HomeMy WebLinkAboutR-86-0328I
A RESOLUTION AUTHORIZING THE CITY
MANAGER TO SEEK COMPETITIVE PROPOSALS
FOR THE PROVISION OF ADMINISTRATIVE
SERVICES, GROUP TERM LIFE INSURANCE,
AND GROUP MEDICAL STOP LOSS INSURANCE
COVERAGE FOR THE CITY GROUP BENEFITS
PLAN.
WHEREAS, the City has not sought competitive proposals for
administrative services, group life insurance, and group medical
stop loss insurance for several years; and
WHEREAS, the trustees of the Self -Insurance and Insurance
Fund at the their meeting of March 20, 1986, unanimously agreed
to recommend that the City Commission authorize the City Manager
to seek competitive proposals for these services in order to
provide the best possible services at the most reasonable price;
NOW, THEREFORE, BE IT RESOLVED BY THE COMMISSION OF THE CITY
OF MIAMI, FLORIDA:
Section 1. A. That the City Manager is authorized to seek
competitive proposals for administrative services, group term
life insurance, and group medical stop loss insurance coverage
for the City of Miami group benefit plan utilizing a request for
proposals substantially the same as the attached.
PASSED AND ADOPTED this 71-h day of MAY , 1986.
PREPARED AND APPROVED BY:
APPROVXD /ASiTQ FORM AND CORRECTNESS:
C A . DOUGf1rTY1 CITY ATTORNEY
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G7�
AVIER L. SUAREZ, MAYOR
CITY COMMISSION
MEETING OF
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CITY OF MIAMI. FLORIDA
INTER -OFFICE MEMORANDUM
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TO: The Honorable Mayor & DATE: MAY 60 F'FILMMembers of the City Commission 11900
SUBJECT: Request for Proposal -Group
Administrative Services,
Life Insurance, Group Health
Benefits Stop Loss Insurance
FROM: Cesar H. Odlo REFERENCES:
City Manager 0
ENCLOSURES:
IT IS RECOMMENDED THAT THE ATTACHED
RESOLUTION AUTHORIZING THE CITY MANAGER
TO SEEK COMPETITIVE PROPOSALS FOR THE
PROVISION OF ADMINISTRATIVE SERVICES,
GROUP LIFE INSURANCE, AND GROUP MEDICAL
STOP LOSS INSURANCE COVERAGE FOR THE
CITY GROUP BENEFITS PLAN BE ADOPTED
The Equitable Life Assurance Society of the United States has
administered the City's self -funded group health benefits plan
since 1978, and has underwritten its group life insurance program
for a significantly longer period of time. In addition since its
first purchase in 1985, Equitable Casualty, a subsidiary of
Equitable Life Assurance Society of the United States has
underwritten the City's group medical benefit stop -loss
insurance. No competitive proposals have been sought during this
period.
The City Manager had originally requested and received Commission
approval to seek competitive proposals for the administrative
part of these services in 1984, however, shortly after receiving
that approval the City's group benefits plan was modified
significantly as a result of labor negotiations and as major plan
changes were being implemented effective January of the following
year, it was felt that the possibility of changing plan
administrators in the middle of such changes could adversely
affect the implementation of the plan and the request for
proposals were not released.
The trustees of the Self -Insurance and Insurance Fund at their
meeting of March 20, 1986, again reviewed the need for seeking
competitive proposals in this area. While the trustees felt that
services provided by the Equitable were not unsatisfactory, they
felt that it would be a proper and prudent business decision to
review the services available from other firms in this area.
A request for proposals substantially in the same form as we
would recommend utilizing is attached.
