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HomeMy WebLinkAboutR-86-0154i r i t J-85-186 2/21/86 A f RESOLUTION NO. A RESOLUTION AUTHORIZING THE DIRECTOR OF FINANCE TO PAY TO THE LAW FIRM OF BLACK & FURCI ON BEHALF OF THE FRATERNAL ORDER OF POLICE THE SUM OF $205,750.00 AS COMPLETE AND TOTAL PAYMENT OF ATTORNEYS' FEES AND COSTS INCURRED FOR DEFENSE OF L13IS ALVAREZ IN A CRIMINAL PROCEEDING ARISING OUT OF THE PERFORMANCE OF HIS DUTY AS A CITY OF MIAMI POLICE OFFICER. WHEREAS, the Law Firm of Black & Furci on behalf of the Fraternal Order of Police, has requested that the City of Miami pay for the defense of Luis Alvarez in the indictment and i acquittal for the charge of manslaughter arising out of the i performance of his duty as City of. Miami police officer; and WHEREAS, it has been determined by the City Attorney's Office that pursuant to Florida Statute 111.065, the City of s Miami has the option to pay legal fees and costs for any officer a i who is charged with a crime arising out of the course and scope of his duty when the officer is found not guilty of the charges; NOW, THEREFORE, BE IT RESOLVED BY THE COMMISSION OF THE CITY OF MIAMI, FLORIDA: Section 1. The Director of Finance is hereby authorized to pay to the Law Offices of Black & Furci for the benefit of the Fraternal Order of Police, the sum of $205,750.00 in complete settlement of all claims for payment of attorneys' fees and costs, past and future, and demands against the City of Miami upon payment, execution of a release, releasing the City of Miami of all past and future claims, expenses and demands for payment of attorneys' fees and costs incurred for representation of. Officer Luis Alvarez in a criminal proceeding arising out of the performance of his duty as a Ctiy of Miami police officer. Section 2. The above sum is hereby allocated from ry cow-illsslON MEETING OF FES 27 W# +-he- e1 f Insurance Trust -sand PASSED AND ADOPTED this 27th day of FEBRUARY �, 1986. XAT'1' TY HIRAI City Clerk PREPARED AND APPROVED BY: cr n � ,/-?,,- ) MARIA J. 'CHIAROO Assistant City,Attorney APPROVE LLL I C1� .`�619F3PH E RT Y City Attorney MJC:bf:089 z I / I �/, �- Zkt -4-� XAV ER L. SUARE7, Mayor AND CORRECTNESS: 1-154 AGREEME14T ARTICLE XXX EMPLOYEES ACTING WITHIN THE SCOPE OF AUTHORITY I. Whenever a*civil or criminal action is brought against a bargain- ing unit employee, while in the course of his City employment as a law enforcement officer and while acting within the scope of his authority, the City shall have the option to pay the legal cost and reasonable attorney's fee, not to exceed'seventy-five ($75.00) doll,-:,rs per hour or provide legal counsel where: A. The bargaining unit employee is found not to be liable or guilty, or B. When the plaintiff requests dismissal of his suit. II. When an allegation is brought against a bargaining unit employee while in the course of his City employment as a law enforcement officer and while acting within the scope of his authority, said allegation may be presented to the City Attorney for review at the request of the employee or the Chief of Police. The City Attorney at his sole discretion shall do one of the following: A. Authorize payment of legal costs and reasonable attorney fees not to exceed seventy-five ($75.00) dollars per hr. Said appointment of private counsel will be made by the City Attorney. Should the employee wish he may submit a list of five (5) Miami attorneys licensed to practice in the State of Florida. In this situation, the City Attorney { will pick one of the five to be appointed counsel. B. Provide legal counsel. C. Advise the officer to seek outside counsel at the officer's i ; own expense. The employee may re -apply upon final deter- a mination by the City and resolution of the allegation. Said i re -determination shall be made at the sole discretion of the City Attorney. III. The City will not provide legal representation, pay any claim 1 S or judgment entered against any bargaining unit employee, or pay any legal fee, if the claim or judgment or legal fees arise: 4 1. from any unauthorized act; 2. from any intentional tort; 3. from gross negligence or misconduct; or 8Fi'"54 4. whale under the influence of intoxicating liquor or IV. Should a civil or criminal action be brought by a sworn bar- gaining unit officer against a fellow sworn bargaining unit officer while in the course of his City employment as a law enforcement officer and while acting within the scope of his y authority, the.City Attorney shall decide, at his sole discretion, as to any legal defense the City may or may not provide in such instances. Upon final adjudication of the issue, the affected employee may ask for reconsideration by the City Attorney. V. Notwithstanding any of the above sections, it is not the intent of this Article for the City to provide money or counsel to sue the City, its elected or appointed officials, or its agents. ARTICLE XXXI ILLNESS IN FAMILY All employees covered by this Agreement may be allowed to use up to forty (40) hours of accrued sick leave in any one calendar year when needed due to serious injury or acute illness of any actual member of the employee's household. ARTICLE XXXII DEATH IN FAMILY Any employee covered by this Agreement may, in the case of death in the immediate family, be authorized a maximum of forty (40) hours leave with pay. The immediate family is.defined as father, mother, sister, brother, husband, wife, children, father-in-law, mother-in-law, grandparents, spouse's grandparents, stepfather and/or steprother if they have raised e ployee from infancy regardless of place of residence and may include 3 any other person who is an actual member of the employee's household. The circumstances of the employee's personal leave shall be endorsed f ` by the Department Head and submitted by letter to the Civil Service Boar i and the Office of Labor Relations. ARTICLE XXXIII COMMENDATION PAID LEAVE The Chief of Police, upon approval of the City Manager, may grant f to forty (40) hours of paid leave to any sworn officer whose job perfor mance is of such an exemplary or heroic nature as to warrant this speci consideration. This Article shall not be subject to the Grievance Pro- cedure or arbitration. 8F-154 -26- 4 N i CITY OF MIAMI. FLORIDA INTEROFFICE MEMORANDUM 10 The Hono ble Mayor Xavier L. SuarE'and February 19, 1986 `ALE Member o the City Commission SUBJECT FROM Lucia A. Dou herty REFERENCES: J-84-961 City Attorney Attorneys' Fees - Luis Alvaf—? ENCLOSURES. State vs. Alvarez You have asked the following questions of the City Attor;l,�,; and to the City Manager regarding the above: I. Is the bill for attorneys' fees for the representation of- Luis Alvarez in the case of State v. Alvarez reasonable and appropriate as presented? II. If the bill is appropriate as presented, what is the precedent for payment by the City of Miami of the attorneys' fees? By way of background, Roy Black successfully defended Luis Alvarez against a charge of manslaughter, in the shooting death of Nevel Johnson. The trial was one of the most lengthy in the history of Dade County. The issue of Mr. Black's attorneys fei- arose by way of a request to the commission to pay his fees of $312,000.00. This office opined in the attached memorandum that, pursuant to Florida Statutes 111.065, (1976) the payment of .such fees by you is discretionary. This opinion is reinforced by the case of Florida Benevolent Police Association, Inc. and Renz,) Fancellu v. C.W. Miller, 464 So.2d 236, (Fla. 5th Dist. 1985) (copy attached). I. The attorneys' fees requested by Luis Alvarez for i Ls attorneys Roy Black and Mark Seiden of the law firm of Black k Furci are indicated on the attached accounting. According t,) conversations with Roy Black, Mark Seiden and Frank Furci, the total was reached by using documents files, diaries, calendar3, depositions and reconstructing the time spent by all of th,= attorneys involved by hour. The hourly rate was then applied. The attorneys and staff did not keep time sheets. The hourly rate applied by Roy black and by Mark Seiden (the only attorneys for whom the hourly rate was billed) was determined through conferring with attorneys in the community and computing an hourly rate according to their expertise and experience in tht= average range. 86-154 -- 0 ['he Honorable Mayor Xavier L. Suarez and ,Member. t)t thN City Commis ion 0 Februar•,, 19, 19;6 Page 2 The agretiment by the law f i rrn of. Black & Furci to Luis Alvarez was reached sometime prior to the Dade ;.aunty r �r .Jury determining the charges would be filed against Luis e agri_•_ment for representation at that time was, as seat �.i Roy Black, $5,000 for representation at the Grand Jury and 525,000 for representation if charges of manslau,3hter W, r•- brought against Luis Alvarez. Immediately after the Grand Jury proceeding, it oe,...r,.� apparent to .Mr. Alvarez and to Mr. Black thatthe invear_ig r. ; � required for trial would be well beyond what was anticipat-�t-3, given the facts of the case and the parties agreed that representation would exceed $25,000. At that time, the Fratar:ial Order of Police agreed to assist in obtaining contribu-_i�-)ns the payment of fees and/or costs, which would be determined at:.--r the trial. The files, documents and research, ma teriais na,.*, 0_•1..: reviewed and it is apparent that the h»urs spent in prepay it i foc obtaining the acquittal are accurately reflected In t:.� billing presented by the law firm of Black & Furci. Howeve-r, is the opinion of this office that while the bill submittea the office of Black & Furci accurately accounts for 2,450 h ) .r.� trial preparation time and investigation in addition to 1, 2''C hours trial time, totalling 3,650 hours by two att,)rn�y.;, _.. hourly rate of $125.00 per hours for Roy Black and 575.01) :. roar for Mark Seiden for trial time and $35.00 per hour for preparation is consistent with local custom. To arrive at this decision, inquiry was made to several Dau = County defense .arms that indicated that representation of Alvar-.z would have required a $100,000 to $150,000 fee out of pocket costs according to custom and practice in the z_-�•.. Ccnsidering Disciplinary Rule 2-106(B) of the Codes Pr jfessional Responsibility, the factors to be used as guide 3� . determining the reasonableness of a fee include the followin : 1' Tcie time and labor required, the novelty and difficul;.v :questions involved, and the skill requisite to perform the ..ervice properly. 2) The likelihood, if apparent to t:ne that acceptance of this particular employment will preclude employment ay the lawyer. 3) Tne fee customarily charged in locality for similar legal services Cor the amount invol•.-Zd an.i t-ie results the circumstances. 5) The nature and length pr•.f�.ssional rel-Aionship with the client. 6) The reputation and ability of the lawyer or lawyers perforfrii n; servi,;as and 7) Whether the fee is fixed or contingent. 86-154 The Fornorable Mayor Xavier L. Suarez February 19, 191h and ;I1QMbNrs of the City Commissi�;j Page 3 II. Ili re.iponse to your que;:tion regarding precedent, 7t"l:r 1961 tr:e City of Miami and the Fraternal Order of Polic governed by the attached agreement regarding represent.iti•-)ri police -)fficers charged with criminal offenses. The fee's prevision was removed in 1981 wnen Florida Statute 11 -_.u53 WaS enacted. While the agreement between the City and th Frat(�rnal Order of Police is no longer in effect, it provi-af•= back in 1981 a basis for an hourly rate of $75.00 per h,Dur to t)•_ maid t,,)r representation by outside attorneys for police ofLic,:!r.s. Eve-n when the agreement Was in of fect, however, there was 11 t _j ._ Jr no precedent for payment of attorneys' fees for cri:;,ina: representation by the City of Miami. Research of Fire Depar`_•n�n- asL well. as Police Department records provide no further insi,�rt�. Inquiry was also made as to representation �lici_.-� t police officers charged with criminal offenses by Dade Curt.. The significant incident for Dade County was the repr-zsentat:.,j-I of Officer Pellechio who was charged with manslaughter by =ne Dade County Grand Jury. The officer requested representati .n o•! the County Attorney. Officer Pellechio was advised that Dad•_ County would not undertake his defense; however, it was tacitly ;greed that shodld the defense be successful, the County reimburse Officer Pellechio for the cost of his defense. T•-, hill submitted by Pellechio's attorneys was based upon 2)51.� hours. The County ultimately paid a total of $17,425 wh_cl: included all costs. Tile payment of attorneys' fees by Dade county, hcwever, i- strictly governed by the agreement between the Police Sane.•;:le:i Association and Dade County. This agreement require-s the County to pay for legal defense costs if the named police officer i.i. n—) disciplined or if the disciplin,� recommended by their Security is ov«-r.tarned. Ir other cases when th(.re is an agreement, the Count h::-3 the discretion to pay attorneys' fees even when th�r•: i.s disciplinary proceeding and the charges are sustained. 0f ic'!r Pellechio was not found to be in violation of d-par;:men.ta-_ pr,)cedures for use of deadly force. The inves_igation by the Internal Security of =h 7 Miami Police Department is :separate and apart from any Stat• Vederai criminal action initiated against Luis Alvarez. policy of the Internal Security Division when ther.-? is 3 86-154 I Yap e 4 r the city CO iL N ME J - u a R" G* ability of ct imi nAj. pvocee a of the C el im th4 to stay ally in,e!ttigation until the Ou tC,- ritv t)ivL.si' it is the e role of the Internal 8ecu� I d t I ar incident L icul a particular t jean t h salient facts 1) f -i ke s and then n m, rq owing witnesses and participant eCoInmendation to t, Division Disciplinary Review Board investigation of the inc. ldel DivisionThe internal Security JUeroundinq the shooting death of ,level j,:)i-lnson by Ljis Alklat_t, has been completed. There are two sets of findings of facts rthe report. The findings related to the singular incident of t :Aischarge of firearm by Luis Alvarez has been determined by th- i s c h a r g e of Firearms Advisory committee and the Board 11 .5 violations of the rUl'i-s a tl "i are in agreement that there were no P.4 : regulations by officer Luis Alvarez. The Board r:-e c(_)nmend rearms a :1 e reinforced in the areas of drawing of 5 training b Chapters 13. discharge of firearms as per Departmental order 7, and 13.6. The findings of fact determined there were tzrw a substantiated allegationsagainstofficer Luis Alvarez irlsofal, violations of administrative policies and procedures. T untruthfulness !legation against Officer Alvarez of unt r a' 0 a made by statements substantiatedbased upon conflicting Alvarez immediately after the shooting incident and at trial. v a r,: boun zThe allegation of improper procedureitOf ,Outof onearlies" he procceded substantiated in that procedure (UniaWf _11 allegation of improper P his patrol unic. The iated in that :li. of his service weapon) was substantiated r 'Y� plastic grips and was cleaned cutsiie service weapon had Police Department. The three substantiated allegations and t departmental e violated by Luis Alvarez'a actionl --tmental orders which were are described specifically on pages 44 through 48 of the Security file case numb er 7857 attached. There has been no recommendedaction disciplinary Of er Luis Alvarez at this time but he has been removs,d f- active duty since the date of the shooting. officer Alvarez he City Of Mialm, i P'-)*" desire to resign from t d his expressed Department at such time as he is returned to active duty. In conclusion, the payment.2 A of attorneys fee-, unier pay for t.1 discretionary. if you are inclined to `Fla.Stat. Is ME z it is recommended that tn,�- f.:' J� defense of officer Luis Alvarez "Ap 'ne law firm of Black & Furci be computed as follow: M for N 86-154- 9 The Honorable Mayor Xavier L. Suarez February 19, 1986 and Members i t of the City Commi :Sion Pag,: 5 Trial Time for Roy Black 600 hrs. ra 125.00 per hour $ 75,O00 Trial Time for Mark Se iden 600 hrs. a 75.00 per hour S 45,000 Preparation for Both Attorneys and Law Ofrice Staff, 2450 hours at $35.00 per hour S 8517�c TOTAL $205,75C Further, there is virtually no precedent in th-2 City 11,1Z Miami for the payment of criminal defense fees, except t}iat t,�J former agreement with the F.O.P. left: the de terminal- whether to pay attorney's fees within the discretion of the Ci-.•: Attorney and the amount was $73.00 per hour. Dade County has a:1 agreement that requires payment of such fees if the oftic-er administratively cleared, and makes the payment discre.iunar: the officer is not cleared. The closest precedent is th,� c.:,s� i-I which Dade County paid $17,000 for the criminal deferise Df Officer Pellechio for approximately 207 hours of attorneys' From the standpoint of whether you should pay such tee: i- is suggested that you consider the natura of the administrati•:- charges and findings, the unlikelihood that said charges wog:-; result in firing of officer Alvarez, and the expectation _f ' police officers that their employer will defend th=m againa criminal charges arising from their justifiable actions w;i:.- ,r� duty. i LAD/M,7C/wpc/pb/ab/P001 cc: Cesar H. Odio j City Manager 8E-154- 236 Fla. 464 SOUTHERN REPORTER, 2d SERIES • DAUKSCH, Judge. FLORIDA POLICE BENEVOLENT ASSOCIATION, INC. and R.enao Fancellu, Appellants, Y. C.W. MILLER, Sheriff of Brevard County, Florida, Appellee. No. 84-258. District Court of Appeal of Florida, Fifth District. Feb. 28, 1985. The Circuit Court, Brevard County, Tom Waddell, Jr., J., held that sheriff was not required to pay attorneys fees and le. gal costs of deputy, and deputy appealed. The District Court of Appeal, Dauksch, J., held that sheriff was not required to pay, out of public funds, for attorneys fees and legal costs of one of his deputies who suc- cessfully defended himself against criminal charges arising out of his official conduct. Affirmed. 