HomeMy WebLinkAboutM-85-0107op
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/o.
&Lybrand
certified public accountants
Mr. Randolph B. Rosencrantz
City Manager
City of Miami
3500 Pan American Drive
Miami, Florida
Dear Mr. Rosencrantz :
1 S. E.3rd Avenue
(AmeriFirst Building)
Suite 2900
Miami, Florida 33131
telephone (305) 358-6363
in pnncipel areas of the world
January 24, 1985
In accordance with your request, we have performed certain
procedures with respect to the termination benefits to be paid
to Mr. Howard V. Gary, former City Manager, as of December 7,
1984.
BACKGROUND
On June 249 1984, the City Commission passed and
adopted Resolution #84-748 - "A Resolution Setting Forth the
Compensation Benefits and Emoluments to be Received by
Howard V. Gary as City Manager of the City of Miami, Florida"
(Resolution). As stated, the purpose of the Resolution was
"...to outline specifically the exact benefits and emoluments to
be afforded to the City Manager". The Resolution also stated
that "...it is the desire of the City Commission that this
resolution be substantially consistent with the compensation,
benefits, and emoluments articulated in Resolution #81-514,
entitled "A Resolution Expressing the Agreement of the City
Commission to Engage the Services of Howard V. Gary as City
Manager of the City of Miami, Florida, in Accordance with the
Terms and Conditions Set Forth in the Attached Compensation
iN► OT 101V
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Mr. Randolph B. Rosencrantz
City Manager
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Agreement; Further Providing for the Acceptance, Approval and
Agreement of Howard V. Gary to Perform the Duties Required of
the City Manager, to Be Evidenced by Mr. Gary's Execution of the
Said Compensation Agreement; Further Providing that the Terms
and Conditions of the Said Compensation Agreement Shall Be
Retroactive to April 16, 1981", passed and adopted by the City
Commission on June 8, 1981. -
We reviewed the contents of Resolution #84-748 and deter-
mined that benefit areas in which our procedures were required
are the following:
' Section 10 - Severance Pay
• Section 2 - Vacation and Sick Pay
• Section 5 - Pension Trust Fund
• Section 6 - Life Insurance
We recognize that the Compensation Agreement incorporated into
Resolution #81-514 was subsequently forfeited by the City
Manager,, and has been used by us as a reference only,
recognizing that it is no longer in force.
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Mr. Randolph B. Rosencrantz
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City Manager
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Pursuant to Resolution84-748,
the Finance
Department of the
City calculated the termination
benefits to be made to Mr. nary
as follows:
Vacation Time
Hours
Dollars
r�
• Accumulated time per
payroll records
802.00
$41,203
• 1984 accrued vacation
based upon 11 full
months through
December 6, 1984
220.00
11,303
r _
1,022.00
52,506
�
Ill Time
• Accumulated time per
payroll records
337 hours x 1/4
84.25
4028
r
Severance Pay
Per Resolution #84-748
520.00
26,715
Amount due before
AT f
FICA and Federal
7
income taxes
1 626.2
83.549
85-107._
Mr. Randolph B. Rosencrantz
City Manager
Page 4
Our procedures, findings and recommendations, with respect to
the Finance Department's calculations and the other benefit
areas previously mentioned, are described in the sections that
follow in this report. The scope of our engagement did not
include procedures of an investigatory nature outside the City
environment.
SEVERANCE PAY
Section 10 of the Resolution states the following:
"In the event Howard V. Gary is terminated by the City
Commission, the City shall pay him the severance
benefits of 8 months aggregate salary in addition to
any other benefits due him".
Based upon Mr. Gary's annual base salary of $106,861, as per
Section 9 of the Resolution, we concur with the calculation of
severance pay prepared by the Finance Department of $26,715,
s+* which should be paid to Mr. Gary, less appropriate FICA and
Federal income taxes.
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Mr. Randolph B. Rosencrantz
City Manager
Page 5
VACATION AND SICK PAY
Section 2 of the Resolution states the following with respect to
vacation and sick pay benefits:
"Howard
V. Gary
is hereby entitled to a
vacation of
30 working days
per year. In addition,
he is hereby
entitled
to 12
days annual sick leave
and personal
holiday
leave.