8V-3 8'
REQUEST FOR
GROUP BENEFITS PROPOSALS
CITY OF MIAMI, FLORIDA
April 17, 1986
DRAFT
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TABLE OF CONTENTS
I. REQUEST FOR GROUP BENEFITS PROPOSAL
EMPLOYER
CONTACT
TIMETABLE
INSTRUCTIONS FOR DELIVERY OF PROPOSAL
II. BACKGROUND INFORMATION AND REASON FOR REQUEST
FOR PROPOSAL
GENERAL
REASONS FOR REQUEST FOR PROPOSALS
OBJECTIVES
III. PLAN DESIGN AND FUNDING CONSIDERATIONS
PLAN DESIGN
HEALTH MAINTENANCE ORGANIZATIONS
FUNDING CONSIDERATIONS
IV. ADMINISTRATIVE, SERVICE AND INSTALLATION
CONSIDERATIONS
ADMINISTRATION OF CLAIMS
EMPLOYEE RECORDS -KEEPING
SERVICING AND INSTALLATION
V. CENSUS, EXPERIENCE AND RELATED DATA
CURRENT CENSUS
VI EXHIBITS
ADMINISTRATION FEES
QUESTIONNAIRE
MATERIALS/FORMS TO BE INCLUDED WITH
PROPOSAL
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86--32Q
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I. REQUEST FOR GROUP BENEFITS PROPOSALS
EMPLOYER: City of Miami, Florida
c/o Finance Department
Risk Management Division
65 S.W. 1st Street
Miami, F1 33130
CONTACT: Mr. Donald C. Dunlap
Assistant Finance Director
Risk Management Division
TIMETABLE:
Release of Specifications To be determined
Deadline for receipt of Proposals To be determined
Decision on Carrier To be determined
Effective Date of Change October 1, 1986
INSTRUCTIONS FOR DELIVERY OF PROPOSAL
Two copies of each company's proposal are requested and should be
sent or delivered to arrive at the above office before the close
of business on the above indicated deadline.
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SG- 328
II. BACKGROUND INFORMATION AND REASONS FOR
REQUEST FOR PROPOSAL
GENERAL
The City of Miami's group benefits are currently administered by
The Equitable Life Assurance Society of the United States. Life
insurance and accidental death and dismemberment are also
provided through The Equitable. Comprehensive group health
benefits are self funded through the City's Self -Insurance and
Insurance Fund and administered through an Equitable
Administrative Services Only contract. Specific stop loss is
provided by Equitable Casualty Insurance Company.
The current arrangement has essentially been in effect since
June, 1978. However, several significant events in plan
participation and benefits have occurred during this period.
Three of the City's four bargaining units have formed their own
benefits plans and the penetration of health maintenance
organizations has been substantial in the remaining group.
Effective January 1, 1985, the health benefits plan was modified
with the adoption of several cost containment measures.
REASONS FOR REQUEST FOR PROPOSALS
The reduction in the group size, the fact that the plan has not
sought competitive proposals for a number of yegrs and the
implementation of several cost containment -oriented plan design
changes have prompted the request for proposals. While the
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incumbent administrator's performance is viewed as satisfa'tory
all available alternatives are being explored. f
OBJECTIVES
The City has established a precise set of objectives which will
be used to judge the quality and cost effectiveness of the
proposals received. While cost is a critical factor, quality of
available services consistent with the City's expressed needs
will also be explored.
The combination of services designed to remove City involvement,
to the extend practicable, from group benefits administration
along with the most reasonable cost consistent with those
services will receive favorable consideration.
Criteria for selection of an administrator include, but are not
limited to the following:
o Net cost of insuring/administering the program consider-
ing premium and fee payments to insurer/administrator and
internal City expenses associated with administering the
program.
o Meaningful statistical reporting and periodic, brief
analyses of plan's financial experience.
o Computerized claims payment with minimal City involvement
in eligibility certification and in claim questions.
o Simplified employee records keeping and reporting
procedures.
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86-326.
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III. PLAN DESIGN AND FUNDING CONSIDERATIONS
PLAN DESIGN
A copy of the current employee booklet is enclosed. This
booklet is completely up to date and may be relied upon as an
accurate description of current benefits. Changes not noted in
current booklet are attached.
The current attachment point for the specific stop -loss coverage
for the medical benefits portion of the plan is $97,500. Please
quote attachment points of $100,000 and alternatively $50,000.
The Life Insurance and Accidental Death and Dismemberment plan
will not change.
The City would desire that one firm provide all the service and
coverages required, however the City recognizes that not all
qualified firms may be able to provide all services or coverages.
The use of sub -contractors is permitted although they must be
identified as part of the proposal and the City would consider
separate proposals for the insurance portions of this proposal.