1. Sheriffs and Constables a32 Sheriff was not required to pay, out of public funds, for attorneys fees and legal costs of one of his deputies who successful- ly defended himself against criminal charges arising out of his official conduct, as statute merely gave option to sheriff to provide costs and fees. West's E.S.A. §§ 111.065. 111.07. 2. Constitutional Law 0-72 District Court of Appeal cannot re- quire public official to perform discretion- ary act. Gene "Hal" Johnson and Dean B. Mor- phonios, Tallahassee, for appellants. John W. Costigan of Madigan, Parker, Gatlin, Swedmark & Skelding, Tallahassee, for appellee. This is an appeal from a judgment ;n a declaratory relief action. 11) The issue on appeal is whether a sheriff must pay, out of public funds, for the attorneys fees and legal costs of one of his deputies who successfully defends a criminal prosecution against the said depu- ty. Appellant urges that the holding in A*u- zum v. Valdes, 407 So.2d 277 (Fla. 3d DCA 1981) is applicable and that the sheriff ;s required under the common law to pay for the fees and costs. ,Vuzum is not directly on point for two reasons. One, because a different statute applies, two, because a different procedure applies. The statute in Nuzum is section 111.07. Defense of civil actions against public officers, employees, or agents. —:fir_: agency of state, or any count:, mu- nicipality, or political subdivision of :he state, is au--orized to provide an attor- ney to defend any civil action atis:r.g from a complaint for damage_ or sufferer) as a result of am• act sion of action of any of its officers. r- ployees, or agents fur an act or arising out f and in :he sc•3pe h: employment or function, unless, in case of a tort action, the officer, errpir., ee, or agent acted in bad faith. .;th malicious purrose, or in a manner exhib- iting wanton and willful disregard of h.;. man rights, safety, or property. De- fense of such civil action includes. but is not limited to, any civil rights la%vsuit seeking relief personally agair.zt the offi- cer, employee, or agent for an act nr omission un;'.er color of state law, cu;• tom, or usage, wherein it is allegcl 'hat such officer, employee, or agent has de- prived another person of his rights se- cured under the Federal Constitution or laws. Legal representation of an officer. employee, or agent of a state agency may be provided by the Department of Legal Affairs. However, any attorney's fees paid from public funds for any offi- cer, employee, or agent who is found to be personally liable by virtue• oC acting 1. 86-154 'm a judgment in a !peal is whether a ,f public funds, for agal costs of one of assfully defends a unst the said depu- the holding in Nu- t 277 (Fla. 3d DCA that the sheriff is ion law to pay for um is not directly i. One, because a ; two, because a es. is section 111.07. ,ns against public or agents. —Any any county, mu- ubdivision of the provide an attor- •il action arising images or injury any act or omis- its officers, em- n act or omission he scope of his unless, in the -ifficer, employ - dad faith, with a manner exhib- :lsregard of hu- property. De- mcludes, but is rights lawsuit against the offi- for an act or state law, cus- s alleged that r agent has de- f his rights_ se - Constitution or 'n of an officer, ! state agency bepartment of anv attorney's is for any offi- ho is found to rtue of acting K.J.G. v. STATE Fla. 237 Ctl• u 461 sold 2.37 (F1a.Am ! OW. 1983) outside the scope of his employment, or (b) Such law enforcement officer is was acting in bad faith, with malicious found to be not liable or not )guilty. purpose, or in a manner exhibiting wan- ton and willful disregard of human rights, safety, or property, may be recov• ered by the state, county, municipality, or political subdivision in a civil action against such officer, employee, or agent. If any agency of the state or any county, municipality, or political subdivision of the state is authorized pursuant to this section to provide an attorney to defend a civil action arising from a complaint for damages or injury suffered as a result of any act or omission of action of any of its officers, employees, or agents and fails to provide such attorney, such agency, county, municipality, or political subdivi- sion shall reimburse any such defendant who prevails in the action for court costs and reasonable attorney's fees. This statute permits the agency to provide representation, it does not directly autho- rize payment for a private lawyer, or pay- ment after services have been rendered. Appellant seeks that here. The statute here is section 111.065: Law enforcement officers, civil or crimi- nal action against; employer payment of casts and attorney's fees.— (1) For the purpose of this act, "law enforcement officer" means any person employed full time by any municipality or the state or any political subdivision thereof or any deputy sheriff whose pri- mary responsibility is the prevention and detection of crime or the enforcement of the penal, traffic, or highway laws of this state. (2) The employing agency of any law enforcement officer shall have the option to pay the legal costs and reasonable attorney's fees for any law enforcement officer in any civil or criminal action com- menced against such law enforcement officer in any court when the action arose out of the performance of his offi- cial duties and: (a) The plaintiff requests dismissal of his suit; or As can be seen this statute gives an option to the sheriff to provide costs and fees, it does not require it. Appellant also urzez the "common law" requires the reimburse. ment. If the common law did require it, then that has been changed by Aat.{te [2) While we can readily understand why a deputy would expect reimbursement for expenses he suffered by having to de- fend himself against criminal charges arm- ing out of his official conduct, we cannot require a public official to perform a discre- tionary act. Perhaps at common law it x as a sheriff's duty to provide a defense for his deputies, as appellant alleges, but the legis- lature has seen fit to change the common law, as is its prerogative, and made the duty an option. We must affirm. AFFIRMED. COBB, C J., and SHARP, J., concur. Sfl�MUMflf S�tllw r KJ.G., a child, appellant, V. STATE, of Florida, Appellee. No. 84-1010. District lourt of .appeal of Florida, Fifth District. Feb. 28, 1985. Appeal from Circuit Court, Marion Coun- ty; Hale R. Stancil, Acting Circuit Judge. James B Glb-�on. Public Defender, and Daniel J. Schafer, A,st. Public Defender. Daytona Beach, for appellant. Jim Smith, Atty. Gen., Tallahassee, and W. Brian Ba} ly, Asst. Atty. Gen., Daytona Beach, for appellee. 86-154 - TO Honorab f4emb City mmi s' n FROM Kcia A. Dougher City Attorney CITY OF MIAMI. FLORIDA INTEROFFICE MEMORANDUM ,- -' N s of the DATE SUBJECT REFERENCES ENCLOSURES October 16, 1984 FILE Attorney's Fees - Luis Alvarez State v. Alvarez There has been a question posed by way of the attached letter from Roy Black, Esq., namely: Whether the City has any obligation to pay the legal fees and costs for Luis Alvarez, who was charged with a crime arising out of the course and scope of his duties and found not -guilty of the charges. Under the Florida Statutes cited, Section 111.065, the City of Miami has the option to pay the legal fees and costs for Luis Alvarez, either in woe or in part, but has no obligation to do so. I base my opinion on the well established'principle that the legislature is aware of the plain meaning of the language and there is no ambiguity in using the word "option" in the cited statute. Option is defined as the exercise of the power of choice, the power of choosing, the right of choice. It is notable that the antonym of option is obligation or compulsory. While the courts have some discretion to interpret statutes, it is well established that words of common usage should be con- strued in their plain and ordinary sense. The only time a literal interpretation should not be accorded the statute is, if it leads to an unreasonable conclusion, or to a result not contemplated by the law -making body. If the legislature intended for Florida Statute 111.065 to obligate a payment of legal fees by an employing agency, it would have used the words "shall pay" rather than "shall have the option to pay". I find no oases which interpret the clause in the statute. However, in the case of District School Board of Lake Count v. Robert Talmadge 381 So. d 699 Fla. 1980 at page 703 and 7U4 0 the Supreme Court in dicta, cites to the statute and states that Section 111.065 Florida Statutes "permits* a payment of all defense costs and reasonable attorne s-fees. Here the court does not obligate their payment. 86 -154 0- 0 Lucia A. Dougherty October 16, 1984 City Attorney Page 2 In the case of Rubin Askew v. Green, Simmons, Green Hightower, 348 So.2d 1245 (1st DCA 1977), the question is raise whether a county ordinance authorizing payment of public funds for reasonable attorney's fees is permitted. The court found that the local ordinance was not in violation of Florida Statutes which prohibit payment of attorney's fees and costs unless specifically authorized by statute. In Askew Florida Statute 111.065 is cited on page 1248 as being the en— abl ng statute which would allow employing agencies to pay the legal costs and reasonable attorney's fees. There is no interpretation nor is there any language which would require or obligate the City to pay the attorney's fees for Luis Alvarez' defense against the state action. It must be noted that if the City has an agreement with the Police Department to pay for attorney's fees and costs, such agreement would be permitted by way of this statute. But the statute on its face does not compel the City to pay costs and attorney's fees. In addition to the copy of the statement from the Law Firm of Black and Furci detailing expenses for the defense of Luis Alvarez in the criminal action, attached hereto is an open resolution which authorizes payment in an unspecified amount should the Commission determine that adoption of such resolution is appropriate. LAD/MJC/wpc/ab/070 0- Lucia A. Dougherty City Attorney 4) October 16, 1984 Page 2 In the case of Rubin Askew v. Green, Simmons, Green & Hightower, 348 So.2d 1245 (1st DCA 1977), the question is raise whether a county ordinance authorizing payment of public funds for reasonable attorney's fees is permitted. The court found that the local ordinance was not in violation of Florida Statutes which prohibit payment of attorney's fees and costs unless specifically authorized by statute. In Askew Florida Statute 111.065 is cited on page 1248 as being the en— abTing statute which would allow employing agencies to pay the legal costs and reasonable attorney's fees. There is no interpretation nor is there any language which would require or obligate the City to pay the attorney's fees for Luis Alvarez' defense against the state action. It must be noted that if the City has an agreement with the Police Department to pay for attorney's fees and costs, such agreement would be permitted by way of this statute. But the statute on its face does not compel the City to pay costs and attorney's fees. In addition to the copy of the statement from the Law Firm of Black and Furci detailing expenses for the defense of Luis Alvarez in the criminal action, attached hereto is an open resolution which authorizes payment in an unspecified amount should the Commission determine that adoption of such resolution is appropriate. LAD/MJC/wpc/ab/070 8E-154 � .t l� �7t ! , _ G. � tl �lL'.�•�t.f. �.Gdt,�...F�G�c 4i 0. e/ G�C?I , e/ . � �.� MowaRo N PELZNtR Gf Nf wAL wwACTICt j wOwKtw S COM ►tNSATION PETER S sc"WEDOCK ARALLLATt PRACTICE TRIAL wwACTICE -PERSONAL INJVwr t wIRIONGruL DtAT« • fypwKER S COMwtNSATION JOSEPm J rINKELSTEIN Gt NtwA, rwA`TICt MAwIT♦L AND rANILr LA. TO,AL wwACTICt -Of 010-1 INJUw• t NwpNG rUL DCATN wO�IRf s S COMwE NSATIpN iIODtPT O KLAuSNEP A QYIN IST RATING AND GOVC wNME NTAL J. LJL*Ow .A. LOP) E DAPPIST • ALSO ADMITTED IN MIC«IGAN April 10, 1984 Jose Garcia -Pedrosa, Esq. City Attorney, City of Miami 169 E. Flagler Street, #1101 Miami, Florida 33131 Re: State of Florida v. Luis Alvarez Dear Mr. Garcia -Pedrosa: ►AOPTON J PCPLIN Or COJNSEL suiTs t oo woecwTs euILoG 2E IEST rLAG at? STIrt CT IN ./fLL6Af�: ✓`�,l +vQ,a. ,f91L9C r ROr NpwAwD (30S' Sd•-06Q9 Ip22 TTLCP 57RCC• c>��.od. L�.fl� ,t,JC.9l• Tt LCw«ONt (305) 920-IQ5? rwoN DADC (305; 947-SS53 PLEASE REPLY TO Hollywood I am writing to you on behalf of the Fraternal Order of Police which provided a defense to Luis Alvarez in his recent indictment and acquittal for the charge of manslaughter arising out of the performance of his duty as a City of Miami police officer. Under Florida Statutes, Section 111.065, the employer shall have the option to pay legal fees and costs for any officer or employee who is charged with a crime arising out of the course and.scope of his duties when the officer is -found not guilty 'of the charges. I am enclosing a copy of a bill for legal services presented by the law firm of Black & Furci, which represented Officer Alvarez on behalf of the Fraternal Order of Police. We believe that 111.065 obligates the City of Miami either to provide a defense to a police officer in the situation such as Officer Alvarez, or,'in the alternative, to expend public monies to defend him. Having not provided legal counsel, we then believe that the option to utilize public funds to reimburse for his defense is the only appropriate alternative. Should you have'any questions regarding the hours spent ori•the charges incurred, please do not hesitate to call roe.-- 86--154 Your prompt reply regarding the City's position is appreciated. Sincerely, RDK: eg Enclosure cc.: Walter Rodak, Pres. FOP Miami Lodge 20 I ■ ROBERT D. KLAUSNER 86-JL54 - f I ROY E. BLACK FRANK C. FURCI MARK 0. SEIOEN MARCIA J. SILVERS Robert Klausner, Esq. 1922 Tyler Street Hollywood, Florida 33020 Dear Bob: LAW O«ICES BLACK & FU RCI A PROFESSIONAL ASSOCIATION SUITE 1300 MIAMI CENTER 100 CHOPIN PLAZA MIAMI, FLORIDA 33131 April 2, 1984 RE: State v. Luis Alvarez TELEPHONE 371-6421 AREA CODE 305 Pursuant to our discussion of last week, I am forwarding herewith a bill for the legal services in the Alvarez case. As you know, we had originally agreed to defend Luis Alvarez for a fee of $25;000. Long before the trial commenced, we all realized that this was not a realistic figure. Rather than insist upon withdrawing from the case and requiring Mr. Alvarez to seek new counsel, we agreed to go forward with the trial in the hope that sufficient funds could be raised to compensate us for our time. Of the original $25,000 fee, we collected $15,000 from the Fraternal Order of Police. The - enclosed bill shows the details of the time spent on this case by Roy Black and Mark Seiden. The total legal fees comes to $312,500. Deducting the $15,000 which we collected from the Fraternal Order of Police, this leaves a balance due of S297,500. It is my understanding that the Fraternal Order of Police, through your law firm, will seek to collect this money from the City of Miami so that we can be reimbursed for our services. 86- J4 Robert Klausner, Esq. April 2, 1984 Page 2 In addition, there remains the matter of costs expended for experts, investigation, court reporters, etc. The total costs in the case were as follows. $56,736.61 expended from our trust account. There remain unpaid bills in the amount of $11,140.44. we have billed the State for $2,018.19, which should be reimbursed to our trust account because Mr. Alvarez was declared indigent for the costs of depositions. The City of Miami should reimburse the trust account for $54,718.42 plus the outstanding bills of $11,140.44, making a total of $65,858.86. The money expended from our trust account consists of contributions from the Fraternal Order of Police and other individuals. The individual contri- butions, most of which were $10, $20, and $30 checks, amounted to S36,470. The Fraternal Order of Police contributed $22,500 to the trust account for purposes of out-of-pocket expenses. If you are able to collect our fees from the City of Miami, we will refund the $15,000 to the Fraternal Order of Police. Please advise me if it will be necessary to have an expert wit- ness testify to the reasonableness of these legal fees. Very truly yours, . LAW orrlcts SLACK & FURCI • •R01'COSIONAL A66OCIA110N &KITE IlOO MIAMI CCNtEp 100 CMOPIN PLAZA MIAMI, FVOPkIDA 83121 April 2, 1984 STATE Y. LUIS ALVAREZ Case No. 3- fil.trNOM[ 3?1-6421 4k11tA CODE 205 for Professional Services Rendered: BY ROY E. BLACK: I. Pre -Trial Case Preparation a. Case conferences with clients, Mark Seiden, Frank Furci, Bob Klausner, Ralph Barreira b. Interviews and consultations with expert and non -expert witnesses c. Supervision of Staff Attorneys and Law Clerks d. -Reading and outlining of each deposition and review of each topical file i e. Preparation and drafting of major pleadings, opening statement, and final argument 200 hours @ S100/hour S 20,000 II. Trial a. Lead counsel at 8-week trial, including evening and weekend preparation of direct and cross examination, conferences, etc. 600 hours @ S200/hour $120,000 TOTAL 3140,000 86 --154 STATE V. LUIS ALVAREZ April , 1984 Page 2 BY MARK SEIDEN: I. Pre -Trial Case Preparation a. Research and drafting of motions and memoranda of law b. Investigation - dictation of investigative memos c. Case conferences with Mr. Black, Mr. Furci, Mr. Klausner and Mr. Barreira d. Motion hearings e. Appeal of pre-trial order f. Out of town investigations and depositions: i. Tallahassee, Florida 1 day ii. Columbia, Missouri 4 days iii.. Baltimore, Maryland 2 days iv. Dallas, Texas 4 days g. Depositions and deposition preparation (over 100 depo- sitions, some in excess of 300 pages each) h. -Pre-trial reviews and outlines of depositions, including: i. Review of materials and preparation of outline prior to each deposition ii. The actual deposition iii. Reading of each deposition subsequent to its transcription iv. Dictation of notes on each deposition v. Assembling file on each person and/or topic including the deposition, research materials, articles, outline, trial notes, etc. vi. Consultation and interviews with expert witnesses 1 ♦w orrlrri P11 tf N /. . . Slllrr s%mr1 ..1a..1 rC/JTCO Ir-sn rmnstipJ at &7. MI&VI rI npsn& \1171 86 -1Sg STATE V. LUIS ALVAREZ April 2. 