,871 1,042,156 3,073,914 5. 401,556 5,217,747 2,733,522 - - - 53,000 12,938,190 46,688,543 . Reserved for authorized projects ,621 l9;'i5 (53,317) (I4,189) I07,184 _ - 49,277 Unreserved - 5,401.556 5.211,7a7 _ �,713,522 19,555 (53.317) (24,189) 160,184 12,93tl,190 46,737,776 Total fund balances (deficit)_ 7,038,621 9.189,837 1,042,156 _ 3,073,914 _ _ _ - -- - 19,555 --__- 1,369,988 39,236 160,184 13,602,739 51,081,095 7,288,966 9.959,422 1,224,099 3,357,350 5,506.447 5,526.907 3,026,202 CITY OF MIAMI. FLORIDA 3ehae,tle D-2 C7P.W. Projects F.W. Cwbtn,ng Sc.ten,ent of Revenues, Eapendatures and Tanges ,n Fund 8sia nces Yr.r ended Sepcem.r )O, 1980 _._Park. Ge"r.l. 0611S. on -_ ____ and --._.___ St ors „ra,v ss_v. P�l.•.t, .n Pnl,ce Rrc seat, nn H,ghv.v C..n !orlon Ftr, F.tY,ng Ravolvang Cap,tal Se__rs r. ,,t I"! F., ,I,t ,es E.,111,tt.s ]npr.Ivemen[s Cent- F.ctl,[,rs S,d—lY. Hoosang Gar.ge Food lmproveaa[nt. To_^.( Rev!n„rs: Inte,e.r 5 863.2/0 1.31....15 171, 2u1 -02. j)b 110,928 667,E95 - $)1,987 1,935 155,244 - 16,441 844,)51 �1J 5.660,599�-' I- 5)9,)28 796,411 Frain h,se to sls - - - - - - - - - - - - 460.796 420.;96 Other _ - _ - _ - �0 600 - - t]Ir 6)3 U8r295 _ _' Ab ), 210 1, J:4,i;i I11.:01 .0:,)76 nd.:16 bba,a85 --- —511 ,967 1.915 '155.24,6 _22 16,4b5 _ ,OU2,110 _ 1.096,121 ,.P,rAI project. 2,015_579 4, b:), 8:n 1.01-. )Sn lL1 n),7)7 In_,,2_08 1.710, 9_2 __. _ ), I11,611 _98 1,629,697 24,189 70_6 3,552,697 19.184,535 Eaces. (def,c,ency) of r v-...s over eapend rt uses)oI 65n ,Ulu (1,042,jU7) - (2,845,6241 1.817 (1,474.453) (24,1891 15,759 (I.fSU,ftlt1 (1J.068,414+ Other f,nanc,rg .a„rtes (uses): oper.t,ng trrna(ers to - - - - - - - - - 3,742,200 1,742,200 Operating transfers out _ _-_ _- _ _ _ _ (7, 56U. )001 _-_ _ -_ (971 0001 _ - - (28,0007 - _ (Ii64,J601 total other fanancang wurces (alas) - - - - 12. Sb0,)U01 - - (911,0oo) - - - (28,000) 3,142.200 180,900 --�--- - - _ - -� - _�_- --- --- - _-~ E.cess (deftclancyl 4f revenue, and -hat Lna —x ......r W eapen4 +[urea and ocher u.es (1.152,109) 1),)01.012, 18o1.15)I (708,3nl) II. 10- 29n1 (1,d42,107) - 0,818,624) 1,917 (1,414,453) (24,289) (12.241) 2,191.618 (11.907,S14) Fund b.l.nces at b.if— -g of ya.r 6.190.910 12,490,879 I, on$ J09 11/81,275 1,105.846 6.2bO,054 5.129.467 6,552.146 11.718 1.421.136 - 172,425 10.146.572 611)14,157 E9utty transfers (to) other funds -- _ _ _ _ ._ __ __ ___ �___ __ �___ (5i12o •.h)1 �- _ --- -- - - - _` (5,129,461) F...d balances (def—C) at end of year $ ),D ]8,h21 9,191.A P 1,042.1 `1, ),w 114 5,401,5,6 5,217,141 2,711.522 19,555 (53,317) (24.189) 160.184 12,978.190 46, 717,776 0 co lV i Assets Current assets: Accouats receivable (net, where applicable of allowances for uncollectibles of $84,746) Total current assets Restricted assets: Cash and investments with fiscal agent, n including accrued interest Property, plant and equipment: Land Buildings and improvements Machinery and equipment Construction in progress Bond issuance costs 05 1 CITY OF MIAMI, FLORIDA Enterprise Funds Combining Balance Sheet September 30, I980 Schedule E-1 Orange l Marine Miami Bowl Convention Warehouse / Stadium Stadium Stadium Center Marinas Auditoriums Golf Property Total $ 13,524 42,026 386,567 - 53,236 43,797 17,049 - 556,199 13,524 42,026 386,567 - 53,236 43,797 17,049 - 556,199 - - - 60,658,304 - - - - 60,658,304 4,836 375,000 709.982 6,618,693 120,290 122,050 15,000 - 7,965,851 2,320,565 735,097 8,352,922 - 3,455,357 5,759,893 1,182,765 444,394 22,250,993 120,990 37,834 283,762 3,568 46,868 117,000 268,819 - 879,941 - 8,484 2,436,953 10,761,683 5,141 - 53,280 - 13,265,541 - - 3,924,733 - - - - 3,924,733 S 2,459,915 1,198,441 12,170,186 81,966,981 3,680,892 6,042,740 1,536.913 444,394 109,500,462 (Continued) Liabilities and Fund Equity Liabilities: Current liabilities (payable from current assets): Deficit (equity) in pooled cash and investments Vouchers and