Provisions governing
accrual and
payment
of the benefits in this section
shall be the
same as
accorded
City Department Heads."
Policies Regarding Terminal Pay Procedures for Unusual Time
The City's policies with respect to payment of vacation and sick
pay upon termination, effective at the time of Mr. Gary's
termination, and applicable to his position, are as follows:
• "At such time that a policy is promulgated on how
vacation carryover will be handled for managerial/
confidential employees, the old method of requesting
carryover above the new 100 hour carryover amount will
remain in effect. No requests however, for carryover
above the 100 hours by managerial/confidential em-
ployees will be accepted until after December 31,
1984." (Memo dated November 13, 1984 to All Depart-
ment Divisions from Dean R. Mielke, Labor Relations
Officer.)
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Mr. Randolph B. Rosencrantz
City Manager
Page 6
• Employees terminating from the City will be paid for
all unused vacation time. (City Personnel Policy
Manual, Section 21.8).
• Employees with seven or more years of service who
terminate employment with the City under honorable
conditions shall receive cash payment equal to one-
fourth of their unused accumulated sick leave. (City
Personnel Policy Manual, Section 21.81 as amended by
Section 16 of AFSCME labor contract effective
October 1, 1984.)
Based upon the above stated policies, Mr. Gary would be entitled
to payment of all accumulated vacation time through the date of
his termination We could not locate a vacation carryover
request for 1982; however, we did examine the request for
carryover of cumulative excess vacation hours for 1983 approved
by Dean R. Mielke, Labor Relations Officer on January 31, 1984.
The request for 1984 was not to be submitted until after
December 31, 19840 subsequent to Mr. Gary's termination.
Mr. Gary f irst was employed by the City on December 6. 1976;
therefore, he had completed the seven years of employment to be
eligible for payment of one-fourth of accumulated sick pay.
However, the policy states that an employee will be paid if he
terminates under "honorable conditions." We could not find a
definition of this term, therefore, we believe that the inter-
pretation of this term in light of the circumstances of Mr.
Gary's termination is one to be made by the City Commission on
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Mr. Randolph B. Rosencrantz =
City Manager
Page 7
advice of the City Attorney. We noted that Section 9 of the
AFSCME contract states that "...employees who resign in the face
of discharge after the effective date of this agreement (October
1, 1984), shall not receive compensation for unused sick leave
upon termination or retirement"; however, Mr. Gary was a non-
union employee.
Propriety of Amount of Accumulated Time
The City Commission by Motion #84-1359 directed the City Manager
to have the outside auditors do the following:
"...examine payroll records utilizing the same method
as used by former City Manager Howard V. Gary, in the
computation of accrued time such ..as sick leave,
vacation, compensatory or earned time, that was
determined to be owed to former Chief of Police
Kenneth Harms taking into consideration the amount of
time spent by the former City Manager attending
meetings of his capacity as a member of the Board of
Directors of the Sunshine State Bank and also a
computation of the time spent of the former City
Manager over and above the normal 40-hour workweek
such as attendance to public meetings, the handlings
of emergency situations such as the civil distrubance,
etc."
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Mr. Randolph B. Rosencrantz
City Manager
Page 8
The performance of such procedures would require the existence
and availability of detailed time records that are not required
to be maintained by City policy. In the case of Mr. Harms,
it is our understanding that he personally maintained very
detailed records and such records were available to the internal
auditors. Employees of the City Manager's Office could not
locate such detailed records. Also, Mr. Gary stated that such
records did not exist. The scope of our work did not include
investigatory procedures outside the City environment. Various
ancillary records within the City (e.g., correspondence files,
expense documentation, etc.) could not be utilized to recon-
struct such detailed information in any practical, complete,
reliable or cost-effective manner.
In the absence of such detailed time records, we believe that
the issue then becomes one of an overall assessment of what is
required by a "Job -basis" employee within the City. In light of
the definition of a "job basis" employee, we examined copies of
the time and attendance records maintained in the City Manager's
Office and compared them to the detailed analyses of vacation
and sick pay prepared by the Payroll Division of the Finance
Department. Our findings and observations as a result of these
procedures are presented later in this report section.