The firm selected must be able to administer a pre -admission and
concurrent review program and supervise rehabilitation benefits.
HEALTH MAINTENANCE ORGANIZATIONS
The City currently offers a choice of HMO's, in addition to the
indemnity plan. These are:
CIGNA Healthplan
International Medical Center
Health Options of Florida, Inc.
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IV. ADMINISTRATIVE, SERVICE AND INSTALLATION CONSIDERATIONS
ADMINISTRATION OF CLAIMS
As is indicated in the Objectives, a great deal of emphasis is
being placed upon efficient, expeditious claim handling.
Further, the City wishes to be as far removed from the actual
claim payment process as is possible. Totally integrated, fully
computerized, direct claims processing with minimal manual
involvement by the claim processor seems to be the optimum answer
to this objective. The questionnaire at the end of these
specifications asks some very detailed questions regarding your
claims system. You should be very specific, but brief, in
responding to these questions.
EMPLOYEE RECORDS -KEEPING
The City currently maintains all employee records in a
computerized personnel file system. This is the file from which
medical claim certification lists are developed. Life
certification lists are developed. Life beneficiary and
coverage amount information is obtained from an employee card
file at time of claim. Note that individual dependent names,
dates of birth, etc., are not kept in the computerized system.
It is intended that the current approach be retained, however, if
your employee records keeping system is relatively simple and you
can furnish well documented but brief instructions for its day to
day operation, the City will give consideration to a change.
Your system should clearly demonstrate, however, that a
significant portion of the administrative burden is being
transferred away from the City.
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SERVING AND INSTALLATION
The ready availability of an experienced, salaried representative
of the administering company is a service which has a reasonably
high priority. Companies should consider this and include in
their proposals a description of the responsibility and
qualifications of their service representatives, and an
indication of the proposed frequency of service calls they would
make at the City's administrative headquarters.
If a change is made in the City's administrator, the transition
and installation will require proper management. Changes in
forms, systems and procedures will require a coordinated effort
on everyone's part to assure that nothing drops into the cracks.
Companies should include in their proposals a description of the
manner in which the transition would be managed and an indication
of the responsibilities each party would hay.e during the
transition.
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V. CENSUS DATA
Most current etmss data will be inserted here.
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86-32.E.
Please use the following assumptions in calculating your monthly
ASO charge factor:
o Claims experience is to be kept separate between actives
and retired. No further separation of accounting is
required.
o No commissions or consulting fees are to be included in
your quoted costs. If"you are required to pay a finder's
fee or similar charge, please identify this in a separate
discussion.
o Toll -free claim office telephone service availability to
to employees, retirees and family members only.
o Standard, no extra charge, monthly statistical reports.
Any reports which are needed that require an additional
charge will be considered separately.
o A normal range of administrative and technical services,
including medical conversion, which would apply to a
fully insured, conventionally rated risk.
o Claims will be handled on a direct basis. Employees
will send claims direct to the claim office which will
certify eligibility based on a periodic listing to be
furnished by the City.
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86-32F:
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MMEEF
Annual Administrative Charge $
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Monthly Charge Factor $ per
List charges for other administrative services separately..
STOP LOSS INSURANCE
Monthly Cost Per Covered Employee
a. $100,000 attachment point $ !
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b. $50,000 attachment point $ (—
Name of insurer
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wF �+Li
k".. LIFE AND AD&D
Monthly Annual
Volume Rate Premium Premium
Life /$1000 $ $ -
AD&D /$1000 $ $
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86---32E
QUESTIONNAIRE
A. General Claim and Service Questions
1. Please indicate the location of the office from which
claims would be paid.
Death
Medical
In the event that the City or one of its employees must
contact your claim office from outside the local calling
area, is a WATS number available? Yes No.
If no, what other arrangements will you make for this
situation and how much extra, if any, will you charge for
this service?
2. Is your medical explanation of benefit payment form (EOB)
furnished to the employee , The City ,
the provider of services ?
3. In the event that a medical claim cannot be completed
within a week of its receipt in your claim office due to
incomplete information, necessity to contact the
provider, unusual backlog of claims to be processed,
etc., do you contact claimants to let them know there
will be a delay in processing their claim and give them
the reasons for the delay?
