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HomeMy WebLinkAboutR-92-0447r J--92-468 7/1/92 )2- 47 RESOLUTION NO. A RESOLUTION, WITH ATTACHMENT(S), ACCEPTING THE CITY OF MIAMI COMPREHENSIVE ANNUAL FINANCIAL AUDIT REPORT AND RELATED MANAGEMENT LETTER FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 1992, AS REQUIRED BY THE RULES OF THE AUDITOR GENERAL OF THE STATE OF FLORIDA, SECTION 10.558. WHEREAS, the external auditors of the City of Miami, Deloitte and Touche, in association with Sharpton, Brunson & Co., P.A., Verdeja, Iriondo & Gravier; and Watson & Company, P.A. have completed their audit of the City of Miami's Comprehensive Annual Financial Report for the Fiscal Year ended September 30, 1991; and WHEREAS, the external auditors in planning and performing their audit have developed recommendations oonoerning certain matters related to the internal control structure and certain administrative and operating matters which are reported in the management letter; and WHEREAS, the Rules of the Auditor General of the State of Florida, Section 10.558, require the submission of the audit reports to the local government entity at a regular meeting of its governing body, and are to be retained by the entity as a public record; NOW, THEREFORE, BE IT RESOLVED BY THE COMMISSION OF THE CITY OF MIAMI, FLORIDA: ATTACHMENT (S) CONTAINED CITY COMMISSION MEETING OF J U 1. 0 q 1992 Resolution No. 92- 447 Section 1. The recitals and findings contained in the Preamble to this Resolution are hereby adopted by reference thereto and incorporated herein as if fully set forth in this Section. Section 2. The City Commission hereby accepts the attached Comprehensive Annual Financial Report and related management letter of the City of Miami for the Fiscal Year ended September 30, 1991, as required by the Rules of the Auditor General of the State of Florida, Section 10.558. Section 3. This Resolution shall become effective immediately upon its adoption. PASSED AND ADOPTED this 9th day of 1992. XAVIER SUAR MAYOR ATTA MATTY HIRAI CITY CLERK PREPARED AND APPROVED BY: f�J AEL 0. DIAZ DSPUTY CITY ATTORNEY APPROVED AS TO FORM AND CORRECTNESS: A/ QUIV CITY AT BSS:M30 7/1%§1M WRE � O • F. F]" I 0 I I n I r i � ncccv cunc 7 u cc Cp F cf jniarrli ELECTED OFFICIALS CITY COMMISSION Xavier L. Suarez Mayor Miriam Alonso Vice -Mayor Miller J. Dawkins Commissioner Victor De Yurre Commissioner J. L. Plummer, Jr. Commissioner APPOINTED OFFICIALS Cesar H. Odio City Manager A. Quinn Jones, III City Attorney Matty Hirai City Clerk CERTIFIED PUBLIC ACCOUNTANTS DELOITTE & TOUCHE In Association With SHARPTON BRUNSON & COMPANY P.A. VERDEJA, IRIONDO, & GRAVIER WATSON & COMPANY P.A. 92-- 447 e CITY OF MIAM1, FLORIDA COMPREHENSIVE ANNUAL FINANCIAL REPORT For the Fiscal Year Ended September 30, 1991 _ TABLE OF CONTENTS INTRODUCTORY SECTION Exhibit/ Schedule - Page _ Letter of Transmittal ..................................................... Certificate of Achievement ................................................. 5-9 10 Organizational Chart ...................................................... 11 FINANCIAL SECTION Independent Auditors' Report .............................................. - 15 - General Purpose Financial Statements Combined Balance Sheet —All Fund Types and Account Groups .................................................... 1 20-21 - Combined Statement of Revenues, Expenditures and Changes in Fund Balances —All Governmental Fund — Types and Expendable Trust Funds ....................................... Combined Statement of Revenues, Expenditures 11 23 and Changes in Fund Balances —Budget and Actual —General Fund, Special Revenue Funds and Debt Service Funds ................................................. Combined Statement of Revenues, 111 24-25 Expenses and Changes in Fund Equity —All Proprietary Fund Types and Pension Trust Funds ................................................ IV 26 Combined Statement of Cash Flows —All Proprietary Fund Types ............... V 27-28 Notes to Financial Statements ............................................. 29-57 Supplemental Combining and Individual Fund Statements and Schedules General Fund: Balance Sheet......................................................... A-1 63• Schedule of Revenues. Expenditures and Changes in Fund Balance —Budget and Actual —Budgetary Basis ...................... A-2 64-65 Special Revenue Funds: Combining Balance Sheet ............................................... B-1 70-71 Combining Statement of Revenues, Expenditures and Changes in Fund Balances ............................................. B-2 72-73 Combining Statement of Revenues, Expenditures and Changes in Fund Balances —Budget and Actual —Budgetary Basis —Miami Sports and Exhibition Authority, Downtown Development Authority, Rescue Services, Community Development, Cable T.V., Law Enforcement Fund, Metro Dade Tourist Tax, Storm Sewer Water Fund, and Public Service Tax Special Revenue Funds ............................ B-3 •74-77 Debt Service Funds: Combining Balance Sheet ............................................... C-1 81 Combining Statement of Revenues, Expenditures and Changes in Fund Balances ............................................. C-2 83 Combining Statement of Revenues, Expenditures and Changes in Fund Balances —Budget and Actual —General Obligation Bonds, and Other Special Obligation Bonds Debt Service Funds ............................. C-3 84-85 Capital Projects Funds: Combining Balance Sheet ............................................... D-1 89 Combining Statement of Revenues, Expenditures and Changes in Fund Balances ............................................. D-2 90 92- 447 s • � Enterprise Funds: Combining Balance Sheet ............................................... Combining Statement of Revenues, Expenses and Changes in Fund Equity ............................................... Combining Statement of Cash Flows ...................................... Schedules of Operations —Budget and Actual .............................. Internal Service Funds: Combining Balance Sheet ............................................... Combining Statement of Revenues, Expenses and Changes in Fund Equity ............................................... Combining Statement of Cash Flows ...................................... Schedules of Operations —Budget and Actual ............................. Trust and Agency Funds: Combining Balance Sheet ................................................ Combining Statement of Revenues, Expenditures and Changes in Fund Balances —Expendable Trust Funds .................. Combining Statement of Revenues, Expenses and Changes in Fund Balances --Pension Trust Funds ..................... Statement of Changes in Assets and Liabilities —Agency Funds ......................................... General Fixed Assets Account Group: Schedule of General Fixed Assets —By Source ............................. . Schedule of General Fixed Assets —By Function and Activity .................. Schedule of Changes in General Fixed Assets --By Function and Activity ........ Other Supplemental Information: Revenue and Special Obligation Bonds, Certificates and Loans Principal and Interest Requirements .............. .................................. General Obligation Bonded Indebtedness Principal and Interest Requirements ... . STATISTICAL SECTION (Unaudited) General Fund Expenditures and Other Financing Uses by Function .............. Percent of Total General Fund Expenditures and Other Financing Uses by Function ................................... General Fund Revenues and Other Financing Sources ........................ Percent of Total General Fund Revenues and Other Financing Sources .............................................. Property Tax Levies and Collections ...................................... . Assessed Value of All Taxable Property .................................... Property Tax Rates and Tax Levies ........................................ Special Assessments Collections and Receivables ........................... Ratio of Net General Bonded Debt to Net Assessed Value and Net Bonded Debt per Capita ......................... Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Fund Expenditures and Other Financing Uses .................................. Schedule of Direct and Overlapping General Obligation Debt .................. Schedule of Legal Debt Margin ........................................ . Current Debt Ratios .................................................... Schedule of Revenue Bond Coverage Enterprise Funds with Outstanding Revenue Bonds ........................ Ten Largest Tax Assessments ........................................... BancDeposits......................................................... Building Permits .. ................................................... Demographic Statistics --City of Miami and Metropolitan Dade County Population .... . ........................... General Statistical Data ................................................. Growth Factors........................................................ Exhibit/ Schedule Page E-1 94-95 E-2 E-3 96 98-99 E-4 100-104 F-1 107 F-2 108 F-3 109 F-4 G-1 1 10-1 11 115 G-2 116 G-3 117 G-4 118 H-1 121 H-2 122 H-3 123 1-1 128-129 1-2 130 133 133 134 134 135 136 136 137 137 138 138 138 139 14 141 141 142 142 143 144 92-- 447 .sue. '�; '�* � {� ;�u c .� ...._ . ...., _ _ 1 e r _ � E , _. ti is �_ t � t �j f .. .. .. i r ... Vrf $Rialui March 25, 1992 The Honorable Mayor and Members of the City of Miami Commission City of Miami, Florida The comprehensive annual financial report of the City of Miami for the fiscal year ended September 30, 1991, is hereby submitted. Responsibility for both the accuracy of the data, and the completeness and fairness of the presentation, including all disclosures, rests with the City of Miami. To the best of our knowledge and belief, the enclosed data is accurate in all material respects and is reported in a manner designed to present fairly the financial position and results of operations of the various funds and account groups of the City. All disclosures necessary to enable the reader to gain an understanding of the City's financial activities have been included. The comprehensive annual financial report is presented in three sections: introductory, financial, and statistical. The introductory section includes this transmittal letter, the 1990 Certificate of Achievement for Excellence in Financial Reporting and the City's organizational chart. The financial section includes the'general purpose financial statements, the supplemental combining and individual fund and account group financial statements and schedules, and other supplemental information, as well as the independent auditors' report on the general purpose financial statements. The statistical section includes selected financial and demographic information, generally presented on a multiyear basis. REPORTING ENTITY AND ITS SERVICES This report includes all of the funds and account groups of the City. The City provides a full range of municipal services. These include public safety (police and fire), solid waste collection, public works, parks and public facilities, planning and zoning, development, housing and community development. The Department of Off -Street Parking ("DOSP") is an agency and instrumentality of the City whose board members are appointed by the City of Miami Commission. The Maurice Gusman Cultural Center and the Olympia Building ("G&O") are also operated by DOSP. DOSP and G&O are included as enterprise funds in this report. DOWNTOWN DEVELOPMENT AUTHORITY ("DDA") -- The DDA is governed by a board appointed by the City Commission. The Commission must approve the millage levied on the special taxing district established to fund DDA. DDA has been included within the reporting entity as a special revenue fund. The Miami Sports and Exhibition Authority ("MSEA") is an independent and autonomous agency and instrumentality of the City whose voting members are appointed by the City Commission. MSEA is disclosed within the various funds and account groups in this report. The City of Miami Health Facilities Authority ("MHFA"), a public instrumentality created under the Florida Health Facilities Authority Law, Chapter 154, Part III, Florida Statutes, has been included in this report under the Other Special Revenue Funds. Debt obligations issued under the purview of the MHFA do not constitute an indebtedness, liability or pledge of the faith or credit of the MHFA or the City. Accordingly, the financial activity related to such obligations are not included in the accompanying financial statements. The City of Miami Fire Fighters' and Police Officers' Retirement Trust ("FIPO"), and the City of Miami General Employees' and Sanitation Employees' Retirement Trust ("GESE") are essentially single -employer retirement plans under the administration and management of separate boards of trustees. FIPO and GESE are included as pension trust funds in this report. The City has determined that its degree of oversight and financial responsibility over Miami Capital Development, Inc., the Miami Police Relief and Pension Fund, and the Miami Firefighters Relief and Pension Fund is so remote as to exclude them from the City's reporting entity. ECONOMIC CONDITION AND OUTLOOK The City situated at the mouth of the Miami River on the western shores of Biscayne Bay, is a main port of entry in Florida and the county seat of Metropolitan Dade County which encompasses 2,000 square miles of Florida's southeastern region. The City comprises 34 square miles of land and 20 square miles of water. its proximity to the Caribbean and Latin America has been crucial to Miami's 92-- 447 r 0 ri emergence as a hub for international business with countries in that region. The U. S. Bureau of Census population count for the City was 358,458 as of April 1, 1990. This count is being challenged by the City. According to City estimates its population was 383,000 in 1991, and is expected to increase to 400,000 by the year 2000. The City is almost completely urbanized with downtown boundaries comprising approximately 2 square miles. Downtown Miami experienced unprecedented growth during the 1980's particularly in the development of commercial office space. Completed projects represented an estimated investment of public and private funds in excess of $2.51 billion. The City's diversified economic base is comprised of light manufacturing, trade, commerce, wholesale and retail trade, and tourism. While the City's tourist trade remains an important economic force, the great gains the City has made in the areas of international banking and business, real estate and trans -shipment have fortified the economic base. During 1991 the local economy was negatively impacted by the bankruptcy of several institutions based in Greater Miami, including Centrust Bank, Southeast Bank, Eastern Airlines and Pan American Airlines. As a result, the unemployment rate increased in Greater Miami to 8.7% in 1991, compared with 6.7% in 1990. International trade, one of the City's main economic sectors, is experiencing very strong growth as evidenced by the increase in exports through Miami's customs district for the quarter ending September 30. 1991, reaching $3.5 billion a 28% increase over the same quarter in 1990. These results are attributable to the performance of the economies in several Latin American countries. Venezuela had an 8.5% economic growth rate in 1991. During the year, five of the six top performing stock exchanges in the world were in Latin America: Argentina, Brazil, Chile, Colombia and Mexico. Growth in international trade, fueled by booming Latin American economies, is expected to continue. MAJOR INITIATIVES For the year. A participative management approach was implemented during the year with the formation of Labor/Management Committees at both the departmental and citywide levels. In a typical meeting of these committees issues are discussed among representatives of management and labor unions with decisions made on a consensus basis. The citywide "Summit Committee'" sets administrative policies that prior to the implementation of the labor/management approach would have been established solely by the City administration. Among the many accomplishments of these committees have been the preparation of the operating budget for the incoming fiscal year. As a result of this budgetary process a one-time voluntary retirement program was offered to the City's work force in October of 1991. This program played a major role in balancing next year's budget as well as in downsizing the City's work force. �Jfi The most significant capital projects being built at year- end were improvements to the Orange Bowl Stadium and a Neighborhood Parks Improvements Program. Components of the $17 million Orange Bowl renovations include a new sound system and scoreboard; new press box; replacement of the electrical and emergency systems; replacement of concrete joists, and improvements to bathrooms and concession stands. These improvements were the decisive factor in keeping the University of Miami Hurricanes Football Team and the Orange Bowl Classic games at the stadium which are important parts of the history and tradition of Miami. Pictured on the cover of this report is a Miami Police float in the annual Orange Bowl Parade, one of the events leading to the Orange Bowl Classic Game. The $22 million Neighborhood Parks Improvements Program covers the construction of a youth center, several new pools and renovations to forty five existing parks, which are now at various stages of construction. For the future. The City has maintained the same operating millage since fiscal year 1987-1988. The most significant fee assessed by the City, its solid waste fee, has not been increased since 1985, More effective utilization of the City's resources, obtained by consolidating operations and other cost -savings measures, has allowed the City to maintain the level of services with limited revenue increases. The efforts of the Labor/Management Committees in implementing the voluntary retirement program and downsizing the workforce by not replacing the vast majority of retiring employees will also produce cost avoidance in future years. We are hopeful that the leadership of the City Commission and the partnership forged between the Unions and the City Administration will enable us to resolve the important issues the City will be facing in the future. Beginning in 1992, the City will be implementing a Neighborhood Enhancement Teams Program ("NET"). NET's goals are to provide municipal services at the neighborhood level and to make neighborhoods more crime resistant rather than using police to catch criminals. Community -based teams, composed of police officers, fire fighters, code inspectors and other City staff, will provide services tailored to the needs of the citizens. This program will be implemented at no extra cost by reallocating staff and using already existing City facilities. This innovative change in the way City services are delivered typifies the commitment of the City Commission and Administration in improving the level of services offered. FINANCIAL INFORMATION Management of the City is responsible for establishing and maintaining an internal control structure' designed to ensure that the assets of the City are protected from loss, theft or misuse and to ensure that adequate accounting data is compiled to allow for the preparation of financial statements in conformity with generally accepted accounting principles. The internal control structure is designed to provide reasonable, but not absolute, assurance that these objectives are met. The concept of 92- 447 I� D U. D 0 C� k1l R-. - E reasonable assurance recognizes that: (1) the cost of control should not exceed the benefits likely to be derived. - and (2) the valuation of costs and benefits requires estimates and judgment by management. Single Audit. As a recipient of federal, state and county financial assistance, the City also is responsible for ensuring that an adequate internal control structure is in place to ensure compliance with applicable laws and regulations related to those programs. This internal control structure is subject to periodic evaluation by City management. As a part of the City's single audit, tests are made to determine the adequacy of the internal control structure, including that portion related to federal financial assistance programs, as well as to determine that the City has complied with applicable laws and regulations. Budgeting Controls. The objective of the budgetary controls maintained by the City is to ensure compliance with legal provisions embodied in the annual appropriated budget approved by the City Commission. Activities of the general fund, special revenue funds, debt service funds, enterprise funds, and internal service funds are included in the annual appropriated budget. Project -length financial plans are adopted for the capital projects funds. The level of budgetary control (that is, the level at which expenditures cannot legally exceed the appropriated amount) is established at the fund level, except for the General fund, which is at departmental level. The City also maintains an encumbrance, including pre -encumbrances, accounting system as one technique for accomplishing budgetary control. Open encumbrances for the general and capital projects funds are reported on a GAAP basis as reservations of fund balance at September 30, 1991. As demonstrated by the statements and schedules included in the financial section of this report, the City continues to meet its responsibility for sound financial management. As with the financial section, all amounts scheduled in the remainder of this letter are expressed in thousands. General Fund Functions. The following schedule presents a summary of General fund revenues and other financing sources for the fiscal year ended September 30, 1991, and the amount and percentage of increases and decreases in relation to prior year amounts. Increau Percent (Deere* se)) Percent of Revenues and Other Amount of From 1980 Increase Financing sources 10006) Total (000s) (Decrease) Taxes ..:..... ...... $118.677 59.2% $ 2.307 2.0% Licenses and permits ... 4,773 2.4 (1,230) (20.5) Intergovernmental ... 25.361 12.7 324 1.3 Intragovernmental ..... 6.471 3.2 3,814 143.54 Charges for services .. 4.830 2.4 974 25.3 Interest ...... I ...... 3,438 1.7 1.204 53.9 Other revenues .... ... 2.837 1.4 1.404 98.0 Operating transfers in . . 34.162 17.0 16.640) (16.3) Total ... ............ $200.549 100.0% $ 2,157 The most significant fluctuation in the preceding numbers resulted from a decrease in operating transfers amounting to $6.6 million. Non -recurring transfers made in 7 0 1990 included $3 million in discretionary funds originally recorded in the Capital Projects fund and $3.1 transferred from the Convention Center Enterprise fund representing funds released from a debt service reserve replaced with a surety bond. The largest increase occurred in intragovernmental revenues representing charges for engineering and administrative services to capital projects and other funds. The following schedule presents a summary of General fund expenditures and other financing uses for the fiscal year ended September 30, 1991, and the percentage of increases and decreases in relation to prior year amounts. increase Expenditures Percent (Deere•ss� Percent of and Amount of Over 199 Increase Other Financing Uses (0009) Total 10009) (Deeressel General government $ 18.536 9.2% $ (533) (2.91% Public safety . . ... 128,949 64.3 3.607 2.9 Public improvements ... 13,761 69 78 18 Culture and recreation 10,664 5.3 (2001 ( t .81 Principal retirement - - 1284) (100.0) Interest and fiscal charges 1.995 1.0 63 3.3 Other expenditure . . . 10,271 5.1 (1,312) (11 3) Operating Transfer Out 16.396 8.2 799 5.1 Total .. $200.572 100 0% $ 2,218 The increase in public safety expenditures is attributable to enhanced police services. The reduction of $1.5 million in the other expenditures category is due to elimination of various temporary operations. General Fund Balance. The fund balance of the General fund was $5,123,000 on a GAAP basis as of the end of the fiscal year, compared to $5.175.000 for the previous fiscal year. Enterprise Operations. The City's enterprise operations are comprised of off-street parking facilities, a convention center, marinas, stadiums, an exhibition hall, golf courses, the Maurice Gusman Cultural Center and Olympia Building, a community center, the Solid Waste Department and the building and zoning operations of the Planning, Building and Zoning Department. Combined results of enterprise operations for the fiscal years 1991 and 1990 are summarized below: 1991 1990 (OOOs) (0008) Operating revenues .......... $ 44.981 $ 48,094 Operating expenses .......... (54,260) (53.922) Depreciation expense ........ (4,886) (5,144) Non -operating expenses -net (5,396) (6,036) Operating transfers -net ..... 14,706 10,059 Loss before extraordinary item ..................... $ (4,855) $ (6,949) Extraordinary item loss on debt refinancing ................ -- (1,280) Net loss ................ $ (4,855) $ (8,229) Fiscal year 1991 losses before operating transfers -in for the solid waste and convention center operations amounted to $11.8 million and $6.9 million, respectively, requiring operating transfers of $13.0 million to the Solid 92- 447 Waste Enterprise fund and $4.7 million to the Convention Center Enterprise fund. Additional cash subsidies are protected for future years requiring support from the General fund or the Public Service Tax fund. Risk Management Operations. Claims payable for the non -health portion of the Self Insurance fund increased $3.9 million during the year to $54.6 million, including reserves for claims incurred but not reported ("IBNR") of $17.0 million. The increase for the year is attributable to cases under the general liability coverage. Historically the City has been accounting for its risk management operations within the Self Insurance Expendable Trust fund. The long-term portion of claims payable, including IBNR reserves, is included in the General Long Term Debt account group. In November 1989, the Governmental Accounting Standards Board ("GASB") issued Statement No. 10 of the GASB- Accounting and Financial Reporting for Risk Financing and Related Insurance Issues. The statement among other things, will require accounting for the City's risk management activities within the General fund or an internal service fund. The City expects to conform to the provisions of the statement when required. Pension Trust Funds Operations. The book value of investments of the City -sponsored pension plans, the General Employees' and Sanitation Employees' Retirement Trust (GESE) and the Fire Fighters' and Police Officers' Retirement Trust (FIPO), increased from $590 million at September 30, 1990, to $655 million as of September 30. 1991. The percentage of pension benefit obligation funded was 104% for FIPO and 65% for GESE, as of the end of the fiscal year. Debt Administration. As of the end of the fiscal year, The City's net general obligation bonded debt was $186.4 million or 1.7% of taxable assessed value, well below the 15% limit of assessed value, or $1.6 billion, imposed by its charter. Net direct general debt per capita was $486.79 as of year end. The City maintained its 1990 general obligation bond ratings of "A-1" and A+" by Moody's Investors Service and Standard and Poor's Corporation, respectively. During 1991 each of the various principal and interest installments was paid as scheduled, including general obligation debt principal retired amounting to $1 1.0 million. During the fiscal year, the City issued $16.135.000 General Obligation Refunding Bonds, Series 1991, to advance refund a portion of the 1983 general obligation bonds, resulting in net present value savings of $961.500. The City also sold $10,000.000 General Obligation Bonds, Series 1991, composed of $7,000,000 in sanitary sewer bonds and $3,000,000 in fire and rescue facilities bonds for the purpose of funding various capital projects. Cash Management. The City follows the pooled cash concept, which allows greater investment flexibility, and consequently, a better investment return. Investments are competitively bid among banks and investment brokers enabling the City to obtain the highest rates available. MSEA, DDA, DOSP, G&O, GESE, FIPO and Deferred 8 I] Compensation plans manage their own funds, and are not included in the City's pooled cash system. Cash temporarily idle during the year was invested in certificates of deposit, obligations of the U. S. Treasury, prime commercial paper, and municipal and corporate bonds. The pension trust funds' investment portfolio also included corporate stocks and bonds. The City's investment performance ranks favorably when compared to the composite rate, an average of the telerate (daily rate). The telerate is an index of investment return performance for the type of investments governmental units typically make. The City earned interest revenue of 7.42% on pooled investments for the year ended September 30, 1991, while the composite rate was 6.54%. The City's investment policy is to minimize credit and market risks, while maintaining a competitive yield on its portfolio. Accordingly, deposits were either insured by federal depository insurance or collateralized. Collateral on investments made by the Finance Department was held either by the City, its agent or a financial institution's trust department in the City's name. in excess of $49.7 million dollars in investments held by the City at September 30, 1991, were classified in the category of lowest credit risk as defined by the Governmental Accounting Standards Board. Investments amounting to $22.4 million were held in the City's name either by the counterparty financial institution's trust department or an agent in the City's name. OTHER INFORMATION Independent Audit. State of Florida Statutes and the City Charter require an annual audit by independent certified public accountants. The accounting firm of Deloitte & Touche, in association with the minority -owned accounting firms of Sharpton, Brunson & Co., P.A.; Verdeia, Inondo & Gravier; and Watson & Company, P.A., has audited the general purpose financial statements of the City for the year ended September 30. 1991. The independent auditors' report on the general purpose financial statements and supplemental combining and individual fund and account group statements and schedules and other supplemental information is included in the financial section of this report. Awards. The Government Finance Officers Association ("GFOA") awarded a Certificate of Achievement for Excellence in Financial Reporting to the City for its comprehensive annual financial report for the fiscal year ended September 30, 1990. This was the ninth consecutive year that the City has received this prestigious award. In order to be awarded a Certificate of Achievement the City published an easily readable and efficiently organized comprehensive annual financial report. This report satisfied both generally accepted . accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe that our current comprehensive annual financial report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. 92- 447 I 7 11 F-� U P�- C' nI. IL J a-i 0 In addition, the City also received the GFOA's Award for Distinguished Budget Presentation for its annual budget for the fiscal year beginning October 1, 1990. In order to qualify for the Distinguished Budget Presentation Award, the City's budget document was judged to be proficient in several categories including policy documentation, financial planning, and organization. Acknowledgments. The preparation of the comprehensive annual financial report on a timely basis was made possible by the dedicated service of the entire staff of the Finance Department. Each member of the department has our sincere appreciation for the contributions made in the preparation of this report. The guidance and cooperation of the City Commission in planning and conducting the financial affairs of the City of Miami is greatly appreciated. We also wish to express our appreciation to our Certified Public Accountants, Deloitte & 9 Touche, in association with Sharpton, Brunson & Co., P.A.; Verdela, Iriondo & Grawer; and Watson & Company, P.A., for their cooperation and assistance. Sincerely, AJ Cesar H. Odio City Manager Carlos E. Garcia, CPA Finance Director 92- 447 1-0 Certificate of Achievement for Excellence in Financial deporting Presented to City of Miami, Florida For its Comprehensive Annual Financial Report for the Fiscal Year Ended September 30, 1990 A Certificate of Achievement for Excellence it Financial Reporting is Presented by the Government Financial Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports (CAFR's) achieve the highest standards in government accounting and financial reporting. top �j�F Of1W *P r filKl[DtiiR{ ■ M e « President �r���'�'G �� Executive Director 10 92- 447 7 i CITY CIF MIAMI = ORGANIZATIONAL CHART RESIDENTS OF MIAMI CITY COMMISSION = ' CML CITY DOWNTOWN MIAMI SPORTS OF NT EY SERVICECITY MANAGER'S 3 EXN BAAUTIHORITY AUTHORITY PARKING HEALTH FACILITIES R AUTHORITY BUDGET FINANCE i ASSM WT ASSIS'UWT ASSISTANT ASSIS'M ASSISTANT CITY �AGER F - �R MANAGER MANAGER MAy MANAGER PUBLIC WORKS COMMUNITY DEVELOPMENT CONFERENCES AND CONVENTIONS PLANNING, BUILDING AND ZONING COMPITTERS _ PARKS AND HOUSING INTERNAL AUDITS SERVICES - RECREATION DEVELOPMENT AND REVIEWS ADMNNSTRATION - PERSONNEL MANAGEMENT SOLID WASTE - _ 11 92- 447 A � wsw H t Won M.W-1 eW J, x-tx `' t z 2 > 4t1 'art •`k-E"Y`ir3.tu.�', t tr r ri ri," £�wL.,,��,� } x;+�� .s, ay? y` hkx�.rj"5„_Ih `-. D D H El E E E] I M A E I Certified Public Accountants Suite 2500 100 Southeast Second Street Miami, Florida33131-2135 Telephone: (305) 358-4141 Facsimile: (305) 358-1451 INDEPENDENT AUDITORS' REPORT The Honorable Mayor and City Commissioners City of Miami, Florida: We have audited the accompanying general purpose financial statements of City of Miami. Florida as of September 30, 1991 and for the year then ended, listed in the foregoing table of contents. These general purpose financial statements are the responsibility of City of Miami. Florida, administration. Our responsibility is to express an opinion on these general purpose financial statements based on our audit. We did not audit the financial statements of the following component units: Percentage of Total Fund Type Component Units Assets Revenues Downtown Development Authority —Special Revenue Fund ...................... 2% 2% Department of Off -Street Parking —Enterprise Fund ..... 18% 22% Gusman Cultural Center and Olympia Building —Enterprise Fund ...................... 1% 2% Fire Fighters' and Police Officers' Retirement Trust and General Employees' and Sanitation Employees' Retirement Trust — Pension Trust Funds.......... 94% 100% Those financial statements were audited by other auditors whose reports thereon have been provided to us, and our opinion expressed herein, insofar as it relates to the amounts included for those entities, is based solely on the reports of other auditors. 15 We conducted our audit in accordance with generally accepted auditing standards. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the general purpose financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the general purpose financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financia! statement presentation. We believe that our audit and the reports of other auditors provide a reasonable basis for our opinion. In our opinion, based upon our audit and the reports of other auditors, such general purpose financial statements present fairly, in all material respects, the financial position of City of Miami, Florida at September 30, 1991 and the results of its operations and the cash flows of its proprietary funds for the year then ended in conformity with generally accepted accounting principles. Our audit also comprehended the supplemental combining and individual fund and account group statements and schedules and other supplemental information listed in the foregoing table of contents. This supplemental combining and individual fund and account group statements and schedules and other supplemental information is also the responsibility of City of Miami. Florida, administration. In our opinion, based on our audit and the reports of other auditors, such supplemental information, when considered in relation to the general purpose financial statements, presents fairly in all material respects the information shown therein. March 25. 