accounts payable Accrued expenses (principally salaries) Due to other funds n Deferred revenue Deposits and other "' Total current liabilities (payable from current assets) Current liabilities (payable from restricted assets): Construction contracts Accrued revenue bond interest Total current liabilities (payable from restricted assets) Long-term liabilities: Revenue bonds Total liabilities Fund equity: Contributed capital and retained earnings: Reserved for construction and revenue bond retirement Unreserved Total fund equity 2 CITY OF MIAMI, FLORIDA Enterprise Funds Combining Balance Sheet September 30, 1980 Orange Marine Miami Bowl Convention Stadium Stadium Stadium Center Marinas Auditoriums $ 233,029 83,646 602,799 1,270,885 (537,917) 22,746 16,658 275,682 - 17,523 338 2,388 36,925 3,309 11,385 - - 1,245,804 - - - 555 190,713 - 19,320 - - - - 4,820 276,113 103,247 2,351,923 1,274,194 (484,869) - - - 1,875,880 - - - - 1,267,400 - - - - 3,143,280 - - 60,000,000 - 276,113 103,247 2,351,923 u4,417,474 (484,869) Schedule E-1, Cont. 0 Warehouse Golf Property Total 367,137 (236,272) (68,725) 1,734,582 9,987 31,221 - 373,817 3,885 10,435 - 68,665 - - - 1,245,804 26,895 - 20,000 257,483 - 29 - 4.949 407,904 (194,587) (48,725) 3,685,200 1,875,980 1,267,400 3,143 r2IL N. - - 208,000 60,208,000 407,904 (194,587) 159,275 67,036,460 - - - 17,549,507 - - - - 17,549,507 2,183,802 1,095,194 9,818,263 - 4,165,761 5,634,836 1,731,500 285,119 24,914,475 2,183,802 1,095,194 9,818,263 17,549,507 4,165,761 5,634,836 1,731,500 285,119 42,463,982 $ 2,459,915 1,198,441 12,170,186 81,966,981 3,680,892 6,042,740 1,536,913 444,394 109,500,462 Imlalllllllll II II CITY OF MIAMI, FLORIDA Schedule E-2 Enterprise Funds Combining Statement of Revenues, Expenses and Changes in Contributed Capital and Retained Earnings Year ended September 30, 1980 Marine Miami Orange Bowl Convention Harehouse Special Stadium Stadium Stadium Center Marinas Auditoriums Golf Property Properties Totalj Operating revenues - charges $ 78,244 129,347 1,463,370 - 996,850 303,398 782,093 35,813 _ 3,789,115 for services Operating expenses: Personal services 71,532 77,046 842,897 137,069 486,355 200,774 428,486 - - - Z 244 159 579,284 Contractual services 52,346 10,759 7,119 24,614 28,603 53,515 461,726 21,819 16,354 80,258 9,619 18,466 3,517 120,709 - - - 330,140 Materials and supplies Neat, light and power 39,859 50,977 99,122 - 175.794 168,748 68,881 - - _ - 603,381 1,585,366 Intragovernmental charges 223,786 201,867 564,249 284 160,707 276,896 157,577 252,322 Other 875 13 1364 ,92 47,931 19,753 40,644 6,614 - - Total operating expenses 399,157 361,636 1,724,878 668,829 939,221 715,147 785,784 - - 5,594,652 Operating income (toss) (320,913) (232,289) (261,508) (668,829) 57,629 (411,749) (3,691) 35,813 - (1,805,537) Nonoperating tevenues (expenses): - - 22,549 812,]47 55,40] _ 5.964 7,261 _ 903,524 Interest (766,720) - - - (14,204) - (780,924) Interest and fiscal charges 5,159 18,871 4,716 - 15,164 23,025 4,656 - 71,591 Other Total nonoperating revenues (expenses) 5,159 18,871 27,265 45,627 70,567 23,025 10,b20 (b,943) _ 194,191 , Income (loss) before operating (315,754) (213,418) (234,243) (623,202) 128,196 (388,724) 6,929 28,870 _ (1,611.346) transfers Operating transfers in 219,134 170,000 - - - 255,597 59.201 ^ - 703.932 Net income (ldss) (96,620) (43,418) (234,243) (623,202) 128,196 (133,127) 66,130 28,870 - (907,414) 1 Contributed capital and retained 2,280,422 1,138,612 9,498,310 - 4,037,565 8,615,514 1,665,370 256,249 1,6509536 29,142.578 earnings at beginning of year all Contributions from other governments - - 554,196 2,351,275 - - - - - 2,905,471 - - 15,8211434 - (2,847,551) - - (1,650,536) 11,323,347 Equity transfers (to) from other funds - Contributed capital and retained earnings $ 2,183,802 1,095,194 9,818,263 17,549,507 4,165,761 5,634,836 1,731,500 285,119 _ 42.463,982 at