HomeMy WebLinkAboutCC 1998-12-08 Discussion Item (5)INTER -OFFICE NIE1,I0RAN►JWA
The Honorable Mayor and Members
of the City Commission
E ENCE
Donald H. Warshaw
City Manager
OEC 4 1998
Report on Code Violations and
Davis -Bacon Compliance of
Property at N.W. 3 Avenue
between 19`h and 20`' Streets
Follow-up to City Commission
Meeting of November 17, 1998
The following information is provided in response to the City Commission's inquiry of Davis -
Bacon and- code compliance issues raised at its meeting of November 17, 1998 regarding
property located at R.W. Yr Avenue between 19P and 20 Streets. The Administration has
identified three (3) multifamily rehabilitation projects funded by the City in this area. These
projects are:
• New Arena Square North and South, Ltd.
• A & S Darring
• F & L Johnson
Attachment 1, entitled Multifamily Rehabilitation Projects Located in the Overtown Target Area,
provides an overview of these projects. This overview provides background information that
includes:
• Project Name
• Owner
• Address
• Financing
• Project Approval Date
• General Contractor
• Project Status.
The Administration's research of these City funded multifamily rehabilitation projects included
the review of records in three (3) City departments. The Department of Community
Development is responsible for the monitoring of compliance with Davis -Bacon requirements
while NET investigates code enforcement issues and the Department of Building and Zoning
examines violations involving the structural soundness and safety of structures.
The following information provides a specific review of the Administration's findings in each of
the aforementioned three (3) categories:
Department of Community Development - Davis -Bacon Compliance
In accordance with federal regulations, the 137 unit New Arena Square Project is the only
activity among the identified, City funded Overtown projects that is subject to Davis -Bacon
regulations. Under the HOME Investment Partnership Program (HOME), Davis -Bacon
requiremVnts apply when construction work is to be completed on properties where twelve (12)
or more units are assisted by the HOME Program (see Attachment 2).
The A & S Darring Project located at 240 N.W. 17 Street has been awarded HOME funds to
assist in the rehabilitation of nine (9) units and the F & L Johnson Project at 219 N.W. 16 Street
has likewise received HOME funds to renovate six (6) units. Since these projects fall below the
twelve(12) unit threshold, these two (2) projects are not bound by Davis -Bacon regulations.
The New Arena Square Project has been awarded both Community Development Block Grant
Funds (Ci7BG) and HOME funds must satisfy Davis -Bacon requirements in the rehabilitation of
properties at the following addresses:
• 233 N.W. 20 Terrace
0 240 N.W. 21 Terrace
• 301 N.W. 22 Street
• 222 N.W. 22 Street
The Department of Community Development has monitored the New Arena Square Project for
compliance with Davis -Bacon regulations since the project's inception in late 1997. The Federal
Labor Standards Provisions HUD Form 4010 and the Davis -Bacon Wage Determination issued
for construction work on this project are included in the agreement between the developer and
prime contractor.
To ensure that there are no misunderstandings regarding the obligation of all contractors
involved in the project, Community Development staff conducted a pre -construction conference
with the prime contractor on November 3, 1997 to explain Federal grants requirements,
including Federal Labor Standards Provisions and Davis -Bacon compliance. As part of the
contract compliance review process, staff has reviewed certified payrolls submitted to the City
from the all contractors working on the project through November 13, 1998. These payrolls
document wages paid, the social security number, address and trade classification information
for each employee performing work on this specific project. The prime contractor and general
contractors attest that the information provided on the certified payrolls is accurate and correct.
Also, as part of the monitoring process for Davis -Bacon compliance, the Department of
Community Development conducts periodic on -site visits that include interviews with employees
working on the project to ensure that appropriate wages are being paid. The frequency of these
visits is predicated on the results of the on -site inspection. If staff identifies problems with a
contractor, these visits will be conducted more frequently. Conversely, if the contractor
consistently complies with federal regulations, the spot checks may be bi-monthly.
