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HomeMy WebLinkAboutR-86-08073-86-886 RESOLUTION NO� ~ 8 0 7 A RESOLUTION AUTHORIZING THE SALE OF CITY OF MIAMI, FLORIDA, GENERAL OBLIGATION BONDS CONSISTING OF $2,375,000 STREET AND HIGHWAY IMPROVEMENT BONDS AND $4,000,000 POLLUTION CONTROL AND INCINERATOR FACILITIES BONDS; PROVIDING FOR THE TER14S F; AND CER'E"AIN MATTERS IN CONNECTION THEREWITH; AND PROVID- ING AN EFFECTIVE DATE. BE IT RESOLVED BY THE COMMISSION OF THE CITY OF MIAMI, FLORIDA, AS FOLLOWS: SECTION 1. FINDINGS. The City Commission (the "City Commis- sion") of the City of Miami, Florida (the "City") has found and determined and hereby declares that: A. The City Commission, at a meeting duly held on May 13, 1970, duly passed and adopted, inter alia, ordinances authorizing the issuance, subject to the election therein provided for, of bonds of the City as follows: (1) Ordinance No. 7861 (hereinafter "Ordinance 7861") that authorized $17075000 Street and Highway Improvement Bonds for the purpose of paying the cost of street and highway improvements in the City, including the constructing, reconstructing, extend- ing, widening, grading, paving, repaving, macadamizing and remacadamizing of highways, streets and other public ways, with necessary drainage, sewer inlets, manholes, catch basins, side- walks, curbs, gutters and appurtenances and the acquisition of land and rights of way and the landscaping, clearing and leveling thereof; to bear interest at a rate not exceeding seven and one- half percent per annum; and (2) Ordinance No. 7864 (hereinafter "Ordinance 7864") that authorized $7,000,000 Pollution Control and Incinerator Facili- ties Bonds for the purpose of paying the cost of pollution control and incinerator facilities in the City, including constructing, reconstructing, expanding and improving inciner- ators# establishing intermediate trash storage and collection points and acquiring any necessary land and equipment; to bear interest at a rate not exceeding seven and one-half annum; and -lo JAN0465 B. Each of said ordinances called a special election to be ;`-- held on the 30th day of June. 1970, for the purpose of submitting to the electors of the City, authorized by law to participate in such election, the question of whether such bonds should be issued; and C. At its meeting held on May 28, 1970, the City Commission duly passed and adopted Ordinance No. 7869 (hereinafter "Ordi- nance 786911) providing for the holding of said special bond election on June 30, 1970 and for submitting to the qualified electors of the City of Miami, the question of whether such bonds should be issued; and D. Said election was duly and properly advertised and held in accordance with law and the ordinances providing therefor; and E. At a meeting duly held on July 1, 1970, the City Commis- sion duly canvassed the returns of said special bond election and y' duly passed and adopted Resolution No. 41653 (hereinafter "Reso- lution 4165311) canvassing said returns and declaring the results of said special bond election, and in said resolution found, >._ determined and declared, inter alia, as follows: `t k; (1) 8,127 votes were cast by freeholders and 4,027 votes were cast by non -freeholders Y in favor of the issuance of bonds of The City of Miami �« in an aggregate principal amount not exceeding _.,. ,$17,375,000 for the purpose of paying the cost of STREET AND HIGHWAY IMPROVEMENTS in the City of Miami, and 9,105 votes were cast by freeholders and 1,790 votes were cast by non -freeholders against the issuance of said bonds. .`` (21 8,710. votes were cast by freeholders and 4,444 votes were cast by non -freeholders in favor of the issuance of bonds of The City of. Miami s _ in an aggregate principal amount not exceeding $7#000,000 for the purpose of paying the cost of POLLUTION CONTROL AND INCINERATOR FACILITIES in the City of Miami. and 8,245 votes were cast by freeholders and 1,475 votes were cast by non -freeholders against the issuance of said bonds u ;_ F. At a meeting of the City Commission held on May 130 1971, the City Commission duly passed and adopted Reso:lution,N94 .a; -« 42484 (hereinafter "Resolution No. 42484") entitled: t R - 2 - JAN0465V rt A RESOLUTION PROVIDING FOR THE ISSUANCE OF $17,375,000 STREET AND HIGHWAY IMPROVEMENT BONDS OF THE CITY OF MIAMI, FLORIDA, providing for the issuance, under the authority of the Constitu- tion and laws of the State of Florida, including the Charter of the City, of bonds of The City of Miami, Florida, in an aggregate principal amount not exceeding $17,375,000, for the purpose of paying the cost of street and highway improvements in the City of Miami including the constructing, reconstructing, extending, widening, grading, paving, repaving, macadamizing and remacada- mizing of highways, streets and other public ways, with necessary drainage, sewer inlets, manholes, catch basins, sidewalks, curbs, gutters and appurtenances and the acquisition of land and rights of way and the landscaping, clearing and leveling thereof (here- inafter the "Street Bonds"); and G. At a meeting duly held on July 23, 1970, the City Com- mission duly passed and adopted Resolution No. 41759 (hereinafter "Resolution 4175911) entitled: A RESOLUTION PROVIDING FOR THE ISSUANCE OF $7,000,000 POLLUTION CONTROL AND INCINERATOR FACILITIES BONDS OF THE CITY OF MIAMI, FLORIDA, providing for the issuance, under the authority of the Constitu- tion and laws of the State of Florida, including the Charter of the City, of bonds of The City of Miami, Florida, in an aggregate principal amount not exceeding $7,000,000 for the purpose of paying the cost of pollution control and incinerator facilities in the City of Miami, including constructing, reconstructing, expanding and improving incinerators, establishing intermediate trash storage and collection points and acquiring any necessary land and equipment (hereinafter the "Pollution Control Bonds"); and H. Pursuant to validation proceedings filed in the Circuit Court of the Eleventh Judicial Circuit of Florida, in and for Dade County, Florida, by judgment of said Court, dated July 2, 1971, $17,375,000 aggregate principal amount of the Street Bonds were duly and properly validated and said judgment was affirmed, upon appeal, by decision of the Supreme Court of Florida rendered on March 29, 1972; and -3- JKNi0465 ' �. I. Pursuant to validation proceedings filed in the Circuit Court of the Eleventh Judicial Circuit of Florida, in and for Dade County, Florida, by judgment of said Court dated September 8, 1970, $7,000,000 aggregate principal amount of the Pollution Control Bonds were duly and properly validated and the time for appealing said judgment has expired; and J. $2,375,000 aggregate principal amount of the Street Bonds have been authorized but not yet issued; and K. $4,000,000 of the Pollution Control Bonds have been authorized but not yet issued; and L. The City Commission hereby determines as follows: (1) that $2,375,000 aggregate principal amount of said Street Bonds shall be issued and sold pursuant to the terms and conditions hereinafter provided; (2) that $4,000,000 aggregate principal amount of said Pollution Control Bonds shall be issued and sold pursuant to the terms and conditions hereinafter provided; and M. Since the passage of Resolution No. 42484 and Resolution No. 41759, a number of changes have occurred in the area of law relating to tax exempt municipal obligations necessitating the adoption of this Resolution to, inter alia, supplement said Resolutions; and N. Under the authority of the Constitution and laws of the State of Florida, including Chapter 166, Florida Statutes, as amended, the Charter of the City of Miami, Chapter 10847, Laws of Florida (1925), as amended (the "Charter") and the aforesaid ordinances and resolutions, the City is authorized to issue its general obligation bonds for the purposes hereinbefore discussed; and O. Resolution No. 42484 provides that the Street Bondy shall be designated "Street and highway Improvement Bonds" and shall consist of 3,475 bonds of the denomination of $5,000 each, shall be issued at one time or from time to time and shall .be dated and sold as provided by resolution or resolutions of the City Commission, and shall mature as follows: -4- JAN0465 ,- .� ram: Years after Principal Date or Dates Amount 2 $1,390,000 3 10390,000 4 lr390,000 5 lf390,000 6 lr390,000 7 1,390000 8 1,390,000 9 1,390,000 10 1,390,000 11 1,390,000 P. Principal Amount $390,000 tik 390,000 385, 000 385,000: 385,000 385,000 385,000 385,000 385,000 Resolution No. 41759 provides that the Pollution Control Bonds shall be designated "Pollution Control and Incinerator Facilities Bonds" and shall consist of 1,400 bonds of the denomination of $5,000 each, shall be issued at one time or Years after Date or Dates 12 13 14 15 16 17 18 19 20 from time to -time and shall be dated and sold as provided by resolution or resolutions of the City Commission, and shall mature as follows: Years after Principal Years after Principal Date or Dates Amount Date or Dates Amount 2 $370,000 12 $370000 {-' 3 370,000 13 370,000 4. 370,000 14 370,000 5 370, 000 15 365, 000 6, 370,000 16 365,000 7 370,000 17 365,000 $ : - 370, 000 18.. 365 D 000 . 9 370,000 19 365,000 4 10 370,000 20 365,000 370, 000 r. Q. To provide for the issuance of the Street Bonds and the w; Pollution Control Bonds (hereinafter collectively referred to as the "1986 Bonds"), it is necessary and appropriate for the City Commission to fix the form, the details and provide for the payment of the principal of and interest on the 1986 Bonds. } SECTION 2. TRIS RESOLUTION TO CONSTITUTE CONVICT. In consideration of the acceptance of the 1986 Bonds to be issued hereunder by those who shall hold the same from time to time, this Resolution shall be deemed to be and shall constitute a contract between the City and such Bondholders. The covenants and agreements herein set forth to be performed by the City shall be'for the equal benefit, protection and security of the legal Bondholders of any and all of the 1986 Bonds, all of which shall be of equal rank and without preference, priority or distinction of any of the, 1986 Bonds over any other thereof, except as _ ff expressly provided therein and herein. _5- JAN0465 SECTION 3. ISSUE. A. There shall be issued and sold at this time Street and Highway Improvement bonds, Series 1986 in the aggregate principal amount of TWO MILLION THREE HUNDRED SEVENTY-FIVE THOUSAND DOLLARS ($2,375,000), being a portion of the $17,375,000 principal amount of said bonds authorized as hereinbefore described. The Street Bonds shall be dated October 1, 1986, shall be issued in the form of fully registered Bonds in the denomination of $5,000 or any intergral multiple thereof, shall bear interest from October 1, „4 1986, payable semi-annually, on April 1 and October 1 of each year, commencing on April 1, 1987, at such rates and prices and '= maturing in such amounts on October 1 of such year as provided in `z Schedule I -A attached hereto. B. There shall be issued and sold at this time Pollution �y Control and Incinerator Facilities Bonds in the aggregate princi- pal amount of FOUR MILLION DOLLARS ($4,000,000), being a portion of the $7,000,000 principal amount of said bonds authorized as hereinbefore described. The Street Bonds shall be dated October 1, 1986, shall be issued in the form of fully registered Bonds in the denomination of $5,000 or any integral multiple thereof, shall bear interest from October 1, 1986, payable semi-annually, on April 1 and October 1,. of each year commencing on April.l, K rat 1987 at such rates and prices and maturing. in such amounts on October 1 of such year as provided in Schedule I-B attached hereto. SECTION 4. REDEMPTION PROVISIONS. The 1986 Bonds maturing on or after October 1, 1997 shall be subject to redemption at the option of the City, prior to their respective maturity dates, as a whole at any time, or in part on any interest payment date in inverse order of their maturities, and by lot within a maturity, on or after. October 1, 1996, at the following redemption prices (expressed as percentages of the principal amount being redeemed) plus accrued interest to the redemption dates: JAAUQ465 e Ll Redemption Period (Both gates inclusive) October 1, 1996 to September 30, 1997 October 1, 1997 to September 30, 1998 October 1, 1998 and thereafter I�, Optional - Redemption Price 102% 101$ 10 0 % Notice of redemption shall be mailed by the Registrar and Paying Agent by first class mail, postage prepaid, at least thirty (30) but not more than sixty (60) days prior to the redemption date, to all registered owners of 1986 Bonds, to be redeemed at their addresses as they appear on the registration books of the City for the 1986 Bonds to be kept by the Registrar and Paying Agent. Failure to mail notice to the registered owner of the 1986 Bonds to be redeemed, or any defect therein, shall not affect the proceedings of redemption of such 1986 Bonds. Any 1986 Bond which is to be redeemed only in part shall be surrendered at any place of payment specified in the notice of redemption (with due endorsement by, or written instrument of transfer in form satisfactory to the City and the Registrar and Paying Agent duly executed by the registered owner thereof or his attorney duly authorized in writing) and the City shall execute and cause to be authenticated, if necessary, and delivered to the registered owner of such Bond without service charge, a new 1986 Bond or 1986 Bonds, of any authorized denomination as requested by such registered owner in an aggregate principal amount equal to and in exchange for the unredeemed portion of the principal of the Bonds so surrendered. SECTION 5. REBATE. A. There is hereby established a special fund of the City to be known as the "City of Miami, Florida, 1986 Street and Highway improvement Bonds Rebate Fund" relating to the Street z'a Bonds (the "Street Bonds Rebate Fund"). c B. There is hereby established a special fund of the City to be known as the "City of Miami, Florida, 1986 Pollution Control and Incinerator Facilities Bonds Rebate Fund" relating to the Pollution Control Bonds (the "Pollution Control Bonds -Rebate Fund"). r -7- = = JAiiO4b5 The Street Bonds Rebate Fund and the Pollution Control Bonds Rebate Fund are hereinafter collectively referred to as the "Rebate Funds". The Rebate Funds shall be deposited by the City with a bank or trust company authorized to accept such deposits. C. The City shall cause its Finance Director to, on or before twenty five (25) days after the end of each Bond Year (as described in the Letter of Instructions hereinafter described), r. deposit in the respective Rebate Funds an amount equal to the sum of: 1. the excess of: (a) the amount earned on all investments in all funds and accounts established for the 1986 Bonds (whether or not pursuant to this Resolution to the extent that such investments are attributable to Gross Proceeds of the 1986 Bonds as defined in the Letter of Instructions) for the preceding Fiscal Year (other than investments attributable to an excess described in this subparagraph 1), over =` (b) the amount which would have been earned if all investments were invested at a rate equal to the Yield on the Street Bonds and the Yield on the Pollution Control Bonds, t; r, respectively (as defined in the Letter of Instructions), plus w 2. any income attributable to the excess described,in subparagraph 1 above. F The City Finance Director shall disburse funds in the Rebate Funds to the United States of America in accordance with y, -_ ,. the instructions contained in the Letter of Instructions. The funds in the Rebate Funds shall be used for the purpose of making of .such rebates and for no other purpose, unless the City shall s,. receive an opinion of counsel having a favorable national repu- tation in the field of law relating to tax-exempt municipal bonds (hereinafter "Bond Counsel") to the effect that another use of such funds will not adversely affect the status of the interest on the 1986 Bonds with respect to Federal income taxation.. SB+CTION 6. "PLiCATION OF 1986 WM PRGCAM. The proceeds derived from the sale of the 1986 Bonds, including accrued into-� M Brest and premium, if any, shall simultaneously with the delivery x JAND465 ` of the 1986 Bonds to the purchaser or purchasers thereof, be applied by the City as follows: A. Accrued interest if any, shall be used on April It 1987 to pay interest coming due on the 1986 Bonds. B. An amount sufficient to pay all costs and expenses in connection with the preparation, issuance and sale of the 1986 Bonds, including, without limitation, any fees and expenses of engineers, accountants, attorneys and financial advisors, and any premiums for municipal bond insurance policies, shall be paid by the City to those persons who shall be entitled to receive the same from the proceeds of the 1986 Bonds. C. The balance of the 1986 Bond proceeds shall be used within the time limits set forth in the Letter of Instructions to finance the cost of the projects for which such bonds were issued. SECTION 7. APPOINTMENT OF PAYING AGENT AND REGISTRAR. Chemical Bank, is hereby designed Registrar and Paying Agent for the 1986 Bonds (the "Registrar and Paying Agent"). SECTION 8. ExECuTION OF 1986 BONDS. The 1986 Bonds shall be signed by the Mayor of the City of Miami by his facsimile signature and by the City Clerk, and a facsimile of the seal of the City shall be Imprinted on the 1986 Bonds. In case any officer whose signature or a facsimile of whose signature shall appear on any 1986 Bond shall cease to be such officer before the delivery of such 1986 Bonds, such signature or facsimile shall nevertheless be valid and sufficient for all purposes the same as. -if he had remained in office until such delivery and any 1986 Bond may bear the facsimile signature of, or be signed by such persons who at the actual time of the execution of such 1986 Bond shall be the proper officers to execute such 1986 Bond, although at the date of such bond such persons may not have been such officers or may not have been so authorized. No 1986 Bond shall be valid or obligatory for any purpose unless there shall be manually endorsed on such 1986 Bond a. certificate of authentication by the Registrar and Paying Agent. Such certificate on any Bond shall be conclusive evidence -9- JAN0465 under this Resolution. The form of such certificate shall be substantially in the form provided in Section 9 hereof. SECTION 9. FORD OF BONDS. The text of the 1986 Bonds shall be in substantially the following form with such omissions, insertions and variations as may be necessary and/or desirable and approved by the Mayor of the City of Miami (the "Mayor") or City Clerk prior to the issuance thereof (which necessity and/or desirability and approval shall be presumed by such officer's execution of the Bonds and the City's delivery of the Bonds to the purchaser or purchasers thereof): Registered Registered No. $ JAN0465 F Ki recent interest payment date to which interest has been paid at the Interest Rate per annum identified above on April l and October 1 of each year commencing April 1, 1907 until such Principal Amount shall have been paid, except as the provisions hereinafter set forth with respect to redemption prior to maturity may be or become applicable hereto. Such Principal Amount and interest and the premium, if any, on this Bond are payable in any coin or currency of the United States of America which, on the respective dates of payment thereof, shall be legal tender for the payment of public and private debts. Such Principal Amount and the premium, if any, on this Bond, are, payable at the corporate trust office of Chemical Bank, New York, New York, as Registrar and Paying Agent. Current interest on this Bond shall be made to the person in whose name this Bond shall be registered on the registration books of the City maintained by the Registrar and Paying Agent, at the close of business on the fifteenth day of the month (whether or not a business day) immediately preceding the relevant interest payment date (the "Record Date"). Defaulted interest shall be paid to the person in whose name this Bond is registered on a special record date (to be fixed by the Registrar and Paying Agent) for the payment of such defaulted interest notice whereof shall be given to Bondholders not less than fifteen (15) days prior to such special record date. Such notice shall be mailed to the persons in whose names the Bonds are registered at the close of business on the fifth business day prior to such mailing. All such interest shall be paid by a check of such Registrar and Paying Agent mailed on or before the relevant interest payment date to such registered owner at the address appearing on such registration books or, at the request of any registered owner of a Bond having a principal amount of $100#000 or more, by wire transfer in immediately available funds. This Bond is one of an authorized issue of bonds in the aggregate principal amount of $(17,375#0001 (7,000,0001 (the "Bonds")r of like date, tenor and effect, except as to numbers maturity, redemption and interest rate, issued to finance the ®11rSO JAN0465 �i Cost of [certain street and highway improvements in the City of Miami, Florida] [certain pollution control and incinerator facilities in the City of Miami, Florida] pursuant to the authority of and in full compliance with the Constitution and laws of the State of Florida, including particularly Chapter 166, Florida Statutes, as amended, and Chapter 58 of the Charter of the City of Miami, Florida, Chapter 10847 Laws of Florida (1925) as amended, and other applicable provisions of law, and Ordinance No. (7861) [7864) and Resolution No. 1424841 [417591 and pursuant to the approval of the qualified electors in the City of Miami at an election duly called and held on June 30, 1970 and by Resolution No. adopted by the Board of City Commissioners of the City on October 7, 1986, (collectively the "Resolution"). It is hereby certified and recited that all acts, conditions and things required to exist, to happen and to be performed precedent to and in the .issuance of this bond, exist, have happened and have been performed in regular and due form and time as required by the Constitution and Laws of the State of Florida applicable thereto, and that the issuance of this Bond and of the Bonds of the issue of which this Bond is one does not violate any constitutional or statutory debt limitation or provision; that due provision has been made for the levy and collection of a direct annual tax in addition to all other taxes, upon all the taxable property within the City sufficient to pay the principal of and interest on said Bonds as the same shall mature and become due, and that the full faith and credit of the City of Miami, Florida, are hereby irrevocably pledged for the punctual payment of the principal of and interest on this Bond, as the same shall become due and payable. Reference is hereby made to the further provisions of this Bond set forth on the reverse side hereof and such further provi- sions shall for all purposes have the same effect as if set forth on the front side hereof. This Bond shall not be valid or become obligatory for any purpose until the certificate of authentication hereon shall have been signed by the Registrar and Paying Agent. Y _12- JAN0465 IN WITNESS WRERWF, the City of Miami, Florida, has issued this Bond and has caused the same to be executed by the manual or facsimile signature of its Mayor and attested by the manual r, signature of its Clerk and its corporate seal or a facsimile thereof to be affixed or reproduced hereon, all as of the first day of October, 1986. (SEAL) Mayor ATTEST: C ZrIl (PROVISIONS ON REVERSE SIDE OF BOND This Bond is transferable in accordance with the terms 'of the Resolution only upon the books of the City kept for that purpose at the principal office of the Registrar and Paying Agent, by the registered owner hereof in person or by his attorney duly authorized in writing, upon the surrender of this Bond with a written instrument of transfer satisfactory to the Registrar and Paying Agent duly executed by the registered owner or his attorney duly authorized in writing, and thereupon a new Bond or Bonds in the same aggregate principal amount shall be issued to the transferee in exchange therefor upon the payment of the charges, if any, therein prescribed. The Bonds are issuable in the form of fully registered Bonds in denominations of $5,000 or any integral multiple thereof, not exceeding the aggregate principal amount of the Bonds. The City or the Registrar .and Paying Agent may treat the registered owner of this Bond as the absolute owner hereof for all purposes, whether or not this Bond shall be overdue, and shall not be affected by any notice to the contrary. f �f \w �Y 1 1l rY 6 i.'" tl fyr 1Y 1I f 1y b t T (INSERT REDEMPTION PROVISIONS) Redemption of this Bond under the preceding paragraphs shall i be made as provided in the Resolution upon notice given by first class mail sent at least thirty (30) but no more than sixty (60) days prior to the redemption date to the registered owner hereof at the address shown on the registration books maintained by the Registrar and Paying Agent; provided, however, that failure to mail notice to -the registered owner hereof, or any defect therein, shall not affect the validity of the proceedings for redemption of this Bond. In the event that less than the full principal amount hereof shall have been called for redemption, the registered owner hereof shall surrender this Bond in exchange for one or more Bonds in aggregate principal amount equal to the unredeemed portion of principal, as provided in the Resolution. Jtz This Bond, subject only to the provisions for registration of transfer provided herein and by the Resolution, is and has all the qualities and incidents of a negotiable instrument under the Uniform Commercial Code - Investment. Securities of the State of Florida. $TATBl18NT OF VALIDATION This Bond is one of a series of bonds which were validated by judgment of the Circuit Court of Dade County, Florida on (July 2, 1971 as affirmed by the Supreme Court of the State of Florida by a decision rendered on March 29, 19721 (September 8, 197o). City Mork ..¢ ASSIGN I I . FOR VALUE RECEIVED, the undersigned sells, assigns and transfers unto Insert Social Security Number or Other I enta yang "Number of Assignee (Name ana Aadress of Assignee) ` the within Bond and does hereby irrevocably constitute and appoint to transfer the said Bond on the books kept for registration thereof, with full power of substitution in the premises. DATED: NOTICE: Signature(s) must be n guaranteed by a member firm of the New York Stock Exchange f; or a commercial bank or trust o: company. NOTICE: The signature to this assignment { -3 ` 7{ V- must correspond with the name as it appears upon the face of 3r 1 he within Bond in every particular t` without alteration or enlargement or any change whatever. _,Yz CERTIFICATE OF AUTHENTICATIOE This Bond is one of the Bonds of the issue described in the 4 within -mentioned Resolution. Reg stray k By: ,{ t : ` AutfiorrzeOfficer — (END OF BOND FORK) k SECTION 10. PAYNENT OF 1986 BONDS. Pursuant to the Charter, ordinance 7861 and Resolution No. 42484, and Ordinance` No. ` 7864 y And Resolution No. 41759 respectively, there shall be levied and collected upon all property within the City of Miami subject to taxation for such purposes, in each year while any 1986'Bonds ;}F shrill be outstanding, a special tax sufficient to pay the JAN0465 —h K r 2 a AW principal of and the interest on said 1986 Bonds as the same shall become due and payable, and to provide for probable failures of collection of such tax in such year. Such tax shall be levied and collected at the same time and in the same manner as ad valorem taxes levied for operating expenses of the City and shall be in addition to all other taxes authorized to be levied by the City of Miami. The City covenants that it will not accept payment of taxes levied for operating expenses of the City unless there shall be paid at the same time the tax levied to make the principal and interest payments required by this Resolution. SECTION 11. ARBITRAGE COVENANT. A. The City covenants to the purchasers of the 1986 Bonds that it will take no action or omit to take any action that would cause the interest on the 1986 Bonds to become subject to Federal income taxation and will do all things necessary to maintain the tax-exempt status of the interest on the 1986 Bonds. This covenant does not, however, include any Federal income taxes, such as any alternative minimum tax, that may be imposed upon a purchaser of any 1986 Bond, without regard to any act or omission by the City with respect to the 1986 Bonds or the gross proceeds thereof. The City shall be entitled to rely upon advice of counsel with respect to its compliance with the foregoing covenant. B. In order to maintain the exemption from Federal income taxation of interest on the 1986 Bonds and for no other purpose, the City covenants to comply with each applicable requirement of the Tax Reform Act of 1986 as may be enacted into law during the 99th Congress and any legislation which may replace, supplement or amend said act (collectively, the "Tax Act"), regardless of the date of enactment of such law. In furtherance of this covenant, the City agrees to comply with the "Letter of Instructions" as to the Tax Act provided to the City and the Registrar and raying Agent by Bond Counsel on the date of issuance and delivery of the 1986 Bonds, as such letter may be amended from time to time, as a source of guidance for compliance with the Tax Act. -16- � 4; �.rr rx as ;SA SECTION 12. DEPEASANCP; OF 1986 BONDS. A. The covenants and liens entered into, created or imposed pursuant to this Resolution may be Fully discharged and satisfied with respect to the 1986 Bonds in any one or more of the follow- ing ways: (1) by paying the principal of and interest on the 1986 Bonds when the same shall become due and payable; or (2) by depositing in such funds and/or accounts, as the City may hereafter create and establish by ordinance or resolution, moneys sufficient at the time of such deposit to pay the 1986 Bonds, the interest thereon and the redemption premium, if any, as the same shall become due on said Bonds on or prior to the redemption date or maturity date thereof; or (3) by depositing in such funds and/or accounts as the City may hereafter create and establish by ordinance or resolution, moneys which when invested in Defeasance Obligations (as defined below), will provide moneys which shall be sufficient to pay the 1986 Bonds, the interest thereon and the redemption premium, if any, as the same shall become due on said 1986 Bonds on or prior to their redemption date or maturity date thereof. As used herein, Defeasance Obligations shall mean, to the extent permitted by law, direct general obligations of, or obligations the payment of principal and interest of which is unconditionally guaranteed by, the United States of America. , Upon such payment or deposit in the amount and manner provided in this Resolution, the Bonds shall no longer be deemed to be outstanding for the purpose of this Resolution and all liability of the City with respect to the 1986 Bonds shall cease, determine and be completely discharged and extinguished, and the holders thereof shall be entitled for payment solely out of the moneys or Defeasance Obligations so deposited. B. In the event the City shall seek, prior to the maturity or redemption date thereof to pay or cause to be paid all out- standing 1986 Bonds, then the 1986 Bonds shall not be deemed to have been paid unless, in addition to all other requirements for defeasance, there shall have been delivered: -17- JAN0465 fit. 1. a certificate from an authorized officer of the City to the effect that, (a) the City is then in compliance with Section ll(B) of this Resolution; (b) the City has irrevocably deposited with the Trustee such monies, securities, documents and other things and issued such irrevocable instructions to the Registrar and Paying Agent so that any remaining and continuing applicable requirements of the Tax Act and this Resolution with respect to the 1986 Bonds, are ministerial and reportorial in nature; and (c) the City has irrevocably authorized the Registrar and Paying Agent to perform such remaining and continuing applicable requirements on the City's behalf, and the Registrar and Paying Agent has undertaken so to do; and 2. There shall have been delivered to the Registrar and Paying Agent an opinion of Bond Counsel to the effect that, based upon the matters set forth in the certifi- cate described in (1) above and assuming compliance by the Registrar and Paying Agent with its undertaking described in (1) (c) above, no further action by or on the part of the City will be required under the appli- cable requirements of the Tax Act to maintain the Federal income tax exemption of interest on the 1986 Bonds. C. In the event that the City shall seek, prior to the maturity or redemption date thereof, to pay or cause to be paid less than all outstanding 1986 Bonds, then the 1986 Bonds which the City then seeks to pay or cause to be paid shall not be deemed to have been paid unless the requirements of Section 12 of this Resolution have been met with respect to the 1986 Bonds to be paid. SECTION 13. ANARD OF BONDS; SETTLEMENT. After due considera- tion of current market conditions, the City Commission determines that a sale by negotiation is in the best financial interest of the City. The 1986 Bonds are hereby awarded and sold at negotiated sale unto Prudential-Bache Securities, Daniels & Bell, Inc., First Equity Corp. of Florida and Metro Equities Corporation ( the "Purchasers") at the price of % of the aggregate principal amount of 1986 Bonds) plus accrued interest to date of settlement, in accordance with all the terms of the Purchase Contract of such firms for purchase of the same, the form of which, as presented at this meeting, is hereby accepted. The proper officers of the City are authorized and directed to execute such purchase Contract with such additions, omissions, insertions and variations as may be necessary and/or desirable -18- JAN0465 s. 1 and approved by such officers prior to the- delivery thereof (which necessity and/or desirability and approval shall be presumed by such officers' execution of the Purchase Contract and °R the City's delivery of the Purchase Contract to the Purchasers), return it to the Purchasers and file a copy of the same with the records of the City. The City Clerk is hereby authorized and directed to deliver the 1986 Bonds to the Purchasers and receive payment therefor on behalf of the City after sale of the same in the manner required by law and the terms of this Resolution. The proper officers of the City are hereby authorized and directed to transfer and invest funds, to pay all necessary, usual and proper costs of issuance of the 1986 Bonds, to execute and deliver such documents and to do all such other acts, upon advice of the City Attorney and/or Bond Counsel, as are reasonably necessary to insure a satisfactory settlement of the sale of the 1986 Bonds, and the proper application of the proceeds thereof. SECTION 14. APPROVAL OF OFFICIAL STATERENT. The form of the Official Statement prepared with respect to the 1986 Bonds and presented herewith is hereby approved and the Mayor is hereby authorized and directed to execute and deliver the Official Statement on behalf of the City with such additions, omissions, insertions and variations as may be necessary or desirable prior to the circulation thereof (which necessity and/or desirability and approval shall be presumed by such officer's execution of the Official Statement and the City's delivery of the Official Statement to the Purchasers). The Purchasers are hereby authorized to use an Official Statement in connection with the marketing of the 1986 Bonds. SECTION 15. AUTHORIZATION. The proper officials of the City are hereby authorized and directed to take such action as they may find necessary or appropriate to effectuate the transactions contemplated hereby. SECTION 16. SEVERABILITY OF INVALID PRoviSIONS. rf any one or more of the covenants, agreements or provisions herein contained shall be held contrary to any express provision of lacy or -19- JJW0465 r rs contrary to the policy of law, though not expressly prohibited, or against public policy, or shall for any reason whatsoever be held invalid, then such covenants, agreements or previsions shall be null and void and shall be deemed separable from the regaining covenants, agreements ®r provisions and shall in no way affect the validity of any of the other provisions hereof or of the 1986 Bonds issued hereunder. SECTION 17. REPEALING CLAUSE. All resolutions or parts thereof (including, without limitation, those provisions of Resolution No. 42484 and Resolution No. 41759 in direct conflict with any provisions hereof) of the City in conflict with the provisions herein contained are, to the extent of such conflict, hereby superseded and repealed. Resolution No. 42484, and Resolution No. 41759 shall, however, to the extent that said Resolutions do not conflict with the terms hereof remain in full force and effect. SECTION is. EFFECTIVE DATE. This Resolution shall take effect;;`' immediately upon its passage. PASSED AND ADOPTED this 7fh day of ne--+e%hAr , 1986, } a � i Attest: Natty Hirai, av er L. Suarea, yor City Clerk Approved by City Attorney as to form and legal sufficiency: Lucia A. Dougherty City Attorney LAI- ' .., ;... x � } C . t, 2st ,��r a } ', cam x :#R.}� :.rit - t. Maturity Schedule City of Miami, Florida %" General Obligation Bonds Series 1986 'SCHEDULE 1 A. Street and Highway Improvement Bonds is Year of Principal interest Maturity Maturity Rate Price 1988 $140,000 5.00% 100% . 1989 140,000 5.20 100 1990 140r000 5.50 100 1991 140r000 5.80 100 1992 140,000 6.00 100 1993 140r000 6.20 100 1994 140,000 6.40 100 1995 140,000 6.60 100 1906 140,000 6.80 100 1997 140,000 7.00 100 ' 1998 110,000 7.10 100 1999 110,000 7.15 100 200.0: 110,000 7.20 100 <:2001 110,000 7.40 100 20.42 1051,000 7.40 100 y .:2003 105,000 7.40 100 105r000 7.40 100 20.05 . , 110,000 .7. 40 100, 2006 110,000 7.40 100 t SCHEDULE 1'B. Pollution Control and Incinerator Facitlies Bonds Year of Principal interest Maturity Maturity -Rate. ,Price 1988_. $210r000 5.004 loot 1989 210 r 000 5.20 10.0- 1990 - 210,000 Soso 100 19.91 210r000 S.80 100 1992 210r000 6.00 100 - 1993 210r000 6.20 100 1994 210r000 6.40 100 1995 210,000 6.60 100 199.E 210,000 6.80 100 1997 210r000 7.00 100 1998 210,000 7.10 106 1999 215r000 7.15 100 2000 215r000 7.20 100 ;. 2001 210r000 7.40 100 2002 210r000 7.40 100 2003 210r000 7.40 100 2004 210400 7.40 100 " 2005 210r000 7.40 100 R., 2006`. 210r000 7.40 100, N. } s it 7 M��� 445 w CITY Or MI/AMI, FLORIDA TO: The Honorable Mayor and - Members of the City Commission FROM: Cesar H. odio City Manager DATE: SEP 3 0 1986 FiLEs R1 Negotiated Sale of $6,375,000 SUMJECT: General obligation Bonds REFERENCES: ENCLOSURES: 3 . CITY OF MIAM)L p FLORIDA i. z _; GE'liRUL OBLIGATION BONDS r. 1906 SERIES A PURCHASE CONTRACT October 7, 1986 J_: Honorable Mayor and Members of the City Commission City of Miami, Florida 3500 Pan American Drive Miami, Florida 33133 Dear Sirs and Madam: Prudential-Bache Securities Inc., ("Senior Manager"), Daniels & Bell, First Equity and Metro Equities Corporation (the "Co -Managers") acting for and on behalf of themselves and the underwriters, if any, collectively referred to as Underwriters, offer to enter into the following agreement with you, the City 'of Miami, Florida (the "City"), which, upon your acceptance, will be binding upon the City and upon the Underwriters. This offer is made subject to the City's acceetance on or before 5:00 p.m., local time, on the date hereof, and if not so accepted, will be subject to withdrawal by the Senior Manager upon oral or written notice to the City at any time prior to the acceptance hereof by the City. 1. Purchase and Sale. Upon the terms and conditions and upon the basis of the representations, warranties and agreements set forth herein, the Underwriter, jointly and severally, hereby agrees to purchase from the City for offering to the public and the City hereby agrees to sell and deliver to the Senior Manager for such purpose, all (but not less than all) of the City's $6,375,000 aggre- gate principal amount of General Obligation Bonds 1986 Series A. The Bonds will be dated as of October 1, 1986, and shall Lbear 7 interest at the rates per annum and mature on the dates and in the amounts set forth on the cover page of the Official Statement attached hereto as Exhibit "C". The purchase price of the Bonds shall be $ plus accrued interest on the Bonds from October 1, 1986 to date of Closing (hereinafter defined) . The difference between the aggregate principal aunt of the Bonds and the urchase price is composed of the Underwriter's discount of J' $ 1. A statement of certain disclosures pursuant to , For a Statutes, relating to such purchase is attached Y` J M-. - i.4 1 �L , ma t hereto as Exhibit "B". The Bonds shall initially be offered to the public at the prices indicated on the cover page of the Official Statement; provided, however, that the Senior Manager may offer to sell the Bonds to certain dealers and others at prices lower than those indicated on the cover page of the Official Statement attached hereto as Exhibit "C". The Bonds shall be issued pursuant to Chapter 166, Florida Statutes, and other applicable provision of law (the "Act"), Ordinances Nos. 7861, 7864 and 7869, as amended and supplemented (collectively, the "Ordinance"), and the Resolutions No. 416530, 42484, 41759 and (collectively the "Resolution"). 2. Good Faith Check. Delivered to the City herewith is a cashier's check in the amount of $70,000 payable to the Order of the City as security for the performance by the Senior Manager and Co -Manager of their obligations to accept and pay for the Bonds at the Closing. Upon the execution of the Purchase Contract, such check may be cashed by the City and the proceeds thereof invested on behalf of the City. At the Closing, the amount of such check shall be applied in partial payment of the purchase price of the Bonds. In the event of the City's failure to deliver the Bonds at the Closing, or if the City shall be unable to satisfy the conditions of the obligations of the Senior Manager contained herein, or if the obligations of the Senior Manager and Co -Manager shall be terminated for any reason permitted' by the Purchase Contract, the amount of said check together with any interest earned thereon, if any shall be immediately returned to the Senior Manager. In the event that the Underwriters failed (other than for a reason permitted hereun- der) to accept and pay for the Bonds at the Closing as herein pro- vided, the amount of such check, together. with any interest earned thereon, may be retained by the City as and for full liquidated damages for such failure and for any and all such defaults. The Senior Manager and Co -Managers understand that in such event the City's actual damages may be greater or may be less than such sum. Accordingly, the Senior Manager and Co -Managers hereby waive any right to claim that the City's actual damages are less than such sum, and the City's acceptance of this offer shall constitute a waiver of any right the City may have to additional damages from the Senior Manager and Co -Managers. 3. Offering. It shall be a condition of the City's obligation to sell and deliver the Bonds to the Senior Manager and Co-Managers,and the obligation of the Senior Manager and Co -Managers to purchase and accept delivery of the Bonds, that the entire aggre- gate principal amount of the Bonds shall be sold and delivered to the City and accepted and paid for by the Senior Manager and Co -Managers at Closing. 