end of year OD to I Assets Current assets: Equity (deficit) in pooled cash and investme its Accounts receivable Inventories Total current assets C7l Property, plant and equipment: j Buildings and improvements Machinery and equipment Liabilities and Fund Equity Current liabilities: Vouchers and accounts payable Accrued expenses (principally salaries) Total liabilities Contributed capital and retained earnings (deficit) CITY OF MIAMI, FLORIDA Internal Service Funds Combining Balance Sheet September 30, 1980 Schedule F-1 Public City Motor Property Print Stationery Communications Properties Garage Pool Maintenance Shop Stock Maintenance Total $ (60,690) 1,841,522 416,154 (239,030) (30,213) 25,565 286,382 2,239,690 - - 421 11,498 - - 70 11,989 - 190,116 116,852 90,994 9,730 39,293 44,366 491,351 (60,690) 2,031,638 533,427 (136,538) _ (20,483) 64,858 330,818 2,743,030 - 3,229,451 244,934 90,259 1,609 - - 3,566,253 32,413 5,676,311 3,307,068 108,569 76,209 - 613,606 9,814,176 $ (28,277) 10,937,400 4,085,429 62,290 57,335 64,858 944,424 16,123,459 1,595 135,947 64,505 58,621 10,226 22,009 21,018 313,921 4,792 27,383 18,649 26,522 1,651 359 6,700 86,056 14 6,387 163,330 83,154 85,143 11,877 22,368 27,718 399,977 (34,664) 10,774,070 4,002,275 (22,853) :�,458 42,490 916,706 15,723,482 S (28,277) 10,937,400 4,085,429 62,V -, 57,335 64,858 944,424 16,123,459 11 1 CITY OF MIAMI, FLORIDA Schedule F-2 Internal Service Funds Combining Statement of Revenues, Expenses and Changes in Contributed Capital and Retained Earnings Year ended September 30, 1980 40 Public City Motor Property Print Stationery Communications Properties Garage Pool Maintenance Shop Stock Maintenance Total Operating revenues - charges for services $ 400,446 2,902,353 2,198,433 1,960,846 166,518 205,108 871,534 8,705,238 Operating expenses: Personal services 374,400 1,119,976 827,579 1,205,199 82,843 13,677 352,315 3,975,989 Contractual services 7,243 58,896 66,581 1,337,739 37,834 1,444,146 322,144 268,989 26,299 68,117 224 173,534 199,113 43,346 659,438 3,394,767 Materials and supplies Heat, light and power 1,564 54,163 22,889 5,916 1,174 - 5,625 91,331 Other 7,130 113,318 121,078 254,676 3,719 973 85,772 586,666 n Total operating expenses 449,233 2,691,777 2,453,526 2,056,924 182,152 188,408 686,171 8,708,191 00 Operating income (loss) (48,787) 210,576 (255,093) (96,078) (15,634) 16,700 185,363 (2,953) Nonoperating revenues: - 245,031 - - - - 27,074 272,105 Interest 190 - 1,912 2,102 Other Total nonoperating revenues - 245,031 - - 190 - 28,986 274OD 96 Income (loss) before operating transfers (48,787) 455,607 (255,093) (96,078) (15,444) 16,700 214,349 271,254 Operating transfers in (out) (63,424) - _7_OL000 j2,524 - (70,000) (30,900) 240,354 1 Net income (loss) (48,787) 392,183 (255,093) (26,07?; 17,080 16,700 144,349 04 -1 Contributed capital and retained earnings (deficit) at beginning of year 1,243 11,204,786 3,434,469 (8,700) 28,318 25,790 - 14,685,966 Equity transfers (to) from other funds 12,880 (822,899) 822,899 11,925 - - 772,357 797,162 Contributed capital and retained (deficit) at end of $ (34,664) 10,774,070 4,002,275 (22,853) 45,458 42,490 916,706 15,723,482 earnings year i 111111111111111 111111111111111 Assets Receivables (net, where applicable, of allowances for uncollectibles of $1,064,721): Taxes Accounts Mortgage notes and loans Due from other governments n Prepaid expenses and other �o Liabilities and Fund Balances Liabilities: Deficit in pooled cash and investments 00 Vouchers and accounts payable Accrued expenses (principally salaries) Due to other governments Deferred revenue Deposits refundable Total liabilities Fund balances (deficit) CITY OF MIAMI, FLORIDA Trust and Agency Funds Combining Balance Sheet September 30, 1980 Community Pension Development $ 3,939 - 2,189,268 - 4,606,187 $ 2,193,207 4,606,187 143,082 3,304,165 1,218,410 1,193,016 Schedule G-1 