As a result of on -site and letter interviews, wanes paid by three (3) subcontractors were
questioned. In the case of MAR-B Plumbing, employees responding to these interviews were
paid appropriately. A -Alert Electric was required to pay restitution for underpayments made to
employees. The Department of Community Development recently advised LACO Air
ConditionLing of payroll inconsistencies resulting from a comparison of the payroll
documentation submitted by the contractor and interviews conducted with employees of the
project. Following staff s analysis of additional information and existing documentation, a final
determination will be made regarding the wage issue of this subcontractor. If necessary, the
subcontractor will be ordered to pay restitution to the affected employees. It should be noted that
the latest employee interviews conducted November 4, 1998 show no underpayments.
The Department of Community Development will continue to closely monitor the New Arena
Square and other applicable projects for compliance with Davis -Bacon requirements.
NET - Code Enforcement Violations
A review of NET records indicates that cases have been opened for code enforcement violations
at each of the identified multifamily rehabilitation projects (see Attachment 3). The New Arena
Square Project has been cited for violations at three (3) of its four (4) project locations as
follows:
• 233 N.W. 20 Terrace - This property was cited for an overgrown lot violation in 1998
and the case remains open.
• 301 N.W. 22 Street - This property was cited for illegal dumping in 1998 and the case
has been closed.
• 222 N.W. 22 Street - This property received one (1) citation in 1996 for abandoned
vehicles and two (2) violations in 1998, one for a vacant/unsecured building and the
other for debris placed on the right of way. All three (3) cases have been closed.
Since the A & S Darring Project was approved for funding by the City Commission to
rehabilitate the structure at 240 N.W. 17 Street, the project has received one (1) citation for an
overgrown lot and this case has been closed. Likewise, the F & L Johnson Project, located at
219 N.W. 16 Street was ticketed for illegal dumping and this case has also been closed.
Department of Building and Zoning - Unsafe Structures
The Department of Building and Zoning reports one (1) open complaint for an unsafe structure at
the New Arena Square Project located at 233 N.W. 20 Terrace. This is the last of four (4) sites to
be rehabilitated in this project. A Final Notice to repair or demolish this structure was sent to the
owner in October of 1998. When the owner failed to comply with the notice by the October 20,
1998 deadline, the case was included among those properties scheduled to appear before the
Unsafe Structures Board of Miami -Dade County in January, 1999.
When staff tram the Department of Community Development investigated this matter further,
the owner was unaware of any action to be taken against the property and advised staff that
notification had not been received relating to the open complaint. A review of the records in
Building and Zoning reveals that a certified letter had been sent to the Tallahassee address of
New Arena Square North and South LTD. This letter was refused October 9, 1998, resulting in
the aforementioned action.
It should'also be noted that a review of Community Development records indicates that one (1)
CDBG payment in the amount of $41,671 was made on April 14, 1998 for demolition costs
incurred at the 233 N.W. 20 Terrace project site. No other CDBG payments have been made to
rehabilitate this structure. Typically, demolition costs represent 10% of total project budget.
The draw for demolition costs at the 233 N.W. 20 Terrace structure was 8%.
Staff from the Departments of Community Development and Building and Zoning conducted an
on -site inspection of the property to determine its current status. As previously documented by
inspectors from Building and Zoning, the structure continues to be vacant, open and abandoned
and must be secured—Md owner has expressed a desire to comply with the requirements of the
City. Building and Zoning will be sending a new certified letter requesting that the owner
provide a plan of action to address the unsafe structure issues. This letter will also be sent to the
local address of the New Arena Square North and South LTD. to insure that the proper local
individuals have been notified. Failure to respond to the City's letter by the owner will result in
the case being scheduled for a hearing before the Unsafe Structures Board of Miami -Dade
County for further action regarding the demolition or repair of the structure.
DHWIDB/GCW/DF:df
Attachments
** Attachmf
1) Project Name:
Owner:
Addresses:
Multifamily Rehabilitation Projects
Located in the Overtown Target Area
New Arena Square North & South, Ltd.
New Arena Square North & South, Ltd.