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Mr. Randolph B. Rosencrantz
City Manager
Page 9
Definition of Job Basis Employee
Mr. Gary was classified as a managerial/confidential, "job -basis
employee". The definition of "Job basis" per Administration
Policy Memo 5-78, Section II, paragraph 51, is as follows:
"Job Basis shall include a normal work week plus any
additional time over and above the normal work week
that is needed to adequately perform the duties of the
position. Positions on "Job Basis" include department
directors and assistant directors, assistants to the
City Manager, and such other supervisory, professional
and senior paraprofessional positions as may be
designated. The Director of Human Resources shall
designate position on "Job Basis" provided such
designation does not conflict with relevant labor
contracts. Any time less than the normal hours in a
day or week is not charged nor debited in any manner;
provided, however, that it is the responsibility of
each Department Director to assure that such personnel
work at least the normal hours, on the average, for
their departments; and provided that use of vacation,
sick leave, and personal leave shall be properly
recorded. The designation of working on "Job Basis"
shall be a favorable factor in approving discretionary
benefits such as scheduling and using vacation in
units of less than one week, in approving merit
increases, and advancing sick leave."
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Mr. Randolph B. Rosencrantz
City Manager
Page 10
The City's policy with respect to personal
pensatory leave) is outlined in a May 10,
from then City Manager, Joseph R. arassie,
Directors, entitled "Payroll Designation
Leave," which states the following:
leave (i.e., com-
1979 memorandum
to All Department
for Compensatory
"Administrative Directive 5-78, Section II, #5,
provides a definition for 'Job basis .' At the recent
conclusion of contract negotiations with AFSCME Local
19079 designations of job basis and non -job basis were
made for each classification in the City. In addi-
tion, the Department of Human Resources has completed
a designation for all those classifications outside
the bargaining unit. The definition provides that
time worked in excess of the normal hours in a day or
week shall not be compensated nor credited in any way;
and, similarly, any time taken off during the normal
day or workweek is not charged nor debited in any
manner. As regards the provisions for taking com-
pensatory time off, it is necessary that payroll
records indicate something other than being present.
For this purpose, you are advised to use the letters
'CL' to stand for compensatory leave. No payroll
designation is needed for hours worked in excess of
the normal workday or workweek and no leave of absence
forms are necessary for employees on compensatory
leave-"
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Mr. Randolph B. Rosencrantz
City Manager
Page 11
For job basis employees, the City payroll system does not
provide for recording any time in excess of 8 hours per day.
The approval of compensatory leave is at the discretion of the
Department Heads, who utilize various methods for indicating
approval, including the signing of the Departmental Time and
Attendance Report. In the City Manager's Office, individuals,
other than the City Manager, requesting compensatory leave
generally completed individual request forms which are main-
tained in the Department. However, with respect to the City
Manager, it is unclear as to who, if anyone, would be in a
position to authorize compensatory leave other than members of
the Commission. However, regardless of the approval process,
if the City Manager is expected to follow the procedures
outlined in the May 10, 1979 policy memorandum for recording his
time, then compensatory leave on the part of the City Manager
during the normal 8 hour day should have been indicated on
the Time and Attendance Report as such, rather than as "City
Business", which is the designation used for time out of the
office but spent conducting the business of the City. If the
City Manager is expected to be generally on call at all times,
then some other reporting procedures would have to be estab-
lished to account for the time of the City Manager spent on City
business conducted on nights and weekends if the Commission
desires to measure earned time against personal leave on the
basis of actual time records.
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Mr. Randolph B. Rosencrantz
City Manager
Page 12
Observations As a Result of Review of Time and Attendance
Records
The Payroll Division of the Finance Department prepared a
detailed analysis of vacation and sick time earned and used
for the period January 1, 1980 through December 7, 1984.