1992 f / MNmbei 9 2 447 DRT international THIS PAGE INTENTIONALLY LEFT BLANK 16 92 - 447 U'!,`�T�as�-`. f �' a 1 9 City of Miami, Florida Motes to Financial Statements portion of the applicable appropriation, is employed in the General and Capital Projects funds. On the non- GAAP budgetary basis, encumbrances are recorded as expenditures of the current year. On a GAAP basis, en- cumbrances outstanding at year-end are reported as e reservations of fund balance since they do not consti- tute expenditures or liabilities since the commitments will be honored during the subsequent year. (4) Excess of Expenditures Over Appropriations in Individual Funds Special Revenue Funds: Miami Sports and Exhibition Authority $ 97 Community Development ........... 386 Metro Dade Tourist Tax ............ 100 Debt Service Funds: Other Special Obligation Bonds ...... 4,212 P, L 0 nk u E. Pooled Cash and Investments The City maintains an accounting system in which substan- tially all cash, investments and accrued interest are record- ed and maintained in a separate group of accounts. All such cash and investments, including accrued interest, are re- flected as pooled cash and investments. Investments are stated at cost or amortized cost, which approximates mar- ket. All investments consist of U.S. governmental obliga- tions and prime commercial paper. Interest income is allo- cated based upon the approximate proportionate balances of each fund's equity in pooled cash and investments. No interest is charged to funds having deficit balances. Individual fund overdrafts (deficit pooled cash accounts) have been reported as an interfund payable in the respec- tive fund with an offsetting interfund receivable reported, in another fund (See Note 5). The funds listed below main- tained separate cash and investment balances and are re- corded as "Other cash and investments" in the accompa- nying financial statements. In addition, certain other City funds maintain separate restricted cash and investment ac- counts in compliance with debt requirements (See Notes 4 and 8). • Miami Sports and Exhibition Authority Special Reve- nue Fund • Downtown Development Authority Special Revenue Fund • Special Obligation Bonds Debt Service Fund (MSEA) • Subordinate Obligation Note Debt Service Fund (MSEA) • Miami Arena Capital Projects Fund (MSEA) • Exhibition Expansion Capital Projects Fund (MSEA) • Off -Street Parking Enterprise Fund 33 LE • G & 0 Enterprise Fund • FIPO Pension Trust Fund • GESE Pension Trust Fund • Deferred Compensation Agency Fund F. Cash Equivalents and Investments Cash equivalents consist of demand deposits with banks, investments with original maturities at time of purchase of three months or less and equity in the City's cash manage- ment pool. Investments are carried at cost plus accrued interest except for investments in the deferred compensation agency fund which are reported at market. G. Pension Investments Pension investments for the FIPO and GESE Trust Funds are carried at cost. Debt securities are adjusted for amorti- zation of premiums and discounts. Premiums and discounts are amortized using the straight-line basis over the life of the investment. Approximate market value of investments are determined as follows: • Securities traded on a national securities exchange are valued at the last reported sales prices on the last business day of the fiscal year; • Securities traded in the over-the-counter market and listed securities for which no sale was reported on that date are valued at the last reported bid price; • Commercial paper and money market funds are val- ued at cost which approximates market. Investment policy is determined by the Boards of Trustees and is implemented by outside investment advisors. Invest- ment advisors use the following guidelines: FIPO: • Bonds, notes or other obligations of the United States Government and its agencies and in bank cer- tificates of deposit, • Corporate common stock, preferred stock, converti- ble debentures (subject to 5% limitation for any one entity of the equity portfolio and provided the aggre- gate investment does not exceed 1 percent of total outstanding capital stock of any one corporation), • Notes collateralized by first mortgages on real proper- ty or guaranteed by the Federal Housing Administra- tion or the Veterans Administration, • Corporate interest bearing obligations, • Venture capital, private placements and letter stocks, • Real estate, financial institutional futures, listed op- tions and stock index futures. 92- 447 4", City of Miami, Florida Notes to Financial Statements All of the above investments are subject to the following ag- gregate portfolio limitations based upon cost at time of purchase: equities (65%). fixed income (65%). real estate (15%), venture capital (5%) and all other types of invest- ments 0 0%). GESE: + Unlimited investments in bonds, notes or other obli- gations of the United States Government and its agencies and in bank certificates of deposit. • Individual investments in the following cannot exceed 10% of the funds available for investments: •• Corporate common stock, preferred stock, con- vertible debentures (provided the aggregate in- vestment does not exceed 3 percent of the total outstanding capital stock of any one corporation) •• Notes collateralized by first mortgages on real property or guaranteed by the Federal Housing Administration or the Veterans Administration •• Corporate interest bearing obligations Purchases and sales of securities are reflected on a trade date basis. Gain or loss on sales of securities is based on average cost. H.Inventories Inventories are only significant to and reported in proprietary funds. Inventories are valued at the lower of cost (first -in, first -out basis) or net realizable value. Inventory in the inter- nal service funds consists of expendable supplies held for consumption. 1. Restricted Assets Certain proceeds of bonds, notes and loans, as well as cer- tain resources set aside for their repayment are classified as restricted cash and investments as their use is limited by ap- plicable bond covenants. J. Accumulated Unpaid Vacation, Sick Pay, and Other Employee Benefit Amounts Under terms of Civil Service regulations, labor contracts and administrative policy, City employees are granted vacation and sick leave in varying amounts. Additionally, certain over- time hours can be accrued and carried forward as earned time off. Unused vacation and sick time is payable upon separation from service, subject to various limitations depending upon the employee's seniority and civil service classification. The City has significantly decreased accumulated vacation time earned in prior years by buying out such time from employ- ees, and by limiting the accumulation of current year's earned vacation time. Accumulated unpaid compensated absences are accrued when earned in the governmental 34 W. and proprietary funds, with the long-term portion of govern- mental funds' liability being recorded in the general long- term account group. K. Intragovemmental Allocation of Administrative Expenses The General fund charges other funds for certain adminis- trative expenses including accounting, legal, data process- ing, personnel administration, engineering and other ser- vices. A brief description of the major components of such charges are as follows: • Project Management. The Public Works Depart- ment charges major capital improvement projects of the City for design, survey and inspection services. These charges are based on direct labor charges plus an overhead factor for administrative expenses of the engineering division, and totaled approximately $3,156,000 for fiscal 1991. • Indirect Cost Allocation. The General fund charges other funds for general and administrative expenses. Such charges approximated $1,674.000 for fiscal 1991. L, Bond Discount and Issuance Costs Discounts on revenue and special obligation bonds payable within the proprietary funds are amortized using the interest method over the life of the bonds. Bond issuance costs are capitalized and amortized on a straight-line basis over the life of the bonds. M. Property, Plant and Equipment Property, plant and equipment used in governmental fund type operations (general fixed assets) are accounted for in the general fixed assets account group. Public domain ("in- frastructure") general fixed assets consisting of certain im- provements other than buildings, including roads, bridges, curbs and gutters, streets and sidewalks, drainage systems, and lighting systems are capitalized together with other general fixed assets. No depreciation has been provided on general fixed assets. All property, plant and equipment are valued at historical cost or estimated historical cost. Donated property, plant and equipment are valued at their estimated fair market value on the date received. Depreciation of all exhaustible fixed assets used by the pro- prietary funds is charged as expense against their opera- tions. Depreciation has been provided over the estimated useful lives using the straight-line method. The estimated useful lives are as follows: • Buildings and Improvements .......... 30-50 years • Machinery and Equipment ............ 4-20 years • Improvements other than Buildings ..... 10-20 years Interest costs associated with enterprise fund borrowings (revenue bonds) used for construction projects are capital- ized during the construction period as part of the cost of the 92- 447 2.7 v �i THIS (PAGE INTENTIONALLY LEFT BLANK 19 - 9W 447 EXHIBIT I CITY OF MIAMI, FLORIDA COMBINED BALANCE SHEET —ALL FUND TYPES AND ACCOUNT GROUPS SEPTEMBER 30, 1991 (in thousands) Propriatary Fund Fiduciary Totals Governmental Fund Types Types Fund Types Account Groups (Memorandum Only) General General Special Debt Capital Internal Trust and Fixed Ter m General Revenue Service Pro Enterprise Service Agency Assets Debt 1991 1990 ASSETS AND OTHER DEBITS Assets: Equity in pooled cash and investments [Notes 2(E) and 41 .................... $ 5,072 $ 257 $3,873 $43,539 $ 131 $ 312 $ 2,517 $ — $ — $ 55,701 $ 70,650 Other cash and investments (Note 4] ........ — 2.206 — — 6.405 — 32.773 — — 41.384 30,950 Pension cash and investments, including accrued interest [Notes 2(G) and 4] ....... — — — — — — 654.594 — — 654,594 589,928 Receivables, net of allowance for doubtful accounts of $4.967: Taxes ............................... 2.386 — 705 — — — — — — 3,091 4.518 1V Accounts ............................ 4.884 4,220 — — 6,116 — — — — 15.220 12.302 O Assessment liens [Note 2(C)] ............ — — — 5,717 — — — — — 5,717 6.667 Proceeds from securities sold ............ — — — — — — 13,152 — — 13.152 9.132 Pension members' contributions .......... — — — — — — 10 — — 10 15 Due from other funds [Note 5] ............. 657 4,820 — 3,700 1.550 2.650 4.000 — — 17.377 9.080 Due from other governments ......... .... 2.227 3.885 — 566 — — — — — 6,678 3.518 Inventories[ Note 2(H)] .................... — — — — — 891 — — — 891 804 Other assets ........................... 138 195 — — 1,108 — 355 — — 1,796 1,704 Restricted cash and investments, including accrued interest [Notes 2(l). 4 and 8] ..... — 6,077 4,122 26,247 16,377 1,162 — — — 53,985 62,237 Property, plant and equipment, net [Notes 2(L) and 71..................... — — — — 156,317 13.062 — 490.208 — 659.587 640,318 Bond issuance costs.net [Note 2(L)] ......... — — — — 1,175 82 — — — 1.257 1,614 Other debits: Amount available for debt service: General obligation bonds ................ — — — — — — — — 364 364 1,53t11 Special and subordinated obligation debt s bonds ............................. — — — — — — — — 1,856 1,856 8,002 Amount available in Self Insurance Fund for claims payable .:...................... — — — — — — — — 500 500 540 Amount to be provided for retirement of general long-term debt: General obligation bonds ................ — — — — — — — — 186,441 186,441 184.302 Special and subordinate obligation debt • bonds — — — — — — — — 107,130 107,130 96.555 kL1 ............................. Accrued compensated absences.......... — — — — — — — — 17.428 17.428 17,228 Claims and other payables ............... — — — — — — — — 59,451 59,451 54.83.2 Total assets and other debits........... $15.364 $21.660 $8.700 $79.769 $189,179 $18.159 $707.401 $490,208 $373.170 $1.903.610 $1,806,434 (continued) __J __J �11lilt 11 � �I� � � q� �� � � � � � � �'� III' 11 �i, �� �" II ICI � 111 �I 111 u i pn I l'! 11 111111^ 1'1 1'��(l�flllll'�1��� EXHIBIT I (continued) Governmental Fund Types Proprietary Fund Types Fiduciary Fund Types Account Groups Totals (Memorandum Only) General General General Special Revenue Debt Service Ca tal Proicts Enterprise Internal Service Trust and Agency Fixed LonyTerm Assets Debt 1991 1990 UABIUTIES Vouchers and 2ccounts payable ............ $ 2.315 $ 2.206 $ — $ 5,756 $ 6,375 $ 671 $ 1,551 $ — $ — $ 18,874 16.389 $ 20,568 5,486 Payable for securities purchased ............ Accrued expenses (Note 2(1)] — 4.953 — 278 — — — 6 — 3.681 — 1.545 16,389 52 — — — 17,428 27,943 24,705 .............. Due to other funds [Note 51 ............... — 5,564 720 — 10,596 497 — — — 17,377 370 9,080 268 Due to other governments ............. . .. Deferred revenue ........................ Deposits........... — 2,129 844 — 15 1.430 — — — 370 5,177 — — 799 744 — — — — — 1.452 _ — — — 8,120 4.470 12.170 2,7 52.5 Claims payable [Notes 8 and 101 ........... — — — — — — 3,541 _ 52.592 56.133 5,721 41704 Matured bonds and interest payable......... — — 5.721 — — — — — 5,957 — — — —5.957 2.335 Current portion of bonds and loan payable .... — — — Payable from restricted assets: — — 347 1.724 28 — — — 2,099 1.890 Accrued interest ....................... Current portion of bonds and loans payable — — — — — 3.564 — — — — 3,564 2,749 Revenue bonds payable — net of current — — 81,907 — — — 81,907 83.028 portion (Note 8] ....... .. .... 81 — — — — — — — — _ — 186.805 186.805 185.840 General obligation bonds payable [Note .... Special and subordinate obligation debt bonds — — — — 42.528 — — — 108,986 151.514 147.839 5.240 Certificates of participation [Note 81 ......... — — — — — — — — — 32.636 — — 32.636 24,895 Deferred compensation plan liabilities ........ — — — 39 — — 1,323 — — 7.359 8,721 5.343 Other payables .......................... N Total liabilities ....................... — 10,241 — 9,493 6,480 11,656 151,918 10,021 55.621 — 373,170 628.600 591.439 EQUITY AND OTHER CREDITS Contributed capital (Notes 2(Pq and 9 ....... — — — — 74,150 11,704 — — — 85,854 85,876 Investment in general fixed assets .......... — — — — — — — 490,208 — 490.208 471.380 Retained earnings (deficit): Reserved [Notes 2(P) and 91 ............. — — — — 5,350 (3,566) — — — — 1.784 (42.239) 4.678 !39,180) Unreserved ........ .................. — — — — (42,239) — — — Fund balances: [Note 2(P)] Reserved for: — 651,280 6 592.981 0 Employee retirement plan benefits ....... — — — — — _ _ 3 ,8,532 32 9.54b Encumbrances ...................... 395 — — — 2,220 38,137 — — — — — — — — 2.220 14.754 Debt service ............... ........ — — — 7.118 — — — — — 7.118 — Construction ........................ — — — — — — — 1,465 2.142 Miami Arena ........................ — 1.465 — Unreserved: [(Note 2(P)] — — — 500 — 500 500 Designated for hurricane loss ............ — — — — — — — 40 Designated for claims payments .......... — — — — — Designated for subsequent year's expenditures and approved pro)ects ..... — 2.915 — 22,858 — 25.773 12,515 62,750 9.519 Undesignated . ....................... 4,728 7.787 — — — — — Total retained earnings (deficit)/fund 5.123 12,167 2,220 68,113 (36,889) [3,566) 651,780 — — 698,948 657,739 balances .................. Total equity and other credits ............. 5,123 12,167 2.220 68,113 37,261 8,138 651,780 490,208 — 1,275,010 1,214,995 1 Total liabilities, equity and other $15.364 $21,660 $8.700 $79,769 $189.179 $18,159 $707,401 $490.208 $373,170 $1,903,610 $1.806,434 credits ........................... See accompanying notes to the financial statements. ��I I''i°III i I'I "'il' IUII� P P ly�i ,Il i,Iil.i p�Iq�r���f I1 i_.I I ullIlInI ' 1j i' �rM' III II 11 ri 7 THIS, PAGE INTENTIONALLY LEFT BLANK CITY OF MIAMI, FLORIDA EXHIBIT 11 COMBINED STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES ALL GOVERNMENTAL FUND TYPES AND EXPENDABLE TRUST FUNDS e FOR THE Revenues: YEAR ENDED SEPTEMBER 30, 1991 (in thousands) Governmental Fund Types Special Debt Ca ital General Revenue Service Pro ects Fiduciary Types Expendable Trust (Memorandum Only) 1991 1990 e Taxes [Note 3] .......................... Licenses and permits .................... 1 Intergovernmental ........................ Intragovernmental ........................ Charges for services ...................... Contributions from employees and retirees ... Assessment lien collections ......... Interest ................................ Impact fees ............................. Other .................................. $118,677 4,773 25,361 6,471 4,830 - 3,438 - 2,837 $38,158 - 24�292 - 1.277 - 3.298 $29,661 - 3�1 1 1 - 549 - 119 $ - - 1,497 - 3,548 4,937 853 1,948 $ - - 5202 32,417 3,825 - 344 - 1,939 $186,496 4,773 59,463 38,888 4.830 3,825 3,548 10,545 853 10,141 $182,999 6,003 65,526 37,137 3,856 3,370 2.093 9,966 945 6,338 Total revenues ....................... 166,387 67,025 33.440 12,783 43,727 323,362 318,233 ® Expenditures: Current: General government .................... Public safety .......................... Public improvements ................... Personal Services .. n .................. Culture and recreation .. Grants and related expenditures .......... Contributions to pension funds [Note 12] Insurance ............................. Contractual Services :::................. Economic development .......... Claim payments Other ................................ Debt service: 18,536 128,949 13,761 10,664 - - _ 10,271 - 4,997 - _ 23.842 - - _ 1,453 7,648 - - -- = - - 4,878 - - - - - T - - - - 1�902 24,375 1,016 729 17,184 1,389 18,536 133.946 13,761 1,664 10,664 23,842 24,375 1,016 729 1,453 17,184 24,186 19,173 130,094 9,726 1,573 10,854, 22,428 27,673 997 275 1,292 18,068 22.928 Principal retirement [Note 8) ............. Interest and fiscal charges ............... Capital outlay 1,995 - 11.695 17,415 _ 33,519 = 11,695 410 19,410 33,519 12,645 22,533 533 27,018 Total expenditures .................... 18471 66 37,940 33,988 33.519 46,595 336,218 327,277 Excess (deficiency) of revenues over expenditures ................ Other financing sources (uses): .Operating transfers in ..................... Operating transfers out ................... Proceeds from debt issuance, net .......... Repayment of subordinate debt ............ Proceeds of refunding bonds, net ........... 1( 7,789) 34,162 (16,396) 29,085 2,465 (39,632) 1 1�270 (548) 14,528 (19,307) 38,000 (38.000 0.279� (20,736) 22,727 (19.502) _ 9,916 (2,868) 2,828 - = (12,856) 76,710 (94,837) 49,270 (38 000) 8,637 (9,044) 62.650 (76,391) = Total other financing sources (uses) ..... 177766 21 5,897) (6.058) 13.141 2.828 1,780 (13,741) eFund Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses ................ Fund balances at beginning of year ........... Equity transfer from Ito) other funds .......... balances at end of year ................ (23) 5,175 (29) $ 5,123 3,188 9,003 (24) $12,167 (6,607) 9,540 (713) $ 2,220 s7,595) 4,995 713 $68,113 40) 40 - $$ 500 (11,077) 99,253 (53) $ 88.123 (22.785) 122.038 - $ 99,253 See accompanying notes to the financial statements. J e23 e� s?- 447 1� CITY OF MIAMI, FLORIDA COMBINED STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES —BUDGET AND ACTUAL GENERAL FUND, SPECIAL REVENUE FUNDS AND DEBT SERVICE FUNDS YEAR ENDED SEPTEMBER 30, 1991 (in thousands) General Fund Encumbrances Actual Beginning Actual Variance GAAP of End of Budgetary Favorable Basis Year Year Basis Budget (Unfavorable) Revenues: Taxes [Note 3).......................................... $118,677 $ — $ — $118,677 $119.439 $ (762) Licenses and permits ..................................... 4,773 — — 4,773 4,596 177 Intergovernmental ....................................... 25,361 — — 25,361 26,515 (1154) Intragovernmental ................ ...................... 6,471 — — 6,471 6,315 156 Charges for services ...................................... 4.830 — — 4,830 5.424 (594) Assessment lien col!ections................................ — — — — — —. Interest ................................................ 3,438 — — 3.438 3,785 (347) Other ................................................. 2,837 — — 2,837 2.650 187 Total revenues ..................................... 166.387 — — 166,387 168,724 (2.337) Expenditures: General government ...................................... 18.536 97 105 18,544 18,993 449 Public safety ............................................ 128,949 17 89 129.021 130.333 1.312 Public improvements ..................................... 13,761 8 — 13,753 14,453 700 Culture and recreation .................................... 10,664 51 15 10,628 10,794 166 Economic development ................................... — — — — — — Other ................................................. 10,271 478 186 9,979 10.276 297 Debt service: Principal retirement [Note 81 ............................. — — — — 390 390 Interest and fiscal charges ............................... 1.995 — — 1,995 774 (1,221) Total expenditures .................................. 184.176 651 395 183.920 186,013 2.093 Excess (deficiency) of revenues over expenditures ......... (17,789) (651) (395) (17,533) 17.289 (244) Other financing sources (uses): Operating transfers in ..................................... 34.162 — — 34,162 34.997 (835) Operating transfers out ................................... (16.396) — — (16,396) (17,708) 1.312. Total other financing sources (uses) .................... 17,766 — — 17,766 17.289 477 Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses ...................... (23) $ (651) $(395) $ 233 $ — $ 233 Fund balances at beginning of year ............................. 5,175 Equity transfer to other funds ................................ (29) Fund balances at end of year ................................ $ 5,123 (1) Does not include funds for which budgets have not been adopted. See Note 2(d)(1). See accompanying notes to financial statements. 24 �j- 44'7 u 0 EXHIBIT III Special Revenue(1) Debt Servica(1) Variance Variance - Favorable Favorable - eBudget Actual (Unfavorable) Budget Actual (Unfavorable) _ $ 37.304 $ 37,220 $ (84) $25,177 $ 25,449 $ 272 23.855 18,192 (5_663) 3_721 3.111 (610) l 1,050 909 (141) 799 235 (564) 592 1,113 521 345 119 (226) 62.801 57,434 (5,367) 30,042 28.914 (1,128) 10.467 4,281 6,186 — — — — e 15.288 1.494 15,674 1,453 (386) 41 — — — — — — 1,177 1.374 (197) 576 4,392 (3,816) — — — 11,310 11.325 (15) — — — 14,744 14.442 302 28,426 22,782 5,644 26,630 30.159 (3,529) 34,375 34,652 277 3,412 (1,245) (4,651) 1.359 1,833 474 — 3.839 3.839 (35.634) (36,968) (1,334) (3,412) (3.474) (62) (34.275) (35.135) (860) (3,412) 365 3,777 $ 100 (483) $ (583) $ — (880) $ (880) 8,451 1.872 (24) (713) $ 7.944 $ 279 e e . e 25 92- 447 e w CITY OF MIAMi, FLORIDA COMBINED STATEMENT OF REVENUES, EXPENSES AND CHANGES iN FUND EQUITY ALL PROPRIETARY FUND TYPES AND PENSION TRUST FUNDS FOR THE YEAR ENDED SEPTEMBER 30, 1991 (in thousands) Operating revenues: Charges for services ....................... . Contributions from employers [Note 12] .......... Contributions from employees and retirees ........ Realized gain (loss) on sale of investments ........ Interest and dividends ........................ . Total operating revenues .......... . ......... . Operating expenses: Personal services ............................ . Contractual services ........................... Materials and supplies ......................... Benefit payments ............................. Refunds......... ............................ Utilities ...................................... Intragovernmental charges ..................... Other....................................... Total operating expenses ..................... Operating income (loss) before depreciation expense ................................. Depreciation expense .......................... . Operating income (loss) ...................... Non -operating revenues (expenses): Interest income ............................... Interest and fiscal charges ...................... Other....................................... Net non -operating revenue (expenses) .......... Income (loss) before operating transfers ........ Operating transfers in ........................... Operating transfers out ............... I .......... Net operating transfers ....................... Income (loss) before extraordinary item ......... Extraordinary item -loss on debt refinancing [Note 8(g)].................................. Net income (loss) ........................... Retained earnings (deficit) at beginning of year ...... Equity Transer to other funds .. ........... . Retained eamings (deficit) at end of year ........... Contributed capital at beginning of year ............ Contributions from other governments .......... Contributions from other funds ................ Equity Transfer to other funds ................. Contributed capital at end of year ................. Total fund equity ............................ EXHIBIT IV Proprietary Fund Types Fiduciary Fund Types Totals Only) Internal Pension _(Memorandum Enterprise Service Trust 1991 1990 $ 44,981 $15,244 $ - $ 60.225 $ 63,830 - - 18,783 18.783 22,191 - - 14,269 14,269 14,209 - - 26,753 26,753 17,015 - - 35,749 35,749 33,337 44,981 157244 95,554 155,779 150,582 32,213 10.166 1,868 44,247 41,826 5,907 1.071 - 6,978 8,404 483 3.428 - 3,911 3.518 - - 33.259 33,259 31.443 2.152 2,152 2,437 1,520 1,462 - 2,982 3,123 3.731 10,406 784 - 11,190 10.909 54,260 16,911 37,279 108,450 105,122 (9,279) (1,667) 58,275 47.329 45.460 4,886 3,034 - 7,920 8.484 (14,165) (4,701) 58,275 39.409 36.976 928 300 - 1,228 1,960 (1:941) (529) - (81:967) (8 17 697) (5,396) (217) 17 (5,596) (6.178) (19,561) (4,918) 58,292 33.813 30,798 17,256 4,225 - 21,481 21,856 (2,550) (804) - (3,354) (8,115) 14.706 3,421 - 18,127 13,741 (4,855) (1,497) 58,292 51.940 44.539 (1,280) (4855 )1 497 58.292 51.940 43,259 (32:433 42;069� 592.988 558.486 515,227 (36.889) (3,566) 651,280 610.825 558,486 75,4330 10,446 85.876 84,240 07 -600 1.258 _ - 1.858 1,486 (2,287) ,-- - (2,287) - 74,150 11,704 - 85.854 85,876 $ 37,26137,261 $ 8,138 $651,280 $696.679 $644.362 See accompanying notes to financial statements. 92-- 447 V a 7 Et ri r� 0 .11 P1 II� R 0 EXHIBIT V CITY OF MIAMI, FLORIDA COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES FOR THE YEAR ENDED SEPTEMBER 30, 1991 WITH COMPARATIVE TOTALS FOR YEAR ENDED SEPTEMBER 30, 1990 (in thousands) Proprietary Fund Totals Types (Memorandum Only) Internal Enterprise Service 1991 1990 Reconciliation of operating income to net cash provided by operating activities: Operating income (loss) ....................................... $(14,165) $(4,701) $(18,866) $ 114,408) Adjustments to reconcile operating income to net cash provided by operating activities: Loss (gain) on dispositions and sale of property, plant and equipment.............................................. 6 61 67 434 Depreciation and amortization ................................ 5,053 3,117 8,170 9,890 Extraordinary item —loss on debt refinancing ................... — (1,280) (Increase) decrease in assets: Inventories ................. .............................. — (86) (86) — Accounts receivable (net) .................................... (1,673) — (1,673) (731) Prepaid expenses and other current assets ................... . . 1 (1) — 51 Deposits and other assets ................................... — — — 21 Due from other funds ....................................... 362 (1,150) (788) 702 Increase (decrease) in liabilities: Vouchers and accounts payable .............................. (1,414) (67) (1,501) (175) Accrued expenses ......................................... 1.965 649 2,614 118 Due to other funds ......................................... 5,255 (34) 5,221 (2,429) Deferred revenue .......................................... (720) — (720) 828 Deposits refundable ........................................ 227 — 227 1 Other accruals ............................................. (115) (12) (127) 14 Total adjustments .......................................... 8,947 2,457 11,404 7,444 Net cash provided by operating activities ....................... (5,218) (2,244) (7,462) (6,964) Cash flows from non -capital financing activities: Increase (decrease) in advances ................................ 361 — 361 -- Operating transfers in ......................................... 17,256 4,225 21,481 21,929 Operating transfers out ............ . .. (2,550) (804 ) (3,354) (8,133) Net cash provided by non -capital financing activities ............. $ 15,067 $ 3,421 $ 18,488 $ 13,796 (Continued) See accompanying notes to financial statements. 27 92- 447 EXHIBIT V (continued) CITY OF MIAMI, FLORIDA COMBINED STATEMENT OF CASH FLOWS ALL PROPRIETARY FUND TYPES FOR THE YEAR ENDED SEPTEMBER 30, 1991 WITH COMPARATIVE TOTALS FOR YEAR ENDED SEPTEMBER 30, 1990 (in thousands) i Proprietary Fund Totals Types (Memorandum Only) Internal ^ Enterprise Service 1991 1990 Cash flows from capital and related financing activities: '^ Capital expenditures .......................................... $ (5,849) $(2,285) $ (8,134) $ (6,070) Contributions ................................................ 407 — 407 150 Interest paid on long term debt ................................ (8,174) (526) (8,700) (8,807) Proceeds from sale of Equipment ............................... 1 1 63 Proceeds from loan payable ................................... — 2,040 2.040 -- Principal payment on debt ..................................... (1,102) (2,335) (3,437) (20,947) Bond proceeds .............................................. — — — 15,887 Borrowings under participation agreement ........................ 1.066 Other payments ............................................. (87) (1) (88) (107) Net cash used for capital and related financing activities ................................. (14,805) (3,106) (17.911) (18,765) Cash flows from investing activities: (Increase) decrease in amounts due from other funds ........................................... (161) — (161) 18 Interest income .............................................. Payments received on notes receivable .......................... 928 300 60 — 1.228 60 1.973 65 Proceeds from maturity of investments ............... ........ • . 1,494 — 1,494 1,795 Purchase of investments ........................ I ............. (1,493) — (1,493) (1,391) Other...................................................... 2,095 — 2,095 537 Net cash provided from investing activities ....................... 2,923 300 3.223 2,997 Net increase (decrease) in cash and cash equivalents ....................................... (2,033) (1,629) (3,662) (8,936) Cash and cash equivalents at beginning of year ................... 24,946 3,103 28.049 35,465 —' Cash and cash equivalents at end of year ........................ $ 22,913 $ 1,474 $ 24,387 $ 26,529 t Supplemental disclosure of non cash activities: Equity transfer to other funds .................................. $ (24) — $ (24) — I Contributions from other funds ................................. $ 600 — $ 600 $ 502 See accompanying notes to financial statements. 28 92- 44'7 1 Q J Q L�] U 0 4 Lit R CITY OF MIAMI, FLORA NOTES TO FINANCIAL STATEMENTS 1. GENERAL DESCRIPTION The City of Miami, (the "City"), in the County of Dade, was incorporated in 1896. and comprises approximately 34 square miles of land and 20 square miles of water. The City operates under the Commission/City Manager form of gov- ernment and provides the following services: public safety, public works, solid waste, parks and recreation, public facili- ties, planning, zoning, housing, and community develop- ment. Dade County (the "County") is a separate govern- mental entity and its financial statements are not included in this report. The Florida Legislature, in 1955, approved and submitted to a general election, a constitutional amendment designed to give a new form of government to the County. The Coun- ty is, in effect, a municipality with governmental powers ef- fective upon twenty-seven cities and unincorporated areas, including the City of Miami. It has not displaced or replaced the cities, but supplements them. The County can take over particular activities of the City's operations (1) if the services fall below minimum standards set by the County Commis- sion, or (2) with the consent of the governing body of the City. Since its inception, the Metropolitan Dade County Govern- ment has assumed responsibility on a county -wide service basis for a number of functions, including county -wide po- lice services, complementing the municipal police service; uniform system of fire protection, complementing the mu- nicipal fire protection; consolidated two-tier court system; consolidation of water and sewer services; coordination of the various surface transportation programs; installation of a central traffic control computer system; merging all public transportation systems into a county system; effecting a combined public library system; and centralization of the property appraiser and tax collector functions. 2. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES AND REPORTING PRACTICES The financial statements of the City have been prepared in accordance with generally accepted accounting principles ("GAAP") as applied to governmental units. The Govern- mental Accounting Standards Board ("GASB") is the stan- dard -setting body for governmental accounting and financial reporting. The more significant of the City's accounting poli- cies are described below. A. Financial Reporting Entity For financial reporting purposes, the City includes those funds, account groups, agencies, boards, commissions and authorities that are generally controlled by or dependent on the City. Control by or dependence on the City is deter- mined on the basis of such factors as budget adoption, tax- ing authority, outstanding debt secured by revenues or gen- eral obligations of the City, obligation of the City to finance any deficits that may occur or receipt of significant subsidies from the City. The following is a brief review of each of the 29 potential component units addressed in defining the report- ing entity for the City: (1) Included within the entity DOWNTOWN DEVELOPMENT AUTHORITY ("DDA") — The ODA is governed by a board appointed by the City Commission. The Commission must approve the millage levied on the special taxing district established to fund DDA. DDA has been included within the report- ing entity as a special revenue fund. MIAMI SPORTS AND EXHIBITION AUTHORITY ("MSEA") — The MSEA was created to promote the development of sports, convention and exhibition facili- ties within the City using the City's portion of the 3% Convention Development Tax. The City Commission must approve the MSEA's board membership and op- erating budget. The various funds and account groups of the MSEA have been included within the reporting entity. DEPARTMENT OF OFF-STREET PARKING ("DOSP") — The DOSP is an agency and instrumentality of the City, which owns and operates parking facilities within the City. The City Commission has reserved the right to confirm new members of the Off -Street Parking Board, to establish and fix rates and charges for parking ser- vices, to approve the DOSP operating budget and to authorize the issuance of revenue bonds. The DOSP is included within the reporting entity as an enterprise fund. The City has also authorized the Off -Street Parking Board to administer the operations of the Maurice Gus - man Cultural Center and the Olympia Building, which are properties owned by the City. Such operations are separately accounted for within the reporting entity under the title of the "G&O Enterprise Fund". In the event that operating revenues of the G&O Enterprise Fund are not sufficient to cover its operating expenses, the DOSP or the City will provide any necessary cash requirement subject to authorization by the City Com- mission. CITY OF MIAMI FIRE FIGHTERS' AND POLICE OF- FICERS' RETIREMENT TRUST ("FIPO") and CITY OF MIAMI GENERAL EMPLOYEES' AND SANITATION EMPLOYEES' RETIREMENT TRUST ("GESE")—Both FIPO and GESE are essentially single -employer public employee retirement systems under the administration and management of separate Boards of Trustees and are included within the reporting entity as pension trust funds. HEALTH FACILITIES AUTHORITY ("HFA")--The HFA is an agency established under authority of State Stat- ute to issue revenue bonds. The City Commission must approve HFA's board membership. Debt obligations is- sued under the purview of the HFA do not constitute an 9?