1984' Page 3 vii. Pre-trial interviews with defense witnesses viii. Conferences with client 2,250 hours @ S50/hour (5 months, full time at 60 hours per week and 5 months, part time at 30 hours per week) $112,500 II. Trial a. Pre-trial motions, jury selection, and jury trial; January 18, 1984 through March 15, 1984, including pre- paration each evening and on Saturday or Sunday. Breaks down to 75 hours per week for 8 weeks (less two days for illness and hospitalization) 600 hours @ $100/hour S 60,000 TOTAL U72 0T TOTAL FEES: 1 •W r.r r,rrc O• - v ! r„pri O • c•,,.r .,—,. ,,.. .. ��..�.._ $312,500 8Y-154 U DISCE a�'"E OF FIREA'iM R.—EVIEW BOARD �4PDr=' DATE .0 nT ;CuA°+C, 1"-' rTVAQPA LVTERML SECVO:""! CASE F INDT14S : '4I'I'E?IN DEPAR'P STrAL GL'IDF" '."MS 17 NOT WIMUN, DEPAR'PM•Et•PTAL GU17E c Or OT!LFc Amy ctF rIT?,,..AT.roMS I i0"IM A-, D REV 1 BOARD'S ;SCO%*AeMATIO'4 .FD ? V APR DATE IBM # DATE IBM N DA c IBM # Dti:n c 5 Je1 Fre'- - — , 7--rMT , t.AS TAF N: 8f -154 -- CITY OF MIAM1. FLORIOA v 7A 8� INTER -OFFICE MEMORANOUM .o. Major Raul Martinez oATL. June 14, 1985 PLC Commander Internal Security Unit wwcCT: I.S. Case 07857/R M.P.D. Inc. 362376OG 'ROM:Sgt. Robert Hill "9►E"FNc9$Di3charge of Firearm Investigator Off. Luis Alvarez Internal Security Unit ENCLOs4"EI.IBM #0113 ALLEGATIONS: Officer Luis Alvarez and Officer Louis Cruz, unit 238, entered thgk. game room known as the "Recreation Establishment, Inc." located at 1495 N.W. 3rd Avenue, on 28 December 1982, at approximately 1800 hours. During the time that the officers were inside the game room, Officer Luis Alvarez approached a subject who later became known as Nevell Johnson, Jr. At the time, Johnson was playing one of the numerous video games located inside the establishment. It was during this period that Officer Alvarez discovered a revolver concealed in the waistband of Johnson's pants. Sometime after the discovery of Johnson's weapon, a single round was discharged from Officer Alvarez's service revolver. The projectile struck Johnson in the forehead just above his left eye at the eyebrow line. Nevell Johnson, Jr. died as a result of the gunshot wound on 29 December 1982, at approximately 1845 hours. PERSONS INTERVIEWED BY HOMICIDE CITY OF MIAMI POLICE DEPARTMENT by Detective pear: 1. Deborah D. Glaster 1331 NW 65 St. 691-3119 2. Marvin Brown 260 NW 8 St. #6 No phone 3. Yolanda Gadson 1674 NW 75 St. #3 691-3119 or 1775 NW 79 St. 696-6318 by Detective Buhrmaster: 4. Rose Regular 6803 NW 6 Ct. 751-3375 5. Jimmy Jones, Jr. 1447 NW 3 Ave. #4 No phone 6. Joanis Joseph 200 NW 77 St. No phone 86 --154 - Major Raul Martinez., Commander I.S Case No. 7857/R Internal Security Ubit by Sgt. Cheatham: 7. Off. Louis Cruz 400 NW 2 Ave. 579-6540 by Detective Buhrmaster: 8. Off. Luis Alvarez 400 NW 2 Ave. 579-6540 9. Bruce Hester 1277 NW 58 St. #4 758-1982 10. Allison Elmore 215 NW 16 Terr. 573-1842 (Age 17) 11. Harry Guible 1408 S. Bayshore Dr. No phone #1004 12. Robert Fletcher Jr. 667 NW 8 St. 375-0589 13. Sammy Lee Shelby 324 NW 19 St. 573-8994 (Age 16) 14. Jeffrey Hoskins 1610 NW 4 Ave. #14C 573-0959 15. Thaddeus Harris 332 NW 19 St. 573-8461 16. Off. Fred Yuen 400 NW 2 Ave. 579-6408 17. Off. Ornel Cotera 400 NW 2 Ave. 579-6540 18. Off. George Clayton 40-0 NW 2 Ave. 579-6540 19. Angela Walker 1520 NW 4 Ave. #17C No phone ( Age 16 ) 20. Aulder Rouse 670 NE 4 Ave. #128 573-8472 (1st statement) 20(A) Aulder Rouse 670 NE 4 Ave. #128 573-8472 (2nd statement) 21. Vondell Jackson 1620 NW 4 Ave. #13F 573-0864 (Age 15) - 22. Terry Gillmore 1620 NW 4 Ave. 013F 573-0864 23. Theotus Kendricks 1840 NW 5 Place 5T6-8483 PERSONS INTERVIEWED BY INTERNAL SECURITY CITY OF MIAMI POLICE DEPARTMENT by Sgt. Robert Hill: 24. Off. Victor Rozier IBM 6084 M.P.D. - S.P.U. 25. Oft'. Alphonso Ervin& IBM 1770 M.P.D. - S.P.U. 26. Off. L. Kirkendall IBtt 3682 M.P.D. - S.P.U. 27. Off. Sherman George IBM'2244 M.P.Q. - Communications 28. Off. Jose Sao IBM 0256 M.P.D. - Platoon "A" Page (2) 86-154 Major Raul Martinez, -Commander Internal Security Unit 6 I.S. Case No. 7857/R 29. Off. Julio Herrera IBM 3005 M.P.D. - Communications 30. Off. Fortune Bell IBM 0339 M.P.D. - Platoon "B" 31. Off. George Clayton IBM 1084 M.P.D. - Platoon "8" 32. Off. Carolyn Clarke IBM 1075 M.P.D. - S.I.U. 33• Off. Yves Fortune IBM 2022 M.P.D. - S.I.U. 34. Off. John Tomberlin IBM 7110 M.P.D. - S.P.U. 35. Off. Carole Dunn IBM 1591 M.P.D. - Off -Duty 36. Sgt. Ivan Fernandez IBM 1931 M.P.D. '-'Homicide 37. Off. Carlos Fernandez IBM 1923 M.P.D. -:Special Threat Response Unit 38. Off. John Campbell IBM 0808 M.P.D. - Task Force 39. Off. Juan Inastrilla IBM 3353 M.P.D. - Training 40. Sgt. Patrick Burns IBM 0736 M.P.D. - Training 41. Off. Romel Bequer IBM 0354 M.P.D. - Enforcement 42. Lt. Russell Leasburg IBM 3920 M.P.D. - Int. Security 43. Off. Jose Seiglie IBM 6370 M.P.D. - Platoon "B" 44. Off. Luis Alvarez IBM 0113 M.P.D. - Int. Security 45. Sgt. Ina Miranda IBM 481T M.P.D. - Court Liaison 46. Off. Gonzalo Miranda IBM 4820 M.P.D. - Enforcement 47. Sgt. John Chapek IBM 1020 M.P.D. - Enforcement 48. Off. M. Sharpsteen IBM 6400 M.P.D. - Enforcement Expert witness testimony, not directly related to the scope of the Internal Security investigation, is not addressed in this report. For more details concerning trial testimony, refer to the synopsis of .court testimony located in the case file. SUMMARY OF THE INVESTIGATION: At 1815 hours on' Tuesday, 28 December 1982, I was notified by the Complaint Sergeant of a police officer involved in a shooting at 1495 N.W. 3rd Avenue, a game room. Myself and Lt. Kamenesh, who happened to be present at the time of the notification, as well as being the on -duty Patrol Commander, immediately responded to the scene. As we were arriving at 1820 hours, I observed a City Fire Rescue Unit just clearing the scene enroute to J.M.H., transporting the wounded subject. The shooting took place inside of the Recreation Establishment, Inc.; an amusement game room consisting of pinball machines and video games, as well as a snack bar and limited kitchen facility. Proceeding inside I contacted Sgt. B. Cheatham, the Homicide team supervisor; Detective J. Buhrmaster, the Homicide lead investigator; and Sgt. N. Olon, Patrol supervisor of the unit involved in the d130harge. I also observed and identified myself as the on -call Internal Security investigator to unit 238, Officers L. Alvarez and 86--154 • Major Raul Martinez, Commander Internal Security Unit 6 I.S. Came No. 7857/R L. Cruz. I' learned that it had been Officer Alvarez who had discharged his service revolver i0td that Officer Cruz, Alvarez's partner, had been present at the time of the shooting. The subject shot was identified as black male Nevell Johnson, Jr. (DOB: 10/5/62). After exchanging the basic identification information of those persons involved, I proceeded to move away from the immediate area of the southeast corner of the game room where Homicide was interviewing Officer Alvarez; this was in an effort to avoid a possible "Miranda - Garrity" conflict from being raised at a later time. During this period of time, I observed various technicians processing and photographing the scene. Due to the escalating fervor of the citizens gathered outside the game room, a command decision was made to conclude the on -scene portion of the investigation at abc%?it 1930 hours and to continue the effort at the station's Homicide Office. Officers Alvarez and Cruz had been transported earlier to the station, therefore; no walk through or similar on -scene activity was conducted. The processing and investigative procedures witnessed on the scene of 1495 N.W. 3rd Avenue resembled those activities observed on previous like scene; only the length of the procedures and activities were shortened by the withdrawal of the various departmental elements. At no time, did this investigator observe any questionable aspect concerning the effort and manner of those persons directly, or indirectly, involved in the investigation into the shooting of Nevell Johnson, Jr. As previously stated, the on -scene portion of the investigation was concluded at approximately 1930 hours. However, due to tactical developments experienced during the withdrawal from 1495 N.W. 3rd Avenue, arrival at the station was delayed until approximately 2030 hours. Once I arrived at the station, I proceeded to the Homicide Office where the principals, and various witnesses involved in the investigation, had gathered. Office of Professional Compliance representatives Joseph Ingraham, Julio Fanjul and Pam Burns, as well as Assistant State Attorneys, Sam Rabin and Benton Becker, joined the investigation at that point. Homicide began to take statements from those persons identified as possible witnesses on 28 December 1982. Deborah Denise Glaster, Yolanda Gadson, Rose Regular., Jimmy Jones, Jr. and Joanis Joseph: were all interviewed on the night of the shooting, however, it was determined that not one of these people actually witnessed the shooting and could offer no assistance in the investigation. (See respective statements in the case file). Page (4) 8E-JL54 i Major Raul Martinez, Commander Internal Security Unit 40 `J- I.S. Case No. 7857/R .y On 28 December 1982, Homicide interviewed Marvin Brown (See No. 2 on the "Persons Interviewed.." list for additional information). A synopsis of Mr. Brown's statement is as follows: Marvin Brown stated that he was in the game room seated on the stereo when he observed the two police officers enter the game room. He stated he observed them approach a person he knew as "Snake", with the last name of Johnson who was playing a video game, and proceed to conduct, in his words, " a search down". He stated he was sitting approximately fifteen feet away as he observed the taller of the two policemen, approximately six feet three with straight hair and .a bushy mustache, find a gun on the back of Snake in his waistband. Me stated at that point, the taller officer removed his gun from his holster and aimed it at Snake's forehead. He stated that the taller officer who had first found the gun in Snake's waistband did not remove the gun, but left it where he found it. Brown stated that all during this time, Snake continued.to play the video game and that he observed both of Snake's hands on the game's control buttons. Mr. Brown stated that from where he was seated, he could see that Johnson offered no resistance to -the police officers whatsoever; that after finding the gun, the taller police officer put his gun to Johnson's head and pulled the trigger. Mr. Brown was again asked where on the body of Johnson the police officer pointed the gun; his answer was at least two inches from Johnson's head. Brown again stated that upon the police officer finding the gun, Johnson was immediately shot. Mr. Brown stated that after the shooting, Johnson fell onto the floor face down and "that his gun was still in the back of his waistband. Afterwards, as the policeman ran to the door, Brown reportedly told him, "I saw it, there is no need to run", at which time the policeman stopped. It should be noted that Marvin Brown walked into the Homicide Office voluntarily to make the investigators aware that he was a witness to the shooting. (See statement in case file for more detail). A statement was also taken from Officer Cruz, by Homicide, on 28 December 1982. A synopsis of his statement is as follows: Page (5) 8E-154 Major Raul Martinez, Commander Internal Security Unit 41 %., I.S. Case No. 7857/R r Officer Cruz stated that on �8 December 1982, he was assigned to unit 238 with Officer Alvarez, his field training officer. He advised that he had graduated from the Southeast Florida Institute of Criminal Justice on 29 October 1982. He stated Officer Alvarez was doing the driving of the police vehicle and he was taken to the Recreation Establishment, N.W. 3rd Avenue and 15 Street, for training Purposes. He said the only instructions that he received from Officer Alvarez prior to entering the recreation. center was to get his flashlight Just in case anything happened. Officer Cruz stated that after entering the game room, he estimated that there were approximately 30 people inside playing the different video and pinball games, they walked around inside just to check it out. As they were beginning to leave the establishment, Officer Alvarez suddenly turned back towards one of the machines, approached a black male, at which time Officer Cruz reported he followed closely behind Officer Alvarez. Cruz stated that Alvarez went up to the man and put his hand towards the man's waistline, where there appeared to be a bulge covered by the man's sweater. He stated that as Alvarez reached for the bulge, his vision went towards the bulge; Cruz described having tunnel vision, "all I saw was a bulge." He said Officer Alvarez lifted the sweater at which time he observed a revolver in the man's pants. He said the revolver was dark in color and he saw a little bit of the cylinder, that's how he knew it was a revolver, and that the grips were brown or dark brown. He stated that Officer Alvarez and the subject had a conversation, but he was unable to hear what they were talking about. Officer Cruz stated there came a point where Officer Alvarez drew his weapon after he. found the gun. Alvarez had his service revolver in one hand and his other on the person's waist where the gun was. Cruz was not sure which hand was on which. He stated Officer Alvarez pulled up the sweater; Cruz's eyes focused on the weapon. He was told by Alvarez to grab the gun, at which time Cruz went to grab the gun and the black male jerked towards the left, towards Officer Alvarez, and all Cruz heard was a bang. He stated he did not have time to reach or grab the gun or take it in his hand. When asked if he could describe the man who was carrying the gun; Officer Cruz said he could not. He was questioned by Sgt. Cheatham as to whether it was a black male; Cruz answered it was. When asked about an age; he stated early twenties. When asked about the sub - Page (6) 8E-154 Major Raul Martinez, Commander Internal Security'Unit 6 ...e I.S. Cane No. 7857/R jest's height and weight, his answer was slim and maybe five -nine. When asked as to the whereabouts oe- the gun on the black male; Cruz answered it was just behind the left arm, indicating with his hand where his handcuffs would be located on his gunbelt. Cruz stated the gun was half way concealed in the waistband. When asked if he knew where Alvarez had his weapon pointed; he said, "No, I don't know". When asked if he knew whether or not Officer Alvarez had his gun cocked, he said he did not know, that he did ask Alvarez and Alvarez said he did not have it cocked. Officer Cruz was asked what type of jerking motion the man had made; his answer was i�-yas like a sudden turn. He stated he was not sure where the individual's hands were during the movement. Officer Cruz said that after he heard the gunshot, he did not look at the black male at all. He looked at Officer Alvarez who said, "Oh, my God", or something like that and then started running outside and that he ran after him, because he didn't know what had happened. Cruz said that Alvarez got on the radio eventually and screamed for help. Cruz said his partner went outside, because he thought the radio wouldn't work inside with all the noise from the pinball and video machines. Officer Cruz stated that after Officer Alvarez called for help, Alvarez ran back inside and he followed. Reportedly, upon returning to the inside, everyone was still playing the various games; Cruz guessed that nobody heard the "bang" because of all the noise that was going on inside the establishment. At that point, Officer Alvarez began evacuating everybody from the game room. It should be noted that Cruz reported while they were outside Alvarez asked him did you get the gun; Cruz answered, "No, I didn't. It's still on him". At that time they went back inside and Officer Alvarez retrieved the gun from Johnson. Officer Cruz stated he did not see Officer Alvarez remove the weapon from Johnson, because he did not want to look at Johnson as he thought it was going to be a "disgusting" sight. However, after seeing the weapon that had been removed. by Alvarez, he identified it as being the same gun he had observed in Johnson's waistband. He stated Alvarez took the weapon and tucked it between his pants and gunbelt and turned it over to Homicide when they arrived on 'the scene. Officer Cruz stated that as far as he knows, Officer Alvarez never tampered with the gun he removed from Johnson in any manner, prior to giving it to the Homicide personnel. Page (7) 86-154 __ 0 Major Raul Martinez, Commander Internal Security Unit 16 ..i I.S. Case No. 7857/R Sgt. Cheatham asked Officer Cruz prior to the shooting, while t: were walking around the game room, If he was talking to any perst inside. He said no, other than one black female who said "Hi", he responded with "Hi". Cruz was also asked if he observed anyone the left hand side of the door seated on a jukebox as they enter the establishment; he answered no. Cruz was asked if at any time conducted a pat -down search of Johnson; he responded that he did n pat him at all. He was asked did there ever come a time that you p your hands on the man at all; his answer 'was no, he didn't. stated that the man was playing a video machine and -half his back w up against a pillar, he had no way of patting him down. He was ask if either prior to the shooting, or after the shooting, did Alvar and Johnson have any ill feelings or cross words; Cruz answered no. e Officer Cruz was asked how many times his partner shot his weapon, how many gunshots did he hear; he answered one gunshot. He was ask if he ever shot his weapon; he answered no. He was asked if he h; ver ridden in 40 sector prior to the date of the shooting; t answered yes, he had. He was asked if he had ever gone into the poc room, or the game room, prior to the shooting; he answered, "Nc never. I never knew it was there". (See Cruz's statement in th case file for more detail). At 0140 Fours, On 29 December 1982, Officer Alvarez was sworn b Notary, Bernie McGuire at which time, while being present with hi attorney Mr. Robert Klausner, he was advised of his Constitutiona. Rights by Detective Buhrmaster. Upon having his Rights read to hi: and indicating that he understood each and everyone, Officer Alvarez, on advice of his attorney, exercised his Right not to make statement, nor to answer any questions, in reference to the shooting incident that had taken place at the game room on the 28th of December at approximately 1800 hours. The interview was concluded at 0146 hours. (See Officer Alvarez's statement contained in the case file, along with the Constitutional Rights Form, for more details). Following Officer Alvarez's interview at 0155 hours, a meeting was held in Major Emory Putman's Office, which included myself and the following personnel: Captain Glover, Captain Ross, Lt. Walton, Lt. Berger, Sgt. Cheatham and-. Detective Buhrmaster. The facts of the Page (8) SG-15'4 Major Raul Martinez, Commander I.S. Case No. 7857/R Internal Security unit case were discussed in reference to the status of the investigation at that time. Those present•were m tie aware that Officer Alvarez had refused to give a statement on advice of his attorney. During the discussion at the meeting, Officer Lange of the Communications Unit was summoned for the purpose of making available a copy of the original radio transmission made by unit 238, Officers Alvarez and Cruz. At 0240 hours, Assistant Chief Breslow arrived and was appraised of the investigation's status. After the completion of the meeting in Major.._Putman 's Office, Homicide was informed by the F.O.P. Attorney, Mr. Klausner, that Officer Alvarez would not complete any administrative paperwork pertaining to the incident, due to the fact that he, Klausner, considered it a form of a written statement, which he advised Alvarez against doing. At 0345 hours, I received from Officer Lange a copy of the Communications tape which contained the emergency transmission of unit 238; Officers Alvarez and Cruz. A transcription of that transmission is as follows: 238: 238 emergency, 238 emergency. D: 238, QSK. 238: Get me the Squad, get me the squad, please, I'm on, ah 15th Street and Northwest 3rd Avenue, somebody just pushed me and a shot went off and there's a, a, um, -a black male down. D: QSL, 18:06. 