4. Official Statent. With your acceptance hereof, the City will deliver to the Senior Manager two copies of (a) the official statements (which term as used herein shall include the cover page and appendices contained therein), dated the date hereof (the -2- 6 84-607 "Official Statement"), executed on the City's behalf as indicated therein, in substantially the form attached hereto as Exhibit C, and the City hereby authorizes the use of the Official Statement, as the same may be modified, amended or supplemented upon mutual agreement of the City and the Senior Manager in connection with the offering, sale and distribution of the Bonds by the Senior Manager, (b) the Ordinance, certified by the Clerk of the City, and (c) the Resolution certified by the Clerk of the City. 5. Use of Documents. The City hereby authorizes the use by the Senior Manager of (a) the Ordinance, (b) the Resolution, (c) the Official Statement (including any supplements or amendments thereto), and (d) any other documents related to the transactions contemplated in the Official Statement in connection with the public offering, sale and distribution of the Bonds., 6. Representations, Warranties and Agreements. The City hereby represents, warrants and agrees as follows: (a) The Official Statement was prepared by the City. At the time of the City's delivery to the Senior Manager of the Official Statement, at the time of Closing, the statements and information contained in the official Statement with respect to the City will be true, correct and complete in all material respects; and with regard to other information contained in the Official statement, to the best of the City's knowledge, the Official Statement will not omit any material statement or information which should be included therein for the purposes for which the Official Statements are to be used or which is necessary to make the statements or information contained therein, in light of the circumstances under which they were made, not misleading. (b) Between the date of this Purchase Contract and the' time of Closing, the City will not execute any bonds, notes or obliga- tions for borrowed money, other than the Bonds, without giving prior notice thereof to the Senior Manager. (c) The City is, and will be at the date of Closing, duly organized and validly existing as a municipal corporation under the Constitution and laws of the State of Florida, with the powers and authority set forth in the Act. (d) The City has full legal right, power and authority to: (i) enter into this Purchase Contract, (ii) adopt the Ordinance and the Resolution, (ii) sell, issue and deliver the Bonds to the Senior Manager as provided herein, and (iv) carry out and consummate the transactions contemplated by this Purchase Contract, the Ordinance, the Resolution, and the Official Statement; and the City has complied, and at the Closing will be in compliance, in all respects with the tersm of the Act and with the obligations on its part in connection with the issuance of the Bonds contained in the Ordinance, the Resolution, the Bonds and this Purchase Contract. -3- ►��:-8in (e) By all necessary official action, the City has duly adopted the Ordinance and the Resolution, has duly authorized and approved the Official Statements, has duly authorized and approved the execution and delivery of, and the performance by the City, of this Purchase Contract and all other obligations on its part in con® nection with the issuance of the Bonds and the consummation by it of all other transactions contemplated by this Purchase Contract in connection with the issuance of the Bonds; upon delivery of the Bonds, the Ordinance and the Resolution will constitute legal, valid and binding obligations of the City, enforceable in accordance with their terms, subject to applicable bankruptcy, insolvency, and simi- lar law affecting creditors' rights generally and subject, as to the enforceability to general principles of Equity. (f) When delivered to and paid for by the Senior Manager at the Closing in accordance with the provision of this Purchase Contract, the Bonds will have been duly authorized, executed, issued and delivered and will constitite valid and binding direct and general obligations of the City in conformity with the Act, the Ordinance and the Resolution, and shall be entitled to the benefits of the Ordinance and Resolution, including a pledge of the full faith and credit of the City as defined in the Ordinance and descri- bed in the Official Statement. .(g) The City is lawfully empowered to pledge its full faith, credit and taxing power for the payment of the principal of redemp- tion premium, if any, and interest on the Bonds. (h) The adoption of the Ordinance and the Resolution and the authorization, execution and delivery of this Purchase Contract, and the Bonds, and compliance with the provisions hereof, and thereof, will not condlifct with, or constitute a breach of or default under, any law, administrative regulations, consent decree, ordinance, resolution or any agreement or other instruments to which the City was or is subject as the case may be, nor will such enactment, adop- tion, execution, delivery, authorization or compliance result in the creation or imposition of any lien, charge or other security interest or encumbrance of any nature whatsoever upon any of the property or assets of the City or under the terms of any law, admi- nistrative regulation, ordinance, resolution or instruments, except as expressly provided by the Ordinance or Resolution. ( i ) At the time of Closing, the City will be in compliance in all respects with the covenants and agreements contained in the Ordinance and the Resolution and no event of default and no event which, with the lapse of time or giving of notice, or both, would constitute an event of default under the Ordinance will have occurred or be continuing. (j) To the best of the City's knowledge all approvals, con- sents, authorizations and order of any governmental authority or agency having jurisdiction in any mattter which would constitute a -4- f: �aE ,r r: E 0"1 condition precedent to the performance by the City of its obliga- tions hereunder, the Ordinance and the Resolution have been obtained and are in full force and effect. (k) If between the date of the Purchase Contract and the time of Closing an event occurs which would cause the Official Statement to contain an untrue statement of a material fact or to omit to state a material fact required to be stated therein or necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading, the City shall notify the Senior Manager and if in the opinion of the Senior Manager the event requires an amendment or supplement to the Official Statement, the City will amend or supplement the Official Statement in a form and in a manner satisfactory to the Senior Manager. (1) Except as disclosed in the Official Statement, to the best knowledge of the City, as of the date hereof, there is no action, suit proceeding, inquiry or investigation, at law or in equity, before or by any court, government agency public board or body, pending or threatened against the City, affecting or seeking to pro- hibit, restrain or enjoin the sale, issuance or delivery of the Bonds, or the City's ability to do all things in its power to make timely payment on the obligation, or contesting the powers of the City or its authority for the issuance of the Bonds, the adoption of the Ordinance and the Resolution, or the execution and delivery by the City of this Purchase Contract. (m) The City shall furnish such information, execute such instruments and take such other action in cooperation with the Senior Manager as the Senior Manager may reasonably request in order to (i) qualify the Bonds for offer and sale under the "blue sky" or other securities laws and regulations of such states and other jurisdictions of the United States as the Senior Manager may designate, and (ii) determine the eligibility of the Bonds for investment under the laws of such states and other jurisdictions, and will use its best efforts to continue such qualifications in effect so long as required for the distribution of the Bonds; pro- vided, however, that the City shall not be required to execute a general or special consent to service of process or qualify to do business in connection with any such qualifications or determination in any jurisdiction. 7. Closing. At 10:00 a.m., Miami, Florida time, on October 22, 1996 or at such time on such earlier or later date as shall be agreed upon (the "Closing"), the City will deliver to the Senior Manger at the location to be agreed upon by the City and the Senior Manager in New York, New York, the Bonds in permanent form (all Bonds being printed or lithographed on steel engraved borders), duly executed, together with the other documents herein mentioned; and the Senior Manager will accept, such delivery and pay at such location as may be agreed upon by the City and the Senior Manager the purchase price -5- •.86-807 W W of the Bond as set forth in Section 1 hereof, plus accrued interest from October 1, 1986, to the date of Closing, less the amount of the good faith check as set forth in paragraph 2 hereof, by immediately available funds, payable to the order of the City. The Bonds shall be made available to the Senior Manager by 3:00 p.m. in New York City on the day before the Closing for purposes of inspecting and packaging. The Closing shall take place in Miami, Florida. 8. Closing Conditions. The Senior Manager has entered into the Purchase Contract in reliance upon the representations and warranties of the City herein contained and the performance by the City of its obligations hereunder, both as of the date hereof and as of the time of Closing. The obligations of the Senior Manager under this Purchase Contract are and shall be subject to the following conditions: (a) The representations, warranties and agreements of the City contained herein shall be true and correct and complied with as of the date hereof and as of the date of Closing, as if made on the date of the Closing. (b) At the time of the Closing, the Ordinance and the Resolution shall be in full force and effect in accordance with their terms and shall not have been amended, modified or supple- mented, and the Official Statement shall not have been supplemented or amended, except in any such case as may have been agreed to by the Senior Manager. (c) At the time of the Closing, all official action of the City relating to this Purchase Contract, and the Bonds shall be in full force and effect in accordance with their respective terms and shall not have been amended, modified or supplemented in any material, respect, except in each case as may have been agreed to by the Senior Manager. (d) The Senior Manager shall have the right to cancel the agreement contained herein to purchase, to accept delivery of and to pay for the Bonds by notifying you in writing of their intention to do so prior to the time of Closing if: (i) between the date hereof and the Closing, legisla- tion shall have been enacted by the Congress of the United States, or recommended to the Congress for passage by the President of the United States, or favorably reported for passage to either House of Congress by any Committee of such House, or passed by either House of Congress, or a decision shall have been rendered by a court of the United States or the United States Tax Court, or a ruling shall have been made or a regulation shall have been proposed or made by the Treasury Department, of the United States or the Internal Revenue Service, with respect to the Pederal,taxa- tion of interest received on obligations of the general am 0.86,0802,4. P character of the Bonds, which, in the opinion of Bond Counsel has, or will have, the effect of making such interest taxable; (ii) there has been any announcement or other action related to consideration by either the United States Senate or the United States House of Representatives, of the 'fax Reform Act of 19861 H.R. 3838, 99th Cong., Ist Sess. (1985) or other comparable tax reform legislation, which, in the judgment of the City's financial adivsor and the Senior Manager, adversely affects the marketability of the Bonds or the market price thereof; (iii) between the date hereof and the Closing, legislation shall be enacted or any action shall be taken by the Securities and Exchange Commission which, in the opinion of Counsel for the Senior Manager, has the effect of requiring the contemplated issuance or distribution of the Bonds to be registered under the Securities Act of 1933, as amended; (iv) an event described in paragraph (k) of Section 6 shall have occurred which required an amendment or supple - went to the Official Statement and which, in the opinion of the Senior Manager, adversely affects the marketability of the Bonds or the market price; (v) in the opinion of the Senior Manager, payment for and delivery of the Bonds is rendered impracticable or inadvisable because (A) trading in securities generally shall have been suspended on the New York Stock Exchange, Inc., or (B) a general banking moratorium shall have been established by Federal, New York or Florida authorities, or (C) a war involving the United States or other national calamity shall have occurred; (vi) an order, decree or injunction of any court of competent jurisdiction, or any order, ruling, regulation or administrative proceeding by any governmental body or board, shall have been issued or commenced, or any legisla- tion enacted, with the purpose or effect of prohibiting the issuance, offering or sale of the Bonds as contemplated hereby or by the Official Statement or prohibiting the enactment or peformance of the Ordinance and the Resolution. (vii) the City has, without the prior notice of the Senior Manager, offered or issued any bonds, notes or other obligations for borrowed money, or incurred any material liabilities, direct or contingent, other than as described in the Official Statement, in either case payable from the revenues and resources of the City, or there has been an -7- WOW adverse change of a material nature in the financial posi- tion, results of operations or condition, financial or otherwise, in either case other than in the ordinary course of its business. (e) At or prior to the date of the Closing, the Senior Imager shall receive the following documents, (i) the Official Statement, as printed, and each supplement, amendment or modification, if any, thereto, executed on behalf of the City by the Mayor of the City; (ii) the Ordinance certified by the City Clerk under seal as having been duly adopted by the City and as being in effect, with such supplements, modifications or amend- ments as may have been agreed to by the Senior Manager; (iii) the Resolution certified by the City Clerk under seal as having been duly adopted by the City and as being in effect, with such supplements, modifications or amend- ments as may have been agreed to by the Senior Manager; (iv) an unqualified final approving opinion of Broad & Cassel ("Bond Counsel"), addressed to the City, dated the date of the Closing, in substantially the form included in the Official Statement as an Appendix and subject to the approval of the Senior Manager; (v) a letter of Bond Counsel, addressed to the Senior Manager and dated the date of Closing, to the effect that their final approving opinion referred to in Section 8(e)(iv) hereof may be relied upon by the Senior Manager to the same extent as if such opinion were addressed to the Senior Manager; (vi) an opinion of Bond Counsel, addressed to the City and the Senior Manager, and dated the date of Closing, to the effect that, the information set forth in the Official Statement under the headings "The Bonds, Pending Federal Tax Legislation", "Tax Exemption" are correct as to matters of law. (vii) a legal opinion of the City Attorney, addressed to the City, Bond Counsel and the Senior Manager and dated the date of the Closing, to the effect that, (A) the City is a municipal corporation under the Constitution and laws of the State of Florida, duly organized and validly existing and has full right, power and authority to adopt and per- form its obligations under the Ordinance and the Resolution, and to authorize, execute and deliver and is -8- �8l�,•80�' , . �t empowered to perform its obligations under this Purchase Contract, (B) the City has duly adopted the Ordinance and the Resolution, and has duly authorized, executed and deli- vered this Purchase Contract, and assuming the due authori- zations, execution and delivery of this Purchase Contract, by the other parties thereto, such instrument constitutes legal, binding and valid obligations of the City, enfor- ceable in accordance with their respective terms; provided, however, the enforceability thereof are subject to bankruptcy, insolvency, reorganization, moratorium and other similar laws affecting creditors' rights generally and subject, as to enforceability, to general principles of equity, (C) the information set forth in the Official Statement regarding pending litigation are fair and accurate summaries of the matters set forth or documents referred to therein, (D) with respect to the information in the Official Statement and based upon the City's par- ticipation in the preparation of the Official Statement by the City Attorney and without having undertaken to deter- mine independently the accuracy or completeness of the con- tents of the Official Statement, the City has no reason to believe that the Official Statement (except for the finan- cial and statistical data contained therein, as to which no view need be expressed) contains an untrue statement of a material fact or omits to state a material fact required to be stated therein or necessary to make the statements made therein, in light of the circumstances under which they were made, not misleading, M the Official Statement has been duly authorized, executed and delivered by the City, and the City has consented to the use thereof by the Underwriters (F) to the best of the City Attorney's knowledge the adoption of the Ordinance and the Resolution and the authorization, execution and delivery of this Purchase Contract, and the Bonds, and compliance with the provisions hereof and thereof, will not conflict with, or constitute a breach or default under, any law, administra- tive regulation, consent decree, ordinance, resolution or any agreement or other instrument to which the City is a party or is otherwise bound by, as the case may be, nor will such enactment, adoption, execution, delivery, authorization or compliance result in the creation or impo- sition of any lien, charge or other security interest or encumbrance of any nature whatsoever upon any of the pro - petty or assets of the City, or under the terms of any law, administrative regulation, ordinance, resolution or instru- went, except as expressly provided by the Ordinance, (G) all City required approvals, consents, authorizations and orders necessary for the performance by the City of its obligations under each of the City's documents, and the Ordinance and the Resolution have been obtained and are in full force and effect, (H) except as disclosed in the Official.Statement, to the City Attorney's knowledge, as of -9- the date of such opinion, there is no action, suit, pro- ceeding,, inquiry or investigation, at law or in equity, before or by any court, government agency, public board or may, pending or threatened against the City, affecting or seeking to prohibit, restrain or enjoin the sale, issuance or delivery of the Bonds, the Ordinance, the Resolution of this Purchase Contract, or contesting the tax exempt sta- tus of interest on the Bonds, or contesting the completeness or accuracy of the Official Statement or any supplement or amendment thereto, or contesting the powers of the City or any authority for the issuance of the Bonds, the adoption of the Ordinance and the Resolution, or the execution and delivery by the City of this Purchase Contract. (viii) a certificate, which shall be true and correct at the time of Closing, signed by the Mayor of the City, or such other official satisfactory to the Senior Manager, and in form and substance satisfactory to the Senior Manager, to the effect that, (A) the representations, warranties and covenants of the City contained herein are true and correct to the best of his knowledge and belief in all material respects and are complied with as of the time of Closing, and (B ) the Official Statement did not as of its date, and does not as of the date of Closing, contain any untrue state- ment of a material fact or omit to state a material fact which should be included therein for the purposes of which the Official Statement is to be used, or which is necessary in order to make the statements contained therein, in light of the circumstances in which they were made, not misleading; (ix) opinions of Sparber Shevin Shapo Heilbronner a Book and Long & Knox, Counsel to the Senior Manager, addressed to the Senior Manager, and dated the date of Closing, to the effect that, (A) with respect to the infor- mation in the Official Statement and based upon said firms' review of the Official Statement as Counsel to the Senior Manager and without having undertaken to determine indepen- dently the accuracy or completeness of the contents of the Official Statement, said firms have no reason to believe that the Official Statement (except for the financial and statistical data contained therein, as to which no view need be expressed) contains an untrue statement of a material fact or omits to state a material fact required to be stated therein in light of the circumstances under which they were made, not misleading, and (B) the Bonds are, except as amended, and the Ordinance and the Resolution are exempt from qualification as an indenture under the Trust Indenture Act of 1939, as amended; (x) a rating of Al/A+ or the equivalent from a nationally -recognized bond rating agency; -10- f tl - (xi) such additional legal opinions, certificates, instruments and other documents as the Senior [tanager may reasonably request to evidence the accuracy, as of the date hereof and as of the date of the Closing, as of the City's representations and warranties contained in the Official Statement and the due performance or satisfaction by the City on or prior to the date of Closing of all the agreements then to be performed and conditions then to be satisfied by it. If the City shall be unable to satisfy the conditions to the obligations of the Senior Manager to purchase, to accept delivery of and to pay for the Bonds contained in this Purchase Contract and the Senior Manager does not waive such inability in writing, or if the obligations of the Senior Manager to purchase, to accept delivery of and to pay for the Bonds shall be terminated for any reason per- mitted by this Purchase Contract, this Purchase Contract shall ter- minate and neither the Senior Manager nor the City shall be under any further obligation hereunder, except that the respective obliga- tions of the City and the Senior Manager set forth in Section 9 hereof shall continue in full force and effect and the good faith check be returned. 9. Expenses. The Senior, Manager shall be under no obligation to pay, and the City shall pay, any expense incident to th perform- ance of the City's obligations hereunder including, but not limited to: (a) the cost of preparation, printing and delivery of the Ordinance and the Resolution; (b) the cost of preparation and printing of the Official Statement and any supplement or amendments thereto; (c) the cost and preparation and printing of the Bonds; (d) the fees and disbursement of Bond Counsel and the Counsel to the City; (e) the fees and disbursements of the financial advisor to the City; (f) the fees and disbursements of the City's certified public accountants; (g) the fees and disbursements of other engineers, accountants, and other experts, consultants or advisors retained by the City. The Senior Manager shall pay: (a) the cost of preparing, printing and delivery of any agreements among the the Underwriters; (b) the cost of preparing, printing and delivery of this Purchase Contract; (c) the cost of all "blue sky" and legal investment memoranda and related filing fees; (d) all advertising expenses;.and (e) all other expenses incurred by them or any of them in connection with the offering of the Bonds, including the fees and disbursements of Counsel retained by them. In the event that either party shall have paid obligations of the other as set forth in this Section 9, adjustment shall be made at the time of the Closing. 10. Notices. Any notice or other communication to be given to the City under this Purchase Contract may be given by mailing the same to the Mayor of the City of Miami, 3500 Pan American Drive, Miami, Florida 331331 the City Manager, City of Miami, 3500 Pan American Dr Miami, Florida 33133, and the Director of Finances, City of Miami, 3500 Pan American Drive, Miami, Florida 33133, and any such notice or other communication to be given to the Senior Manager may be mailed to Prudential-Bache Securities, Inc., 5365 West Atlantic Avenue, Delray peach, Florida 33445, Attention: Public Finance Department. 11. Parties in interest. This Purchase Contract is made solely to the benefit of the City and the Senior Manager and Co -Managers and no other party or person shall acquire or have any right hereunder or by virtue hereof. All your representations, warranties and agreements in this Purchase Contract shall remain operative and in full force and effect and shall survive the delivery of the Bonds. 12. Waiver. Notwithstanding any provision herein to the contrary, the performance of any and all obligations of the City hereunder the performance of any and all conditions contained herein for the benef it of the Senior Manager and Co -Managers may be waived by the Senior Manager, in their sole discretion, and the approval of the Senior Manager when required hereunder or the determination of their satisfaction as to any document referred to herein shall be in writing, signed by appropriate officer or officers of the Senior Manager and delivered to the City. 13. No Liability. Neither the City Commission of the City of Miami, nor any of the members thereof, nor any officer, agent or employee thereof, shall be charged personally by the Senior Manager and Co -Managers under any term or provision of this Purchase Contract because of its execution or attempted execution, or because of any breach of attempted or alleged breach thereof. 14. Governing Law. This Purchase Contract, and the terms and conditions herein, shall constitute the full and complete agreement between the City and the Senior Manager with respect to the purchase and sale of the Bonds. This Purchase Contract shall be governed by and construed in accordance with the laws of the State of Florida. witness Witness Accepted this day of 1986. , Approved as to Form and Correctness: CrEy XttorneY Very truly yours, PAODMffIAL-BW= SWURITIBS, INC. By: Vice-Presi3ent Prudential-Bache Securities, Inc., on behalf of Senior Manager and Co -Managers CM OF MIAMI t9c Finance October 7, 1986 City Commission City of Miami, Florida 3500 Pan American Drive Post Office Box 330708 Miami, FL 33133 Re: $6.375,000 City of Miami, Florida General Obligation Bonds, Series 1986 Gentlemen: Pursuant to Chapter 218.385, Florida Statutes, and in reference to the issuance of the Bonds as set forth above, Prudential-Bache Securities Inc., the Senior Manager, and Daniels a Bell, Inc., First Equity Corp. of Florida, Metro Equities Corporation, (collectively, the "Managers") make the following disclosures to the City of Miami, Florida ( the "City") . The Managers are contracting with the City for the purchase and sale of the Bonds. The total fee estimated to be earned by the Underwriters as set forth in the Bond Purchase Contract between the Underwriters and the City executed October 7, 1986, is equal tom% of the par amount of the Bonds, or $721_.Z� t T In addition to this disclosure of the total fee to be earned by the Underwriters, we make the following statements and representations to the City as required by Chapter 218.385, Florida Statutes: Tr F (a) Expenses estimated to be incurred by the Underwriters in f �- - connection with the issuance of the Bonds: - - -- $3.38 per $1,000.00 or $21,500.00 IFS .: Legal ................................................. $9,500 .4 £y Travel and Disbursements. ............................. 3,500 4 Clearance ............................................. 3,200 Communication and Munifacts ........................... 2,000 Fed Funds ............................................. 1,300 PSA, MSRB, CUSIP.................................... 350 Contingency ........................................... 1i650 Total Expenses $21�,500. ftWW tiat-B8&W Securities kic . WO West Aft do Awe M. Dehy Beech, FL 33445 Tel. 3M 495.15M Otis 9, IFS'. 4I:t;}'1. Serur�hes (b) Names, addresses and estimated amount• of compensation of any person who is not regularly employed by, or not a partner or officer of, an underwriter, bank, banker, or financial consultant or advisor and who enters into an understanding with either the City or the Underwriters, or both, for any paid or promised compensation or valuable consideration directly, expressly or q implied, to act solely as an intermediary between the City and the Underwriters for the purpose of influencing any transaction in the purchase of the Bonds: None. (c) The amount of underwriting spread expected to be realized: Underwriting Risk $ per $1,000.00 or $ ,2s .� Average Takedown $ per $1,000.00 or $$$ � (d) Management fee to be earned by the Underwriters in connection with the issuance of the Bonds: $0 per $1,000.00 or $0 (e) any other fee, bonus and other compensation estimated to be paid by the Underwriters in connection with the Bonds to any s. person not regularly employed or retained by the Underwriters. None. (f) The names and addresses of the Underwriters connected with the Bonds: Prudential-Bache Securities Inc. Daniels & Bell, Inc. 5365 West Atlantic Avenue 99 Wall Street Delray Beach, Florida 33445 New York, New York 10005 First Eauitv Corn. of Florida Metre Rnnitipc Cnrnnra+inn in the opinion of Bond Coun wi, tinder existing st0tt4tes, W--Wations, nalings and conrt decisions, intemst on the .bonds is exempt from all ,present Federaal income taxation and the Blonds and interest thereon are ea rnpt fr+t►an taxation tinder the dams of State of Florida, except as to estate taxes and t+c+xa imposed by Chapter 220, Florida Staturops, On interest, income or profits on debt obligations owned by corporations, banks and .sauinR associations. For information concerning Pending legislation, see "fending Federal Tax Legislation" herein. � ISSUE CreditRatings: Moody's: Standard di Floor's: $693759000 The City of Miami, Florida General Obligation Bonds Series 1986A S4,000,000 Pollution Control and Incinerator Facilities Bonds $2,375,000 Street and Highway Improvement Bonds Doted: October 1,1986 • Due: October 1, as shown below Interest on the Bonds is payable semi-annually on October 1 and April 1 in each year, commencing April 1, 1987. The Bonds are issuable as fully registered bonds in the denomination of S5,000 or whole multiples thereof. Interest on the Bonds will be payable to the registered owners shown on the registration x books of the City on the fifteenth day of the month preceding an interest payment date, by check or draft mailed to such registered owners by the Bond Registrar and Paying Agent. The principal of, and premium, if any, on the Bonds are payable upon presentation and surrender of the Bonds, at the option of the registered owner, at Chemical Bank, in the Borough of Manhattan in the City and State of New York, as Bond Registrar and Paying Agent. The Bonds maturing on or after October 1, 1997 are subject to redemption at the option of the Commission of the City, on or after October 1, 1996 in whole on any date, or in part in the inverse order of their maturities (by lot within any maturity) on any interest payment date, at redemption prices ranging from 102% to 100% plus accrued interest. The Bonds are general obligations of the City for which its full faith, credit and taxing power are pledged, and are payable from unlimited ad valorem taxes levied on all taxable property in the City (excluding homestead exemptions, as required by law). MATURITIES, AMOUNTS, RATES AND PRICES (Accrued interest to be added) Mwriq Aatoaat Rut Pike Mttariq Ammet Rue Prke Muni!' Asoau Ran Pda 1s ,3�,� y b'n 1 1996 8 ,+ b�0 l00%i 2004 —T— M 100�b 1989 3Sa � 6"'dL70100%, 1997 3�, l.00 100%, 2003 100% 1990 •45- ,� S.sa 100% 1998 3a�,�d 1-10 10007, 2006 100% 1991 ssz ere 's80 100%, 1999 �� 7T 1001% 2007 100% 1992 3mrm d%00 100%, 2000 100%, 2008 100% 1993 3 s t" 61 20 10007, 2001 100%, 2009 100% 1994 3,ev a�'D 6W0 100%, 2002 100%, 2010 100% 1995 5,5;.v, coo 640o 100% 2003 100%, 2011 100% The Bon a1�e offered when, as and if issued and received by the Underwriters, subject to the unqualified approval of legality by Broad and Cassel, Miami, Florida, Bond Counsel, and to certain other conditions. Certain legal matters will be passed upon for the Underwriters by Sparber, Shevin, Shapiro, Heilbronner & Book, Miami, Florida and Long 8t Knew, Miami, Florida. It is expected that the Bonds in definitive form will be available for delivery in New York, New York, on or about October 22, 1986. �irt�al-Bache 5ecunties Daniels & Bell First Equity Corp. of Florida Metro Equities Corporation ThIR off1cfAl sinteme"t do" riot co"049"te an orf�r to it 1110P.Aq in pro jnrkdk-1I0q 9P arl P*M-. to virbont It Ix ""NAW(w to malm. spich offtr in Bch Jn-rfxdktlnn,. No dealer, spl"_mqn, or any othmv poewpon ho-A been almthod;FP4 by the 04y to rive peaty Information or maw smwq rig ratatioaa, other 1hRn thmm contalfted b"Tilm. In cop PrOlon with the ofkOng of th"e Pon& snd, If plvr.n or made, soich Information or reprowtation Mast not be celled upon. The InthirmAtion and cxpm.,0onq of opinion laerqjn am, -m to cha"ge- without notice and neither the delivery Of this Official Statement nor any qslle made hereunder shall, under Pay dreomsWces, create any Implication that them will he no change in theaffair; af City from oin o f the the dote hereof to the date of the delivery of the Ronds, but ste paragraph headed "Closing Certificate" herein. TABLE OF CONTENTS popPip Summary Statement Recreational Facilities ................ is The City .............................. i Cultural Facilities and Affairs .......... 18 The Bonds ............................ i Educational Institutions .............. 19 Interest Payment Dates .................. i Financial Information .................. 20 Optional Redemption ........... i General Description of Financial Tax Exemption ......................... ii Practices ......................... 20 Application of Proceeds ................. ii Statement of Revenues and Security, Authorization and Validation ..... ii Expenditures ..................... 21 Description of the Issue Description of Revenues .............. 21 Introduction ........................... I Pension Trust Funds ................. 25 The Bonds ............................ I Procedure for Tax Levy and Tax General ............................. I Collection ........................ 28 Interest Payment Dates ................ I Tax Schedules and Tables ............. 29 Optional Redemption ................. 2 Labor Relations ..................... 29 Notice of Redemption ................. 2 Risk Management ................... 30 Registration and Transfer .............. 2 Economic and Demographic Data ........ 30 Security, Authorization and Validation ..... 3 Introduction and Recent Application of Proceeds ................. 3 Developments ..................... 30 Debt Service Schedule ................... rvictrorail ........................... 31 Tax Exemption ......................... 4 Bayside ............................ 31 Credit Ratings ......................... 4 Bayfront Park ....................... 31 Litigation ............................. 5 Southeast Overtown/Parkwest ......... 31 Auditors ..... * ......................... 5 Sports and Exhibition Center .......... 32 Approval of Legal Proceedings ........... 5 Corporate Expansion ................ 32 Closing Certificate ...................... 5 Industrial Development ............... 32 Debt Summary Financial Institutions ................ 33 Payment of Bonds and Bond Election Tourism............................ Film Industry 33 34 Requirement......................... Debt Statistics and Various Debt Ratios 6 6 ........................ Agriculrt cure ......................... 34 .... Legal Debt Limitation ................... Selected Debt Data 7 7 Expo ............................. Miami International Airport .......... 34 34 ..................... General Obligation Bonds Authorized But Port of Miami ....................... Demographic Data .................. 35 36 Not Issued .......................... Proposed Issues of Debt Securities ........ 12 12 Retail Sales ......................... 36 Capital Improvement Plan ............... 13 Employment ........................ Housing........................... -37 38 Financing The Six -Year Capital ImprovementProgram ................ 13 Building Permits ..................... 39 Leases and Other Commitments .......... 14 Approval of Official Statement .......... 40 Description of The City The City ............................... Is Appendix A. Financial Section of Comprehensive Geography .......................... is Annual Financial Report Climate 15 ("FINANCIAL STATEMENTS").. A ............................. Population .......................... 15 Report of Independent Certified Public Government of Miami ................. 15 Accountants..................... General Purpose Financial Statements . A-1 A-2 Mayor and City Commissioners ......... 16 Notes to Financial Statements A-9 Administration of the City ............. Scope of Services and Agency 16 ...... Supplemental Combining and Functions 17 Individual Fund Statements ........ A-27 ......................... Regional Government Services .......... 17 B. Form of Opinion of Bond Counsel ..... B-1 Medical Facilities ..................... 18 C. Letter of City Attorney .............. C-I 0 46 8 016U., �„jrjFM IL MEMBERS OF BOARD OF CITY COMMISSIONERS XAVIER L. SUAREZ, Mayor JOE CAROLLO MILLER J. DAWKINS ROSARIO A. KENNEI7K J. L. PLUMMER, JR. CITY 1 OFFICIALS ' City Manager .............. CESAR H. ODIO asp: Assistant City Manager.. HERBERT J. BAILEY City Attorney ...... LUCIA A. DOUGHERTY �4 Director of Finance ..... CARLOS E. GARCIA { City Clerk MAM HIRAI ,e . i { Bond Counsel BROAD AND CASSEL r Miami Florida r , AA Financial Advisor JAMES J. LOWREY & CO. INCORPORATED �'. New York, New York is F Independent Certified Public Accountants' r COOPERS & LYBRANDIL # Miami, Florida ?'} ,at ., -- ",375,000 a, The City of Nflowl, Florida General ObIlpflon Bonds Cowdsting of $4,000,000 Pollutions Control and Incinerator Facilities Bonds $2,375,000 Street and highway Improvement Bonds Si1NUW"XSTATEMENT (Subject in all respects to the more complete information contained elsewhere in this Official Statement). The City The City of Miami in Dade County, Florida, was first settled in 1836 and was incorporated in 1896. It is located on the lower east coast of Florida along the western shore of Biscayne Bay and is the southernmost large city in the United States. It comprises 34.3 square miles of land and 19.5 square miles of water. The 1985 population estimate for the City of 380,446. developed by the State of Florida, Division of Pbpulaation Studies, Bureau of Business and Economic Research, University of Florida, represents approximately 22014 of the total population of Dade County. The Bonds The Bonds are being issued in the aggregate principal amount of $6,375,000 are dated October 1, 1986, and are issutable as fully registered bonds in the denomination of S5,000 or whole multiples thereof. Interest on the Bonds will be payable to the registered owners shown on the registration books of the City on the fifteenth day of the month preceding an interest payment date, by check or draft mailed to such registered owners by the Bond Registrar and Paying Agent. The principal of, and premium, if any, on the Bonds are payable upon presentation and surrender of the Bonds, at the option of such owner, at Chemical Bank, in the Borough of Manhattan in the City and State of New York as Bond Registrar and Paying Agent. Interest Payment Dates The Bonds bear interest at the rates per annum set forth on the cover page of this Official Statement, payable semi-annually on October 1 and April 1 of each year, commencing April 1, 1987, and mature on October 1 in the years and principal amounts set forth on the cover page of this Official Statement. Optional Redemption The Bonds maturing on or after- October 1, 1997 are subject to redemption, at the option of the Commission of the City, on and after October 1, 1996, in whole on any date, or in part in the inverse order of their maturities (by lot within any maturity) on any interest payment date, at the following redemption prices, plus accrued interest to the date of redemption: Tax Exemption In the opinion of Bond Counsel, interest on the 1986 Bonds is exempt under extstittg exeRegulations, Rulings and judicial decisions from all present Federal income taxation tancl the d t*: .,wa of cite State of Flo 'd ndcr the la Bonds and the income thereon are trtpt fronrt taxati on t to estate tuxes and taxes imposed by Chapter 220, Florida Stntutes, on interest, income or pro s, banks and savings associations. See ""PL-nding Federal Tax obligations awned by corporation - Application of Proceeds $4,000,000 Pollution Control and Incinerator Facilities Bonds f� ` Ordinance No. 7864 authorized $7,000,000 Pollution Control and Incinerator Bonds for the p%j- of paying the cost of pollution control and incinerator facilities in the City. $3,000,000 princi 1� such bonds has been issued and a final installment of $4,000,000 is being offered hereunder: b $2,375,000 Street and Highway Improvement Bonds Ordinance No. 7861 authorized the issuance of $17,375,000 Street and Highway ImprovemM.0t for the purpose of paying the cost of street and highway improvements in the City. $15,000,000 pry y amount of such bonds has been issued and a final installment of $2,375,000 of such bonds is bdft i hereunder. i Security, Authorization and Validation f ? t The Bonds will be general obligations of the City for which its full faith, credit and taxing power �. ! been irrevocably pledged, and are payable from unlimited ad valorem taxes on all taxable property ta`- City (excluding homestead exemptions for owner occupied housing and certain persons who are i' disabled or otherwise qualified therefor, as required by law). i The Bonds shall be issued under and pursuant to the laws of the State of Florida, the Charter o1` } ! City and ordinances and resolutions of the Commission of the City. The Bonds have been authorized' 4 the provisions of the City Charter, including particularly Section 58 thereof, and certain ordinary resolutions adopted by the Commission of the City. The Bonds have been approved by the electont'!r validated as follows: The Pollution Control and Incinerator Facilities Bonds were approved pp by the electors of Jun+ i 1970 and were validated by judgment of the Circuit Court of Dade County on September 8, 1970— f'. time for appealing said judgment has expired. �a The Street and Highway Improvement Bonds were approved by the electors on June 30,1970' were validated by judgement of the Circuit Court of Dade County on July 26, 1971. An appeal taken, and on March 29, 1972, the Supreme Court of Florida rendered a decision affirmutg judgment. In OFFICIAL STATE, W-, NT 000 ,9 THE CITY OF FLOR DA Gene sul Obligation Brands Sedcs 1986A } Consisting of $490009000 P011ation Control and Incinerator Facilities Bonds $293759000 Strect and Hi0hway Improvement Bonds DESCRIPTION OF THE ISSN INTRODUCTION The purpose of this Official Statement of The City of Miami, Florida (the "City"), which includes the cower pap, the summary statement and appendices attached hereto, is to set forth information concerning the City and its $6,375,000 General Obligation Bonds Series 1986A (the "Bonds"), authorized by the Commission of the City (the "Commission"), approved by the electors and remaining unissued, as her+einbelow described. See "Security, Authorization and Validation." THE BONDS _ General The Bonds are being issued in the aggregate principal amount of $6,375,000, are dated October 1, 1986, and are issuable as fully registered bonds in the denomination of $5,000 or whole multiples thereof. Interest on the Bonds will be payable to the registered owners shown on the registration books of the City on the fifteenth day of the month preceding an interest payment date (the "Record Date"), by check or draft mailed to such registered owners by the Registrar and Paying Agent, irrespective of any transfer or exchange of any Bond subsequent to such Record Date and prior to such interest payment date, unless the City defaults in the payment of interest due on such interest payment date. In the event of any such default, such defaulted interest will be payable to the person in whose name such Bond is registered at the close of business on a special record date for the payment of such defaulted interest established by notice mailed by the Trustee to the registered owners of the Bonds not less than 15 days preceding such special record date. Such notice shall be mailed to the person in whose name the Bonds are registered at the close of business on the fifth day preceding the date of mailing of such notice. The principal of, and premium, if any, on the Bonds are payable upon presentation and surrender of the Bonds, at the option of the registered owner, at Chemical Bank, New York, New York Registrar and Paying Agent. Interest Payment Dates The Bonds bear interest at the rates per annum set forth on the cover page of this Official Statement, payable semi-annually on April I and October 1 of each year, commencing April 1, 1987 and mature on October 1 in the years and principal amounts set forth on the cover page of this Official Statement and as follows: Optional Redemption The Bonds maturing on or after October 1, 1997 shall be subject to art on ation at the ny inter t p� t date City, prior to their respective maturity dates, as a whole at any time, or in p- in inverse order of their Maturities, and by lot within a maturity, ncipalon ramoun being re'deemafter October 1, 6ed)tp�R following redemption prices (expres i as percentage; aft p ri accrued interest to the redemption date: RP optionalMptkan redo Redemptio9 puce (Roth DWS IrldIl #re) October 1, 1996 to September 31, 1997 ..... 1020'° October 1, 1997 to September 31, 1998 ..... 