- 447 0 City of Miami, Florida (Votes to Financial Statements indebtedness, liability or pledge of the faith or credit of the HFA or the City. Accordingly, the financial activity related to such obligations are not included in the ac- companying financial statements. (2) Excluded from the entity MIAMI CAPITAL DEVELOPMENT, INC. ("MCDI")— MCDI is a non-profit corporation which facilitates busi- ness development within the City under a delegate agency agreement with the City by providing financial assistance to entrepreneurs and thus fosters City-wide and neighborhood economic development. MCDI's scope of services is not limited solely to the City limits and the City Commission has limited ability to influence operations or the appointment of MCDI's Board of Di- rectors, representing principally the private business and financial community. MIAMI POLICE AND FIRE FIGHTERS' RELIEF AND PENSION FUNDS —These money purchase benefit plans, established under Florida State Statutes Sec- tions 175 and 185 are funded solely by certain excise taxes collected by the State of Florida. The City has no financial oversight responsibility for these plans, nor are plan benefits financially integrated with those provided under the City's FIPO Trust. Boards of Trustees are in- dependent of the City Commission (See Note 12(f)). B. Basis of Presentation The financial transactions of the City are recorded in individ- ual funds and account groups. Each is accounted for by providing a separate set of self -balancing accounts that comprise its assets, liabilities, reserves, fund equity, reve- nues and expenditures or expenses and other financing sources or uses. The various funds and account groups are reported by generic classification within the financial state- ments. The following fund types and account groups are used by the City: Governmental Funds Governmental funds are those through which most govem- mental functions of the City are financed. The acquisition, use and balances of the City's expendable financial re- sources and the related current liabilities (except those ac- counted for in proprietary funds) are accounted for through governmental funds. The following are the City's govem- mental fund types: General Fund —The General fund is the general operating fund. it is used to account for all financial resources except those required to be accounted for in another fund. Special Revenue Funds --Special revenue funds are used to account for the proceeds of specific revenue sources (other than expendable trusts or major capital projects) that are legally restricted to expenditures for specified purposes. 30 r: Debt Service Funds —Debt service funds are used to ac- count for the accumulation of resources for, and the pay- ment of, general long-term debt principal, interest and relat- ed costs. Capital Projects Funds—Capitaf projects funds are used to account for financial resources to be used for the acquisi- tion or construction of major capital facilities (other than those financed by proprietary funds). Proprietary Funds Proprietary funds are used to account for the City's organi- zations and activities which are similar to those often found in the private sector. This means that all assets, liabilities, equities, revenues, and expenses related to the City's busi- ness activities —where net income and capital maintenance are measured —are accounted for through proprietary funds. Enterprise Funds —Enterprise funds are used to account for operations: • that are financed and operated in a manner similar to private business enterprises —where the interest of the City is that the costs of providing goods or ser- vices to the general public on a continuing basis be financed or recovered primarily through user charges; or • where the City has decided that periodic determina- tion of revenues earned, expenses incurred, and/or net income is appropriate for capital maintenance, public policy, management control, accountability, or other purposes. Certain enterprise funds have historically operated at a loss and have required operating subsidies from the General fund. If future operations are not sufficient to offset these deficits, the City will continue to support these activities from the General fund or other discretionary funds (See Note 9). Internal Service Funds --Internal service funds are used to account for the financing of goods or services provided by one department or agency to other departments or agen- cies of the City, on a cost -reimbursement basis. Fiduciary Funds Trust and Agency Funds --Trust and agency funds are used to account for assets held by the City in a Trustee ca- pacity or as an agent for individuals, private organizations, other governments, and/or other funds. These include ex- pendable trust, pension trusts, and agency funds. The City's expendable trust funds (Self -Insurance and Pension Administration) are accounted for in essentially the same manner as governmental funds. Pension trust funds (FIPO and GESE) are accounted for in essentially the same man- ner as proprietary funds since capital maintenance is criti- cal. The Co's agency funds are custodial in nature (assets 92 - 447 0 City of Miami, Florida Notes to Financial Statements equal liabilities) and used to account for deposits held under issuance of a cable T.V. license and assets held under three deferred compensation plans for certain employees. Account Groups Account groups are used to establish accounting control and accountability for the City's general fixed assets and the unmatured principal of its general long-term obligations. The two account groups are not funds. They do not reflect available financial resources and related liabilities —but are accounting records of the general fixed assets and general long-term obligations. General Fixed Assets —This account group is used to ac- count for all fixed assets of the City, other thah those ac- counted for in the enterprise and internal service funds. General Long -Term Debt —This account group is used to account for the long-term portion of claims payable, ac- crued compensated absences, lease purchase obligations and outstanding principal balances of long-term debt, other than revenue and special obligation bonds payable and oth- er long-term liabilities recorded in the enterprise funds and internal service funds. Totals (Memorandum Only) Amounts in the "Totals (Memorandum Only)" columns in the combined financial statements represent a summation of the combined financial statement line items of the fund types and account groups and are presented for analytical purposes only. The summation includes fund types and ac- count groups that use different bases of accounting, in- cludes interfund transactions that have not been eliminated and the caption "Amounts to be provided," which is not an asset in the usual sense. Consequently, amounts shown in the "Totals (Memorandum Only)" columns are not compa- rable to a consolidation and do not represent the total re- sources available or total revenues and expendi- tures/expenses of the City. Statement of Cash Flows The City adopted Statement No. 9 of the Governmental Ac- counting Standards Board in fiscal year 1991 and has presented a statement of cash flows for the proprietary funds for fiscal year 1991. C. Basis of Accounting The accounting and financial reporting treatment ap- plied to a fund is determined by its measurement focus. All govemmental funds and expendable trust funds are ac- counted for using a current financial resources measure- ment focus. With this measurement focus, only current as- sets and current liabilities generally are included on the balance sheet. Operating statements of these funds pre- sent increases (i.e., revenues and other financing sources) and decreases (i.e., expenditures and other financing uses) in net current assets. k 31 11 All proprietary funds, nonexpendable trust funds and pension trust funds are accounted fcr on a flow of economic resources measurement focus. With this measurement fo- cus, all assets and all liabilities associated with the opera- tion of these funds are included on the balance sheet. Fund equity (i.e., net total assets) is segregated into contributed capital and retained earnings components. Proprietary fund - type operating statements present increases (e.g., reve- nues) and decreases (e.g., expenses) in net total assets. (1) Modified Accrual All governmental funds and expendable trust funds are accounted for using the modified accrual basis of ac- counting. Their revenues are recognized in the period in which they become susceptible to accrual i.e., when they become measurable and available to pay liabilities of the current period. Ad valorem taxes, utility service taxes, charges for service, investment earnings, fines and forfeitures, franchise taxes, are susceptible to ac- crual when collected in the current year or within 60 days subsequent to September 30th. A one year avail- ability period is used for revenue recognition for all oth- er governmental fund revenues. Occupational license revenues collected in advance of periods to which they relate are recorded as deferred revenues. Where grants revenue is dependent upon expenditures by the City, revenue is accrued as such expenditures are incurred. Special assessments are recorded in the Capital Projects fund as receivables and deferred revenue when levied and recognized as revenue when due, pro- vided they are collected in the current year or within 60 days subsequent to September 30th. The City does not issue special assessment bonds. Special assess- ment projects are mostly financed with general obliga- tion bonds. Expenditures under the modified accrual basis of ac- counting are generally recognized when the related fund liability is incurred and expected to be liquidated with available resources. Exceptions to this general rule include principal and interest on general long-term debt which are recognized when due or when debt service funds resources have been provided during the current year for payment of principal and interest due early in the following year. The agency funds are custodial in nature and do not in- volve measurement of results of operations. They are accounted for under the modified accrual basis of ac- counting. (2) Accrual All proprietary and pension trust funds use the accrual basis of accounting. Under this method, revenues are recorded when earned, and expenses are recorded when incurred. 92- 447 0 City of Miami, Florida Notes to Financial Statements w D. Budgetary Policy In addition, capital project funds are budgeted on a to- tal project basis for which annual budgets are not avail- (1) Budget Policy able. The City Commission annually adopts the budget ordi- The City also adopts non -appropriated operating budg- nance for all governmental funds of the City, except for ets for the proprietary funds substantially on a GAAP the following funds: basis, with certain exceptions. Such exceptions in- clude: • Other Special Revenue Funds • Debt principal payments are budgeted as debt ser- • MSEA Subordinate Obligation Note Debt Service vice. The portion of debt service representing princi- j Fund pal payments reduces the related liability on a GAAP basis. • MSEA Special Obligation Bonds Debt Service Fund • Certain non -operating expenditures for capital outlays • All Capital Projects Funds (budgets are adopted on a are not budgeted. project basis) (2) Budget —Legal Compliance Annual operating budgets are adopted on a basis sub- The City follows these procedures in establishing the stantially consistent with generally accepted account- budgetary data reflected in the financial statements: ing principles (GAAP) except that budgetary compari- sons for the General fund include encumbrances as • Prior to August 31 st, the City Manager submits to the expenditures. City Commission a proposed operating budget for the Adjustments necessary to compare the results of oper- fiscal year commencing the upcoming October 1 st. ations in the special revenue and debt service funds as The operating budget includes proposed expendi- presented in the Combined Statement of Revenues,"1 lures and the means of financing them. Expenditures and Changes in Fund Balances (Exhibit II) • Public hearings are conducted to obtain taxpayer to that presented in the Combined Statement of Reve- comments. nues, Expenditures and Changes in Fund Balance— Budget and Actual (Exhibit III) are as follows (in . Prior to October 1 st, the budget is legally enacted thousands): through passage of an ordinance. (DeExcess • Overall changes to the adopted budget must be ap- of Revenues proved by a majority vote of the Commission. and Other Financing • The Commission may transfer among departments Sources Over any part of an unencumbered balance of an appropri- Expenditures Fund ation to a purpose for which an appropriation for the and Other Balance Financing September current year has proved insufficient. At the close of -- Special Revenue Funds Uses 30. 1991 each fiscal year, the unencumbered balance of each Exhibit Actual II ....... $ 3,188 $ 12,167 appropriation reverts to the fund from which it was Plus (less) s) funds not appropriated and is subject to future appropriations. budgeted: Other Funds ... (3,671) (4,920) • Budgets are monitored at varying levels of classifica- �j Plus net effect of PASF�4 f IVIS lion detail, however, budgetary control is legally g ry g y activity not budgeted — 572 Plus maintained at the fund level except for the General net effect of DDA fund, which is maintained at the departmental level. write off of receivable —1 and advance from City recorded as liability.... — 125 Budgeted amounts in the accompanying financial I statements are as originally adopted, or as amended by Actual —Exhibit III ...... $ (483) $ 7,944 the City Commission throughout the year. During the Debt Service Funds year, supplementary appropriations were approved to- taling approximately $21.5 million including approxi- Actual—Exhibit II ....... $(6,606) $ 2,220 mately $15 million related to the sale and repayment of Plus (less) Funds not Budgeted: Tax Anticipation Notes, Series 1990. MSEA Subordinate Obligation Debt ..... (52) (52) (3) Encumbrances MSEA Special Obligation Bonds ........... 5,778 (1,889) 'I'll Encumbrance accounting, p g, under which purchase or- Actual—Exhibit$ (880) $ 279 ders, contracts, and other commitments for the expen- ...... diture of monies are recorded in order to reserve that 32 9 2 - 447 .� t 4 0 City of Miami, Florida Notes to Financial statements assets, net of related interest earned on unexpended por- tions of such borrowings. During 1991, no such interest was capitalized. N. Interfund Transactions Quasi -external transactions are accounted for as fund reve- nues, expenditures or expenses (as appropriate). All in- terfund transactions except advances, quasi -external trans- actions and reimbursements are accounted for as transfers. Nonrecurring or nonroutine transfers of equity between funds are considered equity transfers. All other interfund transactions are treated as operating transfers. O. Deferred Compensation The City offers its employees three deferred compensaton plans created in accordance with Internal Revenue Code Section 457 that permit the deferral of a portion of an em- ployee's salary until future years. The deferred compensa- tion is not available to employees until termination, retire- ment, death, or unforeseeable emergency. Membership in one plan is limited to key management per- sonnel, while the other plans are open to all City employees. The plans are funded through employee payroll deductions. All contributions are paid to outside fiduciary agents. How- ever, all amounts of compensation deferred under the plans, all property and rights purchased with those amounts, and all income attributable to those amounts, property, or rights are (until paid or made available to the employee or other beneficiary) solely the property and rights of the City (without being restricted to the provisions of ben- efits under the plan), subject only to the claims of the City's general creditors. Participants' rights under the plan are equal to those of general creditors of the City in an amount equal to the fair market value of the deferred account for each participant. The City records its deferred compensation plans in an agency fund. Deferred compensation plan assets are car- ried at market value. P. Fund Equity Contributed capital is recorded in proprietary funds that have received capital grants or contributions from develop- ers, customers or other funds. Reserves represent those portions of fund balance which are either not available for appropriations or are legally segregated for a specific use. Designated fund balances represent tentative plans for fu- ture use of financial resources. (L Comparative Data Comparative total data for the prior year has been presented in the accompanying financial statements in or- der to provide an understanding of changes in the City's fi- nancial position and operations. However, comparative data 35 s has not been presented in all statements as their inclusion would make certain statements unduly complex and difficult to understand. Certain comparative total data for the prior year has been reclassified to conform to the 1991 presen- tation. R. Fund Changes Effective October 1, 1990, the City budgeted and account- ed for the activities of Cable T.V. Special Revenue Fund and Property and Lease Management Enterprise fund in the General fund. The transfer of these activities to the General fund were recorded as residual equity transfers. In addition, effective October 1, 1990, assessment liens are being accounted for in the Municipal Use Capital Projects fund, previously they were recorded in the General Obligation Debt Service fund. Such change was recorded as a residual equity transfers. 3. PROPERTY TAX Property taxes are levied on January 1 st and are payable on November 1 st, with discounts allowed of one to four per- cent if paid prior to March 1 st of the following calendar year. Taxpayers also have the option of paying their taxes in advance in equal quarterly payments based on the prior year tax assessment with quarterly discounts varying be- tween 2% and 6%. All unpaid taxes on real and personal property become delinquent on April 1 st and bear interest at 18% until a tax sale certificate is sold at auction. Dade County bills and collects all property taxes for the City, and sells tax certificates for delinquent taxes. The assessed value of property, as established by the Dade County Assessor of Property, at January 1, 1990, upon which the 1990-1991 levy was based, was approximately $10,792,152,000. The City is permitted by Article 7. Sec- tion 8 of the Florida Constitution to levy taxes up to $10 per $1,000 of assessed valuation for general governmental ser- vices other than the payment of principal and interest on general obligation long-term debt. In addition, unlimited amounts may be levied for the payment of principal and in- terest on general obligation long-term debt, subject to a lim- itation on the amount of debt outstanding. The tax rate to finance general governmental services (other than the pay- ment of principal and interest on general obligation long- term debt) for the year ended September 30. 1991, was $9,5995 per $1.000. The debt service tax rate for the same period was $2.3381 per $1,000. Property taxes receivable as of the end of the fiscal year, representing collections within 60 days subsequent to Sep- tember 30. for billings through the fiscal year then ended amounted to approximately $2.386,000 and $571.000 for the general and debt service funds, respectively. . 92- 447 City of Miami, Florida Notes to Financial Statements 4. EQUITY IN POOLED CASH AND INVESTMENTS, RESTRICTED AND OTHER CASH AND INVESTMENTS At September 30, 1991, the City's non -pension cash and investments consisted of the following (in thousands): Equity in pooled cash .................................. $ 55.701 Other cash and investments ............................ 41,384 Restricted cash and investments ......................... _53,985 Total............................................ $151.070 Investments .......................................... $136,508 Deposits ............................................. 14,084 Accrued interest ...................................... 478 Total non -pension cash and investments .............. $151,070 Deposits The City's bank deposits at September 30, 1991 were as follows (in thousands): Carrying Balance Amount Per Banks Demand deposits ..................................... $ 4,984 $ 6,072 Time deposits ........................................ 9,100 9,100 Total ............................................ $14,084 $15,172 All time and demand deposits are held in banking institutions approved by the State Treasurer of the State of Florida, to hold public funds. Under the Florida Statutes Chapter 280, "Florida Security for Public Deposits Act", the State Treasurer requires all qualified public depositories to deposit with the Treasurer or another banking institution eligible collateral equal to from 50% to 125% of the average daily balance for each month of all public deposits in excess of any applicable deposit insurance held. The percentage of eligible collateral (generally, U.S. Governmental and agency securities, state or local government debt, or corporate bonds) to public deposits is dependent upon the depository's financial history and its compliance with Chapter 280. In the event of a failure of a qualified public depository, the remaining public depositories would be responsible for covering any resulting losses. Accordingly, all cash and time deposits held by banks can be classified as category one credit risk as defined in GASB Statement No. 3 which means they are fully insured or collateralized. Investments The City Code authorizes the Director of Finance to purchase and invest idle funds prudently in bonds and obligations of agen- cies of the United States, provided such are guaranteed by the United States or by the issuing agency, general obligations of states, municipalities, school districts, or other political subdivisions; revenue and excise tax bonds of the various municipali- ties of the State of Florida, provided none of such securities has been in default within five years prior to date of purchase; negotiable certificates of deposit; bankers acceptance drafts; and prime commercial paper. Investments are categorized to give an indication of the level of risk assumed by the entity at year-end. The three categories of risk are as follows: (1) Insured or registered, or securities held by the entity or its agent in the entity's name; (2) Uninsured and unregistered, with securities held by the counterparty's trust department or agent in the entity's name; and (3) Uninsured and unregistered, with securities held by the counterparty, or by its trust department or agent but not in the entity's name. 92- 447 7 City of Miami, Florida Notes to Financial Statements The City's non -pension investments consisted of the following at September 30, 1991 and are classified as follows (in thousands): Credit Risk Category Total Carrying Market 1 2 3 Amount Value U.S. Treasury Notes and Bills ........... $32,549 $12,025 $ - $ 44,574 $ 45.050 U.S. Agency Securities ................ 3,005 7,971 1,000 11,976 12,094 Short -Term Commercial Paper .. 14,160 2,416 11,581 28,157 28.332 Investments held under repurchase agreements ........................ Totals - - 1,400 $49,714 $22.412 1,400 1.400 ....................... $13,981 86,107 86,876 Short Term Investment Pool ............ Deferred Compensation Plan Assets 17,765 17,765 ...... 32,636 32.636 Totals ....................... $136,508 $137,277 Investments held by the C+ty s pension plans consisted of the following at September 30, 1991 and are classified as follows (in thousands): eCredit Total Risk Category Carrying Marital 1 2 3 Amount Value U.S. Government and Agency Obligations .................... $173,664 $1 1,127 - $184, 791 $192,030 Corporate Stocks ....................... 302,504 - - 302.,504 362,085 Corporate Bonds ........................ 87,779 - 87.779 90,621 Other Investments ......... 675 675 680 e Totals ............ ............ $564,622 $11,127 $- 575,749 645,416 Short Term Investment Pool .............. 73,032 75,766 Accrued Interest and Other ............... 5,813 5,813 Total Pension Investments $654.594 $726,995 ........ e The investments in the short-term investment pools are not categorized because they are not evidenced by securities that exist in physical or book entry form. R 37 92- 447 City of Miami, Florida Notes to Financial Statements S. DUE FROMITO OTHER FUNDS _. Due from/ to other funds are loans from one fund to another for specific purposes. At September 30, 1991, the balance in due from/to other funds consisted of the following (in thousands): Fund Due from Other Funds Due to Other Funds .� Iyi General .................... ........................ $ 657(1) $ — Special Revenue: Miami Sports and Exhibition Authority ..................... 720(1) — .� Law Enforcement ...................................... 2,015(1) — Community Development ................................ — 2,881 ): Public Service Tax ...................................... — 2,683 Other Funds .......................................... 2,085(1) — Debt Service: MSEA Special Obligation Bonds .......................... -- 720 Capital Projects: PublicUse ............................................ 700(1) — Municipal Use ......................................... 3,000(1) — Enterprise Funds: Department of Off -Street Parking ......................... 970(1) — G & O Enterprise Fund .................................. — 970 Marine Stadium ........................................ -- 353 71 Miami Stadium ........................................ — 709 Orange Bowl .......................................... 5800) — Convention Center ..................................... — 1.366 Marinas....................................... Exhibition Center — 612 .................... — 96 Golf Courses .......................................... — 228 Parking Garage ........................................ — 49 Building and Zoning .................................. Solid Waste — 135 ........................................... — 6,078 Internal Service: Fleet Management ..................................... 5500) — PrintShop ............................................ — 497 Communication Services ................................ 2,100(1) — Trust and Agency: Self Insurance ......................................... 3,000(1) — CableT.V............................................. 1,0000) — Total ........................................... $17.377 $17.377 (1) These amounts relate to loans to cover other funds deficits in pooled cash and investments. 7 3$ 92- 447 a City of Miami, Florida Notes to Financial Statements S. OTHER RECEIVABLES As part of its Community Development Block Grant program, the City issues single and multi -family housing rehabilitation loans to qualified residents. All repayments of the loans, which carry low interest rates, are to remain in the loan program. As collection of the loans is not assured, the loans are not recorded as receivables, but are maintained in the City's accounting system on a memorandum basis. As of September 30, 1991, rehabilitation loans outstanding totaled approximately $41,026.000. (� 7. PROPERTY, PLANT AND EQUIPMENT ® The following is a summary of changes in general fixed assets for the year ending September 30. 1991 (in thousands): Balance, Additions Deletions Balance, - October 1, and and September 30, 1990 Transfers Transfers 1991 - Land .......... .................................. T 82.105 $ 1,972 $ _ $ 84.077 Building & Improvements ............................ 74.323 1.336 75,659 Machinery & Equipment ............................. 29.062 1.095 673 29,484 Improvements Other than Buildings . ' ................. 200,985 9.477 — 210,462 Construction in Progress .. 84,905 15.069 9.448 90,526 Total ........................................... $471,380 $28.949 $10.121 $490,208 See Note 14 for a discussion of the construction projects currently in progress. A summary of proprietary fund type property, plant and equipment at September 30. 1991 is as follows (in thousands): Internal — e Enterprise Service — Land ........................... $ 17.630 $ — Buildings and Improvements ....... 143,338 4.408 Machinery and Equipment ......... 9,130 34.118 Construction in Progress ..34.309 — Total ................ ._. . . . . 204.407 38,526 - Less Accumulated Depreciation .... 48.090 25.464 - $156.317 $ 13,062 Net ............................ e - 0 ril 0 E 39 9*2- 447 5 City of Miami, Florida 0 9 Notes to Financial Statements 8. LONG-TERM DEBT A. Changes in Long -Term Debt The following is a summary of changes in long-term debt for the year ended September 30, 1991 (in thousands): General Lony.Twm Dsbt Proprietary Fiord Debt Ipstion ipatlon Clonal Bonds, Bonds certificates Obiigatlon Nuts and Claims Other Compsmratsd Revenus and of Other bonds Losm Psyabls Psysbles Absences Total Bonds Loan Participation Payabl" Balance at October 1, 1990 ...... ..... $185.840 $104.557 $50,092 $5,280 $17.228 New bonds and loans issued............ 26,135 49.500 - 3.004 -- Accretion on Capital Appreciation Bonds - - - - - Debt defeased ....... (14,175) (38.000) - - - Decrease in lease payables .......... - - - (926) - Increase in long-term claim liabilities ..... - - 2,500 - - Increase in long-term accumulated unpaid compensated absences ......... -- -- - - 200 Debt retired ......... (10,995) (7,070) - - - Balance at September 30, 1991 ......... $186.805 $108,987 $52,592 $7,358 $17,428 $362,997 $86.858 $43,601 $7,575 $ - 78,639 - - - 2,261 - 1.635 96 - - (52.175) - - - - (926) - - - - 2.500 - - - - 200 - - - - (18,065) (2,430) (319) (2,335) (221) $373,170 $86.063 $43,378 $5,240 $2.040 B. Summary of Annual Debt Service Requirements The annual requirements for all bonds, notes, loans, certificates and, other payables outstanding as of September 30, 1991, including interest of $375,807,446 are as follows (in thousands): General Long -Term Debt Proprietary Fund Debt Revenue Certificates and General Special Other of Special Other Obligation Obligation(1)(2) Payables Participation Obligation(2) Payables 1992 $ 21,312 $ 9,689 $1,597 $5,576 $ 10,575 $ 843 1993 23,603 9,695 1,705 - 11,198 843 1994 22,753 9,698 1,705 - 11.409 567 1995 22,324 9.702 1,382 - 11.604 - 1996 21.450 9,991 -- - 29,445 - 1997-2001 90,296 51,824 - - 49.543 - 2002-2006 65,263 50,864 - - 48,871 - 2007-2011 28.353 44.002 1,709 - 44,876 - 2012-2016 5.944 37,481 - - 23,117 - 2017-2021 - 20,146 - - - - $301,298 $253,092 $8.098 $5,576 $240.638 $2,253 (1) Includes debt service on the MSEA's Special Obligation Refunding Bonds and the Subordinate Obligation Bonds. (2) Includes accretion on the Capital Appreciation Bonds. 0 92- 447 -1 Cl J_- Q C 0 51 �.i P., 0 0 R City of Miami, Florida Notes to Financial Statements C. Summary of Long -Term Deht Long-term debt at September 30, 1991 was comprised of the following: (000) General and Special Obligation Bonds, Notes and Loans —Long -Term Debt: $39,890,000 Public Parks and Recreation Facilities Bonds; two issues, maturing through 2003: interest at rates ranging from 3.5% to 7.5%................................. $8,750,000 Miami Sports and Exhibition Authority Floating/Fixed Subordinate Obligation Bonds, Series 1989 A, maturing in various amounts from 1991 throuqh 2004; interest rates vary weekly as described above ....... $4,290,000 Housing Special Obligation Bonds; one issue, maturing through 2006; interest at rates from 4.1 °% to 7.4% ........ $6,500,000 Guaranteed Entitlement Revenue Bonds, Series 1989. maturingg through 2009; interest rates ranging from 6.25°% to 7°% ... . $22.605.000 General Obligation Refunding Bonds, Series 1987, maturingg through 2010; interest rates ranging from 6.8% to 7.4°% ... . $38.355.000 General Obligation Refunding Bonds, Series 1986. maturing through 2014: interest rates ranging from 4.5% to 7.7°% ..... $16,135,000 General Obligation Refunding Bonds, Series 1991, maturingg througgh 2013; interest rates ranging from 5.3% to 6.6°% ... . $54.705.000 Sanitary Sewer Improvement Bonds; ten issues, maturing through 2014; interest at rates ranging from 3°% to 1 1 % .... $31,060.000 Street and Highway Improvement Bonds; nine issues, maturing through 2014; interest at rates ranging from 3% to 11% ............................ $36,765,000 Storm Sewer Improvement Bonds; twelve issues,•matunng through 2014; interest at rates ranging from 2.5°% to 11 % ............ $36,645.000 Police Headquarters Improvement Bonds; eight issues, maturing through 2014. interest at rates ranging from 3%to 11°%............................ $38.000,000 Miami Sports and Exhibition Authority Special Obligation Refunding Bonds, Series 1991. maturing in various amounts from 1992 through 2020; interest at rates ranging from 5.75% to 7.2% .................... $13.210,900 Sunshine State Governmental Financing Commission, maturing through 2015; interest at variable rate (4.95°% at September 30, 1991) ................... $30.000.000 Rental Revenue Bonds, Series 1988. maturing through 2019; with interest at 8.65%..... .......................... $ 12.800 8,030 3.680 6.160 22.575 32,015 16.135 27.845 16.990 19,060 18,550 38,000 11,772 30,000 41 $39.075,000 Other Issues, maturing through 2014; interest at rates ranging from 3% to 11%................................ $11,500,000 Community Redevelopment Revenue Bonds, Series 1990, maturing through 2015; interest rates ranging from 7.15% to 8.5%................ ........ Revenue and Special Obligation Bonds and Other Debt -Proprietary Funds: $16,175,000 Certificates of Participation, Series 1986. maturing through 1992; interest at rates ranging from 4.6% to 6.4% ........ $5.500.000 Subordinated Parking System Revenue Bonds, $3,000,000 due in 1994, interest at 81 °% of the prime rate (8% at September 30, 1991) and $2,000,000 due in 2006, interest at 6% through 1991, thereafter at 80% of the prime rate ................. $6,500,000 First Municipal Loan Council Pooled Loan Program, principal due in December 1995. interest at a calculated variable rate (5.02% at September 30, 1991) $16,000,000 Florida League of Cities' First Municipal Loan; maturing through 1996; interest at variable rate (4.83% at September 30. 1991) ................... $12.386,658 Government Center Parking Garage Refunding Special Obligation Bonds; maturing through 2007; interest at rates ranging from 6.2% to 7.375% (The portion of the bonds issued in capital appreciation bond form had accreted value of approximately $126,000 as of September 30. 1991) ...... $16,275.000 Parking System Refunding Bonds, Series 1986, maturing through 2009 at varying rates of interest ranging from 4.25°% to7.75% ............................. $65.271,325 Special Revenue Refunding Bonds, Series 1987. due in installments from approximately $630,000 to $5.490.000 through 2015; interest at rates ranging from 5.25% to 7.30% ;The portion of the bonds issued in capital oi,ciation bond form had accreted value of approximately $4.59 million as of September 30. 