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HomeMy WebLinkAboutM-98-0097CITY OF MIAMI, FLORIDA INTER -OFFICE MEMORANDUM TO: The Honorable Mr, Chairperson & DATE: January 21, 1998 FILE Member o rty Commission ° SUBJECT: FROM: Wlfre (Willy) Gort REFERENCES: Commissioner ENCLOSURES: At the November 25, 1997, Commission Meeting, I was asked to gather information and present it to the City Commission for the January 27, 1998, Commission Meeting, to facilitate the Commission's evaluation of the incumbent City Attorney, A. Quinn Jones. Attached is my report. Thank you. WG/kk DATA/ATTY-R-M c.c.: Jose Garcia -Pedrosa, City Manager A. Quinn Jones, City Attorney Walter Foeman, City Clerk cr ­ 4 jPw r-- cr rn Q�� p > > N z 98- 97 At the Commission's November 25, 1997 meeting, I was asked to gather information and present it to the City Commission, to facilitate the Commission's evaluation of the incumbent City Attorney, A. Quinn Jones. The evaluation will determine whether or not to renew Mr. Jones' contract as the City Attorney. The Objective I set for my effort is: To interview appropriate persons and, based on. such interviews: to evaluate the quality of the legal representation that has been afforded to the City Commission and Mayor by the incumbent City Attorney; and to make recommendations. Procedures Followed In determining who were the appropriate persons to interview, I approached the Objective using a model of a Law Firm that counsels a corporate client. The client is the Board of Directors (the Commission) of the corporation. The Board is accountable to the shareholders (the citizens of the City of Miami). The business of the corporate client is accomplished by its President (the Mayor) and its Chief Operating Officer and lesser officers and division heads (the City Manager and Department Heads). The Law Firm renders legal services both to the Board of Directors and to the corporate officers. The City's Law Firm has organized itself not unlike may firms in the private sector. It has a number of associate attorneys; a two tier form of "partner" attorneys, having different areas of responsibility and authority; and the senior partner, the City Attorney. Following this model, Mayor Suarez and the entire Commission, except Commissioner Plummer, were interviewed by my delegates. The City Manager, the City Clerk and the heads of the seven (7) City Departments that most frequently use the services of the Law Department were interviewed by my delegates. City Attorney Jones, the two (2) Assistant Deputy City Attorneys and the Chief of Litigation in the Law Department were interviewed. County Attorney Robert Ginsberg and Deputy County Attorney Murray Greenberg were interviewed by my delegates. The interviews with City Administration, the City Attorneys and the County Attorneys were all prefaced that the evaluation was to be based on objective standards of performance and results. All persons interviewed were told that their comments would not be attributed, either publicly or privately, to the speaker. At the outset of this evaluation, I was informed that the Oversight Board had formed what it called a Legal Affairs Management Committee. This Oversight Board Committee is reported J8- 97 to have considered issues that differ from the evaluation requested by the City Commission in November, but that are related and relevant. Annex "A" contains the Oversight Board Committee's published Mission Statement and Objectives. The final Report of this Oversight Board Committee, which is said to include the results of a statewide Salary Survey, is due to be published in late January 1997. Results Commissioners' Observations The City Commissioners' pervasively consistent concerns about their Law Department's performance are in two (2) areas: First, the frequency with which the City settles and pays out on claims and suits brought against the City and its resultant self -perpetuation of suits against the City and our payouts; and Second, the inadequately explained frequency and cost of the City's use of outside counsel to represent the City. The City Attorney states that use of outside counsel is limited and is warranted. He has been requested by the Mayor and promised to provide to me a synopsis of outside counsel used, areas in which they consulted and costs to the City. Annex "B" is the City Attorney's response. It lacks cost information. More than one Commissioner notes that the City Attorney lacks administrative skills, and is too "hands off" and "lacks strength in guiding the Commission". More than one Commissioner voices a concern that the City Attorney acquiesces to "opinion shopping", whereby it is perceived that the City's Law Department will issue legal opinions that justify a particular result desired by an individual Commissioner on a given matter or project. One Commissioner noted that the morale in the Law Department is very low. One Commissioner stated that the Law Department lacks efficiency, evidenced by the excessive time required to receive a contract from the Law Department. One Commissioner stated his opinion that Mr. Jones is more than adequate to be the City Attorney and is responsible for certain legal opinions that "border on brilliant". Of the others in this group who were interviewed, no one voiced wholesale satisfaction with Mr. Jones' performance. One Commissioner stated his belief that Mr. Jones is not competent to be the City Attorney. 