754: 754. D: All units QRX. D: 238. 238: Three fit, QSM. D: 238, you're all QRU. 238: Yeah, we're QRU, but we, we got an emergency. Page (9) i Major Raul Martinez, Commander Internal Security Unit I.S. Case No, 7857/R D: Squad's enroute, K. 238: QSL. Unk. Unit: QSM reference. 1640: 40, what's their QTH. D: QRM unit. 1640: 1640, what their QTH. D: 16409 that's northwest 3 Avenue and 15th Street reference a man shot, K. 1640: QSL. 238: 238, you got the 3 coming and the Squad I got a man shot. D: Squad's enroute QRX for an ETA. 447: 447, is he at northwest 3 Avenue or 10 avenue. D: 238. 238: I'm at 1495 Northwest 3rd Avenue. D: QSL, 18:07, Miami. 1941: 1941. D: 1941. 1941: He advised he has a man shot, has he got a reference on that, or is it a "29" or what. D: He advised the gun went off and shot the subject, 238. 238: QSL. 238: (Different voice) 238. Page ( 10) 8E-154- f �;. ;I Major Raul Martinez, Commander I.S. Case No. 7857/R Internal Security Unit D: Squad's enroute, K. 238: QSL. Unk. Unit: QSM reference. 1640: 40, what's their QTH. D: QRM unit. 1640: 1640, what their QTH. D: 1640, that's northwest 3 Avenue and 15th Street reference a mats shot, K. 1640: QSL. 238: 238, you got the 3 coming and the Squad I got a man shot. D: Squad's enroute QRX for an ETA. 447: 447, is he at northwest 3 Avenue or 10 avenue. D: 238. 238: I'm at 1495 Northwest 3rd Avenue. D: QSL, 18:07, Miami. 1941: 1941. D: 1941. 1941: He advised he has a man shot, has he got a reference on that, or, is it a 1129" or what. D: He advised the gun went off and shot the subject, 238. 238: QSL. w 238: (Different voice) 238. Page (10) 8E-154- f Major Raul Martinez, Commander I.S. Caere No. 7857/R Internal Security Unit D: Verify •the reference on the man shot. 238: 238. D: 238, verify the reference on the man shot. 238: Get me the 3 man QRX a second I'm on the scene. 1941: 1941. D: 1941. 1941: Whenever anybody can give me any infor, information Would you have them QSY, please. D: QSL. Unk. Unit: Have 1941 QSY. . 1941 : 41, QSL. 447: 447. D: 447. 447: You're gonna need a supervisor, you're gonna need Homicide, have them respond over here. D: 447 that's QSL, 18:09, you all QRU for now. 447: (Inaudible) now, ah, have the complaint sergeant QSY, er, QRX a minute let me get to a phone. 1940: 1940. D: 1940. 1940: 447, Tach One. D: QRX a moment. Unk. Unit: QTH. Page (11) B6--154 Major Raul Martinez, --�Commander I.S. Case No. 7857/R Internal Security Unit 238: 238. D: 238. 238: You got ID, Homicide, I need the Squad man, I got a man shot. D: Be advised the Squad's running a 3, QRX. 238: QSL. 1941: 1941. - D: 1941. 1941: Please have one of those units on the scene of the shooting QSY. D: QSL, 447. 447: QSL, I'm trying to call the Complaint Room right now have him QS, have, have him QSY. D: QSL, QSY for the Complaint Sergeant 447. 447: If somebody pick up 9.11 up there or 611 up there, I could talk to him on the phone. D: QSL, 18:10, Miami. 230: 230. D: 230, QSK;� 230: What's their QTH. D: Reference the man shot, the QTH, is 1495 Northwest 3 Avenue. 230: QSL, I'll be enroute. 238: 238. D: QRM unit. Page ( 12) 8E--154 1 i Major Raul Martinez, Commander I.S. Case No. 7857/R Internal Security Unit 238: 238. D: 238. 238: You got 230 coming. D: QSL, 230. 230: I'm arriving. D: 18:12, you all QRU. 236: 236 (inaudible) 1640. D: 1640. 1640: We may need a Couple of units out here, ah, for crowd control. 234: 234. D: 234. 234: Yeah, I'm on the scene, put me on a D: 234, QSL, 1115", 18:13. Unk. Unit: 31. D: QRM unit. 231: 231. D: 231. 231: Case number and ID please. D: 231, incident 3623750, G, golf. D: 581, 581, Miami. 230: 230 D: 230. Page (13) BVr154 -- n Major Raul Martinet, Commander Internal Security fruit 230: 240,QSY. D: 240. 230: Correction, make that 204. D: QSL, 2049 2049 204, 204. 1734: 1734. D: 1734. 1734: 1109" with, ah, robbery. D: 1T340 QSL, 18:14. 246: 246. lk � I.S. Case No. 7857/R D: 2040 204, 230 no response on two only, K. 230: QSL, can you try the other channels. D: QSL, all units QRX 18:15. (The tape from which the preceding transcription was made is located in the case file). On 29 December 1982, a person claiming to have witnessed the shooting of Nevell Johnson on the previous day telephoned the office of Internal Security. The identification and contact information was collected from- -the potential witness and forwarded to the Homicide Unit. Sergeant Cheatham and Detective Buhrmaster arranged to interview the alleged witness, Bruce Hester. (See No. 9 on the "Persons Interviewed..." list for additional information). Before Homicide could actually take a formal statement from Mr. Hester, it was learned that Nevell Johnson had been pronounced dead by Dr. Philip Villanueva at 1845 hours. A formal statement was taken from Bruce Hester by Sergeant Cheatham and Detective Buhrmaster on 29 December 1982. (See Hester's statement in the case file for details). It was subsequently learned Page (14) 86-154 Major Raul Martinez, Commander I.S. Came No. 7857/R Internal Security unit through the Homicide investigation --that Bruce Hester in fact had not witnessed the shooting of-- Nevellr Johnson, furthermore, it was determined that Hester was not at the game room at the time of the shooting. From 2045 hours to 2330 hours, I attended the autopsy of Nevell Johnson at the Dade County Medical Examiner's Office. Homicide Detectives Jackson and Swink, along with Identification Technician Bloom, were also present during the medical examiner's procedure. In this investigator's opinion, and based on my limi.Lod experience, the autopsy performed by Dr. Mittleman appeared very intense and thorough. Meanwhile, Sergeant Cheatham and Detective Buhrmaster interviewed another potential witness, Allison Elmore (age 17). Ms. Elmore was interviewed; her mother, Mrs. Carey, was present during the formal statement. (See No. 10 on the "Persons Interviewed..." list for additional information). A synopsis of Ms. Elmore's statement is as follows: Ms. Elmore stated that she was inside the game room playing one of the pinball machines, when she heard a noise which sounded like a firecracker. -She stated she looked around and saw a man lying, on his stomach, on the floor. Ms. Elmore did not witness the actual shooting and therefore, could offer no pertinent information or details. (See her statement in the case file for more details). Harry Guible was identified by Bruce Hester as having been present with Hester, in the game room, at the time of the shooting. Harry Guible was interviewed by Sgt. Cheatham and Detective Buhrmaster on 30 December 1Q82. (See No. 11 on the "Persons Interviewed..." list for additional information). As previously pointed out in this text, it was shown that Bruce Hester was not present at any time related to the shooting. The interview of Mr. Guible, by Homicide, further established this fact. Mr. Guible stated that he was not at the game room, nor in the presence of Bruce Hester, as alleged by Hester. (See Guible's statement in the case file for details). On 30 December 1982, Robert Fletcher was interviewed, and a formal statement taken, by Sergeant 'Cheatham and Detective Buhrmaster. (See No. 12 on the "Persons Interviewed.." list for more information). A synopsis of Mr. Fletcher's statement is as follows: Page ( 15 ) Major Raul Martinez, Commander Internal Security -Unit a I.S. Case N+. '+^g7/R Mr. Fletcher stated he had been in the game room since approximately 1800 hours on the date in question. He stated that while he was standing at the service counter, he heard a gunshot, turned around and saw Johnson fall to the floor. He said he walked over to where Johnson lay and said, "No, no, look what they done. They shot Johnson". He stated he first looked at Johnson and then looked up at the Officer. The officer reportedly said, "Who shot this man. Somebody shooting. Somebody got a gun. Run, run". Mr. Fletcher stated at that time he ran out the door. (See Fletcher's statement in the case file for details). After completion of Robert Fletcher's statement, a statement was taken from Sammy Lee Shelby (age 16). (See No. 13 on the "Persons Interviewed..." list for further information). A synopsis of his statement is as follows: Mr. Shelby stated that he was present inside the game room when two police officers- entered inside. The officers went straight to the back, and then towards where Jeff Hoskins was standing, playing a video machine. The two officers walked back to the front, approached Johnson from behind, at which time they touched him on his waist. At that time, Jeff Hoskins, who was standing next to him, stood back blocking his view. When Hoskins moved again, Shelby heard one gunshot. He observed Johnson falling, at which time he and Hoskins ran outside and went to Johnson's home and advised his family that Nevell had been shot. Mr. Shelby stated that one of the police officers was taller than the other, and that it was the shorter officer who was touching Johnson at the waistline. He stated they were standing on the left side of Johnson while'he was playing a video machine. He indicated that he observed a chrome gun in the police officer's hand, which was pointed in an upward direction. He further indicated that the barrel was pointing in the direction of the left side of Johnson's head. He also indicated that the weapon was in very close proximity to Johnson's head; he thought it was almost touching Johnson. When questioned, Mr. Shelby advised that he had seen Johnson on Previous occasions, in possession of a gun. He described Johnson's gun as a .22 or .25, dark in color, revolver. When asked where Page (16) Major Raul Martinez, Commander Internal Security .Unit a I.S. Case No. 7857/R Johnson usually carried the gun,. Shelby replied, "in the front". (See Mr. Shelby's statement in the tA3e file for details). After the completion of Shelby's statement, a statement was taken of Jeffrey Hoskins. (See No. 14, on the "Persons Interviewed..." list for additional information). A synopsis of Mr. Hoskins' statement is as follows: Mr. Hoskins stated that he was playing a video machine on the east wall of the game room, approximately four machines south of, and on the same wall as, Nevell Johnson. Reportedly, Hoskins and Johnson were the only two people playing the machines on the east wall when two police officers approached Johnson. Hoskins stated that one of the policemen grabbed Johnson by the left arm, using his right hand, and then pulled his gun with his left hand. Hoskins stated that after the policeman pulled his gun, he put it up to Johnson's head, more to the left side and eye, and then pulled the trigger. After Johnson was shot, he fell and Just missed Hoskins by a couple of inches. Johnson reportedly fell face down on the floor with his head in a southerly direction. Hoskins then ran from the game room. When questioned, Mr. Hoskins described the police officer's gun as a standard type -service revolver, black in color. He stated he could clearly see that the officer had pulled the rigger on the gun. Mr. Hoskins was asked if he thought that when the policeman walked up and turned Johnson around and put the gun to his head, if he had shot him for no reason; his answer was that was his impression, yes. Mr. Hoskins was asked to view a photo line-up, at which time he was asked to identify anyone who he might remember as having been there at the time of the shooting. He positively identified photograph number three a'3� the man he saw shoot Nevell Johnson. It should be noted that the individual that Mr. Hoskins positively identified as number three on the line-up was Detective George Cadavid of M.P.D. Homicide, who was not the police officer responsible for the shooting that occurred at the game room on the 28th of December 1982. (See statement in the case file for details). On 31 December 1982, a formal statement was taken from Thaddeus Harris by Homicide. (See No..15 on the "Persons Interviewed..." list for additional information). A synopsis of the statement by Thaddeus Harris is as follows: Page ( 17 ) 86 1J4 Major Raul Martinez, Commander Internal Security Unit I.S. Case No. 7857/R Mr. Harris stated he was inside the -game room standing at the side of the food counter when the police otiicers entered the establishment. The officers said that they had a call at that location where a man was supposed to have had a gun. He indicated that the smaller one of the two officers had said this. He said that they walked around and saw Johnson, at which time they stopped where he was. One of the officers looked at Johnson from head to toe and asked what did he have bundled up in his waistband. Reportedly, the shorter of the two officers was doing the questioning. Harris stated that Johnson did not respond to them and continued to play the video game. He stated at that time the police took his left hand, grabbed Johnson's waist, and Johnson still did not respond. He stated the officer then removed his left hand and put it on Johnson'-s face, at which time Johnson started'on his way out. All of a sudden a shot went off and Johnson was on the floor. Harris stated that Johnson was lying on his back, face up, and that he observed a pistol lying on the left side of Johnson about a foot away, between Johnson's body and hand. The pistol was reportedly silver in color with brown handles. (See statement in the case file for details). After completing the interview of, and the statement by Mr. Harris, Sergeant Cheatham was contacted by ATF agent Frank Hart. The information that Sergeant Cheatham received from Agent Hart is summarized as follows: Mr. Edward Neil was contacted in Detroit, Michigan, by local ATF Agents Welch and Murphy. It was learned through an ATF "trace", that the gun in Nevell Johnson's possession on the 28th of December had been stolen from Mr. Neil. Mr. Neil reported that while on vacation in the Miami area in November of 1980 he had visited a friend by the name of Clarence Jones who lived in the Miami Beach area. During his stay in the Miami area, his vehicle was broken into and he believes that the firearm was stolen at that time. He stated he did not report the theft to the police, because he .4as on vacation and did not want to take the time to make a report. Neil stated the weapon that was stolen was a RG, .22 Caliber, Model #13, 3" barrel, blue steel, six shot, revolver bearing serial number L746576. (See statement in case file for details). At 1500 hours, on 31 December 1982, investigators from Homicide and technicians from the Identification Unit, returned to 1495 N.W. 3rd Page ( 18) 86-'154 i 0 `d Major Raul Martinez, Commander Internal Security Ltnit 4 I.S. Case No. 7857/R Avenue. At that time inside mea-yrements were taken and a crime scene sketch was again made. On 3 January 1983, Detective Swink contacted Mr. Zahn at the Dade County Crime Lab and requested the following tests be performed on Officer Alvarez's weapon: One, the pressure and operations tests; two, test for powder patterns to be submitted to Dr. Mittleman per his request; three, a test to see if Officer Alvarez's weapon had been fired 'either single or double action. At 1500 hours, Detectives Buhrmaster and Swink took a sworn statement of Detective Fred Yuen in regards to what he had observed upon his arrival at the game room. (See No. 16 on the "Persons Interviewed..." list for additional information). A synopsis of his statement is as follows: Officer Yuen stated that when he arrived at the game room several people were standing outside in the street area. Upon entering the game room, he observed a black male lying on the east side of the floor and about the middle of the building, lying