1991) ............... $14,420.000 Sunshine State Governmental Financing Commission, maturing through 2015; interest at variable rate (4.95% at September 30, 1991) ................... Less Unamortized Bond Discount ......... . (000) 20,835 11,345 $295,792 $ 5,240 5,000 1,065 16,000 12,513 14.825 66,238 13,800 134,681 (1,442) $133,239 92- 447 0 City of Miami, Florida Notes to Financial Statements D. Summary of New Debt Issuances $11,500,000 Community Redevelopment Revenue Bonds, Series 1990—On November 8, 1990, the City is- sued $1 1,500,000 Community Redevelopment Revenue Bonds, Series 1990, for the Southeast Overtown/Park West Redevelopment Area (the "Redevelopment Area"). The proceeds of the bonds are to be used mainly to refi- nance the $5.958,400 Section 108 HUD Promissory Note, to reimburse the City for monies advanced to the Redevel- opment Area in an amount not to exceed $750,000, to fi- nance the acquisition and clearing of certain real property, and the construction of infrastructure improvements in the Redevelopment Area. The bonds were issued at rates rang- ing from 7.15% to 8.50%, with serial and term bonds ma- turing through 2015. Debt service is payable from the Tax Increment Revenues of the Redevelopment Area and a pledge of guaranteed entitlement revenues up to $300,000 annually. $16,135,000 General Obligation Refunding Bonds, Series 1991—On April 10, 1991. the City sold $16.135,000 General Obligation Refunding Bonds, Series 1991, with in- terest rates from 5.30% to 6.90% to advance refund a por- tion of certain general obligation bonds originally issued in aggregate principal amounts consisting of $8,000,000 Fire Fighting, Fire Prevention and Rescue Facilities Bonds, $1.000,000 Housing Bonds, $6,000,000 Sanitary Sewer System Bonds, $4,000,000 Storm Sewer Improvement Bonds, and $6.000,000 Street and Highway Improvement Bonds, all dated May 1, 1983. The outstanding balance of the bonds refunded totaled $14.175,000. The proceeds from the Series 1991 Bonds (net of approximately $415,270 in issuance costs, original issue discount, insur- ance premium and accrued interest) were deposited in an irrevocable trust with an escrow agent to provide for all fu- ture debt service payments on the refunded bonds. Part of the amount escrowed was used to purchase direct obliga- tions of the United States of America with the balance of the escrow requirement funded with cash. $10.000,000 General Obligation Bonds, Series 1991— In July, 1991, The City sold $10,000,000 General Obliga- tion Bonds, Series 1991, with serial bonds payable in in- stallments of $295,000 to $880,000 from 1993 through 2011. with interest rates ranging between 6.6% and 6.75%. The City pledges its full faith, credit and taxing pow- er to general obligation bonds, which are payable from un- limited ad valorem taxes on all taxable property within the City. $38,000,000 MSEA Special Obligation Refunding Bonds, Series 1991—On February 6, 1991, MSEA issued $38 million Special Obligation Refunding Bonds, Series 1991 to redeem in full the currently outstanding $38 million MSEA Special Obligation Bonds, Series 1985, The Series 1991 bonds mature in annual increments from $465,000 to 42 11 $2,915,000 through 2020 carrying interest rates from 5.75% to 7.2%. Under terms of the Series 1991 bond in- denture, the funding requirement for the debt service re- serve account and replacement reserve fund have been re- leased. In addition, the Series 1991 Bond Resolution provides for the transfer from the Trustee of the remaining Senior Bond reserve funds. The revised flow of funds pro- vides for a maximum of $650,000 annually (increasing 3% per annum) in convention development tax receipts to fund the Authority's operations, and establishes a Capital Re- serve and Operating Deficit Account to meet certain obliga- tions under the Miami Arena contract (see Note 9). Any convention development tax receipts in excess of the Series 1991 Bond Resolution funding requirements shall be trans- ferred by the Trustee on a monthly basis according to the written directions of the County. Due to the variable interest rates on the Series 1985 bonds, the net economic impact of the redemption cannot be calculated. E. OTHER PAYABLES Capital Leases The City has entered into a lease agreement as lessee for financing the acquisition of computer equipment and police patrol cars. These lease agreements qualify as capital leases for accounting purposes (titles transfer at the end of the lease terms) and, therefore have been recorded at the present value of the future minimum lease payments as of the date of their inception. The following is an analysis of equipment leased under capital leases as of September 30, 1991 (in thousands): General Internal Fixed Service Assets Fund Machinery and equipment ......... $5.769 $2.261 Less: accumulated depreciation .... — (226) Carrying value ................... $5,769 $2,035 The following is a schedule of the future minimum lease payments under these capital leases, and the net minimum lease payments at September 30, 1991: General Internal Fiscal Year Ending Long -Term Service September 30 Debt Fund 1992.................... $1.273 $ 843 1993 .................... 1,273 843 1994 .................... 1,273 568 1995 .................... 1,274 Total Minimum Lease Payment... $5,093 $2,254 Less Amount Representing Interest .................... 739 214 Present Value of Future Minimum Lease Payments ............. $4,354 $2,040 1 I 0 L, U L f� N n- 0 Other Liabilities At September 30, 1991, other liabilities accounted for in the general long-term debt account group, consists of the following: The City entered into a loan agreement with the Gran Cen- tral Corporation (GCC) to finance fifty percent (50%) of the cost to relocate and widen Northwest First Avenue be- tween Northwest First Street and Northwest Eighth Street. GCC is a large property owner in the adjacent area with fu- ture development plans. The loan, in the amount of $1.708,000, does not bear interest and is payable from funds deposited in the Overtown/ParkWest Tax Increment District Trust Fund on a junior and subordinate basis to the lien granted to holders of the Community Redevelopment Revenue Bonds, Series 1990. GCC is to be fully repaid by the year 2008 with annual payments to be made to the ex- tent funds in the Trust Fund are available after required pay- ments for the Series 1990 are made or provided for. As of September 30, 1991 no payments were made. The City entered into a settlement agreement with AT&T Communications of the Southern States, Inc. (AT&T). in the amount of $1,296,000 payable in 36 equal monthly payments of $36,000, beginning in January of 1992, in full and complete settlement of any and all claims and demands against the City of Miami by AT&T related to an alleged overpayment of Public Service Taxes due under Chapter 55 of the City of Miami Code. The balance in other payables at September 30, 1991 are summarized as follows: Capital leases ................................. $4,354 Gran Central Corporation loan .................... 1,708 ATT settlement ............................... 1,296 Total .................................... $7.358 F. Synopsis of Bond covenants The various bond indentures contain significant limitations and restrictions on annual debt service requirements, main- tenance of and flow of monies through various restricted ac- counts, minimum amounts to be maintained in various sink- ing funds, and minimum revenue bond coverages. A summary of major provisions and significant debt service re- quirements follows: General Obligation Bonds —Debt service is provided for by a tax levy on non-exempt property value. The total general obligation debt outstanding is limited by the City Charter to fifteen percent of the assessed non-exempt property value. At September 30, 1991. the statutory limitation for the City amounted to approximately $1.618,823,000 providing a debt margin of approximately $1,432,382,000 after con- sideration of the $186,805,000 of general obligation bonds outstanding at September 30, 1991, less approxi- mately $364,000 available in the related debt service fund. General obligation bonds authorized but unissued at Sep- tember 30, 1991, totaled $32,500,000. 43 11 $65,271,325 Special Revenue Refunding Bonds —Debt service is provided by a pledge of net revenues of the Con- vention Center/Garage, the pledged portion of the public service telecommunications tax revenues, and by a cove- nant and agreement of the City to provide, to the extent necessary, revenues of the City, other than ad valorem property tax revenues, sufficient to make up any deficiency in certain of the required restricted funds and accounts. Various funds and accounts held by the Trustee are re- quired to be maintained under the terms of the Trust Inden- ture pursuant to which the bonds were issued. Those funds or accounts pertaining to these provisions include the Reve- nue Fund, Bond Service Account, the Redemption Ac- count, the Reserve Account, the Construction Account, the Supplemental Reserve Fund, the Renewal and Replace- ment Fund, and the Surplus Fund. The Trust Indenture pro- vides that the gross revenues of the Convention Center/Garage will be deposited, as received, with the Trus- tee to the credit of the Revenue Fund. At September 30, 1991. the City had on deposit with the Trustee for these bonds approximately $4,948,000 includ- ing accrued interest receivable, in the required restricted funds and accounts. In August 1990. the City obtained a reserve account surety bond in the amount of approximately $6,125,000 to substitute the cash on deposit in the re- serve accounts. The released cash was used to fund ap- proximately $2,500,000 in expenses of the Miami Conven- tion Center with the rest being transferred to the General fund. $16,275,000 Parking System Revenue Bonds (DOSP)-- Debt service is payable solely from the revenues of the Off - Street Parking facilities. This issue ("Series 1986") con- sists of serial bonds payable in installments of $315,000 to $1,390,000 from 1988 through 2009. At September 30, 1991 the City had on deposit with the Trustee for these bonds approximately $3,350,000 including accrued inter- est receivable in various reserve accounts. These accounts consist of the Parking System Fund (Revenue, Revenue and Replacement, and General Reserve accounts), and the Bond Fund (Interest and Principal, Sinking fund, Reserve, Redemption, and Insurance and Condemnation Award Ac- counts). The nature, purpose and funding requirements of these funds and accounts are similar to those described above relative to the Convention Center. $2,000,000 Subordinated Parking System Revenue Bonds —In 1986, the City's Department of Off Street Park- ing sold $2.000,000 in Subordinated Bonds to provide fi- nancing for parking projects. Interest on bonds is computed at 6% through 1991 and a variable rate based on 80% of prime beginning in 1992. Bonds mature on October 1, 2006. $38,000,000 IVISEA Special Obligation Refunding Bonds, Series 1991—On February 6, 1991. the Authority issued $38,000,000 Special Obligation Refunding Bonds Series 92- 447 1 City of Miami, Florida (Votes to Financial Statements 1991 (the "Series 1991 Bonds") to redeem in full the cur- rently outstanding Senior Bonds. The Series 1991 Bonds mature in annual increments from $465.000 beginning in 1992 to $2,915,000 through 2020 carrying interest rates from 5.75% to 7.2%. Costs of issuance of the Series 1991 Bonds, including bond insurance premiums and reserve fund insurance premiums, totaled approximately $1.3 mil- lion and were funded from available Senior Bond reserve fund cash. Under the terms of the Series 1991 Bond Resolution, the original funding requirement for the Debt Service Reserve Account and Replacement Reserve Fund have been re- leased. In addition, the Series 1991 Bond Resolution pro- vides for the transfer from the Trustee of the remaining Se- nior Bond reserve funds, The •evised flow of funds provides Convention Development Tax receipts to fund the Authori- ty's operations up to a maximum of $650,000 annually (in- creasing 3% per annum), and establishes a Capital Reserve and Operating Deficit Account to meet certain obligations under the Miami Arena contract according to a prescribed funding schedule agreed to by the Authority and the Coun- ty. Any Convention Development Tax receipts in excess of the Series 1991 Bond Resolution funding requirements shall be transferred by the Trustee on a monthly basis ac- cording to the written directions of the County. $16,175,000 Certificates of Participation --During 1986, the City issued $16,175,000 Certificates of Participation, series 1986 (the "Certificates") to finance the acquisition through August 1, 1989 of equipment for use by the Fleet Management Internal Service fund in providing essential City services and to reimburse the City for equipment ac- quired during the prior two years. The Certificates represent a limited and special obligation of the City and evidence un- divided proportionate interests in "basic rent payments" to be made by the City pursuant to a lease purchase agree- ment for the acquisition and financing of the equipment. Ti- tle to all equipment purchased rests in the City. Basic rent payments consist of an annual principal component and semi-annual interest components at interest rates from 4.6% to 6.4% through 1992. The City is obligated to make rental payments under the lease only from funds appropriat- ed from general revenues of the City from sources other than ad valorem taxes. The obligation of the City to make rental payments does not constitute an obligation of the City for which the City is obligated to levy or pledge any form of taxation. $4,290,000 Special Obligation Bonds, Series 1986 A — In 1986 the City issued $4,290,000 in Special Obligation Bonds, Series 1986 A. to provide financing for construction of owner occupied residences under the Scattered Site Pro- gram in the City's Community Development Target areas. The bonds have serial retirements from 1987 through 1996 in amounts from $80,000 to $190,000 and a term payment of $2,830.000 in 2006. Debt service on the bonds, are payable solely from certain telephone and tele- graph franchise fees. a $27,630,900 Sunshine State Governmental Financing Commission Loans —During 1987 and 1988. the City ob- tained $27,630,900 in loans from the Sunshine State Gov- ernmental Financing Commission (the Commission). The proceeds from the loans are to be used to fund certain parks and marinas improvernents and other capital projects. The Commission was created in November, 1985. by the Cities of Orlando and Tallahassee, Florida, through an in- terlocal agreement, as a pooled financing vehicle to allow for a limited number of high quality local governmental units (Cities and Counties) to join together in a variable rate fi- nancing program and thereby benefit from the inherent economies of scale. The City has pledged certain non -ad valorem revenues to pay the debt service on these loans. $16,000,000 Florida League of Cities' First Municipal Loan —During 1989, the City obtained a loan from the Flor- ida League of Cities' First Municipal Loan Council to finance the Orange Bowl renovation project and other capital projects. Interest rates are variable. The loan will be repaid with revenues from Orange Bowl operations and an annual pledge of up to $2,000,000 in guaranteed entitlement rev- enues. $8,750,000 Floating/Fixed Rate Subordinate Special Ob- ligation Bonds, Series 1989A—On May 4, 1989. MSEA issued $8,750,000 in Floating/Fixed Rate Subordinate Special Obligation Bonds, Series 1989A to refund the out- standing balance of the $10,000.000 Subordinate Obliga- tion Note Series 1985, which was paid in full using pro- ceeds from the bond issuance. The bonds are secured by a pledge of MSEA's allocated portion of the 3% Convention Development Tax, but on a basis subordinate and junior to the pledge to the senior bonds and from the date of original issuance through April 29, 1994 (except upon earlier oc- currence of certain events) by funds drawn under a bank let- ter of credit in a stated amount equal to the principal amount of the bonds plus 55 days interest thereon at an in- terest rate of 12%. The bonds carry a variable interest cal- culated weekly. For the year ended September 30. 1991, the average rate on the bonds was 5.03%. Interest is paya- ble monthly. Upon meeting certain conditions and providing notices, MSEA may convert the bonds to a fixed interest rate, as de- termined by a remarketing agent, that would allow the Bonds to be remarketed at par value. Upon conversion to fixed rate, the bonds will no longer be secured by the Bank Letter of Credit. $30,000,000 Rental Revenue Bonds, Series 1988—Dur- ing 1989, the City issued $30.000,000 Rental Revenue Bonds, Series 1988 to finance the costs of the acquisition of real estate and the construction thereon of a 250,000 square foot office building to be leased from the City by the United States Government. The resolution establishes as trust funds with the Trustee the Construction Fund, the Revenue Fund, the Reserve Fund and the Sinking Fund. 92- 447 l I" 1 0 City of Miami, Florida Notes to Financial Statements $6,500,000 Guaranteed Entitlement Revenue Bonds, Se- ries 1989—During 1989, the City issued $6,500,000 Guaranteed Entitlement Revenue Bonds, Series 1989 to fi- nance the cost of certain capital improvements and equip- ment within the City. At September 30, 1991, the City had on deposit with the Trustee for these bonds approximately $612,000 in various reserve accounts within a Sinking Fund. These accounts consist of the Interest Account, the Principal Account, the Bond Redemption Account and the Service Account. $12,386,658 Special Obligation Refunding Bonds, Series 1990—In May 1990, the City sold $12,386,618 Special Obligation Refunding Bonds, Series 1990, with interest rates between 6.2% and 7.375% to advance refund the $13, 720,000 Special Obligation Bonds dated April 1, 1985, which carry interest rates between 5.625% and 8.875%. The Series 1990 bonds are made up of $11.095.000 in current interest form and $1.291,658 in capital appreciation form. The Series 1990 bonds are col- lateralized by a pledge of net revenues of the Government Center Parking Garage and utilities services taxes collected by the City from the sale of water. $3,500,000 Subordinated Parking System Refunding Revenue Bonds, Series 1990. In April 1990, the City sold $3,500,000 Subordinated Parking System Refunding Rev- enue Bonds, Series 1990, with interest at 81 % of the prime rate. The Series 1990 bonds are secured by DOSP parking revenues. R 11 $6,500,000 First Municipal Loan Council Pooled Loan Program. During 1989, DOSP and the City entered into a participation agreement to draw up to $6,500,000 in fund- ing under the First Municipal Loan Council Pooled Loan Pro- grams sponsored by the Florida League of Cities. As of Sep- tember 30, 1991. and 1990, $1,065.000 had been drawn under such agreement. Amounts drawn bear interest at a calculated variable rate. The loan is secured by a pledge of DOSP parking revenues. $11,500,000 Community Redevelopment Revenue Bonds, Series 1990—On November 8, 1990, the City is- sued $11,500,000 Community Redevelopment Revenue Bonds, Series 1990, for the Southeast Overtown/Park West Redevelopment Area (the "Redevelopment Area"). The proceeds of the bonds are to be used mainly to refi- nance the $5,958,400 Section 108 HUD Promissory Note, to reimburse the City for monies advanced to the Redevel- opment Area in an amount not to exceed $750,000, to fi- nance the acquisition and clearing of certain real property, and the construction of infrastructure improvements in the Redevelopment Area. The bonds were issued at rates rang- ing from 7.15% to 8.50%, with serial and term bonds ma- turing through 2015. Debt service is payable from the Tax Increment Revenues of the Redevelopment Area and a pledge of guaranteed entitlement revenues up to $300,000 annually. L_ r_ c e 45 ��- 447 City of Miami, Florida Notes to Financial Statements G. Defeasances of Long -Term Debt On April 10, 1991, the City issued $16,135,000 General Obligation Refunding Bonds, Series 1991, to advance refund a portion of certain general obligation bonds originally issued in aggregate principal amounts consisting of $8,000,000 Fire Fighting, Fire Prevention and Rescue Facilities Bonds, $1,000,000 Housing Bonds, $6,000,000 Sanitary Sewer System Bonds, $4,000,000 Storm Sewer Improvement Bonds, and $6,000,000 Street and Highway Improvement Bonds, all dated May 1, 1983. The outstanding balance of the bonds refunded totaled $14,175,000. The proceeds from the Series 1991 Bonds (net of approximately $415.270 in issuance costs, original issue discount, insurance premium and accrued interest) were deposited in an irrevocable trust with an escrow agent to provide for all future debt service payments on the refunded bonds. Part of the amount escrowed was used to purchase direct obligations of the United States of America with the balance of the escrow requirement funded with cash. As a result, the refunded bonds are considered to be defeased. The issuance of the refunding debt at interest rates lower than the refunded bonds will cause aggregate debt service payments to be reduced by approximately $985.800, with a net present value savings of approximately $961,500. In prior years, the City defeased certain outstanding general obligation, special obligation and revenue bonds by placing the proceeds of the refunding bonds in an irrevocable trust to provide for all future debt service payments on the old bonds. Ac- cordingly, the trust accounts and the defeased bonds are not included in the City's financial statements. At September 30, 1991, in addition to the above, the following outstanding bonds are considered defeased (in thousands): Parking Facilities Revenue Bonds: SeriesB............................................................ SeriesC............................................................ Senes1980......................................................... Parking System Revenue Bonds: Series1983......................................................... General Obligation Bonds: Firefighting, Series 1984.............................................. Housing, Series 1984................................................ Storm Sewer Improvement, Series 1984.................................. Street and Highway, Series 1984....................................... Police Headquarters Improvements, Series 1985 .......................... Storm Sewer Improvements, Series 1985 ................................ Sanitary Sewer Improvements, Series 1985 .............................. Street and Flighway Improvement, Series 1985 ........................... Firefighting, Fire Prevention and Rescue Facilities, Series 1985 .............. Special Obligation Bonds: Series1981......................................................... Series1985......................................................... 46 $ 740 2,925 600 12.535 1,100 16,260 2,375 5,895 3,304 6,735 3,795 3,215 3,386 9,645 12,505 92- 447 City of Miami, Florida Notes to Financial Statements 9. FUND EQUITY The following schedule lists the equity components of all City proprietary funds as of September 30. 1991 (in thousands): = Retained Eamings (Deficit) _ Enterprise Funds: Reserved for Debt Service Unreserved Total Contributed Capital Total Fund Equity (Deficit) _ = _ _j _ Off -Street Parking ...................... G&O Enterprise Fund ................... Marine Stadium ........................ Miami Stadium .. Orange Bowl Stadium ................... Convention Center ..................... Marinas .............................. Exhibition Center ....................... Golf Courses .......................... Warehouse Property .................... Parking Garage ........................ Building and Zoning .................... Solid Waste ........................... Manuel Artime Center .. $2,403 $ 7,134 — (1,749) _ (443) (1,071) — (1 1 1) 2,715 (33,037) — 3,164 — (2,775) — (32) 199 232 (5,826) (748) _ (6,908) (36) $5,350 $(42,239) $ 9,537 (1,749) (443) (1,071) (1 1 1) (30,322) 3,164 (2,775) (32) 199 (5,594) (748) (6,908) (36) $(36,889) $ -- 2,633 699 1,654 4,552 46,256 2,787 10,929 405 22 634 267 3_312 $74,150 $ 9,537 884 256 583 4,441 15,934 5.951 8,154 373 221 (4,960) (481) (3,596) (36) $37.261 = Internal Service Funds: _ Fleet Management ..................... Property Maintenance .................. Print Shop ............................ Procurement Management .............. Communications Services ............... $ — $ (2,983) _ (186) (653) — (20) — 276 $ -- $ (3,566) $ (2,983) (186) (653) (20) 276 $ (3,566) $ 7,777 273 178 23 3,453 $11,704 $ 4.794 87 (475) 3 3,729 $ 8.138 See Note 11 for selected financial information regarding the enterprise funds. 1 4, � 92- 44'7 u City of Miami, Florida Notes to Financial Statements 10. SELF-INSURANCE The City maintains a Self -Insurance expendable trust fund to administer insurance activities relating to certain property and liability risk, group accident and health and workers' compensation. Charges to participating operating departments are based upon amounts determined by management to be necessary to meet the required annual payouts during the fiscal year. The estimated liability for insurance claims includes estimated future liability on a case -by -case basis for all pending claims and an actuarially determined amount for claims incurred but not report- ed. The long-term portion of the total estimated liability, which is expected to be funded from future operations, is reflected in the General Long -Term Debt account group and amounted to approximately $52,592,000 as of September 30. 1991 as follows (in thousands): Estimated Claims Payable A. Workers Compensation All workers compensation costs are paid from the Self -Insurance fund, with all departments of the City assessed a charge based upon annual cash requirements. As claims are reported, they are investigated by claims personnel, and an estimate of liability on a case -by -case basis is established. The estimated liabilities are periodically reviewed and revised as claims develop. Most liabilities in this area will be payable over a period of several years. $18,371 B. General Coverage Departments of the City are assessed for property and casualty coverage, including police professional liability and public official's liability, based upon the cash requirements of the Self - Insurance fund and their relative share of the total risk. The City has continued to purchase certain casualty insurance for which the premium is small in relation to the coverage provided. The City is fully insured, subject to a $100,000 deductible, for all property loss exposure, except as related to parks and recreation facilities, which are included in the City's self- insurance program. As the casualty claims are reported, they are investigated by the claims personnel and an estimate of liability is established on a case -by -case basis. C. Group Accident and Health Certain employees and retirees of the City contribute, through payroll deductions or deductions from pension payments, to the cost of group benefits. The remainder of the funds necessary are contributed by the City based upon the number of participants in the plan. As of September 30, 1991, the plan covered approximately 1,116 active employees, 1,056 retirees and 1.197 employee -retiree dependent units. Costs of the plan for the year then ended were approximately $10.8 million. Total Less: current portion, which represents payments made by the City in October and November 1991 on claims incurred on or before September 30, 1991. Long-term claims payable 48 92- 447 4,J 1.0 t� 36,197 -1 9i 3� 1,565 56,133 9 3,541 $52,592 s City of Miami, Florida Notes to Financial Statements 11. SEGMENT INFORMATION -ENTERPRISE FUNDS - Off -Street 011,0 En so Stadiums Convention Exhibition Oaif Perking Building & mmil Solid AMrtfm* ' Perking Fund (1) Center Marines Comer Courses asrage Zoning Waste Center Total Current assets S 7,612 $ 634 $ 1,210 S 48 S 28 $ 74 $ 26 S 33 S 569 S 4.505 $ 12 $ 14.751 - Current liabilities 2.875 370 2.644 1,697 1,166 250 390 144 1,112 10.723 54 21,425 -_ Net workmg capital Restricted assets .. $ 4,137 $ 3,350 $ 264 $ - $ (1,434) $ 7,973 $ (1,649) $ 4.648 $ (1,138) $ - $ (176) $ (364) $ (111) $ - $ - $ 406 $ (543) S- S (6.218) $ (42) S (6.674) $ - $ - $ 16,377 Current liabilities payable from restricted assets.. 947 - 24 3,281 292 47 - 697 - - - 5.288 Net restricted assets ... ...... . $ 2,403 $ - $ 7,949 $ 1.367 $ (292) $ (47) $ - $ (291) $ - $ - $ - $ 11.089 Property, plant and equipment .. $21,723 $1.390 $14,932 $ 78,461 $18.975 $10,244 $ 737 $ 7,165 $ 62 $ 2.622 S 6 $156.317 Total assets .............. $33.396 $2.024 $24.169 $ 83.847 $19.003 $10,318 S 763 $ 7,883 $ 631 $ 7.127 $ 18 $189.179 Bonds payable, long-term debt (net) $20.037 $16.000 $ 62.935 $11.594 $ 1,867 $12.002 S124,435 - Contributed capital .... ... .. Total retained earnings (deficit) .. $ - 9,537 $2.633 (1,749) $ 6.927 (1,426) $ 46,256 (30,322) $ 2.787 (3,164) $10,929 $ (2.775) 405 $ 634 (32) (5,594) $ 267 (748) $ 3,312 $ - S 74,150 (6,908) (36) (36.889) Total fund equity (deficit) . ..... . $ 9,537 $ 884 $ 5,501 $ 15.934 $ 5.951 $ 8.154 $ 373 $ (4,960) S (481) $ (3.596) $ (36) $ 37,261 Operating revenues ...... ..... $ 9,745 $ 768 S 2,280 $ 3.861 $ 2.585 $ 592 $1.268 $ 631 $5,630 $ 17.503 $ 118 $ 44.981 Depreciation expense ......... . $ 0.556) $ (283) $ (611) $ (1,757) $ (114) $ (156) $ (42) $ (159) $ (12) $ (1951 $ (1) $ (4.8861 - Operating income (loss) before non - operating revenues (expenses) 1,738 (453) (745) (2,110) 819 (192) (32) 19, 307 (13.039) (477) (14.165) _ - Non -operating revenues(expenses): Interest income .............. 505 6 20 236 - 7 - 22 119 - 928 Interest and fiscal charges .... (1,604► - (225) (5,031) (490) - (915) -13 (8.265) Other ............. ....... -- - 1.954 - - 41 - - 6 (60) - 1,941 Total non -operating revenues - (expenses) . 0.099) 6 1.749 (4,795) (490) 48 - (893) 19 - 59 (5.396) Net transfers from (to) other funds - - (1,974) 4,651 113 - - 173 (550) 11,847 446 14,706 Net income (loss) ..... ........ 639 (447) (970) (2,254) 442 (144) (32) (701 ) (224) (1,133) (311 14.8551 Additions to property, plant and equipment, net .............. $ 165 $ 106 $ 4.982 $ 4 S 275 $ 244 $ 4 $ - $ 17 $ 594 $ 1 $ 6.392 _f Additions of contributed capital .... $ - $ - $ - $ 8 S - $ - $ 14 $ - $ - $ 578 $ - $ 600 Increase (decrease) in working capital .................. .. $ 2.157 $ (370) $ 123 $ 3.253 $ (320) $ 184 $ 111 $ (190) $ (147) $ (3,331) $ (11)$ 83 (1) Includes operations of the Orange Bowl Warehouse Property, p g p rty, the Miami Stadium, the Marine Stadium and the Orange 1 ` Bowl Stadium. 1 49 92- 447 r� City of Miami, Florida Notes to Financial Statements 12. PENSION PLANS A. Plan Description The City sponsors two separate defined benefit contributory pension plans under the administration and management of separate boards of trustees: The City of Miami Fire Fighters' and Police Officers' Retirement Trust ("FIPO") and the City of Miami General Employees and Sanitation Employees' Re- tirement Trust ("GESE"). The plans cover substantially all City employees who contribute a percentage of their base salary or, wage on a bi-weekly basis. The payroll for employ- ees covered by APO and GESE for the year ended Septem- ber 30, 1991 was $71.4 million and $61.5 million, respectively; the City's total payroll was $159 million. At October 1, 1991, the date of the most recent actuarial valuation, membership in the FIPO and GESE consisted of the following: FIPO GESE Retirees and beneficiaries currently receiving benefits and terminated employees entitled to benefits but not yet receiving them ............ 1,024 1,625 Current employees: Vested ....................... 925 914 Nonvested .................... 816 973 Totals ........................ 2,765 3,512 Retirement benefits are based upon a percentage (2.75% for FIPO, 2.25% for GESE effective October 4, 1991) for each service year of the average compensation earned over the highest two years of membership service. Provision for additional benefits for longevity are available. Early retire- ment after twenty years of service is available. Benefits for disability and death are also provided under the plans. City employees are required to contribute 8.5% of their sal- ary to FIPO and 8% to GESE. Contributions from employees are recorded in the period the City makes payroll deductions from participants. The City is required to contribute such amounts as necessary on an actuarial basis to provide FIPO and GESE with assets sufficient to meet the benefits to be paid. Contributions to FIPO and GESE are authorized pursu- ant to City of Miami Code Sections 40.205 and 40.230, re- spectively. The City was involved in long-standing litigation, principally related to funding of the two plans, which was settled under an agreement approved by the City Commission on June 13, 1985 ("the Gates Settlement"). The major terms of the Gates Settlement are as follows: • Each of the two Boards of Trustees (Boards), in its discretion, may have its own employees, administra- tor, attorneys, accountants, money managers, and other professionals. a • The City's total annual contributions to FIPO and GESE beginning with fiscal year 1984/85 are re- quired to consist ot: • • Non -investment expenses • • Actuarial contributions for normal cost using the entry age method; a mechanism has been agreed upon to resolve possible disagreement on annual contributions by a third party. • • Annual unfunded liability contributions based on a schedule that requires $5,000,000 for FIPO and $6,400,000 to GESE, respectively, for 1984/85, increasing thereafter by approximately 5% per year. The total unfunded liability, including the ef- fect of certain plan improvements, was calculated to be approximately $104,500,000 for FIPO as of January 1, 1983 and $109,000.000 for GESE as of October 1, 1982, establishing the basis for the contribution schedule. The respective unfunded li- ability balances are expected to increase annually for approximately the next 9 years, until the annual unfunded liability contribution by the City exceeds the accumulated interest on the unpaid balance. The currently existing unfunded liability balances are scheduled to be eliminated by the year 2011 for FIPO and by the year 2007 for GESE. • Any increase in the unfunded liability of either FIPO or GESE arising from lawful increases in benefits provid- ed by the City unilaterally shall be amortized in level annual installments over the shorter of (1) 30 years from the beginning of the fiscal year in which the change occurred, or (2) the period over which such benefit increase is expected to be paid. Any increase or decrease in the unfunded liability resulting in changes in actuarial assumptions or changes in bene- fits resulting from collective bargaining shall be amor- tized in level installments over a period 'of 30 years from the beginning of the fiscal year in which the change occurred. • A Cost -of -Living Adjustment Fund (COLA Fund) was created with a designated amount of savings gener- ated by the tax qualification of FIPO and GESE repre- senting employee contributions of 2% of salary. B. Funding Status and Progress The amounts shown below as the "pension benefit obliga- tion" represent the standardized disclosure measure of the present value of pension benefits, adjusted for the effects of projected salary increases and step -rate benefits, estimated to be payable in the future as a result of employee service to date. The measure is intended to help users assess the funding status of FIPO and GESE on a going -concern basis, assess progress made in accumulating sufficient assets to pay benefits when due, and make comparisons among em- ployers. 92- 447 11 City of Miami, Florida - Notes to Financial Statements The measure is the actuarial present value of credited projected benefits, and is independent of the funding method used to determine contributions to FIPO and GESE. i The pension benefit obligation and the estimated actuarially determined employer contribution provided by the City were cal- culated by consulting actuaries based on actuarial valuations for FIPO and GESE. follows: The more significant assumptions underlying the actuarial valuations are as FIPO Assumed rate of return on investments ................. 7.75% per annum compounded annually Salary Scale Projected salary increases of 4.75% compounded annually, .. =_ attributable to inflation, and additional projected salary increase up to 4.8% per year attributable to seniority/ merit. Retirement ........................................ Probabilities of retiring ranging from 1 % at age 40, 3.5% at - age 45, 50% at age 50, to 100% at age 55. = GESE Assumed rate of return on investments ............. 8.0% per annum, compounded annually - Salary Scale Annual Rate of Age Salary Increase 20 .100 25 .090 30 .085 35 .080 40 .075 50 .075 60 .075 _ Retirement Annual Rate of RRII Age Retirement - 55 .200 60 .100 65 .200 70 1.000 Following is the calculation of the unfunded (overfunded) pension benefit obligations (in thousands): FIPO GEESE Total =' Valuation Date ............................................... Oct. 1, 1991 Oct. 1, 1991 Pension benefit obligation: ' Retirees receiving benefits and terminated members $172.300 $133,200 $305,500 Current employees: Accumulated member contributions ...................... 59,000 46,000 105,000 Employer —financed vested ............................ 76.400 124,100 200.500 Employer —financed non -vested 94,900 23,700 118,600 ........................ Total ............................................ 402.600 327,000 729.600 - Net assets available for benefits, at cost (market value is $455,900 for FIP0, $248,700 for GESE) .................. 419,400 213.100. .632,500 t r Unfunded (overfunded) pension benefit obligation .......... $(16,800) $1 13,900 $ 97.100 1 51 92- 44"7 =A - City of Miami, Florida Notes to Financial Statements C. Actuarially Determined Contribution Requirements and Contributions Made The funding policy for FIPO and GESE provides for periodic employer contributions at actuarially determined rates that, expressed as percentages of annual covered payroll, are sufficient to maintain the actuarial soundness of the plans and to accumulate sufficient assets to pay benefits when due. Significant actuarial assumptions used to compute the con- tribution requirements are the same as those used to com- pute the pension benefit obligations as described in B above. i310C Contributions are determined using the entry age normal cost method with frozen unfunded actuarial accrued liability. Contributions toward the unfunded actuarial accrued liability are based on a level percentage amortization approach, with increasing scheduled payments through the year 2011. For the year ended September 30, 1991 the recommend- ed contribution rate was 20.5% of participating payroll, or $15,045.571 (12% or $8.959,044 employer and .8.5%, exclusive of 2% contribution to the COLA Account, or i $6,086,527 estimated for employees), based upon an ac- tuarial valuation performed as of October 1, 1989. The con- tribution requirement consists of $8,722,135 for the nor- mal cost and $6,323,436 for the amortization of the unfunded actuarial accrued liability. Contributions (exclud- ing contributions to the COLA Account) made to FIPO per- taining to the year ended September 30, 1991 were ap- proximately $15,434,000. GESE GESE contributions are determined using the entry age nor- mal cost method with frozen actuarial accrued liability. Con- tributions toward the unfunded actuarial accrued liability are based on a series of increasing scheduled amortization pay- ments through the year 2007. For the year ended September 30, 1991, contributions to- taling $14,891,205 ($9,823,728-employer and $5,067,477-employee) were accrued in accordance with actuarially determined contribution requirements, based on an actuarial valuation performed as of October 1, 1989. These contributions consisted of $5.614,884 for the normal cost and $9,276,321 for the amortization of the unfunded actuarial accrued liability. Contributions repre- sented 24.4% of the covered payroll (employer-16.4%; employees 8%, exclusive of 2% for COLA). D. Trend Information Following is a schedule of analysis of funding progress (dollars in millions): (1) Net Assets Available for Fiscal Year Benefits, at Ended Cost (Excludes September 30 COLA Account) FIPO 1991 $419.4 1990 375.6 1989 339.4 GESE 1991 $213.1 1990 201.2 1989 188.0 (Overf4unded) Unfunded (3) Pension Pension Percentage Benefit Benefit Funded Obligation Obligation (1)/(2) (2)-(1) (Overfunded) Unfunded Pension Benefit Obligation Employer as a Contributions (5) Percentage as a Annual of Covered Percentage Covered Payroll of Covered Payroll (4)/(5) Payroll $402.6 104% $ (16.8) $71.4 (24)% 12.5% 409.3 92% 33.7 71.1 47% 13.5% 385.9 88% 46.5 71.6 65% 15.5% $327.0 65% $113.9 $61.5 185% 16.4% 311.3 65% 110.1 62.5 176% 21.3% 302.2 62% 114.2 59.9 190% 18.5% Due to the long-standing litigation discussed in Section A of this Note, there had been, in prior years, significant differ- ences in the actuarially determined liabilities and funding re- quirements as calculated by the City and the two Trusts. Therefore, historical trend information regarding the pen- sion benefit obligation is not currently available. The City shall compile such information on a prospective basis. Se- lected 10 year historical financial information is provided in 52 the separately issued financial statements for FIPO and GESE. The City maintains a Pension Administration trust fund (ex- pendable trust fund), which charges each department of the City and other governmental contributors their respec- tive share of estimated pension plan contributions. Substan- tially all amounts charged were to the General fund, and the remainder to various other funds, principally enterprise and 1 92- 447 -� 0 City of Miami, Florida Notes to Financial Statements internal service. The Pension Administration trust fund then disburses the actuarially determined required contributions to the pension trust funds. E. Department of Off -Street Parking 'The Department of Off -Street Parking (the "Department") Enterprise fund is the sponsor of a single employer defined benefit pension plan which covers all of the Department's eligible full-time employees including employees within the facilities managed by the Department. As of September 30. 1990, the Department's pension benefit obligation totaled approximately $1,642,547. The net assets available for plan benefits totaled approximately $1,674,000 as of Sep- tember 30. 1990. For the year ended September 30, 1991, actuarially determined employer contributions and overall contribution requirements were met under the plan. Refer to the Department's pension plan financial state- ments for additional information. F. Special Benefit Plans In addition to the deferred compensation plan described in Note 2(0), certain executive employees of the City are al- lowed to join the ICMA Retirement Trust's 401(a) plan. This defined contribution deferred compensation plan, which covers governmental employees throughout the country, is governed by a Board of Directors responsible for carrying out the overall management of the organization, including investment administration and regulatory compliance. Membership for City of Miami employees is limited by the City Code to specific members of the City Clerk, City Man- ager, and City Attorney's offices; Department Directors, As- sistant Directors; and other executives. To participate in the plan a written trust agreement must be executed, which re- quires the City to contribute 8% of the individual's earnable compensation, and the employee to contribute 10% of their salary. Participants may withdraw funds at retirement or up- on separation based on a variety of payout options. The fol- lowing information relates to the City of Miami participation in this plan (in thousands): Total current year payroll for all employees ...... $ 159,469 Current year payroll for employees covered in the plan.................................. 2,784 Current year employer contribution at an 8% rate 223 53 El In addition to coverage under the FIPO Pension Plan, City of Miami fire fighters and police officers are members of sepa- rate non-contributory money purchase benefit plans estab- lished under the provisions of Florida Statutes, Chapters 175 and 185, respectively. These two plans are funded solely from the proceeds of certain excise taxes levied by the City imposed upon property and casualty insurance cov- erage within the City limits. This tax, which is collected from insurers by the State of Florida, is remitted directly by the City to the plans' Boards of Trustees. As long as the mini- mum benefit provisions of Statute Chapters 175/185 are met by FIPO, the City is entitled to levy such excise taxes solely for the use of the money purchase benefit plans. The City is currently under no obligation to make further contri- butions to the plans. The total of such excise taxes received from the State of Florida and remitted to the plans was ap- proximately $5,197,000 for the year ended September 30. 1991. Benefits are allocated to the participants based upon their service during the year and the level of funding re- ceived during said year. Participants are fully vested after nine years of service. On termination of service, a partici- pant may elect one of three options: to receive a lump sum payment, or five substantially equal payments or not less than 10% the first year and the remainder any way over the next four years. The total must be paid out within five years. G. Post -Employment Health Care Benefits In addition to providing pension benefits, the City offers to its retirees comprehensive medical coverage and life bene- fits through the City's self insured plan. Substantially all of the City's general employees and firefighters may become eligible for those benefits when they reach normal retire- ment age while working for the City. As indicated in Note 10(C), 1,056 of the 2,172 covered participants are retir- ees. Cost of the post -employment health benefits, funded on a pay as you go basis, approximated $3.5 million. W- 447 City of Miami, Florida -- Notes to. Financial Statements 13. INTERFUND TRANSFERS A summary of interfund transfers by fund type for the fiscal year ending September 30, 1991, is as follows (in thousands): Transfers In Special Debt Capital Internal Expendable General Revenue Service Projects Enterprise Service Trust Total t Transfers Out General .......... $ — $ 668 $ — $ — $12,294 $ 606 $2.828 $16.396 .., Special revenue.... 26.485 218 1,635 3,656 4,823 2,815 — 39.634 Debt service ...... 3,627 740 10,057 4,883 — — — 19.307 Capital projects .... 1,500 839 2.836 14,188 139 — — 19,502 Enterprise ........ 2,550 — — — — — — 2.550 Internal service .... -- — — — — 804 — 804 $34.162 $2,465 $14,528 $22,727 $17.256 $4.225 $2,828 $98,191 �. 14. COMMITMENTS AND CONTINGENCIES Proposed Sources of Funding Amount Capital Improvement Program City General Obligation Bonds .............. $103,754 I The City's capital improvement ordinance identified ongoing Revenue and Special Obligation Bonds ... 95,874 and future projects totaling $297 million. Major emphasis is Interest Earnings and Other ............. 57.804 placed on maintaining and expanding the City's infrastruc- 257.432 ture. The greater effort is directed to public facilities, street Non -City i - improvement, park facilities, storm sewers, and sanitary � ; Federal Grants 747 $ 30 _ sewers. The community redevelopment projects are de- signed to assist inneighborhood revitalization and the ex- ....................... Private and Developer Contributions ...... . 6.169 - pansion of the City's economic base. A functional distribu- tion of the capital improvement ordinance and funding 39,468 sources, excluding projects financed by DOSP and MSEA Total Funding ........................ $296,900 follows (in thousands): ---� -- - Functional Category Amount Parks ................................. $ 42.079 General Government ......... 44.324 Sanitary Sewers ........................ 14.562 Street Improvements .................... 17,249 _ Parking Facilities ........................ 21.757 Community Redevelopment .............. 23,225 Marinas ............................... 18,440 i Housing ............................... 18.805 Storm Sewers .......................... 31.348 Stadiums .............................. 11,602 Fire .................................. 16,309 Police ................................. 15,580 Exhibition Centers ....................... 8,521 Economic Development .................. 5,482 Solid Waste ........................... 3,789 Mass Transit ........................... 3.808 Total Capital Improvement Program ...... $296,900 --` i 54 92-- 447 0 City of Miami, Florida Notes to Financial Statements During fiscal year 1991, the City's Department of Public Works was monitoring 129 construction projects in pro- gress, or awaiting final approval, with budgets totaling ap- proximately $155 million in costs. The most significant of these public works projects were: • Neighborhood Parks Program —Over 40 parks are being improved and renovated throughout the City at a total cost in excess of $22 million. Funding for the program is provided by a $6.7 million loan proceeds from the Sunshine State Governmental Financing Commission, $3.0 million in City of Miami Guaran- teed Entitlement Bonds, $3 million loan proceeds from the Florida League of Cities and other discre- tionary City funds. Bayfront Park Redevelopment —A $20 million down- town waterfront park redevelopment project. Major funding sources include $6.6 million in federal grants, $4.4 million in Sunshine State Governmental Financing Commission loan proceeds, $3.2 million from the New Port Bridge land sale, $2.0 million in private sector contributions, and $1.3 million direct appropriations from the State of Florida. • Orange Bowl Renovations —A $17 million project to renovate the City's major stadium, includes various structural repairs, renovated and expanded restrooms, and installation of a new scoreboard and sound system. This project is being funded from Flori- da League of Cities Bond Pool proceeds and a contri- bution from Dade County's professional sports franchise tax bond proceeds. Southeast Overtown/Park West The Southeast Overtown/Park West redevelopment pro- gram entails the redevelopment of 200 acres of prime real estate, adjacent to the central business district, for new res- idential and commercial activity. The general redevelop- ment concept for the project area is the provision of a wide range of housing opportunities with supporting commercial uses to serve the area's future population. By the end of the century the project area is envisioned to have the capacity to support over 9.000 residential units and over one million square feet of office and commercial space. The City has been delegated limited redevelopment powers for the im- plementation of the redevelopment plan. Public sector in- volvement will focus on land acquisition, resident relocation, demolition, project marketing, infrastructure improvements and construction and, in some instances, the provision of "gap" financing. It is estimated that private investment will exceed $1.0 billion during the next 20 years. Phase I devel- opment started in the fall of 1988 with an initial 860 units. Public infrastructure, including utilities, is being constructed Ell simultaneously with private development. Total public in- vestment in Phase I exceeds $58 million of which approxi- mately $21.1 million is included in the City's capital im- provement ordinance. New private construction in the amount of $200 million is planned over the next five years for a total of 1,100 residential units and 250,000 square feet of office and commercial space. Miami Sports and Exhibition Authority Construction was completed in 1988 on the Miami Arena ("Arena"), a sports/exhibition facility seating approximately 15,600. Under the terms of the Miami Arena Construction Funding Agreement between MSEA and the private devel- oper ("Decoma"), funding for the construction costs of ap- proximately $48,060.000 was provided by proceeds from the $38 million special obligation bonds issued by MSEA, an initial contribution of $4.7 million from MSEA, and a con- tribution of approximately $7.1 million from Decoma. The Arena was constructed on land leased from the City pursuant to a Land Lease Agreement between the City, MSEA and Decoma for an initial term of 52 years with the sole option of the City to renew, upon request of MSEA, for any increment of years up to 47 years, at an annual rental of $300,000 for the first 30 years, subject to market adjust- ment thereafter. Under the terms of the Miami Arena Con- tract (the "Contract"), the operations of the Arena shall be managed by Decoma, or designee ("Operator"). for a term of 32 years plus two ten-year renewal options. The contract calls for an allocation of net operating income and seat user charges ($.75 per ticket sales) as follows: Net Operating Income Operator MSEA Up to $1,750.000 ................ 57.5% 42.5% $1,750,000 to $3,500,000 ....... 45.0 55.0 Over $3,500,000 ................ 40.0 60.0 Seat User Charge Up to $1,350,000................ 75.0% 25.0% Over $1.350,000 ................ 50.0% 50.0% Operating deficits are to be funded by amounts held in MSEA's maintenance fund, which held approximately $1.5 million at September 30, 1991, and by amounts provided by future Arena operations to be deposited in a replacement fund maintained by the Operator, which is intended to pro- vide for capital improvements. Decoma will provide 14% of operating losses, after first exhausting reserves, in years when the operating revenues are less than operating ex- penses. Arena operating expenses shall include $50,000 each year, increased to $150,000 each third year, as a contribution out of operating income to the replacement =- fund. Decoma will incur liability for operating losses result- ing from operating expenses more than 1 15% of approved budget for such year. MSEA will review annual Arena oper- ating budgets and will review pro forma operating state- =— ments. f_ 55 92- 447 City of Miami, Florida Notes to Financial Statements As more specifically described in Exhibit D to the contract, in the event of an operator default, MSEA is required to pay a termination fee to the Operator equal to the greater of (a) the Operator's private capital contributed to the project or (b) an amount equal to 7.5 times the Operator's best in- come year. Subject to the limitations in Exhibit D of the con- tract, such termination fee may be reduced based upon ei- ther the timing of the termination by MSEA or the seventy of the Operator default. MSEA's allocated portion of seat use revenues was approx- imately $224,469. The seat use revenues have been re- corded in the Miami Sports and Exhibition Authority special revenue fund. Under an agreement dated May 20, 1988 between MSEA and the Miami Heat Limited Partnership (the "Heat"), a major tenant of the Arena, MSEA has agreed to reimburse the Heat for certain excess insurance and utilities expenses paid to the Operator. Such reimbursements shall be limited, in any fiscal year, to the amount of net revenues from Arena operations allocable to MSEA plus MSEA's allocated share of seat use revenues. No such reimbursements were re- owred for as of September 30, 1991. The Heat and the Operator are currently involved in litigation seeking declatory relief and interpretation of certain portions of the license agreement. As a result of this dispute, the Heat has refused to pay for certain staffing costs and ex- cess selected expenses billed to them. The litigation also in- volves a claim for damages caused to the Arena's sound system as a consequence of the Heat's installation of the scoreboard. The litigation is at its initial discovery stage and there are presently settlement discussions occurring. Losses, if any, resulting from this litigation are not expected to significantly impact MSEA's allocated share of Arena op- erating income or losses. G & O Enterprise Fund The Maurice Gusman Cultural Center and the Olympia Building, whose operations are accounted for under the G & 0 enterprise fund, incurred operating losses before depreci- ation for fiscal years 1991 and 1990 of $169.755 and $227,820. respectively. The City has in prior years funded the operating losses net of interest earnings. During recent years decreasing Olym- pia Building rental income has resulted in increasing operat- ing losses. The viability of this enterprise fund is dependent upon increased public support for the Gusman Cultural -� Center, a reduction in operating losses for the Olympia Building and continued limited financial support by the City. The DOSP, the managing entity of the G&O enterprise fund, has advanced working capital to the G&O fund in an amount equal to the operating losses incurred by such fund during fiscal years 1991 and 1990. In March 1991, the City agreed to reimburse such operating losses over the six year period ending September 30, 1996, if planned cost reduc- tions are not sufficient to allow G&O to make such reim- bursements from their operation. The City and the DOSP are working together to identify various alternatives to im- prove the economic viability of G&O. Due to the contingent nature of funds to be provided no amounts will be recorded until actually paid. Litigation There are a number of claims and lawsuits outstanding against the City, arising principally from personal injuries in- curred on City property, for which liability of $54,568.000, including an actuarially determined portion for claims in- curred but not reported, was recorded in General Long - Term Debt as of September 30, 1991. as described in Note 10. Miami Marine Exposition, Inc. fled suit in the United States District Court claiming unlawful rejection of its request for proposal relating to development of Watson Island and is requesting damages. The City's motion to dismiss or for summary judgement was denied and the case is set for trial. The ultimate outcome of this claim cannot presently be de- termined. However, in the City attorney's opinion, it is likely the City may prevail on the merits. 15. SUBSEQUENT EVENTS The City Commission approved a voluntary retirement plan in September, 1991, with the purpose of inducing employ- ees to retire on October 4, 1991. The additional retirement benefits provided were an increase in the retirement multi- plier of .25% and a ten percent (10%) salary increase retro- active to October 4, 1990. Costs associated with this pro- gram amounted to $7.9 million, of which $1.1 million were recorded and paid in fiscal year 1991. The remaining amounts were paid on October 1991 and are not recorded in these financial statements. On October 3, 1991, the City issued $20,000,000 in Tax Anticipation Notes, Series 1991, to pay for appropriations made by the City for the fiscal year ending September 30, 1992, in anticipation of the receipts of ad valorem taxes to be collected during the fiscal year. The notes were issued at the rate of 4.60%. General Fund ad valorem taxes are being transferred in the new fiscal year to a "Note Fund" until bal- ance of the "Note Fund" equals the principal and interest due on the Notes at Maturity on September 28. 1992, - i 56 — 92- 447 1 i 1 1 1 1 1 1 1 i 1 0 City of Miami, Florida Notes to Financial Statements On February 4, 1992. the City issued $4,415,000 Re- funding Revenue Bonds, Series 1992, for the purpose of advance refunding the outstanding Certificate of Participa- tion, Series 1986 dated August 28. 1986. The bonds were issued at rates ranging from 3.50% to 5.25% with serial bonds maturing through 1996. 57 92- 447 1 1 1 1 E it E. i 1= Z 1- THIS PAGE INTENTIONALLY LEFT BLANK 58 92- 44'7 �Rwww�wnw ti- �t y x k _ �1 tt �,, ,s'^�^'i' fb� � ��� y}` y- x i r F R� z �. x � R✓g � r,r". t ; c+a�, ss IM r s'rs R SMM r f a a x SCHEDULEA-1 CITY OF MIAMI, FLORIDA GENERALFUND COMPARATIVE BALANCE SHEET SEPTEMBER 30,1991 (in thousands) 1991 1990 Equity in pooled cash and investments .................................................. ASSETS . $ 5,072 $ 6.608 Receivables: Taxes Accounts............................................................ ... .......... 2.386 4,884 3,050 3,750 Due from other funds .................... * ............................................ 657 329 Due from other governments ................. Other assets ........................................................................ I ........................................ 2,227 138 2,602 141 Total assets .............................................. : .................. $15.364 $16,480 LIABILITIES AND FUND BALANCES Liabilities: Vouchers and accounts payable ................................................ $ 2,315 $ 3,748 Accrued expenses ............................................................... Deferred revenue ................................................................ 4,953 2.129 4,565 2,157 Deposits........................................................................ 844 835 Total liabilities ................ .............................................. 10.241 11,305 Fund balances: Reserved for encumbrances ....................................................... 395 651 Unreserved: undesignated .......................................................... 4.728 4.524 Total fund balances ............................................................. 5,123 5,175 Total liabilities and fund balances ................................................. $15,364 $16,480 r I r� 63 92- 447 SCHEDULE A-2 CITY OF MIAMI, FLORIDA GENERAL FUND SCHEDULE OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE --BUDGET AND ACTUAL --BUDGETARY BASIS YEAR ENDED SEPTEMBER 30, 1991 with comparative actual amounts for year ended September 30, 1990 "? (in thousands) i 1991 Variance Favorable Actual Budget Actual (Unfavorable) 1990 Revenues: Taxes: .,. Property tax collections including penalties and interest ...... $101,369 $ 99,966 $(1,403) $ 98,366 Business and excise taxes ................ I ............. 18,070 18,711 641 18,004 119,439 118,677 (7621 116,370 _ Licenses and permits: Business licenses and permits ........................... 4,520 4.628 108 5,913 Construction permits .................... I ............. 76 145 69 90 4,596 4,773 177 6,003 _ Intergovernmental: State revenue sharing .................................. 4,135 4,361 226 4,947 Sales taxes ............................................ 16.486 15,406 (1,080) 15,501 Court fines ........................................... 3,031 3,083 52 2,463 Other .................... • .......................... 2.863 2,511 (352) 2,126 26,515 25,361 (1,154) 25,037 Intragovernmental: Engineering services and other .......................... 6.315 6,471 156 2.657 Charges for services: Public safety ......................................... 3,587 3.821 234 2,417 Recreation ........................................... 584 406 (178) 813 Other ................................................ 1,253 603 (650) 626 --. 5,424 4,830 (594) 3.856 Interest ............................................... 3,785 3.-:3? (347) 2,234 Other revenues ......................................... 2,650 2,837 187 1,433 Total revenues .................................... $168,724 $166,387 $(2,337) $157,590 Continued sa 7 92- 447 SCHEDULE A-2 (continued) 1991 Variance Budget Actual Favorable (Unfavorable) Actual 1990 enditures: Ex General government: Mayor and commission .. $ 1,065 $ 1,004 $ 61 $ 1,069 City manager............I.........I.................. 1,114 1.101 13 1,544 City clerk ............................................ Budget .............................................. 879 1,377 ell 1.336 68 41 1.010 1,412 Finance ............................................. Legal .. Civil service 3,189 3.382 3.107 3.284 82 98 3.145 3,366 ....................... Personnel management ................................ 291 1,974 284 1,955 7 19 266 1,698 Internal audit ......................................... Computers ........................................... 999 4,723 997 4,665 2 58 886 4.673 18,993 18,544 449 19,069 Public safety: Police ............................................... Fire 85,346 84,291 1,055 82,531 ................................................. 44,987 130.333 44,730 257 1,312 42,811 129,021 125,342 Public improvements: Public works ......................................... Planning and toning boards ............................. 12.856 1.597 12.190 1,563 666 34 8.257 1,426 - 14,453 13,753 700 9,683 Culture and recreation ................................... 10,794 10,628 166 10,864 Other: Employee benefits ..................................... Special programs ..................................... 1,360 1,103 362 1,385 998 (212) 1,131 Intragovernmental charges .............................. Miscellaneous ........................................ 2,548 5,265 2,536 5,696 (431) 2,953 10,878 a Debt service: 10,276 9,979 297 15,583 Principal retirement ...................... I ............. 390 - 390 284 Interest and fiscal charges .............................. 774 1,995 0.221) 1,932 Total expenditures ................................. 1,164 1,995 183,920 (831) 2.093 2.216 182,757 186,013 Deficiency of revenues over expenditures .................... . 1( 7,289) (17.533) (244)(25,167) Other financing sources and (uses): a Operating transfers in .................. : ... : ... : ....... Operating transfers out .. Total financing 34,997 (17,708) 34,162 1( 6,396) (835) 1,312 40,802 1( 5,597) other sources (uses) .................. 17.289 17,766 477 25,205 Excess of revenues and other financing sources over expenditures and other financing uses .............. Fund balance at beginning of year ......................... $ - 233 4,524 $ 233 38 4,486 Equity transfers from other funds .......................... 129) - Fund balance at end of year -budgetary basis ............... 4.728 4,524 Reconciliation to GAAP basis: Encumbrances ....................................... Fund balance at basis 395 651 end of year-GAAP . $ 5,123 $ 5,175 65 92- 44'7 Ell THIS PAGE INTENTIONALLY LEFT BLANK :-V 92- 447 �= 4 mm 2- THIS PACE INTENTIONALLY LEFT BLANK 92-- 447 CITY OF MIAMI, FLORIDA i SPECIAL REVENUE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1991 with romparative totals for September 30, 1990 (in thousands) Miami Sports & Downtown Exhibition Development Rescue Community Cable Authority Authority Services Development T.Y. ASSETS "? Equity in pooled cash and investments ............ $ — $ — $ 170 $ — $ -- Other cash and investments ..................... 2,119 87 — — — Accounts receivable ............................ 616 — — 507 Due from other funds .......................... 720 — — — -- Due from other governments .................... — 238 11 3,322 Other assets .................................. — — — 189 — Prepaid expenses .............................. — — — 5 — Restricted cash and investments, including accrued interest .................................... 1.465 — — — — Total assets ............................. $ 4.920 $ 325 $ 181 $ 4,023 $ — —� LIABILITIES AND FUND BALANCES Liabilities: Vouchers and accounts payable ................ $ 384 $ 65 $ 33 $ 1,096 $ — Accrued expenses (principally salaries) .......... — 34 129 46 — R Due to other funds ........................... — — — 2.881 — Deferred revenue ............................ — — — — Deposit refundable ........................... — — — — —' 1 Total liabilities ........................... 384 99 162 4,023 — Fund balances: —� Reserved for Miami Arena ..................... 1,465 — — — — Unreserved: Designated for approved projects ............. 2,915 --- — — — Undesignated ............................. 156 226 19 — Total fund balances ....................... 4,536 226 19 — -- Total liabilities and fund balances ........... $ 4,920 $ 325 $ 181 $ 4.023 $ — 7 .i i t 70 I 02- 44'7 I SCHEDULE B-1 ' i Lew Enforcement Metro -Dade Storm Sewer Public Service Other - Totals = Fund Tourist Tax Water Fund Tax Fund Funds 1991 1990 $ 70 $ 14 $ 3 $ - $ - $ 257 $ 4,356 = - 4 - - - - - 2,206 1,888 - - 398 2,689 10 4,220 3,554 2,015 - - - 2,085 4,820 4,953 _ 314 3,885 869 - _ - - - 189 4 - -- - - 1 6 - - - - - - 4,612 6,077 1,422 $ 2.085 $ 14 $ 401 $ 2,689 $ 7,022 $21,660 $17,046 $ 35 $ - $ - $ - $ 593 $ 2,206 $ 2.760 5 - - - 64 278 227 - - - - 2,683 - 5.564 2,179 _- - - - - - 15 15 2,539 = - - - - 1,430 1,430 338 40 - - 2,683 2,102 9,493 8,043 - - - - - 1,465 2,142 _ - - - - - 2,915 1.866 2.045 14 401 6 4,920 7,787 4,995 2,045 14 401 6 4.920 12.167 9.003 = $ 2.085 $ 14 $ 401 $ 2,689 $ 7,022 $21.660 $17,046 i 71 - -z 92- 44'7 - - CITY OF MIAMI, FLORIDA SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) Miami Sports & Downtown Exhibition Development Rescue Community Cable Authority Authority Services Development T.V. Revenues: Property taxes ............................... $ — $ 1.496 $ — $ — $ -- Business and excise taxes ..................... — — 1,364 — — Intergovernmental ...... ..................... 230 9 147 15,202 Interest .............. .................... 237 11 2 497 — Other ...................................... 238 4 113 749 — Total revenues ........................... 705 1,520 1,626 16,448 — —' Expenditures: Public safety ................................ — — 2.273 — — Grants and related expenditures ................ — — — 15,674 — ^ Economic development ....................... — 1.453 — — — Other...................................... 1,049 — — --- — Total expenditures ........................ 1,049 1,453 2,273 15,674 — •.y Excess (deficiency) of revenues i over expenditures ...................... (344) 67 (647) 774 -- Other financing sources (uses): Operating transfers in ......................... 990 — 618 225 — Proceeds from debt issuance .................. — — — — — Operating transfers out ....................... (230) — (2) (999) — Total other financing sources (uses) ......... 760 — 616 (774) — Excess (deficiency) of revenues and other financing sources over expenditures and —' other financing uses .................... 416 67 (31) — -- Fund balances at beginning of year ............... 4,120 159 50 -- 24 Equity transfers to other funds ................... — — -- — (24) Equity transfers from other funds ................. — — — — — "w Fund balances at end of year .................... $ 4,536 $$ 226 $ 19 $ 72 -� i 92- 447 Law Enforcement Metro -Dade Storm Sewer Public Service Other Totals Fund Tourist Tax Water Fund Tax Fund Funds 1991 1990 $ - $ - $ - $ - $ - $ 1,496 $ 1,512 - - 5,756 28,604 938 36,662 34,935 1,073 1,540 - - 6.091 24,292 26,007 144 - - i8 368 1,277 1,399 - - - - 2,194 3.298 1,579 1,217 1,540 5,756 28,622 9.591 67,025 65,432 2.008 - - - 716 4,997 4,616 - - - - 8,168 23,842 22.428 - - - - - 1,453 1,292 - 300 25 - 6,274 7,648 5,017 2.008 300 25 - 15,158 37,940 33,353 (791) 1,240 5,731 28,622 (5,567) 29.085 32,079 - - - - 632 2,465 3.079 - - - - 11.270 11.270 - - (1,240) (5,333) (29.164) (2,664) (39,632) (36,844) - (1,240) (5,333) (29.164) 9,238 (25,897) (33,765) (791) - 398 (542) 3,671 3,188 (1,686) 2,836 14 3 548 1.249 9,003 10,570 - _ - - - (24) - - - - - - - 119 $ 2,045 $ 14 $ 401 $ 6 $ 4,920 $ 12,167 $ 9,003 73 SCHEDULE 8-2 92= 447 E CITY OF MIAMI, FLORIDA MIAMI SPORTS AND EXHIBITION AUTHORITY, DOWNTOWN DEVELOPMENT AUTHORITY, RESCUE SERVICES, COMMUNITY DEVELOPMENT, CABLE T.V., LAW ENFORCEMENT FUND, METRO DADE TOURIST TAX, STORM SEWER WATER FUND, AND PUBLIC SERVICE TAX SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES —BUDGET AND ACTUAL —BUDGETARY BASIS YEAR ENDED SEPTEMBER 30, 1991 with comparative actual amounts for year ended September 30, 1990 (in thousands) Miami Sports and Exhibition Authority Downtown Development Authority Variance Variance Favorable 1990 Favmabfe 1990 Budget Actual (Unfavorable) Actual Budget Actual (Unfavorable) Actual Revenues: Property taxes ..................... $ — $ — $ — $ — $ 1,478 $ 1,496 $ 18 $ 1.512 Business and excise taxes ............ — — — — — — — — Intergovernmental .................. — 230 230 — — — — — Interest ..... — ................... — 237 237 291 8 11 3 10 Other ............................ 268 238 (30) 278 108 13 (95) 57 Total revenues .................. 268 705 437 569 1,594 1,520 (74) 1,579 Expenditures: Public safety ...................... — — — — — — — — Grants and related expenditures ....... — — — — — — — — Economic development .............. — — — — 1,494 1,453 41 1.292 Other ............................ 952 1.049 (97) 943 — — _— — Total expenditures ............... 952 1.049 (97) 943 1,494 1,453 41 1,292 Excess (deficiency) of revenues over expenditures ................. (684) (344) 340 (374) 100 67 (33) 287 Other financing sources (uses): Operating transfers in ................ 684 990 306 760 — — — -- Operating transfers out — (230) (230) — — — — — Total other financing sources (uses) ................ 