101 October 1, 1998 and thereafter ........... Notice of Redemption Notice of redemption shall be mailed by the Registrar and Paying Agent by first class mail, postage prepaid, at least thirty (30) but not more than sixty (60) days prior to the redemption date, to all registered owners of the Bonds, to be redeemed at their addresses as they appear on the registration books of the City for the Bonds to be Impt by the Registrar and Paying Agent. Failure to mail notice to the registered owner of the 1986 Bonds to be redeemed, or any defect therein, shall not affect the proceedings of redemption of such Bonds. Registration and Transfer Any Bond which is to be redeemed only in part shall be surrendered at any place of payment specific. in the notice of redemption (with due endorsement by, or written instrument of transfer in form satisfactory to the City and the Registrar and Paying Agent duly executed by the registered owner thereof or his attorney duly authorized in writing) and the City shall execute and cause to be authenticated, if necessary, an-� delivered to the registered owner of such Bond without service charge, a new Bond or Bonds, of air, authorized denomination as requested by such registered owner in an aggregate principal amount equal t. and in exchange for the unredeemed portion of the principal of the Bonds so surrendered. SECURITY AUTHORIZATION AND VALIDATION The Bonds are general obligations of the City for which its full faith, credit and taxiing power aa- pledged, and are payable from unlimited ad valorem taxes levied on all taxable property in the Cir. (excluding homestead exemptions for certain persons who are aged, disabled or otherwise qualifies therefor, as required by law). The Bonds shall be issued under and pursuant to the Constitution and laws of the State of Florida, th- Charter of the City and ordinances and resolutions of the Commission of the City. The Bonds have bee=_ authorized under the provisions of the City Charter, including particularly Section 58 theeof, and certg ordinances and resolutions adopted by the Commission of the City. The Bonds have been approved by th- electors and validated as follows: The Pollution Control and Incinerator Facilities Bonds were authorized by Ordinance No. 786- adopted on May 13, 1970, were approved by the electors on June 30, 1970 and were validated b- judgment of the Circuit Court in and for Dade County on September 8, 1970. No appeal was taken The Street and Highway Improvement Bonds were authorized by Ordinance No. 7861, adopte- May 13, 1970, were approved by the electors on June 30, 1970 and were validated by judgment of th Circuit Court of Dade County on July 2, 1971. An appeal was taken, and on March 29, 1972, th Supreme Court of Florida rendered a decision affirming said judgment. 2 APPLICATION OF PROCF F05 R-000,000 P011101on Contr+al and Incinerator,Facilides Bonds Ordinance No. 7684, as amended, authorized the issuance of 5+7,0(10,000 Pollution Control and Incinerator Facilities Bonds for the purpose of paying the cost of pollution control and incinerator facilities in the City, Including constructing, reconstructing, expanding and improving incinerators, establishing intermediate trash storage and collection points and acquiring any nesary land and equipment. $3,000,000 Principal amount of sitch bonds has been issued and an additional installment of $4,(M,000 of such bonds is being offered hereunder. Street and Highway Improvement Bonds Ordinance No. 7861 authorized the issuance of $17,375,000 Street and Highway improvement Bonds for the purpose of paying the cost of street and highway improvements in the City, including the csattstrua. , reconstructing, extending, widening, grading, paving, repaving, macadamizing and retnacadarr&ft of highways, streets and other public ways, with necessary drainage, sewer inlets, manholes, catch basins, sidewalks, curbs, gutters and' appurtenances and the acquisition of land and rights of way and the landscaping,'clearing and leveling thereof. $15,000,000 principal amount of such bonds has been issued and an additional installment of $2,375,000 of such bonds is being offered hereunder. DEBT SERVICE SCHEDULE In the opinion of Bond Counsel, interest on the 1986 Bonds is exempt under existing statutes, regulations, and rulings and judicial decisions from all present Federal income taxation and the 1986 Bonds and the income thereon are exempt from taxation under the Laws of the State of Florida, except as to estate taxes and taxes imposed by Chapter 220, Florida Statutes, on interest, income or profits on the obligations owned by corporations, banks and savings associations. See "PENDING FEDERAL TAX LEGISLATION." 3 PENDING FUNERAL TAX I..I GISILATION 'Ilex reform legislation, denominated H. R. 3838, was pass£d in different forms by the U.S. House of Representatives on Dcccmbcr 17, 1985 and by the U.S. House of Representatives on December 17, 1985 and by the U.S. Senate on June 24, 1986. On Scpternber 18, 1986, the Cotmnittcc of Conference on U. R. 3838 (the "Contra reported H. R. 3838, as recommended by the Committee, in Report Na. 99�841 (the "Conference Report"). References below to H. R. 3838 are to the form recommended in the Conferences Report. H. R. 3838 would, if enacted in that form, establish new requirements for the interest on state and local government obligations to be and remain exempt from federal income taxation. Some of these require continued compliance after issuance of the 1986 Bonds in order for the interest to be and continue to be exempt from the date of issuance. Noncompliance with such requirements could cause the interest on the 1986 Bonds to be subject to federal income taxation retroactive to the date of issuance of the 1986 Bonds. The City will provide a supplemental opinion of Bond Counsel, to the effect that, based upon the City's covenants, representations and certifications, under H. R. 3838, the 1986 Bonds would be obligations described in Section 103(a) of the Internal Revenue Code, as proposed to be amended by H. R. 3838, the interest on which is excluded from gross income for federal income taxation purposes, and that such interest will not be an item of tax preference for purposes of the alternative minimum tax on individuals and corporations. However, under H. R. 3838, a provision, applicable to corporations (as defined for federal income tax purposes) beginning in 1987, that would impose an alternative minimum tax on a portion of the excess of adjusted net book income (but certain earnings and profits for years after 1989) over pre -book alternative minimum taxable income, could subject interest on the 1986 Bonds received by corporations to such corporate alternative minimum tax. H. R. 3838 also would adversely affect certain federal income tax deductions of certain financial institutions and of property and casualty insurance companies that acquire the 1986 Bonds. Pursuant to H. R. 3838, the City would be required to rebate certain arbitrage profits earned on proceeds of the 1986 Bonds to the Federal Government. The City believes that such rebates, if any, will not have a material effect upon the finances of the City. It cannot be known whether or in what for H. R. 3838 or other tax proposals may be enacted, or to what extent they may affect any of the foregoing, or adversely affect the tax -exemption of interest on, or the value or marketability of, the 1986 Bonds. The City has covenanted in the Resolution to take all actions necessary to maintain the exemption of interest on the 1986 Bonds for federal income taxation. including, without limitation, complying with all applicable provisions of H. R. 3838. The supplemental opinion of Bond Counsel as to pending federal tax legislation, in substantially the form to be delivered, appears in Appendix B to this Official Statement. CREDIT RATINGS The Bonds have received the credit ratings of from Standard & Pbor's Corporation and from Moody's Investors Service, Inc. Certain information and materials not y included in this Official Statement were furnished to the rating agencies. Generally, rating agencies base their ratings on the information and materials so furnished and on investigations, studies and assumptions • by the rating agencies. Such credit ratings reflect only the views of such credit rating agencies, and an explanation of the significance of such credit ratings may be obtained from the credit rating agencies furnishing the same. There is no assurance that such credit ratings will continue for any given period of time or that they will not be revised or withdrawn entirely by either or both of such credit rating agencies, if in their respective judgments circumstances so warrant. A revision or withdrawal of any such credit rating may have an adverse effect on the market price of the Bonds. { 4 LITIGATION Fending litigation involving claims against the City is diPcuaccd in the City Attorr+We, litter $1"ached het+eto as Appendix C, which will be updated by the City Attorney in a letter to be submitted ac a closing document. Them is not now pending mW litigation restraining or enjoining the issuance or delivery of the Bonds or the levy or colletion of taxes to pay the principal of or the interest on the Bonds, or questioning the proceedings or authorization under which the Bonds are to be issued, or affecting the validity of the Bonds. .AUDITORS The financial statements of the City set forth in this Official Statement have been examined by Coopers & Lybrand, independent certified public accountants, for the fiscal year ended September 30, 1"5, as stated in their report to the City Commission dated December 27, 1985, and are an integral part of this Official Statement. See Appendix A. Financial Section of the Comprehensive Annual Financial Report ("FINANCIAL STATEMENTS"). APPROVAL OF LEGAL PROCEEDINGS Certain legal matters incident to the authorization and issuance of the Bonds are subject to the approval of Broad and Cassel, Miami, Florida Bond Counsel, whose legal opinion wili be available to the underwriters, upon the delivery of the Bonds and will be printed on the Bonds. Certain legal matters will be passed upon for the Underwriters, by Sparber, Shevin, Shapo, Heilbronner & Beck, Miami, Florida and Long & Knox, Miami Florida. CLOSING CERTIFICATE Concurrently with the delivery of the Bonds, the City Manager and the Director of Finance will furnish their certificate to the effect that, to the best of their knowledge, this Official Statement, as of its date and as of the date of the delivery of the Bonds, did not and does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements contained therein, in the light of the circumstances under which they were made, not misleading. 11146 -gp7. )WEDT SUMMARY The information under this heading is subject in all respects to the more detailed financial information I contained in the audited financial statements of the City. (See Appendix A, "FINANCIAL STATEMENTS.") i lgertt of Bonds anal Bond Election ]Atequimment i Pursuant to the Florida Constitution, there is no limit on the amount of ad valorerta taxes the City must levy for the payment of voted bonds. The City is limited to a maximum tax levy of 10 mills per $1.00 J ($10 per $1,000) of the assessed value of real estate and tangible personal property for City services, other than for the payment of voted bonds. Ad valorem taxes levied for periods not excccding two years and I authorized by a vote of the electorate am excluded from such 10 mill limitation. The Florida Constitution requires the approval of electors prior to the issuance of bonds payable from ad valorem taxes. A provision of the Florida Constitution limiting such vote to electors who were owners of freeholds not wholly exempt from taxation within the subdivision was declared void in 1972. Accordingly, all qualified electors in the City are eligible to vote in bond elections. The remainder of the relevant section of the Constitution providing for ad valorem taxation was held valid and is operative. Debts Statistics and Various Debt Ratios The following tables detail the City's debt statistics and significant comparative ratios of debt to population and to the City's tax base. Debt Ratios of the City of Miami (September 30, 1985) FACTORS: �Assessed Valuation of Taxable Property 1 Pe Y( )..................... $9,696,610,196 Deduct: Homestead Exemptions (2) ......................... (952,429,540) Net Assessed Valuation of Tax Property ••••••••••••••••••.... 8,744,180,656 City of Miami Debt, Net of Capitalized Reserve Funds General Obligation ....................................... $170,087,000 Special Obligation (3)..................................... 75,797,562 Combined Net Direct Debt .............................. S 245,884,562 Overlapping Debt, Net of Capitalized Reserve Funds (4) General Obligation ....................................... $103,294,450 Special Obligation (3)..................................... 65,684,607 Combined Net Overlapping Debt ......................... $ 168,979,057 Total Combined Net Direct and Net Overlapping Debt ............. S 414,863,619 Population of Miami (5).................................... 3800446 Assessed Valuation Per Capita . ............ . . .. . . . . . S 25,448 Net Taxable Assessed Valuation Per Capita ..................... S 22,984 DEBT RATIOS: Net Direct General Obligation Debt as a Percent of Net Taxable Assessed Valuation ............................ 1.9s% Combined Net Direct and Overlapping General Obligation Debt as a Percent of Net Taxable Assessed Valuation ........... 3.1 % Net Direct General Obligation Debt Per Capita .................. S 447.07 Combined Net Direct General and Special Obligation Debt Per Capita ......................................... S 646.31 Combined Net Direct and Overlapping General Obligation Debt Per Capita . ........... . ............. $ 718.S8 Combined Net Direct and Overlapping General and Special Obligation Debt Per Capita ................................ S 1,090.47 (footnotes on next page) 6 Obotnotes to table on Pngvtoga page (1) Assessed valuation as of fiscal F Year ended September 30, 1985 "sing 100076 of assessed values as mandated by Florida law._ (2) Homestead "emptions are Applicable to taxable property for owner occupied housing and certain persons who are aged, disabled or otherwise qualified therefor, as required by law. (3) Special obligation debt, which includes special obligation bonds as well as: revenue bonds, is payable from revenue sources other than ad valorem takes. (4) Figures shown are the City's share of Dade County's Debt based on assessed property valuation, which is 19% of the County total. (S) The 1985 estimate was provided by the State of Florida, Division of Population Studies, Bureau of Business and Economic Research, University of Florida. Ratio of Net General Bonded Debt to Net Amesed Value and Net General Obligation Bonded Debt Per Capita Ratio of Net General Obllptlou Net GeuerM Net Net General Bonded Debt Assend Homestead Assesed Obiiptiou to Net Bonded Debt Snftnbw3f: Pbpuladou Value Exemption value Bonded Debt Assesed Value Pet Capita (000) (000) (000) (000) 1985 .. 380,446(1) $9,696,610 $952,430 $8,744,180 $170,087 1.95070 $447.07 1984 .. 383,027(1) 9,346,033 954,979 8,391,054 146,102 1.74 381.44 1983 .. 382,726(2) 8,659,281 920,895 7,738,386 124,955 1.61 326.49 1982.. 382,726(2) 7,962,129 750,663 7,211,464 109,398 1.52 285.84 1981 .. 399,995(3) 6,622,365 564,238 6,058,127 1I8,038 1.95 295.09 1980.. 346,865(3) 4,565,780 197,311 4,368,469 123,020 2.82 354.66 1979.. 345,000(4) 4,227,175 196,708 4,030,467 134,786 3.34 390,68 1978.. 345,000(4) 4,023,847 195,664 3,828,183 128,089 3.35 371.27 1977.. 342,000(4) 3,938,270 198,559 3,739,711 119,341 3.19 348.95 1976.. 340,000(4) 3,796,881 199,948 3,5%,933 103,827 2.89 305.37 (1) The 1984 and 1985 estimates were provided by the State of Florida, Division of Population Studies, Bureau of Business and Economic Research, University of Florida. (2) Based on the July 1, 1982 population estimate used by the Office of Revenue Sharing of the Federal Government. (3) The City of Miami was involved in litigation with the Federal Census Bureau challenging the 346,865 population count of 1980; as a result, during 1981 the population count was adjusted upward to 399,995 for Federal Revenue Sharing purposes. (4) Estimated by the City on the basis of added electric and water connections and new dwelling units constructed. Legal Debt Limitation Section 58 of the City Charter limits general obligation bonds of the City to 15% of the assessed valuation of all real and personal property within the City limits as shown by the last preceding assessment roll of the City and provides that bonds for street, sewer, sidewalk and other public improvements which are paid from special assessments shall not be subject to such limitation of amount nor be considered when computing the amount of general obligation bonds that may be issued. iJ ' tration for n r l obligation 1ron.Rls lac cl on nCt ass �s�,J vEkitlation a� of September »► The debt la�r+i. L___a �., •hn net mccccccd vnivation of �9,589,897,018 As of Jana ry A, 1986- G"enll ObllM1012 Bonds OnteftlI l sate !4-rftmhqr 116, IM Fir -A Gused Pie P+* PA atnrity A r�ee,aat Awwrsrt a H1-59 Xmr 1 dl `' �e �htiaa Facilities _ Coconut stave Ptrelrreret.. • .............................. 1988 S 950,000 90,000 ` ^ ................................ P - B�V DdW �po*�18on�da t 3.1-5$ 1-1-62 1499 19" 1,100,000 14 565,000 120,000 2 360,000 �1IS,000 -flonaal Facilities . Retottal F�i1111es 8.1 67 1987 21230,000 .•.. .... ............................. Storm 8-1-67 1987 1,000.000 50,000 -` ............................ Recreational Facilities 000.000 000 ... - .......................... Storm Sewn Itgt ....... ent 7-1-69 1988 t,300,000 160,000 ....................................... Sanitary Sewer 7-1-68 1988 11500,000 160,000 .... .............. ....................... Convention Center entetie 7-1.68 1988 5,000,000 220.000 .. Fite Fighting .................................'.......'.. Police �fleadquartsts ::: .. 5-1-69 lal-70 1999 1990 4,500,000 1.000,000 705,000 250,00(► . Pollution Control Facilities tat-70 1990 11500,000 380,000 ...................................... Sanitary Sewers ........... "' .. .. ..................................... Storm lal-70 1a1-7o 1990 1990 7,000,000 7,000,Ooo 725.000 725,000 Sewerlm��em�t . Highway improvement . . : ::. . .. 9.1-71 9.1.71 1991 1991 1,500,000 2,000 000 500,000 500,000 :............................... Y............................... ......... Fire Fighting 9-i-71 1991 5.000.000 570,000 ....................................... ........... Sanitary Sewer 6.1-72 1992 I.1001000 360,000 . .............. ......................................... Police Headquarters . . ................................. Storm Sewer Improvements 6.1-72 6.1-72 1992 1992 51000,000 1,500,000 490.000 460.000 ...................................... Street and Highway Improvements . .......... ............... . .. 6.1-72 6.1-72 1992 1992 3,000,000 2,000.000 930,000 290.000 Public Park and Recreation Facilities ............................... Storm Sewer Improvements 10.1-72 1997 28,350,000 14,I50,000 • , . , Police Headquarters ................................ .... • .. ... • .. Storm Sewer Improvements 9.1-73 9.1-73 1993 1993 2.000,000 4,000.000 763,000 11500,000 - ...................................... Police Headquarters .......... ...................... ..•.. ................................... 3.1-75 3-1-75 1995 1993 31000.000 81000,000 1,400.000 3,733,000 Sanitary Sewer Bonds ........................................... 10.1-75 t995 51000,000 1,803.000 Police Headquarters ............................................ 10.1-75 1995 2,000.000 11050,000 Sanitary Sewer ..................................... ..... 5.1-77 1997 13,000,000 7,120,000 Street and Highway Improvements ................................ 5.1.77 1988 5,000,000 11000,000 Fite Fighting .................................. .. .. ... .... 5-1-77 1997 51000,000 21880,000 Police Headquarters ........................................... 5.1.77 1997 3,000,000 1,790,000 Storm Sewerlmprovemem ................... ...... . ... 5-1-77 1997 2,000,000 1,160.000 Fire Fighting .... .... .................... ........ 12-1-77 1998 11000,000 650.000 Public Park and Recreation Facilities ..................... ... 12-1-77 2003 11,540,000 8,160,000 Housing ...................................... ..... 12.1-77 2008 115001000 1.340.000 Street and Highway Improvements ................................. 12-1-78 1998 51000,000 3,230,000 SanitarySewer........................ 12-1.78 1998 6.000.000 4,050.000 Fire Fighting, Prevention and Rescue Facilities ...................... 12.1-78 1998 2,250,000 1,530,000 Storm Sewer Improvement. ... ................ .... 12-1-78 1998 51000,000 3,970,000 Fire Fighting. Prevention and Rescue Facilities ...................... 8.1-81 2001 1.750,000 1,400.000 Storm Sewer Improvement ....................... ........ .. 8-1-81 2001 3,000,000 2,610,000 Housing .. .. ... ............. 8.1-81 2011 4,400,000 4,120,000 .... Fire Fighting. Prevention and Rescue Facilities ...................... 5.1-83 2003 810001000 7,650,000 Storm Sewer Improvement ..................................:.... 5-1-83 2003 4.000,000 3,755,000 Sanitary Sewer .. ..................... .... 3-1-83 2003 6,000,000 3.350.000 . Sweet and Highway Improvements .......................:.; ....... 5-1-83 2003 6.000,000 3,825,000 Housing................................ .:::... ............ 5-1-83 2013 1.000,000 970.000 Fire Fighting (1) ................................... .. ..... 6.1-94 2014 21000.000 2,000,000 Storm Sewer (1)..... ............... ., ..... 6-1-84 2014 3,000,000 2,915.000 . ......... ......... ... Highway Improvement (1) ............ .. .. 6.1-94 2014 7,100,000 7,100,000 Housing Bonds (1) ..................... ... ...:............ 6-1.84 2014 18.100,000 17,80S.000 Fie Frghting(1) ................a............ 4-1-85 2005 $ 000 000 S 000 000 Sanitary Sewer . 4.1-85 2005 8,000,000 81000,000 ... ....... Slorm Sewa . ................... ..... ... 4-1-85 2010 9.000,000 9.000.000 Highway Improvement .......................................... 4-1-85 2003 61000,000 6.000.000 Police Headquarters ............................................ 4-1-85 2005 51000,000 $1000,000 Police Headquarters ............................................ 6-1-96 2006 12,000,000 12,000,000 Storm Sewer ....................................:............. 6-1-86 2011 51000,000 5.000.000 ' Sanitary Sewer .....' 6-1-86 2006 3.000,000 3,000.000 Street and Highway ..................•.................... &1-86 2006 2.000,000 2,000,000 General Obligation Refunding Bonds. Series 1986(2) ................. 8-1-86 20t4 38,355,000 38.355,000 i` S337.210,000 S226.270,000(3) a (1) Refunded by the General Obligation Refunding Bonds, Series 1986. (2) Refunding Bonds issued 6-1-84. (3) Total amount outstanding Net of Refunded Bonds (footnote 1) is $196,450.000 � 'r 9 ��d"'g07 General Obligation l olmded lrastelatefteRS Principal and Intemt RequimmentS MR Of S'Wember• 15, 1986 flaw Yearandiftnfgpr±+�taa4 t�et ToaM 1986(1) ...... $ -0, $ -0- $ -0- 1987 ......... 11,600,000 13,328,380 24,928,390 1988 ......... 11,650,000 13,007,078 24,657,078 1989......... 10,880,000 12,242,769 23,122,769 1990......... 11,100,000 11,512,670 22,612,670 1991......... 10,630,000 10,766,163 21,396,163 ;_..... 1992 ......... 10,090,000 10,004,895 20,094,895 1993......... 91910,000 9.244,977 19,154,977 1994......... 9,775,000 8,497,943 18,272,943 1995......... 10,015,000 7,851,534 17,866,534 1996 ......... 9,830,000 7,221,901 17,051,901 1997......... 9,845,000 6,580,549 16,425,549 1998 ......... 8,955,000 5,915,109 14,870,109 1999......... 81105,000 5,288,306 13,393,306 2000 ......... 7,355,000 4,682,055 12,037,055 2001......... 7,845,000 4,063,385 11,908,385 2002......... 7,860,000 3,456,126 11,316,126 2003......... 8,285,000 2,816,466 11,101,466 2004......... 6,450,000 2,155,389 8,605,389 2005 ......... 51895,000 1,626,031 7,521,031 '. 2006 ......... 4,050,000 1,247,472 5,297,472 2007......... 2,490,000 1,006,218 3,4%,218 2008......... 2,615,000 820,702 3,435,702 2009 ......... 2,550,000 650,290 3,200,290 2010......... 2,650,000 476,718 3,126,718 2011......... 1,975,000 340,567 2,315,567 .. 2012......... 1,285,000 246,600 1,531,600 2013 ......... 1,400,000 167,550 1,567,550 2014......... 1,360,000 81,600 1,441,600 Total .... Sl%,450,000 $145,299,443 S341,749,443 (1) As of. September 15, 1986. t. 10 N t-_ 1Re�nne and Speelal Obligation Bonds 04w.tand cS pt l r 15,19 _ S{►adal 04rltpplta vd Do@ of mowdAy Amomp9 ANKHM Utilities Service 'I m Series A (1) ............ 2-1-63 1988 $ 3,125,000 $ 300,000 Orange Bowl Warehouse Revenue Bonds (2) .. 12-20-74 1989 225,000 81,000 Off Street barking Revenue Bonds Series 1986(3)......................... 7-1-86 2009 16,275,000 16,185,000 Convention Center and Parking Garage Revenue Bonds (4) ............... 7-1-80 2015 60,000.000 60,000,000 Special Obligation Bonds (5) ............... 7-1-85 2008 13,720,000 13,720,000 Miami Sports and Exhibition Authority Floating/Fixed Rate Special Obligation Bonds Series 1985 (6)(7) ................. 12-26-85 2015 38,000,000 38,000,000 $128,286,000 (1) Debt service is provided by utilities service taxes imposed by the City on each purchase of electricity, gas, water and local telephone and telegraph service. A reserve must be maintained equal to the maximum annual debt service requirements. (2) Rental income from the lease of the warehouse facilities provides debt service on these bonds. (3) Secured by a pledge of the net revenues of the off-street parking facilities and the on -street parking meters of the city. (4) Debt service is provided by net revenues of the Convention Center -Garage, a pledge of certain telephone and telegraph excise tax revenues, and by a covenant of the City to provide, to the extent necessary, revenues of the City, other than ad valorem property tax revenues, sufficient to make up any deficiency in the required sinking fund. (See Note 15 in Appendix A, "FINANCIAL STATEMENTS"). (5) The Special Obligation Bonds are payable from the net revenues of the Government Center Parking Garage and certain non ad valorem revenues of the City. (See Note 15 in Appendix A, "FINANCIAL STATEMENTS.") (6) The Floating/Fixed Rate Bonds are limited obligations of the Miami Sports and Exhibition Authority payable solely from and secured by a pledge of (i) one-third of the net tax revenues from the convention development tax levied and collected in Dade County; (ii) investment earnings on certain monies deposited in certain trust funds; and, (iii) from the date of the original issuance of the 1985 Bonds through December 30. 1990 (except upon the earlier occurrence of certain events) from funds drawn under a letter of credit, in an amount equal to principal plus 55 days interest at 12% per annum. The City's share of the convention development tax must be used to construct a multi -purpose convention/coliseum exhibition center or major components thereof. within the City of Miami. The City's share of these tax proceeds is expected to be $3.0-$4.0 million per year. (7) Simultaneously with the issuance of the Miami Sports and Exhibition Authority Floating/Fixed Rate Bonds, a Note Purchase Agreement was entered into for a $10,000,000 Subordinated Obligation Note, Series 1985, secured by a subordinate pledge of the one-third convention development tax. The funds from the Subordinated Note are currently deposited in escrow by the Trustee. Escrow on this Note will -not be broken until certain requirements have been met. } ' REVENUE BONDS AND SFECIAL OpLIGATI�ON BONDS ' I?°I1Il'�ICIrAL AND IN'fl;RFS REQUIREMENTS (1)(2) As of September 31, 1986 I'rindpol Uttfit� �1 lIvow 9e�t�r'tl� i Se�ebs speem Ceaq�tallo" WAr*ltw!4' S Off-�1r�st oblinstlen B Cues obligallon rprkln� Revenue d Interco YiNY" Arty ;; Bonds Series A Rene p e Bonds Rem Bondss _ -� $ - -,. $ ! lg 1997 $ $ $ $ 150,000 18,000 110,000 175,000 245,000 185,000 7,648,083 7,618,087 81101_ 8,218 i 1988 ' 150,000 20,000 21,000 265,000 200,000 7,583,318 8,069 1989 1990 100,000 22,000 285,000 215,000 310,000 235,000 7,547,164 7,500,996 8,169 8,375. 1991 1992 330,000 '640,000 335,000 250,000 7,435,206 8,660 ' 1993 1,Of+0,000 360,000 275,000 7,341,883 9,036 I 1994 1,140,000 390,000 300,000 7,210,715 9,040 1995 1,225,000 425,000 325,000 7,064,537 9,039 1996 1,2,000 465,000 355,000 6,901,601 9,041 1997 1,425,000 510,000 390,000 6,719,835 9,044 1998 1;540,000 560,000 430,000 6,518,931 9,048 1999 1,665,000 610,000 470,000 6,297,622 9,042 2000 1,805,000 665,000 520,000 6,054,770 9,044 2001 1,720,000 725,000 570,000 5,819,913 8,834 i 2002 1,870,000 800,000 630,000 5,614,363 8,914 2003 2,035,000 875,000 695,000 5,382,831 8,987 2004 2,215,000 955,000 765,000 4,981,064 8,913 2005 2,410,000 1,045,000 845,000 4,555,862 8,855 2006 2,620,000 1,145,000 930.000 4,254,018 8,949 2007 2,850,000 1,260,000 1,025,000 3,923,934 9,058 2008 3,095,000' 1,380,000 1,130,000 3,346,437 8,951 ' 2009 3,365,000 1,250,000 2,739,831 7,3S4 2010 3,660,000 1,380,000 2,310,963 7,350 2011 3,980,000 1,917,125 5,897 ! 2012 4,050,000 1,568,875 5,618 2013 4,410,000 1,214,500 5,624 I 2014 4,720,000 828,625 5,548 2015 4,750,000 415,625 5,165 TOTAL $300,000 $60,000,000 $81,000 $13,720,000 S13,545,000 S148,316,714 $235,%2 (1) Amounts presented are on a budgetary basis, in that payments due on October 1 are included in prior fiscal year requirtn (2) The Miami Sports and Exhibition Authority, an independent autonomous agency and instrumentality of the created and established under the enabling legislation, on December 27, 1985, issued $38,000,000 Floating/ Rate Special Obligation Bonds, Series 1985. The Bonds are limited obligations of the Authority, payable e from and secured by a pledge* of (i) one-third of the net tax revenues from the convention development tau l= ' and collected in Dade County; (H) investment earnings on certain moneys deposited in certain trust funds wit! trustee; and (iii) from the date of original issuance of the 1985 Bonds through December 30, 1990 (except upo• earlier occurrence of certain events), from funds drawn under a Bank Letter of Credit in a stated amount egil the principal amount of the 1985 Bonds plus 55 days' interest thereon at an interest rate of 12% per annum. Bonds mature in various amounts from 1991 through 2015. Simultaneously, a Note Purchase Agreement entered into for a $10,000,000 Subordinate Obligation Note, Series 1985. The funds from the $10,001 ' Subordinated Note are currently deposited in escrow by the Trustee. Quarterly principal payments on the r commence in January, 1987 with the final installment due in December 1995, in the amount of S312,500 i quarter. Interest payments on these two obligations are at variable rates. (3) Represents information for six-month period, for the fiscal year ending September 30, 1986. 12 Net Overlapping Debt aq of pfmmf--;r .", 1983 Ql11i�01n�q �4'gll�mAl44s+1 t:eA4��+�ed i?+ 1 "Olt IJrebt City of Miami .................. $170,087,OM S 75,797,562 $245,884,562 Dade County (1) ................ 103,294,450 65,684,607 168,979,057 Totals .................... $273,381,450 $141,182,169 $414,863,619 (1) Excludes $91,150,000 Waterworks System Bonds which arc outstanding and are secured by revenues of the Miami Dade Water and Sewer Authority as well as a pledge of the County to make payments from ad valorem taxes, if necessary. As of September 30, 1985, Dade County General Obligation Debt was $543,288,462. Special Obligation Debt was $345,707,840 and Combined Debt was $888,996,302. Figures shown are the City's share of Dade County Debt based on assessed property valuation, which is 19010 of the county total. General Obligation Bonds Authorized But Not Issued The following table outlines the date, type and amounts of general obligation bonds authorized but not issued. Date of Voters Approval Type of Debt Authorised Ntmoaslr issued Proposed Ism Bdaaa Ua' I P , June 30, 1970....... Pollution Control $ *7,000,000 $ 3,000,000 $ 4.000,000(1) -0- June 30, 1970 ....... Streets & Highways 17,375,000 15,000,000 2,375,000(1) -0- October 7, 1980 ..... Sanitary Sewers 45,000,000 81,000,000 -0- 37,000,000 October 7, 1980 ..... Streets & Highways 30,000,000 21,100,000 -0- 8,900,000 November 3, 1981 ... Fire Fighting 21,000,000 15,000,000 -0- 6,000,000 March 13, 1984 ..... Storm Sewers 30,000,000 14,000,000 -0- 16,000,000 March 13, 1984 ..... Police Facilities 20,000,000 17,000,000 -0- 3,000.000 Totals ......... S170,375,000 $ 93,100,000 $ 6,375,000 $70,900,000 (1) Bonds are restricted by a 7!/:% interest limit. Proposed Issues of Debt Securities The City expects to offer marina revenue bonds in an amount not presently expected to exceed $8 million by the end of 1987 for the purpose of expanding and developing marinas located on Dinner Key. The City Commission has authorized the issuance of up to $6,000,000 in Housing Construction Bonds, secured by a pledge of certain franchise fee payments, for the purpose of financing construction of single family residences. Bonds under this authorization are expected to be sold in October 1986. Capital improvement Plan The City's Six Year Capital Improvement Program (1985-1991) is valued at S492,667,000. Major emphasis is placed on maintaining and expanding the City's infrastructure. The greatest number of projects are directed to housing programs, street improvement, park facilities, storm sewers, and transportation- related efforts. The community m-Aeveloprnent projects are designed to assist in neighbor1100d rcvitslis Pion and the expnnsion of the City°s economic base. Shown below is a functional breakdown of the Six yenr Capital improvement Program: Foreftno C.-s Ame"mom If 1MtPr. Housing i rog mns................................................ S 94,300,000 19.1 TO 82,628,000 16.8 Street Improvements ............................................... 58,590,000 11.9 Parks Facilitias.................................................... 50,174,000 10.2 Storm Sewers ..................................................... 48,805,900 9.9 Community Redevelopment ......................................... 38,125,000 7.7 Sanitary Sewers ................................................... 37,645,000 7.6 Parking Facilities .................................................. Police........................................................... 26,056,000 5.3 Fire............................................................. 19,507,800 4.0 9,071,000 1.8 Computers........................................................ 8,145,000 1.7 Marinas......................................................... Communications.................................................. 7,346,000 1.5 Auditoriums...................................................... 5,138,000 2,976,000 1.0 .6 Stadiums......................................................... TransitSystems ................................................... 2,601,000 ConventionCenters ................................................ 1,334,000 .3 GeneralGovernment ............................................... 224,300 .1 Total Capital Improvement Programs ......... . ................... 5492,667,000 100.0 During fiscal year 1984-85, 18 projects representing $18,588,000 of Capital Improvements were completed. Financing the Six -Year Capital Improvement Program General Obligation Bonds provide the largest funding source for the Capital Improvement Program, as per the following detail. Voter approval by referendum has already been secured for part of the proposed General Obligation Bonds. It is anticipated that each year tha City will sell approximately $20 to $25 million in General Obligation Bonds to implement this Capital Improvement Program. Voter approval is not required for revenue bonds. Projects included in this Capital Improvement Program for which revenue bonds may be issued are the reconstruction of the Dinner Key Marina, parking facilities in Little Havana, and parking facilities in the Design Center. The last two projects may be constructed and financed by the Department of Off -Street Parking. Non -City sources of funding account for approximately 10.5% of the Capital Improvement Program. Ail projects included in the Capital Improvement Program have identifiable sources of funding for significant portions of total estimated project costs. The portion of the Program for which funding has not yet been determined accounts for approximately 9.5076 of the necessary funding. Generally, these are projects that will be initiated during the latter years of the Program and the City believes that it has sufficient time to determine the appropriate funding. " k= rr Qt /Alf9A4 !4?� r[aTTod i city General Obligations Bonds: I Previous Sales ..................... $115,374,000 23.4% This Sale .......................... 22,000,000 4.5 } ' Future Sal" —Authorized Issues ...... 53,542,(W 10.9 Future Sales —Unauthorized Issues .... 64,648,800 13.1 255,564,800 51.9 c Revenue Bonds ....................... 90,047,000 18.3 Capital Improvement Funds (1) ......... 48,320,300 9.8 393,932,100 80.O07e Non -City Federal Grants . 43,074,900 8.7010 State Grants ......................... 1,388,000 .3 Private Developer Contribution ......... 7,547,000 1.4 Non -City Subtotal ................ 52,009,900 10.4 Funding Undetermined .................. 46,725,000 9.5 Total Funding ................... $492,667,000 100.050 (1) These funds can, at the discretion of the City Commission, include Florida Power & Light Company ' franchise revenues, and will include related interest, retained earnings, resort tax, sale and/or lease of - City property, or any other funds so designated. i Leaaes and Other Commitments The City has entered into several agreements running until 1988 for the lease purchase of various copying, word and data processing equipment with total future payments amounting to approximately $5.8 r million, of which $1.2 million is payable within one year. On August 28, 1986 the City of Miami issued $16,175,000 Certificates of Participation in a Lease Purchase Agreement for the purpose of funding a pooled equipment leasing program. The proceeds from the sale of these Certificates will finance the next three years equipment acquisitions, and reimburse the 1 City for equipment acquired in the preceding two years. The City maintains a Self-insurance Expendable Trust Fund to administer insurance activities relating to certain property and liability risks, group accident and health and workers' compensation. Charges to participating operating departments are based upon amounts determined by management to be necessary to meet the required annual payouts during the fiscal year. The estimated liability for insurance claims includes the estimated future liability on a case -by -case basis for all pending claims and an actuarially t determined amount for claims incurred but not reported. The unfunded long-term portion of the total estimated liability, which is expected to be funded from future operations, is reflected in the General 4, Long -Term Debt account group and amounted to approximately $24,060,000 as of September 30, 1985. j; r 15 ti. 1 � 807 DESCRIPTION OF THE CITY GegMbY The City of Miami, situated at the mouth of the Miami River on the western shore of Biscayne Bay, is main port of entry in Florida and the county seat of Metropolitan Dade County which encompasses 2,(W--. square miles of Florida's southeastern region. The City comprises 34.3 square miles of band and 19.5 squar: miles of water. Dade County is often referred to in this document as Greater Miami or the Miami area. Miami is the southernmost major city and seaport in the continental Unitcd States and the center of pan -American trade and air transportation. The nearest foreign territory is the Bahamian island of Bimini, some 50 miles from the state's tip. Climate Due to its location near the upper boundary of the tropical zone, Miami's climate is strongly influenced by the Gulf Stream, trade winds and other local climatic factors. Its average yearly tcmperatur is 75.5°F. Summertime temperatures average 81.4°F and winter temperatures average 69.1°F. Rainfall comes most frequently between the months of May and September, with June the heaviest, averaging tin- inches. Population The U.S. Bureau of the Census estimated the population of the City of Miami at 346.865 as of April 1, 1980. On October 1, 1980 this figure was upwardly adjusted by 53,130 to account for the influx of Cuban and Haitian Refugees. This adjustment estimates the City of Miami's population at 399,995 as of Octob-" 1, 1980. All 1980 U.S. Census information, however, is based on the tower, April 1, 1980 population estimates. The 1985 population estimate of 380,446 for the City has been computed by the State of Florida Division of Population Studies, Bureau of Business and Economic Research, University of Florida, State of Florida. Miami's racial and ethnic mix is comprised of non -Latin Whites, Blacks and Hispanics with the relative segment of White/Black categories indicating only slight changes over the past 20 years. Sixty-seven percent of the City's population is White, 25 percent is Black and 8 percent is classified as "Other." The most significant change has been in the Hispanic category, which has grown to represent 56 per cent of the City's total population. South Florida is a popular destination for retirees from the northeast seeking the hospitable and temperate climate. The retiree population contributes significantly to the local economy as recipients of transfer payments such as Social Security, pensions, and investment income. Appropriate support services are provided by the State and the County. The City provides only limited specialized services. Government of Mlaml The City of Miami has operated under the Commission -City Manager form of government since 1921. The City Commission consists of five elected citizens, who are qualified voters in the City, one of whom serves as Mayor. The Commission acts as the governing body of the City with powers to enact ordinances, adopt resolutions and appoint a chief administrative officer known as the City Manager. The City Clerk and City Attorney, as well as members of the Planning and Zoning Board, the Off -Street Parking Board, the City of Miami. Health Facilities Authority, the Downtown Development Authority and the Miaimi Sports and Exhibition Authority are also appointed by the Commission. City elections tire held in November every ery two years on m rraat,partit bte_sis. At Leh of these elections a Mayor's elected for a two year term. Candidates for Mayor must rust as such and not for the Commission in general, At each election two members of the Commission am elected for four year terms. Thus, the City Commissioners' terms ate star Redd so that there are always at least two experienced members an the . Commission. i The City Manager serves as the administrative head of the municipal government, charged with the responsibility of managing the City's financial operations and organizing and directing the administrative infrastructure. The City Manager also retains full authority in the appointment and supervision of department directors, preparation of the City's annual budget and initiation of investigative procedures. In addition, the City Manager takes appropriate action on all administrative matters. Mayor and City Commissioners Xavier L. Suarez was elected Mayor in November, 1985 for a two year term. Mayor Suarez is a Summa Cum Laude graduate of Villanova University, and holds a Masters Degree in Public Policy from the John F. Kennedy School of Government of Harvard University, and a Juris Doctorate from Harvard Law School. He is currently a partner in the Miami law firm of Barnett and Alagia. Mayor Suarez has actively served the Miami community for a number of years through participation on numerous advisory boards and committees. Miller J- Dawkins was elected Commissioner in November, 1981, reelected in 1985 for a four year term and elected Vice -Mayor by the City Commission in November, 1985 for a one year term. Vice -Mayor Dawkins is a graduate of Florida Memorial College and holds a MS degree from the University of Northern Colorado. Commissioner Dawkins has been employed for 16 years at Miami Dade Community College. Joe Caroilo was elected Commissioner in November, 1979 and reelected in 1983 for a four-year term. Commissioner Carollo is a graduate of Miami Dade Community College and Florida International University. He holds a Baccalaureate of Arts degree in International Relations and a Baccalaureate of Science Degree in Criminal Justice. He is presently President of Genesis Security Services, Inc. Rosario A. Kennedy was elected Commissioner in November, 1985 for a four year term becoming the first Hispanic woman ever elected to the Commission. Commissioner Kennedy is Vice President of Terremark, Inc., a Miami real estate development and investment firm. Commissioner Kennedy has served on numerous business, civic and community boards, in leadership and membership capacities, in the Miami area. J. L. Plummer, Jr. was appointed a Commissioner in October 1970, and was elected Commissioner in November, 1971, and reelected in 1975, 1979 and 1983 for four-year terms. Commissioner Plummer is a graduate of Miami Senior High School and the Cincinnati College of Mortuary Science. He is Chairman of 1 the Board of Ahern -Plummer Funeral Homes, Miami. Administration of the City Cesar H. Odio was appointed City Manager effective December 16, 1986. Prior to his appointment to the top administrative position in the City of Miami, Mr. Odio served as Assistant City Manager for the City since January 1980. His responsibilities extended over the functions of parks and recreation, building and vehicle maintenance, and public facilities. During the Mariel Boatlift in 1980, he was appointed to the President's Task Force on Refugee Affairs. Mr. Odio has a Bachelor of Science degree in Public Administration from Florida Memorial College, Miami, and majored in Business Administration