Other CETA EDA LEAA Grants Total - - - - 3,939 2,189,268 1,392,560 318,510 155,370 333,191 6,805,818 - 4,556 - - 4,556 1,392,560 323,066 155,370 333,191 9,003,581 733,003 165,583 135,754 240,761 4,722,348 268,779 50,311 13,961 80,715 2,825,192 1,710 38,548 220,557 28,451 5,771 13,711 308,748 - - 150,805 - - 12,127 162,932 1,970 - - - - 12,500 14,470 - 60 1,281 - - 67,574 68,915 1,365,172 4,535,789 1,374,425 244,345 155,486 427,388 8,102,605 828,035 70,398 18,135 78,721 (116) (94,197) 9009976 $ 2,193,207 4,606,187 1,392,560 323,066 155,370 333,191 9,003,581 1111111�11 nll i i � CITY OF MIAMI, FLORIDA Trust and Agency Funds Combining Statement of Revenues, Expenses and Changes in Fund Balances Year ended September 30, 1980 Revenues: Intergovernmental grants Intragovernmental charges Other Total revenues n cim Expenses: c Grant and related expenses Pension expense Uncollectible delinquent property taxes Other Total expenses Excess (deficiency) of revenues over expenses 00 Other financing sources: Operating transfers in i� Excess (deficiency) of revenues and other financing sources over expenditures Fund balances (deficit) at beginning of year Equity transfers (to) other funds Fund balances (deficit) at end of year Schedule G-2 Community Other 6D Pension Development CETA EDA LEAA Grants Total $ - 8,685,370 8,861,688 897,476 541,774 1,984,795 20,971,103 15,673,731 - - - - - 15,673,731 436,339 - - - - 156,562 592,901 16,110,070 8,685,370 8,861,688 897,476 541,774 2,141,357 37,237,735 - 8,638,651 8,903,195 890,360 627,470 2,911,699 21,971,375 14,273,007 - - - - - 14,273,007 38,012 - - - - - 38,012 646,956 - - - - 146,287 793,243 14,957,975 8,638,651 8,903,195 890,360 627,470 3,057,986 37,075,637 1,152,095 46,719 (41,507) 7,116 (85,696) (916,629) 162,098 - - - - 470,176 470,176 1,152,095 46,719 (41,507) 7,116 (85,696) (446,453) 632,274 (324,060) 23,679 59,642 71,605 85,580 428,487 344,933 - - - - - (76,231) (76,231) $ 828,035 70,398 18,135 78,721 (116) (94,197) 900,976 Benj. H. Tyrrel (212) 962dk2 2214C-I—Proof of January 13M1982 a, BOND COUNSEL OPINION (Form of) (TO COME] [O1 APPENDIX D 8 2 - 7 7 r� Benj. H. T rrel (212) 962.3222 Y 2214C-1—Proof of January 15, 1982 APPENDIX E 1982 The Honorable Maurice Ferre and Honorable Commissioners of the City of Miami Gentlemen: As of , the City of Miami is involved in the following major cases: A. Gates vs. the City of Miami This is a class action on behalf of present and former employees of the City. seeking to require the City, for the years 1939-1975, to retroactively make additional deposits to its pension plans totalling approximately $30,000.000. including $8,000.000 in interest. The Plaintiffs claim that the City levied property taxes for ..pension or relief" purposes and was required to, but did not, deposit all such revenues into the pension funds. Instead, a portion of these tax monies was used for the City's social security contributions. the City's required portion of premiums on group health and life insurance policies. payment of judgments on pension related cases. the City's workers compensation obligations. and reimbursement to the City of pension -related expenses. Summary Judgment on liability was entered against the City on ttio of eight counts of the complaint on October 9. 1979. upon a finding by the court that monies taxed for pension or relief purposes were improperly used by the City to pay off two judgments against the City and for contributions toward workers compensation obligations. The City filed an interlocutory appeal from the court's ruling on the two counts as to which summary judgment was granted. On January 20. 