face down with his head to the south, feet to the north. His arms were down to his sides. Yuen stated he asked Officer Alvarez, or Officer Cruz, what had happened inside the establishment, and Officer Alvarez advised he was involved. He stated that he observed Officer Alvarez to have a small blue handgun tucked in his waistband, and it appeared to be a revolver. He stated after that, he went outside to assist with crowd control. (See statement in case file for complete details). After Officer**Yuen's statement, a sworn statement was taken of Detective Cotera. (See No. 17 on the "Persons Interviewed..." list for further information). A synopsis of Detective Cotera's statement is as follows: Detective Cotera stated that when he arrived at the game room a large crowd had gathered at the front and two uniformed officers were putting up the crime scene tape to rope off the area. He walked inside and asked who had been involved in the shooting; Officer Alvarez advised that he was. Detective Cotera asked Alvarez what had happened; Alvarez advised he had observed a gun in the waistband of a Page (19) Major Raul Martinez, Commander Internal Security Uhit 4W I.S. Case No. 7857/R black male playing one of the arcadp•lnachines. Alvarez told Cotera he approached the black male, placed his hand on the left arm of the subject and asked him what the object was. Cotera stated Alvarez said the black male turned his head, looking at him and said it was a Sun. At that time Alvarez drew his revolver and placed it behind the black male, the lower part of his neck. Cotera stated Alvarez advised that he instructed his partner, Officer Cruz, who was standing at his right, to take the gun from the subject. As Cruz began to do so, the black male made a quick movement in a counter clockwise direction, squaring off directly with Alvarez. Cotera said Alvarez told him he wasn't really sure that the black male was going for a gun, but that he. was in fear for his life, and that by his reaction, moving away from the subject, his gun went off. Detective Cotera was asked if he ever saw a weapon, or was ever told of a weapon, that Officer Alvarez had taken from the black male who had been shot. Cotera stated that Alvarez showed him a gun which he had taken possession of, a RG, approximately 3", .22 Caliber, dark blue with wooden grips. Cotera was asked if he remembered where the victim was in the game room, and Cotera stated he was on the east side of the game room between a row of arcade machines, face down. Cotera stated he asked Alvarez. whether or not his gun had been cocked, and he said Alvarez stated it was not -cocked. (See complete statement in case file). Following Detective Cotera's interview, a formal statement was taken of Officer George Clayton by Sergeant Cheatham and Detective Buhrmaster. (See No. 18 on the "Persons Interviewed..." list for further information). Officer Clayton was identified as an officer that at one time rode in 40 Sector with Officer Alvarez. A synopsis of his statement- is as follows: Detective Buhrmaster asked Officer Clayton if he ever had an occasion to make an arrest with Officer Alvarez, at which time he stated that he did. He was basically asked if any weapons came into play, or any discharge of any firearms had ever come into play, at which time he stated no. He was also asked the question did he ever observe Officer Alvarez cock his weapon while having it out of his holster; he also replied no, and stated that Officer Alvarez did not have any further discussions with him in reference to the area or people that lived within that area. (See statement in case file for complete details). Page (20) 86-154 a Major Raul Martinez, Commander Internal Security Unit a I.S. Caze No. 7857/R After Officer Clayton's statement, Sergeant Cheatham and Detectives Swink and Buhrmaster took a formal statement of Ms. Angela Walker (age 16) at her residence, 1540 N.W: 4th Avenue apt. #17C. (See No. 19 of the "Persons Interviewed..." list for further information). Present during the interview were Ms. Walker's mother and stepfather. A synopsis of Ms. Walker's statement is as follows: Ms. Walker stated she was in the game Jackson. She reportedly arrived at the 5:30 in the afternoon. Sometime later game, she observed two oficers enter the way to the back. She recognized one Alvarez, because he had responded to her about a month earlier. She stated she shooting, nor did she observe either of their hands prior to hearing the shot. Alvarez reportedly told everyone to run somebody got shot. Ms. Walker stated she had ten years. She also said gun for a long time, but the case file for complet room with a friend. Vondell game room at approximately while playing the Pac-Man game room and walk all the of the officers as Officer house on a disturbance call did not observe the actual the officers with a gun in After the shot, Officer out, someone had a gun, and e known Nevell Johnson she has known Johnson she didn't know why. details). for, between, five to to carry a small dark (See her statement in On 4 January 1983, Sergeant Cheatham, Detectives Swink and Buhrma-ster, I.D. Technician Garcia, and State Attorneys Yoss and Becker returned to the game room. While on the scene, they were approached by a subject, Aulder Rouse, who claimed to have witnessed the shooting. (See No. 20 and 20(a) on the "Persons Interviewed ... "list for further information). Mr. Rouse agreed to participate in a polygraph examination after his initial statement. Sergeant Vance, Chief Polygraph Examiner for M.P.D., and Mr. George Slattery, a private examiner, administered independent tests to Mr. Rouse. Subsequently, Mr. Rouse admitted during his second statement, that he did not witness the shooting of Nevell Johnson. (See statements in case file for complete details). During the polygraph examination of Mr. Rouse, the Homicide team arranged to interview Ms. Vondell Jackson (age 15) at her home, 1620 N.W. 4th Avenue apt. #I 3F. (See No. 21 on the "Persons Interviewed..." list for further information). Following the consent Page (21) 86-•JL54 0 Major Raul Martinez, Commander Internal Security Unit it I.S. Case No. 7857/R of Ms. Jackson's mother, a sworn statement was recorded of Vondell. A synopsis of her statement follows:. Ms. Jackson arrived at the game room sometime in the afternoon, she wasn't exactly sure of the time, but it was still daylight outside. While watching Jeffrey play the Galaxy game, she observed the police officers enter the game room. She stated the two white officers walked to the back and then to the area where Nevell Johnson was. She stated she continued to watch Hoskins play the game and approximately two minutes later, she heard a shot go off. As she ran outside, she heard one of the officers state someone has a gun, someone got shot. She also advised she was there with her sister Terry Gilmore. (See statement in case file). At the conclusion of Ms. Jackson's statement, and at the same address, Terry Gilmore was located and a statement obtained. (See No. 22 on the "Persons Interviewed..." list for further information). Her statement was consistent with that of Ms. Jackson. Terry Gilmore could offer no new information concerning the shooting of Nevell Johnson. (See her statement -in the case file for details). On 5 January 1983, Sergeant Cheatham received a phone call from Assistant State Attorney Benton Becker who advised that he had been contacted by Attorney Roy Black. Mr. Becker reported that Mr. Black had informed him he was the attorney for Officer Alvarez and that any questions to Alvarez would be done through him. Also on 5 January, Sergeant V.J. Smith, at the time assigned to the Property Bureau, reported to Homicide that he had checked the gun manifests from January, 1980 to 1982, and that the RG .22 caliber revolver had never been in the Property Bureau. On 7 January 1983, I received a copy of a memorandum prepared by the Patrol Section Commander, Major Michael Mahoney, and directed to the Chief of Police, Kenneth Harms, dated 6 January 1983. The text of the memorandum outlined the Patrol Section's "Policy on Zone Integrity", as that policy related to the events of 28 December 1982. The necessity of such a report was in response to the fact that on 28 December 1982, Officers Alvarez and Cruz were assigned to unit 238 under the supervision of Sergeant N. Olon. Unit 238 was a roving Patrol unit assigned to address known problems within the area of 30 Page (22) ai. 86- IL54 Major Raul Martinez,Commander Internal Security Unit a I.S. Case No. 7857/R sector. The "Recreation Establishment, Inc.", located at 1495 N.W. 3rd Avenue is situated in 40- sectorti Departmental Order 9, Chapter 2, section 2.0 Zone Boundaries states: "A unit shall patrol within the assigned zone unless authorized otherwise by the Sector Sergeant". On the date in question, the officers did not ask for, nor did they receive permission to leave their sector to check the location. However, the game room is only four blocks out of their assigned area and within a sector where they receive numerous primary and back-up calls for service, due to their roving unit status. The following excerpt appeared in the Patrol Commander's report: "It appears that the officers were involved in police related matters undertaken by their own volition as opposed to conducting personal business out of their assigned area. This is not an uncommon practice within a district. Based on the officers motivation and the reported training need of the rookie officer, it is difficult not to sanction this kind of self - initiated, activity by a training officer. While tech-nically in violation of existing policy, the officers acted with good intentions. Although we feel the officers actions were legitimate, by not notifying the station of their intention to check out a location in a high crime area violates normal safety procedures practiced by Departmental officers. This violation of safety procedures is more serious than their being out of their assigned area". (See copy of memorandum in case file for complete details). I received a copy of, and placed in the I.S. case file, Homicide's "Supplemental Report" on 20 January 1983• On 22 January 1983, a sworn statement was taken of Theotus Kendricks (age 13) by Sergeant Cheatham and Detectives Swink and Buhrmaster. (See No. 23 on the "Persons Interviewed..." list for further information). His statement was a result of his appearance on television news broadcasts, wherein he alleged he witnessed the zhooting on 28 December 1982. After taking Mr. Kendricks' statement, it was determined that in fact he had not witnessed the shooting and could offer no assistance to the investigation. (See his statement in the case file for details). Page (23) 86-154 -- it Major Raul Martinez, Commander Internal Security Unit op I.S. Case No. 7857/R From 26 January through 28 June 1983, I interviewed a total of seventeen police officers and supervlsors. (See No. 24 through 40 on the "Persons Interviewed..." list for complete information concerning the identification of those sworn employees). These seventeen individuals represented the entire student body and instructional staff of the Officer Survival Course conducted on the 18th and 19th of November 1982. The purpose of conducting such interviews was to examine, for both departmental and civil considerations, the "how" and "what" of that training effort as related to the events of 28 December 1982. To validate the information sought, the class selected was the session during which Officer Alvarez attended the in-service course. The results of the interviews were consistent throughout. The students and instructors stated that the class was taught to utilize their revolvers in a double -action mode only; never to "cock" their service revolver. In addition, the interviewees reportedly were shown and practiced how to approach and arrest an armed suspect using both one man and two man (with a partner) techniques. Finally, the class stated that they were not taught to place the muzzle of the weapon against the body of a suspect, nor to specifically point their revolvers at the head of a suspect. (See individual statements in the case file for complete details). The Dade County Grand Jury,on 17 February 1983, released the findings of its review into the circumstances surrounding the shooting death of Nevell Johnson, Jr. The result was an indictment for "Manslaughter" (F.S.S. 782.07 and 775.087) -against Luis Alvarez. (See copy of indictment in case file for particulars). Investigator Andrew Sundberg, of the Dade State Attorney's Office, telephoned on 7 March 1983. Sundberg advised that the results of the tests performed at the initiative of the State Attorney's Office, in an effort to determine whether Alvarez's weapon was fired single- action or double -action, were inconclusive; no definitive determination in the matter could be reached. Subsequent to the Grand Jury indictment, Officer Alvarez stood trial in the Circuit Court of Dade County. The trial began on 18 January 19849 and concluded on 15 March 1984; fifty-three witnesses were called 'to testify by the prosecution and defense during the judicial proceeding. The following portions of this text will cover testimony Page (24) 86-154 riw �Li Major Raul Martinez, Commander Internal Security Unit I.S. Case No. 7857/R heard during the trial and germane to the Internal Security investigation. (A synopsis of the entire trial testimony is contained in the case file). " Detective Buhrmaster was called to testify on 31 January 1984. A synopsis of his testimony concerning his conversation with Officer Alvarez, while on the scene of 1495 N.W. 3rd Avenue, is as follows: Detective Buhrmaster testified that he first spoke to Officer Alvarez for a short period of time, at approximately 1820 hours and again at 1835 hours, following the shooting. Reportedly, Officer Alvarez did not appear afraid to talk with Buhrmaster. During the interview, Detective Buhrmaster asked, "What happened?" Officer Alvarez reportedly described how he and his partner, (Luis Cruz, entered the game room and made a sweep through the interior and were preparing to exit when he (Alvarez) observed a black male playing a video machine on the back wall. According to Buhrmaster, Alvarez reported that the black male appeared to have a gun. Buhrmaster stated Alvarez described approaching and standing left shoulder to left shoulder with the subject. Alvarez told Buhrmaster that he put his ,hand on the bulge and that it felt like a gun. Alvarez reportedly told Buhrmaster that he asked the .subject "what is it" and was told "it's a gun". Buhrmaster stated that Alvarez advised he instructed the black male, "We are going to walk out of here with no problems." Buhrmaster recalled that Alvarez stated he pulled his revolver, lifted the subject's sweater to show his partner the gun, then placed his left hand on Johnson's left shoulder, grasping Johnson's sweater. Buhrmaster stated Alvarez advised that after showing Cruz the gun, he instructed his partner to "get the gun." Buhrmaster testified Alvarez explained that while he had his hand on Johnson's shoulder, Johnson turned, Alvarez pulled back and his gun discharged." Detective Buhrmaster testified that Officer Alvarez never described a struggle or anything other than an apparent accidental discharge. Detective Buhrmaster further testified that Officer Alvarez never told him that Nevell Johnson went for a gun. (See the complete trasncript of Buhrmaster's testimony in the case file for details). Page (25) t 86-154 OW Major Raul Martinez, Commander I.S. Case No. 7857/R Internal Security Unit Mr. David Howgate, a former City of Miami Police Officer from 1970- 1980, testified on 3 February 1984. It was determined through Property Bureau records that the service revolver issued to Officer Alvarez, and used by him at the time of the shooting, had previously been issued to Mr. Howgate. Mr. Howgate testified that he never had any interior, or exterior, work done on the revolver in question. He testified that he never disassembled or polished the weapon; nor did he ever change the issued pistol grips or any other parts to the revolver. Upon examination of the weapon in question, Howgate could not detect any difference in the revolver's double -action, however, he stated the single-action mode was a lot faster than he recalled it being previously when he had it. On 6 February 1984, Bertran (Tony) Bell was called to testify. Mr. Bell testified that he was situated outside the game room approximately 34 feet away from the point where Nevell Johnson was shot. Bell stated that he was able to look through the glass in the entrance door of the arcade. Bell stated he observed Officer Alvarez and his partner go into the arcade, walk around and turn towards the bathroom. He stated Nevell Johnson was standing at the Astroid game when he observed Officer Alvarez pull his service revolver near the Pac-Man game, which is located one machine away. Bell testified he saw Alvarez's weapon cocked and pointed at Johnson's head. Bell testified he saw, but could not hear, conversation between Alvarez and Johnson. Bell testified that he heard a shot, saw smoke, then ran next door to the pool hall and began yelling, "the police shot snake!" During cross examination Bell was questioned as to whether or not he could actually see through the tinted glass of the game room entrance; however, his testimony remained consistent. Jeffrey Hoskins, Robert Fletcher, and Officer Cruz, were called to testify on the 7th and 8th of February, however, no new information was learned from their appearances. Their testimony reflected the same events as reported in their earlier recorded statements to Homicide and addressed previously in this text. (See individual trial transcripts of their testimony in the case file for details). Sergeant Olon was also called to testify on 8 February 1984. Sergeant Olon advised that she was the supervisor of Officers Alvarez and Cruz on the 28th of December 1982. She reported that her arrival on the scene was no more than ten minutes after she first heard