at the University of Santo Tomas de Villanueva, Havana, Cuba. Herbert J. Bailey has served as Assistant City Manager since his initial appointment in October 1982. Mr. Bailey's responsibilities for the City include the Departments of Development. Finance and Community Development, as well as Iiason to several public authorities and organizations. Prior to joining the City, he served as President and CEO of Philadelphia Citywide Development Corporation and President of Urban 17 4 807 p s 4 i i Development Services,Inc. Mr. Bailey holds a Bachelor of Arts in Business Administration from Antf(Kh- College and a Masters Degree in Urban Economic Development from Goddard Colley. Carlos E. Garcia, Director of Finance since .Tune 1980, joined the City in N+ovc-mbcr, 1976 as Assistant,:_' Finance Dircqtor. He has been previously crnploy din private industry in positions of Trcatsurr`r, Coaatkallen', s and Auditor. Mr. Garcia is a Cum Laude graduate of the University of Miami with a BRA and also holds. Master of Science in Management from Floridan International University. He is licensed as a CPA i tlse State of Florida and is a member of the American and Florida Insititutcs of CPA's and of the Government Finance Officers' Association of the United States and Canada. Lucia A. Doughcrty is the City Attorney for the City of Miami, Florida, and the former City Attorney 14 for the City of Miami Beach. She received her B.A. degree from Syracuse University, a M.L.S. degree frarm University of Oklahoma, a J.D. degree from Oklahoma City University and a L.L.M. Degree in Ocean and n Coastal Law from the University of Miami, Florida. She is a member of the Florida and Oklahoman »s and is an Adjunct Professor of Law at Nova University and has also served as a lecturer at numerous'z conferences and seminars. Matty Hirai was appointed City Clerk on September 1, 1985. She was the City's Assistant City Clerk from September, 1976 to August, 1985. She is a graduate of Edison High School and has completed college courses at Pasadena City College, University of California at Los Angeles, and Hunter College. attended specialized courses at Syracuse University and obtained the three-year Certified Municipal Clerk's` certificate extended by that University. Ms. Hirai is member of the International Institute of Municipal Clerks. Scope of Services and Agency Functions The City provides certain services as authorized by its charter. Those services include public safety (police, fire and code enforcement), parks and recreational facilities, trash and garbage collection, street, maintenance, construction and maintenance of storm drain systems, planning and development functions, construction of capital improvements, and building code, inspection and enforcement services. • The Police Department provides a full range of police services, has a uniformed force of 1,060 and a civilian component of 452. The Fire Department is rated as Class I and provides a full range of rue protection and emergency services as well as providing a full range of medical and rescue services. The City provides garbage and trash pickup and enforces sanitation requirements. Disposal of trash >x and garbage is performed by Dade County under contract with the City. The Department of Public Works<=r maintains certain streets and sidewalks and manages construction of sewers and other capital facilities required by the City. The State of Florida and Dade County are responsible to maintain most arterial streets `. = and all major highways within the City. The Department of Public Facilities maintains and operates all City owned parks and administers various recreational and cultural programs associated with these facilities. t Regtonal Government Services The following information and data concerning Dade County (the "County") describes the regional ,' I. r government services the County provides for residents of the County, including residents of the City. The County is, in effect, a municipality with govenmental powers effective upon the twenty-seven cities in the County and the unincorporated area. It has not displaced or replaced the cities but supplement them. The County can take over particular activities of a city's operations (1) if the services fall below 4 minimum standards set by the County Commission, or (2) with the consent of the governing body of the d_ Since its inception, the Metropolitan County government has assumed responsibility on a County-wdde service basis for a number of functions, including County -wide police services, complementing • the r_ 18 t s r municipal police services within the municipalities, with tl3a s s to the Nntioraal Crime Information Center in Washington, D.C. and the Florida Crime Xnformsttion Center; uniform system of fire protection, complementing the rnunid v fire protection services within ten mu,n cipalitics and providing full service Cite protection for s¢veatteen municipalities which have crons�,olids%ted their fire departments with the County's fire department; consolidated two-tier court system conforming to the revvision of Article V of the Florida Constitiution which become effective on January 1, 1973; dcvsloping and operating a County -wide water and sewer system; coordination of the various surface transportation programs and extending into the development of a unified rapid transit system; operation of a central traffic control computer system; merging all public transportation systems into a County system; effecting a combined public library system of the County and eighteen municipalities, which together operate the main library, seventeen branches and six mobile units serving forty-four County -wide locations; centralization of the property appraiser and tax collector functions; furnishing data to municipalities, Board of Public instruction and several state agencies for the purpose of budget preparation and for their respective governmental operations; collection by the Dade County Tkx Collector of all taxes and distribution directly to the respective governmental entities according to their respective tax levies and prescribing minimum acceptable standards adopted by the Board of County Commissioners and enforceable throughout the County in such areas as environmental resources management, building and zoning, consumer protection, health, housing and welfare. Medical Facilities The 41 hospitals located in Greater Miami offer virtually all general and highly specialized medical services. This progressive and growing health care delivery system provides educational opportunity for the health care professional and places Miami in the forefront of communities with comprehensive national and international medical capabilities. Recreational Facilities The Miami area is famous for its sailing, deep sea fishing and boat races. There are 35 yacht clubs and marinas, with 685 berthing facilities provided by City -owned marinas. Athletics for spectator sports fans are held at the City -owned Orange Bowl Stadium, Miami Baseball Stadium, the Marine Stadium and the Miami Convention Center. Sports competition includes professional and college football, baseball and championship boat races. Other athletic events include amateur football, basketball, soccer, baseball, motorcycle speedway racing and rowing events. Golf is played year round at the Miami area's 23 public and 14 private courses. Several open golf tournaments are held each year. Miami area's 403 public packs and playgrounds cover 408,710 acres, providing residents and visitors a wide range of subtropical nature settings unique only to South Florida in the continental U.S. Each park has a combination of facilities that are enjoyed year round. These facilities include but are not limited to: public swimming pools, tennis courts, handball courts, boat ramps, vita courses, picnic areas, lakes for swimming and boating, equestrian trails and baseball and softball fields. The area's 22 public beaches comprise 1,400 acres, which are freely accessible and are enjoyed year round by residents and tourists. Cultural Facilities and Affairs The Miami area has an extensive library system, several museums of art and history and art galleries. A new cultural center built by Dade County at a cost of $26.6 million opened in downtown Miami in 1984. The complex, designed by Philip Johnson, is composed of a library, fine arts center, and a historical museum. Symphonic and pop concerts are performed regularly. Five theatres draw plays and concerts from around the United States which appeal to all ages. Operas are performed by both amateurs and professionals. Resident dance companies offer a full calendar of events. 19 * 146 8 07 i There am numerous festivals and affairs appealing to various ethnic groups. annual f tiv is rangy from the Coconut Grove 1Ws Festival and Orange pml Festival to Colic Qcho, Guombay and the Renaissance Fair. lEdikestional lnstitutiOns Dade County public schools provide educational h4cilities on primary and secondary levels. Public school enrollment, including both primary and secondary levels, since 1980 is as follows: School Enrollment Public School Systems, Dade County Yew Miami Total 1986 ................. 38,345 236,127 y 1985 ................. 37,093 227,906 1984 ................. 36,992 223,884 1983 ................. 35,394 223,948 1982 ................. 35,662 226,324 1981 ................. 36,430 233,886 1980 ................. 35,093 226,576 Over 70,000 students are enrolled in the following colleges and universities located within the area: Barry University Florida International University Florida Memorial College FINANCIAL INFORMAlRON Gehl Descdpllom of IFinondsil 1"metle The City Charter requires the City Manager to submit a budget estimate not later than one month before September 30 of each fiscal year. Each department prepnres its own budget request for review by the City Manager. The City Commission holds public hearings on the budget plant and must adopt the budget not latex than October 1. The City's Governmental Funds (General, Special Revenue, Debt Service and Capital Projects Funds) and Expendable Trust Funds follow the modified accrual basis of accounting, under which expenditures, other than interest on long-term debt, are generally recorded when the liability is incurred and revenues are recorded when measurable and available to finance the City's operations. The accrual basis is utilized by all Proprietary and Pension Trust Funds. The accounts, books, records and financial transactions of the City are audited annuaily by a firm of independent certified public accountants, presently Coopers & Lybrand. The opinion of the independent certified public accountants is included in the Comprehensive Annual Financial Report of the City, (see Appendix A. Report of independent Certified Public Accountants "FINANCIAL STATEMENTS"). SAG - S`�x v, $!a ..�m'�1 s< ,r State ?le491t of Revem"em And F'xp+PnrtitwwM41 The following table pre"nta certain financial information with rest to the financial capability of the Cky wVrdM the pgment of it% obligations, including the Bonds. -e Appendix A, the Section 44FWANCIAL STATEMENTS" for audited financial statement4 of the City for the f!ecai year ended September 30, M. �. x .• . SlIMMAry of J and Yed Fond Balan Revenues, Expenditures�a� FilBalances General Fund F (Btadgetapp� Basis) . r General Obligation Debt Service Fund Fiscal Year Ended September 30 �t Bodset (t)() Projection (2) Actual Acinal ActMn11 ,'< CeOerAl Fond: n�' I Revenues and Other J Financing Sources . $176,756,889 $189,700,000 $186,880,335 $167,965,786 $153,965,574 ! Expenditures . and Other Uses ... 187,756,889 190,400,000 181,467,001 167,556,050 151,176,538 Excess (Deficiency) of Revenues and Other Financing Sources Over Expenditures and Other Uses ...... $ (11,000,000)(3) $ (700,000) $ 5,413,354 $ 409,736 $ 2,789,036 Year -End Fund Balance $ 11,838,787 $ 12,538,787(6) $ 7,378,679(4) $ 8,254,635(5j General Obligation Debt Service Fund: Revenues .......... $ 25,606,000 $ 21,810,000 $ 21,572,813 $ 17,048,598 $ 16,075,923 Expenditures ...... 25,606,000 24,128,000 22,567,544 17,565,047 16,623,286 Excess (Deficiency) of Revenues Over Expenditures .... $ -0- $ (2,318,000) $ (994,731) $ (516,449) $ (547,363) i Year -End Fund Balance ......... $ 2,235,376 $ 4,553,376 $ 5,548,107 S 6,064,556 (1) The Solid Waste operation with a budget of $31 million, became an enterprise fund in fiscal year 1987. Only an $11 contribution is included in the 1987 General Fund Bucget. (2) Unaudited projection for 1986 results of operations have been prepared by the City Acdministradon. m: (3) State statutes require .that budget be balanced. Budgeted deficits are covered by appropriated fund _. balances. (4) Adjustments for net equity transfers to other funds and accumulated compensated absences decreased ' fund balance by $1,285,692. a;= (5) Adjustments for net equity transfers to other funds decreased fund balance by $591,035. (6) Adjustments for net equity transfers to other funds decreased fund balance by $253,246. RI 22 .;..: .... U. ... ... Tom- - _ 0 r !R Deseriptlon of Rn na The following is a description of the City's revenue structure. I! Cknexpl Fund Il MPerty 'faxes —Article 7, Section 9 of the Florida Constitution provides that except for taxes levied ' for payment of bonds and certain voter approved levies, municipalities in the State may not levy ad valor em taxes in excess of ten mills per $1.00 (S10 per $1,000) of assessed valuation upon real estate and tangible personal property having a situs within the taxing city, when the tax is being imposed to generate monies for i municipal purposes. Both Dade County and the City tax real and tangible personal properties within the City. Dade County and twenty-seven incorporated municipalities, including the City, do not levy personal income tax, gross receipts tax, inheritance tax, gift tax or commuter tax. Utilities Service Taxes —These taxes are received by a debt service fund, as explained in page 24 of this statement. Substantial excess monies available after the payment of various debt service requirements are transferred to the General Fund. Franchise Taxes —The City has entered into franchise agreements with utilities to generate revenues for the City based on the dollar volume of services rendered to City residents. The most significant of these agreements is with Florida Power & Light Company for a 30-year period, with an estimated revenue of 512.9 million in fiscal year '86. > Local Option Gas Tax —This is a tax levied on the sale of gasoline. The funds generated are to be used for street and highway maintenance. This tax was originated in 1984 and was recorded in a special revenue fund at the time. Since 1985 it has been recorded directly in the General Fund. Occupational Licenses —The City levies a license tax for business privilege licenses. License taxes vary according to the type of business. The exception to this are the contractors' licenses, which are collected only by the Dade County Tax Collector. There is a set contractors' fee for all contractors within the County After collection, Dade County returns to the cities its pro rata share of revenue collected. The pro rata share due each city depends on the number of contractors doing business within each city's limits. Federal Revenue Sharing —The revenues derived from the Federal government are appropriated by the Commission to support general fund operations, including a limited number of social service programs. State Revenue Sharing —The revenues distributed to the municipalities by the State of Florida under the Slate's revenue sharing program are derived from a percentage of its collection of the State cigarette tax, the State motor fuel tax and the State road tax. E. Saks Taxes —The State of Florida levies a 5 percent sales tax. A portion of this tax, one half of one per cent of the 5 percent levied, is shared by municipalities based on their population. Solid Waste Fee —Since 1980, the City has levied a solid waste fee which has been a revenue to the General Fund. The rate may increase by action of the City Commission and there are no legal restrictions on the amount of the increase. The present rate is 5160 per year for a residential unit and a graduated rate structure for non-residential units. At the present rate, this revenue item will generate approximately $13.5 million per year to help offset Solid Waste appropriations of 525.1 million in 1986. The rate utilized by the City is lower than rates utilized by Dade County and other surrounding jurisdictions. The City's General Fund receives revenues from a variety of sourccs, The following table us" revenues received by the City from these sources for the past five fiscal years. Certain finand , presented as "Operating Transfers ire" In ,appendix A, "FINANCIALSTATEMENTS are to classlN this table according to their sources of origin. General Fund Revenuers and Other Flnandng Sources (000's) 19" 19" 19lt.; IM Taxes: Property Taxes .................. S 84,209 S 78,968 $ 67,619 $ 61,865 Utilities Service 'Taxes ............ 17,563 22,301 21,648 20,674 Franchise Taxes ................. 16,073 4,885 5,703 4,919 117,845 106,154 94,970 87,458 Licenses and Permits: Occupational Licenses ............ Permits........................ Intergovernmental: Federal Revenue Sharing .......... State Revenue Sharing ............ Sales'Taxes ..................... OtherGrants ................... Inteagovernmental ................. Charges for Services: _ Solid Waste Fees ................. OtherFees ...................... 3,954 2,087 6,041 8,921 11,962 11,355 5,952 38,190 2,799 12,994 4,640 17,634 3,982 1,871 5,853 9,987 11,715 10,634 3,178 35,514 2,687 7,735 4,412 12,147 3,874 1,414 5,288 9,267 12,298 9,478 4,242 35,285 2,483 7,867 3,627 11,494 4,775 677 5,452 9,281 12,084 4,019 25,384 2,S 11 6,841 3,950 10,791 Other. Revenues and Financing Sources ........................ 4,371 5,611 4,446 6,148 3.00 Total ........................ $186,880 $167,9% $153,966 $137,744 $125,0, Special Revenue Funds Downtown Development Authority -This Authority assesses a separate millage rate to property intt Central Business District. In 1985, the General Fund contributed in excess of $770,000 to this operatio" Rescue Services -This fund accounts for a portion of the telephone franchise tax especially design by the electorate to provide additional rescue services. Federal Revenue Sharing and Grant Funds -Federal Revenue Sharing entitlement funds are through to the General Fund. Community Development Block Grants and Economic Development Adminixi Grants are designated for specific purposes approved by the applicable Federal agency. Cable TV. -This fund accounts for revenues from the Cable T.V. license and its specific uses. N11aml Sports and Exhibition Authority -On July 12, 1983, the Florida State Legislature passed a Lp authorizing certain counties to levy by ordinance a 3010 Convention Development Tax on hotel TOM: 24 specifying that "One-third of the proceeds Aall be used to con�tsrttet at : to multi -purpose convention/coliseuraa/exhibition center or the max !mum components thereof as funds permit in the most populous municipality in the eotartty.'° 1 The City of Miami then cteatcd the Miami Sporty and Exhibition Authority and On October 4, 1983 Dade County atpmvcd the le levying of the tax far administration and disbursement, by theatlaority, of the City of Mi,►mr's sham. 1 Local opt iaaw Oats Taut —(See explanation or, Page 22). ;= Mtt Service Frauds �! Property Taxes --The City Charter authorb es a separate levy of ad valorem taxes to pay interest and principal on general obligation bonds. State statutes empower municipalities to levy ad valorem taxes as }. j necessary to fund general obligation debt ser-Ace. }} Utilities Service Taxes —The City imposes a 10e7o tax on each purchase of electricity, metered gas, bottle gas, water and local telephone and telegraph services. Revenue funds annual debt service of approximately $160,004 on Utilities Service Tax bonds. In addition, this revenue source is partially pledged as an additional resource for debt service requirements for the Convention Center -Garage Revenue Bonds and the Special Obligation Bonds, Series 1985. These pledges amount to approximately $5.8 million in 1986. Excess monies available after the a requirement,; payment of debt service uiremen.re � :evert to the general fund. { . Assessment Lien Collections --Property owners abutting certain capital project improvements are l;l = assessed a portion of the cost of such improvements. These collections are pledged to general obligations bonds debt service, since general obligation bond proceeds were orginally used to finance these improvements. Enterprise Funds Revenues for these funds are primarily generated by user fees and charges. Certain facilities are subsidized by the City's general fund and other discretionary funds. Enterprise facilities include: Orange Bowl Stadium —Primarily used for football games, the stadium is home to the Miami Dolphins and University of Miami Hurricanes. Miami Stadium —This baseball stadium is used for training by the Baltimore Orioles. Local baseball teams play at the stadium, which is also used for rock concerts and other events. A Marine Stadium —Various regattas, concerts and nautical events are held at this stadium. Marinas —This fund includes the Dinner Key Marina, currently slated for expansion and refurbishment and Miamarina which is closed during the construction of the Bayside Specialty Center. } Warehouse Property —This property has a long-term lease with the Orange Bowl Committee and is used to build floats and other festival -related equipment. Golf Courses --The two City -owned and operated golf courses are used year round by local = residents and tourists. . Dinner Key Exhibition Hall —This facility is a favorite of local exhibitors and hosts conventions jointly with the City's Convention Center. 'k Miami Convention Center —The Convention Center is part of a complex shared with the University of Miami Conference Center, a private hotel, a multi -level parking garage and a soon to be completed World Trade Center atop the garage. Department of Off -Street Parking —The Department runs five parking garages in the City as well as on -street meters and off-street lots, with a total of over 16,700 parking spaces. } ?3 _y Property nud 11 pe 1Haaragr'me�at—'This newly established fund wa�R cmat to Account lot the tent and lease of city-O"ed property by private entitle- -A. Goverorneattal Center PACk'ng Go" This 1,100 car garage serve; tl e Government Center, and in particular the Cultural Center complex. Internal Service 1Fnnd1; There are six internal service funds that are self-supporting because their revenues are derived from charges for services to other City departments. These funds are: City Garage Food —For purchases and maintenance of all heavy equipment used by the City. Communication Services Fund —For the maintenance of communications and data processing equipment. Motor Pool Fund —For purchases and maintenance of the automobile fleet. Print Shop Fund —For all of the City's basic printing needs. Property Maintenance Fund —For regular building maintenance, and a limited amount of budding alterations and additions. Stationery Stock Fund —For purchases and storing of office supply items consumed in quantity in the City's operations. Pension Trust Funds The City has two separate pension funds, The City of Miami Fire Fighters' and Police Officers' Retirement Trust, (FIPO) (formerly the "System") and the City of Miami General Employees' and Sanitation Employees' Retirement Thm (GESE) (formerly the "Plan"). The actuary for GESE is Compensation & Capital, Inc., Chicago, Illinois. For FIPO, the actuary is Stanley, Holcombe and Associates, Inc. Both firms were selected independently by the Boards of Trustees. Additionally, the City selects its own actuary to determine the amount that the City will contribute to GESE and FIPO. The City's actuary is Edward H. Friend & Co. Division of Johnson and Higgins of Washington, D.C. The City's financial statements included the pension trust funds for the first time in 1985. A detailed discussion of the pension trusts, including the principal acturial assumptions with respect to GESE and FIFO is contained in Appendix A, Note 14 to the "FINANCIAL STATEMENTS." The following is a summary of certain financial information relating to the pension trust funds. t. 4 i ,. 26 f sr r GENIM*L ' OYM AND SANUAMN EWTOWFA, Rom+ TRUST (G') i Wl�A.�l(. THE PLAN) s, .,(FOR (In thollminds) }: 1� IM 19P4 1 i 1SM% Mi Mesta available for: 13eneiits- Beginning _ , of Year......• ......... ............ S 98,705 $ 80,801 $ 67,193 $ 59,686 $56,319' City Contribution ...................... 10,160 9,137 7,979 Employee Contribution 6,981 7,690 ................. 4,557 4,080 3,453 Net Investment 3,071 2,880 Earnings (1) ........ . . . . . • , • „ • • • • • • , 11,446 14,477 11,506 6,351 1791 26,163 27,694 22,938 16,403 12,361 Benefits and Withdrawals ........................ 10,490 9,770 9,310 8,875 8,966 - Administrative Expenses ........................... 28ot2) 20 20 zl 28 10,770 - 9,790 9,330 8,8% 8,994 Assets Available for ' Benefits -End of I Year ............................... $114,098 S 98,705 $ 80,801 S 67,193 559,686 Unfunded Accrued `+ Liabilities, as of October 1. subsequent - to end of fiscal year .............. ..... (3) $114,128 $111 778 5103 14 $95 456 . (1) Includes gains and losses on sales of investment securities and other miscellaneous income. _ (2) Beginning in fiscal year 1985, certain investment expenses, formerly paid by, the City have been assumed by GESE. (3) Unfunded accrued liability as of October 1, 1985 will be computed as part of the fiscal year 1987, _ j Edward H. Friend's Actuarial Report, which will be available in September 1986. k; f } e {« ay t_ FIRS AND PO&ACE OFl IC-FBS'RETIREMENT TRUST (k'I1Pi)) FI . ( __'Rix, TM, ssum) + FIKA XWX WMA SePlem-her 30 r� � 1�3 t�4 t 19a2 1l�t ` Assets available for: t.f Benefits-�lnning $163.037 $142,855 $I1 $107,46 $ter f r of Year ............................... 10,700 9,596 7,248 8,226 6,22 City Contribution ........................ 51155 4,495 4,063 3,419 2,761 Employee Contribution ................... Net Investment 23 966 15,924 21,701 9,372 8,09= .......................... Earnings (1) . • __.___ 39,821 30,015 33,012 21,017 17,07 Benefits and Withdrawals ........................... 11,136 9,787 9,A31 9,143 9,14 Administrative 326(2) 46 31 31 3" Expenses ............................. _ - 11,462 9,833 9,462 9,174 9118-- Assets Available for Bencfits--End of Year ................................. $191,396 $163,037 $142,855 $I19,305 $107,46= Unfunded Accrued Liabilities, as of January I, subsequent to end of fiscal year ..................... (3) $108,265(4)$108,924 $ 97,942 $ 79,151 -; (1) Includes gains and losses on sales of investment securities and other miscellaneous income. (2) Beginning in fiscal year 1985 certain investment expenses formerly paid by the City have been assume by FIFO. .(3). Unfunded accrued liability as of October 1, 1985 will be computed as part of the fiscal year 1987 Edward H. Friend's Actuarial Report, which will be available in September 1986. (4) Beginning in fiscal year 1984 the valuation date for FIPO is October 1, subsequent to end of fiscal year The preceding unfunded liability amounts are as reported by the City's actuary. Other amounts fo .. fiscal year 1985 have been summarized from those reported in Appendix A, "FINANCIAL STATEMENTS,' Schedule G-3. Other amounts for ears 1981-1984 are as y reported in the annual financial reports of th- 4 . System and the Plan, reduced by amounts related to receivables claimed to be due from the City which w the subject of the pension litigation, now resolved, described in Appendix A, Note 14(b) to the "FINANCIAL { : 1„ STATEMENTS." Z8 h90ed"M RIF That IATY an4 Tits» Coikoon Real and personal property valuations are determined each year a4 of January I by the Dade County Assessor of Property St 100% of market value. A notice is trailed to each property owner indicating the property valuation. The property owner has the right to file an appeal with the Dade County Clerk of the Board of '%hat Adjustment if such property valuation as determined by the property appraisr r is inconsistent with that aut determined by the property owner. All appeals of such valuation determinations are heard by the Dade County Board of Equalization. The Board certifos the assessment roll upon completion of the hearing of all appeals so filed. All taxes are due and payable on November I of each year or as soon thereafter as the assessment roll is certified and delivered to the Dade County Tax Collector. The Dade County Tax Collector mails to each taxpayer on the assessment roll a notice of the taxes levied. Taxes may be paid upon receipt of such notice, with discounts at the rate of four percent if paid in the month of November, three percent if paid in the month of December, two percent if paid in the month of January and one percent if paid in the month of February. 'faxes paid during the month of March are without discount. Taxpayers also have the option of paying their taxes in equal quarterly payments based on the prior years' tax assessment with a six percent discount with the June 30th payment, four percent with the September 30th payment, two percent plus one-half of any adjustments required to bring tax payments to current year's tax assessments, discounted at three percent with the December 31st payment and no discount plus one-half of any such adjustments with the March 31st payment. All unpaid taxes on real and personal property become delinquent on April 1 of the calendar year following the year in which the taxes were levied. All tax collections for the City are delivered to the City of Miami by Dade County. The delinquent real property taxes bear interest at the rate of eighteen percent per year from April 1 until a tax sale certificate is sold at auction from which time the interest rate shall be as bid by the buyer of the certificate. Tax Schedules and Tables The following tables present detailed information pertaining to the City's assessed property valuations, tax levies and collections and the City's ten largest tax assessments. The assessed value of taxable property in the City together with real property value assessed, personal property assessed value, and homestead exemptions in the current and each of the last ten completed fiscal years is detailed below. Assessed Value of All Taxable Property Fiscal Year Ended September 30 ELeY Real Phsonal Year Property Prop" 1985 ....... $8,538,398,000 S1,158,212,000 1984 ....... 8,230,309,000 1,115,724,000 1983 ....... 7,616,829,000 1,042,452,000 1982 ....... 6,976,847,000 985,282,000 1981 ....... 5,748,550,000(1) 873,815,000 1980 ....... 3,743,051,244 822,728,511 1979 ....... 3,420,381,422 806,793,605 1978 ....... 3,279,667,236 744,179,862 1977 ....... 3,256,815,414 681,454,979 1976 ....... 3,123,657,035 672,697,054 1975 ....... 2,851,309,996. 689,895,764 Gross Total Homestead Exemptions Net Told S9,696,610,000 $952,430,000 S8,744,180,000 9,346,033,000 954,979,000 8,391,054,000 8,659,281,000 920,895,000 7,738,386,000 7,962,129,000 750,665,000 7,201,464,000 6,622,365,000 564,238,000 6,058,127,000 4,565,779,755 197,310, 871 4,368.468,884 4,227,175,027 1%,708,033 4,030,466,994 4,023,847,098 195,664,076 3,828,183,022 3,938,270,393 198,558,652 3,739.711,741 3,796, 354,089 199,420,601 3,5%,933,488 3,541,205,760 1%,797,718 3,344,408,042 (1) The increase in assessed value of real property in fiscal year 1981 is largely due to a change in Florida law requiring that property be assessed at 100% of acutal value. 29 ��R6-807 f f i The City l)m� Died a certified trill of 11.9(l91 mills for the fiscal year 1985-86 bcgirnnirlg Octob 1, 1985, consisting of 9.8571 mills for general operstiOns And 7-052- mills for debt service. The following table shows the tact levies and collections of the City for each of thebast ten completed fiscal years. TAX li ies end Cnplecolonx Figcpl years Fnded Reptpmlmr 30 TOW AV" CoR!etkW rt x•�t C~04 Tm'ti� AV"or COMM of of Total As Pert mt ottt +d7-% o� Tomaty As r"mt MOPAP it�ad t e s Yen's " D g t Tsx ear Coteau Dell±�gt�+t of Cat (not 1 Ydr Ali irk TRM Colo! OM Tom Cotlestl� r.*" Ted (i) Fused f 190 ...... S104,135,000 i100,976.0DO 96.97"# $ 722,000(2)$101,698,00D 97.66% $3,970,000 3.81% 9.8571 2.032 1984 ...... 93,340,000 88.982,000 93.33 310361000 92,0181000 90.59 3,367,000 3.61 9,5514 1,57a4 1983 ...... 83,023,0W 78.815.ODO 96.38 1.209,000 90,024,000 94.93 21925.000 3.52 9.061 1.60 1992 ...... 76,903.0M 74,040.000 96.28 1,067,OOD 75,107,000 97.66 2,489.000 3.24 8.947 1.717 1981 ...... 72,619.000 70.288,000 96.79 437,000 70,725.000 97.39 2,027,000 2.79 9.036 2.951 1980 ...... 60,983,826 58,799,796 96.40 307,659 59.097.455 96.91 1,439.430 2.23 10.000 3.960 1979 ...... 58,389.373 57,325,287 98.18 430,947 57,756,234 98.92 1,359,360 2.67 10.000 4,487 ,Ys, 1978 ...... 50,332,016 49,095,263 97.16 523,373 49,618,635 98.19 3,195,919 6.49 10.000 3.200 1977 ...... 43,854.070 42,969,232 97.99 650.775 43,620.007 99.47 21282,539 5.20 9.592 2.311 1976 ...... 38,508.055 37,290,660 96.81 633,860 37,914,520 98.46 2,048,476 3.32 8.619 2.311 (1) Net of reserve for early payment discounts and uncollectable tax of approximately 5% of total tax levy. (2) Starting in Fiscal Year 1985, current year's delinquent tax collections are included with collection of current year's taxes. For years prior to 1985 collection of delinquent taxes included both current year and prior years' delinquent tax collections. The following table lists the ten largest tax assessments in the City of Miami. Ten Largest Tax Assessments in the City of Miami 1985 Assessed Values NSW of Prop" Holder Nature of Activity Ausaedd Vdna (000's) A.T. & T,/Southern Bell Utility S 296,409 Chopin Associates Office Buildings/Hotel 183,174 ' i Southeast Bank Bank/Office Building 182,546 Equitable Life Assurance Office Buildings 146,644 Florida Power and Light Utility 101,246 City National Bank Office Building/Bank 82,358 Miami Herald Newspaper/Publishing 76,131 4 Miami Center Joint Venture Unimproved Real Estate 66,720 ^: One Biscayne Tower, N.W. Office Building 62,982 New York Life Insurance Retail Sales 46,768 S1,245,538 Source: Dade County Property Appraiser and City of Miami Finance _f Department. Labor Relations The City Manager's Office has a professional labor relations staff dedicated solely and labor contract administration. to labor negotiation 30 ..: 'iw►o labor at greements "Piled On September 30, 1985; the Intemation al A odatiota of Fire Fighte r (IAI:Fi L1 Sli7, and the Sanitation Irm 1 the lard p � Association S.E.A. The City is currently operating under expired AWftments while negotiations am underway. It is anticipated that these negotintions will be ` concluded 'the sum mct of 1986. The American Fedcration of state, County and Municipal Employees (A•RS•C•M•E•) Local 1907 has a. contract, which expires on September 30, 1986, that calls for a 510 increase in Judy, 1986. The Fraternal Order of labL' 1987, calling for a 4(7# incrse retroactive to January 1 8S and 3% on October, n14g6, tract which expires in j Risk Management � A Charter Amendment was approved the 71, allowing the City to set up a Self-insurance and Insurance Trust Fund. The City Commission ectorate in 19created, by Ordinance, a Board of ' Trustees composed of the City Manager, the Director of Finance, and the Insurance Manager to handle the E security investments of the Fund. Also created was a Self -Insurance Committee, appointed by the City Manager to administer. the Plan. The City is self -insured for most casualty exposures with the exception that coverage by outside insurance is secured when it is available at acceptable rates. Purchased policies include a broad, all-risk Property policy covering all City property; general liability insurance for its exposures at the Miami Convention Center, Dinner Key Marina, all parks, pools and playgrounds of the City, and fidelity bonds on all City employees. Group life insurance and accidental death and dismemberment insurance are also commercially purchased. The City self -insures all exposures not commercially insured including vehicular accidents, police torts, and general liability. The City's liability for damages in most tort claims is limited to $100,000 per claimant, and $200,000 per occurrence in accordance with the Florida Statutes, Section 768.28, which waives sovereign immunity in torts claims to the extent of such amounts. (See Appendix A, Note 12 to the General Purpose Financial Statements for a discussion relating to the City's self-insurance program.) Group health benefits are self -insured for employees represented by the American Federation of State, County, and Municipal Employees, Local 1907, certain managerial confidential employees not represented by the labor union, and retirees of these two groups. The City also offers these two groups of employees the choice between the indemnity group benefit and a pre -paid health maintenance organization. The City has purchased a specific stop loss policy for self insured health insurance claims that limits the City's liability to $97,500 per occurrence. The Sanitation Employees Association has a self -funded health benefit plan as its sole health benefit option. In July of 1984, the Fraternal Order of Police and the International Association of Fire Fighters established separate group benefits plans for both active employees represented by those bargaining units and retirees formerly represented by those bargaining units as their sole health benefit option. The City's contribution to provide group health benefits for these bargaining unit employees is limited by the labor agreements. The limitation for group health benefits is an amount similar to that which the City has been contributing for these employees to its self -funded plan. ECONOMIC AND DEMOGRAPHIC DATA Introduction and Recent Developments Miami's diversified economic base is comprised of light manufacturing, trade, commerce, wholesale and retail trade, and tourism. While the City's share of Florida's tourist trade lemmas an important economic force, the great gains Miami has made in the areas of banking, international business, real estate and transhipment have fortified the economic base. 31 (� ' Major capital i!rlpa v enta have alto v l the area to ac�comoclatc sand foster flue ralsid expansion.' i?brt of Miami hclg all�n c d RANI ! ► Size,?S Arn is dcs ed tc! to 16 m lliOn tons Of CRT a program completed in 19A1, The fort expansion pmtp • s�srenrs a year by the Year 2�t?0, lrnrlaesiiate plA+s include a third u� cm four million crA!!se ship p - ace l urthcr plans call for a land fly aver j and the addition of 1,000 square feet of lineal berthing space- linking di, �ly to the interstate sand a $100 million complex comprised of two new crIlisc berths, office � retail space and a 500 seat restaurant. Miami International Airport is undergoing a $1 billion expansion program. A seven story 2,30ilsp pefth parking structure, directly across from the main terminal, was completed in 1984. A�.n clevated Sky bridge, opened in early 1985, connects the parking structure to the main terminal. Other prey include the construction of a direct connector road to the airport expressway and a soon to be compple I. inm cargo tunnel. Expansion and modernization of passenger gate areas continues to accommodate the is domestic and international passengeck r traffic. The Cargo Clearance Center which will centralize all related federal agencies, will be operational in 1987. Downtown Miami continues to grow at a healthy rate. During 1985, 15 major projects were us construction at an estimated development cost of $1.077 billion. Included among these projects are nine new office buildings that will provide over 3.7 million square feet of additional Downtown office spy New residential projects will add over one thousand housing units. 1983 Downtown Constmetion Office Space .................. 3,751,731 sq. ft. Retail Space .................... 549,839 sq. ft. Residential ....................... 1,144 Units Hotel............................156 Rooms Metrorall The new $1 billion, 20.5 mile Metro Rapid Transit System became fully operational in April, 191 This system contains 20 neighborhood transit stations spaced approximately 1.5 miles apart. Of -MA' -importance to Downtown development is the recently opened Metro Mover, an elevated 1.9 mile central c people mover system connected to Metrorail. r s 4 r Y C' jNK Y� Bayside The Rouse Company, a leading builder of speciality marketplaces in downtown waterfront settings,1 been selected to develop the Bayside Specialty Center on twenty acres along the waterfront in Downto Miami. The project currently under construction will feature 200,000 sq. ft. of new retail space and 35,0 sq, ft. of renovated restaurant space. Total project cost is 5124 million, with City participation limited t( $4 million investment in infrastructure improvements. The Bayside Parking Garage, to be located adjace to the speciality center, will contain 1,200 parking spaces and a surface lot. Bayfront Park Bayfront Park, adjacent to the Bayside project area, will be redeveloped at a total project cost of million. Seventy percent of the project financing has been secured by the City through a variety of Fe& state and private funding sources. Southeast Overtown/Parkwest The Southeast Overtown/Parkwest Redevelopment Program entails the redevelopment of 200 aces prime real estate, adjacent to the central business district, for new residential and commercial activity. general redevelopment concept for the project area is the provision of a wide range of housing opportuni+' with supporting commercial uses, to serve the area's future population. By the end of the century- - 32 project Are -A as envisioned to have the capacity to saapPort over 9,000 r�id.ential units tend ol�r ante Million square feet of cor+irtaerc aai space. The City of Misnaai lava been delegated limited mdeveloPmr-Int pow rs for the implementation of the red lopment plan. Publics for involvement will focaas oaa land acquisition, resident relocation, demolition, project mAtkEting, infrastructure imptovc ments and construction and, in some instances, the provision of 64RRP" financing. It is estimaated that over $1 billion in private investment will occur during the next 20 y . Phase I land acquisition is nearing completion and the first new private construction is expected to commence on up to five separate development parcels by the end of 1986. Public infrastructure work, including utilities, suet improvements and pedestrian amenities, is now being designed for implementation in conjunction with the private development. Total public investment in Phase I Redevelopment is over $30 million. New private construction in the amount of $150 million is programmed to occur over the next six years. Sports and Exhibition Center The City of Miami approved an ordinance creating the Miami Sports and Exhibition Authority on July 28, 1983. Florida Statutes require the creation of such an Authority as a condition precedent to the County enacting an ordinance levying a 3016 Convention Development Tax on hotel rooms. The City's share of the tax proceeds must be used to construct a multi -purpose convention/coliseum exhibition center or major companets thereof, within the City of Miami. The City's share of these tax proceeds is expected to be $344 million per year. Plans for the facility require a minimum of 150,000 sq. ft. of exhibition space, 75,000 sq. ft. of conference space, a 16,000 seat sports arena and all appropriate parking and ancillary areas. The selection of a development plan and developer by the City Commission of the City of Miami occurred in April 1985 and negotiations are underway. See Appendix A, Notes 15 and 16 to the "FINANCIAL STATEMENTS" for a description of the financing undertaken to date with respect to this facility. Corporate Expansion The favorable geographic location of Greater Miami, the trained commercial and industrial labor force and the favorable transportation facilities have caused the economic base of the area to expand by attracting to the area many national and international firms doing business in Latin America. In Greater Miami, over 100 international corporations have set up hemispheric operations. Among them are such corporations as Dow Chemical, Gulf OR Corporation, Owens-Corning Fiberglass Corporation, American Hospital Supply, Coca-Cola Interamerican Corporation and Ocean Chemicals, Inc., a subsidiary of Rohm & Haas Company. Other national firms which established international operations or office locations in Greater Miami are Alcoa International, Ltd., Atlas Chemical Industries, Bemis International Dymo, Inc., International Harvester, Johns Manville International, Minnesota (3-M) Export, Inc., Pfizer Latin America Royal Export, and United Fruit. Industrial Development Greats Miami contains over one hundred million square feet of industrial building space. Manufacturing concerns account for nearly half of the occupied space with storage companies occupying an additional 35 percent of the City's industrial space. Transportation and service companies occupy the bulk of the remaining 15010 of the City's industrial space. The Industrial Development Authority (IDA) of Dade County reports that approximately two-thirds of Greater Miami's industrial firms own their facilities. There are currently 37 industrial parks in Greater Miami. Miami's apparel industry is one of the largest in the nation. Miami's market is primarily made up of numerous small firms rather than a few large operations. Roughly 30,000 jobs are provided by nearly 500 33 t _ A tnanufactutz. Florida appsarcl firms, mostcrf which are cent eyed in the Miami area, shipped 1970 fian��• in rnerchandke in 1980. a 56 per cent mcre'ase over - South Florida is one of the fa growing interior design centers in the- nation. 