1981 the District Court of Appeal affirmed in part and reversed in part the summary judgment. The City petitioned for rehearing, which petition was denied. The Citv maintains in this action that its allocation of monies collected pursuant to its levy of property taxes for "pension or relief" purposes was proper. However, in the opinion of counsel, the Citv's ultimate liability cannot be determined at this time. B. Pension Trustees Suit for Contributions to its Pension Pluns The Board of Trustees of each of the pension plans has tiled a petition for Writ of Handanus, seeking to require the City to contribute an additional S4.2 million over and above the amount actually appropriated by the Citv for fiscal year 1980. The plaintiffs in each action contend that the City is required to contribute the amount that the pension boards certify in accordance with actuarial reports prepared for the boards. The City Commission in September of 1979. adopted a police limiting the increase in the portion of the pension contribution relating to the funding of the unfunded past service costs to five percent of the preceding year's amount. It is the City's position that it is fiscally sound to limit its budgeted contribution. that the budgeted amount is actuarially sound. that the City is not automatically required to appropriate and contribute the amount certified by the pension board. and that if the City were automatically required to do so, the City Commission would be defaulting on its responsibility for government of the City. The State of Florida's Department of Administration has informed the City that this funding technique provides for the adequate and proper actuarial funding for the retirement plans. and meets the requirements of Part VII. Chapter 112. Florida Statute. In September 1980. the City Commission enacted amendments to the City's pension ordinances. The amended ordinances would vest in the City Commission the duties at the Retirement Board and Board of Trustees for the retirement plans. The effective dates of the enactments have been stayed by the Circuit Court. which stay is the subject of appeal by the City. This litigation is in its preliminary stages and. in the opinion of counsel. the outcome is presently deter- minable. C. Cite of Miand vs. FF-C The City is involved in a "quick take" eminent domain action to acquire 32.64 acres of bayfront land owned by the Florida East Coast Railway Company (FEC). The property is located in downtown Miami, between N.E. E-I 82 -77 $enj. H. Tyrrell (212) 90222 2214C-I—Proof of January 15. 1982 6th and N.E. 9th Streets, and bounded on the west by Biscayne Boulevard. In March. 1978. a trial court entered an Order of Taking and an Order of Necessity, vesting title to said property in the City, subject a Stipulation entered into between the parties. In accordance with the Order of Taking. and the Stipulation, the City deposited $14.500,000 with a local depository which has been invested in certificates of deposit. The certificates of deposit currently held will mature November 22. 1982 and will aggregate approximately $22.633.000. In March. 1981. a jury trial on valuation resulted in verdict awarding the FEC $23.350.000 for the property. Final judgment was entered on April 24. 1981. with 10% interest to accrue thereon as of April 2. 1981. The City has filed a Motion for New Trial. If the Court denies that motion the City will file its appeal immediately. The Court has reserved jurisdiction to award FEC attorneys' fees and costs. In a separate proceeding filed before the Interstate Commerce Commission (iCC). FEC challenged Florida's and the Federal Court's right to determine the nature of the railroad track located on the property and ruled that the FEC track is a "line of railroad" requiring a certificate of abandonment from the iCC. The City has appealed that ruling to the United States Circuit Court of Appeal. Fifth Circuit. On January 22. 