Salomon Yuken, General Partner
137 Apartments
- 233 N.W. 20'h Terrace
240 N.W. 21 ' Terrace
301 N.W. 22n° Street
222 N.W. 22'd Street
Financing: • $1,250,000 HOME Program loan,
deferred payment loan over a 20 year
term with a forgiveness -clause
• $300,000 CDBG Program loan
@ 4% interest rate for a 15 year term
• $1,145,568 private sector
Project Approval: October 29, 1997
General Contractor: Encore Builders
Braulio Guiterrez, President
Project Status: Currently under construction
Davis - Bacon requirements apply to all construction work.
City of Miami Department of Building &
Zoning issues all permits and performs all code
compliance inspections.
2) Project Name: A & S Darring
Owner: Same as above
Address: 240 N.W. 17" Street - 9 Apartments
Financing: $189,910 HOME Program loan,
$ l 34,9 10 deferred payment loan for 5 year term
i
with a forgiveness clause.
$55,000 loan @ 6% interest rate
for a 10 year term.
$105,727 private sector
Project Approval: December 6, 1996
General Contractor: Encore Builders
Braulio Guiterrez, President
Project Status: Currently under construction
Davis - Bacon requirements do not apply because this
project contains fewer than 12 units.
City of Miami Department of Building & Zoning issues all
permits and performs all code compliance inspections.
3) Project Name: F & L Johnson
Owners: Frances & Lorenzo Johnson
Address: 219 N.W. 16" Street - 6 Apartments
Financing: - $89,940 HOME Program loan,
deferred payment loan for a
5 year term with a forgiveness clause.
• $71,240 private sector
Project Approval:
General Contractor:
September 13, 1996
Circle R. Construction
Rick Nelson, President
Project Status: Construction Completed August, 1998.
Davis - Bacon requirements do not apply because this
project contains fewer than 12 units.
City of Miami Department of Building &
Zoning issues all permits and performs all code
compliance inspections.
[Miscsjg]<Multifamily Rehab Projects.doc>
RECEIVE®
L •�,,,.,.•'' �JUN -1 5 1992
SpecW Attention of:
Regional Administrators
category 'A Yield Office Managers
Regional and Yield Directors for CPD
Regional Housing and Public Housing
Directors
cDBG State and Entitlement Grantees
"' AttachrE
U.S. Department of Houaing and Urban Dew
COMMUNITY PLANNING AND DEVELO
Notice CPO-92-19
hued: June .9, 1992
tcpies: June 9, 1993
Cross References:
Subject: using Community Development Block Grant (CDBG) funds
implementing tht Homz Investment Partnerships and
Homeownership for People Everywhere (HOPE) programs
PURPOSE
This Notice clarifies to what extent CDBG'funds may be usec
to pay administrative costs of the HOME Investment Partnerships
and Homeownership for People Everywhere (HOPE) programs.- It als
addresses related issues including the different definitions of
administrative costs among the programs, some eligibility and
national objective issues involved when CDBG pays activity costs
in a HOXLr- - or HOPE -assisted activity, one -for -one replacement,
differences in Davis -Bacon thresholds and the status of 24 CPR
570.206.(g) eligible activities.
Note that the programs covered by this Notice vary in
purpose, eligible activities, and benefit criteria. Recipients
that use CDBG with SOME'or HOPE must ensure that the requirement
of each program are met. Any questions or problems should be
promptly referred to the appropriate HUD Field, Regional, or
Headquarters office., For questions on this Notice, contact the
Entitlement Communities Division at (202) 708-1577.
CGBE : 0�stmbutmn: w-3-1, N-1 (PIH, H. RC, CPO), W-2, R-1, R-6, 063, R-3-1 (ADM
Special (CPO Regional and Field Directors), COSG Entitlement
I
Grantees
HOPE 1 has replacement requirements that are similar to the
CDBG one -for -one replacement requirements. While HOPE 1
replacement may meet CDBG requirements, recipients planning to
use HOPE 1 and CDBG together should become familiar with the
replacement rules for both programs, and contact HUD if there-ar
any questions.