2 J8- 97 Administration Observations City Attorney Does Not Timely Deliver Needed Legal Product. There are certain recurrent themes voiced by the members of the Administration who were interviewed. The un-timeless of receipt of needed legal products, whether a Contract or the availability of a competent attorney to assist in working through an issue facing the City, is a pervasive Administration criticism of the City's Law Department. The area of contract preparation and review impacts on the 8 Departments interviewed. Complaint about Law Department timeliness in this area is universal within the Administration. The Department heads suggested development of form contracts for routine matters and adding a contracts attorney as warranted improvements is a critical area. It must be noted that some Administration representatives told us that they had asked the City Attorney to address and improve the timeliness of contract turn- around over the years, but that they had received no adequate response to their requests from the City Attorney. To my view, this is a double deficiency by the City Attorney. City Attorney Is Not Proactive. Most Department heads express a desire that the City Attorney's lawyers would be more proactive on behalf of the City. One head stated his belief that the lawyer should be his "partner", offering approaches, solutions, arguments and advocacy to give shape to the business decision made by the Administration on a City matter. Another head articulated this criticism as his need that his lawyer go beyond making a review that is limited to appropriateness of form and to correctness. Several Department heads stated that the City Attorney has been repeatedly asked to provide standard forms of routine contracts for their respective Department's use. None have been provided. More than one Department head asked why the City Attorney did not initiate in-house training sessions for City Staff on recurring issues which would increase efficiency and possibly reduce claim exposure against the City. An example of such training mentioned is the legal requisites of contract execution. City Attorney Does Not Control The Delivery Of Legal Work. Every Department head interviewed named one or more individual Assistant City Attorneys with whom the Department has an excellent working relationship. No Department head stated that he or she worked directly with the City Attorney. One Department Head stated that lines of communication between the Departments in the Administration and the City Attorney on everyday matters do not exist. One Department head describes this by saying that the Law Department is not "user friendly". Another stated this issue that the Administration is unclear whether the City Attorney believes he has a responsibility to represent the Administration. Many 3 �� 97 Department heads generally complain that they are uninformed how a Department matter is assigned to the Assistant City Attorney who will perform the necessary legal work. One Department head stated that what was needed was for one or more identified Assistant City Attorneys to be assigned to each City Department. Another Department head said that a disclosed procedure to assign and track legal matters being handled, along with reporting on Work in Progress and its status to Department Heads, would be extremely beneficial. More than one Department Head stated a belief that the morale in the Law Department was at its lowest point in years. City Attorney Authorizes Settlement Too Readily. Four (4) Department Heads voiced opinions that the City's Law Department is insufficiently aggressive in defending suits and claims brought against the City. One head stated that suits were too often settled, and queried why the City lawyers never counseled that the City file a suit, as plaintiff. Another head offered that his contacts in the legal community outside the City state that the Law Department has a low reputation which engenders law suits and claims against the City of Miami. Overall "Ratings". I asked the representatives of Administration to evaluate the attorney/client relationship between the Law Department under City Attorney Jones and the respective Department as "Excellent", "Satisfactory" or "Unsatisfactory". Of the City Clerk and seven (7) Department heads interviewed, seven (7) evaluated the relationship as "Satisfactory" and one (1) as "Satisfactory to Excellent". One department head stated categorically that the head "had no faith" in the legal opinions that have come out of the City