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4. With respect to each individual employer client, do you
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conduct reviews of claim experience periodically to
determine instances of overutilization, consistently
excessive charges, plan abuse and related problems and do
you counsel the employer in how to address these
problems? Yes No. If Yes, please furnish
an example of your action plan. If no, would you be
willing to do so for the City? Yes No.
5. Preadmission certification and concurrent utilization
review are required in the administration of the plan.
Indicate who will perform this service and describe its
operation, including a discussion of all forms and
communications to be used.
B. Claim Payment System Questions
1. Is your medical claims processing completely computerized
(paperless processing), partially computerized or totally
manual?
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4. With respect to each individual employer client, do you
conduct reviews of claim experience periodically to
determine instances of overutilization, consistently
excessive charges, plan abuse and related problems and do
you counsel the employer in how to address these
problems? Yes No. If Yes, please furnish
an example of your action plan. If no, would you be
willing to do so for the City? Yes No.
5. Preadmission certification and concurrent utilization
review are required in the administration of the plan.
Indicate who will perform this service and describe its
operation, including a discussion of all forms and
communications to be used.
H. Claim Payment System Questions
1. Is your medical claims processing completely computerized
(paperless processing), partially computerized or totally
manual?
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2. If your medical claims are computerized, how many months
of charge data are maintained in the family history file
maintenance for use in detecting duplicate bills and to
perform similar editing?
3. What is your average medical claim turnaround time?
days. From what point in claim processing do you
start to measure turnaround and at what point do you
consider a claim to be completed?
Does the above number of days include weekends and
holidays or just working days?
Do you regularly report your average claim turnaround
time to your clients? Yes No. Do you
regularly report progress on other timeliness objectives,
e.g., 85% within 6 working days, to your clients?
Yes No. If our answers are "no" would
you be willing to provide such a report to the City?
Yes No.
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SG --32a.
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C. Claim Processor Questions
1. What type of training do you give your new medical claim
processors and what, typically, is their business
background before coming to work for you?
2. How many medical claims processors are located in the
office from which you would pay claims for the
City? Would you assign specific
processors to handle all of the City's claims or would
they be handled by any of your processors on a first
come, first served basis?
3. How do you define a medical claim, e.g., is each bill a
claim, is each family member's bills received at one time
a claim, are all the bills for all family members
received at one time a claim, is each "cause" a claim,
etc.?
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4. What productivity goals have you assigned to your medical
claims processors, i.e., how many "claims" do you expect
to be completed per processor per day?
5. Please indicate the process followed in quality reviews
of each processor's work. Be specific as to "in process"
reviews and reviews of completed, after -the -fact claims.
Describe how claims are selected for review, the number
selected and who is doing the review.
D. Miscellaneous Questions
1. What trend factor are you using in projecting medical
claims for this proposal? If possible, please identify
the portions of these percentages attributable to
increased fees, increased utilization, cost shifting and
new technology.
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SG--32S.
2. If your company policy permits, please furnish a list of
your Florida public employer and private corporate
clients with 200 or more employees. Also, if your
company policy permits, please identify any similar size
Florida clients who have cancelled their plans with you
within the past five years.
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3. What is your source of usual, reasonable and customary
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charge data?
How frequently are these data updated?
Are usual, reasonable and customary determinations
completely computerized?
Is it your practice to reduce benefits to the appropriate
usual, reasonable and customary charge level regardless
of how small the difference in charge? If not,
what guidelines do your processors use?
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4. What controls are regularly employed by your processors
to detect duplicate bills, COB situations and to detect
and avoid fraud by claimants and providers of services?
5. If selected as their claims administrator, would you
provide the City with a periodic report reflecting COB
savings? If yes, the samples you
are including should show COB savings.
How do you define COB savings? e.g., are reductions due
to Medicare and automobile no fault include?
6. Describe the measures you would take to assure claim
check security and to control potential fraud among your
employees.
7. Describe the measures you and your bank would take to
control potential fraud in the transfer of monies from
the City's general bank account to the plan's bank
account.
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8. Describe the approach you would take to assure that
the terms of the pre-existing conditions limitation are
applied correctly to all claim submission.