0- ver 250 dam related South Fusee provide 6,O18i ancillary jobs and generate $250 million into the local economic Mote $10 million in new constntction has tarn place in the past three years at the Miami Design Plate, t on 38 acres within a 14-block area in midtown Miami. It is anticipated that approximately S I I million 1h1 will be invested in the district in the immediate future. Financial Institutions Dade County is growing as an international financial center with 37 foreign banks operating in t community. Additionally, there are 33 Edge Act Banks that have moved to the Miami area. These indc BankAmerica International, Bank of Boston International South, Bankers Trust International, B'' Santander International, Chase Bank International, Citibank international, Irving Trust, Chemical International, Manufacturers Hanover International, and Morgan Guaranty International. The l Reserve Edge Act Amendment, adopted in 1979, permitted banks to open international banking subsich ' outside their home states. The Federal Reserve System has located a branch office in Dade County to the Atlanta office with financial transactions in the South Florida area. There are 76 local banks in Dade County which together have a total of $21.8 billion in deposits. At year summary is presented below: Bank Deposits (1) Number of Year Banks Total Deposits 1985 ......... 76 $21,800,000,000 1984 ......... 73 17,603,600,000 1983 ......... 70 16,158,326.000 1982 ......... 65 13,486,248,000 1981 ......... 65 9,234,540,000 1980 ......... 63 9,341,691,000 1979 ......... 71 7,982,108,000 _• 1978 ......... 73(2) 7,015.276,000 • 1977 ......... 98 6,481,146,000 3 1976 ......... 95 5,526,615,000 Source: U.S. Comptroller of the Currency. t (1) The information presented is for Metropolitan Dade County as a whole which includes the City Miami. The figures include national and state chartered banks that are ED.I.C. insured; state charts non-insured banks are not included. (2) Decline in number of banks is attributable to change in Florida's banking laws which now allow branch banking. Some of these branches were separate banks prior to the change in the law. Tourism Miami always has been a very attractive city for domestic and international tourists. Its climate g_ beaches draw many thousands of visitors throughout the year. Local government and private interests hT cooperated in developing outstanding attractions and events which include power boat races at hfi# Marine Stadium, the Orange Bowl Classic, the Seaquarium, Planet Ocean, Parrot Jungle, Monkey J" the Orchid Jungle, dog and horse race tracks , Jai Alai, the Vizcaya Palace and Metrozoo. Other poinU 34 �r intCMA and activities incIlRde tonrg Of the F-veroad'" and tb-- . . -'cla kcrm -M "tom Mr events, and annual Attlrncliona such as the -You tj� Bowl Marathon, Calle (),�ho OVOn Ir, GVRPhWVZ FSit, IMCMAO(MA IW?K FCOiVA, OrROV, House, CAIMIMI m , C<Konw Gtm-r Art Kvrp-OZA a M- Goombny FegtiVAlq, Hispanic HeritaW Week, LiTTttle RiOMixmiktobcTfo-t and the Oransr- Bowl f0m.-A cwrents. The MIAMI Grand Prix auto race has been nin annually in d�em tqrv, Miami since 19. 3. cxr�% and drivers from Around the world comcted for MOthan S30,0 in prize moncy in 1986. During 1983, approxim AtOly 5.4 million out-of-state visitors stayed in over 57,000 hotel and motel moms in Greater Miami. Many of these visitors participated in international trade activities such as conventions and conferences. Tourists and visitors expended over S4 billion in Greater Miami -in 1985, according to Dade County estimates. Film Industry Film Production in south Florida reached an all time high in 1985, according to figures released by the State's Department of Commerce, Motion picture and Television Bureau. State and local officials estimate that between 60 to 70 percent of Florida's film business is conducted in South Florida (Dade and Broward counties). The 1985 film Production totals for Florida were S 175 million of which S80 million was spent in Greater Miami. Agriculture The land area of Greater Miami includes large agricultural expanses on which limes. avocadoes, mangoes, tomatoes, and pole beans are grown for the fresh produce market. During the sunny and warm winter months, the mild climate enables these crops to be grown and harvested. Many of the vegetables are shipped to the northern United States during the winter. Exotic tropical fruits such as plantains, lychee fruit, papaya, sugar apples and Persian limes grow in the area and cannot be grown anywhere else in this country; Export More than fifty percent of Florida's foreign trade, which according to the U.S. Commerce ' Departnnentfs 1985 figures totalled in excess of $20 billion, flows through the ports of Miami. Further stimulation in the investment climate has resulted from the implementation of the 12 year Caribbean Basin Initiative program, designed to boost the economies of 27 countries of Central America and the Caribbean islands. The new law, which grants duty-free entry into the U.S. of material goods produced in the region, is also expected to bring greater economic stability to those countries. Trade offices have been established in South Florida by several countries, in addition to economic affairs conducted by the 37 foreign consulates located in the Miami area. These trade offices include those established by Belgium, Chile, Colombia, the Dominican Republic, Guatemala, Hong Kong. Jamaica, Korea, Panama, Spain and the Philippines. Miami International Airport Metropolitan Dade County is the owner of rive separate airports within its boundaries. The responsibilities Miami International Mi i for their operation are assigned to the Dade County Aviation Department. I Int 0nal Airport ranks 8th in the nation and 10th in the world in the number of passengers using its facilities. It ranks 4th in jF the nation and Sth in the world in the movement of domestic and international air cargo. During 1985, airport services were provided to over 19 million domestic and international scheduled International Airport provide world-wide air routes convenient passengers. The airlines serving the Miami for importers and exporters. 35 & 46 - 80:7 4' The E4ir)rnrt's facilities incinde three r1inwAys, a 7,()i>(D car PArking compie , �°I'prXaxirn Rely t R hike A+�P1�tXs itrar�tely 3(1,(NN) irwdividt�gi square feet of warchouve and office space, and ratai�aRena"ce gh.ops. employed at the akrport. In 1985 the Airport screed 19.9 million Passengers and handled 1.0 billion pounds of cargo. yearn statistics rue presented Wow: ( Gexgo ( 's WO-) Year 1985 .......... 19,853 1,031,700 1984,......... 19,328 1,130,184 1983 19,322 1,184, 526 .......... 1982.......... 19,388 1,246,700 1981.......... 19,849 1,170,009 1980 .......... 20,507 1,130,800 .: 1979 .......... 19,628 1,066,313 .. 1978.......... 16,501 1,026,5 93 1977.......... 13,736 987,998 1976.......... 12,884 808,791 Source: Dade County Aviation Department. Pbrt of Miami• IL The Port of Miami is owned by Metropolitan Dade County and is operated by the Dade Cowl Seaport Department. From 1976 to 1985, the number of passengers sailing from the Fort increased fig, 1,029,687 to 2,326,685, an increase of 126%. This increased growth highlights the Port's emergence as t world's leading cruise ship port. The Fort of Miami specializes in unitized trailer and container cargo handling concepts. The mc= effective use of equipment and the Port's convenient location combine to make the Port the nation's leadi. export port to the Western Hemisphere. From 1976 to 1985 the total cargo handled increased from over 1. million tons to over 2.33 million tons, an increase of 5307o. In 1979, details were completed for the expansion of the Port of Miami from 325 acres to 600 aci_ The additional space is needed to accomodate the increasing number of shippers, buyers, import, exporters, freight forwarders and cruise passengers who wish to conduct business through the Fort. In 1985 the Port served 2.3 million passengers and handled 2.33 million tons of cargo. A summary the growth in revenues, passengers and cargo for previous years is presented below: Year Remues PUwageis Cargo (roneage) 1985.......... S17,135,048 2,326,685 2,333,026 1984.......... 15,943,548 2,217,065 2,287,281 1983.......... 14,201,008 2,002,654 2,30S,645 1982.......... 12,949,687 1,760 255 2,665.921 y 1981.......... 12,468,522 1,567,709 2,757,374 1980.......... 12,056,896 1,459,144 2.485,791 1979.......... 8.110,840 1,350,332 2,291,382 1978 ......:... 6,236,385 982,275 1,922,864 t 1977 .......... 5,374,978 978,016 1,711,535 1976.......... 4,956,670 1,029,687 1,525,095 Source: Dade County Seaport Department. :' 36 t Demogmphlie iData The following table indicates the distribution by age aroupc among the population of both Miami and Dade County rident_q. Age Group as a pemptaRe of Total Npulation 1980 Awe Ct�p 0-5 ............. 6-19 ............ 20.34 ............ 35-59 ............ 60-75 ............ 75 + ............. IWOMM Nomk r renWor 23,459 7% 61,826 17% 75,919 22070 106,569 31014 55,924 16% 23,168 701a 346,865 10007o Source: 1980 U.S. Census of Population and Housing. Numb" F"Venter 113,544 7014 330,738 20% 374,276 23% 471,351 29970 230,136 1407# 105,736 7% 1,625,781 100% K: Retail Sales ' Although Miami contains 22 percent of the population of Dade County, almost half of the dollar =r, value of sales transactions for the County are reported in the City. The following table presents five years of '• i taxable sales information for Miami and Dade County. Taxable Gross Sales (000's) 19ES 1984 1993 1952 1951 Miami5,900,000 S 5,438,000 S 5,214,000 S 5,498,000 S 5,296.400 Dade County ..... 13,500,000 12,223,000 11,664,000 12,040,000 12,114,000 Miami/Dade ...... 45% 4507o 45076 46476 44074 Source; Department of Revenue; State of Florida. tE, n 37 jl .y 0,46 •___.. x i Employment The tables below indicate the scope of employment throlighout Mimi and Dade County. Do Larrst Private Empla ers Greater M1161 nl ,. I98S Now swings Eastern Airlines ......................................... Airline 12,7$4 Southern Bell Telephone and T legraph ..................... Utility 7,3u8 Burdines............................................... Department Store 6,0l University of Miami ..................................... University 5,0 Pan American World Airways ............................. Airlines 5,20q' Florida Power and Light .................................. Utility 3,0,Df 1;. Southeast Banking Corporation/Southeast Bank N.A......... Bank 3,483' Miami Herald Publishing Company ........................ Newspaper 3+933 Public ................................................. Super Market 3,7 Winn Dixie Stores, Inc .................................... Super Market 3,40' Source: Industrial Development Authority of Dade County. Employed Persons by Industry Type SQL i 1980 WmW Per+ee Uw Dade Comety Agriculture, Forestry, Fishing, Mining ...................... 1,590 10/o 14,850 .21: Construction ........................................... 11,150 7 44,560 6 Manufacturing ......................................... 27,070 17 103,970 14 Transportation, Communication, Public Utilities ............. 12,740 8 81,690 11 Wholesale Trade ........................................ 9,550 6 44,560 6 Retail Trade ........................................... 27,070 17 133,670 18 Finance, Insurance. Real Estate ............................ 11,140 7 59,410 8 Business and Repair Services .............................. 9,550 6 37,130 5 Personal Entertainment and Services ....................... 15,920 10 51,980 7 Health Services ......................................... 12,740 8 59,410 8 Educational Services ..................................... 7,960 5 44,560 6 Other Professional Services ........... 6,370 4 37,130 5 Public Administration ............ .. .. ......... 6,360 4 29,710 4 Total ....................... ...... .. 159,210 100 742.630 100 _ Source: 1980 Census of the Population and Housing. e 38 �. 4': r;.^ u" emplaamfilt Ro-tom An""A A 1" 3 19%4 1PA3 Aix � A�— Miami .............................. 9.20A 9.40In 12.6,% 12,4% 7.8010 Date County .......................... 7.5 7.7 9.8 10.1 6.8 U.S...................................... 7.2 7.5 9.6 9.9 7.6 Source: United States Department of labor, Bureau of labor Statistics .: Housing The U.S. Census figures for 1980 show that the median value of owner occupied housing was $47.517 which is an increase of 171010 of the median value of $17,500 per owner occupied housing as outlined in the 1970 U.S. Census figures. The following tables detail the characteristic of housing by units in the City of Miami and Dade County. f, e Values of Owner Occupied, Non -Condominium Housing Units 1980 Miami Less than $25,000 ............ 3,690 25,000-39,9............. 8,283 40,000.49,999 ............ 6,326 50,060-79,999 ............ 11,012 80,000-99,999............ 1,684 100,000 and over ............ 2,462 Total ............... 33,457 c 1' Median Value .......... $47,517 } Source: 1980 U.S. Census of the Population and Housing. F So 2 i S ; i t i i Wrcentage Dade pltsiaae 11070 14,156 60/o 25 43,732 18 19 39,978 17 33 81,130 35 5 21,211 9 7 34,658 15 1000/6 234,865 100010 $57,200 Occupied Housing by Tenure 1970 pereemase t9se Pace top Owner Occupied .............. 43,158 36010 45,738 34010 Renter Occupied .............. 77,235 640/0 88,308 66 Total" ................... 120,393 100010 134,046 100010 i 1970 and 1980 U.S. Census of the Population and Housing. urce: .f '39: Building ftrmlts in the City and Unincorporated Dade County since 19y8 ' The dollar value of building permits issued 1 as follows: Building ft-rMits bss"mil (in 000's) CRY of iJnotm-orporaMM Yor Ni rrr?; Pmk Cook Yar 1985 . $322,785 S 864,862 K ' j 1984. 345,262 953,055 .............. i 1983. 299,941 903,706 h 1982............... 358,676 659,160 .; 1981............... 532,205 901,676 t 1980............... 350,054 1,020,840 i 1979............... 201,067 963,144 i1978 ............... 105,064 651,482 ' Source: City of Miami's Fire, Rescue and Inspection Services Department and Dade County Department`,_ of Building and Zoning. .�c s New residential construction in the City since 1978 has been estimated as follows: Number of Year Units 1985 ............... 603 .F 1984 ............... 11018 1983 ............... 661 1982 ............... 1,753 1.981 ............... 3,164 1980 ............... 2,188 1979 ............... 11995 1978 ............... 1,319 h Source: City of Miami's Fire, Rescue and Inspection Services Department.Y, ti {� . F - ti_t i r, 40 A TROVAL OF OM, CIAL f 'AT F',N-' T The references, excerpta and Summaries of All documents referr d to herein do not ptHrport to be complete staat@manta of the provisions of such documents, and reference is directed to all such cloarn+�rats fi it 1.for full and complete stateIneztts of all matt of fact relating to the floods, thesecurity for the Payment of the fonds and the riphtS and obligations of the holder Chet of. Copies of such dacurnents may be iabtaincd from the City's Dirmtar of Finance at Coconut Grove Exhibition Hall, 3360 Pan Americaan Drive, Miami, Florida 33133, telephone nut , Co. Inca (305) 579-6330, or from the Financial Advisor, Jan J. Lowrey 1tc Incorporated, 180 Maiden Lane, New York, New York 10038, telephone number (Z12) 363-7000. ��'• The information contained in this Official Statement has been compiled from official and other sources deemed to be reliable, and is believed to be correct as of this date, but is not guaranteed as to :accuracy or completeness by, and is not to be construed as a representation by, the Financial Advisor or the Underwriters. y Any statement made in this Official Statement involving matters of opinion or of estimates, whether ` or not so expressly stated, are set forth as such and not as representations of fact, and no representation is made that any of the estimates will be realized. The information and expressions of opinion herein are subject to change without notice and neither the delivery of this Official Statement nor any sale made hereunder shall, under any circumstances, create any implication that there has been no change in the affairs of the City of Miami since the date hereof. r,. T. 4;1 it The execution of this Official Statement has been duly authorized by the Commission of the City of Miami. The City of Miami, Florida 1 ��!�K�}��'r-}' THIS PAGE LEFT INTENTIONALLY BLANK n W+. 1 Ili v Appeaft A CffV OF Aloe. FLORIDA FINANCIAL SECT N OF THE COMPROMSIVE ANNUAL FINANCIAL RETORT (1) For the FWmI Year Ende4q.eptomber 30, 1M Di TABLE OF CONTENTS ZdAW Sdwkb Report of Independent Certified Public Accountants ..................................... GENERAL PURPOSE FINANCIAL STATEMENTS Combined Balance Shect—All Funds Types and Account Groups ............................................................ Combined Statement of Revenues, Expenditures and Changes in Fund Balances —All Governmental Fund Types and Expendable Trust Funds ................................. ...... II Statement of Revenues, Expenditures and Changes in Fund Balance —Budget ,Non-GAAP Budgetary Basis) and Actual —General Fund ............................................... III Combined Statement of Revenues, Expenditures and Changes in Fund Balances —Budget (GAPP Basis) and Actual —Special Revenue and Debt . . .... IV Service Funds ...................................... ....... ................ Combined Statement of Revenues, Expenses and Changes in Fund Equity —All Proprietary Fund Types V and Pension Trust Funds ................. ............................................... Combined Statement of Changes in Financial Position —All proprietary Fund Types VI and Pension Trust Funds .............................. Notes to Financial Statements ................................. ......... ....... (1) This report excludes the Introductory and Statistical, ScdiOns which are part of the Comprehensive Annual Financial Report. 77 q TABLE OF CONTENTS (CO"tinw�ed) i SUPPLEMENTAL COMBINING AND INDMDUAL. FUND STATEMENTS General Fund: Statement of Revenues, Expenditures and Changes in Fund Balance —Budget (Non-GAAP Budgetary Basis) and Actual . • . Special Revenue Funds: Combining Balance Sheet . Combining Statement of Revenues, Expenditures and Changes in Fund Balances .......... Combining Statement of Revenues, Expenditures and Changes in Fund Balances —Budget (GAAP Basis) and Actual --Miami Sports and Exhibition Authority, Downtown Development Authority, Federal Revenue Sharing, pp Rescue Services and Cable T.V. Special Revenue Funds .............................. f Debt Service Funds: CombiningBalance Sheet ........................................................ c Y Combining Statement of Revenues, Expenditures and Changes in Fund Balances .......... c Air Combining Statement of Revenues, Expenditures and Changes in Fund Balances —Budget (GAAP Basis) and Actual -Debt Service Funds ..................... c Capital Projects Funds: ............................................................ Combining Balance Sheet ........................................................ i Combining Statement of Revenues, Expenditures and Changes in Fund Balances .......... Enterprise Funds: Combining Balance Sheet ........................................................ Combining Statement of Revenues, Expenses and Changes in Fund Equity . ........ . Combining Statement of Changes in Financial Position .............................. . Internal Service Funds: ,.—W Combining Balance Sheet ......................................... ............. Combining Statement of Revenues, Expenses and Changes in Fund Equity .............. a Combining Statement of Changes in Financial Position ............ ......... . Trust and Agency Funds: FCombining Balance Sheet ................................ .... ................ Combining Statement of Revenues. Expenditures and Changes in Fund Balances —Expendable Trust Funds ........... .................. Combining Statement of Revenues, Expenses and r Changes in Fund Balances —Pension Trust Funds ........................ .... Combining Statement of Changes in Financial Position —Pension Trust Funds ............ d ,; The Honorable Mayor and City Commissioners City of Miami, Florida We have examined the general purpose financial state- ments of the City of Miami, Florida as of and for the year ended September 30, 1985, as listed in the foregoing Table of Contents. Our examination was made in accordance with generally accepted auditing standards and, accordingly, included such tests of the accounting records and such other auditing procedures as we considered necessary in the circumstances. We did not examine the financial state- ments of the Department of Off -Street Parking of the City of Miami which statements reflect total assets and operating revenues constituting 17% and 40%, respectively, of the related combined totals of the Enterprise Funds. Those financial statements were examined by other auditors whose reports thereon have been furnished to us, and our opinion expressed herein, insofar as it relates to the amounts included for the Department of Off -Street Parking of the City of Miami, is based solely upon the reports of the other auditors. During 1985, the pension trust funds met the criteria under generally accepted accounting principles for inclusion in the general purpose financial statements of the City as part of the reporting entity as described in Note 14(a) thereto. In our opinion based upon our examination and the cial position of its proprietary fund types and pension trust funds for the year then ended, In conformity with general accepted accounting principles applied on a basis consis- tent with that of the preceding year. Our examination was made for the purpose of forming an opinion on the general purpose financial statements taken as a whole. The combining and individual fund state- ments listed in the Table of Contents are presented for purposes of additional analysis and are not a required part of the general purpose financial statements of the City of Miami, Florida. The information in the combining and indi- vidual fund statements has been subjected to the auditing procedures applied in the examination of the general pur- pose financial statements and, in our opinion, based upon our examination and the reports of other auditors, is fairly stated in all material respects in relation to the general purpose financial statements taken as a whole. Certain 1984 data included in the accompanying sup- plementary information were contained in the City's certi- fied annual financial report for the year ended September 30, 1984, and are included for comparative purposes only. reports of other auditors, the general purpose financial k- statements referred to above present fairly the financial position of the City of Miami, Florida at September 30,1985 Miami, Florida and the results of its operations and the changes in finan- December 27, 1985 r EXHIBIT I CITY OF MIAMI, FLORIDA COMBINED BALANCE SHEET —ALL FUND TYPES AND ACCOUNT GROUPS SEPTEMBER 30, 1985 FiductH+7 Fund Atcud ud GMW Governetonlai Wad Typos Prcprietm Fund Types types 88wat son" T" Special Deli Ca loternai Trust a" Fid is�.iimn (tt NWandm 8eeeral Rove= Sa*o Prods Enterprise Sorvico Agency Assets licit it4hj) ASSETS Equity in pooled cash and imesiments (Note 2(E))............... $15,911.362 $ 3.356.978 $9,203.060 568,269.138 $ 124,154 $10.864.981 $ 13,739,986 $ — $ — $ 121,469, S Cash and cash equivalents ............. — 5,042.835 — — 4.257.977 — 1,251,381 — — 10,552,193 Pension investments, including accrued interest (Note 4) ............. — — — — — — 302.049.272 — — 302.049,272 Receivables, net of allowance for doubtful accounts of $10.138.152: Taxes ......................... 3,310.853 468.309 413.887 — — — — — — 4,193.Q49 Accounts ....................... 2.347,060 104.913 — 2.826,159 1,252,577 — 12.794 — — 5,543,503 Assessment liens, net (Note 2(C)) .... — — 414.730 — — — — — — 414,730 Proceeds from securities sold ....... — — — — — — 2,298,047 — — 2,298,047 Pension members' contributions ..... — — — — — — 683,573 — — 583,573 . Due from other funds (Note 5) ........... 800.922 3,653 — 172,600 — — 2,536.758 — — 3,513,933„ Due from other governments (Nola 6) ...... 33,883 3.531.889 — 1.280,965 263.441 — — — — 5,110,17 11 Inventories (Note 2(6)) ................ — — — — 110,795 808.315 — — — 919,11E y Other .............................. 68.145 3.026 2,490 58,765 967.286 — 31,406 — — 1,131,118- N Restricted Assets (Note 8): Cash and investments with fiscal agent Including accrued interest.......... — — 253.395 — 14,153,599 — — — — 14,46,394 Property, plant and equipment, net (Notes 2 and 7).................... - — — — 126,931.493 15.177.661 — 300,343,226 — 442,452.380 Bond issuance costs, net (Note 2(J)) ....................... — . — — 2,410,506 — — — — 2,410,506 Deferred compensation plan assets (Note 14)......................... — — - — — 6.476,982 — — 8,476,382 Amount available in Debt Service Funds: General obligation bonds .............. — — — — — — — 4,553,376 4,553,376 Special obligation bonds (Note 10) 253.395 M.395 Amount available In Sell Insurance Fund for da1<tts payable .................. 4.492.186 4,492,136 Amount to be provided for retirement of general long-term debt: General obligation bonds ........... — — — - — — — — 170.W6,324 1 0,0W,324 Speck obiigation bonds and allm payables ................. —. - — — — — — 4,M.,405 4,326,4 Accrued compensaledabsences ...... - — -- -- -- -- — — 12.519,20? 121519, 2 i ................ .. _ .. Clakrur payable — — - — - �, — — — 19.731456 19 387.314 ... a Talai saseta . ... . .. .... -. $22.472 225, — ,. :12,511,643 't10.287,562 .. _ _.._ , _ --572_607.627 3150.471,828 f 6 850,l u7 .$329�080,.199 _ . _ $3tp'3 .2 3215.299 T . vv;— Governmental fund Types PrWMM Fund Types F" TYPU On" splew Rrmve 05M Ssr*a C Eaterpin lawns 3K*8 Trustam son" Fbad LWOOM Tam ]VASNOwd LMKJTIES At"" A36013 Voudiers and accounts payable ........ * ....... Payable for securities purchased ............... i 3.789,524 — $ 612.975 — S 3.215.622 S 984.934 3 775.423 S 1,076.771 10,455,, Accrued expenses (Note 2(H)) ................. Due to other funds (Note 5) 2,603.103 19.616 — — 1,234 150.201 — 455,360 3.212,690 — 12,519,202 3,212,,� 15,748,; ................ Deterred revenue ........................... 3,653 1.241,978 973,522 — — — 637.027 — — 2,&16.758 — — J.5113.3 Deposits (Note 9) ............... Claims payable (Notes 8 and 12) .... 462.700 — 286,535 — 122,321 — : 2,001.875 — 1,379,L 2.=,,-* Matured bonds and interest payable (Uwe 8) ...... 4.162,408 — — — — — 1,873.632 i — 24I.M0,800 25,333,& Payable from restricted assets: 4,182,4C Construction contracts ................ — 15,350 — Accrued interest .......................... — 2,254.070 — Current portion of revenue bonds payable ....... . — 160.000 — 2.254W Revenue bands payable —net at current portion (Note 8) ....... —1-1 ........ General Obligation bonds payable (Note 8) .... — 71,739.641 — 71.739,341 Special ob%Pion bonds payable (Nola 8) ......... 13.3f8.994 — 174,W,000 174.340,= > DOWIXI WTVMsaWn plan Wbkies (We 14) ....... — — 6.476,982 — 450.400 — — 13,788, U. Other payables (Note 8) ................ 8,414 1.769 — 314 75.2 4,3,983 Total liabilities ....................... 9, . I&i.958 1,892,648 4,170,822 3,2-16,856 89.384,307 1.230,783 17.178.746 2M299,002 341,47.4,' M FUND Eauiry Contributed capital .......................... InvestMerd In pneral fixed assets ..... 58,539.751 8,955,098 I ........ Retained awnings (Note 10) ................... — 2,547,770 — 16,665,076 300,343,226 In Ml=,M Fund balances: Reserved for, Employee retirement plan benefits ...... 305.493.972 3W.493, In" Encw&wwzs ......................... 1,832,480 — 9.732,703 — III.M5,183 Debt service ........................... — 253,395 — 2M.35 Traffic -related expenditures ............... 300,000 — — 3001M Unreserved: Designated for hurricane loss ................ 500,000 DesOmW for pension rotated typ"Ures (We 141 ................... Desowed for Claimspayment 1.415,333 ............... • Desipalad fat subsequent year's 4,492.186 4,402.1ft expenditures and approved projecls ......... 6.500.000 220.000 1.762.711 59.658.068 58,140,773 ............................ 5.738.787 10.398,955 4,100,634 — 20,238,379 TOW MIakW ~lund balanm 14.371,267 10,618.955 6.116,740 69,390,771 2,547,770 18,665,076 311.901.491 TOW MW 04UkY ...................... 14,371,267 10,618,9% 6.116,740 69.390.771 61.087.521 25,620.174 311,901,491 300,343,226 799, 40. 145 COM&W"and contiopm tiebitities TRW V"ft UM W Spity ........... $22,472,225 $12,511.603 $10,287,562 $72.607.627 $150,471,828 $26.850,957 $329,1b'80.199 $300,343,226 S216,MM $1,140,324,LM See accompanying notes to financial statements. CITE' OF MIA MA FLORIDA C®M lNI;QI l-TA1TEMENT CF REVENU , EXPENDITURES AND CHANAES IN FUND UALAN ALL GOVERNMENTAL FUND TYPES AND EXPENDt ALE TRUST FUNDS YEAR ENDED SEPTi MBER Spa, 1985 (3+�ent�1 Fn�?4 ix R Tam x"(Note3) ................ I ......... $100,281,696 $ 7,088,127 $41,2.78,253 $ -- $ — "" ten_ $1Aat 8 ucer>see and permits .............. . ' . 6,041,021 26,273,287 — 22,854,205 -- 2,474,699 3,771,349 8?= Intergovernmental ........ . ............. 2,798,824 — — — 22,465,259 Intragovernmental ............ Charges for services .......... ......... 17,633,733 — — 7,527,220 1=` Contributions from employees and retirees . — — 2,799,998 — Assessment lien collections ............... Interest .. Interest — 2,717,703 894,512 1,357,076 6,727,390 783,533 lit — ............................ Other ............ . . .......'........ 384,049 1,117,739 -- 374'579 439,428- Total revenues ..................... 156.130,313 31,954,583 45,435,327 9,576,668 34,986,789 Expenditures Current: General government ................... Public safety ......................... Public improvements .................. Solid waste ......................... . Culture and recreation ................. Grants and related expenditures ..... , .. . Contributions to pension funds (Note 14) .. . Insurance ........................ .. Economic development .. . ............ . Claims payments .... .......... ..... Other.............................. Debt service: Principal retirement (Note 8) ........... . Interest and fiscal charges ......... • . .. Capital outlay ........................ . Total expenditures .... . ............ . Excess (deficiency) of revenues over expenditures ............. .... Other financing sources (uses): Operating transfers In (Note 11) .. ........ . Operating transfers out (Note 11) ........... Debt proceeds (Note 8) ................. . Debt retirement (Note 8) ............ ... . Total other financing sources (uses) ................. . Excess (deficiency) of revenues and other financing sources over expenditures and other uses ......... Fund balances at beginning of year ........... Equity transfers to other funds (Note 11) ........ Equity transfers from other funds (Note 11) ..... Fund balances at end of year ................ 17.699.362 — 1,818,707 99,680,993 14,973,135 — — — t- 22.801.942 8,651,374 — — — —_ — 14,808,811 — — — 14 - — — — — 24.255,306 2 , — — — 1.824.789 1 " — 945.324 — — - - — — — 10.325.051 16 14.575,036 1,199,381 20,789 — 3,110,828 1& — — 10,160.000 — — — 12,558.002 — 132,263 — — 27,402.972 — 27 _ 178.514.105 18,772,223 22,738,791 27,402.972 39.515,974 28i3 _ (22.383,792) 13,182.360 22,696,536 (17.826,304) (4,529,185) 30.750.042 1.912.425 — 9,360.066 — (3.290.586) (12.445.649) (22,400,225) (7,267,925) — (48; — — 12.000,000 33,000,000 — — — (12,000,000) — — 0 27.459,456 (10,533,224) (22.400,225) 35.092.141 — Xi 5,075,664 2,649,136 296.311 17,265.837 (4,529.185) Zki 9.548,649 8.266,357 5,820,429 51,957,274 10.936.704 8671 (267,529) (296.538) — (61,948) — 14,283 — — 229,608 — r- $ 14,371,267 $10,618,955 $ 6,116,740 $69,390,771 $6,407,519 wk_ See accompanying notes to financial statements EX"19IT Ill CITY Of MIAMI, FI.OAID • STATEMENT OF SEWNIIM EXPENDITUL41M AND GMANGES IN FUND BALANCE-0III)OFT (NON4A111p BUDGETARY BASIS) AND ACTUAL—G ENl RAL FUND YEAR ENDED SEPTteMBER 20, 1986 a Revenues: �ed�pel I Fof#r1I1111 (Uxtlt� Taxes ............................................... $ 97.970,616 Licenses and permits .................................... 5,991,142 $100,281,696 6,041,021 $ 2,311,080 49,879 Intergovernmental.................................24,933,241 • 26,273,287 1.340.G46 Intragovernmental................................. 2,690,000 2.798,824 108,824 Charges for services ................................... 17.529,376 17,633.733 104,357 Interest ..................... .............. 2,000,000 2,717,703 717,703 Other ................................... ..... 50.500 384,049 333,549 Total revenues ............:................. 151,164,875 156,130,313 4,965,438 Expenditures: Current: - General government .......... .. ... . .......... ... 18.525,580 17,704,362 821,218 RubI1C safety ....................................... 100,593,159 99.284.969 1,308,190 Public Improvements ........................... . ...... 16,821,125 14,969,463 1,851,662 Solid waste ........................ .... ......... 23,431.169 22,830,100 601,069 Culture and recreation ............ ..... ..... .. 8,810,258 8,669,148 141,110 Other .............................................. 14,958,621 14,718.373 240,248 Total expenditures ........................... 183,139,912 178,176,415 4,963,497 Excess (deficiency) of revenues over expenditures ... (31,975,037) (22,046.102) 9,928.935 Other financing sources (uses): Operating transfers in .................................. 30,618,349 30,750,042 131,693 Operating transfers out ................................. (3,443,312) (3,290,586) 152,726 Total other financing sources (uses) ............. 27,175,037 27,459.456 284,419 Excess (deficiency) of revenues and other financing sources over expenditures and other uses ...... $ (4,800,000) 5,413,354 $10.21 .3�54 Fund balance at beginning of year ........................... 7,378,679 Equity transfers to other funds .............................. (267,529) Equity transfers from other funds ............. ' ' • ' • ' • • ' ' ' ' ' ' 14,283 Fund balance at end of year ................................ $ 12A See accompanying notes to financial statements s J A+j . �+•tsa1 . _*teaiYYY Ex"Ja( CITY OF MIAMI, FLORIDA COMBINED STATEMENT OF REVENUES, "WENDITURES AND CHANGES IN FUND BALANCE$—BUROE'T (OA+AP BASIS) AND ACTUAL, SPECIAL REVENUE AND DEBT SERVICE FUNDS YEAR ENDED SEPTEMBER 30, f986 Spnctal R ®nut (t) pOM 301x0 Mariaa�� !€ FAr�r�hlu Budget Actijol (UnIMMrAdlof - Blida#? Ilctal ..fir (upbW Revenues: Property taxes .............. $ 337,477 $ 335,566 $ (1,911) $39,908,040 $41,278,253 $ 1,310 Business and excise taxes .... 2,590,835 6,752,561 4,161,726 -- -- Intergovernmental .......... 8.955,090 8,843,646 (111,444) — — Assessment lien collections ... — — — 2,500,000 2,799,998 289, Interest ................... — 530,178 530,178 1,000,000 1,357,076 357 Other .................: .... 13.684 74,949 61,265 — — - Total revenues ........ 11.897,086 16,536,900 4,639,814 43,408,040 45,435,327 2,027, Expenditures: Public safety ....... ...... Economic development ...... Principal retirement: Long-term debt ........... - Interest and fiscal charges .... Other ..................... Total expenditures ..... Excess (deficiency) of revenues over expenditures ....... Other financing sources (uses): Operating transfers in .... ... Operating transfers out ....... Debt proceeds ............. Debt retirement ............. Total other financing sources (uses) ...... Excess (deficiency) of revenues and other financing sources over expenditures and other uses .... . Fund balances at beginning of year .......... Fund balances at end of year .... 1,813,906 1,818,707 (4,801) — — 1,157,256 945,324 211,932 — -- -- 10,165,000 10,160,000 — 12,883,815 12,558.002 1,987,858 1,199,381 788,477 65,500 20,789 4.959,020 3,963,412 995,608 23,114,315 22,738,791 6.938,066 12,573,488 5,635,422 20.293,725 22,696,536 1,333,601 1,283,529 (50,072) — (8,921,090) (8,921,088) 2 (22,400,225) 325, 44, 375, 2,402, (22,400,225) -_ 12,000,000 12,000, (12,000,000) (12,000, (7,587,489) (7,637,559) (50,070) (22,400.225) (22,400,225) (649,423) 4,935,929 5,585.352 (2,106,500) 296,311 2,402, 4.319.418 4.319.418 — 5.820,429 5,820,429 $ 3,669,995 $ 9,255,347 $5.585,352 $ 3,713.929 $ 6.116,740 $ 2,40Z, See accompanying notes to financial statements. (1) Does not include funds for which budgets have not been adopted. See Note 2(D) (5) EXHIBIT V CITY OF MIAMI, FLORIDA COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES, IN FUND EQUITY ALL PROPRIETARY (FUND TYPES AND PENSION TRUST FUNDS YEAR ENDED SEPTEMBER 30, 1985 Pr"*rg Ftjnd lypn Int'rnil Enbwwin SMIN Operating revenues: Charges for services .................. Contributions from em Contributions from employees and retirees ............. . Net gain on sales of Investments ........ . . ... . ... . Interest and dividends ....... . Total ........... ........... ..........1, Operating expenses: Personal services ............ Contractual services ......... .. . ' . . Materials and supplies ............ Benefit payments ........... . .. . Refunds .................... Utilities ................... . Intragovernmental charges .... . ........... . Other....................................... Total........................... Operating income before depreciation expense ................. Depreciation expense .............................. Operating income (loss) ........ ..... . Nonoperating revenues (expenses): Y..T." �pNItIM i wa $18,954,363 $17.799,209 $ -- $ 36,753,572 — 20,859,599 20,859.599 18,954,363 17,799,209 5,174,561 7,190,566 4,641,081 1,189,126 924.014 3,591,907 1,098,426 1,785,293 967,583 — 1,314,538 600.048 14,120,203 14, 356,940 4,834.160 3,442,269 3,543,872 2,454,040 1,290,288 988.229 Interest ...................................... 2,074.621 836,066 Interest and fiscal charges ....................... (7,850,741) — Other ....................................... (57,696) 708,206 Net nonoperating revenues (expenses) ..... (5,833,816) 1,544,272 Income (loss) before operating transfers .... (4,543,528) 2,532,501 Operating transfers in (Note 11) ....................... 5,381,079 375.913 Operating transfers out (Note 11) ...................... (1,999,227) (375,913) Net operating transfers ................. 3,381,852 — Income(loss)before extraordinary item ... . (1,161,676) 2,532.501 Extraordinary item —loss on debt refinancing ........ ... (2,468.039) Net income (loss) ...................... (3,629.715) 2.532,501 Retained earnings/fund balances at beginning of year ...... 5,932,246 14,133,905 Equity transfers from (to) other funds .... 245,239 (1,330) Retained earnings/fund balances at end of year ........... 2,547,770 16,665,076 Contributed capital at beginning of year ................. 56,015,845 8,800,795 Contributions from other governments ................. 418,441 — Contributions from other funds (Note 11) ................ 2,105,465 154,303 Contributed capital at end of year ...................... 58,539.751 8,955,098 Total fund equity ............... ....... $61,087,521 $25.620,174 See accompanying notes to financial statements A-7 --------- - ----- 9,712,085 14,614,803 20, 789.919 65,976,406 605_552 20,206,700 1,419,762 22.232.014 43,744,392 43,744,392 7,500 7,500 43.751,892 43,751,892 43,751.892 261.742,080 305,493,972 $305,493,972 9,712,085 14,614,803 20,789,919 102,729,978 12,970.679 5,830,207 4,515.921 20.206.700 1,419.762 2,883,719 967,583 1,914,586 CA 7nO 1 C7 52,020,821 5,997,912 46,022,909 2,910,687 (7,850,741) 658,010 (4,282.044) 41,740,865 5,756,992 (2,375,140) 3,381,852 45,122.717 (2.468,039) 42,654,678 281.808,231 243.909 324,706,818 64,816,640 418,441 2,259,768 67,494,849 S392,201,667 M►�6-8�Q7 -�r Ex"r CITY OF MIAMI, FLORIDA COMBINED STATEMENT OF CNANOES IN FINANCIAL POSITION ALL PROPRIET AY FUND TYPES AND R ENDED EPTEMBE RE NSIO �6ETUST FUNDS mp"o.aiv Fund TyPax Interns! Pon$ TOM EMerPris® Sams Trust Funds (MIy Working capital provided by: Operations: Income (loss) before extraordinary item ............. Items not requiring current outlays of working capital: Depreciation and amortization .................. Loss on dispositions of property, plant and equipment ................ Total provided by operations before extraordinary item ....................... Extraordinary item —loss on debt refinancing ................................... Total provided by operations ...... . .......... . Other: Decrease in restricted accounts .................. Contributions and equity transfers, net .............. Proceeds from long-term debt .................... Total.................................... Working capital applied: Additions of property, plant and equipment, net ...........:.......... . . Reduction of revenue bonds payable, net .............. Increase in bond discount .......... I ............... Decrease in other liabilities ........................ Increase in other assets, net ........................ Total ................ .................. Increase in working capital ......................... Summary of increases (decreases) in working capital: $ (1,161,676) $2,532,501 $43,751.892 $45,122,: 3,895,602 2,454,040 — 184,700 539,472 — 2,918,626 5,526,013 43,751,892 (2,468,039) — — 450,587 5,526,013 43,751,892 1,532,302 — 2,769,145 152,973 — 13,720,000 — — 18,472,034 5,678,986 43,751,892 4,440,725 10,522,000 222,921 8,359 331,440 15,525,445 $ 2,946,589 3,345,449 3,345.444 $2,333,537 $43,751,892 6,349, 724,- 52,196,; (2,4813,c 49,728,- 1,532,= 2,922, _ 13,720,t 67,902,! 7,786, 10,522,t 222,= S., 331'. 18,870,: $49.032.1 Cash and investments ............................ $ 2,725,832 $2,231,564 $ 902,434 $ 5,859,. - W Pension investments ............................. — — 41,276,663 41,276,; Accounts receivable, net .......................... 332,524 — (3,340,953) (3,008,- Due from other governments ................... I ... (1,136,165) — — (1,136, Inventories ..................................... (4,099) 90,705 — 86.; Prepaid expenses ................................ 292,377 — — 292.: Accounts payable and accrued expenses ............. 558.651 11,268 (16.362) 553; Due toifrom other funds ........................... — — 2,536,758 2,536,: Deposits refundable .............................. (19,352) — — (19,= Payable for securities purchased ................... — — 2,393,352 2,393.1 - Deferred revenue ................................ 196.821 — — increase in working capital • . • • • • • • • • • • ............. $ 2.946,589 $2,333,537 $43,751,892 $49,032,t See accompanying notes to financial statements. A-8 , � 1 CITY OF I1 I A,M19 FLORIDA NOTES TO FINANCIAL, STATEMENTS Sep#embor 30,1985 1) GENERAL DESCRIPTION The City of Miami, in the county of Dade, was Incorporated In 1896, and comprises approximately 34 square miles of land and 20 square miles of water. The City operates under the Commission/City Manager form of government and provides the following services as authorized by its charter: public safety, public works, solid waste, parks and recreation, and community development. The County is a separate governmental entity and its financial statements are not included in this report. The Florida Legislature, in 1955, approved and submitted to a general election a constitutional amendment designed to give a new form of government to the County of Dade. The County is, in effect, a municipality with governmental powers effective upon twenty-seven cities and unincorporated areas, including the City of Miami. It has not displaced or replaced the cities, but supplements them. The County can take over particular activities of the City's operations (1) if the services fall below minimum standards set by the County Commission, or (2) with the consent of the governing body of the City. Since its inception, the Metropolitan County Government has assumed responsibility on a county -wide service basis for a number of functions, including county -wide police services, complementing the municipal police service: uniform system of fire protection, complementing the municipal fire protection; consolidated two-tier court system: consolidation of water and sewer services; coordination of the various surface transportation programs; installation of a central traffic control computer system; merging all public transportation systems into a county system: effecting a combined public library system; and centralization of the property appraiser and tax collector functions. 2) SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES AND REPORTING PRACTICES The accounting policies of the City of Miami, Florida conform to generally accepted accounting principles as applicable to governments. The following is a summary of the more significant policies: (A) Basis of Presentation The accounts of the City are organized on the basis of funds and account groups, each of which is considered a separate accounting entity. The operations of each fund are accounted for with a separate set of self - balancing accounts that comprise its assets. liabilities, fund equity, revenues, and expenditures or expenses, ad appropriate. Government resources are allocated to and accounted for in individual funds based upon the purposes for which they are to be spent and the means by which spending activities are controlled. The various A-9 funds are grouped by type in the financial statements into seven generic fund types and three broad fund categories. The following fund types and account groups are used by the City. GOVERNMENTAL FUNDS Governmental funds are those through which most governmental functions of the City are financed. The acquisition, use, and balances of the City's expendable financial resources and the related current liabilities (except those accounted for in proprietary funds) are accounted for through governmental funds. The measurement focus is upon determination of financial position and changes in financial position, rather than upon net income determination. The following are the City's governmental fund types: General Fund —The General Fund is the general operating fund of the City. It is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds —Special Revenue Funds are used to account for the proceeds of specific revenue sources (other than special assessments, expendable trusts or major capital projects) that are legally restricted to expenditures for specified purposes. Debt Service Funds —Debt Service Funds are used to account for the accumulation of resources for, and the payment of, general long-term debt principal, interest and related costs. Capital Projects Funds —Capital Projects Funds are used to account for financial resources to be used for the acquisition or construction of major capital facilities (other than those financed by Proprietary Funds). Prior to 1985, separate Capital Projects subfunds were maintained to account for project expenditures funded by general obligation bond proceeds, and expenditures for projects with multiple funding sources were accounted for in a single Capital Improvement Fund. Effective October 1, 1984, the City reclassified its capital projects into separate subfunds according to purpose and intended use of the capital facilities under construction: street improvementsitraffic related, culture and recreation, municipal use, public use and sewers. PROPRIETARY FUNDS Proprietary Funds are used to account for a City's organizations and activities which are similar to those often found in the private sector. This means that all assets, liabilities, equities, revenues, expenses and transfers related to the City's business activities --where net income and capital maintenance are measured — are accounted for through proprietary funds. The I W measurement focus is upon determination of net income, financial position, and changes in financial position. Enterprise Funds —Enterprise Funds are used to account for operations: (1) that are financed and operated In a manner similar to private business enterprises —where the interest of the City is that the costs of providing goods or services to the general public on a continuing basis be financed or recovered primarily through user charges; or (2) where the City has decided that periodic determination of revenues earned, expenses Incurred, and/or net Income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Certain Enterprise Funds have historically operated at a loss and have required operating subsidies from the General Fund. if future operations are not sufficient to offset these deficits, the City will continue to support these activities from the General Fund or other discretionary funds (see Notes 13 and 15). During 1985, the City established the Property and Lease Management Enterprise Fund to account for the rent and lease of City -owned property by private businesses. Internal Service Funds —Internal Service Funds are used to account for the financing of goods or services provided by one department or agency to other departments or agencies of the City, or to other governments, on a cost -reimbursement basis. Where capital replacements are necessary, particularly in the City Garage and Motor Pool Internal Service Funds, user charges include an amount necessary to provide for replacement of equipment. Substantially all excess funds are committed to the City's vehicle replacement program. FIDUCIARY FUNDS Trust and Agency Funds —Trust and Agency Funds are used to account for assets held by the City in a Trustee capacity or as an agent for individuals, private organizations, other governments, and/or other funds. These include Expendable Trust, Pension Trust, and Agency Funds. Pension Trust Funds are accounted for in essentially the same manner as proprietary funds since capital maintenance is critical. The City's Expendable Trust Funds (Self -Insurance and Pension Administration) are accounted for in essentially the same manner as Governmental Funds. The City's Agency fund is custodial in nature (assets equal liabilities) and used to account for deposits held under issuance of a Cable T. V. license. ACCOUNT GROUPS Account Groups are 'used to establish accounting control and accountability for the City's general fixed assets and the unmatured principal of its general long- term obligations. The two accounts are not funds. They do not reflect available financial resources and related liabilities —but are accounting records of the general fixed assets and general long-term obligations. General Fixed Assets —This account group is used to account for all fixed assets of the City, other than A-10 those accounted for in the enterprise funds and internal service funds. Oenwl Long•TOrrn iQelbt—This account group is u to account for the long4erm portion of claims payable, accrued compensated absences, lease purchase obligations and outstanding principal balances of lord: term debt, other than revenue and special obligation bonds payable recorded in the enterprise funds. (0) Financial Reporting Entity For financial reporting purposes, the City includes those funds, account groups, agencies, boards; commissions, and authorities that are generally controlled by or dependent on the City. Control by or dependence on the City is determined on the basis of such factors at budget adoption, taxing authority, outstanding debt secured by revenues or general obligations of the City, obligation of the City to finance any deficits that may occur or receipt of significant subsidies from the City. Based upon the foregoing criteria, the following organizations are included in the financial statements of the City: ® Downtown Development Authority (Special Revenue) ® Miami Sports and Exhibition Authority (Special Revenue) e Department of Off -Street Parking (Enterprise) ® City of Miami Firefighters' and Police Officers' Retirement Trust (Pension Trust) e City of Miami General Employees' and Sanitation Employees' Retirement Trust (Pension Trust) As more fully described in Note 14, certain pension litigation and related matters were resolved in 1985 resulting in the pension trust funds sponsored by the City meeting the criteria for inclusion in the City's financial statements as part of the reporting entity, whereas they were previously excluded. (C) Basis of Accounting Basis of accounting refers to when revenues and expenditures or expenses are recognized in the accounts and reported in the financial statements. Basis of accounting relates to the timing of the measurements made, regardless of the measurement focus applied. All Governmental Funds and Expendable Trust Funds are accounted for using the modified accrual basis of accounting. Their revenues are recognized in the period in which they become susceptible to accrual —that is, when they become measurable and available to pay liabilities of the current period. Ad Valorem taxes, fines and forfeitures, and charges for services are susceptible to accrual when collected in the current year or within 60 days subsequent to September 30th, provided that amounts received pertained to billings through the fiscal year just ended. Occupational licenses revenues collected in advance of periods to which they relate are recorded as deferred revenues. Utility service taxes, franchise taxes, licenses and permits are susceptible to accrual when collected in the current year by the City or by an intermediary government serving as collection agent. Investment earnings are recorded as revenue when earned since they are measurable and available. • Where grants revenue Is dependent upon expenditures by the City, revenue Is accrued as obligations are incurred. The local option 908 tax collections of approximately $2,784,0()0 in 1985 were recognized as General Fund revenue whorena in 1984 the tax was recorded in a separate Special Revenue Fund. Unexpended 1984 tax revenues of approxlmately $2,997,000 were transferred to the General Fund in 1985 to fund traffic related expenditures. Special assessments are considered susceptible to accrual when collected In the current year or within 60 days subsequent to September 30th, provided that amounts received pertain to liens assessed prior to the end of the current fiscal year. The special assessment receivables at year-end of $8,705,534, of which $559,000 are delinquent, are shown.net of deferred revenues of $8,290,804 to more appropriately reflect current amounts available for debt service. Special assessments are recorded in the general obligation bonds debt service fund since they represent only a partial reimbursement of costs incurred in certain capital projects financed with general obligation bonds. The City does not issue special assessment bonds. Expenditures under the modified accrual basis of accounting are generally recognized when the related fund liability is incurred and expected to be liquidated with available resources. Exceptions to this general rule include principal and interest on general long- term debt which are recognized when due. All Proprietary and Pension Trust Funds are accounted for using the accrual basis of accounting. Their revenues are recognized when they are earned, and their expenses are recognized when they are incurred. The Agency Fund is custodial in nature and does not involve measurement of results of operations. It is accounted for under the modified accrual basis of accounting. Assets and liabilities are recognized when they occur regardless of the timing of related cash flows. (D) Budgets and Budgetary Accounting The City follows these procedures in establishing the budgetary data reflected in the financial statements: (1) Prior to August 31st, the City Manager submits to the City Commission a proposed operating budget for the fiscal year commencing the follaMng October 1 st. The operating budget includes proposed expenditures and the means of financing them. Budgetary control over expenditures is exercised on a departmental basis. (2) Public hearings are conducted to obtain taxpayer comments. (3) Prior to October 1st, the budget is legally enacted through passage of an ordinance. (4) Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the applicable appropriation, is employed in the General and Capital Projects Funds. on A non-GAAP budgetary basis. encumbrances rare recorded as expenditures of the currant year. On a GAAP basis, encumbrances outstanding at year-end are reported as reservations of fund balance since they do not constitute expenditures or liabilities. (5) Annual operating budgets for the General, Special Revenue and (Debt Service Funds are adopted on a basis substantially consistent with generally accepted accounting principles (GAAP) except that budgetary comparisons for the General Fund include encumbrances as expenditures. Adjustments necessary to compare the results of operations in the General Fund on a GAAP basis to that on a Non-GAAP budgetary basis for the year ended September 30, 1985 are as follows: Excess of Reirenues and Other Financing Fund Sources Ovw September and Other uses 30,1985 GAAP Basis ......... $ 5.075,664 $14.371,267 Less encumbrances at September 30, 1985 .. (1,832.480) (1,832,480) Plus encumbrances at September 30. 1984 2.170.170 Non-GMP Budgetary Basis S 5,413,354 S12.538,787 For 1985, the City did not adopt annual operating budgets for the Community Development and Miscellaneous Other Special Revenue Funds: accordingly, the applicable columns of the combined statement of revenues. expenditures, and changes in fund balances —budget and actual (Exhibit IV) exclude amounts relating to the unbudgeted funds. Actual revenues exceeded budget in 1985 for the Miami Sports and Exhibition Authority Special Revenue fund by approximately $5,233,000. During 1985, the Florida Supreme Court issued a ruling which permitted the distribution of the 3% Convention Development Tax levied in Dade County which had been withheld since 1983. The total convention development tax distributed to the Authority in 1985 was approximately $5,519,000. The Authority's approved annual budget had approximated revenues sufficient only to cover the budgeted administrative expenditures of approximately $439,000. The remaining tax proceeds are intended to provide funding for the acquisition and/or construction of convention/arena/exhibition center facilities. (see Notes 15 and 16). Budgeted revenues in the Cable T.V. Special Revenue Fund exceeded actual revenues in 1985 by approximately $534,000. This varience is primarily due to the withholding of $900,000 in franchise fees by the City's Cable T.V. franchisee. The dispute over the franchise fees arose from differing A-11 'r'46.8it7 Interpretations as to the appilcability of certain provisions of the Cable Communications Act of 1984 concerning prepayments in prior periods. (6) Generally, the Commission and City Manager may transfer among departments any part of an unencumbered balance of an appropriation to a purpose or object for which an appropriation for the current year has proved insufficient. At the close of each fiscal year, the unencumbered balance of each appropriation reverts to the fund from which it was appropriated and shall be subject to future appropriations. Budgeted amounts presented in the accompany- Ing financial statements are as originally adopted, or as amended by the City Commission and City Manager through the year. (E) Pooled Cash and Investments The City maintains an accounting system in which substantially all cash, investments and accrued inter- est are recorded and maintained in a separate group of accounts. All such cash and investments, including accrued interest, are reflected as pooled cash and Investments. Investments are stated at cost or amor- tized cost, which approximates market. All investments consist of U.S. government obligations and time depos- its with approved financial institutions. At September 30, 1985, accrued interest on pooled investments amounted to approximately $2,426,000. Interest income is allocated based upon the approximate proportionate balances of each fund's equity in pooled cash and investments. No interest is charged to funds having deficit balances. Not included in this pooled cash sys- tem are the cash, cash equivalents and investments held by the. Miami Sports and Exhibition Authority, ($4,892,9011) .the Downtown Development Authority ($149,934) the Department of Off -Street Parking ($4,257,977), and The Pension Trust Funds ($303,300,653). (F) Pension Investments Pension investments are carried at cost. Debt securi- ties are adjusted for amortization of premiums and discounts. Premiums and discounts are amortized using the straight-line basis over the life of the investment. Approximate market values of investments are deter- mined as follows: Securities traded on a national secu- rities exchange are valued at the last reported sales price on the last business day of the fiscal year: securi- ties traded in the over-the-counter market and listed securities for which no sale was reported on that date are valued at the last reported bid price: commercial paper, money market funds and time deposits are val- ued at cost which approximates market: mortgages are valued based on current market yield, and rental property is valued at the purchase option price. Investment policy is determined by the Boards of Trus- tees and is implemented by outside investment advi- sors. Investment advisors use the following guidelines: (1) Unlimited investments in bonds, notes or other obli- gations of the United States Government and its agencies and in bank certificates of deposit. (2) Individual investments In the following cannot 10% of the funds available for investmonts: 'Y • Corporate common stock, preferred stock, off, vertible debentures (provided the aggro;== investment does not exceed three percent " total outstanding capital stock of any ono corporation), • Notes collateralized by first mortgages on relit._ property or guaranteed by the Federal Nou$ ing Administration or the Veterans AdminisiratiM,, :�fi • Corporate interest bearing obligations. Purchases and sales of securities are reflected *-. a trade -date basis. Gain or loss on sales of securk; ties is based on average cost. (G) Inventories Inventories are valued at the lower of cost (first4r , first -out basis) or net realizable value. Inventory in tta Internal Service Funds consists of expendable sup> plies held for consumption. (M) Accumulated Unpaid Vacation, Sick Pay, and 01*1 Employee Benefit Amounts Under terms of Civil Service regulations, labor Cora - tracts and administrative policy, City employees are.'_ granted vacation and sick leave in varying amounts„ Additionally, certain overtime hours can be accruedli- and carried forward as earned time off. Unused vaca.:'=R tion time and sick leave is payable upon separation from service, subject to various limitations depending r upon the employee's seniority and civil service classi:°'t fication. Accumulated unpaid compensated absences'?; are accrued when earned in the Governmental ands` Proprietary Funds, with the long-term portion of gov:' ernmental funds liability being recorded in the Generally Long -Term Group of Accounts. (1) Intragovernmental Allocation of Administrativs Expenses The General Fund incurs certain administrative expenses'r for other funds including accounting, legal, data' processing, personnel administration, engineering and,,,,; other services. A brief description of the major compoo- " nents of such charges are as follows: • Project Management —The Public Works Depart ment charges major capital improvement projecttA,, of the City for design, survey and inspection sere;,;= ices. These charges are based on direct labor charges plus an overhead factor for administrative exper4 t of the engineering division, and totaled approximately.; $1,783,000 for fiscal year 1985. • Indirect Cost Allocation —The General Fund charges;; other funds for general and administrative expenses;a to allocate certain overhead costs as determined l under a central services cost allocation plan. Such"� charges approximated $762,000 for fiscal year 19ft 'x W Bond Discount and Issuance Costs �F Discounts on revenue and special obligation bonds payable within the Proprietary Funds are amortized l using the interest method over the life of the bonds. A-12 Bond Issuance costa are capitalized and amortized on A straight-line ball over the life of the bonds. (K) Property, Piprtt nnat Egtrtpmen# Property, plant and equipment used In Governmental Fund type orations (general fixed arts) are accounted for in the General Fixed Assets Account Group Public domain ("Infrastructure") gene fix d wets consistin of certain improvements other than buildingsg , inclu Ing roads, bridges, curbs, and gutters, streets and sidewalks, drainage systems, and lighting systems are capitalized along with other general fixed assets. No depreciation has been provided on general fixed assets. All property, plant and equipment are valued at histori- cal cost or estimated historical cost if actual historical cost is not available, and donated property, plant and equipment are valued at their estimated fair value on the date donated. Depreciation of all exhaustible fixed assets used by the Proprietary Funds Is charged as expense against their operations. Accumulated depreciation is netted against related fixed asset amount on the Proprietary Fund balance sheets. Depreciation has been provided over the estimated useful lives using the straight-line method. The estimated useful lives are as follows: • Buildings and Improvements .. 30-50 years • Machinery and Equipment .... 4-20 years • Improvements other than Buildings ........... 10-20 years Interest costs associated with Enterprise Fund borrow- ings (revenue bonds) used for construction projects are capitalized during the current period as part of the assets, net of related interest earned on unexpended portions of such borrowings. As no revenue bond con- struction projects were ongoing in 1985, no interest costs were capitalized. (L) TotM Columns on Combined Statements —Overview Total columns on the general purpose financial state- ments are captioned "Memorandum Only" to indicate that they are presented only to facilitate financial anal- ysis. Data in these columns do not present financial position, results of operations, or changes in financial position in conformity with generally accepted account- ing principles. Neither is such data comparable to a consolidation. Interfund and intrafund eliminations have not been made in the aggregation of this data. 3) PROPERTY TAX Property taxes are levied on January 1st and are pay, able on November 1st, with discounts allowed of one to four percent if paid prior to March 1st of the following calendar year. All unpaid taxes on real and personal prop, erty become delinquent on April 1st and bear interest at 18% until a tax sale certificate is sold at auction. Dade County bills and collects all property taxes for the City, and sells tax certificates for delinquent taxes. The assessed value of property, as established by the Dade County Assessor of Property, at September 30. 1984, upon which the 1984-05 Ievy was basqrl, lmqq approximately ,744.180,U00.1-he City is pormitt€Ad by Arilciea 7, Section 8 Of the Florida Constitution to levy taxes up for $i0 per $1,000 of assessed valuation for general governmental services other than the payment of principal and Interest on general obligation long-term debt. In addition, unlimited amounts may be levied for the payment of principal and Interest on general obligation long-term debt, subject to a limitation on the amount of debt outstanding. The tax rate to finance general governmental services (other than the payment of principal and interest on general obligation long-term debt) for the year ended September 30, 1985, was $9.8571 per $1,000. The debt service tax rate for the same period was $2.052 per $1,000. 4) PENSiON INVESTMENTS investments held by the Pension Trust Funds at Sep- tember 30, 1985 and accrued interest thereon are summa- rized as follows: Approximate Market Cost . U.S. Government and Government Agencies: Bonds and Notes ....... $ 88.719,000 $ 85,694,394 Treasury bills .......... 20,897,000 20,525,082 Corporate Stocks ......... 133.989,000 128,169,237 Corporate Bonds ..... 21,282.000 21,458,217 Commercial Paper ........ 9,699,000 9,698,371 Money Market Funds and Time Deposits ... 32.412,000 32.412,071 Mortgages . ............ 158,000 318,137 Rental and Other Real Property .......... 125,000 125.361 Accrued Interest ......... 3,648,000 3,648,402 $310.929,000 i302,049,272 5) DUE FROMiTO OTHER FUNDS Due fromlto other funds are loans from one fund to another for specific purposes. At September 30, 1985, the balance in due fromlto other funds consisted of the following: Due from Due to Fund Otter Funds Other Funds General ................ $ 800,922 $ 3.653 Special Revenue: Downtown Development Authority ........... 3.653 — Miami Sports and Exhibition Authority ........... — 197,200 Other Funds ........... — 776,322 Capital Projects: Culture and Recreation .. 172,600 — Trust and Agency: Pension Administration . . GESE Pension Trust ..... FIPO Pension Trust ...... Total ............... 1,229,195 1,307,563 $3,513,933 2,536,758 $3,513.933 648•80? 0) DUE FROM OT"Flill 00VE1#NMENTS amounts relating to grants awarded by other governmental Amounts dun from other governments primarily represents from state and local governments. agencies, Federal Revenue Sharing monies and other receivables 7) PROPERTY, PLANT AND EQUIPMENT for the year ending September 1985: The following is a summary of changes In general fixed assets Acldttlons tletIonrrrg OAfrurtcs October 1, and and iransfars 71ransfers t?rrrrtsarr , t 5 Land $$ 20,$ ,734 $37,133,792 $ 1,036,450 $ 56,956,076 Building and Improvements ... 24,071,349 4,898,906 2,437,550 26,532,705 :. M hine and Equipment ... 23.094,610 1,850,133 262,170 24,682.573 ac ry Improvements Other Than Buildings ........... 136,840,517 2,972,378 Construction in Progress ..... 73,022,715 18,619,304 Total ................. $277,887,925 $65,474,513 139,812.896 39.283,042 52,358,9W-- $43,019,212 $300,343,228 The significant committments related to the acquisition or construction of general fixed assets are shown as encum. brances in the Capital Projects Fund and as Other Payables in the Long -Term Dept Group of Accounts. General fixed assets as of September 30, 1985 summarized by funding source are as follows (unaudited): Capital Projects Funds General and Special Obligation Bonds .......................... $226,514,191 Federal Grants .......................................... 21,352,321 ;. General Fund Revenues ....................................... 47,007,579 Special Revenue Fund Revenues ........... ............ ....... 5,346,893 Gifts...................................................... 122,242 Total ...................................................... $300,343,226 A summary of proprietary fund type property, plant and equipment at September 30, 1985, is as follows: Internal Enterpriaa Somfee Land ......................................... $ 12,302,455 $ 401 Buildings and Improvements .............................. 132,811,816 4.407,251 Machinery and Equipment ............. 5,369,276 22.752,258 Construction in Progress ....... . 1,318,492 -- Total .................... .. . .. $151,802.039 $27,159.910 Less Accumulated Depreciation ............ ..:.... ........ 24,870,546 11,982,249 Net ............. ...... $126,931,493 $15,177.661 4 A-14 LONt#"TARM DEBT The following Is a summary of change$ in long-term debt of the City for the year ended 3eptember a0. 19fi5 on housands of dollars): y? rr�r*�1 I s�,Taerr� 1 f'� I GOMM (1!bttptlm Ob r 4110n CIPIMM P 14 01fW compe"SM10 P ra1'% . - it atA Q Abowmes Tout "00.4% 3alance at October 1,1984 ...... $151,650 $ 600 $20,810 $ 5,758 $11,394 $190,212 $ 84.320 $ — New Bonds Issued .... 33,000 -- -._ ^ " 33,000 -- 13,720 Bond Anticipation Notes ............. Decrease in Lease 12,000 --- -- ._ — 12.000 -- -- Payables ........... Increase in Long Term — — -- (1,128) -- (1,128) -- — Claim Liabilities ..... -- — 3,250 — — 3,250 -- — Increase in Long -Term Accumulated Unpaid Compensated Absences .......... — — -- -- 1,125 1,125 -- — Debt Retired ........... (22.010) (150) -- -- — (22.160) (10,517) Balance at September 30,1985 ... $174,640 $ 450 $24,060 $ 4.630 $12,519 $216,299 $ 73.803 $13,720 Bonds payable at September 30, 1985, are comprised of the following issues: General and Special Obligation Bonds (General Long - Term Debt): $25,000,000 Police Headquarters Irprovement Bonds; seven issues, maturing through 2005; interest at rates ranging from 3% to 9.25% ... $ 14,775,000 $38,000.000 Storm Sewer Improvement Bonds; twelve issues, maturing through 2014; interest at rates ranging from 2.5% to 11.5% . 28.370,000 $44,640,000 Public Parks and Recreation Facilities Bonds; five issues, maturing through 2003. interest at rates ranging from 3.5% to 9.25% ................ 23,360,000 $65,000,000 Sanitary Sewer improvement Bonds; ten issues, maturing through 2013; interest at rates ranging from 1110% to 9.25% ............... 30,515,000 $36,100,000 Street and Highway Improvement Bonds: eight issues, maturing through 2014; interest at rates ranging from 3% to 11.5% ... 25,365,000 $79,240,000 Other Issues, maturing through 2014; interest at rates ranging from 1 % to 11.5% ... 52,705.000 Revenue Bonds and Special Obligation Bonds (Enterprise Funds): $60,000,000 Convention Center and Parking Garage Revenue Bonds, due in installments of $100,000 to $4.750,000 through 2015; interest at rates ranging from 6.5% to 8.5% ............. $ 60,000,000 $13,860,000 Off -Street Parking Revenue Bonds, maturing through 2009 at varying rates of interest ranging from 6% to 10.375% ..... 13,705,000 $225,000 Orange Bowl Warehouse Revenue Bonds, maturing through 1989: interest at 6.5%........... 98,000 $13,720.000 Special Obligation Bonds: maturing through 2008: interest at rates ranging from 5.625 % to 8.875 % ............. 13,720,000 87, 23 Less Unamortized Bond Discount .. (2,305,365) $$ 85 W The annual requirements to amortl7e all bonds and other payabtes outstanding as of September 30, 1985, includ- ing Interest payments of $299,341,000 are as follows (in thousands of dollars): Yew Endlg anneal > IXI Other ept Sembor 39 Ob_llgetion Ob lgallon naysnvo Pay- bles 1986 $ 19.982 $ 1,319 $ 6,677 $1,067 1987 23,495 1,421 6,680 1,100 1988 22.846 1,540 6,678 1,192 1989 21,220 1,392 6,677 1,292 1990 20,432 1,394 6,775 - 1991-1995 86,022 7,010 37,143 -- 1996.2000 63,077 7,087 38,134 - 2001-2005 39,658 6,541 36,923 - Thereafter 21,243 5,902 64,665 -- $317,975 $33,606 $210,352 $4,651 The various bond indentures contain significant limi- tations and restrictions on annual debt service requirements, maintenance of and flow of monies through various restricted accounts, minimum amounts to be maintained in various sinking funds, and minimum revenue bond coverages. A summary of major provisions and significant debt service requirements follows: General Obligation Bonds -Debt service is provided for by a tax levy on non-exempt property value and collections on assessment liens from projects financed by proceeds of such bonds. The total general obliga- tion debt outstanding is limited by the City charter to fifteen percent of the assessed non-exempt property value. At September 30, 1985, the statutory limitation for the City was approximately $1,311,627,000 provid- ing a debt margin of approximately $1,141,540,000 after consideration of the $174,640,000 of general obli- gation bonds outstanding at September 30, 1985. less approximately $4,553,000 available in the related Debt Service Fund. General obligation bonds authorized but unissued at September 30, 1985, totaled approximately $99,275,000. $60,000,000 Convention Center and Parking Garage Revenue Bonds -Debt service is provided by a pledge of net revenues of the Convention Center -Garage, a pledge of certain telephone and telegraph excise tax revenues, and by a covenant and agreement of the City to provide, to the extent necessary, revenues of the City, other than ad valorem property tax revenues, sufficient to make up any deficiency in certain of the required restricted funds and accounts. Various funds and accounts held by the Trustee are required to be maintained under the terms of the Trust Indenture pursuant to which the bonds were issued. Those funds or accounts pertaining to these provi- sions include the Revenue Fund, Bond Service Account, the Redemption Account, the Reserve Account, the Construction Fund, the Supplemental Reserve Fund, the Renewal and Replacement Fund and the Surplus Fund. A-16 The Trust Indenture provides that the gross revenue of the Convention Center -Garage will be deposited, as received, with the Trustee of the credit of the Revenue Fund. The Trustee shall transfer from the Revenue Fund, on a monthly basis, all money remaining in the fund in excess of current expenses to the following accounts or funds in the following order: P)to the Bond Service Account, an amount equal to the sum of (I) an amount equal to one -sixth (1/6) of the interest payable on all the outstanding bonds on the next ensuing interest payment date; and (il) corn. mencing in January 1989, an amount equal to one. twelfth (1112) of the next maturing Installment of principal of all serial bonds: b)to the Redemption Account, commencing in Janu- ary 2001, an amount equal to one -twelfth (1/12) of the principal amount of the term bonds required to be retired on the next succeeding January 1st; c)to the Reserve Account, such amount, if any, of any balance remaining after making the deposits under the two preceeding provisions, as may be required to make the amount then held for the credit of the Reserve Account equal to the maximum annual principal and interest requirements for the current or any succeeding fiscal year; d)to the Renewal and Replacement Fund, commenc- ing in October 1982, one -twelfth (1/12) of $100,000 and one -twelfth (1/12) of such additional amount, if any, which a consultant retained for such purpose in its latest written report prepared pursuant to the Trust Indenture shall have recommended: e)to the Supplemental Reserve Fund, such amount, if any, as may be required to make the amount then held for the credit of the Supplemental Reserve Fund equal to Two Million Five Hundred Thousand Dol- lars ($2,500,000); f) to the Surplus Fund, the balance, if any, of the amount so withdrawn. At September 30, 1985, the City had on deposit with the Trustee for these bonds approximately $9.466,000, exclu- sive of accrued interest receivable, in the required restricted funds and accounts $13,720,000 Special Obligation Bonds -In July, 1985, the City issued $13,720.000 of the City of Miami, Flori- da. Special Obligation Bonds, Series 1985 (the "Series 1985 Bonds"). The proceeds from the sale of the series 1985 bonds were used to defease the previously out- standing $10,400,000 Parking Revenue Bonds with a balance remaining of $10,345.000. As a result, an extraor- dinary loss of $2,468,039 was recognized. Debt service is provided by a pledge of net revenues of the Gov- ernment Center Parking Garage and utilities services taxes collected by the City from the sale of water and gas in an amount not to exceed the principal and interest requirements in the ensuing fiscal year. A reserve must be maintained equal to the maximum annual debt service requirement. Various funds and accounts held by the Trustee include the Revenue Fund, Band Service Account, Redemption Account, Reserve Account and the Genersl Reserve Fund. The nature, purpose and fundinq requirements of these funds and accounts are similar to those descrit@ed nbov€t relative to the Convention Center. At September 30, 1905, the City had on deposit with tho Trustee for these bonds approximately $1,776,000 exclusive of accrued Interest, in the restricted funds and accounts. S13,t1 , 1 O11-S"" PM*lng litM101441 BOW$ —Debt service is payable solely from the revenues of the Off -Street Parking facilities. This issue ("Series 1983") consists of serial bonds of $3,220,000 payable in Install- ments of $155,000 to $390,000 from 1984 through 1996 and term bonds of $10,640.000 maturing from 1999 to 2009. At September 30, 1985, the City had on deposit with the Trustee for these bonds approximately $2,658,000 in various reserve accounts. These accounts consists of the Parking System Fund (Revenue, Revenue and Replacement, and General Reserve accounts), the Construction Fund (Additional Facilities and Proceeds accounts), and the Bond Fund (Interest and Principal, Sinking Fund, Reserve, Redemp- tion, and insurance and Condemnation Award accounts). 9) CHANGES iN AGI-WCY 1NQ The City's Agency Fund is used to account for the 92,0W,000 refundable deposits by the Cable T.V. licensee and interest thereon, which is payable to the licensee. The changes In the City's Agency Fund are as follows: Deposits and accrued interest beginning of year ............ Interest received .............. Interest paid to licensee ......... Deposits and accrued Interest end of year ................. Due to certain controversies relating to the licensee's Performance under the Cable Ordinance, the City has assessed fines against the licensee totaling approximately $950,000 as of September 30, 1985. Since the assessment is subject to ultimate City Commission approval based upon the results of an independent review of the licensee's adherence to the Ordinance, the amount of the $2,000,000 performance deposit has not been reduced by the amount of such penalties. 10) FUND EQUITY The following individual funds had a deficit fund equity at September 30, 1985: Fund Amount Enterprise -- Parking Garage $2,758.591 Internal Service — Print Shop 198,424 The deficit in the Parking Garage Fund, resulting primarily from the $2,468,039 extraordinary loss on debt refinancing, will be eliminated by future transfers of Utility Service Tax revenues. The deficit in the Print Shop Fund is expected to be eliminated by operating surpluses in the future. The expenditures in the Rescue Services Special Revenue Fund and the Utilities Service Tax Bonds Debt Service Fund exceeded appropriations by $4,801 and $2,972, respectively, for the year ended September 30, 1985. The fund balance at September 30, 1985 in the Utilities Service Tax Bonds Debt Service Fund exceeded the amount reserved for debt service by $1,309,969, which was caused by a positive variance of actual revenues over budget in 1985. The. excess of utility service tax revenues over the debt service requirements of the utility service tax bonds is pledged first to provide funding as needed for debt service in the Convention Center and Parking Garage enterprise funds (see Note 8). Fund equity in the Enterprise Funds at September 30, 1985 consists of the following: Retained Earnings Reserved for Construction and Revenue Contributed Bond Retirement Unreserved Capital Oft -Street Parking .............. $ 1,817,768 $ 8,755,482 $ 276,753 Convention Center .............. 8.408.935 (17,498.268) 43,243,798 Parking Garage ................ 1,497,476 (4,889,967) 633,900 Auditoriums .*.................. — (2,300,990) 5,407,505 Marine Stadium ................ — (130.027) 675,161 Miami Stadium ................ — (574,296) 1,406.186 Golf ......................... — (4,862) 392.718 Other ........................ — 7,466,519 6.503,730 $11,724.179 $ (9,176,409) $58,539.751 See Note 13 for selected financial information regarding the enterprise funds. ��a-8U7 i 11) IMTERFt1ND TRA"SFERS contributions by fund type is as follows: i i" 1 A summary of Interfund - transfers and Trenofe+ra In p+ectO, Intw n Qon*M Mod At"its T0169 t+ten tm Fmrn �J Operating Transfers: $ _ $1,484,905 $1,261,890 $ 543,791 $ — $ .,.,. $ 3,290, X { 1 General............ Special Revenue ..... 11,910,129 427,520 — 100,000 -- ..._. 4,837,288 -- — -- -- 12,445 , 22,400,22a Debt Service ........ 17,562,937 - - - - 7,267,925 - 7,267,92 Capital Projects .... • Enterprise .......... 1,268,976 --- -- 730,251 -- — 375,913 --- 1,999,22T 375,918 r Internal Service ..... .� _. --- $30,750,042 $1,912,425 $9,360.066 $5,381,079 $375,913 $ — $47.779 i r; Equity Transfers and Contributions: $ ._.. $ -- $ — $ 267,529 $ — $ — $ 267,529 i+ General............ Special Revenue ..... -- — 229,608 -- 66,930 298,53$ =. } ' Capital Projects ..... 14,283 — — — — -- 8,019 47,665 19,065 192,506 61,948 219,590 Enterprise .......... Internal Service ..... — — — — — 510 820 1330 r General Fixed Assets . — — — 2,294,746 20,133 — 2,314:879 $ 14,283 $ — $ 229,608 $2,570,294 $154,303 $193,326 $ 3,161,814 ;Z A-18 - 12) SELF-If':aS""A"OR The City rrraintains aSelf-Insurance Expendable Trust Fund to adminletmr insurance activities relating to curtain property send liability risks, group accident and health and workers' ccsmpo sation. Charges to participating operating departments are based upon amounts determined by management to be necessary to meet the required annual payouts during the fiscal year. The estimated liability for insurance claims includes the estimated future (lability on asecase basis for all pending claims and an actuarially determined amount for claims Incurred but not reported. The unfunded long-term portion of the total estimated liability, which is expected 10 by funded from future operations, Is reflected In the General Long -Term Debt Account Group (GLTD) and amounted to approximately $24.060,000, as of September 30,1985, as follows: Self lnstwV"" OL,TO claims Psysw clsimss Rayaibls (Cuff"" Pci+tien) (1� ream) (A) Workers Compensation All workers compensation costs are paid from the Self -Insurance Fund, with all departments of the City being assessed a charge based upon annual cash requirements. As claims are reported, they are investigated by claims personnel, and an estimate of liability on a case -by -case basis is established. The estimated liabilities are periodically reviewed and revised as claims develop. Most liability in this area will be payable over several years. $ 543,356 $11,880,000 (8) General Coverage Departments of the City are assessed for property and casualty coverage based upon the cash requirements of the Self -Insurance Fund and their relative share of the total risk. The City has continued to purchase certain casualty insurance for which the premium is small in relation to the coverage provided. The City is fully insured, subject to a $10,000 deductible, for all property loss exposures. As casualty claims are reported, they are investigated by claims personnel and an estimate of liability on a case -by -case basis is established. 748,904 12.180,000 (C) Group Accident and Health Certain employees and retirees of the City contribute through payroll deductions or deductions from pension payments to the cost of group benefits. The remainder of the funds necessary are contributed by the City based upon the number of participants in the plan. As of September 30,1985 the plan covered approximately 1,600 active employees, 800 retirees and 1,100 dependents. Costs of the plan for the year then ended were approximately $4.4 million. During July, 1984, the labor unions representing policemen and firefighters established separate group benefit plans for both active employees and retirees. The City's plan does not cover those employees or retirees. The amount of claims at September 30,1985 represents payments made by the City in October and November, 1985, on claims incurred at September 30, 1985. 581.372 $1.873,632 $24.060.000 The City is a defendant in civil liability suit arising from alleged negligence on the part of a City employee while driving a City vehicle. A jury verdict against the City was reached during 1985, awarding damages of approximately $10.7 million. The City's liability in this suit is limited to $50,000 by Florida statute. However, the plaintiff has the option to seek to recover the excess damages by introducing a claims bill to the Florida Legislature under Section 768 of the Florida Statutes. Passage of a claims bill would allow the plaintiff to collect damages in an amount designated by the Legislature regardless of statutory limitations on liability. No claims bill pertaining to this case has been introduced. As of September 30,1985, the City has recorded only the amount of the statutory liability. A 19 13) MOMENT" 1NMMAT'!oN-r-NTIMPRISE FUNDS fronds various recreareti0nrei, c0mrnnii0n p ricirl faaciiiti -, The City mAintnin4 eleven (11) enterprise which provide for the fiscAI year ended SOpinmber 30, 1985 is aR f0II0W5 (in thous -rods of doll a s): Selected financial Information ON-6fs &1a41err►e � ,„► C.+rrttt�' plariesa f�ud�cnin�� ltif - F'erklnp Purrs e� s I*A4ne _..:.- it opera"ite"nues ............. s 1,597 13,656 $ 3,327 $1.356 s 533 $ 953 $ 202 s 1,330 $ 18,954 Depreciation Re............ 937 506 1,531 172 146 44 149 59 3, Operating Income (loss)......... 2,027 386 (2,123) 776 (355) (331) (139) 1.049 1,Z* Non -Operating Revenues (Expenses) and Operating Transfers ........... (985) 161 (592) 133 296 59 (499) (1,025) (2,452) Not Income (Loss) .............. 1,041 547 (2,715) 910 (59) (271) (3,106)(1) 23 (3,630) Contributions and Equity Transfers .............. 155 245 - 3 79 - -- 2,287 2,T68 Total Equity (Deficit) ............. 10,850 8,334 34,154 4.703 3,107 388 (2,759) 2.310 61,087,., Total Assets ................... 26.056 8,712 94,004 4,811 3,178 481 10.881 2,349 150,4T2 Property, Plant and Equipment, Net .............. 17,920 8.623 83,308 2,431 3,436 941 8,043 2,Z29 128,93T Property, Plant and Equipment: Additions and Transfers, Net ............... 565 871 375 310 5 27 - 2.288 4.441 Bonds Payable, Net ............. 13,334 98 58,468 - - - 13,319 - 85,219. Not Working Capital (Deficit) .................... 3.663 (189) (886) 2,273 (330) (554) 482 81 4,540' (1) Includes $2.468.039 In extraordinary loss on debt refinancing. 