Attorney's office. City Law Department Observations. I also considered it relevant to interview certain senior Assistant City Attorneys. The subjective motivation underlying each of these attorneys' responses to me cannot be ignored by the Commission. Nonetheless, there are two (2) recurrent themes that were voiced in these interviews: First, that morale in the Law Department is extremely low. The reasons stated for this are: lack of salary raises, which I believe is beyond the control of the City Attorney; and lack of merit recognition and reward for deserving attorneys, which I believe is within Mr. Jones' ken. Second, these junior and senior "partners" within the City's Law Firm perceive that the City Attorney's Office has been allowed to become excessively subject to political pressures and influences over the years. This is described to manifest itself in hiring, in work distribution and in an assault on the integrity of the Law Department's legal advice to the Commission over time. 4 „gj 97 I also considered it relevant to speak with several Assistant City Attorneys. Some commented that a more formal program of periodic performance review and attorney evaluation would be beneficial within the Law Department. One attorney stated that the Law Department needs both technology and support staff to allow Law Department attorneys to develop the expertise that is required by the City. One attorney suggested that increased authority within the Deputy and Chief structure of the Law Department was justified. Recommendations 1. The Alternative to Renew Mr. Jones' Contract. The City Commission can either renew or determine not to renew City Attorney Jones' contract. If it renews his contract as City Attorney, then I recommend that Mr. Jones be directed to develop the policies noted as follows and to implement the same without exception. It is my strong belief that the Policies that I am recommending are overdue and are fundamental to what it takes to operate a good Law Firm or division of a corporation. In my opinion, the apparent non-existence of these policies speaks loudly of the lack of Mr. Jones' administrative skills. This lack has been reported by Commissioners and the Administration. Policy development by the City Attorney should be made based on consultation to, among others, the Office of the County Attorney of Miami -Dade County, the Legal Affairs Management Committee of the Oversight Board, the Local Government Law Section of the American Bar Association and other experienced, competent and well -respected sources that would be selected by the City Attorney. Mr. Jones would be held accountable that all policies must be developed by not later than June 1, 1998. Implementation of the policies should begin upon their completion. Evaluation of the implementation of the policies by Mr. Jones will become a part of the annual performance evaluation of the Law Department that is described below. The policies that should be developed and followed in the Law Department of the City of Miami are: 1. Assignment of Attorney to Render Services. a) This should address either assigning specific attorneys directly to represent the various City Administration Departments or a procedure whereby a Department head requesting legal assistance is given the name and telephone number of the attorney who has been assigned to render the assistance, within 1 business day of the Department's request. The policy should 5 adequately address work requests that require a shorter assignment turn -around. b) Each time a request for legal services is assigned to a specific attorney, a back-up to the assigned attorney should be designated. The back up could be a peer attorney or the Chief of the area in which the assigned attorney works. Each Law Department Deputy and Chief must know that he/she has authority which is coupled with the responsibility of the title. There must be frequent Staff meetings in the Law Department because communication can generate both efficiency and good morale. c) Periodic review of attorney work loads and necessary redistribution of work should occur. The periodicity of this review should be set by the City Attorney, but it should be not less frequent than bi-monthly. The Miami -Dade County Attorneys Office has an administrative Co-ordinator, whose principal job function is the allocation of work among attorneys to achieve fair distribution and timely delivery of legal product. The heads of City Departments for which each attorney renders legal services should be appropriately included in the review of the attorneys' work loads. d) A manner of reporting on Work in Progress, reported out by Department or Commission, as appropriate, must be developed. The report should be distributed to the Department heads to enable them to know the status of their work. This should lead to a relationship of cross -accountability between the various Departments and the Law Department. e) Contract preparation and review must be assigned so that, with the exception of Requests for Proposals and Major Use Special Permits, a complete contract is returned to the Department requiring it, in draft form, within five (5) working days of the date of the Department request for the contract. 