Officer Alvarez's emergency transmission. Page (26) 86- IL54 ry ik, I* Major Raul Martinez, Commander I.S. Cage No. 7857/R Internal Security Unit Sergeant Olon testified that she first asked Officer Alvarez if he was okay and then asked "what happened?" Sergeant Olon explained that Officer Alvarez told her that he and Cruz walked into the game room towards the back and then towards the entrance. While enroute to the door, Alvarez noticed a subject with a bulge. Olon testified that Alvarez told her while he was checking the subject, the subject moved quickly and his gun went off. Sergeant Olon further testified that Officer Alvarez physically demonstrated the subject's move by turning in a jerking movement with his palms forward at waist level. Detective Cotera was called to testify on 9 February 1984. Detective Cotera reported that he was working the Robbery Detail, assigned to the Central District, on 28 December 1982. He testified that he was the first "detective" to arrive on the scene following the shooting.' Detective Cotera stated that upon his arrival, he determined that Officer Alvarez had been involved in the shooting. Cotera testified that Alvarez explained that he and Cruz had gone inside the game room; while inside he observed a bulge in the waistband of a black male who was playing a video game at the time. Cotera further stated that Alvarez told him he called Cruz over to take the gun that he (Alvarez) had his hand on. Cotera stated Alvarez advised him he told the subject, "We are going to walk out of here with no problems." Detective Cotera testified Officer Alvarez then stated that as Officer Cruz went for the gun, the black male turned suddenly and that he could only see the upper portion of the subject's arms. Cotera stated that Alvarez told him that he was afraid, that he did not know if the subject was going for a gun. Cotera testified Alvarez explained it happened so fast, that he flinched backwards ,Ind "the gun went off". Detective Cotera stated that he asked Officer Alvarez if he was in fear for his life and Alvarez kept saying, "I was afraid, I was afraid, it happened so fast". On 10 February 1984, Mr. Harry H. Sefired of Madison, Cann., was submitted and accepted as an expert witness in the design and manufacture of firearms, specializing in the field firearm accidents, both criminal and civil. Mr. Sefried, under direct questioning by prosecutor Ed Cowart, made the following observations about Officer Alvarez's weapon. He obser- Page (27) sM 6v;K 8f -154 - r-Al Major Raul Martinez, Commander Internal Security Unit ti I.S. Case No. 7857/R ved the rebound spring had been out from 17 coils (factory) to 15 112 coils. The coil end showed evidence of grinding instead of factory recommended stoning. The end of the coil should have been crimped closed, however, it was left open. Mr. Sefried stated that the "tuning of the weapon" enhanced the service ability of the weapon and that it was still within factory specifications. He stated that the work done had the following effects on the weapon: 1. The double -action pull was reduced; 2. The initial Full pressure on the trigger was reduced; 3. The single-action pull pressure was only minimally reduced. Mr. Sefried stated the tuning of the action is desirable for a faster double -action -- more shots in a shorter time. Additionally, the tuning makes for a smoother action, however, cutting the rebound spring and smoothing the parts make a 2-3 pound difference in the double -action trigger pull. He reported that Smith and Wesson does not recommend buffing of parts due to the rounding of the part. Stoning of the part is recommended by the factory. He stated that glass beading is an abrasive used to give a dull finish to a Smith and Wesson revolver. Glass beading tends to resist rusting and gives a nice finish to irregular corners of the weapon. Sefried stated that Alvarez's weapon had been highly polished, removing the glass beading effect'on the exterior of the weapon. On 14 February 1984, Mr. Victory Rybalka, the armorer for the Miami Police Department, was submitted and accepted as an expert witness in firearms and as a firearms armorer. Mr. Rybalka provided expert testimony 'on Smith and Wesson factory specifications and the recommendation of stoning parts as opposed to buffing or grinding. Mr. Rybalka testified that Alvarez's weapon was still within factory specifications, despite the tuning of the weapon. Sergeant Leasburg was called to testify on 15 February 1984. Sergeant Leasburg identified the weapon issued to, and used by, Officer Alvarez as being the weapon he had been issued from 1977- 1981. Leasburg stated the weapon was not as shiny then as it appears now. He testified he never had any work done to the revolver while he had it. Mr. Melvin Zahn of the Metro -Dade Crime Lab also testified on 15 February. Mr. Zahn stated he test fired Officer Alvarez's weapon 110 Page (28) W t Major Raul Martinez, Commander Internal Security Unit W I.S. Case No. 7857/R times and found it to be operational. Mr. Zahn also stated that he was unable to determined,, using.,the impressions on the spent cartridges for comparison, whether Alvarez's weapon was cocked, single-action, or not when fired on 28 December 1982. Assistant Medical Examiner, Dr. R. Mittleman testified on 17 February 1984, that he had conducted the post-mortem examination of Nevell Johnson. He stated that Johnson's wound was from a single gunshot to the forehead over the left eyebrow. He stated the bullet moved upward at a 30 degree angle. In addition, there were powder burns on Johnson's nose and face. Dr. Mittleman stated that death was caused by a bullet fired from a .38 caliber weapon which was fired from a distance of between 3-1.2 inches (closer to 3 than 12) from the point of impact. He stated that with a severe injury such as Johnson's, he would have been in an unconscious state immediately. Mittleman further stated that with his motor reflexes inoperative, Johnson would have fallen immediately. Dr. Mittleman stated that the body would have fallen towards the mass portion of the•body as gravity acted upon it. He stated that Nevell ' Johnson's body position could have been consistent with a turning motion, to his left, continuing after the shot another half turn and landing on his stomach face down. Dr. Park Fitzhugh, a psychologist with offices at 2400 S. Dixie Highway, testified on 28 February 1984. Dr. Fitzhugh stated that he had never discussed the shooting with Officer Alvarez, however, Alvarez's alleged reaction to the shooting was typical. Dr. Fitzhugh was given a series of hypothetical questions based upon witness testimony of Officer Alvarez's actions following the shooting. He stated that, in regards to the actions of Alvarez, its not unusual after a shooting to act in a confused state, to be in an intense state of shock, to be what is called "depersonalized". These responses were directed at the action of Alvarez checking to see if he had been shot. The statement by Alvarez of "Oh, my God! Oh, my God!" was described by Dr. Fitzhugh as typical. During cross examination by the state, Dr. Fitzhugh stated that even though a person intended to fire his weapon in self defense, it was Page (29) W 0 Major Raul Martinez, —Commander I.S.rCase No. 7857/R Internal Security Unit times and found it to be operational. Mr. Zahn also stated that he was unable to determined,, using..the impressions on the spent cartridges for comparison, whether Alvarez's weapon was cocked, single-action, or not when fired on 28 December 1982. Assistant Medical Examiner, Dr. R. Mittleman testified on 17 February 1984, that he had conducted the post-mortem examination of Nevell Johnson. He stated that Johnson's wound was from a single gunshot to the forehead over the left eyebrow. He stated the bullet moved upward at a 30 degree angle. In addition, there were powder burns on Johnson's nose and face. Dr. Mittleman stated that death was caused by a bullet fired from a .38 caliber weapon which was fired from a distance of between 3-12 inches (closer to 3 than 12) from the point of impact. He stated that with a severe injury such as Johnson's, he would have been in an unconscious state immediately. Mittleman further stated that with his motor reflexes inoperative, Johnson would have fallen immediately. Dr. Mittleman stated that the body would have fallen towards the mass portion of the -body as gravity acted upon it. He stated that Nevell Johnson's body position could have been consistent with a turning motion, to his left, continuing after the shot another half turn and landing on his stomach face down. Dr. Park Fitzhugh, a psychologist with offices at 2400 S. Dixie Highway, testified on 28 February 1984. Dr. Fitzhugh stated that he had never discussed the shooting with Officer Alvarez, however, Alvarez's alleged reaction to the shooting was typical. Dr. Fitzhugh was given a series of hypothetical questions based upon witness testimony of Officer Alvarez's actions following the shooting. He stated that, in regards to the actions of Alvarez, its not unusual after a shooting to act in a confused state, to be in an intense state of shock, to be what is called "depersonalized". These responses were directed at the action of Alvarez checking to see if he had been shot. The statement by Alvarez of "Oh, my God! Oh, my God!" was described by Dr. Fitzhugh as typical. During cross examination by the state, Dr. Fitzhugh stated that even though a person intended to fire his weapon in self defense, it was Page (29) BE-154 Major Raul Martinez, commander I.S. Case No. 7857/R Internal Security Unit not unusual for that person to look at himself to see if he had been fired back at. Dr. Fitzhugh stated,that even though the person being shot comes up with his hands in the'air, and you shoot him, it is not uncommon for the officer to check himself to see if he was shot. Officer Alvarez took the stand to testify on 7 March 1984. Officer Alvarez began by stating that he had some discoloration and spots on his revolver and that he had tried to exchange it but was unable to do so. He stated that he had observed Officer Bequer's revolver while they were in the academy, and then again at a later date. Bequer's weapon, when observed later, was described -by Alvarez as all shiny and had new grips. Alvarez stated that during one of his 3 days off he gave his revolver to Bequer and asked him to have the same thing done to his revolver. Alvarez reported that he gave Bequer twenty dollars and his gun; when Bequer returned the revolver it looked brand new. He stated his original grips were the small issued wooden grips, however, after checking around with other officers who had the type he wanted, he purchased the new grips. He stated he initially understood the grips to be wooden, however, he since learned that the grips. are plastic. He further stated he did not know that there was a regulation covering grips. Officer Alvarez reported that he and Officer Cruz drove into 40 Sector in order to familiarize Cruz with the area. Alvarez stated they drove the area for awhile before he stopped at the Recreation Establishment. He stated that when he exited the vehicle he told Cruz to get his flashlight and holster it. He stated the situation was not tense; he spoke to some unknown subject as they entered the game room. Alvarez stated that they walked in, continued south between the machines, by the kitchen area to the machines on the south wall. He stated they then walked around the machines in the center section and back towards the door. Officer Alvarez stated as they neared the door he looked over at a black male playing a video machine. Alvarez stated he could see the left side of the subject around the Robotron machine and he appeared to have a bulge. He stated something was wrong and he just wanted to check it out. Alvarez stated he told Cruz to come and they walked towards the subject. Alvarez stated he observed the bulge on Johnson's left hip as he approached. Officer Alvarez stated he came up wit the bulge. At the same time, Alvarez is this?" Johnson reportedly replied, Page (30) h his right hand and put it on stated he asked Johnson, "What "It's a gun." Alvarez stated 8E-154 0 Major Raul Martinez, Commander Internal Security Unit a I.S. Case No. 7857/R that he pulled his revolver and switched hands. He was then holding Johnson's gun through Johnson's sweater, with his left hand and his own police revolver with his right. Alvarez stated that Johnson then stood up and turned his head; his hands left the video machine. At that time, Alvarez stated "Don't move," he demonstrated how he moved his face near Johnson's and talked through clenched teeth. Officer Alvarez demonstrated how he fumbled with Johnson's sweater while attempting to get Johnson's gun. Alvarez stated he could not get the gun, so he told Johnson, "We're going to get out of here. And you're not gonna give me any trouble". Alvarez stated Johnson looked at him. Alvarez stated he turned slightly, looking towards Cruz, he told Cruz to get Johnson's gun. He then changed his hold from the area of the gun to Johnson's left shoulder. Alvarez then demonstrated how he placed his revolver up near Johnson's face where Johnson could see it. According to Alvarez, the barrel of his weapon was pointing straight up, towards the ceiling. Officer Alvarez stated that when he turned toward Cruz, he felt a pulling. He stated he lost the grasp he had. Alvarez stated he started to turn; he could not see Johnson's rands. He stated he saw the upper part of Johnson's right arm. Alvarez stated that when he saw Johnson's right hand come across his waist he knew he was dead. He stated it went through his head "he's got me, I'm dead." Alvarez stated that's when he really got frightened, really scared. Alvarez stated he thrust his gun at Johnson's head and fired. Officer Alvarez stated that the first thing he thought was that he had been shot. He said he knew Johnson fell, but he did not know if they had fired simultaneously or not. Alvarez stated he did not know for sure if Johnson had actually gotten a hold of the gun or not. Alvarez stated that Johnson looked younger, and his first thoughts were that he had shot a kid. Officer Alvarez stated that there was a lot of blood and he went into a kind of fog. He heard a noise of some kind, possibly a blowing sound, from Johnson which made him realize he had to get help. He stated that he ran to the front of the arcade to request fire rescue. He stated he remembers making the radio call, but doesn't remember the exact words of the transmission; he has since heard the tape. Page ( 3 1 ) BE-154 Lq Major Raul Martinez, Commander Internal Security Unit i I.S. Case No. 7857/R While outside, Officer Alvarez stated he asked Cruz if he got the gun and Cruz answered no. Alvarez am d Cruz then went back inside; Alvarez stated the gun was barely in Johnson's waistband. Alvarez stated that he doesn't know if Johnson was able to grab the gun, or it was jarred loose when lie fell. Alvarez stated that regarding the radio transmission when he stated the "gun went off", he doesn't remember too many specifics. He stated he could not bring himself to say I shot this kid. He stated he still has nightmares of Johnson lying on the floor with "all the blood and everything". Alvarez stated, "I didn't want to shoot --he made the decision to turn. I intentionally shot, it was no accident. I never cocked my gun, I never cocked my gun." During cross examination, Alvarez stated he never met the guy who worked on his gun. He stated he gave his gun to Officer Bequer who had the polishing done. Alvarez stated he wasn't aware of a departmental policy against polishing weapons. Alvarez stated he had very little recollection of things said to Olon, Buhmaster, Cheatham and Cotera. Alvarez further stated he doesn't remember telling Cheatham the gun was in the small of Johnson's back. Alvarez stated he doesn't remember demonstrating Johnson's moves, or moves made by him. (For complete details, see Officer Alvarez's transcript of testimony in the case file). On 9 March 1984, Mr. Luis Rivera was called to testify. Mr. Rivera identified Officer Alvarez's weapon as being the one he polished after it was given to him by Officer Bequer. Rivera stated he has worked on rebound springs before and knows the cut end has to be flattened. He stated he never worked on the interior portion of the weapon. He stated he opened the side plate to clean out the dust and had he seen a spring out and not flattened he would have corrected it. Rivera stated he did not see that when he opened Alvarez's weapon. Mr. Rivera stated that he had ;net Alvarez around the holidays, prior to New Years, in 1983• Rivera stated he met Alvarez at Officer Bequer's house; he was told it was Alvarez's gun he had worked on. Sergeant Cheatham was called to testify on 9 March 1984. The following is a synopsis of his testimony regarding his conversation with Officer Alvarez while on the scene of 1495 N.W. 3rd `Avenue: Page (32) 4*1 Major Raul Martinez, Commander I.S. Cane No. 7857/R Internal Security Unit Sgt. Cheatham testified that Officer Alvarez demonstrated the position of Johnson's gun as being in "the small of the back". Cheatham stated Alvarez indicated he had his left hand on Johnson's shoulder and that he had his weapon in an upward position; between himself and Johnson. Cheatham testified that Alvarez stated Johnson turned suddenly, he (Alvarez) jerked back, and a shot went off. Cheatham reportedly asked Alvarez if his gun was cocked (single- action) or uncooked (double -action). Cheatham testified Alvarez responded, "I don't recall." (See the trial transcript of Sergeant Cheatham's testimony in the case file for details).. Following closing arguments by Mr. Abe Laeser for the state and Mr. Roy Black for the defense, the jury retired to the jury room at 1805 hours on 15 March 1984. At 2115 hours the jury returned and announced their verdict of not guilty. Stanley Marcus, United States Attorney for the Southern District of Florida announced, on 11 September 1984, the results of the Federal Civil Rights