684 760 76 760 — — — — Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses ............... $ — 416 $ 416 386 $ 100 67 $ (33) 287 Fund balances (deficits) at beginning of year 4,692 4.306 284 (3) Equity transfer to other fund ............ — — — — Furd balances at end of year ........... $ 5,108 $ 4,692 $ 351 $ 284 74 92- 447 7 l � -1 0 SCHEDULE 8-3 Rescue Services Community Development Cable T.V. Variance Variance Variance Favorable 1990 Favorable 1990 Favorable 1990 Budget Actual (Unfavorable) Actual Budget Actual (Unfavorable) Actual Budget Actual (Unfavorable) Actual 1.450 1,364 (86) 1,265 -- — — — — — — 577 541 147 (394) 288 15,288 15,202 (86) 11,943 — — — -- 9 2 (7) 4 — 497 497 590 — — — 207 216 113 (103) 4 — 749 749 370 — — — — 2.216 1,626 (590) 1,561 15.288 16.448 1,160 12,903 — — — 784 2.889 2,273 616 2,272 — — — — — — — - - — — — 15,288 15,674 (386) 12,627 — — — — — — — — — — — — — — — 458 2,889 2.273 616 2,272 15,288 15.674 (386) 12,627 — — — 458 (673) (647) 26 (711) -- 774 774 276 — — — 326 675 618 (57) 736 — 225 225 — — — — -- (2) (2) — — — (999) (999) (276) — — — (680) 673 616 (57) 736 — (774) (774) (276) — — — (680) $ — (31) $ (31) 25 $ — — $ — — $ — — $ — (354) 50 25 -- — 24 378 — — — — (24) — $ 19 $ 50 $ — $ — $ — $ 24 75 Continued 92- 44'7 CITY OF MIAMI, FLORIDA MIAMI SPORTS AND EXHIBITION AUTHORITY, DOWNTOWN DEVELOPMENT AUTHORITY, RESCUE SERVICES, COMMUNITY DEVELOPMENT, CABLE T.V., LAW ENFORCEMENT FUND, METRO DADE TOURIST TAX, STORM SEWER WATER FUND, AND PUBLIC SERVICE TAX SPECIAL REVENUE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES —BUDGET AND ACTUAL —BUDGETARY BASIS YEAR ENDED SEPTEMBER 30, 1991 with comparative actual amounts for year ended September 30, 1990 (in thousands) Lew Enforcement Fund Metro Dade Tourist Tax Variance Variance Favorable 1990 Favorable 1990 Budget Actual (Unfavorable) Actual Budget Actual (Unfavorable) Actual Revenues: Property taxes ...... .............. $ — $ — $ — $ — $ — $ — $ — $ — Business and excise taxes ............ -- — — — — — — — Intergovernmental ......... ........ 6,566 1,073 (5,493) 481 1.460 1.540 80 1.534 Interest ........................... 1,012 144 (868) 224 — — — — Other............................ — — — 1 — — — — Total revenues .................. 7,578 1,217 (6,361) 706 1.460 1,540 80 1,534 Expenditures: Public safety ....................... 7.578 2.008 5.570 1.409 — — Grants and related expenditures ....... — — — — — '— Economic development .............. — — — — — — Other ............................ — — — — 200 300 Total expenditures ............... 7.578 2,008 5,570 1,409 200 300 Excess (deficiency) of revenues over expenditures ................. — (791) (791) (703) 1.260 1,240 Other financing sources (uses): Operating transfers in ................ — — Operating transfers out .............. — — Total other financing sources (uses) ................ — — Excess (deficiency) of revenues and other financing sources over expenditures and 192 — - - 0.260) (1,240) 192 11.260) 0.240) other financing uses ............... $ — (791) $ (791) (511) $ — Fund balances (deficits) at beginning of year 2,836 3,347 Equity transfer to other fund ............ _ — -- Fund balances at end of year ........... $ 2,045 $ 2.836 14 $ 14 (100) 644 (100) 644 (20) 890 20 (897) 20 (897) $ — (7) 21 $ 14 99- 447 4 SCHEDULE B-3 _ (continued) Total Storm Sewer Water Fund Public Service Tax Fund - Variance Favorable 1990 Variance Favorable 1990 Variance Favorable 1990 - Budget Actual (Unfavorable) Actual Budget Actual (Unfavorable) Actual Budget Actual (Unfavorable) Actual = $ - $ - $ - $ - $ - $ - $ - $ - $ 1.478 $ 1,496 $ 18 $ 1,512 6,250 5,756 (494) 4,724 28,126 28,604 478 28,363 35,826 35,724 (102) 34,929 - - - - -- 23,855 18,192 (5,663) 14,246 _ = _ _ 21 18 (3) 30 1,050 909 (141) 1,356 - - - - - - - - 592 1,113 521 710 _ 6,250 5.756 (494) 28,147 28,622 475 28,393 62,801 57,434 (5,367) 52,753 = _4,724 - - - - - - 10,467 4,281 6,186 3,681 _ - - - - - - - 15,288 15,674 (386) 12,627 - - - - - 1,494 1,453 41 1,292 - 25 - 25 - - 55 - 1,177 1,374 (197) 2,100 25 25 - 55 - - - - - 28,426 22,782 5,644 19.700 i 6,225 5.731 (494) 4,669 28,147 28.622 475 28,393 34,375 34,652 277 33.053 - - - -. - - - - 1,359 1,833 474 1,688 (6,225) (5,333) 892 (4,666) (28,147) (29,164) (1,017) (28,388) (35.634) (36,968) (1,334) (34.907) (6,225) (5,333) 892 (4,666) (28,147) (29,164) (1,017) (28.388) (34.275) (35.135) (860) (33,219) $ - 398 $ 398 3 $ - (542) $ (542) 5 $ 100 (483) $ (583) (166) 3 - 548 543 8,451 8,617 - - - - (24) - ryj $ 401 $ 3 $ 6 $ 548 $ 7,944 $ 8,451 m 77 92- 447 THIS PAGE INTENTIONALLY LEFT BLANK 78 92- 447 in iy—f�-'r*�s'fi .r2s. ib r?��''�`t�rgss:},—h s � Sri T ;,a� _ . � ,.„ �,,� �, � c4 �`f:�� � � : �� : i L I W 0 SCHEDULE C-1 CITY OF MIAMI, FLORIDA DEBT SERVICE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1991 with comparative totals for September 30, 1990 (in thousands) MSEA MSEA Subordinate Special Other General Special Obligation Obligation Obligation Special Totals Refunding Obligation Bonds Bonds Bonds Bonds 1991 1990 ASSETS Equity in pooled cash and investments ..... $ 3,529 $ — $ — $ 344 $ 3,873 $ 4,530 Receivables'. Taxes .................... 320 Assessment liens ..................... Restricted cash and investments .......... 103 I Total assets ...................... LIABILITIES AND FUND BALANCES $ 3,952 Liabilities: Due to other funds .................... Deferred revenue --assessments ........ $ — — Matured bonds and interest payable ..... 3,549 Other payables ....................... Total liabilities .................... 39 . 3,588 Fund balances (deficit): Reserved for debt service .............. Total fund balances (deficit) ......... 364 364 Total liabilities and fund balances .... $ 3,952 I ti — 385 — 705 1,468 — — — — 6,667 454 3,554 11 4.122 8,316 $ 454 $ 3,939 $ 355 $ 8,700 $20,981 $ — $ 720 $ — $ 720 $ 720 — — — — 5,954 402 1,330 440 5,721 4,704 — — — 39 _ 63 402 2,050 440 6,480 11,441 52 1,889 (85) 2.220 9,540 52 1,889 (85) 2.220 9,540 $ 454 $ 3.939 $ 355 $ 8.700 $20.981 81 92-- 447 w L" 3' 36 I) 91 I 4� 0 L I 'fl 11 in I I■i CITY OF MIAMI, FLORIDA DEBT SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) MSEA MSEA Subordinate Special General Other Special Obligation Obligation Special Obligation Refunding Obligation Bonds Bonds Bonds Bonds Revenues: Taxes............................. Assessment lien collections ........... Intergovernmental .. ................ Interest ........................... Other............................. Total revenues .................. Expenditures: Debt service: Principal retirement ........... . Interest and fiscal charges .......... Other............................. Total expenditures ............... Excess (deficiency) of revenues over expenditures ..................... Other financing sources (uses): Operating transfers in ................ Operating transfers out ............ I . Proceeds from debt issuance ......... Repayment of debt .................. Bond issuance costs ................ Total other financing sources (uses) Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses .. Fund balances at beginning of year ...... Equity transfer to other fund ............ Fund balances (deficit) at end of year ... . SCHEDULE C-2 Totals 1991 1990 $ 24,743. $ — $ 4,212 $ 706 $ 29.661 $ 30,182 — — — — — 2.093 — — — 3,111 3,111 3,629 109 19 295 126 549 1,078 — — — 119 119 356 24,852 19 4,507 4.062 33,440 37.338 10,995 370 — 330 11,695 12.361 12,363 475 2.498 2,079 17,415 19.799 1,573 46 440 2,819 4,878 932 24,931 891 2.938 5,228 33.988 33.092 (79) (872) _1.569 (1,166) (548) 4,246 — 1,034 9.655 3.839 14,528 3,834 (382) (110) (15,723) (3,092) (19,307) (8,528) — — 38,000 — 38.000 - - — (38.000) — (38.000) - - — (1,279) — (1,279) — (382) 924 (7,347) 747 (6,058) (4,694) (461) 51 (5,778) (419) (6,607) (448) 1,538 1 7.667 334 9.540 9.988 (713) — — — (713) — $ 364 $ 52• $ 1.889 $ (85) $ 2,220 $ 9.540 CITY OF MIAMI, FLORIDA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -- BUDGET AND ACTUAL —GENERAL OBLIGATION BONDS AND OTHER SPECIAL OBLIGATION BONDS DEBT SERVICE FUNDS YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) Revenues: Taxes.................................................. Assessment lien collections ................................ Intergovernmental ........................................ Interest ................................................ Other.................................................. Total revenues ....................................... Expenditures: Debt service: Principal retirement .................................... . Interest and fiscal charges ............................... Other.................................................. Total expenditures .................................... Excess (deficiency) of revenues over expenditures ......... Other financing sources (uses): Operating transfers in ..................................... Operating transfers out .................................. . Total other financing sources (uses) ..................... Excess (deficiency) of revenues and other financing sources over expenditures and other financing uses ..................... Fund balances at beginning of year ........................... Equity transfer to other fund ................................. Fund balances (deficit) at end of year ......................... 84 General Obligation Bonds Variance Favorable 1990 Budget Actual (Unfavorable) Actual $ 24.769 $ 24,743 $ (26) $ 24.077 — — — 2,093 500 109 (391) 387 345 — (345) 356 25,614 24,852 (762) 26,913 10,995 10,995 — 11,711 14,043 12,363 1.680 13.778 576 1,573 (997) 516 25.614 24,931 683 26,005 — (79) (79) 908 — (382) (382) (1,060) — (382) (382) (1,060) $ — (461) $ (461) (152) 1,538 1.690 (713) — $ 364 $ 1,538 92- 447 N" SCHEDULE C•3 Other Special Obligation Bonds Total Variance Variance Budget Actual Favorable (Unfavorable) 1990 Actual Budget Actual Favorable (Unfavorable) 1990 Actual $ 408 $ 706 $ 298 $ 633 $ 25,177 $ 25,449 $ 272 $ 24,710 - - - - - - - 2,093 3,721 3.111 (610) 3,629 3,721 3,111 (610) 3,629 299 126 (173) - 799 235 (564) 387 - 119 119 - 345 119 (226) 356 4,428 4,062 (366) 4,262 30,042 28,914 (1,128) 31,175 315 330 (15) 300 11,310 11,325 (15) 12,011 701 2,079 (1,378) 3,227 14,744 14,442 302 17,005 - 2,819 (2,819) 2 576 4,392 (3,816) 518 1,016 _5,228 (4,212) 3,529 26,630 30,159 (3,529) 29,534 3,412 (1,166) (4,578) 733 3,412 (1,245) (4,657) 1,641 - 3,839 3,839 2,892 - 3,839 3,839 2,892 (3,412) (3,092) 320 (3,546) (3,412) (3,474) (62) (4,606) (3,412) 747 4,159 (654) (3,412) 365 3,777 (1,714) $ - (419) $ (419) 79 $ - (880) $ (880) (73) $ 334 $ 255 $ 1,872 $ 1,945 - - (713) - $ (85) $ 334 $ 279 $ 1,872 85 92- 447 0 • O El E �J p E F-j" E e rz t z a $_; } -t tt t''�4 d r3 .iT 'y'4�.>'m4,*y"•:" `z- �X ~Zt �r."�€at"t`31r.`�`s �c ,-+ c,-".4Sa t -t- ;:., 1 �•s ,� s .:s t. -. t's+ � x `' � r �, ij-izSt b "''{ 'W j : �Fh�,�ay" x�5��"�j a:�'k 5 k'�'t'.`,+.`��YF" s'�;4ss v�Ht,04 z.�` .t 3. .mot r 3 in a'r R.�c7 1rr l..y. ytt i•.�a:.''l,�.t, r*.r �t l::,�f `�i ,.�+#�. �,+���,yn��,�f �'i`t'+ L'�:t �t.;s c.�i ,,Y x ? --.t � r 9 t r-4i:ly -� �. ,t € �`'rt.,. h...z ,it�."� i Y fc a �ry,3.'-'iT` 1r+C 'at-Y'r�H1;. :'�!P„r-`.y'f'b�".t 'ri�>�'`�# fir'•£ t ski' Z FN '� -7- t ! v f t t ,� < �>• � = r �F.c t`a >, 2 � � i �.+, it f +jam ��J�rs � �# �,sr � �'vs �tti s"#'�H'y.� Sit. N� 4 L -#"' t h i s ia, } F �, d t +. __ � � ;fh •�� <s r#,cr ,inr 1 s � +��T�, � �3�'s�3� � sr-iz f s'S; t`t�s wg4�3 � ;- Fa �c � + 5 a + r4 .tL -y oaS"-s.� #.'& ,'iL,.,r•tl-t °SF++yh. .s4 7 "m'`�.na i zti .: W' Sg`t }-r`. luYt� �`�'f x} � 't= } :� ft t dux } 'a 'i j � J I '1 ` - .r r ;- 5 y !�-s.5•r a• � i �-��+-u a,: ..s ,fir � t Ji.,} } ww � e a 11 r � v - } 1 i ;ia � aYr£ a t i et-�-c� F� w � E�?� s i ik o 4+ an �wrt a tx � �`�"�'t' r. > c� ri # it a .�,' nt r .•I :•� � y t"a z, t �cx ,,,� -! t s xr�'�f �` tlr�.�a*, 4 "`..t'a Fc`' yR: �"' .��T � y t e "t 2 s.Fa 5 ,. - � ': ., •+ r � r s sue- r 6 e :k � Lt-i. +�- t a w s � Z f- 4� 4t L � V .7 f i'- K fi7• i F� . s, t:a, K e o t tt t r, 5 ts Y. y 77777 7 t a f t •' t t : ' K t 3; r i fi ..: K'` f '�1 � Y � N t `� 3 ■17�11�1 • F.r SCHEDULE D-1 CITY OF MIAMI, FLORIDA CAPITAL PROJECTS FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1991 with comparative totals for September 30, 1990 (in thousands) street Culture and Municipal Public Miami Exhibition Totals Improvements Recreation Use Use Sewers Arens Expansion 1991 1990 ASSETS Equity in pooled cash and investments ............. $8.876 $ 8,221 $ 9�347 $11�117 $5 978 $ $ $43_539 $50�116 Accounts receivable ......... = _ 6 Assessment liens receivable 5,717 5,717 Due from other funds ....... - - 3,000 700 - - - 3.700 168 Due from other governments ........ ... - - - - 566 - - 566 47 Restricted cash and investments ............. - 772 18,308 - - 6.101 1,066 26,247 29.184 Total assets ........ $8,876 $ 8,993 $38,372 $11,817 $6,544 $6.101 $1,066 $79,769 $79.521 LIABILITIES AND FUND BALANCES Liabilities: Vouchers and accounts payable ............... $ 418 $ 541 $ 2,155 $ 356 $2,237 $ 49 $ - $ 5.756 $ 4,150 Accrued expenses ........ - 2 4 - - - - 6 6 Deferred revenue assessments ........... - - 5,177 - - - - 5,177 -- Due to other funds ........ - - -- - - - 102 Due to other governments 115 27 139 46 43 _ _ 370 268 Accrued interest ........ . - -• 347 - _ - - - 347 - Total liabilities ...... Fund balances: 533 570 7.822 402 2,280 49 _ - _11,656 4,526 Reserved for: Encumbrances ......... 2.945 1.598 28,550 780 4,264 - - 38.137 8,897 Construction ........... Unreserved -designated for - - _ - - 6.052 1,066 7.118 5,214 approved projects ....... 5.398 6,825 10,635 22.858 +68.113 60.884 Total fund balances 8,343 8,423 28,550 1 1,415 4,264 6.052 1,066 74,995 Total liabilities and fund balances..... $8,876 $ 8,993 $36.372 $11,817 $6,544 $6,101 $1,066 $79,769 $79.521 1. r� i` f 89 92- 447 Revenues: Intergovernmental Assessment hen collections ....... Interest .......... . Impact fees ...... . Other ............ Total revenues Expenditures: Capital outlay ...... Interest ........... Total expenditures Excess (deficiency) ofrevenues over expenditures Other financing sources (uses): Operating transfers in Operating transfers out . Proceeds from debt issuance, net .... Total other financing sources (uses)..... Excess (deficiency) ofrevenues and other financing sources over expenditures and other financing uses ...... Fund balances, at beginning of year ... Equity transfer to other funds ............ Equity transfer from other funds ....... Fund balances at end of year ........... SCHEDULE D•2 CITY OF MIAMI, FLORIDA CAPITAL PROJECTS FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) Strom Culture and Municipal Public Miami Exhibition Totals Improvements Recreation Use Use Sewers Arens Expansion 1991 1990 $ 12 $ 567 $ 274 $ — $ 644 $ — $ — $ 1.497 $ 4,884 3,548 3,548 534 430 2.459 766 422 274 52 4,937 4.793 853 — — — 853 945 994 — 824 130 — — — 1,948 1.084 1,540 997 7.105 1,749 1.066 274 52 12,783 11,706 4,255 3,155 10.554 2,548 12,963 4 40 33.519 27.018 — — — = — — — 802 4,255 3,155 10,554 2.548 12.963 4 40 33,519 27.820 (2,715) (2,158) (3,449) (799) (11,897) 270 12 (20,736) (16,114) — 5,392 — 1.312 1,258 9.891 4,874 — 22,727 11.696 ' - (3,159) (1,231) (5,555) (491) (8,576) (488) (2) (19,502) (15,422) — — 3,000 — 6,916 — — _ 9,916 — 2.233 (1,231) (1,243) 767 8,231 4.386 (2) 13,141 (3,726) 1 C (482) (3.389) (4,692) (32) (3,666) 4,656 10 (7,595) (19.840) 8,825 11.812 32.529 11.447 7,930 1.396 1,056 74.995 94,954 (119) — 713 — — — 713 $ 8.343 $ 8.423 $ 28.550 $ 11.415 $ 4,264 $ 6.052 $ 1,066 $ 68,113 $ 74,995 �I i� 1 so 92- 447 y "''"'�I➢�illifili�;�ii inann.iaaea. enn isw: a�i.wwws s F UP U THIS PAGE INTENTIONALLY LEFT BLANK 93 92- 447 W i� SCHEDULE E-1 CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1991 with comparative totals for September 30, 1990 (in thousands) liti0 OrulOp suildirg PrWarry Manual Totsis od-straat Entwpri a Par♦Rinp Fund marim Miami tlowl sodium sta�um stad. Convarttfon EAVaiden Go" WWWWuae antor CMWW" cantor cam" Ptoparty -- pNidny llama= and Zoning SONS anrt L"" Art6m Waste Mwo9eme nt Cantor 1991 1990 ASSETS Current assets: Equity in pooled cash and $ - $ - $ - $ - $ 121 $ - $ - $ 1 $ - $ - $ - $ - $ 9 $ 131 $ investments ........... Other cash and investments 5,937 468 - -- - - - - - - - - - - - 6.405 4.4 Accounts receivable (net), where applicable of allowances for uncollecables of $1.729 256 102 14 - 493 48 28 74 26 - - 567 4.505 - 3 6.116 4.619 Due from other funds ...... 970 - - - 580 - - - - - - - - - - 1,550 1,771 gyp, Prepaid expenses ...... 449 64 - - - - - - - i 33 2 - - 549 854 Total current assets .... 7.612 634 14 - 1,194 48 28 74 26 2 33 569 4,505 - 12 14,751 11.441 Restricted cash, investments and accrued interest including cash with fiscal agents ................ 3.350 - - - 7.973 4.648 - - - - 406 - - - 16.377 20.749 Property, plant and equipment 33.701 2.698 2.308 2.654 21.752 92.198 22.612 12,418 1.606 519 8,468 118 3.347 - 8 204.407 200,395 Less: Accurrvilated depreaai m............. (11.978) (1.308) (1.685) 11.314) (9.002) (13,737) (3.637) (2.174) (869) (300) (1.303) (561 (725) - (2) (48.090) (44,062) Property, plant and equipment, net ....... 21.723 1.390 623 1.340 12.750 76.461 18.975 10,244 737 219 7,165 62 2.622 - B 156.317 t5d.333 Other assess: - - - 75 - - - - 559 705 Deposits and other assets 484 - - - - - - Bond issuance costs, net ... 227 - - - 54 690 - - - - 204 - - - 1.175 1,449 Total other assets ....... 711 - - - 54 690 - - - - 279 - - - - 1.734 2.1^" Total assets ........... 533,396 $2,024 S 637 $1.340 $21,971 $83.847 $19.003 $10.318 S 763 $ 221 $ 7.883 $ 631 $7.127 $ - $ 18 $189.179 $190.� (Continued) d �_J _-j -_J ---j ____1 _J _-J ___1 __._._.J _l .J I I .I _1 I I III IL_ i I -- )I 11I i I 4 1 l,li_ II I�� , �� l �i �I II I I l �I I�Li� i 11, ICIII III - �__ .._ _ ._ �. .. I. V.� l I«ll I I I I �I � I I � l SCHEDULE E (continue CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1991 with comparative totals for September 30, 1990 (in thousands) Olf•Streat Parlckrg G&Op� Err or" Fund Marine Miami Stadium Sta�urn Bowl Stadkwn Convention Exhibition Golf Warehouse Comer Markus Center Courses Property Parking Garage Build! and Zoning Solid Waste Property Manuel and lease Artime Management Center Totals 1991 1990 UABIUTIES AND FUND EQUITY Current liabilities (payable from current assets): Vouchers and accounts payable........... $ 2.218 $ 116 $ 8 $ 16 $ 1.218 $ 221 $ 105 $ 95 $ 72 $ - $ 95 $ 83 $2.107 $ - $ 21 $ 6.375 5 7,; Accrued expenses (principally salaries) - - 13 22 Ito 110 156 25 88 - - 591 2,538 - 28 3,681 1.7f Due to other funds .... - 200 353 709 - 1.366 612 96 228 - 49 135 6,078 - - 9,826 5, i f Deferred revenue ..... 585 1 5 - 173 - - 34 - - - - - - t 799 1,5'. Deposits refundable ... 72 53 2 10 5 - 293 - 2 - - 303 - - 4 744 5: Total current liabilities (payable from current assets) ... 2,875 370 381 757 1.506 1.697 1,166 250 390 - 144 1.112 10.723 - 54 21.425 16,7; Current liabilities (payable from restricted assets): Accrued interest..... 562 - - - 24 821 - - - - 317 - - - - 1.724 1.8° Current portion of revenue bonds payable........... 385 - - - - 2.460 292 47 - - 380 - - -- - 3,564 2.74 Total current liabilities (payable from restricted assets) 947 - - - 24 3,281 292 47 - - 697 - - - - 5.28d 4,59 Long-term liabilities: Revenue bonds payable -net ...... 18.972 - - - - 62,935 - - - - - - - - - Bi,907 83.02 Special obligation bonds and loan payable - net .. 1.065 - - - 16,000 - 11,594 1,867 - - 12,002 - - - - 42.528 43.2. ......... Due to other funds .... - 770 - - - - - - - - - - - - 770 - Total long-term liabilities ...... 20.037 770 - - 16,000 62.935 11,594 1.867 - - 12.002 - - - • 125.205 128.31 Total liabilities...... 23,859 1.140 381 757 17,530 67.913 13,052 2.164 390 - 12.843 1.112 10.723 - 54 1f>1.918 t47.88 Fund equity. Contributed capital ... - 2.633 699 1.654 4,552 46.256 2.787 10.929 405 22 634 267 3.312 - 74.150 75.43 Retained eammgs (deficit). � Reserved for debt 2,403 - - - 2,715 - - - - 232 - - - - 5.350 4,67. service ........... Unreserved ......... 7.134 (1.749) (443) (1.071) (111) (33,037) 3.164 (2,775) 1321 199 (5,896) (748) (6,908) - (38) (42.239) 137.11 Total retained earnings (deficit) 9,537 (1,749) (443) (1,071) (111) (30,322) 3,164 (2,775) (32) 199 (5.594) (748) (6.908) - 136) (36,889) f32,43: Total fund equity (deficit) . 9.537 884 256 583 4,441 15.934 5.951 8.154 373 221 (4.960! (481) (3.596) _ (381 37,261 42,99 ....... Total liabilities and fund equity .. . $33.396 $2,024 $ .637 $1,340 $21.971 $83,847 $19,003 $10,318 $ 763 $ 221 $ 7,883 $ 631 $7,127 $ - $ 18 $189.179 $190.87' III PIl ill III Di " I II lllrlI II I it� I+ I n hll llII v i ��n� ,..�.n.�ee r. I l i 1 11 II i li :,J.1�„� i, ,,(_ i IL.. J t . l i i I I i � I I I I I�� I• . SCHEDULE E•2 CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND EQUITY YEAR ENDED SEPTEMBER 30, 1991 With comparative totals for the year ended September 30, 1990 (in thousands) Off•Street Aso Marine Miami Or Convention Fihibitlan (iof( Warahoup Paritlnp su"� ,�iolld end Lsafr Mrtima Totals Parldno Fund s a m Stedum 8tatlium Catltar Marinas Center Causal Property Garage Zoning Wants Management Center 1991 1990 Operating revenues: Charges for services .... $9.745 v $ 768 $ 163 $ 168 S1,949 S 3,861 $2.585 S 592 $1.268 S - S 631 $5.630 $17.503 S - $118 S44.981 S48,094 Operating expenses, Personal setwces ...... 3,101 398 122 122 1.172 977 1.185 231 743 - - 4.711 19.119 - 332 32.213 31.055 Contractual services .... 1,692 41 25 5 98 2.922 68 129 119 - 444 247 89 - 28 5.907 7.090 Materials and supplies 94 - 2 1 70 11 30 10 112 - - 38 99 - 16 4a3 487 Utilities .............. 253 193 36 48 258 10 301 185 90 - - 4 41 - 101 1,520 1,377 Inlragavernmental charges - - 56 38 276 9 40 73 160 - - 150 2.820 - 109 3,731 3.462­4p�.1 Other ............... 1.311 306 9 3 73 285 28 - 34 - 9 161 8,179 - 8 10.406 10.45 Total .............. 6,451 938 250 217 1,947 4,214 1,652 628 1,258 - 453 5.311 30,347 - 594 54,260 53.922 Operating income (loss) before depreciation expense ..... 3.294 (170) (87) (49) 2 (353) 933 (36) 10 - 178 319 (12.844) - (476) (9,2791 (5.828) Depreciation expense ...... 1.556 283 34 68 495 1,757 114 156 42 14 159 12 195 - 1 4,886 5,144 Operating income (loss) 1,738 (453) (121) (117) (493) (2,110) 819 (192) (32) (14) 19 307 (13.039) - (477) (14.165) (10,972) Nonoperating revenues (expenses) Interest income .. ..... 505 6 - - 20 236 - 7 - - 22 13 119 - - 928 1.604 Interest and fiscal charges (1,604) - - - (225) (5,031) (490) - - - (915) - - - - (8.265) (8,249) Other ............... - - 2 (6) 1.958 - - 41 - - - 6 (60) - - 1.941 609 Net nonoperatmg revenues (expenses) (1,0991 6 2 (6) 1.753 (4,795) (490) 48 - - (8931 19 59 - - (5.396) 16,036) Income (loss) before operating transfers 639 (447) (119) (123) 1,260 (6,905) 329 (144) (32) (14) (874) 326 (12,980) - (477) (19.561) (17.008) Operating transfers in ...... - - 26 - - 4.651 113 - - - 173 - 11,847 - 446 17.256 17.425 Operating transfers out ..... - - - - (2,000) - - - - - - (550) - - - (2.550) 17,366) Income (loss) before extraordinary item...... 639 (447) (93) (123) (740) (2,254) 442 (144) (32) (14) (701) (224) 0.1331 - (31) (4,855) (6.949) Extraordinary item -Loss on debt refinancing ......... - - - - - - - - - - - - - - - - (1,280) Net income (loss) ... 639 (447) (93) (1231 (740) (2,254) 442 (144) (32) (14) (7011 (224) (1.133! - 1311 (4,855) (8.229) Retained earnings (deficit) at beginning of year ........ 8.898 (1,3021 (350) (948) 629 (28,068) 2.722 (2,631) - 213 (4,893) (524) (5,775) (399) (5) (32.4331 (24.204 Equity transfer to other funds - - - -- - - - - - - - - - 399 - 399 /) - Retained earnings Idefrcit) at end of year .......... 9.537 (1,749) (443) (i.071) (111) (30,322) 3,164 (2.775) (32) 199 (5,594) (748) (6.908) - (36) (36.889) (32.433) t„ C Contributed capital at beginning of year ...... - 2,226 699 1,654 4.552 46.248 2.787 10,929 391 22 634 267 2.734 2.287 - 75.430 74.778 Contributions from other governments ........... - 407 - - - - - - - - 407 150 Equity transfer to other hinds - - - - - - - - - - - - - (2.287) - (2.287) - Contnbutions from other funds - - - - - 8 - - 14 - - - 578 - - 600 502 Contributed capital at end of year .................. - 2.633 699 1,654 4.552 46.256 2.787 10.929 405 22 634 267 3.312 - - 74.150 75.430 e� Total fund equity r (deficit) .......... $9,537 $ 884 $ 256 S 583 $4.441 $15.934 $5.951 $ 8.154 $ 373 S 221 S(4,960) S (481) $ (3,596) $ - S (36) $37.261 $42,997 '_._- -_-A ___._1 _ ___._1 -_1 ____1 _.._l . __ 1 ______.8 _._If ___ __1 J . __J ____ ! . _. f _ . 1 ____. , _ . , , 11 I I i III -I - r I III ' III - THIS PAGE INTENTIONALLY LEFT BLANK 97 92- 447 SCHEDULE E-3 CITY OF MIAMI. FLORIDA ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS FOR THE YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 tan thousands) pry Warehoase PnWr+p Building ut g Sand property Lase Manuel Totals QM•Straat Parking Errtarprisa Fund Marina $tadiwn Miami Bowl Stadium Stadium convention Exhibition Golf Cwttw Marinas Cents► Courses Property Ga:i9a Zoning Waste and ManagimaM CenI 1991 1990 Reconciliation of operating income to net cash provided by operating activities: Operating Income (loss) ... $ 1.738 S(453) $(121i $(117) S (493) S(2.110) S 819 S(192) S 132) $(14) S 19 $307 $03.039) $— $(477) $(14,165)$(10.972) Adjustments to reconcile operating income to net cash provided by operating acwttes: Loss (gain) on property, plant — — — — 4 — — — —' 6 434 attd equipment ..... — — 2 — — — Depreciation and amontzatton........ 1,556 283 34 68 504 1,790 114 156 56 14 270 12 195 — i 5.053 6.466 Extraordinary ttem— loss on debt — — — — — — — _ — 11.2ao► refinancing ........ — — — — — — — to (increase) decrease Co in assets: Accounts receivable (net) ............. (87) (40) (14) — 227 131 (13) (23) 12) — — (557) (1.3211 — 26 (1.673) (7341 Prepaid expenses and other current assets ........... 93 (57) — — — -- — — — — (33) (2) — — — 1 5 t Deposits and other _ _ _ _ _ _ _ — 21 assets ......... Due from other funds ... — (15) — — 1580) — — 290 — — 392 275 — — — 362 991 Increase (decrease) in liabilities: Vouchers and accounts payable ........... 371 (58) (18) (60) 498 (92) (323) (95) (14) — 24 (49) (1.557) — (41) (1,414) (173) Accrued expenses 54 — 10 6 54 57 81 13 47 — — 283 1,339 — 21 1.965 1 Due to other funds .... — — 141 102 (123) 1.358 270 96 (50) — (42) 135 3,368 — — 5,255 (1.638) Deferred revenue .. 37 11) — — 11i3 — — 13) — — — — (870) — 1 (720) 828 Deposits refundable .. . 25 (5) 2 10 5 — 42 — — — — 144 — — 4 227 1 Other accruals ... ... — — — — 7 (631 (641 — — — 5 — — — — (1 15) 24 Total adjustments ..... 2.049 107 157 126 708 3.181 107 434 37 14 616 241 1,158 — 12 8.947 4.992 Net cash provided byi operating activities ... 3,787 (346) 36 215 1,071 926 242 5 635 548 (11,881) — (465) (5,2181 (5.9801 Cash flows from non -capital financing activities: Increase (decrease) 361 — — — — — — — — — — — — — 3$1 — in advances .. Operating transfers in .... — — — 26 — — 4,651 113 — — — 173 — 11,847 — 446 17.256 17.498 Operating transfers out ... — — — — 12,000) — — — — — (550) — — — (2.550) (7,384) Net cash provided by non -capital financing activities .......... S — $ 361 S 26 S— S(2.000) $ 4,651 S 113 $ — $ — S— $ 173 $(550) $ 11.847 $ — S 446 $ 15,067 $ 10.114 (Continued) __J - -1 1 . _.f _1 I ! _I n sassissi —on -- .— - --q —1 as in- --K."I SCHEDULE E-3 Mcminuac' CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS COMBINING STATEMENT OF CASH FLOWS FOR THE YEAR ENDED SEPTEMBER 30,1991 with comparative totals for year ended September 30, 1990 (in thousands) Off S"ift pas" "o En Uffass amadrim" 0= convontion Exhil4tim OW Warehouse sudium Bud" cwdw FundUls"M Marinas c"W Count" aua&,V Solid mar"Jol P,'do= Artimill Totals Cash flaws from capital and Pmparty Zorting Waste mamililimem canter 1991 1990 related financing activities: — Capital expenditures. , . . , Contributions ........ S 1215) — $(106) 407 S (64) — S (3) $(4.8761 $ (18) $ (274) S(245) S (5) $— — — — — $ (17) $ (25) $—$ (1) $ (5,849)S (4,686) Interest paid on long term 407 ISO debt ............... Bond proceeds ........ (1.513) — — — — — — (225) (5,031) (490) — — (915) (8.174) (9.2210'rl Borrowings under 15,887 PartxVittiort agreement — — — — Principal payments on debt Other payments (370) — — — — 1378) (275) (44) 35 1,066 . . — 6) (20) (1) — 0.102) 1? 9.032) Net cash used for capital 160) — 87) (106) and related financing activities . . . ....... (2,098) 301 (64) (9) (5,121) (5,427) (1,039) (290) (5) (950) (17) (85l Cash flows from investing — — (1) (14,805) (16.222) activities: (Increase) decease in amounts due from other funds ... I ... (161) — — Interest income ........ 505 6 20 236 7 22 Payments received on 13 119 928 1.617 notes receivable ..... 60 — Proceeds from maturity of 60 65 investments . ... .... 1.494 — Purchase of investments (1.493) — 1,494 1.795 Other ................ — — 2 — 1,958 — — 41 — 88 — — 6 (1,493) (1,391) Net cash provided from — 2,095 537 investing activities. . . 405 6 2 1.978 236 — 48 — 110 19 119 Net increase (decrease) in — — — 2.923 2,641 cash and cash equivalents .......... Cash and cash equivalents 2.094 322 (4.928) 531 — (32i — — (201 (2.033) (8,167) at beginning of year . . . 7.193 146 13.022 4,117 — 1 438 Cash and cash equivalents — — 29 24.946 31.593 at end of year ........ $9,287 $468 S— S— S8,094 $4.648 S — $ — $— $ 1 $406 $— $ — $ Suppiementa! disclosure of 9 $ 22.913 $ 23.426 noncash activities! Equity transfer to other funds ............. S S— S— S— $ $ $ — S— $— $— S— $ $ (241 $ — $ (24)$ — Equity transfer from other funds ......... .... S S— $ — $— S $ 8 $ — S— $ 14 $—$ — $ — $ 578 $ — $— $ 600 $ 502 aiij CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS SCHEDULES OF OPERATIONS —BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 1991 (in thousands) Off -Streat Perking G&O Enterprise Fund Marine Stadium Variance Variance Variance Budget Actual Favorable Favorable (Unfavorable) Budget Actual (Unfavorable) Budget Actual Favorable (Unfavorable) Operating revenues: Charges for seances......... $ 9,601 $ 9,745 $ 144 $ 945 _$ 768 $ (177) $ 251 $ 163 $ (88) Operating expenses: Personal services ........... 3.152 3,101 51 411 398 13 125 122 3 ... Contractual services, maintenance, and other operating expenses... .... 2,937 3,350 (413) 526 540 (14) 126 128 (2) Total operating expenses 6,089 6,451 (362) 937 938 (1) 251 250 1 Operating income (loss) before depreciation expense........ 3,512 3,294 (218) 8 (170) (178) — (87) (87) Nonoperating revenues (expenses): .. Interest income ............ 400 505 105 16 6 (10) — — — Debt service ............... (1,660) (1,604) 56 — — — — — — Other.................... — — — — — — — 2 2 Net nonoperating revenues (expenses) ............. (1,260) (1,099) 161 16 6 (10) — 2 2 Income (loss) before operating transfers .................. 2,252 2,195 (57) 24 (164) (188) — (85) (85) Operating transfers in........ — — — — — — — 26 26 Operating transfers out ...... — — Income (loss) budgetary basis $ 2,252 7195 $ (57) $ 24 (164) $ (188) $ — (59) $ (59) Reconciliation to GAAP-basis: Depreciation expense........ 0,556) (283) (34) w Income (loss) before extraordinary items—GAAP basis ................. $ 639 $ (447) $ (93) erj I 100 —1 J2-- 447 11 D SCHEDULE E-4 Miami Stadium Orange Bowl Stadium Convention Center Marinas _ Variance Variance Variance _ Variance Favorable Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 184 $ 168 $ (16) $ 2,625 $ 1,949 $ (676) $ 5,953 $ 3,861 $(2.092) $ 2,798 $ 2,585 $ (213) 102 122 (20) 1,009 1,172 (163) 879 977 (98) 1.054 1.185 (131) 82 95 (13) 1,626 775 851 3,307 3,237 70 1,684 467 1,417 184 217 (33) 2,635 1,947 688 4.186 4,214 (28) 2,938 1,652 1.286 — (49) (49) (10) 2 12 1,767 (353) (2,120) (140) 933 1,073 — — — 10 20 10 193 236 43 — — - - — — — (225) (225) (5,778) (5,031) 747 — (490) (490) — (6) (6) 2,000 1.958 (42) — -- — — — — — (6) (6) 2,010 1,753 (257) (5,585) (4,795) 790 — (490) (490) — (55) (55) 2,000 1,755 (245) (3,818) (5,148) (1,330) (140) 443 583 — — — — — — 3.818 4.651 833 140 113 (27) — — — (2,000) (2,000) — — — — — — — $ — (55) $ (55) $ — (245) $ (245) $ — (497) $ — $ — 556 $ 556 (68) (495) (1.757) (114) $ (123) $ (740) $(2,254) $ 442 101 (Continued) 92- 447 CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS SCHEDULES OF OPERATIONS —BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 1991 (in thousands) _ Exhibition Center _ Golf Courses Warehouse Property Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) Operating revenues: Charges for services $ _ 780 $ 592 $ (188) 1 1,555 $ 1,268 $ (287) $ — $ — $ — Operating expenses: Personal services .... 206 231 (25) 864 743 121 — — — Contractual services, maintenance, and other operating expenses......... 609 397 212 700 515 Total operating expenses ... 815 628 187 1,564 1.258 Operating income (loss) before depreciation expense ........... _ (35) (36) (1) (9) 10 Nonoperating revenues (expenses): Interest income ..... 35 7 (28) 9 — Debt service ........ — — — — — Other ............. 41 41 — — Net nonoperatmg revenues 185 — — — 306 — — — (expenses)...... 35 48 13 9 — (9) — Income (loss) before operating transfers ... — 12 12 — 10 10 — Operating transfers in — — — — — — — Operating transfers out — — — — — — — Income (loss) — budgetary basis $ — 12 $ 12 $ — 10 $ 10 $ — Reconciliation to GAAP- basis: Depreciation expense (156) Income (loss) before extraordinary —, items—GAAP j basis .......... $ (144) (42) $ (32) (14) $ (14) 102 i 92- 447 SCHEDULE E-4 (continued) Parking Garage Building and Zoning _ Solid Weate Variance Variance Variance = Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 848 $ 631 $ (217) $ 5,430 $ 5,630 $ 200 $ 14,228 $ 17,503 $ 3,275 — — — 4,237 4,711 (414) 17,892 19,119 (1,227) = 1,149 453 696 683 600 83 11,654 11,228 426 = 1,149 453 696 4,920 5,311 (391) 29,546 30,347 (801) (301) 178 479 510 319 (191) (15.318) (12,844) 2,474 - 113 22 (91) 40 13 (27) 200 119 (81) - — - (915) — (915) — — — — 6 — 6 — 1,440 — (60) - 0.500) " - 113 (893) (1,006) 40 19 (21) 1,640 59 0.581) (188) (715) (527) 550 338 (212) (13.678) (12,785) 893 188 173 (15) — — — 13,678 11,847 (1,831) - — — — 550 (550) $ $ — (542) $ (542) $ — (212) $ (212) $ -- (938) (938) - (159) (12) (195) - $ (701) $ (224) $ (1,133) (Continued) 103 2- 447 19 SCHEDULE E-4 (continued) CITY OF MIAMI, FLORIDA ENTERPRISE FUNDS SCHEDULES OF OPERATIONS —BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 1991 (in thousands) Manuel Airtime Center —i_ Variance - Favorable = Budget Actual (Unfavorable) - - Operating revenues: Charges for services ............. $ 137 $ 118 $ (19) _ Operating expenses: Personal services :.............. 299 332 (33) Contractual services. - maintenance, and - other operating expenses .................... 285 262 23 Total operating e expenses .............. 584 594 (10) _ Operating income (loss) _ before depreciation - expense ...................... (447) (476) (29) _ Nonoperatmg revenues (expenses): - Interest income ................ — -'` Debt service ................... — — - - - Other ........................ — — — - Net nonoperating revenues -_ _ (expenses) ...... .......... — — — t, Income (loss) before operating transfers .............. (447) (476) (29) Operating transfers in ............ 447 446 (1) - Operating transfers out .......... — — — - r Income (loss) — _- budgetary basis ............. $ — (30) $ (30) Reconciliation to GAAP- bans: Depreciation expense ............ _ (1) _ = Income (loss)— GAAP basis ................ $ (31) ..i 1 .i 104 i 99-- 447 -R, -� T If - SCHEDULE F•1 CITY OF MIAM1, FLORIDA INTERNAL SERVICE FUNDS COMBINING BALANCE SHEET SEPTEMBER 30, 1991 with comparative totals for September 30, 1990 (in thousands) Fleet Management Property Maintenance PrInt Procurement Communications Shop Management Services Totals 1991 1990 ASSETS Current assets: Equity in pooled cash and investments Due from other funds ... $ 23 550 $ 229 $ -- $ 29 - $ 31 2,100 $ 312 2,650 $ 537 1.500 Inventories ....................... 295 266 78 73 179 891 804 Total current assets ........... 868 495 78 102 2,310 3,853 2.841 Restricted cash and investments including accrued interest ................... 1.162 - _ - - - 1,162 2,566 Property, plant and equipment ......... 33,277 269 133 36 4,811 38,526 35,242 Less: Accumulated depreciation ........ Property, plant and equipment, net (22.200) 11,077 (209) 60 (79) (33) 3 (2,943) 11,868 (25.464) 13.062 (22.637) 12.605 54 - Bond issuance costs, net ............. 