2. Consistent Policies and Procedures for Hiring and Career Advancement. a) The City Attorney should evaluate and adopt a procedure that will reduce political influence in the hiring and promotion of Assistant City Attorneys. The Miami -Dade County Attorneys Office has a Hiring Committee and follows a practice that is well-known within County Government that the County Attorney does not dictate a hire over the Committee's objections and does exercise a veto. 0 ids— 97 b) Objective standards, that are published to both the attorneys and to the Department heads, for Assistant City Attorney performance should be developed and implemented. Subjective elements of an evaluation should be maintained at a minimum. Every attorney should be evaluated at least annually. Client input should be solicited and included in this review. c) Salaries should be a function exclusively of the results of the performance review. A method and source of merit bonuses should be implemented. d) The City Attorney must be able to attract and retain the best available municipal attorneys. e) The Client (see page 1 of this memo) should be requested objectively to evaluate the Law Department's performance on a regular basis. I suggest annual review. 3. Development of a Policy of Appropriate Anti -Settlement Bias a) The decision to settle a law suit or a claim against the City now is made upon review by the "Tort Committee", which does not actually meet. Instead, the committee members receive a cash review and trial outcome forecost that is City Attorney - prepared and that each Tort Committee member reads. This amounts to review in a vacuum. I believe that brainstorming among various disciplines' of the committee, augmented by representatives of the City department involved, the City Manager's office, the Mayor's office would be very beneficial. b) Mayor Suarez' December 30, 1997 proposal to reintegrate the City's Risk Management Area into the Law Department, if approved by the City Commission, would affect this Policy. c) In a proactive way, the City Attorney must communicate to the Administration that, regardless of the quality of the attorney and despite a policy of anti -settlement, settlements are warranted if the attorney must deal with bad facts, bad procedures, bad performance, and bad records. The City Attorney should conduct training seminars for City Staff and the City Commission systematically to introduce this appropriate anti -settlement bias. d) All City Commissioners must heed advice of the City Attorney when to cease "on record" commentary. 7 97 4. The City Attorney Should Inculcate the Ethic that "Public Lawyers are Officers of the Public" This is seminal. 2. The Alternative to Replace Mr. Jones. The City Commission may determine not to renew Mr. Jones' contract as the City Attorney. If this is the Commission's determination, then I recommend it concurrently resolve to conduct a Search for a new City Attorney. The parameters of the search for a new City Attorney should not be limited to, nor should they exclude, promotion from within the ranks of attorneys who are presently employed in the Law Department. I believe it is important for the City that our senior Administrative officials including the person who is the City Attorney, reflect the diversity of the citizens and taxpayers of the City. This leads to a broader search, rather than a narrower one. A strong reputation for skill and integrity, well developed administrative skills and experience in municipal law are all job prerequisites to be Miami's City Attorney. Because of the importance of this process to hire a City Attorney, I recommend that the Commission designate an interim City Attorney until the final candidate for the City Attorney is appointed. An interim City Attorney will result that there is no gap in our legal representation, while permitting the City to conduct a search that, of necessity, must have a reasonable time frame. The interim City Attorney could be either an existing Assistant City Attorney or, possibly a private, local law firm that specializes in providing municipal law services to municipalities. If the Commission were to determine to hire a private specialized law firm to serve as interim City Attorney, such law firm should be requested to make recommendations as to improved procedures and operations, and to any existing inadequacies in areas in which the Law Department provides substantive legal representation to the City. C:\Gen\Gort5.mem 8 ,J 97 _ CITY OF MIAMI Financial Emergency oversight. Board Legal Affairs Management Co=Littee MI SSI019 : T:� conduct a local government practitioner's review of the cr)erations of the City of Miami Attorney's office in order t.:j provide a report to the