91 PENSION PLANS, AND RV -SOLUTION OF PENSION LtTIOATIOrA A)t 11-ppn+ifrrg entity For a number of years, the City has sponsored two t?eparate defined benefit contributory pension plans: Miami City Employees' Retirement System (System) for police ofil- cors and firefighters and Miami City General Employees, Retirement Plan (Plan) for sanitation workers and general employees. Since 1977, the City was involved in significant pension litigation, primarily related to (1) a class action lawsuit filed on behalf of all members and beneficiaries of the Plan and System seeking to require the City, for the years 1939-1975. to retroactively make additional deposits to its pension plans totaling approximately $40,000,Q00 inctud- Ing Interest through September 30, 1984, and (2) the claim from the Boards of Trustees of the Plan and System of underfunding of the pension plans in years 1980-1984 total- ing approximately $14,300,000 (Plan) and $17,100,000 (Sys- tem). Prior to 1980. the policy of the City was to make contributions to the pension trust funds based upon amounts determined to be due by the Plan and System actuarial valuation reports, which provided for a level dollar amorti- zation of unfunded prior service costs. The City Commis- sion, in September 1979, adopted a policy limiting the increase in the portion of the pension contribution relating to the amortization of the unfunded prior service costs to five percent of the preceeding year's amount, resulting in the claim of underfunding by the Boards. Therefore, for 1%0.1984, the City's contributions to the pension plans consisted of normal costs and a 51/6 per year increasing amortization of prior service cost over 35 years measured from 1976, less investment manager's fees paid by the City on behalf of the Plan and System. Due primarily to the special circumstances involving the litigallorr, both the Plan and System were excluded as part of the reporting entity of the City in prior years. In 1985 the pension litigation and related matters were resolved, as described below, resulting in the two pension trust funds meeting the criteria for inclusion in the accompanying financial statements of the City as part of the reporting entity. B) Resolution of Pension Litigation and Related Matters On May 23, 1985 a final judgement was entered by the Circuit Court of the Eleventh Judicial Circuit in and for Dade County, Florida, in settlement of the pension litigation and related matters. The major terms of the settlement, which was approved by the City Commission on June 13, 1985, are as follows: — The System became the City of Miami Fire Fighters' and Police Officers' Retirement Trust (FIPO) and the Plan is now the City of Miami General Employees' and Sanita- tion Employees' Retirement Trust (GESE). The composi- tion and method of selection of members for both Boards has been changed. — Each of the "_ Poarria of Trunleog (Boards), in its discretion, may hive its ovrn employees, its own admin- istrator, its own attorneys, accountants, money man- agers, and other profnssional5. --- The City's total annual contributions to FIPO and GESE beginning with fiscal year 1984185 are required to con- sist of: • Administrative expenses. • Actuarial contributions for normal cost using the entry age method; a mechanism has been agreed upon to resolve possible disagreement on annual contributions by a third party. • Annual unfunded liability contributions based on a schedule that requires $5.000,000 for FIPO and $6,400.000 to GESE, respectively, increasing there- after by approximately 5% per year. The total unfunded liability, including the effect of certain plan improve- ments, was calculated to be approximately $104,500,000 for FIPO as of January 1, 1983, and $109,000,000 for GESE as of October 1, 1982, establishing the basis for the contribution sched- ule. The currently existing unfunded liability bal- ances are scheduled to be eliminated by the year 2012 for FIPO and by the year 2008 for GESE. — Any increase in the unfunded liability of either FIPO or GESE arising from lawful increases in benefits provided by the City unilaterally shall be amortized in level annual installments over the shorter of (1) 30 years from the beginning of the fiscal year in which the change occurred, or (2) the period over which such benefit increase is expected to be paid. Any increase or decrease in the unfunded liability resulting in changes in actuarial assumptions or changes in benefits resulting from col- lective bargaining shall be amortized in level annual installments over a period of 30 years from the begin- ning of the fiscal year in which the change occurred. — A Cost -of -Living Adjustment Fund (COLA Fund) was created with a designated amount of savings goner-' ated by the tax qualification of FIPO and GESE being contributed by the employees. The COLA Fund is funded as follows: • Two percent of the earnable compensation of each member shall be credited each pay period to the COLA Fund. • A transfer to the COLA Fund of an amount equal to one percent of the total payroll of all members per fiscal year, to the extent such an amount is availa- ble from excess interest earnings determined on an accumulated basis from October 1, 1982. to the beginning of the year of determination, reduced by any COLA transfers in prior years. Contributions pursuant to this provision shall be mandatory for three -and -one-half years only, beginning October 1, 1983. Excess interest earnings are defined as being the difference between the rate of return on the actuarial market value of the average assets as DF46-807 calculated In accordance with Chapter 112, Florida Statutes, less the assumed rate of return for active members on the current actuarial valuation report. -- The liability, if any, of the pension trusts to pay a varia- ble annuity benefit to any past, current or future retir- ees was extinguished. The City paid approximately $900,000 in legal fees of the various plaintiffs through the Pension Administra, lion Trust Fund (expendable trust fund) during 1985. The settlement resulted in no other liabilities assessed against the City. C) D rlptlan of Pension Plans and Actuarial Meth• ods and Assumptions FIFO and GESE are separate defined benefit plans to which member employees contribute a percentage of their base salaries or wages on a bi-weekly basis. This percent- age was 8 1/2% for FIPO and 8% for GESE until June 1; 1985, at which time the percentages were increased as a contribution to the COLA Fund. Contributions from employ - GESE Assumed rate of return on investments: ees are recorded in the perlod the City M-9kPs payroll d tions from participants. The City Is to contribute suoh amounts as are necessary on an a.ctuariai basfn to provi FIPO and GESE with assets sufficient to meet the tmpneflta to be paid. GESE also receivAq contributions, thrQi,,iqh the City, from Metropolitan Dade County and the State* of Flor. Ida on behalf of certain plan participants. The present value of vested benefits (benefits to which participants are entitled, regardless of future service with the City) and the estimated actuarla_lly determined unfunded prior service cost were calculated by consulting Actuari as of January 1, 1984 for FIFO and October 1, 1984 for GESE as a basis for determining the City's contribution for the City's fiscal year ended September 30, 1985. The estl mated actuarially determined unfunded prior service cost is calculated using the frozen entry age actuarial cost method. The more significant assumptions underlying the actu- arial computations are as follows: Prior to retirement 8% per annum, compounded annually After retirement 7% per annum, compounded annually Active mortality basis 1971 Group Annuity Mortality Table, set back 6 years for females Employee turnover Age Rate of Withdrawal Years of Service 1 3 5+ 20 .175 .120 .080 30 .175 .120 .060 40 .175 .120 .040 50 .175 .120 .020 AnnuaRate of Salary Scale Age Salary Increase 20 .100 30 .085 40 .075 50 .075 60 .075 Annual irement f Retirement Age etl 55 .300 60 .140 65 1.000 Asset Value Lower of market value or statement value or statement value i` 4 " III J .. Assumed rate of return x on InvestmentsT% per annum, compounded nnnually Active mortality basis 1971 Group Annuity Mortality Table, producing the following specimen rates: Age MoleFemale 20 .0503% .0260% .;' 30 .0809 .0469 40 .1633 .0938 50 .5285 .2165 I 60 1.3119 .5649 . Employee turnover In accordance with the following specimen rates: Age Rate 20 8.0 % ` 30 6.0 y . 40 3.0 50 0.0 Salary scale Plus 15% additional in first year of employment. k ; Seniority scale, providing annual earnings, in- creases ranging from 4.8% at age 20, 2.5% at age 30, 1.7% at age 40, 1.4% at age 50. to 09/o at age 60. In addition, a 5% annual increase due to inflation is assumed. Retirement Age Probabilities of retiring ranging from 1 % at age 40, 3.5% at age 45, 50% at age 60, to 100% at j age 55. Asset value Moving market value average. A summary of certain information in the actuarial valuation is as follows: FIFO OESE To determine City contribution for year ended .......... • ......... • ............ 9130185 9130185 Valuation date ................................... 1101 /84 10101183 Actuarial value of net assets ........................ $153.367,000 $ 87,012.103 Actuarial present value of accumulated plan benefits: Vested ....................... $165,397,000 Non -Vested ......... I .. . ... ....... 11,311,000 Total ...................................... $176,708.000 Actuarially determined unfunded prior service cost . .. .. ..... $108,924,000 Number of participants: Active employees ....... • • • • • t ,717 Retired, disabled and 859 deferred vested ........... Total .................... .... _ • • 2,576 Required employer $ 10,700,000 contribution funded ..... • • _---- A-23 $155,145,000 5.236,000 $160_ 381,000 $111,778.313 2,016 1,510 - 3 526 $ 10,15. 9599 . Through 1985 the City has maintained a Pension Admin- Istration Trust Fund (expendable trust fund), which charges each Department of the City and other governmental con- tributors their respective share of estimated pension plan contributions ($17,168,000 and $540,000, respectively, in 1985). Substantially all amounts charged were to the Gen- eral Fund, and the remainder to various other funds, prin- cipally Enterprise and Internal Service. The Pension Admin- istration Trust Fund then disburses the actuarially deter- mined required contributions to the pension trust funds. For 1985, the required contributions to FIFO and GESE as a result of the settlement of the pension litigation totaled approximately $20,860,000, as compared to approximately $19,255,000 for 1984 as determined by the City's actuary prior to the settlement. The required contributions were funded to the pension trust funds during the year for which required or shortly thereafter. The fund balance of the Pension Administration Trust Fund at September 30, 1985 of $1,415,333, which repre- sents the accumulated excess of charges to other funds and miscellaneous revenues over actuarial requirements and other expenditures, has been designated for future pension plan contributions. D) Other Plans The City also makes contributions through the Pen- sion Administration Trust Fund to the Police and Firemen's Relief and Pension Trust Funds, which are not under the jurisdiction of the City, and therefore, not included herein as part of the reporting entity. Funding for such contribu- tion, which totaled approximately $3,231,000 for 1985, is from the State of Florida -Bureau of Municipal Police and Firefighters' Retirement Fund, pursuant to Chapters 175 and 185 of the Florida Statutes. The City sponsors two deferred compensation programs for its employees administered by ICMA and the U.S. Con- ference of Mayors. The ICMA administered plan provides for a City contribution of 8% of based salaries of participat- ing employees, which was approximately $165.000. 15) COMMITMENTS AND CONTINGENCIES There are a number of claims and lawsuits outstand- ing against the City, arising principally from personal inju- ries incurred on City property, for which a liability of $24,060,000 is recorded in General Long -Term Debt as of September 30, 1985. as described in Note 12. Housing Bonds In February, 1976, the City Commission passed an ordinance which approved the issuance of $25,000,000 General Obligation Housing Bonds of the City for the pur- pose of providing housing for families and persons, includ- ing the elderly, of low and moderate income. During fiscal year 1983184, the City issued the final $18,100,000, of the approved bonds. The current and proposed uses of the proceeds are as follows: • Pursuant to agreements between the City of Miami and Dade County, certain of the proceeds of such bonds have been deposited in trust for a reserve fund to provide additional security for certain hous- ing revenue bonds issued by Dsdo County ar expended as capital contributions to Onde County for projects built within City limits. As of Sept _ ber 30, 1985, approximately $8,000,000 of theme 9— bond proceeds have been expanded for land a sition for various housing projects within the City limits conducted in conjunction with Dade County and approximately $2,667,000 had been transferred ; to the trustee for debt service reserve require.- ments. The amounts transferred to the trust ad- count have been recorded as receivables in the capital projects funds and, due to the uncertainty of collection, an allowance for the full amount hart been established. • As of September 30, 1985, approximately $6,300,000 of housing bond proceeds has been used for land acquisition costs as of September 30, 1985, asso. ; x- ciated with the Southeast Overtown Park West'.`A. Redevelopment Project, which targets for redevef 3 opment 200 acres of prime real estate adjacent to the City's central business district. The four con• s struction contractors chosen by the City for the initial nine blocks of the project will be offered'`" construction financing assistance. The City may issue in fiscal year 1985186 up to $40,000,000 in three-year construction notes to be supported by j an irrevocable letter of credit of a major bank. The notes would be secured by the payments to be received on account of the sale of the units, investments held by the Trustee, and by the pledge g< of the City of certain non -Ad Valorem revenues. • In addition, certain bond proceeds are anticipated to be used to finance land acquisition and related costs for an affordable rental housing develop- ment program. This program's objective Is the construction of rental housing units within the "r City of Miami for low and moderate income per- _ sons in conjunction with Dade County. Construe tion is expected to be financed by the issuance of up to $65,000,000 in City of Miami Mortgage Rev- enue Bonds and equity investments from the prof- ect's developers. Convention Center In August 1980, the City issued $60,000,000 of Con- vention Center and Parking Garage Revenue bonds to ,a` finance construction of the City of Miami/University of Mlaml James L. Knight International Center. As discussed in Note 8, the bonds are collateralized under the trust indenture by r a first lien on the pledge of the net revenues of the Conven• tion Center -Garage, certain telephone and telegraph utility service taxes and by a covenant and agreement of the City ;y to provide, to the extent necessary, revenues of the City ;. other than ad valorem tax revenues, sufficient to make up any deficiency with respect to the payment of operating expenses and debt service and the maintenance of the'-" reserves required under the bond indenture. The City has ;. appropriated approximately $4,269,000 of utility service tax revenue for these purposes for the fiscal year ended Sep- tember 30, 1986. It is anticipated that similar transfers of'TM such revenues will be necessary thereafter on an annual A-24 basis through fiscal 1989 to subsidize Convention Center deficits. The City entered into an agreement with the Univer- sity of Miami, whereby the University leases space in the Convention Center for a term of 30 years, Including two 30-year renewal options for a total of $2,906,000 paid as basic rent in advance in 1983. The City also entered Into a lease agreement with a private developer for certain air space over a portion of the Convention Center for a hotel. The lease Is for a term of 45 years, with a 45-year renewal option and provides for a base rent of $2,900,000 paid to the City in advance in 1983 plus additional rent payable annu- ally as a graduated percentage of gross sales in excess of $20,000,000. No additional rent was received during 1985 under this provision. The amounts received as base rent In 1983 were accounted for as equity contributions to the Convention Center. The City also entered into an agreement with a sepa- rate private developer to lease air space over a portion of the parking garage for a 37-story World Trade Center, currently under construction. The lease agreement pro- vides for lease extensions yielding a total term of 90 years. Base rent is set at $150,000 per annum, with up to an additional $150,000 annually to be received based upon the World Trade Center's occupancy rates. Both rent com- ponents are adjusted annually for changes in the consumer price index. Parking Garage In July 1985, the City issued $13,720,000 of Special Obligation Bonds, series 1985, for the purpose of refinancing the $10,400,000 Parking Revenue Bonds issued in 1982 to finance construction of a 1,110 car parking garage adja- cent to the Government Center (see Note 8). The facility opened to the public in 1983. The Series 1985 bonds are collateralized under the bond ordinance by net revenues from the parking garage and the revenues of the City derived from water and gas utility services tax in an amount not to exceed the maximum principal and interest require- ments in the ensuing fiscal year. The City has appropriated approximately $1,559,000 of utility service tax revenue for this purpose for the fiscal year ending September 30, 1986, Sayside Specialty Center The City entered into a lease agreement with an out- side developer (Rouse -Miami. Inc.) to allow the construc- tion of a proposed $126 million retail center on 20 acres of City -owned property along the edge of the Miamarina to be named the Bayside Specialty Center. The lease agreement has a term of 45 years with two renewal options of 15 years each. Annual rent is set at the greater of 35% of the net income of the project or the minimum base rental as defined in the agreement. Rental payments shall be received monthly after the project commences operation targeted for 1987. The retail center is to be financed by a construction loan of $72 million obtained by the developer, a $3 million equity contribution from the developer and $4 million in infrastructure improvements to be provided by the City. As of September 30. 1985, the City had expended approximately $370,000 in cost primarily associated with the demolition of the Rayfront Alldit0rhIM, Which occupied the site, of the Project. The City also advanced $2,650,000 to be refunded by the dqvelopern to buy o+at the existing lease on a res- taurent facility within thn leasad premises. It is projected that tenant improvements will represent an additional $30 million investment. In October 1985, the City lssur•!d $17,010,000 of Indus- trial Development Revenue Bonds, Series 1985 (Bayside Center Limited Partnership Project) to finance the construc- tion of a multi -level parking garage adjacent to the Bayside Specialty Center Project. These bonds are payable from revenues generated from the operation of the garage and repayment is the responsibility of Rouse -Miami, inc., the bonds do not constitute a debt of the City. The City is not obligated to pay the bonds or interest thereon. Coliseum/Exhibition Center The Miami Sports and Exhibition Authority (Authority) is currently negotiating a comprehensive contractual agreement with Decoma Venture (Developer) to construct an arena facility. The Authority has entered into an Irrevo- cable Letter of Credit Agreement with the Developer in the amount of $100,000 payable to the Authority as security for liquidated damages in the event no agreement can be reached by May 15, 1986 under certain conditions, princi- pally the Developer's failure to negotiate in good faith. On August 20, 1985, the Authority entered into a Pre -Development Agreement (Agreement) with the Devel- oper which permits up to $1,500,000 in expenses and obli- gations to be undertaken by the Developer to accomplish or initiate pre -development activities. All payments by the Authority under the Agreement may either be credited against any future advances or payments required to be made by the Authority to the construction project or, if permitted by law, may be reimbursed out of the proceeds of any bonds issued by the Authority to finance construction. As of September 30, 1985, no pre -development expenses had been presented to the Authority for payment. On August 30, 1985, the Authority adopted a Resolu- tion authorizing the issuance of up to $65,000,000 of spe- cial obligation bonds of the Authority, payable from Con- vention Development Tax revenues to fund the arena construction. The Resolution also provided for the issu- ance of subordinate obligations for any lawful purpose of the Authority. (See Note 16—Subsequent Events). 16) SUBSEQUENT EVENTS On December 27, 1985, the Miami Sports and Exhibi- tion Authority issued $38,000,000 Fioating/Fixed Rate Spe- cial Obligation Bonds, Series 1985 (Bonds) maturing in various amounts from 1991 through 2015. The Bonds are limited special obligations of the Authority and are payable solely trorn and secured by a pledge of (i)the Authority's allocated portion of the 3% Convention Development Tax levied and collected in Dade County, (ff) investment earn- ings on certain reserve accounts required to be maintained with the Trustee, and (ill) from the date of original issuance of the Bonds through December 30, 1990 (except upon the earlier occurrence of certain events), from funds drawn under a bank letter of credit in a stated amount equal to the A-25 principal amount of the Bonds plus 55 days Interest thereon at an Interest rate of 12%. From the date of initial Issuance of the Bonds through January 7, 1986 the Bonds will bear Interest at 8.25%; thereafter, at a variable rate per annum calculated weekly. The Bonds were issued principally to provide funds to pay the cost of acquisition and construc- tion of arena, facility, together with a $8,500i000 contribu- tion by the Developer and a contribution by the Authority of approximately $4,721,000 In accumulated Convention Devei- opment Tax revenues. on December 27, 1905, the Atithtarity alscl isata - g10,o00,000 Subordinate* obiigatlan mote, Series 1986, ti fund a permanent or temporary exhibition conter or a other la%+dul purpose of the Authority. This noto Is ar, by a pi edge of this Authority's allocated portion of the 3'#1 Convention DevElopment Tax, but on a besis sartxar t= and junior to the pl". 9 to the erles 1985 Special Abt tion Bonds. Interest on the note Is at 70% of prime rsr subject to adjustment under certain conditions. inter f1 payable quarterly beginning In April 1986. Quart" prig cipal payments of $312,500 commence January 1987. we, the final installment due in December, 1995. l y �.. � i i *o- 1 1, 1 K s 1 } A-26 . 1 1 .x} "t SCHEDULE &I CITY OF MIAW, FLonlDA GENERAL FUND STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FLING BALANCE -BUDGET (NON-GAAP BUDGETARY BASIS) AND ACTUAL, YEAR ENDED SIEnPTEMBER 30, 1"S With Compsativa Actual Amounts for Year Ended S4ptamhor 30,1984 14aa v Far�ebts Iklait 19N Revenues: Taxes: Property tax collections, Including penalties and Interest ........... . Business and excise taxes ............. ..... . Licenses and permits: Business licenses and permits ................. Construction permits .................. . ......... Intergovernmental: State revenue sharing ............. Sales taxes ..................... .... Court fines ................................... Other ... Intragovernmental: Engineering services ...................... , .... . Administrative charges ......................... Charges for services: Public safety ........... . , . . Recreation ................ ....... Solid waste ........... ........... Other :........ Interest ................. . . Other revenues: Rents ... ...... .... .. Miscellaneous ......... ..... Total revenues ... .. .. ed®gt MUM (unlaymnaml $ 83.292,416 $ 84,208,646 $ 916,230 $ 78,967,870 14,678,200 16,073,050 1,394,850 4.885,370 97,970,616 100,281,696 2,311,080 83,853.240 5,924.817 5,956,449 31,632 5,779,021 66,325 84,572 18,247 73,536 5,991,142 6,041,021 49,879 5,852,557 11,220,000 11,962,175 742,175 11,715,407 10,500,000 11,354,993 854,993 10,633,775 2.100,000 1,477,170 (622,830) 2,111,474 1,113.241 1,478,949 365,708 1,0661729 24,933,241 26,273,287 1,340,046 25,527.385 2.690,000 2,775.073 85,073 2,646,25E - 23,751 23,751 41.120 2,690,000 2,798,824 108.824 2,687,378 3,220,800 3,594,644 373,844 3,479.658 228,000 253,590 25,590 248,024 12,540,000 12,993,917 453,917 7,734,936 1,540.576 791,582 (748,994) 684,418 17, 529.376 17.633.733 104,357 12,147,036 2,000.000 2,717,703 717,703 3,349,836 - 2,866 2,866 1,458,546 50,500 381,183 330,683 696,715 50,500 384.049 333,549 2,155,261 151.164.875 156.130,313 4,965.438 135.572.693 (Continued) 10-46-6VI SCHEDULE, j", CITY OF MIAMI, FLORIDA GENERAL FUND STATEMENT OF REVENUES, EXPENI?ITUAE8 AND CHANGES IN FUND OALANCIE—BUDGET (NON-OAAP BUDGETARY BASIS) AND ACTUAL, YEAR ENDED SIEPTEMOER 30, 1986 With Compmative Actual Amounts for Year Ended SeptembOr 30,1984 1905 Vaftwe Fawn me Budget Actual (Unfavera®l+e) Expenditures: General government: Mayor and commission ............. ....... . City manager ...... I..I...................... City clerk ....................... ......... . Management and budget ............. I ......... Finance.................................... Legal...................................... Civil service ....................... . . Human resources ..... .................... . Community development ....................... Tourism and promotion .. .......... Computer and communications ..... ..... , .. . Public safety: Police................ ...... _ .......... Fire .............. Public improvements: Public works ................................. Planning and zoning boards ......... .... . Solid waste ................. ..... .. ... . Culture and recreation ............. . . ...... . Other: Employee benefits .................. ........ . Special programs ..................... .... . Intragovernmental charges ...................... Miscellaneous ............................... Total expenditures ......... . ..... . ... . Excess (deficiency) of revenues over expenditures .... . Other financing sources (uses): Operating transfers in ........................ . Operating transfers out ...... I ........ I ........ Total other financing sources (uses) ......... Excess (deficiency) of revenues and other financing sources over expenditures and other uses ....................... Fund balance at beginning of year .......... . ...... . Equity transfers to other funds ....... . ............ . Equity transfers from other funds ................... Fund balance at beginning of year ................. $ 1,039,987 2,943,733 549,511 1,484,867 2,850,405 1,290,329 198,364 1,724,453 1,097,549 1,297,460 4,048,922 18,525.580 $ 893,211 2,819,974 528,514 1,414,701 2,804,307 1,248,346 188.281 1,626,207 1,060,997 1,083.588 _ 4,036.236 17,704,362 $ 146,776 123,759 20,997 70,166 46,098 41,983 10,083 98,246 36,552 213,872 12,686 821,218 64,091,435 62,972,667 1,118,768 36,501,724 36,312,302 189,422 100,593.159 99,284.969 1,308.190, 15,418,230 13,610,802 1,807,428 1,402,895 1,358,661 44,234 16,821,125 14,969,463 1,851.662 23,431,169 22,830,100 601.069 8,810,258 8,669,148 141,110 2.818,003 2,321,612 4,170,156 5,648.850 14,958.621 183.139,912 (31,975.037) 30,618,349 (3,443.312) 27,175,037 $ (4,800,000) A-28 2,852,723 1,916,971 4,126,636 5,822,043 14,718,373 170 1792 AIA (22.046,102) 30,750,042 (3,290,586) 77 ASG AGR 5,413,354 7,378,679 (267,529) 14,283 S 12,538,787 (34,720) 404,641 43,520 (173,193) 240,248 4,963,497 9,928,935 131,693 152,726 284,419 $10.213,354 } SCHEDULE 9-1 CITY OF MIAMI, FLORIDA - SPECIAL REVENUE FUNDS fi Ct�NAIIIININQ BALANCE SHEET SEP-TEMItElt 30, 1989 VAth r: Cognp tltro Totala ter Soplomber 30, 1964 Oawt!l 1t1 1 Now., fleaM cam"Mt ie is ucalOpuelt 011W AtrtMarMr Abe t S tr!� Shea no""" T,V. Gas Tau WMtt 19" E"" (deeclt) In pooled cash arld wiestmonts ........ S - S - S(2,149,539) $133,703 S(390,792) $3,786.376 $ - $1,977,230 $3.356,978 $2,679,536 "and cash equlvaleats .. 4,892.901 149,934 -- - - - - 5,042,835 34,989 = Tax" receivable .......... 434,612 33,697 - - - - - - 468,309 290,287 ACMITts recetvable ....... - 72,875 - - 10,586 -- - 21,452 104,913 100.671 Due from other funds ...... -- 3,653 -- - - - - - 3,653 6,267 Notro other governments - - 2,180,257 - 913,056 - - 438.574 3,531,889 1,142.254 - Other .................. - 525 - - 2.501 - - - 3,028 29.866 y. Total assets ......... $5.327,513 $260.684 $ 30,718 $131.703 $ 535.353 $3,786.376 $ - $2,437,256 $12,5 11 ,603 $10 883 850 UAISJUTIES AND FUND BALANCES Vouchers and accounts per........,. ...... $ 48,104 $ 4,620 $ - $ 8,115 S 423,994 $ 7,422 S - $ 120.720 S 612.975 51,688.049 { 14MW expenses (pri"A Y s)..... - 11,138 - 7,050 - - - 1,430 19,618 35,603 Due to other funds ........ 197,200 - - - - - - - 776,322 973.522 548,100 5.396 Due to other governments ... - - - - - - - - 111,359 - - 175,176 286,535 244.645 4,645 Deposits refundable ....... - - - - - 5.700 Other payables ........... Total liabilities ........ - 245,304 - 15,756 - - - - 15,165 535,353 7,422 - 1,073.648 1.892.648 2.617.493 Fund balances: unreserved- undesignated ........ 5.082.209 244.928 ' 30.718 118.538 - 3,78,954 - 1,363,608 t0,6t8'955 8,266.351 - Tom liabditbs and-- fund balances .... $5.327.513 $260,684 $ 30.718 $133,703 S 535.353 53,786,376 $ - $2,437.256 $12.5_ 11_ _603 $10,833.850 rs _ - - , A 29 ;: 5 s, SCHEDUL4 IK- Revenues: Property tax collections ..... Business and excise Ives ... Licenses and permits ...... Intergovernmental ......... Interest ................. Other ................... Total revenues ........ Expenditures: Public safety ............. Grants and related expenditures ............ Economic development ..... Other ................... Total expenditures ..... Excess (deficiency) of revenues over expenditures ........ Other financing sources (uses): Operating transfers in ...... Operating transfers out ..... Total other financing sources (uses) ...... Excess (deficiency) of revenues and other financing sources over expenditures and other uses .............. Fund balances at beginning of year ........... Equity transfers to other funds Equity transfers from other funds ............... Fund balances at end Of year .............. CITY or MIAmi, FLORIDA SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, '985 With COMPPrAtIVO TO"19 for Your Ended September 30, 1984 RONA aril G�e Re"ll" 152,261 5.671.452 399,783 399,783 5,271.669 5.271.669 (189,460) $5,082.209 namis Community coos Lml n War to - !T!!opme "?wIFunds Im SM-409 ot T.V. 04111 Ox — $ — $ $ $ — $ 335.566 $ 8?4 $ 335.566 $ — 6,752.561 4,360..i- — — 1,233,370 - 32,365 8,811,281 — 9.733,468 4,277.091 22,854,205 24,272.— 7,776 10,151 231,760 3 59.990 132,574 995,330 894,1112 1.117,739 58.579 — 10,428 47,460 5,942 434.286 8,811,281 1,253,949 10,012.688 365.932 5.404,995 31,954.583 32.490- 1,818,707 — — 1.818.707 1,756,- - 9.585.168 5,223.643 14.808,811 16,3 945,324 — — — 945.324 799.598 — 1,199.381 02:1,f 945.324 1.818,707 9.585,168 799,598 5,223,643 18,772,223 19,966.1 (511,038) 8,811,281 (564,758) 427,520 (433,666) 181,352 13,182,360 12.523.rw-:, 772,095 — 511.434 628.896 1,912.425 219,&-s — (8.921.088) — (427,520) — (2,997,041) (100.000) (12,445,649) (10,079,4 772.095 (8,921,088) 511,434 (427.520) — (2,997.041) 528.896 (10.533.224) (9, W, -Va — z 261.057 (109,807) (53,324) — (433,60) (2,997.041) 710,248 2.649.136 2.66077. (16.129) 140,525 171,862 4,212,620 2,997.041 949.898 8.266.357 6,214. — — — — (296,538) (296.538) (931,i 319.( S 244.928 $ 30,718 S 118.538 $ — $3.778,954 S — $1,363.608 6 10.618,955 5 8,266C-7 A-36 CITY of MIIA►MI, FLORIDA MIAMI SPORTS AND EXHIBITION AUTHORITTiP, i!>�i�(�T�A1E�N (t VF-1,Q)P ENT WHORITY, FEDERAL REVENUE SHAKING, KKK SERVICES AND CABLE T.V. SPECIAL REWNU E FUNDS COMBINING STATEMENT OF REVENUM EXPENDITURES AND CHANGES IN FtANpI I AI #N 1—mOAll f l T (cjAAp BASIS) II ACT r: YEAR ENDED SEPTEM9ER , 1paS vAth Comp tiva Tolom ♦o* f Year Endawl Soptomb4w 30, 19 .. IAhmA 8 na tw ptwfte 14.. .... . . .. ..... mkt -. rofewopffmm- Act Abu) 0-4) =_ Fr•o.�p m tax collections ............ $ — $ — S — S 337,477 $335.566 S 0.911) $ — $ $ o am excise 4 (des .. ...................... 438,435 5.519.191 5,080.756 -- — — —" — Licenses and permits . — — — 5,', intergovernmental ................ -- -- -- 34.000 32,365 (1.635) 8.921,090 8.811.281 (109.809) Interest .. • • ............. • • • • • . • — 152,261 152.261 — 7.776 7.776 — — — Other .......................... — — — 13,684 58,579 44,895 Total revenues ............... 438,435 5,671.452 5,233,017 385.161 434,286 49.125 8.921,090 8.811,281 (1_ 09,809) Emovic development ............ — — 1,157,256 945.324 211,932 — — — Other .......................... M435 399,783 33.652 — — — — — ._..-- Total expenditures ............ 438,435 399,783 38,652 1,157,256 945.324 211,932 — — — Excess (deficiency) of revenues over expenditures .............. — 5,271.669 5,271.669 (772,095) (511.038) 261.057 8.921.090 8,311.281 f109,8091 Other financing sources (uses): — — Operating transfers in ........... — — — 772.095 772,095 —— — — — (8.921,090) (8.92t.088) 2 Operating transfers out .......... — — — n. e Total other financing sources (uses) ............. — — — 772.095 772.095 — (8.921,090) (8.92i,088) _ ? Excess (deficiency) of revenues and other financing =: sources over expenditures and other uses ............. — 5,271,669 5,271,669 — 261,057 261.057 — (109.807) (109.807) ` Fund balances at beginning � ......................... of year t40,525 (189,460) (189,460) — (16,129) (16.129) _ — 140.525 — — — Equity transfers to other funds ......... — — — Fund balanlxs (deficit) at and of S(189,460) 55,082,209 S5.271,669 $ (16.1291 $244,928 S 261,057 S 140.525 -- S 30.7t8 S (109.807) ter:' a�M A-11 ScHg um 114, N"Oft sswdoa cable T.Y. TOM WON FvWbb Man" Faretaltle V*%M FevorM (UMM. (UMu• (UnNM. 1 1 awl" _ ActuM atde) Budget Actual able) Budget Actual able) Aam i — $ -•- $ — $ — $ -- $ — $ 337,477 $ 335.566 $ (1,911) $ 974,141- 1,252,400 1,233,370 (19,030) — -- — 1,690,835 6,752,561 5,061.726 1.366.120. — — -- 900.000 — (900,000) (900,000) — (900,000) 1.275,000 — — — — -- — 8,955,090 8.843,646 (111,444) 9,729,683., — 10,151 10,151 — 359.990 359,990 — 530.178 530,178 406,261: — 10,428 ' 10,428 — 5.942 5.942 13.684 74.949 61,265 43,373 1.252,400 1,253,949 1,549 900,000 365.932 (534,068) 11,897.086 16,536,900 4,639,814 13,694,564. 1.813,906 1,818,707 (4,801) — — — 1,813,906 1,818,707 (4,801) 1,756,491 — — -- — — — 1,157,256 945.324 211,932 900.580 — — — 1,549,423 799,598 749,825 1,987.858 1,199,381 788,477 827,313 1,813,906 1,818,707 (4,801) 1,549,423 799.598 749,825 4.959,020 3,963,412 995,608 3.4 384, 84 . (561,506) (564,758) (3,252) (649.423) (433,666) 215,757 6.938.066 12.573,488 5.635,422 10,210,180 - 561,506 511.434 (50,072) — — — 1,333.601 1,283,529 (50.072) — — — (8.921,090) (8,921,088) 2 (9,987,341) 561.506 511,434 (50,072) — — — (7,587,489) (7,637,559) (50,070) (9.9_ 87,341) — (53.324) (53.324) (649.423) (433,666) 215.757 (649,423) 4.935.929 5.585,352 222,839 171.862 171,862 — 4,212,620 4.212,620 — 4.319.418 4.319,418 — 4.121.841 ---=- — — — — — — -- — (25.262 S 171,862 S 118.538 S(53,324) $3,563,197 S3,778.954 S 215,757 $ 3,669,995 $ 9.255,347 $5.585,352 $4.319.418 :'eN SCHEDULE C•1 CITY OF MIA I, FLORIDA ®EMIT SERVICE FUNDS COMBININQ BALANCE SWERT $M0-ER 3% 1L With Celt "Mil" TO" fOf 21 _ Soptamb*r 30,1984 tbiigothm OSenri" Tatew two Tex Ronds Ion 1 ASSETS ' Equity (deficit) in pooled cash and investments ............ • ........... . ... $7,895,581 $1,307,479 $ 9,203,060 $7.886.900 Cash with fiscal agents ............................... — 253,395 253,395 272,322 , Receivables: k Taxes ............................................... Assessment liens, net .................. • . , l 413,887 414,730 -- — 413,887 414.730 122.500 302,760 ............ Other ................................................. -- 2,490 2,490 563 Total assets ..................... $8,724,198 $1,563,364 $10,287,562 $8.585,045 ' LIABILITIES AND FUND BALANCES Liabilities: Matured bonds and interest payable .................. • • ...:............ . $4,162,408 $ — $ 4,162,408 $2,671.687 i Other payables .................... •.... ............ s,a1 a — 8,414 92,929 Total liabilities ................ . 4,170,822 — 4,170,822 ��. 2,764.616 --- Fund balances: Reserved for debt service .................. , .:............ -- 253,395 253,395 272,322 Unreserved: Designated for subsequent year's expenditures ........ . , 1,T62,711 — 1,762,711 2.106,500 Undesignated ................. ...... 2,790,665 1,309.969 4,100,634 3.441,607 Total fund balances ..... ....... 4,553,376 1,563,364 6,116,740 �— 5.8_ 20.429 Total liabilities and fund balances .......... $8,724,198 $1.563,364 $10,287.562 $8.585,045 �5 Xs S. of - - � ". .-. ".:• � ', �.- ..._,_. � � :' .r ! '��4 �1. 1 AM, t; t q" w SCMEidU1,E CITY OF MIAMI, FLORIOA DE11T SERVICE FUNQS COMBINING STATEMENT OF nEVENU E"S, EXPENDITURES AND CHANGES IN FUND VALANCES YEAR ENDED SEPTEMSER 30, 1965 With Comparative Totals for Year Ended September 30, IAN Gonoml 1,111111108 Obligation service ®onds TexTsx Oondts Revenues: Tex collections .. ........................... . Assessment lien collections ........................ . Interest ........................... ........... Other........................................... Total revenues ............. Expenditures: Principal retirement ............... . ............ . Interest and fiscal charges ........................... Other.......................... I .............. I. Total expenditures ........................... Excess (deficiency) of revenues over expenditures . . Other financing sources (uses): Operating transfers in (out) ........................... Debt proceeds ............... .................... Debt retirement ....................... . . ......... . Excess (deficiency) of revenues and other financing sources over expenditures ........... Fund balances at beginning of year ...................... Equity transfers in (out) ................................ Fund balances at end of year ........................... $17,489,346 $23,788.907 2,799,998 1,283,469 73,607 21,572,813 23,862,514 10,010,000 150,000 12,540,227 17,775 17,317 3,472 22,567,544 171,247 (994,731) 23.691,267 Total* 1m 111w $41,278,253 9-35,522,1 2,799.998 2,742, 1,357,076 1,352,-: 1 45,435,327 39,61gj 10,160,000 9, 720 j. 12,558,002 7,947,r 20,789 70,E 22,738,791 17,737, 22,696.536 21,881,1- - (22.400,225) (22.400,225) (22,300,r 12.000.000 -- 12,000,000 (12,000,000) -- (12,000.000) (994,731) 1,291,042 296.311 (419, 5,548,107 272,322 5,820,429 7,076,,_ — — — (836, $ 4,553,376 $ 1.563,364 $ 6.116,740 $ 5,820,- 4i. f A-34 kp 7: }•4t..)tYk���,tL.kgc4'F'L�E.L c lit CITY OF MIAM1, FLORIDA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES —BUDGET (GAAP BASIS) AND ACTUAL YEAR ENDED SEPTEMBER 30, 1986 With Comparative Totals for Year Ended September 30,1984 SCHEDULE C-3 Oonoral Obligation Bonds 19196tiss Service Tax Boada Tom 1995 1985 illthi vatlance tfallaaco VNIN Ca jUa9auor- 1984 Favorable ( 84 F" Budget Actual able) Actual Bud n � t Actual Bud v _ 3wActed — Revenues: Tax collections $17.339.540 $17.489,346 $ 149.806 $13.050.096 522,568.500 $23.788,907 $1.220.407 $22,472.100 $39,908,040 $41,273,253 3 1,370,213 .;35,522,196 ............... Assessment Merl collections ..... 2.500.000 2.799,998 299,998 2,742,720 — — — 73.607 73,607 — 97,767 2,500,000 2.799,998 1,0W.0t10 1,357,076 299,3M 2.742.720 357,075 1,352,450 Interest ..................... 1,000,000 1,283.469 283,469 1.254.683 — — 1.a`xi Other ...................... — — — 1.099 — — — 557 — — Total revenues ........... 20.839.540 21.572.813 733.273 17,048,598 22.568.500 23.962,514 1,294.014 22.570,424 43.408.040 45.435.327 2,327.237 39.319,322 Expenditures: Principal retirement: Long-term debt .. .......... 10.015.000 10.010.000 5.000 9,570.000 150,000 150,000 — 150,C00 10.165,000 10.160.= 12,358,002 5.W0 3,729,I'm 325,313 7,347,041 Interest and fiscal charges ...... 12.866,040 12.540,227 325.813 7,924,316 17.775 17.775 22,725 12.883.815 >' Other ...................... 65,000 17.317 47,683 70.731 500 3,472 (2,972) 160 65,500 20,739 44.711 70,391 Total expenditures ........ 22.946,040 22.567.544 378,496 17.565.047 168.275 171,247 (2.972) 172.885 23.114.315 22.738.791 375.524 17.737.332 Excess (deficiency) of revenues over expenditures ............. (2,106.500) (994.731) 1,111.769 (516,449) 22.400,225 23.691.267 1,291,042 22,397.539 20.293,725 22,696.536 2,d02,31'f 21,381,390 Other financing sources (uses): Operaling transfers out ......... — — — — (22,400.225) (22.400,225) — (22.300.752) (22.400.225) (22.400.225) —(22.X0.732) Debt proceeds ................ — 12.000.000 12.000,000 — — — — — — 12,000,000 12,000,00O — Debt retirement ............... — (12.000, 000) 12�,000) — — — — — — (i2.000.000) (12.000.000) — Excess (deficiency) of revenues and other financing sources over expenditures and other uses (2,106,500) (994.731) 1.111,769 (516,449) — 1,291,tH2 1,291,M2 97,787 (2,i06,500) 296,31a 2,402,8t1 7(336,984 ............. Fundbalarrcesatbeginningotyear.. 5,548,107 5,548,107 — 6.064.556 272,322 272.322 — 175.535 5,820.429 5.820.429 — 18 j Furrdbalances atend ofyear ....... $ 3.441.607 $ 4.553.376 $ 1.111.769 $ 5,548.107 i 272,322 i 1,563,364 $1,291.042 i 273,322 = 3,713,929 $ 6,116,740 $ 2.402.8113 5,320,429 WN11DUL9 CITY OF MIAMI, FLORIDA CAPITAL PROJECTS FUNKS COMBINING BALANCE SHEET SEPTEMBER 30,1906 With Comparative Totals for Year Ended September 30,1984 atreel I Cultuti�Nt Intptotrernenire A Municipal Public TFsfRc-ReialeA Recreation use use Sewera 19Rb ABBE" Equity in 00" cash and Investments .................... $14,558.103 $1.212,519 $17,201.350 $13,880,973 $21,416,193 $68.269.138 $49,952 Accounts receivable .................................. 30,000 2.796.159 _ _ _ 2,826,159 172,644 451 17� 1 Due from other funds ............................... 863,102 172.600 178,099 — 239,764 — 1,280,965 3.531 'l Due from other governments.............,.............. 58,765 — — — _ 58,765 3 Other assets ........................................ Total assets ................................ 515.509,970 $4,359,377 517.201,350 $14,120,737 $21,416,193 $72,607,627 a $54,14�. i' LIABILITIES AND FUND BALANCES Liabilities: Vouchers and accounts payable ....................... $ 1,374,851 $ 319,639 $ 949,819 $ 239,942 $ 331,371 $ 3,215,622 $ 2.18=. Accrued expenses ................................. — — 1,234 — — 1,234 - Due to other governments ............................ — — Total liabilities ............................... 1,374,851 319.639 951.053 239.942 331,371 3,216,856 2,18- Fund balances: Reserve for encumbrances ........................... 3,078,579 1,117.863 3.617,720 585.468 1.333.073 9.732,703 4,09` — Unreserved —designated for approved Projects........... 11,056,540 2.921,875 12.632.577 13,295.327 19.751,749 59.658,068 45,68- Unreserved—undesignated .......................... — — — — — — 2,16.. Total fund balances ........................... 14.135.119 4.039,738 16,250,297 13,880,795 21.084.822 69.390.771 51,95. Total liabilities and fund balances ................ $15.509.970 $4,359.377 $17,201.350 $14.120.737 $21.416.193 $72.607.627 $54,14= SCH9--DUL8 D CITY OF MIAMI, FLORIDA CAPITAL P'noJECTS FUNDS COMBINING STATEMENT OF REVENUES EXPENDITURES AND CH ANQFs IN FUND 11AL,I cEs ' YEAR ENDED SEPTEMBER 30, loss With Complsr11ltlrs+ Totahk for Year Ended Saptember 30, 19" street ImptNeA�n1e1 Cp tre 8, Rt SICIprd Public 1i la s., TtaffiC•Relete6 Remalfon Use Um seerera 1995 1954 Franchisetaxea................................. $ — $ — $ — $ -- $ -- $ — $ 4,509,656 Intergovemmemef .............................. 30,000 808,542 — 1,636.157 — 2,474.699 3,535,211 Interest ................... ................. 1,016,566 835,906 1,199,485 1,907,711 1,767,722 6,727,390 4,054,523 Other ........................................ 10,600 85,128 278.680 171 374.579 684,029 _ 1.057.166 1.729.576 1,199.485 3,822.548 1.767.893 9,576,668 12,783,419 Expenditures: Capital projects ................................. 8,653,257 2.675,210 5.511,089 6.515.930 4.047,486 27,402.972 25,024,559 Excess deficiency of revenues over expenditures............ (7,596,091) (945.634) (4,311,604) (2,693,382) (2,279,593) (17,826.304) (12,241,140) Other financing sources (uses): Operating transfers in ............................ 5,659,531 892,690 1.365,092 1.442,753 — 9.360,066 998.400 'z Operating transfers out ........................... (343,914) (4,154,500) (800) — (2,768,711) (7,267.925) (6,547.395) General obligation bond proceeds ................... 6.000.000 — 10,000.000 — 17.000.000 33.000.000 30-200.000 Total other financing sources (uses) ............. 11.315.617 5.261.815) 11,364,292 1.442.753 14.231,289 35,092.141 24.651.005 Excess (deficiency) of revenues and other financing sources - over expenditures and other uses ..................... 3,719,526 (4,207.444) 7.052,688 (1,250,629) 11,951.696 17,265,837 12,409,865 Fund balances at beginning of year ...................... 10.415,593 8,189,877 9.087,254 15.131,424 9,133,126 51,957,274 39.454,384 Equity transfers to other funds ......................... — (14,283) (47,665) — — (61,948) (15,214,056) Y Equity transfers from other funds ....................... — 71,588 158.020 — — 229.608 15,307.081 Fund balances at and of year ................... . . ...... $14.135.119 $4,039.738 $16,250.297 $13,880,795 $21.084.822 $69,390,771 $51,957,274 u �s ;; t J � � 8 0 011-Stred Mario Mland Bomr ceovenWa Wmd mn Partly anM Titus Miu0 Stadium Stadium Stadium Center Marlu s AudUelhus Gallft"" 1S/5 IN4 ASSETS Current assets: Equity (deficit) in pooled cash and investments .......... $ — S (166.605)S (334,291)$ (222,837) S(1,365,508)$2.339,227 $ (293,227)S (470.436)$113,804 $ 513.100 $ 10,927 1 124,154 1 11,379,348) Cash and cash equivalents ........ 4,257.971 — — — — — — — — — — 4,257,977 3,536,148 Accounts receivable (net, where applicable of allowances for uncolleclibles of $374,275) ..... 153.262 22,258 1.793 411.573 468.805 41.423 34,631 9,987 — — 108,845 1,252,577 920.051 Due from other gowermrems....... — — — 263.441 — — — — — — — 263,441 1,399,606 Inventories .................... 110,795 — — — — — — — — — — 110,795 114,394 Prepaid expenses .... .......... 333,366 — — — 92.601 — — — — — — 425,967 133,590 Total current assets........ 