82 - - - _ 82 165 Total assets ................. $ 13,189 $ 555 $ 132 $ 105 $ 4,178 $ 18.159 $ 18.177 LIABILITIES AND FUND EQUITY (DEFICIT) Current liabilities: Vouchers and accounts payable ...... Accrued expenses (principally salaries) $ 265 822 $ 63 405 $ 33 $ 77 11 91 $ 219 $ 671 1,545 $ 758 896 Due to other funds ................. 497 - `150 497 531 Current portion of Certificates of Participation .................... 5,240 - - - - 5.240 2,335 Current portion of loan payable ....... 717 717 - Accrued interest ................... 28 '+ _ �- 28 40 Total current liabilities ......... 7,072 468 607 102 449 8.698 4,560 lia Long-term es: Certificates es of of Participation -net of current portion .. .... - - - - - - 5,240 Loans payable (net of current portion) 1,323 - - - - 1,323 - Total long-term liabilities ....... Total liabilities ............... 1.323 8,395 -� 468 - - 102 - 449 1.323 5,240 607 10.021 9,800 Fund equity (deficit): Contributed capital ................. Retained earnings (deficit): 1,777 273 178 23 3,453 11,704 10,446 Unreserved ..................... (2,983) (186) (653) (20) 276 (3,566) (2,069) Total retained earnings (deficit) (2,983) (186) (653) (20) 276 (3,566) (2.069) Total fund equity (deficit) ....... 4,794 87 (475) 3 3,729 8,138 8,377 Total liabilities and fund equity $ 13,189 $ 555 $ 132 $ 105 $ 4,178 $ 18,159 $ 18,177 107 92- 447 SCHEDULE F-2 CITY OF MIAMI, FLORIDA INTERNAL SERVICE FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND EQUITY " YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) Fleet Property Print Procuremant Communications Totals Management Maintenance Shop Management Services 1991 1990 Operating revenues: Charges for services ................ $ 7,021 $ 3.892 $ 871 $ 223 $ 3.237 $ 15,244 $ 15,736 Operating expenses: Personal services .................. 5,268 2.603 546 677 1,072 10.166 9,283 Contractual services ................ 148 688 171 14 50 1,071 1,314 Materials and supplies...... ....... 2.598 416 90 201 123 3.428 3,031 Utilities .................. ....... 133 17 1 23 1,288 1.462 1,746 Other ........................... 539 91 29 58 67 784 458 Total operating expenses ...... 8,686 3,815 837 973 2,600 16.911 15,832 Operating income (loss) before depreciation expense ........ 11,665) 77 34 (750) 637 11,667) (96) Depreciation expense ................ 2.714 10 10 2 298 3,034 3,340 Operating income (loss)........ (4.379) 67 24 (752) 339 (4,701) (3,436) Nonoperating revenues (expenses): Interest income ................... 187 26 — 5 82 300 356 Interest and fiscal charges ........... (526) — — — — (526) (586) Other........................... 9 — — — — 9 63 Total nonoperating revenues (expenses) ................ (330) 26 5 82 (217) (167) Income (loss) before operating transfers .................. (4,709) 93 24 (747) 421 (4.918) (3,603) Operating transfers in ........... — . 3,618 — — 607 — 4.225 4,431 Operating transfers out ............. (442) (174) (381 (34) (116) (804) (749) Net operating transfers ........ 3,176 (174) (38) 573 (116) 3,421 3,682 Net income (loss) ............ (1,533) (81) (14) (174) 305 11.497) 79 Retained earnings (deficit) at beginning of (1,450) (105) (639) 154 (29) (2.069) (2.148) year ............................ Retained earnings (deficit) at end of year (2.983) (186) (653) (20) _ 276 (3.566) (2.069) Contributed capital at beginning of year 7.114 273 178 23 2.858 10.446 9,462 Contributions from other funds ....... 663 — — — 595 1.258 984 Contributed capital at end of year ....... 7.777 273 178 23 3,453 11.704 10.446 Total fund equity (deficit) ....... $ 4.794 $ 87 $ (475) $ 3 $ 3,729 $ 8.138 $ 8.377 SCHEDULE F-3 4 CITY OF MIAMI, FLORIDA _- INTERNAL SERVICE FUNDS ' COMBINING STATEMENT OF CASH FLOWS INCREASE (DECREASE) IN CASH AND CASH EQUIVALENTS YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) Fleet Property Print Procurement Communications Totals Management Maintenance Shop Management Services 1991 1990 Reconciliation of operating income to net cash provided by operating activities: Operating income (loss) $ (4,379) $ 67 $ 24 $ (752) $ 339 $ (4,701) $ (3,436 - Adjustments to reconcile operating income to net cash provided by - operating activities: _ Loss (gain) on property, plant and + ( equipment .................... 61 — — — — 61 — Depreciation .................... 2,714 10 10 2 298 3.034 3,340 Amortization of bond issue costs and discounts, and bond accretion .... 83 83 84 (Increase) decrease in assets: f Inventory ....................... (22) (46) (7) 4 (15) (86) 3 Prepaid expenses ................ — — — (1) — (1) — Due from other funds ............. (550) — — — (600) 11.150) (289) Increase (decrease) in liabilities: Vouchers and accounts payable..... 120 (66) (12) (22) (107) (87) (2) Accrued expenses ............... 337 164 40 45 63 649 117 Due to other funds ............... (17) — (17) — — (34) (791) Other accruals .................. (12) — — — (12) (10) Total adjustments .............. •2,714 62 14 28 _— (361) 2.457 2,452 - Net cash provided by operating activities ....................... (1,665) 129 38 (724) (22) (2.244) (984) Cash flows from non -capital financing 1t activities: -: Operating transfers in ............. 3,618 — — 607 — 4,225 4.431 _ Operating transfers out ............ (442) (174) (38) (34) (1 16) (804) (749) - Net cash provided by non -capital financing activities ................ 3,176 (174) (38) 573 (116) 3.421 3,682 I Cash flows from capital and related financing activities: .: Capital expenditures ................ (2,259) (8) — — (18) (2,285) (1,384) Interest paid term debt ....... (526) (526) (586) - a! Proceeds from sale of equipment .. se 1 _ _ _ 1 63 Proceeds from loan payable .......... 2.040 2,040 - - Principal payments on debt .......... (2,335) (2,335) (1.915) Other payments ................... (11 — — — (1) (1► - Net cash used for capital and related financing activities ................. (3.079) (9) — — (18) (3,106) (3,823) _ Cash flows from investing activities: r Interest income ................... Net cash provided from investing activities 187 187 26 — 26 5 5 82 82 300 300 356 356 I Net increase (decrease) in cash and cash equivalents ....................... (1.381) (28) — (146) (74) (1,629) (769) Cash and cash equivalents at beginning of _ year ............................ 2,566 257 — 175 105 3.103 3.872 Cash and cash equivalents at end of year $ 1.185 $ 229 $ — $ 29 $ 31 $ 1474 $ 3,103 rl 109 r 92- 447 1 CITY OF MIAMI, FLORIDA INTERNAL SERVICE FUNDS SCHEDULES OF OPERATIONS —BUDGET AND ACTUAL YEAR ENDED SEPTEMBER 30, 1991 (in thousands) Fleet Management Property Maintenance Variance Variance Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Operating revenues: Charges for services ......................... $ 7,822 $ 7,021 $ (801) $ 3,861 $ 3,892 $ 31 Operating expenses: Personal services .......... ................ 4,997 5.268 (271) 2,405 2.603 (198) Contractual services and other operating expenses 5,503 6,348 (845) 1,290 1.220 70 Total operating expenses ............... 10,500 11,616 (1,116) 3,695 3.823 (128) ^, Operating income (loss) ................. (2,678) (4,595) (1,917) 166 69 (97) Nonoperating revenues (expenses): ^' Interest income ............................ — (339) (339) — 26 26 Other .................................... (498) _ 9 507 8 — (8) Total nonoperating revenues (expenses).... (498) (330) 168 8 26 18 Income (loss) before operating transfers. . . . (3,176) (4,925) (1,749) 174 95 (79) Operating transfers in 3,618 3.618 — — -- — Operating transfers out ........................ (442) (442) — (174) (174) Net operating transfers ...................... 3,176 3,176 — (174) (174) — Net income (loss) —budgetary basis....... $ — (1,749) $ (1,749) $ — (79) $ (79) Reconciliation to GAAP-basis: Capitalized expenditures ...................... 2,930 8 Depreciation expense ........................ (2,714) (10) Net income (loss)—GAAP basis .......... $ (1,533) $ (81) 110 ( ) 2- 447 ME a6s 1 1 4 0 0 0 0 c E SCHEDULE F-4 Print Shop Procurement Management Communications Services Variance Variance Variance Favorable Favorable Favorable Budget Actual (Unfavorable) Budget Actual (Unfavorable) Budget Actual (Unfavorable) $ 720 $ 871 $ 151 $ 225 $ 223 $ (2) $ 2,024 $ 3,237 $ 1.213 507 546 (39) 568 677 (109) 988 1,072 (84) 315 291 24 232 296 164) 1,414 2,141 (727) 822 837 (151 800 973 (173) 2,402 3,213 (811) (102) 34 136 (575) (750) (175) (378) 24 402 5 5 — 82 82 140 — (140) (73) — 73 711 — (711) 140 — (140) (73) 5 78 711 82 (629) 38 34 (4) (648) (745) (97) 333 106 (227) — 682 607 (75) — (38) (38) (34) (34) — (116) (116) — (38) (38) — 648 573 (75) (116) (116) — $ _— (4) $ (4) $ — (172) $ (172) $ 217 (10) $ (227) _ — 613 (10) (2) (298) $ (14) $ (174) $ 305 ill 92- 447 C Cl THIS PAGE INTENTIONALLY LEFT BLANK 112 92- 447 G-1 CITY OF MIAMI, FLORIDASCHEDULE TRUST AND AGENCY FUNDS COMBINING BALANCE SKEET September 30, 1991 with comparative totals for September 30, 1990 (in thousands) Expendable Trust Funds Agency Funds Pension Trust Funds Totals ii SeN Pension Cable Deferred GESE FIPO Inaurence Administration T.V. Compensation Trust Trust 1991 1990 ASSETS Equity in pooled cash and investments .... $ 2.088 $ 413 $ 16 $ — $ — $ — S 2.517 $ 4,473 Other cash and investments ............ — — — 32,636 117 20 32,773 24.895 Pension investments, including accrued interest ............ Accounts receivable: — — — — 219,472 435,122 654.594 589,928 I Proceeds from securities sold ......... — — — — 3,785 9,367 13.152 9,132 Pennon members' contributions ....... — — — — 10 — 10 15 Other ............................ — 2 — — — 350 352 373 Due from other funds ................. 3,000 — 1.000 — — — 4.000 359 Prepaid expenses ..................... 3 — — — — — 3 — Total assets ..................... $ 5.091 $ 415 $ 1,016 $ 32,636 $223,384 $444.859 $707,401 $629,175 LIABILITIES AND FUND BALANCES Liabilities: Vouchers and accounts payable ....... $ 557 $ 404 $ 16 $ — $ 501 $ 73 $ 1.551 $ 1.405 Accrued expenses .................. 43 9 — — — — 52 — Payable for securities purchased ....... 3_099 13,290 16.389 5.486 Due to other funds .............. _ _ _ = 359 Deposits .......................... 450 2 1,000 — — — 1,452 1,002 Claims payable ..................... 3,541 — — -- — — 3,541 2,500 Deferred compensation plan liabilities ... — — — 32,636 — -- 32,636 24,895 Total liabilities .................... 4,591 415 1.016 32,636 3TO-0 13,363 55,621 35,647 Fund balance: Reserved for employee retirement plan benefits ......................... — — — — 219,784 431.496 651.280 592.988 Unreserved: 'I Designated for hurricane loss .. ..... 500 — — — — — 500 500 Designated for claims payment ...... — — — — — — 40 (� Total fund balances ............... 500 — — — — 219,784 431.496 651,780 593,528 (� Total liabilities and fund balances ..... $ 5.091 $ 4 i 5 $ 1,016 $ 32,636 $223.384 $444.859 $707,401 $629,175 i m 115 M .92- 447 1h CITY OF MIAMI, FLORIDA EXPENDABLE TRUST FUNDS COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) Revenues: Intergovernmental ........................................ Intragovern mental ........................................ Contributions from employees and retirees ................... Interest................................................. Other.................................................. Total revenues ....................................... Expenditures: Personal services ........................................ Contractual services ........... . ....................... Materials and supplies .................................... Contribution to retirement funds ............................ Insurance............................................... Claim payments ......................................... Other.................................................. Total expenditures .................................... Deficiency of revenues over expenditures ................. Other financing sources: Operating transfers in ..................................... Excess (deficiency) of revenues and other financing sources over expenditures ................... Fund balances at beginning of year ............................. Fund balances at end of year .................................. 116 SCHEDULE G-2 Self Pension Totals Insurance Administration 1991 1990 $ — $ 5,202 $ 5,202 $ 5,969 12,470 19,947 32,417 34.480 3,825 — 3,825 3,370 344 — 344 462 — 1,939 1,886 _1,939 18,578 25,149 43,727 46,167 1,768 134 1,902 1,573 669 60 729 275 16 — 16 15 — 24.375 24,375 27.673 1.016 — 1.016 997 17,184 — 17.184 18.068 70 1,303 1,373 1,486 20,723 25,872 46,595 50.087 (2,145) (723) (2,868) (3,920) 2.105 723 2.828 3,239 (40) — (40) (681) 540 — 540 1,221 $ 500 $ — $ 500 $ 540 92- 447 I I I 1 0 9 al Pi, 0 I ki, I U J11 CITY OF MIAMI, FLORIDA PENSION TRUST FUNDS COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND BALANCES YEAR ENDED SEPTEMBER 30, 1991 with comparative totals for year ended September 30, 1990 (in thousands) Operating revenues: Contributions from employers ............................ . Contributions from employees and retirees .................. Net realized gain on investments .......................... Interest and dividends ................................... Total operating revenues ............................. Operating expenses: Personal services ....................................... Benefit payments ....................................... Refunds......... ..................................... Total operating expenses ............................. Operating income ................................... Nonoperating revenues: Other................................................. Net income ........................................ Fund balances at beginning of year ............................ Fund balances at end of year ................................. 117 SCHEDULE G-3 GESE FIPO Totals Trust Trust 1991 1990 $ 9,824 $ 8,959 $ 18,783 $ 22,191 6,289 7,980 14,269 14,209 2.882 23,871 26,753 17,015 11,920 23,829 35,749 33,337 30,915 64,639 95.554 86.752 893 975 1,868 1,488 15.916 17,343 33.259 31,443 1,520 632 2,152 2,437 18.329 18,950 37,279 35,368 12.586 45,689 58,275 51,384 3 14 17 25 12,589 45,703 58,292 51,409 207,195 385,793 592,988 541,579 $219,784 $431,496 $651,280 $592.988' 92- 447 III Adak SCHEDULE G-4 CITY OF MIAMI, FLORIDA AGENCY FUNDS STATEMENT OF CHANGES IN ASSETS AND LIABILITIES YEAR ENDED SEPTEMBER 30, 1991 (in thousands) Balance Balance act 90 1 Additions Deletions 5 199r 30, 1 CABLE T.V. ASSETS Equity in pooled cash.. ........................................ $ 668 $ 348 $1,000 $ 16 Due from other funds .......................................... 359 1,000 359 1,000 Total assets ........................................... $ 1,027 $1,348 $1,359 $ 1,016 LIABILITIES Vouchers and account payable. $ 27 $ — $ 11 $ 16 Deposits..................................................... 1,000 — — 1,000 Total liabilities ............ . ............................ $ 1,027 $ - $ 11 $ 1.016 DEFERRED COMPENSATION ASSETS Other cash and investments ..................................... $24,895 $7,741 $ — $32,636 LIABILITIES Deferred compensation plan liabilities ............................. $24.895 $7,741 $ — $32,636 118 92-- 447 ell, k CITY OF MIAMI, FLORIDA SCHEDULE OF GENERAL FIXED ASSETS BY SOURCE SEPTEMBER 30, 1991 (in thousands) General fixed assets: Land .................................... $ 84.077 Buildings ................................. 75,659 Improvements other than buildings ........... 210.462. Machinery and equipment .................. 29,484 Construction in progress .................... 90,526 Total general fixed assets ................. $490,208 Investment in general fixed assets by source: Prior to 10/ 1 /89—undesignated ............. $471,380 General fund ............................. 2,070 Special revenue funds ...................... 258 Capital project funds ....................... 16,500 Total investment in general fixed assets ..... $490,208 121 SCHEDULE H-1 92- 447 SCHEDULE H-2 CITY OF MIAM1, FLORIDA = SCHEDULE OF GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY SEPTEMBER 30, 1991 -s (in thousands) - i Improvements Machinery Construction Function and Activity Other Than Land Buildings Buildings and Equipment In Progress Total - e Prior to 10/1/89-undesignated ..... $82,105 $74,323 $200,985 $29,062 $84,905 $471,380 General government: - Commission .................... — — — 5 — 5 Manager ....................... — — — 1 — 1 Attorney ........................ — — — 1 Clerk.......:................... — — — 1 — t Personnel ....................... — — — 1 Planning ...... ................. — — — 1 Finance and administration ........ 1,059 1,241 29 20 — 2,349 - Other .......................... — 95 — 21 — 116 - Total general government ....... 1,059 1,336 29 51 — 2,475- Public safety: - Police .......................... — — — 2 — 2 Fire ............................ — — — 30 — 30 Total public safety .............. — — 32 32 --� - Street improvement ................ — -- 5,611 4 1 5,616 Public use ........................ 743 -- — — 566 1,309 Municipal use ..................... 112 — 1,336 260 4,449 6,157 - ' Sanitation ........................ — — — -- — - -` Culture and recreation .............. 58 — 2.501 75 605 3,239 - Total general fixed assets ........... $84,077 $75,659 $210,462 $29.484 $90.526 $490,208 - -1 1} i i i J ? 122 92- 447 � SCHEDULE H-3 CITY OF MIAM1, FLORIDA SCHEDULED CHANGES IN GENERAL FIXED ASSETS BY FUNCTION AND ACTIVITY YEAR ENDED SEPTEMBER 30, 1991 (in thousands) General General Fixed Fixed Assets Assets October 1, September 30, Function and Activity 1990 Additions Deductions 1991 Prior to 10/1/89—undesignated General government: ........................... $453,929 $ — $ — $453.929 ' Commission .......................................... 5 5 — 10 Manager............................................. 1 7 7 1 Attorney.................... ................................................. 20 9 — 3 10 11 10 1 IClerk Personnel ............................................. 27 — — 27 Planning .............................................. 22 9 17 14 Finance and administration Other................................................ .............................. 95 81 2,358 101 — — 2,453 182 Total general government .......................... 260 2,483 45 2,698 Public safety: Police ................................................ 383 11 22 372 Fire .................................................. 192 411 541 62 Total public safety .................................... 575 422 563 4.34 Street improvement ................. I .................... 6,310 5,610 — 11.920 Public use ..................... I........:............... 1,585 743 — 2,328 Municipal use ........................................... 2,648 1,984 65 4.567 Roads and streets ....................................... 6 4 — 10 Sanitation .............................................. 1,483 — — 1,483 Culture and recreation .................................... 332 2.634 _ — 2,966 Construction in progress .................................. 4,252 15,069 9.448 9,873 Total general fixed assets ................................. $471,380 $28,949 $10.121 $490.208 123 92- 447 THIS PAGE INTENTIONALLY LEFT BLANK 124 92- 447 u D F H 1 F f�. • �.` t `. `.. t F t + +.' 1 >+ i' s �t i F � i �t �V9j t tx :¢4�3 �i'� � � 4 �'�i :- �q�r'4� +')? y.i }�A sd *� � r, < 1. + _ .: ♦� , t ty t S 1 i '� { s x,F � a' 3 w 4. � `* iSf p t t r ; t R f r 3# s cl � f -A h. 4 k] 0 THIS PAGE INTENTIONALLY LEFT BLANK 127 92- 447 CITY OF MIAM1, FLORIDA REVENUE AND SPECIAL OBLIGATION BONDS, CERTIFICATES AND LOANS _= PRINCIPAL AND INTEREST REQUIREMENTS AS OF SEPTEMBER 30, 1991 Fiscal Parking Subordinated Parking Parking Garage Year System Subordinated Parking System Special System Special Obligation Rental First Municipal --� Ending Revenue Parking System Revenue Bonds Revenue First Refunding Municipal Refunding Revenue Pool September Bonds Revenue Bonds Refunding _ 30th Series 1988 Series 1986 Series 1990 Bonds(l) Pool Loan r Bonds Bonds Loan ; - 1992 $ 385,000 $ 2,460.000 $ 380,000 — 1993 415.000 2.980,000 545.000 $ 100,000 1994 440.000 3.160,000 585.000 300,000 1995 465,000 3,355.000 625.000 500.000 — 1996 500.000 $3,000,000 3.570,000 $1.065,000 670,000 15,100,000 1997 535.000 3,805,000 720.000 1998 575,000 4,065,000 775.000 1999 620,000 4,345,000 835,000 2000 665,000 4.660.000 895.000 $ 610,000 — 2001 715,000 4.755,000 459.821 660.000 r, 2002 775,000 5,110.000 428.479 720,000 t 2003 835.000 5.490.000 403.358 780,000 = 2004 895.000 1.811.064 975.000 850,000 —_ 2005 970.000 1,653,829 1.050.000 925.000 ..� 2006 1,040.000 1,520,371 1,135.000 1,005,000 2007 1.115.000 $2,000,000 1,396,353 1,225.000 1.090.000 2008 1.200.000 1,280,099 680.000 1,185,000 2009 1.290.000 1,150.359 1,285.000 2010 1.390.000 1.063,229 1.395.000 2011 983,410 1,520,000 2012 865.815 1,650,000 2013 2014 801.229 731,160 1,795,000 1,950,000 = 2015 629,407 2,115,000 2016 2,300,000 2017 2,500,000 2018 2.715,000 2019 2,950.000 = 2020 =_ Total $14,825,000 $2,000,000 $3,000,000 $61.641.325 $1.065,000 $12.386.658 $30,000,000 $16,000.000 (1) Accretion on the Capital Appreciation Bonds portion of the Series 1987 Special Revenue Refunding Bonds and the Series 1990 Special Obligation Bonds are included as interest. - ^� I 1 = 7 ...1 - 128 �2 4E4'7 .A N 0 0 E 0 C I 11 MSEA Spacial Obligation MSEA Subordinate Housing Sunshine State Governmental Speclot Obligation S.E.Overtown Community Refunding Obligation Special Obligation Financlng Commission Guaranteed Entitlement 1isdevelo�rment Bonds Bonds Bonds Bonds Loan Bonds Series 1990 $ 465.000 $ 400,000 $ 150,000 $ 628,400 $ 185.000 $ 165,000 490,000 425,000 160,000 668.400 200.000 160,000 520,000 455,000 170.000 710,400 210,000 190,000 550,000 490.000 180.000 753.400 225,000 205,000 585,000 520,000 190.000 799,400 240.000 225,000 620.000 560.000 200.000 849,400 255.000 240,000 660.000 600,000 215.000 901.400 275,000 260,000 700.000 640,000 230.000 956,400 . 290,000 280,000 745.000 685.000 250,000 1.015,400 310,000 305,000 795.000 735,000 270.000 1,077,400 330,000 330.000 850.000 785,000 290,000 1,143,400 355,000 355,000 905,000 840,000 310,000 1,211,400 380,000 390,000 970.000 895.000 330.000 1.288,400 405,000 420,000 1.035.000 355.000 1,366,400 435,000 455,000 1,110,000 380.000 1,450,400 465.000 495,000 1.185,000 1,537,400 500,000 535.000 1.270.000 1,632.400 530,000 585.000 1.360.000 1,730,000 570.000 635.000 1.455.000 1,836.400 685.000 1.560.000 1,948,400 745.000 1.670.000 2,066,700 810.000 1,790.000 875.000 1.920.000 950.000 2,055,000 1.030.000 2,205.000 2,365,000 2.535.000 2,715.000 2,915.000 $38.000,000 $8,030,000 $3,680,000 $25,571,300 $6,160,000 $11,345,000 129 SCHEDULE I-1 Certificate of Tout Total PTl rincciipal Participation Principal Interest(l) and Interest $5,240,000 $ 10,458,400 $ 15.381,968 $ 25,840.368 6,163,400 14.732,342 20,895.742 6.740.400 14.361.650 21,102,050 7.348.400 13,958.814 21,307,214 26,464,400 12,687.698 39,152,098 7 , 784, 400 12,044,402 19,828.802 8.326,400 11,493,416 19,819.816 8,896.400 10,924,919 19,821.319 10,140.400 10,309.439 20,449.839 10,127.221 10.123,165 20,250.386 10,811.879 9,468.545 20,280,424 11,544,758 8,755.099 20.299.857 8,839,464 11.432.669 20.272,133 8,245.229 11,088.695 19.333.924 8,600.771 10.751,620 19,352.391 10,583,753 10,289.150 20.872,903 8,362.499 9.829.532 18.192.031 8.020,359 9.481.728 17.502.087 7.824.629 9.079.205 16.903.834 6,756.810 8.736,173 15,492,983 7,062.515 8.170.269 15.232,784 5,261.229 7.805.893 13,067,122 5,551.160 7,444.441 12,995.601 5.829,407 6.776,193 12.605.600 4.505.000 1.822.143 6.327.143 4,865.000 1,464.433 6,329.433 5.250,000 1.077.903 6.327.903 5.665,000 660.535 6.325.535 2.915.000 209,880 3,124.880 $5,240,000 $238,944,283 $260.361.919 $499.306.202. 92- 447 - E E CITY OF MIAMI, FLORIDA GENERAL OBLIGATION BONDED INDEBTEDNESS PRINCIPAL AND INTEREST REQUIREMENTS AS OF SEPTEMBER 30, 1991 Fiscal Year Ending September 30 1992........... 1993 .............. 1994 .............. 1995 .............. 1996 .............. 1997 .............. 1998 .............. 1999 .............. 2000 .............. 2001 .............. 2002 .............. 2003 .............. 2004 .............. 2005 .............. 2006 .............. 2007 .............. 2008 .............. 2009 .............. 2010 .............. 2011 .............. 2012 .............. 2013 .............. 2014 .............. Total....... Principal $ 9,575,000 11,745,000 11,770,000 12,125,000 12,015,000 12,115,000 11,335,000 10,550,000 9,880.000 10,450.000 10,540,000 11,055,000 9,310,000 8,900,000 7,200,000 5,840,000 4,915,000 5.000,000 3,895,000 3.275,000 1,735.000 1,795,000 1.785,000 $186.805,000 Interest $ 11,737,066 11,858,104 10,983,440 10,198,757 9,434,562 8,678,732 7,935,510 7,21 1,253 6,445,839 5,695,013 5,112,185 4,370,661 3,592,991 2,919,804 2,262,636 1,747,803 1,352,262 1,041,435 767,579 518,134 321,439 211,316 97,006 $114,493,527 Total $ 21,312,066(1) 23,603,104 22,753,440 22.323,757 21,449.562 20,793.732 19,270,510 17,761,253 16,325,839 16.145,013 15,652.185 15,425,661 12,902,991 11,819,804 9,462,636 7.587,803 6,267,262 6,041,435 4,662.579 3,793.134 2,056,439 2,006,316 1,882,006 $301,298,527 (1) Excludes October 1, 1991 installment in the amount of $3,549.000 recorded in the general obligation debt service fund. 130 92- 447 L U C� 0 I'll"t-JOIT53"Flul 4 114 V41 E :;! *:7k, 91 : i V, - CITY OF MIAMI, FLORIDA `f GENERAL FUND EXPENDITURES AND OTHER FINANCING USES BY FUNCTION LAST TEN FISCAL YEARS (in thousands) OTHER CULTURE EXPENDITURES FISCAL POLICE SOLID PUBLIC GENERAL AND OR FINANCING YEAR AND FIRE WASTE IMPROVEMENTS GOVERNMENT RECREATION �$10,664 USES TOTAL '1 1991 $128,949 $11,847 $13,761 $18,536 $16,815 $200.572 1990 125,342 10.000 9,683 19,069 10.864 23,396 198,354 1989 118,808 14,054 11,523 19,513 10,773 18,347 193,018(1) 1988 111,869 15,609 12,521 20,205 10,321 15,812 186.337 1987 111,884 16,031(2) 13,795(3) 19,338 9,867 16,785 187.700 1986 103,893 24,902 20,339(4) 16,328 8,439 15.522 189.423 1985 99.681 22.802 14,973 17,699 8,651 17,999 181,805 1984 93,841 22,576 13,401 16,135 8,378 12,549 166.880 1983 87,371 21,733 11,624 14,595 7,691 8.726 151,740 1982 74.813 19.394 13,608 14,114 7,116 8,998 138,043 (1) A capital lease for the purchase of computer equipment, net present value $5,769,000, has been excluded from this schedule in order to provide a comparison consistent with prior years. (2) Beginning in FY 1987, solid waste activities have been accounted for in a separate Solid Waste enterprise fund. Effective in 1987, amounts reflect the general fund's operating subsidy for that enterprise fund. (3) Beginning in FY 1987, building and zoning activities have been accounted for in a separate Building and Zoning enterprise fund. Effective in 1987, amounts under Public Improvements do not reflect the general fund operating subsidy which is reflected under Other Expenditures. (4) The Departments of Development and Community Development, which had expend;tures totaling $2.108 million in FY 85 formerly classified under general government are, beginning in FY 86, classified under Public Improvements. 7 j• Excludes computer lease transactions of $5,769,000. 133 92- 44'7 IC CITY OF MIAMI, FLORIDA GENERAL FUND REVENUES AND OTHER FINANCING SOURCES LAST TEN FISCAL YEARS (in thousands) CITY BUSINESS INTER- LICENSES CHARGES OTHER REVENUE FISCAL PROPERTY & EXCISE GOVERN- AND FOR YEAR TAXES TAX(9) MENTAL PERMITS SERVICES AND FINANCING SOURCES(1) TOTAL 1991 $99,966 $41,205 $25,361 $4,773 $ 4,830 $24,414 $200.549 1990 98,366 39,414 25,037(2) 6,003 3,856 25,716(2) 198.392 1989 94,001 39,624 29,738 6,330 3,297 18,353 191,343(3) 19B8 89,396 42,743 30,225 6,399 1,648 11,283 181.694 1987 90,886 40,822 27,865(4) 6,082 1,974(5) 16,633 184,262 1986 88,138 36,511 33,094 6,016 18,410 6,934 189,103 1985 84,209 33,636 38,191 6,041 17,634 7,169 186,880 1984 78.968 27,186 35,514 5,853 14,834 5,610 167,965 1983 67,619 27,351 35,948(6) 5,288 13,977 3,783 153.966 1982 61,865 25,593 26,041 5,452 13,301 5,492 137,744 (1) Transfers from other funds representing public utilities service taxes are presented in this schedule as btisiness and excise tax revenues, rather than as other financing sources, to more clearly depict sources of revenues. (2) A change in accounting of the $5.7 million Guaranteed Entitlement revenues pledged for debt repayment decreased the Intergovernmental category and increased the Other Revenue and Financing Sources. (3) A capital lease for the purchase of computer equipment, net present value $5,769,000. has been excluded from this schedule in order to provide a comparison consistent with prior years. (4) Reflects loss of federal revenue Fnarng funds, which amounted to $7.1 million in 1986. (5) Beginning in FY 1987 Charges for Services do not include revenues pertaining to solid waste collection fees and Building and Zoning permits and fees, as these revenues are being recorded within their respective enterprise fund. (61 Included since 1983 is new revenue source from the State of Florida, a 50% portion of the one cent sales tax increase. CITY OF MIAMI, FLORIDA PERCENT OF TOTAL GENERAL FUND REVENUES ANn OTHFR FINANCING SOUR( 3:0 License & Permits 3.3 Charges for Service 20.6 20:7 Business & Excise Taxes Intergovernmental All Other Sources Property Tax 49. 49.6 49.1 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% 90.91 Actual 89-90 Actual ® W89 Actual' ' Excludes computer lease transactions of $5,769,000. 134 92- 447 CITY OF MIAMI, FLORIDA PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (in thousands) -q TOTAL COLLECTION PERCENT OF COLLECTION FISCAL TAX OF CURRENT LEVY OF DELINQUENT YEAR LEVY(1) YEAR'S TAXES COLLECTED TAXES 1991 $128,832 $119,036 92.40% $7,419 1`7 1990 125,743 119,363 94.93 4,592 j 1989 122.260 114,535 93.68 3,710 1988 115,935 107,908 93.08 2,356 1987 116,612 111,740 95.82 1,606 1986 109,938 105,457 95.92 944 1985 104,135 100,976 96.97 722(3) 1984 93,340 88,982 95.33 3,036 1983 83,025 78,815 94.93 1,209 ") 1982 76,903 74,040 96.28 1,067 i TOTAL OUTSTANDING COLLECTIONS OUTSTANDING DELINQUENT j FISCAL TOTAL TAX AS % OF DELINQUENT TAXES AS % OF CITY YEAR COLLECTIONS CURRENT LEVY_ TAXES(2) CURRENT LEVY MILLAGE(1) 1991 y $126,455 98.16% $5,059 3.93% 11.9376 1990 123,955 98.58 5,162 4.11 11.9376 1 1989 118.245 96.72 5,746 4.70 11.9376 1988 110,264 95.11 4,621 3.99 11.8219 1987 113,346 97.20 2,894 2.48 12.2910 `-i 1986 106,401 96.83 3,318 3.01 11.9091 1985 101,698 97.66 3,970 3.81 11.9091 1984 92,018 98.58 3,367 3.61 11.1238 1983 80,024 96.38 2,925 3.52 10.7290 1982 75.107 97.66 2,489 3.24 10.6640 (1) Includes levies for general operations and debt service. (2) Net of reserve for early payment discounts and uncollectable taxes of approximately 5% of total tax levy. (3) Starting in fiscal year 1985, current year's delinquent tax collections are included with collection of current year's taxes. Prior years' collection of delinquent taxes included both current year and prior years' delinquent tax collections. ?"9 135 I H� 92- 447 = CITY OF MIAMI, FLORIDA ASSESSED VALUE OF ALL TAXABLE PROPERTY — LAST TEN FISCAL YEARS _ (in thousands) _ NET FISCAL REAL PERSONAL HOMESTEAD ASSESSED YEAR PROPERTY PROPERTY TOTAL EXEMPTIONS VALUE 1991 $10,534,602 $1,243,083 $11,777,685 $985,533 $10,792,152 1990 10,243.901 1,271,210 11,515,111 981,728 10,533.383 = 1989 9,997,519 1,213,466 11,210,985 969,335 10,241,650 — 1988 9,519,481 1,242,316 10.761,797 954,978 9,806.819 1987 9,210,476 1.210,435 10.420,911 933,300 9,487,611 1986 8,979.226 1,205,707 10,184,933 953,516 9,231,417 -, = 1985 8,538,398 1,158,212 9,696,610 952,430 8,744.180 1984 8,230,309 1,115,724 9,346,033 954,979 8.391,054 -= 1983 7,616,829 1,042,452 8,659,281 920,895 7.738,386 1982 6,976,847 985,282 7,962,129 750.665 7,21 1,464 _ =) SOURCE: Metropolitan Dade County Property Appraiser's Office CITY OF MIAMI, FLORIDA _— PROPERTY TAX RATES AND TAX LEVIES -, -_ DIRECT AND OVERLAPPING GOVERNMENTS LAST TEN FISCAL YEARS TAX RATES(1) YEAR CITY COUNTY SCHOOLS STATE TOTAL — 1991 11.9376 9.679 9.001 .602 31.2196 = 1990 11.9376 9.348 8.549 .584 30.4186 1989 11.9376 9.547 7.693 .609 29.7866 1988 11.8219 9.608 7.650 .564 29.6439 — 1987 12.2910 9.032 7.551 .497 29.3710 1986 11.9091 9.224 7.316 .439 28.8881 1985 11.9091 8.762 7.361 .427 28.4591 _= - 1984 11.1238 8.754 7.361 .427 27.6658 1983 10.7290 7.244 6.500 .384 24.8570 1982 10.6640 6.999 7.140 .358 25.1610 —, TAX LEVIES (in thousands) 1991 $128,832 $104.457 $97,140 $6,497 $336,926 - 1990 125,743 98,466 90,049 6,151 320,409 _ 1989 122,260 97,777 78,789 6,237 305,063 1988 115,935 94,224 75,022 5,531 290.712 j . 1987 116,612 85.692 71,641 4,715 278,660 1986 109,938 85,151 67,537 1985 104,135 76,616 64,366 4,053 3.734 266.679 248,851 1984 93,340 73,455 61,767 3,583 232,145 1983 83,025 56,057 50.300 2,971 192,353 1982 76,903 50,473 51,490 2,582 181.448 "^ (1) Property tax rates are based on each $1,000 of net assessed value. Additional Information — Tax rates limits: Discount allowed: s County 10.00 mills November -4% j Schools 10.00 mills December -3% State 1.00 mill January -2% Tax assessed —January 1 February -1% Taxes levied —November 1 Taxes delinquent —April ► �5 , CITY OF MIAMI, FLORIDA =' SPECIAL ASSESSMENTS COLLECTIONS AND RECEIVABLES ' LAST TEN FISCAL YEARS CURRENT ASSESSMENTS FISCAL LIENS RECEIVABLE { YEAR COLLECTIONS AT YEAR-END 1991 $3,547.849 $306,513 1990 2,093,195 273,590 1989 1,904,662 170,046 1988 2,402,451 193,952 1987 2,468,224 277,432 1986 3.735,080 405,894 .-� 1985 2,688,028 414,730 i 1984 2,743,429 302,760 1983 1,900,365 303,469 1982 1,764,407 119,867 7 NOTE: The City of Miami's Special Assessments consist of assessment liens for various capital projects such as sanitary and storm sewer improvements. The collections shown above are on a modified accrual basis and include interest, prior year delinquencies and full payoffs. The assessment liens receivables at year-end, represents amounts susceptible to ..� accrual provided that they pertain to liens assessed prior to year-end, are shown net of deferred revenue. &Wings for new assessments in fiscal year 1991 approximated $859,900. Effective in 1991. assessment liens are being i accounted in the municipal use capital projects funds, previously they were recorded in the general obligation debt service fund. CITY OF MIAMI, FLORIDA RATIO OF NET GENERAL BONDED DEBT TO NET ASSESSED VALUE AND NET BONDED DEBT PER CAPITA LAST TEN FISCAL YEARS NET NET ASSESSED HOMESTEAD TAXABLE BONDED "-1 FISCAL POPULATION VALUE EXEMPTION VALUATION DEBT PER YEAR (1) (000) (000) (000) (000) RATIO CAPITA 1991 383,000(2) $11.777,685 $985,533 $10,792,152 $186,441 1.73% $486.79 1990 383,000(2) 11.515,111 981.728 10,533,383 184,302 135 481.20 "Z 1989 371,444 11,210,985 969.335 10,241,650 195,860 1.91 527.29 1988 369,007 10,761,797 954,978 9,806.819 186,041 1.90 504.17 1987 368,210 10,420,911 933,300 9,487,611 195,578 2.06 514.70 1986 371.975 10,184,933 953,516 9,231,417 190,697 2.07 512.66 1985 380,446 9.696,610 952,430 8,744,160 170.087 1,95 447.07 1984 383.027 9,346,033 954,979 8,391,054 146,102 1.74 381.44 1983 382,726(3) 8,659,281 920,895 7,738,386 124,955 1.61 326.49 1982 382.726(3) 7,962,129 750.665 7,211,464 109,398 1.52 285.84 (1) Estimate provided by the State of Florida, Division of Population Studies, Bureau of Business and Economic Research, University of Florida, except where noted. (2) Based on City of Miami estimate. The 1990 U.S. Bureau of the Census preliminary population count of 358,548 is being challenged by -.� the City and expected to be adjusted. t (3) Based on July 1, 1982 population estimate used by the Office of Revenue Sharing of the Federal Government. t 137 ri; t '` .� 2 - 447 CITY OF MIAM1, FLORIDA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL FUND EXPENDITURES AND OTHER FINANCING USES LAST TEN FISCAL YEARS (in thousands) TOTAL GENERAL FUND EXPENDITURES GENERAL BONDED & OTHER FISCAL BOND BOND DEBT SERVICE FINANCING YEAR PRINCIPAL INTEREST EXPENDITURES USES RATIO 1991 $10,995 $12,363 $23,358 $200,316 11.66% 1990 11,711 13,778 25,489 198,354 12.85 1989 11,280 13,659 24,939 193,018 12.92 1988 12,000 14,176 26,176 186.337 14.05 1987 11,400 13,609 25,009 187,700 13.32 1986 10,800 13,281 24,081 189,424 12.71 1985 10,010 12,540 22,550 181,805 12.40 1984 9,570 7,924 17,494 166,880 10.48 1983 9,990 6,570 16,560 151.740 10.91 1982 10,310 7,130 17,440 138,043 12.63 1981 10,735 6,620 17,355 118,981 14.59 CITY OF MIAM1, FLORIDA SCHEDULE OF DIRECT AND OVERLAPPING GENERAL OBLIGATION DEBT SEPTEMBER 30, 1991 (in thousands) AMOUNT PERCENTAGE AVAILABLE APPLICABLE CITY'S SHARE GROSS DEBT AND RESERVES_ NET DEBT TO CITY OF DEBT City of Miami .................. $186,805 $ 364 $186.441 100% $186,441 Metro -Dade County ............. 