Records were not reasonably accessible for periods prior to
1980; however, the vacation carryover hours of 292 agreed
with the approved carryover request initialed by the former
City Manager. Cumulative sick leave records prior to September
9, 1982 were no;0 reasonably accessible; therefore, the Payroll
Division's analysis started with a cumulative 404 hours as of
April 9, 1982, which we could not otherwise verify. We compared
the vacation and sick time indicated as used during the period
April 16, 1981 through December 7, 1984, to copies of the
Time and Attendance Reports maintained in the City Manager's
Office. We also recalculated the vacation and sick time earned
for 1980 through 1984. Based upon our procedures, we noted
the following exceptions:
• 16 hours of vacation time indicated for August 9
and 10, 1981 on the time and attendance records
did not appear as used per the payroll analysis
or payroll register. The City changed to a new
system effective for the pay period ending August
22, 1981, which may have caused this discrepancy.
Absent any further information, we recommend these
hours be deducted from the unused vacation hours to be
paid on termination.
85-0 7,
Mr. Randolph B. Rosencrantz
City Manager
Page 13
The time and attendance records Indicated "Personal
holiday leave" during the following pay periods:
Hours
February 19, 1983 8
January 7, 1984 16
February 18, 1984 8
March 3, 1984 8
40
Resolution #81-514 stated that Mr. Gary is entitled to 12
days annual sick leaves but will not receive time off for the
personal holiday leave afforded all other City employees."
Resolution #84-748 subsequently stated that Mr. Gary "... is
entitled to 12 days annual sick leave and personal holiday
leave." It is unclear as to whether Resolution #84-748 intended
personal holiday to be In addition to or Inclusive of 12 days
annual sick leave. Assuming that Mr. Gary was entitled to
personal holiday leaves he would earn 16 hours per year with no
carryover. Therefore, Mr. Gary had excess personal holiday
leave in 1984 of 16 hours, which should be deducted from the
unused vacation hours to be paid on termination.
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Mr. Randolph B. Rosencrantz
City Manager
Page 14
The time and attendance records indicated only 34 hours of
compensatory time for Mr. Gary during his entire tenure as City
Manager on the following dates:
Hours
September 5, 1981 8
March 27, 1983 8
August 30, 1984 4
August 29, 1984 4
August 24, 1984 4
August 23, 1984 2
August 22, 1984 4
w 'A
During his tenure as City Manager, Mr. Gary had recorded sick
time of 375 hours and vacation time of 271 hours. Sick time
1,
appears to have been taken principally in large blocks of time
in April/May 1983 (87 hours ), August/September 1983 (124
-.
hours) and August/September 1982 (84 hours). We located
medical claim information indicating illness during at least the
f
August/September 1982 and April/May 1983 time periods, and no
contrary information regarding the August/September 1983 time
period. Except for three full week vacation periods of 40 hours
each, the rest of the vacation time was taken in no more than 3
days at a time, and not on a regular monthly basis.
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Mr. Randolph B. Rosencrantz
City Manager
Page 15
There are no detailed time records to indicate specifically when
Mr. Gary attended Board of Directors meetings of Sunshine State
Bank or other meetings related thereto. Also, the dates
of Board meetings and attendance records of the Bank are not
public information. Based solely on our review of the pattern
of sick time, vacation time and compensatory time described
above, it appears that Mr. Gary's attendance at such meetings
was not charged to these categories but rather included in
regular "in -office" or "City business" time. However, this is
only an assumption without specific evidence. We also do not
know how much time Mr. Gary spent on Sunshine State Bank mat-
ters; however, bank regulatory examiners usually comment upon
any lack of attendance by Bank Directors at Board meetings,
which are typically held monthly. Therefore, there is some
pressure to maintain a resonable attendance record. The
Commission could estimate a minimum number of hours per month
during Mr. Gary's tenure as a Director. A decision would then
have to be made as to whether the time should be offset against
unrecorded earned time (i.e., compensatory leave) with no
monetary penalty, or against unused vacation time, with a
monetary penalty.
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Mr. Randolph B. Rosencrantz
City Manager
Page 16
PENSION TRUST FUND
Section 5 of the Resolution states the following:
"The City shall contribute on a bi-weekly basis to a
pension trust fund established by Howard V. Gary
based on a percentage of his gross bi-weekly salary.
Such percentage will be equal to the cost estimated
as that percentage of payroll determined annually,
and effective October 1, by the pension actuarial
report for general employees".