Investigation into the shooting death of Nevell Johnson by Officer Luia Alvarez. The United States Attorney's office and the Civil Rights Division of the Department of Justice concluded that there was insufficient evidence to justify seeking a Federal indictment of Luis Alvarez under the federal civil rights statutes. Accordingly, the investigation was closed. (For complete details, see the press release from the U.S. Attorney's office in the case file). Officer Bequer was interviewed on 26 September 1984. Sergeant Chapek, acting as employee representative for Officer Bequer, was present throughout the interview. Also present during the statement was Sergeant Hale of Internal Security. The complete text of Officer Bequer's sworn statement is maintained in the Internal Security case file. Officer Bequer reported that shortly after his graduation from the police academy he had certain work performed on his City issued service revolver. He described having a "trigger job" done at Continental Gun Shop. Officer Bequer subsequently furnished a paid receipt. from the Continental Gun Shop, 8235 S.W. 40th Street. The receipt indicated that a "red insert" was installed within the front sight, and the "action honed", of a weapon identified as belonging to an "Officer Bequer #1361". Departmental records reflect that the City badge issued to Officer Bequer is numbered 1361. Page (33) 8f-154 Major Raul Martinez, Commander Internal Security Unit ow I.S. Case No. 7857/R Officer Bequer further advised that sometime after having the interior work completed, he had the -.exterior surface of his stainless steel revolver "buffed". The exterior finish of Officer Sequer's weapon was polished to a highly reflective sheen. The polishing was done by a friend of Officer Bequer. The friend was identified as Luis Edwardo Rivera; the nephew of Bequer's neighbor. Officer Bequer stated that he did not request, nor give permission to, Mr. Rivera to perform any interior work on his weapon. However, Officer Bequer did recall that when he retrieved his revolver from Mr. Rivera, Rivera pointed out that he had discovered a "rough" end on a cut spring inside Bequer's weapon. While cleaning the inside of Bequer's weapon, after the polishing process, Rivera reportedly noticed a spring that had been previously cut; presumably by the craftsman at Continental Gun. Mr. Rivera informed Officer Bequer that he had simply finished off the rough, out end of the spring. When asked whether or not he had received permission prior to having any of the work in question done to his City issued revolver, Officer Bequer stated, "None whatsoever". Officer Bequer advised that he was not aware of the Departmental Order requiring authorization by the Supervisor of Firearms Training prior to any refinishing, repair or adjustment being made to a City revolver. However, he did acknowledge his responsibility to be familiar with and comply to, written orders. Officer Bequer advised that he and Officer Luis Alvarez were classmates while attending the Southeast Florida Institute of Criminal Justice. The two officers graduated from Basic Law Enforcement Class 53. Officer Alvarez was described by Officer Bequer as a "friend". Officer Bequer recalled that approximately one year prior to the 28 December 1982, shooting of Nevell Johnson, he and Officer Alvarez had the opportunity to ride as a two man unit for a tour of duty on Platoon B. Reportedly, during that shift, Officer Alvarez noticed the finish on Officer Bequer's weapon. Officer Alvarez commented on the revolver's appearance and then inquired of Bequer, "Do you think he (Rivera) could do the same thing to my gun that he did to your's?" Officer. Bequer replied that he would ask his friend (Rivera). Page (34) 86--154 U Major Raul Martinez, Commander Internal Security Unit P I.S. Case No. 7857/R Sometime later Officer Alvarez recontacted Officer Bequer. Officer Alvarez, on one of his days off, gave Bequer his City issued service revolver. Alvarez told Bequer, "I would like my gun to look like your's." Officer Bequer proceeded to pass on to Mr. Rivera, Alvarez's weapon and instructions. There was no doubt in Bequer's mind that Rivera understood, and intended only, to polish the exterior of Alvarez's weapon. After Rivera polished the weapon he gave it back to Bequer. The revolver was then returned to Alvarez by Bequer. Officer Bequer advised that he had no knowledged of who, when, or where the interior of Alvarez's weapon was.modified. According to Officer Bequer, he was never present at, nor did he arrange, a meeting were Mr. Rivera was introduced to Officer Alvarez. Furthermore, Officer Bequer stated that he has not discussed th'e events of 28 December 1982, nor any aspect of this investigation, with Officer Alvarez. Officer Bequer advised at the time of his interview that he was not willing to submit to a polygraph examination in connection with this investigation. (See Officer'Bequer's statement in the case file for additional details). Lieutenant Leasburg was interviewed on 9 October 1984. As previously reported Lieutenant Leasburg, who at the time was a Sergeant, was called to testify during the manslaughter trial of Luis Alvarez. Prior to Alvarez being issued his service revolver, the weapon was issued to Leasburg. Leasburg was issued the revolver on 18 February 1977, and returned the weapon on 25 March 1981. These dates were established through departmental records. Lieutenant Leasburg maintained, as he did in court, that there were no interior or exterior alterations made to the weapon during the time it was issued to him. He advised that when he first received the revolver, he took it to the range where the side plate was removed by the Range Master. Upon the side plate being removed, Lt. Leasburg floated out all dust and dirt inside the weapon by using cleaning solvent. He then utilized the air hose, located in the range, to pueumatically remove the solvent. The side plate was replaced by the Range Master. While the side plate was removed, Lt. Leasburg reportedly observed machine marks on the inside portion of the plate and interior portion of the weapon's frame. The exterior of the weapon was described as a dull stainless steel finish. Page (35) 86- 54_ AN Major Raul Martinez, Commander Internal Security Unit I.S. Case No. 7857/R During his court appearance, Lt. Leasburg examined the exterior finish of the weapon. The revolver"appeared to be very shiny; unlike when Leasburg possessed the weapon. Lt. Leasburg also observed photographs of the interior of the weapon while in court. According to Leasburg, the interior did not appear to be the same. Some of the machine marks Leasburg had observed, previously described, were no longer visible. Both the interior and exterior appeared different to Lt. Leasburg from when he was issued the weapon. He was not asked to test the trigger pull in court. At the time of his statement L. Leasburg stated that he would participate in a polygraph examination if it were deemed necessary in connection with this investigation. (See statement in case file for complete details). On 8 May 1985, Lieutenant Leasburg participated in a polygraph examination. The following relevant questions were used: Test #1 and #2 1) 5. Did you, yourself make any alterations to the internal parts of the gun used by Alvarez? 2) 7. Did you allow anyone other than yourself to make internal alterations to the gun used by Alvarez? Lt. Leasburg answered, "no" to each of the questions during each- of the tests. A careful analysis of the polygraph examination revealed "no significant deception" (see the polygraph examination report in the case file for details). Officer Seiglie was interviewed on 24 October 1984. He was represented by Ms. Lori Barrist, an Attorney. Sergeant Hale of Internal Security was present during the interview. The following is a synopsis of Officer Seiglie's statement: Officer Seiglie was called upon to testify during the State vs. Luis Alvarez trial on February 27th and 28th, 1984. Two areas of Officer Seiglie's testimony concerned the polishing of his city issued service revolver and the number of arrests that he made in the vicinity of 1495 NW 3rd Avenue. As a result of his testimony several questions were raised concerning possible departmental violations on the part of Officer Seiglie. Page (36) BE-154 I ok Major Raul Martinez,, Commander Internal Security Unit W I.S. Case No. 7857/R During his testimony Officer Seiglie stated that he had given his weapon to Officer Bequer to be polished. Officer Seiglie again acknowledged during his interview that he had given his city issued revolver to Officer Bequer so that Bequer could have the weapon polished. According to Seiglie this occurred, to the best of his recollection, sometime in 1980 or 1981. A friend of Officer Bequer's was to polish the exterior portion of Seiglie's revolver. No interior work was to have been undertaken. In fact, Officer Seiglie reported that he has never had any interior work performed on his weapon. Officer Seiglie admitted that he did not have permission from the Supervisor of Firearms Training prior to having his revolver polished. He advised that he was unaware of the "specifics" outlined in Departmental Order 7, Chapter 12, which addressed work performed on city issued weapons. Officer Seiglie stated that he did not believe that the polishing of the exterior of his revolver fit into a category prohibited by departmental writings. Officer Seiglie reported that the purpose of polishing his weapon was "to make it look better, shiny". As identified above, Officer Seiglie testified in court as to the number of arrests he had made in the vicinity of 1495 NW 3rd Avenue. If one were to review the trial transcript of Officer Seiglie's testimony, it could appear as though he exaggerated certain details or facts concerning the actual number of arrests he made in the area in question. Specifically, under cross examination Officer Seiglie was questioned concerning how many arrests he had made during 1982 "in the immediate vicinity of 1495 Northwest 3rd Avenue"? His response was, "I could only give you an estimate, 20". Officer Seiglie was then shown, and asked to examine, a computer print out prepared by the department. Officer Seiglie was unable to identify any of the arrests made in 1982 within a one block area of the game room. When asked to explain the apparent differences in testimony, Officer Seiglie gave the following explanation. He advised that when first asked about the number of arrests in the "vicinity", that he answered according to his definition of "vicinity". Vicinity to Seiglie referred to an area of roughly five blocks in either direction of the game room. When questioned the second time the State Attorney referred to the "area of the game room". Page (37) 8E-154 Major Raul Martinez, Commander Internal Security Unit ow =J I.S. Case No. 7857/R A review of Officer Seiglie's worksheets, furnished by the officer, reveals that he made, or assisted in making at least twenty arrests within his definition of "vicinity". These arrests ranged from traffic arrests to apprehending armed robbery suspects. His worksheets also reveal two arrests within a one block area of the game room and a recovered stolen vehicle at 1495 NW 3rd Avenue. These notations were verified by a independent review of Officer Seiglie's worksheets conducted by Internal Security. A computer check, using various methods, was also completed by Internal Security. The results of the computer runs revealed an unreliable data base. In other words, the computer information changed depending on "who" compiled the information. Four separate computer runs were made by Internal Security: Management of Criminal Information (M.C.I.), Crime Analysis (Operations), Department of Computers (Tigertail location), and the C.A.R.E. system all produced different results. Officer Seiglie gave a rather liberal interpretation of "vicinity"; at the same time the State Attorney should have structured his line of cross examination in a more explicit manner. As for the implied allegation that Officer Seiglie exaggerated any portion of his testimony, this investigation has failed to establish any wrong doing, intentional or otherwise, on his part concerning said testimony. Officer Seiglie stated that he would not be willing to submit to a polygraph examination in connection with this investigation (see Officer Seiglie's statement in case file for complete details). Officer Alvarez was interviewed on 13 November 1984. Present during the interview, besides Officer Alvarez and myself, were Sgt. Hale and Lt. Reynolds of Internal Security; Mr. Joel Maxwell of the City Law Department; and Mr. Joseph Ingraham of the Office of Professional Compliance. Also present were Officer.Alvarez's Attorneys Mr. Mark Seider, Mr. Roy Black, and Mr. Bob Klausner. Ms. Martinez, a notary and stenographer, recorded the statement. Officer Alvarez's statement to Internal Security was consistent with his testimony durinu the trial. (See his statement in the case file for details). Sergeant Ina Miranda was interviewed on 16 November 1984. Present during the interview, acting as her employee representative, was Sergeant Cox. The following is a synopsis of Sergeant Miranda's statement: Page (38) 86 -154 Major Raul Martinez, Commander Internal Security Unit O, I.S. Case No. 7857/R Sergeant Miranda reported that she had the exterior portion of her city issued revolver polished. She explained that her husband, Officer "Pete" Miranda, had previously had his service revolver polished and that afterwards he asked if she would like her weapon buffed. Sergeant Miranda recalled that her husband's revolver had a nice appearance so she indicated to him that she would indeed like her weapon polished. Reportedly, Officer Miranda took Sergeant Miranda's weapon and gave it to Officer Rommel Bequer. Officer Bequer either had a relative or a friend who then polished her revolver, just as her husband's had been. Sergeant Miranda advised that she does not know the person who did the buffing. Sergeant Miranda stated that as she understood the process only the exterior portion of her weapon was to have been polished. She advised that to the best of her knowledge no other work has ever bean performed on her weapon. Sergeant Miranda admitted that she had not received permission from any departmental source, regarding the polishing of her weapon, prior to having her weapon buffed. Sergeant Miranda reported that she was under the impression that the polishing of the exterior portion of her service revolver was not considered a "refinishing" process; rather refinishing to her meant having the weapon nickel plated, or the like. Sergeant Miranda advised in closing that she would not be willing to submit to a polygraph examination in connection with her statement. (See her statement in case file for details). Also interviewed on 16 November 1984, was Officer Gonzalo Miranda. Sergeant Cox acted as Officer Miranda's employee representative. The following is a synopsis of his statement: Officer Miranda reported that during the later part of 1982, he had the exterior portion of his City issued service revolver polished. He recalled that prior to having his weapon buffed, he had noticed Officer Bequer's revolver and had commented on its high gloss appearance. Inquiring of Officer Bequer, Officer Miranda discovered, that for a fee, he could also have his weapon polished. Continuing, Officer Miranda stated that he gave his City weapon to Officer Bequer so that Bequer could take it to a friend who would buff the exterior surface of Miranda's revolver. Officer Miranda could not recall the name of Officer Bequer's friend who polished his weapon. Upon the return of his weapon, Officer Miranda asked his wife, Sergeant Ina Miranda, if she would also like her weapon buffed. After receiving an affirmative reply, Officer Miranda arranged,.through Officer Bequer, for the polishing of Sergeant Miranda's City issued weapon. Page (39) K Major Raul Martinez, -Commander Internal Security Unit Ok I.S. Case No. 7857/R r In both cases, Officer Miranda stated that, as he understood the process, only the exterior surface portions of the weapons were to be polished. No interior work was expected, or intended, to be performed by Officer Bequer's friend. After having his weapon so polished, Officer Miranda reportedly noticed no difference in the functions, or serviceability of the firearm. Officer Miranda acknowledged that he did not seek, nor receive, prior permission from any departmental source before he had the weapon polished. In conclusion, Officer Miranda stated that he was. not willing to partake in a polygraph examination related to this investigation. (See statement in case file for details). On 19 November 1984, I contacted Mr. Al Garcia, co-owner of Continental Gun Shop, 8235 SW 40th Street. Mr. Garcia verified the authenticity of the receipt presented by Officer Bequer following his statement, as being a receipt for work performed at his shop. Specifically, the receipt indicated a "red insert" (front sight) and the "action honed" (trigger -action smoothered). Mr. Garcia could not identify who had performed the actual work, however, after speaking with Mr. Garcia there was no reason to question the validity of the receipt. Sergeant John Chapek was interviewed on 30 November 1984. The following is a synopsis of his statement: Sergeant Chapek advised that he had the exterior portion of his City issued service revolver polished. He reported that some time ago, while in the Motor Office, he had observed Officer Bequer's service revolver in Bequer's holster; the weapon was described as "in a highly polished state." At that time, Sergeant Chapek asked Officer Bequer if he had the weapon chrome plated. Officer Bequer reportedly advised Sergeant Chapek that the revolver was not chromed, but that he had a friend who "polishes weapons." Upon discovering that the cost was "nominal", Sergeant Chapek gave his City weapon to Officer Bequer; some three or four days later Bequer returned it, polished, to Sergeant Chapek. Sergeant Chapek