1981 the ICC tiled a complaint in the United States District Court for the Southern District of Florida seeking to require the City to obtain a Certificate of Abandonment before taking possession of the property. The Court entered an Order prohibiting the City from taking possession until a decision is rendered on the pending case before the Fifth Circuit or until further order of the United States District Court. The City has set down a motion before the Federal District Court for leave to accept possession of property on November 6. 1981. The ultimate amount which the City must pay FEC and other defendants for the property and damages they may have sustained. including defendants' attorneys' fees and Court costs, depends on the outcome of the City's motion for New Trial or in the alternative the outcome of the City's appeal. In the opinion of counsel, such amounts cannot be determined at this time. D. Cable Television On October 18. 1981. the City Commission approved an Ordinance granting a non-exclusive license to Americable of Greater Miami and Miami Telecommunications. Inc., for the operation and construction of a cable television system within the corporate limits of the Cite of Miami. Subsequently thereto. Wellington Rolle tiled an action as a citizen and resident registered voter contesting the property of the use of the license versus franchise. In the event Mr. Rolle prevails in his lawsuit, the City would be liable for the sum of approximately S200.(M. which represents the cost associated with the procurement of outside counsel and cost of administration. which are to be borne by the successful applicants. In the event Mr. Rolle is successful, an alternative will have to be made by another licensing or franchise procedure. As to the merits of the case. it is not believed that Mr. Rolle will prevail due to the weakness of his legal position. E. C'in• of Miami vs. Suterreno On January 26. 1981. the City of Miami acquired title to the property commonly referred to as "[llue Lagoon". Said title was acquired pursuant to Quick Take Proceedings. A deposit of' S448.000 was made in the Registry of the Court. At present it appears that a minimum amount of approximately S450.000 is needed to finalize this matter. The City of Miami administration has identified funds to cover this expense. F. Other There are various other claims and lawsuits against the City resulting principally from personal injuries incurred on City property. In the opinion of City officials and the City Attorney. these claims could result in a liability to the City of approximately $2 200.000. which is reflected in the Self Insurance Fund. Additionally, there has been no material change in the status of roles summarized in the report from this office dated April 27. 1981 and updated May 13, 1981 to Peat Marwick. Mitchell & Company. nor has there been any subsequent significant litigation that would materially impact on the proposed Bond issue. Sincerely, GGORGE F. KNOX. JR. City Attorney E-2 82-77 82-77 Benj. H. Tyrrel (212) 962.5222 '2214C-1—Proof of January 15. 19 APPENDIX F SAMPLE COPY OF MBIA POLICY OF INSURANCE MUNICIPAL BOND GUARANTY c A INSURANCE POLICY ° Municipal Bond Insurance Association White Plains, New York 10601 SPECIMEN Policy No.: The insurance companies comprising the Municipal Bond Insurance Association (the "Association"). each of which participates and is liable hereunder severally and not jointly in the respective percentage set forth opposite its name, in consideration of the payment of the premium and subject to the terms of this policy, hereby unconditionally and irrevocably guarantee to any holder as hereinafter defined, other than the Issuer of the following described bonds, the full and complete payment required to be made by or on behalf of the Issuer to or its successor (the "Paying Agent") of an amount equal to the principal of and interest on, as such payments shall become due but shall not be so paid (except that in the event of any acceleration of (he due date of such principal, the payments guaranteed hereb% shall be made in such amounts and