We reviewed the procedures utilized by the City for the opera-
tion of the pension trust fund and the method of calculating the
amounts contributed thereto. The City made its contributions to
the pension trust fund through December 6, 1984; therefore, the
pension trust fund was not expected to be a consideration with
respect to the amount of termination benefits to be paid to Mr.
Gary. However, the contributions to the pension trust fund from
1981 through 1984, constituted taxable income to Mr. Gary which
the City did not report to the Internal Revenue Service (IRS) as
additional compensation to Mr. Gary,, subject to Federal income
tax withholding.
IRS regulations provide that if none or less than the correct
amount of tax is deducted and the error is discovered after the
payroll tax returns
are filed, the employer must report the
additional amount on
a supplemental return
for the period in
k'.
which the wages were
paid. The amount of
the undercollection
xy
must be paid to IRS,
without interest, at
time prescribed for
payment of tax for the
quarter in which the
adjustment is made.
$s~107 -
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City Manager
Page 17
3o far as the employer is concerned, the employer may deduct the
amount of undercollection from any remuneration of the employee
after discovering the error, even though that remuneration does
not constitute wages. If there has been an error and the
employer has not deducted the undercollection from the
employee's pay, the employer is liable for the underpayment and
reimbursement is a matter for settlement between employee and
employer. However, if the employee pays the tax, the employer
is relieved from liability.
We recommend that the City deduct the Federal income taxes
relating to the 1981 through 1984 pension trust fund contribu-
tions from the net termination pay to Mr. Gary, and prepare the
necessary supplemental payroll tax returns for the periods
involved. We believe that this method is clearly preferable to
attempting to obtain sufficient evidence that the taxes have
already been paid personally by Mr. Gary. If the pension
contributions are considered supplemental payments, the amounts
to be reported as taxable income to Mr. Gary for each of the
calendar years and the related Federal income tax withholdings
are as follows:
Calendar Year
Pension Contribution
Tax (20x
1981
$ 8,084
$ 1,617
1982
18,993
3,799
1983
229547
4, 509
1984
24,695
4,939
•$74,319
114,864
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Mr. Randolph B. Rosencrantz
City Manager
Page 18
The background for the concept of Mr. Gary's pension trust fund
appears to be from the present Section 40-229 of the City Code -
"Participation of City Manager in Plan", which codified
Ordinance # 8583 passed and adopted by the City Commission on
October 14, 1976. This ordinance, among other things, provided
for a separate account entitled "City Manager's Retirement
Benefits Account" to be established by the Finance Department,
to which both City and City Manager contributions were to be
accumulated. The contribution of the City to the account were
"...that amount which would have been contributed by the City if
the City Manager were a member of the herein plan" (Employees'
Plan). The Ordinance also provided for forfeiture of the City's
contribution if the "City Manager terminates employment with the
City prior to completion of at least five (5) years employment".
When Resolution #81-514 was adopted by the City Commission, the
Compensation Agreement stated the following regarding the
pension trust arrangement:
"Section 11. NORMAL RETIREMENT SYSTEM
Howard V. Gary shall be entitled to the same pension
emoluments as the previous City Manager. The City
shall deposit pension contributions to a trust fund
established by Howard V. Gary on a biweekly basis.
Howard V. Gary can use these funds to join any
pension plan he desires. Howard V. Gary may, upon
severance of employment, designate a public trust
fund to which all monies in his Pension Trust Fund,
plus accrued interest thereon, shall be transferred
within 20 days from the date of such designation".
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Mr. Randolph B. Rosencrantz
City Manager
Page 19
When Resolution #84-748 was adopted by the City Commission, the
language relating to the pension trust arrangement was as
previously stated in this report. No reference was made to City
Code Section 40.229 and/or Ordinance #8583. We, therefore, have
assumed for purposes of this report that the specific provisions
of this Code Section do not apply to the pension trust arrange-
ment for Mr. Gary described in Resolutions #84-748 and #81-514.
If Code Section 40-229 does apply, or was intended by the
Commission to apply to Mr. Gary's pension trust arrangement,
then the specific aspects of non-compliance with the provisions
of the Code by the City would have to be addressed as to their
'
impact on the City and Mr. Gary.