reported that it was only in the course of acting as employee representative for certain officers interviewed concerning this investigation, that he learned the name of Officer Bequer's friend. Prior to that, at the time his weapon was polished, Sergeant Chapek stated that he did not know the individual who had performed the work. Page (40) Major Raul Martinez, Commander I.S. Case No. 7857/R Internal Security Unit Continuing, Sergeant Chapek stated that to his knowledge only the exterior surface portions of his revolver were to have been polished by Officer Bequer's friend. Sergeant Chapek said he wanted his revolver "to resemble a chrome weapon." Sergeant Chapek stated that he was aware of Department Order 7, Chapter 12, which in part addresses repair, refinish, or adjustments of City weapons, at the time he had his weapon polished. It was Sergeant Chapek's understanding that the same type of surface could be brought to bear by using a rouge polish and a.rag, which in his estimation would not be any alteration whatsoever to the weapon. The only difference, according to Sergeant Chapek, was that Bequer's friend utilized a wheel to polish the revolvers. As Sergeant Chapek saw it, the polishing was merely maintenance. In conclusion, Sergeant Chapek advised that he would not willing tc submit to a polygraph examination concerning this investigation. (See statement in case file for details). Officer Sharpsteen was also interviewed on 30 November 1984. Sergeant Chapek, acting as employee representative for Officer Sharpsteen, was present during the interview. Officer Sharpsteen acknowledged that he had the exterior portion of his city issued service revolver polished to a high sheen. According to Officer Sharpsteen, he asked Officer Bequer to arrange for Bequer's "uncle" or "friend" to polish, to a shine, the outside of his weapon. For this service, Officer Sharpsteen paid somewhere around twenty-five dollars. It was reportedly Officer Sharpsteen's understanding that only the exterior portions of his city weapon were to be buffed or polished. The weapon was polished merely to enhance the appearance of the firearm. The only interior work, to the best of his knowledge, performed on Officer Sharpsteen's city weapon was the modification completed by the departmental range personnel which removed the single action capability from the revolver. Officer Sharpsteen stated that he was not aware of Departmental Order 7, Chapter 12, as related to refinishing, adjustments or repairs made to city issued weapons. However, he advised that he did not think that the buffing was a repair or a refinish at the time his weapon was polished. Page (41) 86-154 - �!r rr' Major Raul Martinez, Commander Internal Security Unit I.S. Case No. 7857/R At the time of his statement, Officer Sharpsteen advised that he would be unwilling to participate in a polygraph examination in reference to this investigation. (See statement in case file for details). During the course of the Internal Security investigation, all weapons discovered to have been polished by Mr. Rivera were inspected by the departmental armorer, Victor Rybalka. In each instance, a written report documenting the results of that inspection was prepared and placed in the I.S. case file along with the statement of the concerned officer. The purpose of this procedure was two fold, First, it was of upmost importance to determine if these weapons were safe and within departmental guidelines; worthy of street use. Secondly, to determine if there was a distinct pattern in the workmanship performed. Officer Bequer was the "common link" between Mr. Rivera and those officers discovered with "polished" revolvers. The inspection of Bequer's weapon revealed seven items that had been polished in an attempted to perform a smooth operation of internal parts. The following parts were polished: 1. Cylinder stop - the bevel was cut and polished. 2. Trigger - both the bevel and the hook were polished. 3. Hand - the throat was polished. 4. Rebound Block - bottom was polished. 5. Rebound Seat - Rounded and polished 6. Hammer - Rebound Seat, foot, nose 7. Sear - Front return face. In addition the front sight had been out and a red ramp installed. Also, the strain screw had been replaced with one of steel composition. All of the above modifications were done without the knowledge of the range master and would be in violation of Departmental Order 7 Chapter 12; sub paragraphs 12.5.1, 12.5.2, and 12.5.3. As for the service revolvers issued to Officers Seiglie, Miranda, and Sharpsteen, as well as, Sergeants Chapek and Miranda, the following was revealed and common to each: Page (42) 8f -154 - Major Raul Martinez, -Commander I.S. Case No. 7857/R Internal Security Unit A. The exterior of the weapons were highly polished. B. No internal parts were altered, stoned or polished. C. Weapons meet factory specifications. D. Single action modifications had been performed. The same inspection of Officer Alvarez's weapon, a Smith and Wesson model 64-1, serial number D640733, revealed the following: A. Exterior of the weapon was highly polished.- B. Grips of plastic composition. C. Side plate bearing surface buffed. D. Hammer block buffed. E. Buffed: Hammer, sear, hammer nose, rebound seat, cocking notch. F. Rebound spring trimmed to 15 1/2 coils. G. Buffed rebound block, rebound block hammer seat. H. Buffed trigger, trigger bevel, trigger hook. I. Buffed cylinder stop, cylinder stop bevel. J. Buffed rear bolt, rear bolt leg, front bolt leg. K. Excessive side plate tolerance. L. Single action notification not performed. It should be noted that, concerning item "L single action modification...", at the time of the discharge the departmental policy of removing the single action capability from all service revolvers had not yet been established. On 15 April 1985, I requested Victor Rybalka contact a representative of Smith and Wesson in an effort to gain a definitive answer regarding whether or not polishing a stainless steel weapon was considered by the factory to be a refinishing process. In turn Ryblaka contacted Mr. Gene Davis, service manager at Smith and Wesson. Mr. Davis advised that the polishing, or buffing if you like, of a stainless steel weapon was considered a refinish of the factory surface. (See Ryblaka's memorandum in the case file). Per departmental orders, Internal Security does not make a determination concerning the actual discharge of a firearm. Rather, discharge reports are referred to, and reviewed by, the Discharge of Firearms Advisory Committee. It is the committee's responsibility to determine if the discharge of firearm is in compliance with Florida Page (43) 8E-154 t Major Raul Martinez, Commander I.S. Case No. 7857/R Internal Security Unit State Statutes; Civil Service Rules and Regulations; and Departmental Rules and Regulations, Orders, SO.P's, and Policy. However, Internal Security is responsible to determine violations of administrative policies and procedures. FINDINGS: A finding related to the singular act of the discharge of firearm by Officer Luis Alvarez will be determined by the Discharge of Firearms Advisory Committee. (See D.0.7, Ch 13; paragraph 13.6.5). The investigation by Internal Security determined the following violations of administrative policies and procedures: 1. Allegation against Officer Alvarez of Untruthfulness; Substantiated. The substantiated charge of untruthfulness is based upon conflicting statements made by Officer Alvarez. During his emergency radio transmission, immediately following the shooting, Officer Alvarez stated" .... somebody pushed me and a shot went off...". (See transcript of the transmission referred to in the body of this report, or to a copy of the communications tape in the case file). In addition to the radio transmission, according to the testimony of Sergeants Cheatham and Olon, as well as, Detectives Buhrmaster and Cotera, Officer Alvarez made statements while on the scene indicating: "Officer Alvarez jerked back and that a shot went off"; "The gun went off"; "...he says he jerked back and his gun discharged"; and "...his gun went off". (See the individual depositions and court transcripts for details of statements made by Officer Alvarez following the shooting). Immediately following the discharge, in the radio transmission and statements, Officer Alvarez stated that the shot went off or the gun went off. However, during his trial testimony and his statement to Internal Security, Officer Alvarez reported that he fired the shot that killed Nevell Johnson, Jr. intentionally, in self-defense. Both cases cannot be truthful, as each are diametrically opposed and conflicting. Officer Alvarez's explanation of the conflict is that following the shooting he was in a "fog" and does not remember what he said over the radio or on the scene. Dr. Fitzhugh, a psychologist, testified that Officer Alvarez's "reaction was typical", however, Dr. Fitzhugh never spoke to, or discussed with, Officer Alvarez about the events of 28 December 1982. Yet, Cheatham, Buhrmaster, and Olon testified that Alvarez did not show any visible signs of stress while on the scene. Only Cotera reported that Alvarez appeared nervous. Page (44) 86-154 64 to Major Raul Martinez, Commander Internal Security Unit Officer Alvarez is in violation of: I.S. Case No. 7857/R Department of Police, Manual of Rules and regulations, Chapter 3; 3.103 Truthfulness 3.103.1 Members to be Truthful: Any member who departs from the truth, either in giving testimony, or in connection with any official order received by him, or in his official duties, shall be considered in violation of this rule, and subject to charges being filed. Members and employees are required to speak the truth at all times and under all circumstances, whether under oath or otherwise, except in cases where they are not allowed by Rules and Regulations to divulge the facts within their knowledge, in which case they will say nothing. 2. Allegation against Officer Alvarez of Improper Procedure; Substantiated. On 28 December 1982, Officers Alvarez and Cruz were assigned to Unit 238, a roving Patrol Unit assigned to address known problems within 30 sector. As senior officer and F.T.O., Officer Alvarez was responsible for the decisions and conduct of the unit. It has been documented that Unit 238 did not ask for, nor receive, permission to leave their sector to check the game room at 1495 NW 3rd Avenue. On face value, this is a violation of Departmental Order 9, Chapter 2, which addresses "zone boundaries". It is therefore, appropriate for Internal Security to cite this violation. However, there are extenuating circumstances that also need to be addressed for consideration. The officers, at Alvarez's initiative, were out of their assigned patrol area without permission, however, they were only four blocks out of their area and within a sector where they would routinely receive numerous primary and back-up calls for service due to their roving unit status. Furthermore, as pointed out in Major Mahoney's memorandum of 6 January 1983, "...the officers were involved in police related matters undertaken by their own volition as opposed to conducting personal business out of their assigned area." The memo continued, "Based on the officers motivation..., it is difficult not to sanction this kind of self - Page (45) 86-154 �911 - 0 - 1�� Major Raul Martinez, Commander I.S. Case No. 7857/R Internal Security Unit initiated activity by a training officer. "(See memorandum in the case file, or refer to previous discussion of the matter in this report). Officer Alvarez is in violation of: Departmental Order 9, Chapter 2: 2.0 Zone Boundaries. The City is divided into 7 sectors and 42 patrol zones. A unit shall patrol within the assigned zone unless authorized otherwise by the Sector Sergeant. Zones not covered by a unit due to resource shortages will be delegated to an adjacent unit by the Sector Sergeant for routine patrol. During the course of the Internal Security investigation, a common practice among departmental personnel was revealed. The practice consisted of members having the exterior of their city issued service revolvers polished, or buffed, to a reflective high sheen. It is a well documented and widely publicized fact, that certain work had been performed 'on Officer Alvarez's service revolver. Including Officer Alvarez's weapon, a total of seven revolvers were examined after it was learned that all were "buffed" by Mr. Luis Rivera. In each case, the exterior of all the weapons had been polished. Only Officer Bequer's and Officer Alvarez's revolvers had some form of interior work performed. Bequer was able to produce a receipt for the work on his weapon from Continental Gun Shop. Alvarez disclaimed any knowledge of the interior work on his weapon. The point here is not who performed the work, all seven remained within factory specifications, but that the work was performed at all. Departmental Order 7, Chapter 12, covers "Firearms and Ammunition Specifications" for the Miami Police Department. A strict interpretation of the departmental order indicates that all seven members who's weapon were polished are in violation of said order. However, the seven weapons are only a small sampling of the practice. One need only observe uniformed personnel to see that the buffing of stainless steel weapons is perhaps the rule rather than the exception. Perhaps the same could be said about "actions honed" or "interior work". The same could be said about the plastic grips Officer Alvarez placed on his weapon. These plastic grips which appear with a wooden grain are popular among uniformed personnel. The fact that they were Page (46) z 86-154 2 U Major Raul Martinez, Commander Internal'Security Unit K 1 I.S. Case No. 7857/R widely used indicates the failure of inspections to recognize them as either a violation or, more important,, as a hazard. A review of departmental policy concerning the external and internal modification of service revolvers, as well as, the prohibition of plastic grips may be in order. The review should determine if these policies are in need of revision or modification. In absence of this review the following violations are cited: 3. Allegation of Im ro er Procedure (unauthorized modification of service weapon ; u stantiated against the following: Officer R. Officer J. Officer L. Officer G. Officer M. Sergeant I. Sergeant J. Bequer #0354 Seiglie #6370 Alvarez #0113 Miranda #4820 Sharpsteen #6400 Miranda #4817 Chapek #1020 The above are in violation of: Departmental Order 7, Chapter 12; 12.5.2 Firearms repair. All firearms in need of refinishing, repair or adjustment will be taken to the Supervisor of Firearms Training for an authorization to have the necessary work completed. This authorization will be in writing. The vendor doing the repair will be required to validate the repair authorization by a statement as what repairs were made, cost of repair and identification of the craftsman doing the work. In addition Officer Alvarez is in violation of: Departmental Order 7, Chapter 12; 12.1 FIREARMS 12.1.1. Specifications for the Basic Firearm Utilized b Uniform Sworn Personnel. Page (47) 86 -154 ♦ �a K Major Raul Martinez, Commander Internal Security Unit Grips: RH:mc Page (48) A( I.S. Case No. 7857/R Wooden or hard rubber, checkered or smooth finish. Members wishing to 'replace issued grips will do so at their own expense. Change of grips must be approved by the Supervisor of Firearms Training. 86-154 ALVAREZ, LUIS EMPLOYEE NAME ter' S.O.P. C5b Annex 1 Page 4 of 6 0113 POLICE I.D. NUMBER DISCHARGE OF FIREARMS REPORTS FIREARM DATE TYPE 38 Dec. 82 Service Revolver, S & W Wd 64-1, .38 Cal, Ser. # 0640733 i i I SYNOPSIS AND INCIDENT NUMBER Ofc. Alvarez and p4rtner, Ofc. Cruz, entered the game roan at 1495 NW 3rd Avenue. Alvarez discovered a Subj. with a revolver con- cealed in the waist- band of his pants. During brief period of contact a single round was discharged fran Alvarez's weapon. Subject was struck and subse- quently died as a result. ' Inc. #3623760G SUPERVISORS Lt. Ka mesh and Sgt. Olan FINDINGS Refered to dis- charge of firear advisory carmitt 8f --154 ON CITY OF MIAM1, FLORIDA INTEROFFICE MEMORANDUM TO. Clarence Dickson DATE: July 17, 1985 FILE. INV 11 Chief of Police SUBJECT Discharge of Firearms Advisory Committee .E.'l2t er Anderson, Jr. REFERENCES: Ofc. L. Alvarez — I.S. Case #7857 De y fief ENCLOSURES: Uniform Services Bureau The Firearms Advisory Board convened on July 17, 1985 to review the shooting case involving Luis Alvarez I.S. Case #7857R. Attached are the board members' findings and recommendations on this case. PLA:dl Attachments CITY OF MIAM1, FLORIOA INTEROFFICE MEMORANOUM TO. Clarence Dickson OATS: July 17, 1985 FILE. I411 11 Chief of Police SusJECT. Discharge of Firearms Advisory Committee FROM! Per Anderson, Jr. REFERENCES: I.S. rase #7857R - Ofc. L. Alvarez Deputy Chief Uniform Services Bureau ENCLOSURES: The Discharge of Firearms Advisory Committee convened on Wednesday, July 17, 1985. The Committee was comprised of: Com•ittee Chairman: Patrol Commander: Staff Member: administrator: The case reviewed was I.S. # Officer Involved: C/O Reporting: I.S. Reporting: Deoutv Chief Perry L. Anderson, Jr. Colonel Billy R. Riggs Colonel John Fonner Off. E. Martinz Off. M.E. Fernandez 7857R Luis Alvarez #0113 Captain Peter Kamenesh Sgt. Robert Hill YES NO X 1. Is this discharge of firearm in compliance with the Florida State Statute, Dept. Rules and Regulations, and Dept. Orders: (If no, mandatory comments necessary) YES NO X 2. Were written directives sufficient to provide adequate direction to the officer in this particular incident? (If no, mandatory comments necessary) YES NO X 3. Was shooting accidental? 4. Committee's recommendation to Chief of Police: The committee members all agreed that Officer Alvarez acted within Fla. State Statutes and City of Miami Police 5epartment guidelines in re erence to this shooting. The committee recommends that training Deg reinforced in the areas -of -Dept. Order, 7, Chapter 1 .('_ `-awing_ _ofirearms) and Chapter 13.3 Discharge off' 86-154 - k s ■