2. Davis -Bacon
''The Davis -Bacon requirements for the HOME program apply to
new construction or rehabilitation of affordable housing where 12
or more units are assisted with HOME funds (592.354). The Davis -
'Bacon requirements apply to HOME projects regardless of whether
the HOME funds specifically finance the construction or
rehabilitation of the unite or are used for other eligible
activities (e.g., acquisition) that constitute assistance to the
units to be constructed or: rehabilitated. A HOME project (with
no CDBG assistance) that contains 12 or more units, but in which
fewer than 12 units are assisted under the HOME program, is not
subject to Davis -Bacon requirements. If CDBG funds are used to
assist a HOLE activity by financing the construction or .
rehabilitation -work in whole or in part, the CDBG Davis -Bacon
threshold (S570.603) applies, .e., any property containing eight
or more units whose construction or rehabilitation is CDBG-
financed would be subject to Davis -Bacon requirements. The use
of CDBG funds to assist a HOME project-in_ways other than
.financing the construction or rehabilitation work does not
trigger the CDBG eight -unit threshold.
The HOPE 2 and HOPE 3 programs are not subject to Davis -
Bacon requirements. If CDBG funds finance construction or
rehabilitation work?on a HOPE 2 or HOPE 3 property in whole or in
part, the CDBG Davis -Bacon threshold applies, .e., any property
containing eight or more units whose construction or
rehabilitation is CDBG-financed would be subject to Davis -Bacon
requirements. (Note: for purposes of the CDBG Davis -Bacon
threshold, a multifamily condominium building with eight or more
units is considered a property with eight or more units, and
Davis -Bacon would apply to the CDBG-financed construction or
rehabilitation of a single condominium unit in such a building.)
The use of CDBG funds' to assist a HOPE 2 or HOPE 3 project in
ways other than financing the construction or rehabilitation work
does not trigger the CDBG eight -unit threshold.
The HOPE 1 program is part of the U.S. Housing Act of 1937,
so under Section 12(a) of that Act, Davis -Bacon requirements
apply to work that constitutes "development" work (e.g.,
reconstruction, substantial improvement, remodelling that alters
the nature or type of housing units), while HUD -determined wage
rates apply to maintenance and non -routine maintenance work.
Each of these types of wage requirements applies regardless of
the number of units involved and applies to work performed by PHA
12
employees as well as contractors. The use of CDBG funds to
finance "development" work on a project covered by 12(a) woul
r not involve any additional Davis -Bacon coverage, since all su
work is covered by Davis -Bacon requirements under Section 12(
X- CURRENT STATUS OF SECTION 570.206(g)
Section 570.206(g) of the CDBG regulations states:
"CDBG funds may be used for necessary administrative
expenses in planaing or obtaining financing for housing z
followas for entitlement recipients, assistance authoriz
by this paragraph is limited to units that are identifiec
the recipient's BUD approved housing assistance plan."
This provision has been used by recipients to support
expenditusa,--of CDBG funds for administrative expenses of
non-CDBG-assisted housing abtivitiea. This provision is, in
effect, not available because of its link to a housing assista:
plan (8AP)•that is no longer in effect for any grantees.
Modifying this provision will require new rulemaking.
13
** Multifamily Rehabilitation Projects Located In Attachment
the Overtown Target Area
The following projects have been sited for NET Code Enforcement Violations as follows:
ft
Address
Date
Violation
Status
Open
Closed
233 NW 20'h Terrace
Case No. 98-09324
Overgrown Lot
Open
6/11/98
Pending
.301 NW 22"d Street
Case No. 98-14744
Illegal Dumping
Closed
8/28/98
10/14/98
222 NW 22"d Street
Case No. 96-04600
Abandoned Vehicles
Closed
3/1/96
1/31/97
Case No. 98-02024 -
Vacant/un-secured building
Closed
2/3/98
2/26/98
Case No. 98-13295
Debris placed on right -of
Closed
8/5/98
8/17/98
way
240 NW 17* Street
-
Case No. 96-24519
No Certificate of Use
Closed
11/20/96
12/1/96
(Building currently under construction)
Case No. 97-06542
Overgrown Lot
.Closed
4/3/97
4/17/97
219 NW 16`" Street
Case No. 98-10175
Illegal dumping
Closed
6/24/98
7/6/98
Ticket Issued-CES6525