city of Miami Financial Emergency G,ersight Board. OBJEC'l:CVES 1. Tc: determine general compliance by the City of Miami At:torney's office with applicable federal and state statutes, the City Charter, the City Code of Ordinances, and ttie Code of Professional Responsibility (including the Code of Ethics for Public officers and Emplo;►ees); 2. T.:. determine general compliance by the City of Miami Attorney's Office with applicable city-wide and internal o:Efice policies and procedures; 3. To determine the general level of effectiveness and ei! f iciency of the city of Miami Attorneys office, including ability to interact and cooperate effectively with other brunches of city government; 4. To identify and suggest any possible arras for improvements tv the operations of the city of Miami. Attorney's Office; an, i S. To identify any restrictions on the operations of the City of Miami Attorney's Office, either in city policy, procedure or code, that differ materially from most other local government law offices in Florida, or that materially impede thc:. effective representation of the City of Miami by the City of Miami Attorney's Office. Annex "A" 97 2; FirmNa>I T AUey & AMey/Ford do Rail soo Joseph I. Fleming, EA. 612-620 Ingraham Binding 59 25 S.E. Second Avenue Miarri, Florida 33131 (305) 373-0791 City of M. m' ui, Florida City Attorneys Of'Cct - Outside Counsel Case Nsme/Ma—ftL Ker odh Treister Manuel Alonss-Poch. FA- 13ockage1Meni11 Stevens Property 2100 Ponce de Leon Bouievard, Suite 1170 Coral Gables, Florida 33134 Z (305) 449-4053 cn Title Policies Yeraten Wolfe & Rennet Howard I Vogel, Esq. 100 Southeast Second Street, Suite 3500 Miami, Florida 33131 2130 (305) 577AI77 Armando Duct* Esq, 2923 Coral Way, Suitt 307 M"uati, Florida 33145 (305)442-1942 Code Enforoenwnt Board Denial of zov ing change Claim for neoessaty dockage services Isn"we, of title policies for properties in the CotronuaitY Rcdevelopnww area (Southeast Ovesto-aWPark We%t) Repres=Wion of the Code Enforcement Board Title Policies Issuance of Title Pobc ift for properties in the CarmrronitY RedtvdoPNww area (Southeast Ovenown/Park West) oa Firs :Vstne Cm NanrlMatter Description a Pottinger Mediatiow of Homeless Cmti'ey Dias & O'Naoten N6chad Li*Zion Kendall Coffey, Esq. m Manny Diar- Esq. 2665 South Bayshore Drive, Suite 204 Title Policies issuance of title policies for pries in the Commmity Miwnt Florida 33133 izedetndopnwit area (Southeast (305) 285-0600 overtowwPark West) t ]hvia weber do Edwards Deeoma Mani Associates, Ltd Interpretation of non -compete in Arena land lease Laura Besi-iniek Esq. provWon It One Biscayne Tower, Suite 1500 2 South Biscayne Boulevard Florida Panthers Rejection of lease amerwhac t N§ami, Florida 33131 Rainbow Lighting Cl>,lknge to Fwe-lttscue (305)375-8A00 Assessment ^' Earl Wasik Kaveuasng6 Stott Maritime Park Environetnental Contract matters regarding FEC I3ieerttetrr<sial 1800 Second Street PiOgetlY and Maritime Park Sarasou. Florida 34235 ftoject (305) 358-3000 o Eckert Seaumas Cherie, e& MslliNt pay Refusal to obtain outside coin to represent Police -. Henry Latimer, Esq Chief First Fort Lau kt&le Place I00 N.E. Third Avenue Fort I.auderdak, Florida 33101 (954) 523-0400 R*bert S. Glazier, Ejq. 7arafa Construction Cotetracr DisputelAppeal The Gifford House 2937 S.W. 27" AveGUe Miami, Florida 33133 (305) 444-8720 rn F ky0utcaa1991 •W tw i its Firm Name r 0 to N Grmnberg Traurig Kenri L. Bush, Esq. 1221 Bikkell Avemie Miami, Florida 33131 (305) 579-0500 r BOOM do Knight SLaurie A Thompson, Esq. 701 Brickell Avenue, Suite 30M 1 fW* Florida 33131 IA!bowitz & Associates Matthew Leibowitz, Esq. One S. E_ Third Avenut, Suite 1450 `J Miami, Florida 33131 (305) 530-1322 McCrary it Mosley Jessie J McCrary. Jr.. Esq 2800 Biscayne Boulevard. Fkxx Mime, Florida 33137 (305)576-1505 MOWSe & Idea Gary M. Held, Esq 2100 Ponce de Lean Boulevard Suite 600 ; wrti, Florida 33114 m (305) 445.1500 =27 Petroleum Prodwis EPL Claim Title Policies Cable Television St_ M40 Oaks Coodoarinium Kemeth Treister Liability of City for emiroanamal demo -up Issuance of title policies for properties in the Coammunity RPAP v.1 merit area (Southeast OvertownfPwk West) Cable Television Lease Renewal Preparation of Condominium Docurrm is Denial of zoning change PW3of5 m in REM NM an o Morsaa Lewis & Baekina C4 Peter J. Huften, Esq. 5300 First Union Fieancial Center 200 South Bispyne Bouevard Miami, Florida 33131 (305) 579-0300 t Mari L. Rhi* P.A. 1350 Madruga A%vwe, Suite 120 j` Coral Gabes, Florida 33146 (305) 661-46M Bruce S. Rogow, Esq. 2441 S. W 28" Avenue Fat Lauderdale, Florida 33312 (954) 767-8909 0 in Sweetapple Broeker & Yarkas Douglas Brooker. Esq. -: 66 W Flagler Street )t'fian* Florida 33130 (305)374-5623 Tew Cardenas Rebak Thomas Tew, Esq. M-racni Comer, Suite 2600 201 S. Biscayne Boulevard bfiarm, Florida 33131 r (305) 536-1112 m - 11- W- L , Robert Can Title Policies Perry Anderson GESE Nuisance Abaterneru Board Cynthia Jordan Ueloitte