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9. Describe the approach you would take to identify situa-
tions and eliminate overpayments where claims for the
same condition are filed for both Workers' Compensation
and this plan. j
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10. An annual financial statement, pursuant to Section 112.08
of Florida Statutes, must be filed with the Office of
Treasurer, Insurance Commissioner, State of Florida by
the City. A copy of the instructions is included at the
end of these specifications. The City wishes to pass the
task of completing this statement to its medical claims
administrator. Would you be willing to do this?
Yes No.
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MATERIALS/FORMS TO BE INCLUDED WITH PROPOSAL
It is requested that in addition to the exhibits in this section
your proposal include the following items:
o Sample ASO contract.
o Sample employee booklet and life, AD&D certificate.
o Copy of each available management report, frequency of
availability, number of copies available and a summary of
their cost to the City and your recommendations as to
which reports would be most appropriate.
o Example of a summary analysis of claim statistics reports
and a suggested action plan.
o Claim form and Explanation of Benefit Payment -form.
o Medical conversion application and policy.
o Narrative description of the method to be used in the
transfer of money from the City to the plan bank account.
Include copies of forms to be used and reconciliation
reports.
o Description of qualifications and duties of the salaried
representative who would service this account.
o Discussion on installation planning, installation team
and scheduling and sample implementation schedule.
o Discussion of the service you would intend to use in
performing preadmission certification and concurrent
utilization review. Include copies of forms to be used
and communications with employees regarding the
certification and review process.
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SC --32®.
o Administrative forms and instructions manual you would
provide to the City for employee insurance records —
keeping purposes.
o Copy of your Annual Report.
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86--328.
;TATE TREASURER
NSURANCE COMMISSIONER
:IRE MARSHAL
•� � \M111��,
19
THE CAPITOL
TALLAHASSEE 32301
October 4, 1984
DIVISION OF INSURANCE RATING
INFORMATIONAL BULLETIN 84-261
TO: ALL SELF FUNDED HEALTH BENEFIT PLANS FOR
PUBLIC OFFICERS AND EMPLOXEES
FROM: VLL GUNTER, INSURANCE COMMISSIONER AND TREASURER
SUBJECT: FILING REQUIREMENTS UNDER SECTION 112.08, FLORIDA STATUTES,
AS REVISED BY HOUSE BILL 1145
In order to be authorized to operate or continue to operate, each self -funded
health benefit plan must be approved by the Department as actuarially sound.
As amended by House Bill 1145, Section 112.08 now provides that prior to approval
of a plan, the local government unit must submit its plan, along with a certi-
fication prepared by an actuary who is a member of the Society of Actuaries or
the American Academy of Actuaries as to the actuarial soundness of the plan, to
the Department.
In order for the Department to continue to grant such approval, Florida Statute
112.08 now requires that a report must be submitted annually to the Department
within 90 days of the end of the plans' fiscal year.
Additionally, House Bill 1145 requires that the annual report be prepared by
a member of the Society of Actuaries or a member of the American Academy of
Actuaries.
The annual reporting requirement will be effective for all plans having fiscal
years ending on or after June 30, 1984.
Attached to this bulletin are forms which should be used to provide the informa-
tion necessary for the Department to evaluate actuarial soundness. A memorandum
explains the use of these forms. In•addition, a copy of House Bill 1145 is
attached.
BG:Rp
Attachments
An Affirmative Action/Equal Opportunity Employer
8f�~-32E .
STATE TREASURER
INSURANCE COMMISSIONER
FINE MARSHAL
THE CAPITOL
TALLAHASSEE 32301
Memorandum to: Company Addressed
Subject: Section 112.08, Florida Statutes, as revised by
House Bill 1145. Data required for determining
actuarial soundness of self -funded plans for
health, accident and hospitalization coverages
for local government units of public officers
and employees.
Section 112.08, Florida Statutes, relating to self-insurance
programs, was amended by the 1984 Legislature. Under this
section, such programs are required to submit certain reports
to the Department of Insurance for the purpose of establishing
actuarial soundness.
The following information needs to be furnished to this office
in connection with the above programs of self-insurance. It
is required that the information be provided on the forms
attached. _
Prior to implementing such a plan, Exhibits "A" and "C" should
be submitted to the Department for review.