515.746 29,237 486,509 19%(1) 92,437 $702,551 $29,601 $672.950 $278,878 (1) Based upon the percentage of the County tax roll valuation comprised of real and personal property situated in the City of Miami. CITY OF MIAMI, FLORIDA SCHEDULE OF LEGAL DEBT MARGIN SEPTEMBER 30, 1990 (in thousands) Assessed value............................................................. $11,777,685 Less homestead exempt valuation ......................................... 985.533 Net taxable assessed valuation ................................................ $10,792.152 Debt limitation for bonds (15% of$10,792,152)(1).................................................. $ 1.618,822 Present debt application to debt limitation: General obligation debt .................................................. $ 186,805 Less amount available in debt service fund .................................. 364 186,441 Legal debt margin ................................................... $ 1,432.381 (1) Section 58 of the City Charter limits the general obligation bonded debt of the City to 15% of the assessed valuation of all real and personal property within the City limits as determined by the preceding assessment roll of the City. 138 92- 447 CITY OF MIAMI, FLORIDA CURRENT DEBT RATIOS SEPTEMBER 30, 1991 = FACTORS: 4 Assessed value(1)..................................... .......... $11,777,685,000 =— Net taxable valuation..................................................... ............. $10,792,152,000 =_ ,., City of Miami debt, net of reserve funds: _ Genera! obligation.................................................... $186,441.000 — Special obligation (2)................................................. 226,326,000 =_ —; Combined direct debt .............................................................. $ 412.767.000 Overlapping debt, net of reserve funds: (3) — j General obligation.................................................... $ 92,437,000 Special obligation..................................................... 73,375,000 — j Combined net overlapping debt ...................................................... 165,812.000 ( Total net direct and net overlapping debt .............................................. $ 578,579,000 Population of Miami (4)................................................................. 383.000 Net assessed valuation per capita........................................................ $ 30,751 Net taxable valuation per capita.......................................................... $ 28,178 r DEBT RATIOS: Net direct general obligation debt as a percent of taxable assessed valuation .................... 1.73%_ { Combined net direct and overlapping general obligation debt as a percent of taxable assessed valuation........................................................................... 2.58% —_ I Net direct general obligation debt per capita ............................................... $ 486.79 Combined net direct general and special obligation debt per capita ............................. $ 1.077.72 = r. Combined net direct and overlapping general obligation debt per capita ......................... $ 728.14 Combined net direct and overlapping general and special obligation debt per capita ............... $ 1,510.65 (1) Assessed valuation as of the final tax roll from Metropolitan Dade County, using 100% of assessed value as mandated by Florida law. (2) Special obligation debt includes special obligation bonds as well as revenue bonds payable from revenue sources other than ad valorem taxes. (3) Based upon the percentage of the County's tax roll valuation comprised of real and personal property situated in the City of Miami. (4) Based on City of Miami estimate. The 1990 U.S. Bureau of the Census preliminary population count of 358,458 is being - --� challenged by the City and is expected to be adjusted. .� 139 92- 447 CITY OF MIAM1, FLORIDA SCHEDULE OF REVENUE BOND COVERAGE ENTERPRISE FUNDS WITH OUTSTANDING REVENUE BONDS LAST TEN FISCAL YEARS (in thousands) NET REVENUE AVAILABLE DEBT SERVICE FISCAL GROSS OPERATING FOR DEBT YEAR(1) REVENUE(2) EXPENSES(3) SERVICE PRINCIPAL INTEREST(4) TOTAL COVERAGE 1991 $14.237 $11,118 $3,119 $2,430 $5.59 7 $8.027 .39 1990 15,072 10,792 4,280 2,436 6,263 8,699 A9 1989 13,911 10,707 3,204 617 6,248 6,865 .47 1988 11,977 9,536 2,441 580 6,064 6.644 .37 1987 11,763 9,222 2,541 218 7,791 8.009 .32 1986 10,818 8,665 2,153 117 7,875 7.992 .27 1985 11,152 8,746 2,406 177 7,851 8.028 .30 1984 9,814 8,871 943 181 8,191 8.372 .11 1983 7,785 6,697 1.088 237 6,620 6,857 .16 1982 4,730 2,877 1.853 190 1,327 1,517 1.22 (1) This schedule incorporates operations and debt service of enterprise funds in the fiscal years indicated below: FISCAL YEAR ADDITIONAL ENTERPRISE 1982 Off Street Parking Authority 1983 Convention Center 1984 Parking Garage (2) Represents charges for services, and excludes interest revenues and transfers from other funds. (3) Represents operating expenses exclusive of depreciation. (4) Excludes accretion on Capital Appreciation Bonds portion of Series 1987 Special Revenue Refunding Bonds 92- 447 7 i NAME OF TAXPAYER 1. City National Bank 2. Southern Bell Telephone 3. Southeast Bank i 4. Equitable Life Assurance 5. Florida Power & Light 6. Brickell Associates 7. Mayfair B. One Biscayne Tower 9. Inter -Continental Florida Ltd - 10. Miami Center Joint Venture 11. All others Total CITY OF MIAMI, FLORIDA TEN LARGEST TAX ASSESSMENTS 1991 ASSESSED VALUE NATURE ASSESSED OF VALUE PERCENT ACTIVITY (000) % Bank/Trustee $ 222,254 1.89 Utility 218,537 1.85 Bank/Office Buildings 193,986 1.65 Real Estate Investments 179.242 1.52 Utility 166,555 1.41 Office Building 89.000 .76 Hotel/Shopping Center 83,075 .70 Office Building 63.800 .54 Real Estate Investment 59,400 .50 Developer 59.130 .50 Various 10,442.706 88.23 $11,777.685 100% SOURCE: Metropolitan Dade County Property Appraiser's Office CITY OF MIAMI, FLORIDA BANK DEPOSITS LAST TEN YEARS - FINANCIAL INSTITUTIONS Dade County is second only to New York in the greatest concentration of international and Edge Act Banks in North America with approximately 46 foreign bank branches and 16 representative offices operating in the community. Additionally, there are 16 Edge Act Banks that are located in the Miami area. These include: BankAmerica International, Bankers Trust International, Banco de Santander International, Chase Bank International, Citibank International, Irving Trust, American Express Bank - International, Manufacturers Hanover International, and Morgan Guaranty International. The Federal Reserve Edge Act Amendment, adopted in 1979. permits banks to open international banking subsidiaries outside their home states. The Federal Reserve System has established a branch office in Dade County to assist the Atlanta office with financial transactions in the South Florida area. The ten year summary presented below is for Metropolitan Dade County which includes the City of Miami. These figures ==1 include national and state chartered banks which are FDIC insured. Non-insured state chartered banks are excluded. NUMBER JUNE 30 OF BANKS TOTAL DEPOSIT 1991 68 $22,087,323,000(1) 1990 69 22,783,647,000 1989 73 21,695,337.000 1988 75 20,070,795,000(2) �i 1987 69 25.958,000,000 1986 73 23,042,378,000 1985 75 21,615,733,000 1984 76 21,770,028,000 1983 74 19,256,581,000 1982 70 16,158.326,000 SOURCE: F.D.I.C., Atlanta, GA i (1) F.D.I.C. data not available as of the printed date of this report. This data was provided by Florida Bankers Assoc. (2) Reduction in deposits is attributable to more stringent FDIC regulations, which have caused a shift to other investments not insured by the FDIC. i 141 92- 447 CITY OF MIAMI, FLORIDA BUILDING PERMITS LAST TEN FISCAL YEARS The dollar value of building permits issued in the City and in the unincorporated areas of Dade County since 1982 are as follows: .., UNINCORPORATED CITY OF MIAMI DADE COUNTY YEAR (000) (000) 1991 $208,914 $1,493,522 1990 237.039 1.046,389 1989 308,941 2.731,505 1988 288,771 2,702,387 1987 238,513 1,190,493 ~� 1986 192,418 1,023,858 1985 322.785 864,862 1984 345,562 953,055 1983 314,362 903,706 1982 294,182 659,160 SOURCE: City of Miami and Dade County Building & Zoning Departments CITY OF MIAMI, FLORIDA DEMOGRAPHIC STATISTICS CITY OF MIAMI AND METROPOLITAN DADE COUNTY POPULATION 1990 CENSUS COUNT CITY OF METRO-DADE YEARS MIAMI COUNTY 0-04 25,627 139,714 5-17 56,868 328,296 18-20 13,804 82,000 21-24 19,811 111,876 25-44 105.524 609,719 45-54 38,898 212,098 «, 55-59 19,004 91,769 60-64 19,665 90,816 65-74 32,460 146,131 75-84 20,603 94,556 -' 85 + 6,284 30,119 Total 358,548 1,937,094 SOURCE: U.S. Bureau of Census, 1990 data from the University of Florida Libraries, Gainesville, Florida. CITY OF METRO-DADE EMPLOYED PERSONS BY OCCUPATION MIAMI COUNTY Executive/Administrative/Management 13,639 91,567 -1 Professional/Specialty 13,772 81.076 1 Technicians/Support 3,743 22,380 Sales 16,078 88,136 Administrative Support 28.232 145,265 Private Household Services 2.511 6,753 Protective Services 1,961 12,512 Other Services 24.470 85,328 Farm/Forestry/Fishing 2,063 11.257 Precision/Product/Craft 18.547 86.730 Machine Operators/Assemblers 18,555 53,629 Transportation/Handlers/Helpers 6,967 26,935 Total 150,538 711,568 SOURCE: U.S. Bureau of Census, 1980 data from the University of Florida Libraries, Gainesville, Florida. The 1990 data is not available as of the printing date of this report. I 142 92- 447 CITY OF MIAMI, FLORIDA GENERAL STATISTICAL DATA [tronpAPHY The City of Miami encompasses 34 square miles of land and 20 square miles of water and is the County seat of Dade County, which encompasses 2.000 square miles of Florida's southeastern region. Miami is situated at the mouth of the Miami River on the western shore of Biscayne Bay, the main port of entry in Florida. Miami is the southernmost major city and seaport in the continental United States. The nearest foreign territory is the Bahamian Island of Bimini, 50 miles from the Miami coast. Miami's climate is sub -tropical -marine, characterized by long summers with abundant rainfall and mild, dry winters. The average temperature in the summer is 81.4 degrees fahrenheit and 69.1 degrees fahrenheit in the winter, with an average annual temperature of 75.3 degrees. ECONOMY The economic base of Greater Miami has diversified in recent years, shifting from a reliance on the tourism industry to a combination of manufacturing, services industries and international trade. The area's advantages in terms of climate, geography, low taxes and skilled labor have combined to make the Miami area a prime relocation area for major manufacturing firms and international corporate headquarters. PORT OF MIAMI The Port of Miami is operated by the Seaport Department of Metropolitan Dade County. From 1982 to 1991, the number of passengers sailing from the Port increased from 1,790.255 to 2,928,532, an increase of 66%. The Port of Miami is currently the world's most active port in numbers of passengers and frequency of sailings. Cargo movement through the Port has increased by 46% in the last ten years of operation. The Port of Miami has almost doubled in size, from 325 acres to 600 acres, through a $250 million expansion program began in 1980 designed to move 16 million tons of cargo and four million cruise passengers by the year 2000. The additional space is needed to accommodate the increasing number of shippers, buyers, importers, exporters, freight forwarders, and cruise passengers who wish to conduct business through the Port. 143 A ten year summary of the growth in revenues, passengers, and cargo handled follows: Total Cargo Year Revenues Passengers Tonnage 1991 32,733,262 2.928,532 3,882,284 1990 25,736,465(1) 2.734,816 3,590.937 1989 30,035,859 3,100,055 3,206.417 1988 26,489.275 2,502,411 2.602,556 1987 19,933,197 2,633.041 2.425,937 1986 17,973,522 2,520,511 2.406,084 1985 17,135,048 2.326,685 2,333,026 1984 15,943.548 2,217.065 2.287,281 1983 14,201.008 2.002.654 2,305.645 1982 12.949,687 1,760,255 2,665.921 SOURCE: Dade County Seaport Department (1 ) Previous data included internal service revenue and transfers. Actual revenue for 1990 increased 7% over prior year. MIAMI INTERNATIONAL AIRPORT Metropolitan Dade County owns and operates five airports in the Miami area. Miami International Airport ranks eighth in the nation and tenth in the world in passenger traffic through the airport. The airport ranks fourth in the nation and seventh in the world in tonnage of domestic and international cargo movement. In 1991 over 26 million air travelers were serviced by Miami International Airport, and over 1.8 billion pounds of cargo were handled. Miami International Airport is in the midst of a one billion dollar expansion planned to service over 45 million passengers by the year 2000. A ten year summary of the growth of both passengers served and cargo handled follows: Total Total Cargo Passengers (Thousand Year (thousands) Pounds) 1991 26,591 1.815,534 1990 25,837 1,815,374 1989 25.408 1,730,850 1988 24,224 1,429,944 1987 23.801 1.374,380 1986 21,357 1.200,270 1985 19.853 1,031.700 1984 19,328 1,130,184 1983 19,322 1,184,526 1982 19,388 1,246.700 SOURCE: Miami International Airport 92- 447 r CITY OF MIAMI, FLORIDA GROWTH FACTORS Data reflecting the growth of the economy of the Metropolitan Dade County (including the City of Miami), are presented in the ten year summaries below: CITY OF MIAMI, FLORIDA GROWTH FACTORS RELATIVE TO DADE COUNTY, FLORIDA ELECTRICITY CUSTOMERS AND SALES Commercial Total KWH Residential Customers Sales Customers Average Year (000) Average Number Number 1991 (1) (1) (1) 1990 19,307.998 701,994 88.140 1989 19,031.695 688.981 90,556 1988 16,740,000 672,429 88.082 1987 17.500,000 655.000 88.000 1986 16,621,410 640,000 85,200 1985 15,479,000 623,000 81.100 1984 15,092,653 620,000 80.100 1983 15,203,147 606,000 74,700 1982 15,318,870 598,900 72.200 WATER CUSTOMERS AND SALES Consumption Number (Millions Of Year Water Meters Gallons) 1991 330,356 95,118 1990 323,622 90,989 1989 316.202 101,294 1988 307,959 96,592 1987 300,117 94,698 1986 290,806 90,249 1985 282,552 87,032 1984 274.805 99,415 1983 259,932 78,828 1982 245.953 75,527 MOTOR VEHICLE REGISTRATION AND SALES TAX COLLECTION Sales Tax Motor Vehicle Collections Year Registrations (0001 1991 1.978,169 $1.104.537 1990 1,804, 221 1.096.703 1989 1,753.322 1.081.422 1988 1.758,674 1.040.079 1987 1,714.684 787.674 1986 1.608,982 742,533 1985 1.589.173 686.399 1984 1.470,024 654.014 1983 1,453.991 575.065 1982 1.288,844 470.818 SOURCE: Appropriate utility or responsible government agency (1) The 1991 data was not available from Florida Power and Light Company 144 92 447 r C11 r OF 'v'iAM F_OPIDA INTER -OFFICE MEMORANDUM CA='13 TO Honorable Mayor and Members DATE `j:i,� ) J 1992 FILE of the City Commission SUEUECT Agenda item - Audit Reports. FROM REFERENCES Cesar H. odio City Manager ENCLOSURES. la • V I w 14-mly.y4j • 13 It is respectfully recommended that the attached resolution be adopted accepting the Audit Reports for the Fiscal Year ended September 30, 1991 as required by the Rules of the Auditor General of the State of Florida, Section 3.0.558. If Wig: The Comprehensive Annual Financial Report for the Fiscal Year ended 1991 and related management letter are presented herewith as required by State Law for your acceptance. The annual report prepared by the Finance Department presents the City's financial position as of September 30, 1991 and the results of its operations for the year then ended, as audited by the City's external auditors, Deloitte and Touche, in association with Sharpton, Brunson & Co., P.A.; Verdeja, Iriondo & Gravier; and Watson & Company, P.A. The management letter contains the external auditors recommendations concerning certain matters related to the internal control structure and certain administrative and operating matters. 92- 44'7 CAl3-/ CITY OF MIAMI, FLORIDA INTER -OFFICE MEMORANDUM To: Honorable Mayor and Members of the City Commission FROM : Cesar H. Odlo City Manager DATE : June 30, 1992 FILE SUBJECT : Management Letter from External Auditors REFERENCES: ENCLOSURES: The Departments of Finance, Computers, and Risk Management have reviewed the comments and recommendations presented by the City's external auditors headed by the firm of Deloitte & Touche in their Management Letter dated March 25, 1992. Each recommendation has been reviewed and evaluated to determine the operational efficiency of the improvements. In general, we are in agreement with the recommendations presented, but in some instances there is divergence of opinion which results from alternative controls already in place, alternative approaches not considered, and changes or constraints in operational procedures. It must be remembered that our program of implementation is based solely on the resulting benefits which can be derived from increasing efficiency and improved internal control over the City's assets. Enclosed its a complete management letter and the city's responses preceded by a brief summary of the applicable recommendation. cc: Audit Advisory Committee Members 92- 447 __......_.._.........__.__�..._.�.. .......... .. ... .. ... _. . _.�._�_.._._�._...a __._. .. u,__.._.. a �� r '..f: Tr- :R f�' Deloitte & buche Ow March 25, 1992 The Honorable Mayor and City Commissioners c/o the Audit Advisory Committee City of Miami, Florida: I Certified Public Accountants Suite 2500 100 Southeast Second Street Miami, Florida 33131-2135 Telephone: (305) 358.4141 Facsimile: (305) 358-1451 In planning and performing our audit of the general purpose financial statements of the City of Miami (the "City") for the year ended September 30, 1991 (on which we have issued our report dated March 25, 1992), we developed the following recommendations concerning certain matters related to the internal control structure and certain administrative and operating matters. Our observations and recommendations are presented under the following major captions: Recommendations - General H Recommendations - Computer Controls III State Reporting Requirements Since our recommendations were developed at various dates during the audit of the general purpose financial statements, it is possible that corrective action may have subsequently been implemented. It is important to note the Finance Department is associated with or impacted by most of the comments and recommendations herein. However, responsibility for corrective action or implementation will require the involvement of certain other City departments in addition to the Finance Department. Ibis report is intended solely for the information and use of the City Commission, management and others within the City. This restriction is not intended to limit the distribution of the report, which is a matter of public record. We will be pleased to discuss these comments with you and, if desired, to assist you in implementing any of the recommendations. Yours truly, i 74-0--C-� 92- 44'7 Member RRTInternational EXHIBIT I RECOMMENDATIONS - GENERAL I V 1 1 111 ,"a Z R Fa_1, rQW971, The Accounting System (Restated From Prior Years Ile City's financial and accounting operations are maintained on FAMIS, a budget -driven general ledger software system developed and implemented in the 1970's. In addition to the general ledger system, the City's accounts payable function is also maintained using the FAMIS software. Explosive advances in the computer industry have resulted in substantial improvements in system re- potting capabilities, data use flexibility and general software capabilities. Significant advances have been made not only in accounting systems but also in financial reporting as well. With the creation in 1984 of the Governmental Accounting Standards Board ("GASB"), the body recognized as the primary source of governmental accounting standards, greater accounting and financial reporting requirements have evolved. On the City's horizon is "the Big Bang," a series of innovative changes under develop- ment by the GASB, effective for fiscal 1995, which will have a major impact on the City's accounting and financial reporting systems. These changes will impact the City's method of reporting transactions and their presentation for financial reporting purposes. While FAMIS is a functional system, the City's needs have far outgrown the system's capabilities. The ability of the system to meet these sub- stantial requirements should be of major concern and a top priority to City administration. The City must replace the FAMIS general ledger system and implement a state-of-the-art fund accounting software system, including a fixed asset module which will interface with the general ledger system. In the selection of such a system, the City must determine its informational needs and reporting requirements (both internal and external) and make sure the new system is responsive, efficient, effective and user friendly. A more dynamic and responsive accounting system would provide substantial employee time savings, as well as possible cost savings. Such time and cost savings could be redirected within the Finance Department to improve the department's analytical capacities and reporting abilities. SELF-INSURANCE PROGRAM The City of Miami maintains a self-insurance program to lessen the impact of ever increasing insurance costs. As described in last year's letter, the City only funds this program on a pay-as-you-go basis, which covers the current year's claims and costs. No funding of future claims or funding of a reserve for incurred but not reported claims is made. Over the past ten years, the amount of unfunded estimated claims payable has risen each year and, as disclosed in the financial statements, is approximately $53 million as of September 30, 1991. In addition, the issuance of Statement of Government Auditing Standards Number 10, Accounting and Reaortin for or Risk Financing and Related Insurance Issues by GASB requires that the City's risk management activities be accounted for within the general fund or an internal service fund (which would have the same effect on the general fund). The impact of such treat- ment on the financial statements of the City will be significant as the unfunded portion of the estimated claim liability would be recorded against the fund balance of the general fund, causing a large deficit balance. This standard will be effective for the year ended September 30, 1994. The City z- 92-- 447 should develop an action plan designed to fund these estimated claims payable as soon as possible, thus strengthening the self-insurance reserves and reducing the impact this reporting change will have on the fund balance of the general fund in 1994. Claims Listing ftgrt (Re, tated From Iast Year) The risk management department maintains a claims listing report which indicates an estimated reserve amount for pending cases. Such reserve amount is determined by risk management upon receipt of the claim and is based upon previous knowledge and experience. As more information is received, risk management will adjust the reserve amount. Once a case goes to litigation, the law department is re- sponsible for adjusting the reserve amount. This report is used to develop the estimated claim liability which is recorded in the General Long -Term Debt Account Group and includes an actuarially deter- mined amount for incurred but not reported claims. This report was found to have errors such as changes to the reserve made by the law department not reflected on the listing, and cases settled and paid on the listing. With the advent of the above accounting change, the importance of a more accurate estimate increases. Therefore, the claims listing report should be reviewed periodically to make sure it is as up to date and accurate as possible, with a detailed review made before it is given to the actuary. r EXHIBIT II RECOMMENDATIONS - COMPUTER CONTROLS THE EDP SYSTEM Security_ Folicies_and_Procedures (Restated F)rom Last Ywr) The City should formulate a comprehensive data security policy and develop a corresponding procedures manual. Implementation of such procedures would minimize inconsistent and/or inadequate security procedures and improve data security administration, documentation and review. Formalizing and documenting the policies and procedures will strengthen the City's data security and will avoid inconsistencies, misunderstandings and errors. Written data security standards assist by: .. Defining the responsibilities of system users. .. Describing the City's exposure and penalties for misuse of access authorities. • • Outlining the procedures performed by the data security administrator and others involved in data security. The data security policy and related procedures manual should include the following (some of which are already in place): .. Individual user access authorization documentation, including: ... Use of standard written authorization forms to document individual user access levels. •.. Formal approval by management of individual access levels prior to granting users access to the system. • • • Periodic documented reviews of actual user access capabilities to current employee listings and authorized user access documentation. • • Specific password change procedures. • . Password distribution and user acknowledgment procedures. .. Procedures regarding the review, investigation and resolution of attempted and perpetrated security violations. .. Procedures covering the prompt reporting of employee resignations, terminations or transfers to the security administrator. -a- 92- 447 System Development Methodology (Restated From Last Year) The City should consider implementing a system development methodology. This is in recognition of the fact that the City is increasingly dependent on computerized systems which are becoming larger and more complex. The process by which these systems are developed can be made more efficient and effective through the use of a formal system development methodology. Some of the benefits of using such a methodology include: Improved communication between data processing and user personnel by following pre- established approaches that detail the responsibilities of all those involved. More realistic planning through the use of standard workplans and estimating guidelines. Better utilization of data processing personnel by providing detailed descriptions of the work to be performed. This allows the use of less experienced personnel while allowing the more experienced individuals to concentrate on the more demanding tasks. Should a disaster, such as flooding, fire, electrical problems or other major events occur, it is vital that the loss of information and/or downtime due to damage to the system be minimized to the fullest extent possible. The impact of such events to the City is especially significant when considering how important EDP systems have become in operating certain City operations and business sites. Loss of such sys- tems, without adequate contingency planning, can create significant loss of service and/or reporting capability. Accordingly, the following recommendations address procedures and controls effective in maintaining an effective disaster preparedness program: Disaster Contingency Planning - City management should develop comprehensive written City- wide contingency plans. Increasing use of EDP systems in several City operations makes certain business processes critically dependent on EDP support. As a result, effective disaster contin- gency planning is crucial in the event a disaster renders the data center or the business site inoperable or unusable. Disaster contingency plans are a series of procedures, arrangements and information which are completed and held in readiness for use in the event that a disaster occurs. Contingency planning is a multi -function process which includes: . • Data Center Plans - Address the data processing equipment and facilities which must be restored should disaster occur. • • End -User Plans - Support the City during a data center outage and assist in resuming use of the data center computer applications when data processing support is restored. .. Business Site Plans - Support essential business functions in the event of a disaster at one of the City's locations. .. Emergency Procedures - Address a wide variety of emergency situations including fires, flooding, intruders, severe weather, power failures, etc. -5- 92-- 447 EXHIBIT III "STATE REPORTING REQUIREMENTS" The rules of the Auditor General, State of Florida, require that this report be filed with the Auditor General together with the audited general purpose financial statements. In connection with our audit of the general purpose financial statements of the City of Miami, Florida ( the "City") pursuant to Chapter 10.550, the Rules of the Auditor General, State of Florida - Local Government Entity Audits, we report the following: 1. The financial report of the City filed with the Department of Banking and Finance, State of Florida, pursuant to Section 218.32, Florida statutes, is in agreement with the general purpose financial statements for the year ended September 30, 1991. 2. Nothing came to our attention to cause us to believe that the City is, or during the fiscal year ended September 30, 1991 was in a state of financial emergency (as defined) due to the occurrence of any of the conditions described in Section 218.503 (1), Florida Statutes. In addition, under the requirements of the Auditor General, State of Florida, we have reported to the City on our consideration of the internal control structure and the City's compliance with applicable laws, regulations, contracts and grants, in separate letters dated March 25, 1992, titled Independent Auditors' Report on the Internal Control Structure in Accordance with Government Auditing Standards and Independent Auditors' Compliance Report Bled on art,Audit of General -Purpose Financial Statements Performed in Accordance with Government Auditing Standards, respectively. -6- 92-- 447 I] E 3 RESPONSES TO CURRENT YEAR'S RECOMMENDATIONS - GENERAL RECOMP___ END TIO�T : The Accountiri System�F estated F at�_Pr_, �' Y_ears_I- The City's financial and accounting operations are maintained on FAMIS, a budget -driven general ledger software system developed and implemented in the 1970's. The City must replace the FAMIS general ledger system and implement a state-of-the-art fund accounting software system. A more dynamic and responsive accounting system including a fixed asset module which should interface with the general ledger system, would provide substantial employee time savings, as well as possible cost savings. Management_esponse :_ The City completed a study that included representatives from all major user departments approximately four years ago. Based on the study a system was selected for implementation after the Payroll, Personnel and Receivable Systems were implemented. The system selected was specifically developed for governmental users and includes most of the advances made in the computer industry as mentioned in the auditors' recommendation. The City is currently waiting for an upgraded version of the system to be debugged as it was recently installed in the Denver Colorado Public School System. The City plans to proceed with acquisition of the system after August 1992 when the debugging process is completed. RECOMMENDAT ON: Funding of Program (Restated From Prior YeArsL The, City of Miami maintains a self-insurance program to lessen the impact of ever increasing insurance costs. As described in last year's letter, the City only funds this program on a pay-as- you-go basis, which covers the current year's claims and costs. The City should develop an action plan designed to fund these estimated claims payable as soon as possible, thus strengthening the self-insurance reserves and reducing the impact the mandatory accounting reporting change will have on the fund balance of the general fund in 1994. I.. W I !1-73 f0w- • • I In light of the accounting changes that will be required by GASB 10, the Risk management Department will work closely with the Finance and Budget Departments in order to develop an action plan to address the estimated claims payable issue. 92- 447 RECOMMENDATION: Claims Lsting__Report CRestated FroLast Year The Risk Management Department maintains a claims listing report which indicates an estimated reserve amount for pending cases. Such reserve amount is determined by Risk Management upon receipt of the claim and is based upon previous knowledge and experience. This report was found to have errors such as changes 'to the reserve made by the Law Department not reflected on the listing, and cases settled and paid on the listing. Management Response: The Risk Management and Law Departments have established a procedure to ensure the accuracy of the claims listing report. On a quarterly basis the Law Department will provide Risk Management with a reserve report on open and pending litigation cases. Risk Management will compare the reserve amounts and provide Law with an abstract of those cases where a discrepancy exists. Law will review, modify and resubmit the abstract to Risk Management in order that records be updated. Additionally, one month prior to the end of the fiscal year, the claims. report will be reviewed by Risk Management and the Law Department to insure its accuracy before the yearly actuarial study is performed. 92-- 447 CURRENT YEAR'S RECOMMENDATIONS - COMPUTER CONTROLS RECOMMENpATION. Security_Policies and Proced e Res tech From Last Yearj_ The City should formulate a comprehensive data security policy and develop a. corresponding procedures manual. Implementation.of such procedures would minimize inconsistent and/or inadequate security procedures and improve data security administration, documentation and review. Formalizing and documenting the policies and procedures will strengthen the City's data security and will avoid inconsistencies, misunderstandings and errors. Management response: Data Security Policy - We agree that a City wide comprehensive data security policy should be developed. Since this policy would encompass all City department, a group/committee should be formed with representation from the various departments. The Department of Computers has implemented and documented some data security issues and will initiate this project. RE9DM1EHDJ9JD_HSystem Development Methodology (Restated From Last Year_ The City should consider implementing a system development methodology. This is in recognition of the fact that the City is increasingly dependent on computerized systems which are becoming larger and more complex. The process by which these systems are developed can be made more efficient and effective through the use of formal system development methodology. -•-!!-t bm-WRI .•• Although the Department of Computers has an informal System Development Methodology in place, it has been considering formalizing it into a departmental standard. Because of the external auditors suggestions in their Management Letter to the City, Department of Computers will consider making this a priority item for the coming year. Should a disaster, such as flooding, fire, electrical problems or other major events occur, it is vital that the loss of information and/or downtime due to the system be minimized to the fullest extent possible. The impact of such events to the City if especially significant when considering how important EDP systems have become in operating certain City operations and business sites. Loss of such systems, without adequate contingency planning, can create significant loss of service and/or reporting capability. City Management should develop City-wide contingency plans. 92- 447 Management Pesponse. In 1987-88 a Department of Computers consultant developed the guidelines for a Disaster Recovery Plan for the Tigertail Computer Center. Since that time, the Computer Center has moved to the 5th Floor of the Miami Police Department. Currently the Department of Computers is working with the Miami Police Department trying to formulate a disaster recovery/business continuation plan to address all the areas addressed in the Management Letter. The actual development, writing and implementation of such a plan will require the services of an outside contractor that will be hired when budget parameters permit. 9?-- 447