:<
In the case of Mr. Gary's pension trust arrangement, contribu-
tions by the City effective beginning April 160 1981, were
originally recorded in a "Trust and Agency" fund of the City,
under the control of the City. In November 1981, accumulated
City contribution and interest thereon were deposited to the
"Howard V. Gary Pension Trust Account" at the Sunshine State
,.•.
Bank. All contributions thereafter were deposited to this
account over which the City had no control, in accordance with
the literal interpretation of the wording in Resolution 081-514
stating "the City shall deposit pension contributions to a trust
fund established by Howard V. Gary on a bi-weekly basis". The
relinquishment of all control over the account by the City, the
lack of a formal pension trust arrangement, and the absence of
{
certain other restrictive provisions of Code Secton 40.229
caused the contributions to be fully taxable to Mr. Gary.
1�
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Mr. Randolph H. Rosencrantz
City Manager
Page 20
We recalculated the
amounts contributed
by the City to
the
pension trust account
by reference to the
actuarial reports
of
E.H. Friend A Company. We noted that for the payroll periods
ending February 18, 1984 through December 7, 1984, the contribu-
tion was calculated using a contribution percentage of 22.77x
rather than 23.80%. This should result in an additional amount
to be added to Mr. Gary's termination benefit of $927 ($20,495 x
23.80%/22.77% _ $21, 422 ), net of Federal income taxes.
Since Mr. Gary, along with a number of other managerial
'K
employees of the Cit was a participant since 1977 in the
Y ,
International City Management Association Retirement Corporation
(ICMA) Deferred Compensation Plan sponsored by the City, we
reviewed the provisions of this plan to determine that City
contributions to the ICMA plan on Mr. Gary's behalf ceased when
he became subject to the pension trust arrangement described
above. Although initially we noted an overlap in the contribu-
v
tions during the time the original Compensation Agreement was
y.
being negotiated, the Finance Department made the necessary
>,
retroactive adjustment in 1981 to correct the situation.
The only other issue we noted regarding the ICMA Plan was with
respect to the payout of amounts contributed by the City. The
ICMA Deferred Compensation Plan was signed by the City Manager,
City Clerk and City Attorney in April 1977, pursuant to
Ordinance #8610 passed and adopted by the City Commission on
January 27, 1977, which was codified into City Code Section
40-230 - "Right of Certain Persons to Reject Membership".
Section 1(b) of the Ordinance provided that the written trust
85-t4'7__
Mr. Randolph B. Rosencrantz
City Manager
Page 21
agreement to be approved by the Commission contain a provision
that "at no time shall any employee hereunder enjoy actual or
constructive receipt of his or her contribution or those contri-
butions made by the City on his or her behalf prior to reaching
age 55 or becoming disabled...". Paragraph 9 of the ICMA Plan
approved in 1977 states that "payment shall commence on the
first day of the month following the attainment of the desig-
nated age or later ... or following permanent disability or
death ...". However, since the adoption of the Plan by the
City, the actual operations of the plan by ICMA allowed for
withdrawals upon termination of employment, withdrawals in the
case of emergencies, and certain other flexibilities as long as
approval of employer is obtained. Such provisions are outlined
in the "Guide to Benef it Payments and 'Emergency Withdrawals"
issued by ICMA. Based upon our discussions with the Finance
Director and review of certain documents, it appears that
withdrawals upon termination of employment have been approved
when requested by the employee. ICMA releases the check payable
to the City and the City, in turn, pays the employee, net of
Federal income tax withholding on the entire amount of the
withdrawal and FICA, if applicable, on the City's-contribution
portion. We were advised by the Finance Director that the Early
Payment Date Application has been sent to ICMA requesting payout
of Mr. Gary's account (approximately $60,000) by a check payable
to the City of Miami. The payout, net of taxes, will then be
sent to Mr. Gary. It appears that there is precedent within the
City for approval of withdrawals from the ICMA account by
terminating employees. However, since early payment is not
provided for in Code Seaton 40-229, we felt this issue should be
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Mr. Randolph B. Rosencrantz
City Manager
Page 22
brought to your attention before the funds are received from
ICMA and released to Mr. Gary. Since the ICMA Deferred Com-
pensation Plan has been widely used by many governmental
unite, it appears that Code Section 40.229 has simply not been
amended to reflect the actual operation of the Plan, and amend-
ments thereto, since its original approval by the Commission.