at such times as such payments of principal would have been due had there not been any acceleration), the following bonds (the "Bonds"): The insurance companies constituting the members of the Association are as follows The )Etna Casualty and Surety Company 3311- Fireman's Fund insurance Company 30% The Travelers Indemnity Company 1517c tEtna Insurance Company 12`& The Continental Insurance Company 10% Upon receipt of telephonic or telegraphic notice, such notice subsequently confirmed in writing by registered or certified mail, or upon receipt of written notice by registered or certified mail, by the General Manager of the Association or its designee from the Paying Agent or any holder of a Bond or coupon the payment for which is then due to the Paying Agent, that such required payment has not been made to the Paying Agent, the Association on behalf of its members on the due date of such payment or within one business day after recrip! of notice of such nonpayment, whichever is later. will make a deposit of funds, in an account with Citibank. N.A. , in New York. New York, or its suc:essor. sufficient for the payment to the holders of any Bonds or coupons which are then due. Upon presentment and surrender of such Bonds or the coupons, or presentment of such other proof of ownership of Bonds registered as to principal or as to principal and interest together with any appropriate instruments of assignment as shall reasonably satisfy Citibank, N.A., Citibank, N. A. shall disburse to such holders or the Paying Agent payment of the face amount of such surrendered and uncancelled Bonds and coupons less any amount held by the Paying Agent for the payment of the principal of at interest on the Bonds and legally available therefor. Upon such remittance and transfer of such uncancelled Bonds and uncancelled coupons or appropriate instruments of assignment to Citibank, N.A., by the holders or the Paying Agent, the members of the Association shall become the owners thereof in proportion to their percentage of participation under this policy This policy does not insure against loss of any prepayment premium which may at any time be payable with respect to any Bond. As used herein, the tern "holder" shall mean the bearer of any Bond not registered as to principal and the registered owner of any Bond registered as to principal or as to principal and interest as indicated in the books maintained by the Pay ing Agent for such purpose and, when used with reference to a coupon, shall mean the bearer of the coupon. Any service of process on the members of the Association may be made to the Association, one of the members of the Association or the General Manager of the Association and such service of process shall be valid and binding as to the Association and each of its members. During the term of its appointment. Municipal Issuers Service Company will act as the General Manager of the Association and its offices are located at 34 South Broadway, White Plains, New York 10601. This policy is non -cancellable for any reason. The premium on this policy is not refundable for any rrason including the payment prior to maturity of Bonds. IN WITNESS WHEREOF, each of the members of the Association has caused this poltcy to be executed and attested on its behalf by XXXX.xx. X XXXXX.)CXXXXXX}D�X,.19..... ?{... the general manager and agent of the Association, this ............................... day of ................. . MUNICIPAL BOND INSURANCE ASSOCIATION The /Etna Casualty and Surety Company Fireman's Fund Insurance Company The Travelers Indemnity Company, .Etna Insurance Company The Continental Insurance Company By MUNICIPAL ISSUERS SERVICE COMPANY XXXXXXXXXXX resident of MunicipalIssuers Service Corporation, General Partner Attest. XXXXXXXXXXX that N4xw d Tniws or Papria Aarei. Secretary of Municipal Issuers Service Corporation, General Partner F-1 82 -77