Each year, within 90 days of the and of the fiscal year, Exhibits
16" and "C" should be submitted to the Department for review.
Exhibit "D" should also be submitted if necessary.
Additionally, submit Exhibit "E" immediately, and whenever items e
on it change.,
R
:tioKE�W O *onan ty Employer
SC--326
EXHIBIT A
To be submitted prior to the implementation of a new plan.
1. Number of employees to be covered during the
first year
a. Without dependent coverage
b. With dependent coverage
2. Premium rate for each employee
a. Without dependent coverage
b. With dependent coverage
3. Amount of premium to be paid into -the fund
a. By the local government unit
b. By the employee
4. Other income expected to come into the fund
State source and amount
a.
b.
c.
5. Expected expenses for the first year of the fund
a. Salaries
b. Consulting Fees
c. Office Expense
d. Taxes
e. Other (if other is greater than 10% of the
total of a, b, c and d, explain the costs
in detail).
6. a. Expected incurred claims. This represents
the total of claims expected to arise from
the first policy year, regardless of when
they are paid. It is expected that at the
end of•the fiscal year, there will be out-
standing claims for which some payments
have already been made but more payments are
expected to be made; outstanding claims for
which no payments have yet been made; and
claims which have been incurred but not as
yet reported. The estimate of incurred claims
should include all of these plus the expected
claim payments.
t. Stop Loss insurance premiums
SC-328.
EXHIBIT B - PART 1
To be submitted within 90 days of the end of each fiscal year.
Benefit Benefit Benefit
(a) (b) (c)
1. Type of Benefit
2. Plumber of covered employees
a. Single employees
b. Employees with dependents
3. Number of claims files
4. Claims Incurred
5. Claim Frequency (3 !- 2)
6. Average Claim (4 s 3)
7. Annual Claim Cost (4 f 2)
PART 1
1. Premium Income
2. Other Income (if amount is greater than
10% of (1) explain in detail)
3. Investment Income (if amount is greater
than 10% of (1) explain in detail)
4. Total Income (1 + 2 + 3)
5. Claims Paid
6. Claim Reserves - End of Current Year
(attach an explanation of how reserves
were calculated)
7. Claim Reserves - End of Prior Year
(must match with prior report or an
explanation must accompany this report)
8. Total Incurred Claims (5 + 6 - 7)
0. Stop Loss Insurance Premiums
10. Payments to amortize unfunded liabilities
8f -'32F
EXHIBIT B - PART 2
Continued...
11. Expenses
a. Salaries
b. Consulting Fees
c. Office Expenses
d. Taxes
e. Other (if other is greater than 10%
of the total of a - e, explain the
costs in detail)
f. Total expenses (a + b + c + d + e)
12. Total Disbursements (8 + 9 + 10 + 11f)
13. Gain or Loss (4 - 11)
If 13 is negative complete Exhibit D.
If 13 is positive explain what will be done
with the funds.
86--12F.
EXHIBIT C
To be submitted with each report.
This is a projection of the next
s�
three years of the plans operation.
(Dollars in Thousands)
Year 1 Year 2 Year 3
1. Number of employees
2. Premium Income
3. Other Income
(Includes investment income)
4. Total Income (2 + 3)
5. Total Incurred Claims
6. Total Expenses
7. Total Disbursements (5 + 6)
8. Total Cain or Loss (4 - 7)
If line 8 is negative, provide an explanation as to why premium rates cannot be
increased.
EXHIBIT D
This report is only to be submitted
if the current year ended in a fund
deficit. Plans for eliminating such
deficit are to be submitted to the
Department of Insurance.
1. Past unfunded liability. Total prior unfunded
liabilities accumulated at interest, less payments.
2. Amount of additional unfunded liability (from
Exhibit B, line 12).
3. Total unfunded liability as of year end.
4. Describe your proposed plan for eliminating the unfunded
liability. Consider interest and show the total repayment
schedule.
8f - 326,
Pia;; Dame:
Individual Contact:
Address.
PhonE :
Adrinistrator:
Individual Contact:
Address:
Phone:
Actuarial Firm
Address:
Consultant:
Phone:
Actuary:
Phone:
Plan Fiscal Year:
86- 32E
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