do Touche Rof Retiree insurance benefits Issuance of title pokies far properties in the Comomi ty RederdopQaW area (Soudmast Overtown/Park Vilest) Appeal before U.S. Court of Appeals for the 11* Circuit Representation of City Atty. City Clerk, & Asst. City Clerk - Enthlement to t igher Pension Calculation Representation of the Nwisaace Abatement Board Eviction Malpractice Recovery •.".a.cs a Firm Name Case tter Mw *A. Valentine, Esq. 4770 Bmayne DoWevard Civil Service Board Representation of Civil Service 1 Suite 1150 Dowd Mi:nri, Florida 33137 (305) 576,1011 T weiiss se"Du & HdiMAN Conswity DevelopmentlNasom el Dismissal from employmam Rich ad Jay Wass, Esq. Issues 2665 South Bays1wre Drive Suave204 :1liann,Trlorida 33133 Geraldo Lopez Aiorales �lolation of First Anteadment (305).854-O900 Rights New Times NMSPwpa Public Records Request Alberto Alberto FLSA overtime payment `J PL7.SE Sunshine Law Violation r TO FROM CITY OF MIAMI, FLORIDA INTER -OFFICE MEMORANDUM The Honorable Mayor, Chairman and DATE: January 26, 1998 Members of the Commission. SUBJECT: Wifredo (Willy) Gort Commissioner REFERENCES: Written Response Due ENCLOSURES: No Later Than 2/16/98 FILE I have recieved (January 26, 1998) a copy of the Report of the Legal Affairs Management Committee to the City of Miami Financial Emergency Oversight Board. I asked the City Manager's office to make copies so that I can distribute it to each of your respective offices. Thank you WG/cm DATA\BOOKLETS.DOC cc: Mr. Jose Garcia -Pedrosa, City Manager Mr. Walter Foeman, City Clerk A 4.J Quern ]_Mc) rT1 t i > > - ... z j 97 of the LEGAL AFFAIRS MANAGEMENT COMMITTEE to the City of Miami FINANCIAL EMERGENCY OVERSIGHT BOARD January 23, 1998 Miami, Florida a r+i r > T> Z j8a 97 Introduction In 1997, the City of Miami Financial Emergency Oversight Board requested that the City, County and Local Government Law Section of The Florida Bar conduct a peer review of the operations of the City of Miami Attorney's Office. With the consent of the City Attorney, the Section convened a four -member Legal Affairs Management Committee, comprised of volunteer lawyers with substantial experience in local government law and litigation. The Committee agreed to undertake a "local government practitioner's review" of the City Attorney's Office, with a view toward providing a report designed to help enhance the effective delivery of legal services by the City Attorney's Office during a period of financial challenge for the City of Miami. The report that follows details the Committee's design of the review, the process by which the review was conducted, factual findings of the Committee, and recommendations. This report reflects many hours of effort by the Committee's volunteer members, both in public meetings and on an individual basis. By necessity the report only summarizes voluminous documentation and very substantial verbal information sought out and considered by the Committee. Even so, the Committee recognizes that certain additional review of a few specific features of the City Attorney's Office may prove profitable, and this report points out features that may merit further review by professional consultants, whether paid or volunteer. The Committee wishes to thank the Oversight Board for this opportunity to contribute to the public and to fellow professionals. Special appreciation is extended to Oversight Board member Robert Beatty, who has provided guidance and support throughout the Committee's work. The Committee also conveys its thanks to Oversight Board Executive Director Charles A. Wolfe and his assistant Maria Sequiera for logistical and other support. In particular, the Committee wishes to express its deep appreciation to the members of the City Attorney's Office for their generous cooperation, their honesty and their commitment to service to the City of Miami. PART I THE COMMITTEE AND THE REVIEW PROCESS I. Members of the Committee Members of the Committee were selected to represent a variety of backgrounds in local government law experience. Joni Armstrong Coffey has served since 1982 as an Assistant County Attorney in the Dade County Attorney's Office, an office of 67 lawyers representing a large local government that relies primarily on its in-house counsel for legal services. She is immediate past chair of the City, County and Local Government Law Section of The Florida Bar. Elizabeth Hernandez is City Attorney for Coral Gables, a midsize city that relies exclusively on Ms. Hernandez and retains outside counsel for specialized legal services. Before becoming City Attorney, Ms. Hernandez was a partner in a large statewide law firm representing local governments as outside counsel. Jesse J. McCrary, Jr., is a distinguished private practitioner with long experience in the practice of state and local government law, having served as State of Florida Secretary of State. Mr. McCrary has represented both local governments defending against claims and also private clients. suing