4.855,400 (144,347) (332.498) 452.177 (804,102) 2,380.650 4258.596) (460,449) 113,804 513.100 119.772 5,4334,911 4,224,499 Restricted assets: Cash and investments with fiscal w agent including accruedmlerest.. 00 2.657.842 — — — 9.709.170 — — — — 1.786,587 — 14,153,599 15,536,259 Due from olher governments, long-term ......... ........... — — — — — — — — 366,467 Property, plant and equipment....... 24.576.131 2,079.825 2.130,696 13,015,540 87.109,735 5.288.738 4,712,513 1.669.462 518,864 8.412,660 2,237.375 151,302,M9 147,35a,340 Less: Accumulated depreciation ......... (6,656,312) (1,383,708) (941.695) (6,573,876) (3,801,348) (2,857,874) (1,276.3181 (727.969) (222.497) (369,370) (59.079) 124,370.546) (21,539,502) Property. plant and equipment, net ............. 17.919.819 696.117 1.189.001 6.441,664 83,308.387 2,430,864 3,436,195 941.493 296,367 8,042,790 2,223.7% 126,931,493 126.219.338 Other assets: Deposits and other assets ......... 474.831 — — — — — — — — 66,488 — 541,319 50,000 WW issuance casts, net ......... 147.930 — — — 1,790,875 — — — — 471.701 — 2,410,506 2.469.125 Total assets .............. $26.055,822 S 551.770 i 856.503 i 6.893.841 $94,004.330 $4,811,514 $3.177,599 S 481.044 $410.171 510,880,666 $2.348.568 1150,471,1128 1148,965.628 v,;��x A.. �i ,1 4 r= r..T-� 4 a CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1986 With Comparative Totals for September 30,1984 �> wMem txtYB TOWS O"Wd MOM Ming Sladkrm WaW Stadium $Uftm coavmou" Gatsr Mums Audbibiss se 60 t adiao 13115 /M4 t11 oum AM/ FUND EOWTV Currant #aww" (WW* from Capp Mds): Vouurwrsand accountspayabb ......... = 611.1736 4,136 S 17.360 5 93.376 $ 75.548 i 84,250 3 31.626 S 32.126 S - S 31,152 $ 4.187 3 984.934 $ 1.479,592 Acatrad expenses (prkrcip* salaries) ............... - - 6.753 38.147 6,159 13.502 15.233 61,032 - - 9,375 150,201 ?07,327 Due to other funds ................... - - - - - - - - - - - - 3,267 0akuedrvew .................... 482.349 2.500 500 111.785 - - 24,225 - 4,090 - 11,573 337,32d 333,30 Oeposksretundabla .................. 98.505 - - - - 10.315 - 30 - - 13.471 122.321 102.369 Total curnnl "Mies (pay" k(m MOW assets) ............. 1.192,027 6.636 24,613 243,308 81,707 108,067 MOM 93.188 4.090 31,152 38.611 1.394.433 2.330,503 Caren111 wles (payable tram restricted assels): c ouctiat cowaus ................ - - - - 15.350 - - - - - - 15.3w 33s38 Accrued kderest .................... 680.074 - - - 1.294,885 - - - - 289.111 - 2,254.070 2,390,391 Current portion 01 revenue bonds payahle ............ 160,000 - - - - - - - - - - 160,000 101A curreal kaWlities (pay" trom reslrlgedassets)........... 840.07t - - - 1,300,235 - - - - 289,111 - 2,429,420 ?,-144.1i"3 lonp•Imm NabYilles: pAvew bonds payable-od ........... 13.173.718 - - - 58.467.923 - - - 98.000 - - 71.739.341 31.332,322 SpeWi abiipation bands paptik-nd .I ................... - - - - - - - - - 13.318.994 - 13,318,394 - 00rerpayables...................... - - - - - - - - 1.769 - - 1.759 10.12e" TOW lonp•lerm kabWbu ........ 13,173.718 - - - 58,467,923 - - - 99,769 13,318,994 - 35.060.404 31,342.155 Totalhabilgkrs ................ 15.205.819 6.636 24,613 243,308 59,849.865 108.067 71,084 93.188 103,859 13.639,257 38,611 39,384.207 37,317,537 Fund equNy: Comribubdcapilal ................... 276.753 675.161 1.406.186 3,929,646 43,243,798 287.403 5.407.505 392.718 - 633,900 2,286,681 58,5::9,751 6.015,345 Retained a WAgs (dmticd): Reserved tar canstrrrction and reirorlw bond reirement .......... 1.817,768 - - - 8,408,935 - - - - 1,497.475 - 11.724,179 13,391.A80 Unreserved ...................... 8.755,482 (130,0271 (574,296) 2,720.887 (17,498.268) 4.416.044 (2,300.990) (4.862) W6.312 (4,889.967) 23.276 19.376,409) 17,-59,234) Tdat (**Ad earnings (d1(kiO ................... 10.513.250 1130,027) (574.296) 2.720,887 (9.089,333) 4.416.044 (2.300.990) (4,862) 306,312 (3,392,491) 23,276 2.547.770 5.9V.246 Ud MW6Q* Idd0)........ 10,850.003 545,134 831,890 6.650,533 34.154,465 4.703.447 3.106.515 387,856 X6,312 (2,758,591) 2.309.957 51.E 521 31,348.u93 ' Ta1at ttaDYiVms Gad kind e4* ................ 526,055,822 W1,770 S 856,503 i6,893.841 $94,004,330 54,811.514 $3.177.599 $481,044 5410,171 310,1D ,668 8it.348.`>68 3150.4d1,829 T1=1�,3&5.32D w.. .. ... ._ .. .._.. n ..n.PL_.�y. bG"�l.zR/T-..�Mr1FE,N�•.,:.Yn _ .rf..,.. .. ... . ... i I iiii it Il�if• �r�rd�isnb�iyhtllllY�luueiwiiirnYliW,�urnim�rnu�iglmpii i,i, u,n r _ SCHEDULE E 2 - CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND = CHANGES IN FUND EQUITY YEAR ENDED SEPTEMBER 30, 1985 VAth Comparative Totals for the Year Ended September 30,1984 WStrwf Marina Miami 81Ir Ceaveatiao t" SWIMS Stadium Stadium Unfairi Malian Auds GA ft""ty " no Tilefa farsampmo lam Operating revenues: Charges ferservices .................. $ 7.595,717 $256.025 S 182.090 $3,192,478 $ 3.327.341 $1.356.039 S 532.792 S 953.590 $ 25,594 $ 201.895 41.329,302 ,313,354,363 314,393,330 Ope AWQ : PMwmiservices .................... 2.267.728 24.901 141,244 1.072,764 208.105 285,902 258,564 745,070 167 - 170.116 5.174,561 5,378,977 Contractual services .................. Materials and supplies 342.314 569.032 7,086 12.245 30.442 321,570 3,493,270 14.504 147,515 68,422 - 191,761 2.1.197 4,541,081 2,593,515 ................ Utilities ............................ 416,220 28.754 27,028 90.809 101.965 237.181 2.495 4.416 20.090 46,617 14,434 171.342 96,840 - 200 5,133 324,314 349,216 Intragovernmentatcharges ............. - 54.482 121.015 483,877 2,031 28.11M .177.261 124,457 146.293 - - 3C0 - 23 5.562 1.098.426 967,583 1,303,323 373,325 Other ............................. 1.038.220 2.590 - 5.681 209.284 11,390 19,946 11,818 - - 15,609 1,314,538 2,919,795 Totals ....................... 4.633.514 130,058 410.538 2.223,038 3.919,601 407,369 742.177 1,239,785 167 192,261 221,595 14,120,203 14,117,352 Operating Incas (loss) before depreciation expense ................. Owacialibn expense 2,953.203 125.967 (228.448) 969.440 (592,260) 948.670 i209,385) 1286.195) 25.427 9,634 1,108.107 4,334.150 775,473 • •.• ••........... 936,666 81,918 31.275 380.176 1.530.697 172.090 145,748 44.464 12,972 148,737 59.079 3,543.372 3,355,35C Operating �income (loss)................. j 02 2.6.537 44.049 (259.723) 589,264 (2,122,957) 776.580 (355,133) (330,659) 12,455 (139,153) 1,049,029 1,190,288 (2,573,380) Nonoperating revenues(expenses): Interest ............. .............. Interest and fiscal charges ............. 592.385 (1,383.122) - - - - - 1.118.140 172,073 - 27.746 10.108 144,885 9,234 2,374.521 2,143,514 Our ............... ............. 1194.603) 125 25 - 45.128 (5,138.755) - - 60,090 - (203) - 31.457 (6,588) - (1,322,276) - (7,850,741) (3,175,703) - 235 (57,896) 131,543 Net noneperatingrevenues (expenses).. (985,340) 125 25 45.128 (4,020,615) 232.163 1203) 59,2G3 3,520 (1,177.391) 9.569 (5,330,316) {5.346,546) income(loss)before operating transfers .... . Operating transfers in 1.041.197 44.174 (259.698) 634,392 (6,143.572) 1,008,743 (355.336) (271,456) 15.975 (1,316,544) 1,058,597 14.543,523) (3,425,125) ................... Operating transfers out .................. - - - - 112.404 - 3.428,682 - 431,387 - - 1.408,606 - 5,381,079 7,379.451 - - - (99.000) (134,655) - - (730,251) 11,035,921) {1;599,227) (136,3G0) Not Income (loss) before extraordinary Item ..••...•••..•.. Extraordinary item -pain (loss) 1.041.197 44,174 (147,294) 634.392 (2,714.890) 909,743 (58.604) (271.456) 15,975 638,139) 23,275 (1,16i.576) (1,132,275) on debt refinancing ................... - - - - - - - - - (2,468,039) - (2,468,0.'9) 739,966 Netincorma (loss) .................. Retained earnings (deficits) 1,041,197 44,174 (147,294) 634.392 (2,714,890) 909,743 (58,604) (27t,4 56) 15,975 (3,106,228) 23,276 (3,829,715) (382,30) atoning of bear.................. Equity transfers in (out) 9.532,053 1174.201► - (427,002) 2.113,579 (6,374,443) 3.505,512 (2,513,920) 266,594 290,337 (286,263) - 5,932,246 332,246 6,379,752 ................. - - (27,084) - 789 271,534 - - - - ;79,752 397) Retained earnings (deficit)atend ofyear ..... 10.573.250 (130,027) (574,296) 2,720,887 (9,089,333) 4,416,044 (2,300,990) (9,862) 306,312 (3,392,491) 23.275 2.547,770 5,332,246 Contributed capital at beginning of year ..... Contributions from other 121,753 155,000 674.755 1,397.349 3,666,205 43,243.798 285,356 5,600.011 392,718 - 633,900 55,015,345 54,385,3m governments ...... Contributions Iromn tenants ............... - - - - - 263,441 - - - - 413,A41 47G94 094 48.837 CrxNriblmllonsfrom (lo) other funds......... - 406 - - - - 2.047 - (192,506) - - - - - - - 2,186,681 - 2,105,465 4, 1.243,113 Contributed capital at end of year.......... 276.753 675.161 1.406,186 3.929.646 43,243,798 287.403 5.407.505 392.718 - 633,900 2.286,681 58;a3'3,751 36,015,345 Totalfund equity ............... 510,850,003 $545,134 S 831,890 $6.650,533 $34.154.465 $4.703.447 53.106.545 3 387,856 M.312 3(2.758,591)$2.309.957 $61.097.321 351.94&09j SCHEDULE E-3 CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS COMBINING STATEMENT OF CHANGES IN FINANCIAL POSITION YEAR ENDED SEPTEM®ER 30, 1985 With Comparative Totals for the Year Ended September 30,1984 Ora esxl Oildtreet Marta Miami 847 Ceaven0oo WanMaw rattly lam hrkisg Stadim Sladim Stadium cooler Marioas Auditoriums Gab Frew" INS 11154 Waki q capital VMWW by (applied to): operations: Incorns(loss)Wore exlraordinarykan .... $1.041.197 $ 44.174 $(147,294)$ 634,392 $12,714,890)$ 909.743 $(58.604) $1271,456) $15,975 3 (638,189)3 23.276 311,161,875)311,132,275) Items not requiring current outlays of working capital Depreciation and amortization ......... 1,159.358 81.918 31,275 380.176 1,651.202 172,090 145.748 44,464 12,972 157,320 59.079 3,395.502 3.377,254 Loss (gain) on dispositions of property, plant and equipment. net ........... (5,514) - - - - - 189,971 - - - 243 134,1II0 42,203 Total provided by (applied to) operations before eztrao(dinaryltem ............. 2,195.041 126.092 1116,019) 1.014.568 (1,063,688) 1.081,833 277,115 (226.992) 28.947 (480.869) 32,598 2,313,:M 2,337,182 Extraordinary item -pain (toss) on debt relirnancing ................... - - - - - - - - - 12.468.039) - (2.468,M) 799,366 Total provided byoperalions.......... .... 2,195.041 126,092 (116.019) 1,014.50 (1,063,688) 1.081.833 277.115 (226,992) 28.947 (2,948,908) 32,598 450,M7 3,337,143 Other: (Increase) decrease in restricted accounts.... (139,662) - - - 1,831,029 - - - - (159,065) - 1,532,302 32,546 4L Contributions and equity transfers. net ....... 155.000 406 8,837 236.357 - 2.836 79.028 - - - 2.286,381 2.759.145 1,365,010 Roceeds from long-term debt .............. - - - - - - - - - 13.720,000 - 13,7?D,1 0 13,70 'Mo Increase In other hatnnktos ................ - - - - - - - - - - - - 2.33 Total ........................... 2,210.379 126.498 4107.182) 1,250.925 767.341 1.084.669 356.143 (226.992) 28.947 10,612,027 2.369.279 13,472,il94 19,302.a07 Working capital applied: Additions of properly, plant and equipment. net ............... 565,011 213 142,743 728.502 374.933 309.606 4.559 27.039 - - 2.288,119 .4,440.725 3,360,571 Retirement of mmue bonds payatde ........ 160.000 - - - - - - - 17,000 10.345,000 - 10,522.3M. 14,181.00 locruseinbonddiscount ................. - - - - - - - - - 222,921 - 222,321 124.313 Decrease in other liabilities ................ 8.023 - - - - - - - 336 - - 3,29 - Increase inother assets. net ............... 308.481 - - - - - - - - 22.959 - 331,440 58.373 Total ........................... 1,041,515 213 142.743 728.502 374.933 309,606 4,559 27,039 17,336 10,590,880 2,288,199 75,525,145 17,335,057 Increase (decrease) In working capital ......... $1,168.864 $126.295 $(24%925)6 522,423 $ 392.408 S 775.063 $351,584 S(254,031) $11.611 $ 21.147 ,b 31.160 S 2,346.589 3 1.066,350 Sawxy of Increase (decease) in working capital: Cash and kwestrnenls ................... $ 721,831 S 93.422 $(322,716)$ 164.729 S 1.371354 $ 622,191 $279.513 $1245.182) S 9.346 $ 18.417 3 10.927 ,5 2,725.332 5 2,324,Z-63 Accounts receivable, net ................. (12,777) 10,173 (655) 232.722 (52,498) 41,423 18,172 (12,881) - - 108,345 332,524 1309,038) Duehomothergoveran"s............... InvM11orMs ............................ (4.099) (42.165) (1,094.000) - - - - - - - - - - - - - - - - (3,1Z6,165) 14,0M) (2,594,394) 32,XXI F"paidexpatsss ....................... 203.336 - - - 89.041 - - - - - - 292.377 124,138 Ammils papal and accrued expenses ..... 211_684 17_440 72,700 26_564 76_511 111_879 48,674 4.032 - 2,730 113_563) 558_351 (584,581) Do Wkan other lands............... - 2.407,346 1i Olposi (*AdAk ..................... (10,447) 4.250 746 - - (430) - - - - (13.471) 119.352) 23,M OMevedrrs w ....................... 59,336 1,000 - 140.573 - - 5.225 - 2.265 - (11.573) 196.321 12111,512) Ipcnase(dwrimse)inworkingeapllal ......... S1,168.864 6126.285 S(249,925)S 522.423 S 392.408 S 775,063 5351.594 S(254.031) S11,611 3 21,147 3 31.160 S 2.946.E 3 1.M6,90 SCH6CULE It CITY OF MIAIi I, r LURIOA INTERNAL SERVICE FUMPS COMBINING UAalL4+NCE SHEET SEPTEMBER 20, 1988 Wtth ComperAtiNot TWAIR fOr S'"Ptarn�bwr 3Q, 19aa Tows S►atMnary Gamm►rnitiane -- CRY Mbar rrPro� Ft1a► shop Stock saftes 1Stl19 1t MlAfr+►Ae,mere AX8ET3 t ` Cutrem assets: Equity (deflclt) In pooled !' cash and investments .... $ 4,663,521 $4,605,582 ' 1: Inventories ............. 196,405 210,263 Total current assets .. 4,859,926 4,8 845 -� Property, plant and �^ equipment ............. 15,671,200 8,030,097 Less: Accumulated depreciation ....... (5,092,904) (5,382,331) Property, plant and equipment, net .... 10,578,296 2,647,766 Total assets ........ $15,438,222 $7,463,611 LIABILITIES AND ..%�_ FUND EQUITY Current liabilities: Vouchers and accounts payable ............... $ 345,112 $ 208,444 Accrued w4mnses (principally salaries) ..... 167,337 97,965 Total liabilities ...... 512,449 306.409 Fund equity (deficit): Contributed capital ....... 4,550,294 1,813,612 Retained earnings (deficit) ............... 10,375.479 5,343,590 Total fund equity (deficit) .......... 14,925,773 7,157,202 ,,.._ Total liabilities and fund equity (deficit) $15,438.222 $7,463,611 $542,542 $(258,994) $(19,146) 155,621 23,702 88,178 698 63 (235,292) 69,032 314,109 141,257 --- (201,005) (74,006) -- 113,104 67,251 _ $811,267 $(168,041) $ 63,032 $ 70,895 $ 15.695 $ 8,032 126,304 14,688 1,434 197.199 30.383 9,466 272,199 178,170 - 341,869 (376,594) 59,566 614,068 (198.424) 59,566 $811.267 $(168,041) $ 69,032 $1,331,476 $10,864,981 $ 8,63; 134,146 808,315 71. 1,465,622 11,673,296 9,35 3,003,247 27,159.910 25,20; (1;232,003) (11,982,249) (10,W 1,771,244 15,177,661 14 82= $3.236,866 $26,850.957 $24,17: $ 127,245 $ 775,423 $ 85( 47,632 455.360 39 174,877 1,230,783 1,24 2,140,823 8,955,098 8,801 921,166 16,665.076 14,13=_ 3,061,989 25,620,174 22,93- $3.236.866 $26.850,957 $24,17: s3�Hl�tit�ll,2 CITY OF MIAMI, FLORIDA E r INTERNAL. L. GEhyICE FUNDS COMBINING ET'A'EfulEt�i -CF 11tflE hltl , EXPENSES AND CHANGES IN FUND EQUITY YEAR ENDED $FpTVMpFR 30, 1985 With Cram tl T 14101OT TOM E11dood 9411110mb0f 30,1904 ahl t4 �� fs ... s T OM z rating revenues— . , SMa ct _..., Im 1"4 ' ChBtpes for services ...... $ 5,488,663 $4,839,649 —� ---- $3,553,765 — � ,. S 527,950 $337,525 $3.051,657 $17,799,209 $17,145,809 �)ng expenses: � � _ r (1 services ........ CpntnKlualservices ...... 2,326,120 160,333 1,724,596 103,971 2,059,299 248,385 33,580 798.586 7,190,566 6,731,258 Materials and supplies..... 1,116,881 1,364,908 664,869 596,573 185,134 98,362 15,398 294.865 59.421 120,318 1,189,126 3,591,907 1,288,112 3,411,124 -Sr,° litiitfeS ...... I......... other 100,357 591,108 74,984 2,498 24,423 5,913 �' 1,579.616 1,785,293 1.633.738 .................. �._ 608 i,431 1,511 2,892 600,048 232.899 ¢� Total ............. 4,294,799 3,270,957 3.345,772 539,225 345,354 2,560.833 ta,356,940 13.297,131 m pera g before depre- ciation expense .... 1,193,864 1,568,692 207,993 (11,275) (7,829) ` 0"reclation expense ...... 1,226.691 879.959 13,667 13.143 — Operating income (loss) ........... (32,827) 688,733 194,326 (24,418) (7,829) gating revenues 490.824 3,442,269 3,848.678 320.580 2,454,040 2,658.000 170.244 (expenses): Interest ................ 396,891 353,873 — — 360 84,942 t)tfler .................. 150,304 219,243 338.654 5 — — Total nonoperating revenues (expenses) 547,195 573.116 338.654 5 360 84.942 Income before operating transfers . 514.368 1.261,849 532,980 (24.413) (7.469) 255.186 Operating transfers in ..... 375.913 — — — — — Oparating transfers out .... — (168.602) (153.694) (20,207) — (33.410) Net operating transfers ......... 375.913 (168,602) (153.694) (20.207) — (33,410) Net income ........ 890,281 1,093.247 379,286 (44.620) 17.469) 221,776 Retained earnings (deficit) -` at beginning of year ....... 9.485.198 4.250,343 (37.417) (331.974) 67.035 700.720 iqudy transfers from (to) odlerfunds — — — — — (1.330) retained earnings (deficit) at and of year ............ 10.375.479 5.343.590 341.869 (376.594) 59.566 921.166 Corrttibuted capital at `. beginning of year ......... 4.478,771 1,742,021 271.755 178.170 — 2.130.078 Contributions from other f "Xii ............. 71,523 71,591 444 — — 10,745 Contributed capita! at end of year .............. .... 4.550.294 1.813.612 272.199 178.170 — 2.140.823 Total fund equity (deficit) .......... 514.925.773 $7.157.202 S 614,068 51198.424) S 59,566 53.061.989 A.t3 988.229 1,190.678 836.066 717.420 708,206 225,970 1,544,272 943.390 2,532,501 2,134.068 375.913 461,995 (375.913) (461,995) 2,532.501 2,134,068 14.133,905 12,157.338 (1.330) (157,501) 16.665.076 14.133.905 8,800.795 7,10,303 154,303 935.492 8.955.098 8.800,795 $25.620.174 522.934,700 Working capital provided by Q, 3: pro, (applied Operations: Net income (loss) ........ Items not requiring current outlays of working capital: Depreciation ......... Loss on dispositions of property, plant and equipment, net ... _i Total provided by (applied to) operations ........ _. Contributions and equity transfers, net .......... Total ............. Working capital applied: Additions of property, plant and equipment ..... Total ............. Increase (decrease)in working capital .......... Summary of increases (decreases) in working capital: Cash and investments ..... Accounts receivable ...... - - ! Inventories ............. Accounts payable and accrued expenses ....... Increase (decrease) in working capital ........ S,.aEDUM CITY OF MIAMI, FLORIDA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF CHANGES IN FINANCIAL POSITION YEAR ENDED SEPTEM BER 30, 1985 With Comparative Totr@l$ for Year Ended September 30, 1984 qh Nefer Property tint ststW" commanicstlens Toft . emlle POW Nointensncs Shop Stock SWIM 1m 1 $ 890.281 $1,093,247 $379,286 $(44,620) $(7,469) $221,776 $2,532.501 $2,134, 1,226,691 879,959 13,667 13,143 - 492,120 23,600 5,456 - - 320,580 2,454,040 2,658, 18,296 539,472 285, 2.609,092 1,996,806 398.409 (31,477) (7,469) 560.652 5,526,013 5,078, 71,523 71,591 444 - - 9,415 152,973 777, 2,680.615 2,068,397 398,853 (31,477) (7,469) 570,067 5,678,986 5,856, 2,544,697 669,688 11,226 14,083 - 105,755 2,544,697 669,688 11,226 14,083 - 105,755 $ 135,918 $1,398,709 $387,627 $(45,560) $(7,469) $464.312 $ 252,491 $1,309,919 $335.713 $(42,248) $(9,973) $385.662 (57,205) 72,360 44,213 (979) 7,290 25,026 (59,368) 16,430 7,701 (2,333) (4,786) 53,624 $ 135,918 $1,398,709 $387,627 $(45.560) $(7,469) $464.312 3,345.449 3.820, 3,345,449 3,8201 $2,333,537 $2.035. $2.231.564 $2,141, 13,• 90,705 8. 11,268 028,= $2.333,537 $2,035,; - i.n SCHEDULE 0-1 CITY OF MIAMI, FLORIDA TRUST AND AGENCY FUNIDS COMBINING BA"NCE SHEET SEPTemaEn 36,119811 R ETINNOW Tmfol f ndst uF �4a Neal TWO FeWs ANUS--_ F4 T.W.� _r. TMII Trust T" j quity In pooled cash and g = S investments ............... . .. Cash and cash equivalents ......... $7,185,777 $ 4,399,499 $2,154,710 $ — $ — $ 13.739,986 Pension investments Including —' -- 1,237,178 14,203 1,251,381 OY- accrued interest ............... = Accounts receivable: _ '— — 111,849,104 190,200,168 302,049,272 Proceeds from securities sold .... Pension member's contributions — — 725.879 1,572,168 2,298,047 ' .. Other ....................... 7,894 _ 4.900 218,346 465.227 683,573 ' Due from other funds ............. — -- --� 12,794 Prepaid expenses ................ 31,406 _ — 1,229,195 1,307,563 2,536,758 Deferred compensation plan — -- -- 31,406 _ - . assets ....................... Total assets ............ — $7,2 p77 6,476,982 $10,881,381 $2,154,710 6,476,982 $329,080,199 $115— 259,702 $193,559,329 LIABILITIES AND FUND BALANCES Liabilities: Vouchers and accounts payable .. Payable for securities $ 359.259 $ 450,433 $ 154,710 $ 90.624 $ 21,745 $ 1,076.771 s purchased ................. Due to other funds ............. — — — 2,536,758 — 1,071,464 2.141,226 3,212,690 z Deposits ..................... — 1,875 2,000,000 — — 2,536.758 2,001.875 Claims payable ................ 1.873,632 — — — — 1,873.632 Deferred compensation plan rt liabilities ................... — 6,476,982 — — — 6,476,982 2,232,891 9,466,048 2,154,710 1,162,088 2,162,971 17,178,708 Fund balance: r Reserved for employee r* retirement plan benefits ....... — — — 114,097,614 191,396,358 305,493,972 Unreserved: Designated for hurricane loss .. 500,000 — — — — 500,000 r Designated for pension - related expenditures ....... — 1,415.333 — — — 1,415.333 Designated for claims payments ................ 4,492.186 — — — — 4,492186 } Total fund balances ...... 4,992,186 1,415.333 — 114.097,614 191.396.358 311,901.491 Total liabilities and . _ fund balances ......... $7.225.077 $10,881,381 $2,154,710 $115,259,702 $193.559,329 $329,080,199 }_ i s r r ` p.4S l Z , uZ I, SCHEDULE CITY OF MIAMI, FLORIDA EXPENDABLE TRUST FUNDS COMBINING STATEMENT OF RIEVO NUES, EXPENDITURES AND GMANIGER IN FUND BALANCES YEAR ENDED EEPTEMBER 30, 1085 t� AftMistralles Tom I#evenues: Intergovernmental charges ................. . .................. $ -- $ 3,771.349 3,771.3 IMragovernmental charges .................................... 5,296,823 17,168,436 22,465,2 Contributions from employees and retirees ........................ 7,527,220 — 7,527,3 Interest .................................................... 520,325 263,208 783,5- Other .................. 439,428- 43914 i Total revenues ................................. 1 3,783,796 21,202,993 34,986,7 _._ Expenditures: ` Personal services .............................. ............ 1,055,294 -- 1,055,2 Contractual services ...........................:.............. 167,806 1,350,161 1,5171 Materials and supplies ....................................... 10,080 10,OL Contributions to retirement funds .......... . ... . .... ........... -- 24,255,306 24,255.3 Insurance .................................................. 1,824,789 -- 1,824,7 Claims payments ............................................ 10,325,051 — 10,325.6- Other ...................................................... 162,434 365.053 527,4- it :' , Total expenditures ...... . ......................... . • ...... 13.545,454 25,970.520 39,515,9 (deficiency) of revenues over expenditures .............. .. 238,342 (4,767,527) (4,529,1.- gExcess Fund balances at beginning of year ..............................:.... 4.753,844 6,182,860 10,936.71 Fund balances at end of year ............................. $ 4,992.186 $ 1,415,333 $ . 6,407,5 ti , I, f V CITY OF MIAMI, FLORIDA PENSION TRUST FUNDS q COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, Igo SCHEDULE 0-3 GESE Trust IPO T Total operating revenues: Contributions from employers ...................... Contributions from employees and retirees ............. $ 10,159,599 4,556,893 $ 10,700.000 5,155,192 $ 20,859,599 9,712,085 Net realized gain on investments .................... Interest and dividends ............................ 3,963,841 10,650,962 14,614,803 20,789,919 7,479,027 13,310,892 Total ...................................... 26.159,360 39,817,046 65,976,406 Operating expenses: Personal services .................... 279,549 326,003 605,552 Benefit payments .................. . ............ 9,824,207 10,382,493 20,206,700 Refunds ..................... ... ...... 666,036 753,726 1,419,762 Total .................... . . ....... 10,769,792 11,462,222 22,232,014 Operating income .................................... 15,389,568 28.354,824 43,744,392 Nonoperating revenues: .................... ...... 3,300 4,200 7,500 Net income .................... .. 15,392,868 28,359,024 43,751,892 Fund balances at beginning of year ...................... 98,704,746 163,037,334 261,742,080 Fund balances at end of year ........................... $114,097,614 $191,396,358 $305,493,972 SCHEDULE G,4 CITY OF MIAMI, FLORIDA PENSION TRUST FUNDS COMBINING STATEMENT OF CHANGES IN FINANCIAL POSITION YEAR ENDED SEPTEMBER 30, 1985 FIPO TrustESE Trust _ Total _ Working capital provided by: Net income ...................... h................ increase in working capital ............................... Summary of increases (decreases) in working capital: Cash and cash equivalents .......................... . Pension investments ......... • . • . • • • • • .... I ........ • Accounts receivable ................................ Due from other funds .................................. Vouchers and accounts payable ...................... . Payable for securities purchased ........ • • . • • . • • • • • • • Increase in working capital ........................ .. . A-47 s r $15,392,868 $28,359,024 $43.751,892 $15,392,868 $28,359,024 $43,751,892 $ 1,000,798 $ (98,364) $ 902,434 13,055,793 28,220,870 41,276,663 (2,493,789) (847,164) (3,340,953) 1,229,195 1,307,563 2,536,758 (21,393) 5,031 (16,362) 2,622.264 (228,912) 2,393.352 $15,392,868 $28,359,024 $43,751.892 6 - 8. 0 �74 n. APPENDIX R FORM OF APPROVING OPINION AND SUIgPL EWNTAL TAX OPINION OF ROND COUNSEL Upon delivery of the Bonds in definitive form, Broad and Geri."l, Bond Counsel, proposes to render iu final approving opinion with respect to such Bonds and its supplemental tax opinion in substantially the following fortes: (Form of Bond Counsel Opinion] Board of City Commissioners of Miami, Florida Miami, Florida (Date of Closing) Commissioners: We have examined a record of proceedings relating to the issuance of S , General Obligation Bonds Series 1986 (the "Bonds") of the City of Miami, Florida (the "City"). The Bonds are issued under and pursuant to the Laws of the State of Florida, including particularly Chapter , Florida Statutes, and under and pursuant to a resolution of the Board of City Commissioners of the Miami, Florida, acting on behalf of itself, adopted on October 7, 1986, as amended and supplemented (the "Resolution"). The Bonds are dated and shall bear interest from October 1, 1986, except as otherwise provided in the Resolution. The Bonds will mature on the dates and in the principal amounts, and will bear interest at the respective rates per annum, as provided in the Resolution. Interest shall be payable on each April l and October 1, commencing on April 1, 1987. The Bonds are subject to redemption prior to maturity in accordance with the terms of the Resolution. The Bonds are in the form of fully registered Bonds in the denomination of $5,000 or any integral multiple thereof. The Bonds shall be numbered consecutively from one upward, preceded by the letter ,.R.y. The Bonds are issued by the County for the purpose of providing moneys for paying the cost of certain street and highway improvements and certain pollution control and incinerator facilities. We are of the opinion that: 1. The City is a duly created and validly existing municipal corporation under the laws of the State of Florida. 2. The City has the right and power under the Constitution and Laws of the State of Florida to adopt the Resolution, and the Resolution has been duly and lawfully adopted by the City, is in full force and effect in accordance with its terms and is valid and binding upon the City and enforceable in accordance with its terms, and no other authorization for the Resolution is required. The Bonds are secured by, and payable from, ad valorem taxes of the City, in accordance with the terms of the Resolution. 3. The City is duly authorized and entitled to issue the Bonds, and the Bonds have been duly and validly authorized and issued by the City in accordance with the Constitution and Laws of the State of Florida and the Resolution. The Bonds constitute a valid and binding obligation of the City as provided in the Resolution, are enforceable in accordance with their terms and the terms of the Resolution and are entitled to the benefits of the Resolution and the laws pursuant to which they are issued. 4. Assuming continued compliance with applicable requirements of law, under existing statut�a� regulations, rulings and court decisions, interest on the Bonds is exempt from all present federal inco- .€ taxaticih^(ex hs ertain -alternative nrninimuK►n taxes may apply to bondhold.ete) and the kon�is g; i. interest thereon are exempt from taxation under the laws of the State of Florida, except as to estate to and taxes imposed by Chapter 220, Florida Statutes, on interest, income or profits on debt oblipatjom << owned by corporations, banks and savings associations. The opinions expressed in paragraphs 2 and 3 hereof are qualified to the extent that the enforbili ty of the Resolution and the Bonds, respectively, may be limited by any applicable bankruptcy, insolveney, moratorium, reorganization or other similar laws affecting creditors' rights generally, or by the exercise of judicial discretion in accordance with general principles of equity. _ We have examined the form of the Bonds and, in our opinion, the form of the Bonds is regular and l proper. ' Very truly yours, _ " { j. T i }� A . y - - i .- B_2 4 ahu "-- g. i. zs, ry. t 2yfie . t (Form of Supplemental Tax Opinion) (Date of Closing) *' Board of City Commissioners of Miami, Florida Miami, Florida Commissioners: This opinion is rendered in connection with the issuance by Miami, Florida, (the "City") of its $6,375,000 General Obligation Bonds Series 1986 (the "Bonds"), the subject of our approving legal opinion as bond counsel dated this date and addressed to you. This opinion supplements our opinion as bond counsel, and terms used in this opinion have the meanings assigned to them in that opinion. You have requested that we express our further opinion as to the effect on the Bonds of H.R. 3838, 99th Congress, in the form reported by the Committee of Conference on September 18, 1986 in Report No. 99-841 (and, in such form, hereinafter referred to as "H.R. 3838", except where otherwise indicated). In this connection. we have examined H.R. 3838 and such other materials as we deemed necessary or _ appropriate for purposes of this supplemental opinion. Based on the foregoing, we are of the opinion that if H.R. 3838 is enacted, the Bonds would be obligations to which Section 103(a) of the Internal Revenue Code, as proposed to be amended by H.R. 3838, would apply. the interest on which is excluded from gross income for federal income tax purposes, and that such interest would not be an item.of tax preference for purposes of the alternative minimum tax on individuals and corporations. However. under H.R. 3838, a provision, applicable to corporations (as defined for federal income tax purposes) beginning in 1987, that would require an alternative minimum tax on a portion of the excess of adjusted net book income (certain earnings and profits for years after 1989) over pre -book alternative minimum taxable income, could subject interest on the Bonds received by corporations to such corporate alternative minimum tax. This opinion is based on and assumes the accuracy of certain representations and certifications of the City, which we have not independently verified, and compliance with certain covenants of the City, all as contained in the Resolution and Certificate as to Arbitrage. Certain of the requirements of H.R. 3838 must be complied with after issuance of the Bonds in order for the interest on the Bonds to be and continue to be exempt from the date of issuance. Noncompliance with such requirements could cause interest on the Bonds to be subject to federal income taxation retroactive to the date of issuance. H.R. 3838 would adversely affect certain federal income tax deductions of certain financial institutions and property and casualty insurance companies which purchase any of the Bonds. it cannot be known whether or in what form H.R. 3838 or other tax proposals may be enacted, and no opinion is expressed with respect thereto except as stated above with respect to H.R. 3838 in the form reported and recommended by the Committee of Conference in Report No. 99-841, dated September 18. 1986 very truly yours, x 'f� � .. }Y�� ,�. _ .. �1 }� .. ... � �y .. ... � '.. � .: - , ,. � !. .. �^ i Y �j:. .. .. � .,i . .. � ., �; �` $ � rye.,. ,e ._ _ i„_.. � _ � � � �. � - 4j. } �,! i _ s _ �4 .. / �. . _ _ ' -* �;,� '- -�:� �:�� �� L .. - .. APPENDIX C LUCIA A. DOUOMERTY City Attorney OFFICE OF THE CITY ATTORNEY 1169 E. Fiagler Street / Miami, Florida 331311(30S) S79,6i00 M t ,,�; .. Honorable Mayor Xavier L. Suarez mnd Members of the City Commission City of Miami, Florida .3500 Pan American Drive Miami, Florida 33131 Gentlemen: As of October 6, 1986, the City of Miami is involved in the following ma4jor uses: > LAND RELATED LITIGATION 1. Southeast Overtown/Park West As a result of a quick take condemnation proceeding, title to a parcel of property located in the Southeast/Overtown Park West area was acquired for the benefit of the City. In May 1986 determination was made by a jury that the property was valued at $900,000 more than that which had been allocated for the overall development project for which the parcel was being acquired. (All of the required money will be :,deposited in an interest bearing account during appeal which is anticipated to take two years with the difference in additional money required being approximately $300,000. Attorneys' fees and costs are estimated at $1 million.) 2., Commodore Bay Certstin property owners have filed an appeal of the City Commission's denial of their zoning application ' on Mauch 27, 1986 regarding property located at 3471 Main Highway. In a separate action they have also 'challenged the constitutionality of the present zoning ordinance as applied to their property. In connection with said case they are seeking damages resulting from the City's denial of rezoning and land use change application which, if granted, would have permitted a significantly higher density commercial use. The plaintiffs have requested $10,000,000 in damages, however, the City's exposure is estimated at $4 million based upon property owners' offers to sell the property to the City for $6 million. 3. BricArfibane Another pending lawsuit is a case in which the City has been found liable under 42 U.S.C. §1983 by reason of its revocation of a building permit to a savings and loan association. The plaintiff has claimed loss of profits and increased construction costs and other losses as a result of the City's violation of rights, placing afigure of $6,300,000 as the total amount of damages. The trial on the issue of damages was concluded in May, 1986. On August 1, 1986 the Court entered judgment against the City in the amount of $642,247.30. The appellate period will lapse on September 1, 1986. C-1 OTW R LIA RILITIMS 1. City of Miami v Geneva Hards, Third District Court of Appeals Case Nos. 84-1679, 84-2525 W1352 A police chase case exposes the City to liability of approximately S250,000. The case was tri.cd and a jg, verdict of $585,000 was returned but a new trial was granted when the case was appealed. The appella holding kept intact the exposure on the negligence claim but directed a new trial on the allegations of d.mi of constitutional rights. 2. Mildred Bejacma and Lords Bejacma, her husband v The City of Miami and Charles Lincoln, U.- District Court Case 850490-CIV-DAVIS This alleged false arrest and use of excessive force claim presents an exposure in the range of $300.0( -UM,000 because of the Bejacma's claims of violation of constitutional rights which takes this case out, the statutory limit of S100,000 per claimant, $200,000 per incident. 3. Bruce G. Murray and Faustino Molina v City of Miami, et al., Circuit Court Case 85-26416 (CA 1. This claim for civil rights violation against the City of Miami and individual police officers includ- administrative defendants for violation of civil rights and negligence. The claim arose out of a traff incident when: two motorcyclists, the plaintiffs, were taken into custody and allegedly severely beau, Because a civil rights claim can fall outside the statutory limits, exposure for both plaintiffs is estimated S300,000. 4. Ventura 7ieto and Lucia Two, his wife vs. George Willie Moore, Jr., et al., Circuit Court Ca 82-1203 (CA 10) Plaintiff, while working on a project on Virginia Key, was riding a front loader, the vehicle slid off a embankment and rolled over several times injuring the Plaintiff. The injury is alleged to be serious brai damage with Plaintiff functioning at the level of a four year old with almost complete memory Jos. Although the statutory cap applies in this case, if a judgment for significantly more than the cap obtained, a claims bill may be sought and exposure is estimated at $300,000. 5. Rolando & Leticia Yague v City, et al., U.S. District Court Cases 86-0485 & 86-M6 consolidated Alleged false arrest, malicious prosecution and use of excessive force. A police officer stopped a vehicle fc a traffic stop and after a struggle Plaintiff was shot in the neck. Plaintiff alleges that no struggle ensue and that the officer shot him without justification. The civil rights violation exposes the City to liability c $100,000 to S150,000. There is no statutory cap on the civil rights violation and exposure is estimated ? $150,000. There are various claims and lawsuits against the City resulting principally from workers' compensatio and casualty claims. Estimated liability for such claims was recorded in the amount of $25,933,632 as o September 30, 1985 in Note 12 of the Section, "FINANCIAL STATE 1ViENTS" of the Annual Finaacip Statement. Except as noted above, the total liability to the City has not changed significantly during th time that has elapsed since September 30, 1985, nor has there been any subsequent litigation during tha time period that would materially impact upon the proposed Bond issue. Sincerely, Lucia A. Dougherty City Attorney SPECIAL TRANSCRIPT REQUEST BY: Subject: Rn- Meeting Date: /t) 7— Agenda item No. Label No. Tape No. Request Date: Assigned to: 0 Completion Date: _ ___.._____e__________.._.._...�.._..__ _-__..___.._..___..__ ..___.._. --- o Proofread by: ! orrected by: Transmitted under cover me Handcarried: Released though not proofread to: 9 r�± - a 4i F, ; t'n 4. RESOLUTION AUTHORIZING SALE OF BONDS; $2,375,000 STREET & HIGHWAY IMPROVEMENT, $4,000,000 POLLUTION CONTROL & INCINERATOR BONDS. Mayor Suarez: Agenda item 21 has been withdrawn, so item 25... Mr. Odio: No, no, item 21 I would like to explain. Mayor Suarez: OK, please. Mr. Odio: Carlos. Mr. Carlos Garcia: Mr. Mayor, members of the City Commission, item 21 now has two attachments plus... It has filled in the blanks as to the price of the bonds. We are selling the bonds at an interest rate below seven percent. These are the bonds that had the interest limit of seven and one/half percent, so we are very happy with the pricing. The attachments that we have here today, are the purchase contract with the underwriters, and also the official statement from the City on the bond sales. Mr. Plummer: Congratulations! Mayor Suarez: When you say below seven percent, how much below seven, what does it look like? Mr. Garcia: I don't have the exact number. I think it is six point nine. Mr. Plummer: Six point nine, nine, nine! Mrs. Kennedy: That's below seven. It's OK. Mayor Suarez: Is that the lowest we have done in some time? Mr. Garcia: Yes, in a very long time. To my recollection,- it has been the lowest, in the last, at least five years. Mr. Dawkins: With the $400,000 pollution control and incinerator facility bond, what do you plan to do with that? Mr. Plummer: No, it is not $400,000. Mr. Dawkins: I mean $48000,000. Thank you, Commissioner Plummer. Mr. Garcia: Yes, sir, we... the City is planning to buy two mini dumps and approximately $1,500,000 in equipment. Mr. Dawkins: Buy two mini dumps? Mr. Garcia: Yes, sir. Mr. Dawkins: Why? Mr. Manager? Mr. Odio: It's part of the trash, new reorganization where people can bring in to those mini dumps... Mr. Dawkins: I've told you, and I am going to tell you and your Department again, in the City of Miami, the majority of the people are renters. They do not have automobiles, therefore, they do not, most of them, have the facilities to get trash and garbage to mini dumps, so now, I would like to know where you are going to put these mini dumps that people like rye, who have car, who may not need a mini dump can take the trash to, an ld 1 October 7, 1986 where the renters, who are the ones who pile the trash up on the streets are going to get to the mini dumps? Mr. Odio: I will have to get you the answer, sir. I don't know where they are goint to send the mini dumps. Mr. Garcia: Mr. Vice -Mayor, I... Mayor Suarez: How many mini dumps are there altogether? Mr. Odio: Two. I did think it was a good idea, because it was the local... Mr. Dawkins: Well, why do we want to purchase land, when so many places have been burned down, I mean, we have got so many vacant lots. Why we got to purchase land? Mr. Odio: For the mini dumps? Mr. Dawkins: Why you got to purchase land? I mean, hold it, this is sanitation... I mean, all you are doing is the bonds, I want you to understand, I mean, you are getting rid of the bonds for me, but these are things that the Department needs to let me know, sir. Mr. Odio: Well, before we proceed in the purchase of anything, it has to.come to you, so what they are trying to do is sell the bonds now. That doesn't mean we are going to buy anything, because I haven't seen that plan either. Mr. Garcia: That is true, Mr. Vice -Mayor, you have to approve any final plans for the use of the money. Mr. Dawkins: But see, I have been here long enough to know that if you do not plan and get it in writing before you sell, after you sell, you do not pay any attention to what I thought. Mr. Plummer: Well, it is my understanding that what you want to do is approve this, subject with the full understanding that this matter has to be brought back before the Commission before any t monies are expended? Mr. Dawkins: Yes, sir, Mr. Plummer. Mayor Suarez: I thought the City Manager wanted to withdraw this item? Mr. Dawkins: No, he didn't. Mr. Plummer: No, they just wanted to... Mr. Dawkins: No, it has got to go, Mr. Mayor, because we... I mean... Mr. Plummer: They came here with feathers in their hats, and they have got them misplaced somewhere else! (LAUGHTER) Mayor Suarez: Mr. City Manager, what is your purpose for item 21. Do you just want to clarify 21? Mr. Odio: If you want to know the locations of the mini dumps... Mayor Suarez: We want that in addition to clarifying what we want to do with 21 on the sale of the bonds. You just want our authorization to sell the bonds, is that what you want? Mr. Odio: We need to pass it today. Mayor Suarez: OK, but besides that, the Commission seems to want, and I certainly agree, you know, to know where the mini dumps are going to be located. ld 2 October 7, 1986 Mr. Odio: We won't even buy mini dumps until you approve it. Mayor Suarez: if there is anyway to, you know, place them someplace without having to purchase any land, I... Mr. Odio: OK, sir, I am going to... Mr. Dawkins: OK. Mayor Suarez: One of these mini parks that are not being used, or something? Anybody want to move the item? Mr. Dawkins: OK, I move item 21 with the stipulation that before they do anything, they come back. Mr. Plummer: Second. Mrs. Kennedy: Move it. Mayor Suarez: Moved and seconded and thirded. Any further discussion? Call the roll on 21. The following resolution was introduced by Commissioner Dawkins, who moved its adoption: } RESOLUTION NO. 86-807 A RESOLUTION AUTHORIZING THE SALE OF MIAMI, FLORIDA, GENERAL OBLIGATION BONDS CONSISTING OF $2,375,000 STREET AND HIGHWAY IMPROVEMENT BONDS AND $4,000,000 POLLUTION CONTROL AND INCINERATOR FACILITIES BONDS; PROVIDING FOR THE TERMS THEREOF; AND CERTAIN MATTERS IN CONNECTION THEREWITH; AND PROVIDING AN EFFECTIVE DATE. (Here follows body of resolution, omitted here and on file in the Office of the City Clerk.) Upon being seconded by Commissioner Plummer, the resolution was passed and adopted by the following vote - AYES: Commissioner J. L. Plummer, Jr. Commissioner Rosario Kennedy Vice -Mayor Miller J. Dawkins Mayor Xavier L. Suarez NOES: None. ABSENT: Commissioner Joe Carollo Mayor Suarez: By the way, you are to be congratulated for selling those bonds at such a low rate. Mr. Garcia: The underwriters did it. Mayor Suarez: The underwriters did it? Mr. Garcia: Prudential Bache has to take the credit for the very low interest rate. Mr. Dawkins: Who is the underwriter? Mayor Suarez: The City Commission, which has kept the lid on spending... Mr. Dawkins: Who is the underwriter on this? Mayor Suarez:... has kept this... Mr. Garcia: We have four firms involved - Prudential Bache, First Equity, Daniels and Bell, and Metro Equities. Id 3 October 7, 1986 Mr. Dawkins; 'Thank you. Mayor Suarez: I see the underwriters are getting credit now for our having good credit and selling bonds at a good rate. That is great, all right! I hope they give us the money they get paid - then! r . •s xs�r t "gl , Zy_ Id �, xm e�i' k�'�x ,i..:'.F:t. k?"4s...: ,,,�e.:su•'�..ra .rirr...; .. ;.., ��.�:_,_..__-