LIFE INSURANCE
Section 6 of the Resolution states the following with respect to
life insurance benefits:
"The City shall purchase and pay the required pre-
miums on a whole life insurance policy in an amount
equal to two (2) times the annual gross salary of
Howard V. Gary with the beneficiaries named by him to
receive one-half of any benefits paid, and with the
City to receive the other one-half".
As of the date of termination, two life insurance policies
purchased by the City in the amount provided. for in
the Resolution were outstanding:
" #81-452-196 $140,000 whole life, issued April 16,
1981
• 334-641-531 $ 740000 life account, issued September
21, 1984
214 000
85-107.
Mr. Randolph B. Rosencrantz
City Manager
Page 23
According to Edwin H. Cole C.L.U. (insurance agent), the
policies are owned by, and in the name of Howard V. Gary. The
City is listed as a 50% beneficiary. According to Mr. Cole, the
City cannot cancel or change the policies since they are owned
by Mr. Gary. Therefore, any cash value of the policies could
only be returned to the City if Mr. Gary reimbursed the City
with or without his canceling the policies. Therefore, we
recommend that the City consider 50% of the cash value of the
policies as of December 31, 1984 of $5, 615 as taxable compensa-
tion to Mr. Gary, net of Federal income taxes. Also, due to the
nature of the life insurance benefits, 50% of the premiums paid
by the City for 1981 through 1984, should have been reported as
taxable income to Mr. Gary subject to Federal income tax with=
holding. Therefore, the same procedures as recommended for the
pension trust contributions should be followed with respect
to the 1981-1984 life insurance premiums. The result is as
follows:
50% of Premiums Paid:
1981
1982
1983
1984
50% of Cash Value:
1985
Taxable
Amount Tax (20%)
$1,161
$ 232
1,161
232
1,161
232
1,890
378
1 0 4
2 808 ,$562
8s-IL07..
Mr. Randolph B. Rosencrantz
City Manager
Page 24
CONCLUSION
Based upon the results of our procedures outlined above, and
assuming that the resolution of the other issues we have raised
have no monetary impact, we recommend that the final termination
payment to Mr. Gary be revised to the following:
Vacation Time
Per Finance Department
. Excess personal holiday
leave in 1984
. Vacation time not
recorded in 1981
Revised amount
Sick Time
Per Finance Department -
assuming "termination
under honorable conditions"
no adjustment
Severance Pay
Per Finance Department -
no adjustment
Pension Trust Fund
Rate adjustment on 1984
contribution
Gross account before FICA and
Federal income tax (FIT)
Hours
12,022.00
(16.00)
(16.00)
990.00
84.25
520.00
Dollars
$52,506
(822 )
(822 )
50,862
4,328
26,715
81,905
927
1, 594-. 25, $829832
(Continued)
85-107-
0
Mr. Randolph B. Rosencrantz
City Manager
Page 25
Balance Forward
Less:
• FICA (7.05% of $399600
wage base)
. FIT withholding (20%)
Net payment relating to 1985
Adjustment for prior years'
FIT withholding (20%):
• Pension Trust Fund contributions
($74019 )
• Life insurance premiums ($5, 373 )
• Cash value of life insurance policies
($2, 808 )
Net payment to Mr. Gary
Dollars
$82,832
(2, 792 )
(16,566)
63,474
(14,864)
(1,074)
(562)
(16,500)
46 4
If you or any members of the City Commission have any questions
with regard to the contents of this report, please contact Ms.
Sharon C. Brown, Partner in our Miami office.
Very truly yours,
50
January 28, 1985
Dear Sir or Madame:
I am requesting an item on the Agenda for the first meeting
of the City of Miami Commission in February. The issue is
the grave concerns in Overtown.
Thank you.
Sincerely,
Ann -Marie Adker
407 N. W. 5th Street
Miami, Florida 33128
�isoussiaiU