local governments. Mr. McCrary also has a considerable depth of experience in dealing with issues specific to the City of Miami. Marion Radson is City Attorney for Gainesville, Florida, a midsize city with a law office of seven lawyers. Gainesville relies extensively on its City Attorney's Office for legal services, but also retains outside counsel for a number of specialized areas of practice. Mr. Radson is current chair of the City, County and Local Government Law Section of The Florida Bar. The curriculum vitae of each Committee member is included in Exhibit A. II. Overview of the Committee's Work At its initial meeting, the Committee established its mission and objectives to accomplish that mission, a statement of which is attached as Exhibit B. The Committee also determined to conduct all its meetings consistent with the requirements of Government in the Sunshine laws. A brief summary of the Committee's undertaking shows that the Committee (1) researched and developed a model for a local government law office peer review; (2) conducted over two dozen publicly noticed meetings and prepared minutes of those meetings; (3) reviewed the 1996 Stierheim report on the City of Miami's fiscal challenge, the Intergovernmental Cooperation Agreement between the City and the Governor, and other documents supplied by the Oversight Board; (4) conducted dozens of personal interviews with the present and former City Attorneys, other current and former members of the City Attorney s Office, members of the judiciary, present and former City Managers, City department heads and staff, and members of the legal community who deal regularly with the City Attorney's Office; (5) requested, reviewed and analyzed voluminous documentary information supplied by the City Attorney's Office regarding the operation of the City Attorney's Office; (6) developed a staff questionnaire and reviewed the anonymous responses from the members of the City Attorney's Office; (7) reviewed preliminary findings and recommendations with the City Attorney and obtained his responses and comments; and (8) drafted this final report on findings and recommendations for submission to the Oversight Board. The following section describes in greater detail the process by which these activities were undertaken. III. Design of the Review Process After extensive research and inquiry, the Committee recognized that no model existed for conducting a peer review of a local government law office. To design its own review process, the Committee turned to state and local government audit departments, state and local government regulatory agencies examining private enterprises, private companies having undergone efficiency/effectiveness reviews, including the BellSouth Telecommunications, Inc., Law Department, and national local government organizations such as the National Association of Local Government Auditors. Gleaning information from these resources, the Committee developed the following review process: 1. development and submission of a detailed Written Request for Information to the City Attorney's Office for documentation addressing the personnel structure and compensation of the Office, case and other legal assignment and management processes, cost tracking processes, office management procedures, use of outside counsel, nature of information management and physical plant resources, and other matters (see Exhibit C); 2. preparation and distribution of a Staff Questionnaire to each member of the Office, both attorneys and support staff, to be answered anonymously for the purpose of identifying sensitive issues of significance to the Office (see Exhibit D); 3. review and analysis of the information obtained through the Written Request for Information and the Staff Questionnaire to develop a format for one-on-one interviews with as many members of the City Attorney's Office as possible (see Exhibit E), and, with the cooperation of the City Attorney, the conduct of those interviews; 4. identification and personal interview of other appropriate individuals, including members of the judiciary, former members of the Office, other lawyers in the community familiar with the Office, and present and former City Attorneys, City Managers, City department heads and City staff; and 5. drafting of the report, discussion with the City Attorney for response, completion of the report and submission of the final report to the Oversight Board. IV. Conduct of the Review Process It is important to state that the Committee's review was conducted with the cooperation of the City Attorney, A. Quinn Jones, III. Mr. Jones, his deputies and his entire staff were both cordial and helpful throughout the review. Mr. Jones and his deputies attended several Committee meetings personally. Development and approval of all phases of the review were accomplished in public meetings of the Committee, based on proposals prepared individually by Committee members or by persons who assisted the Committee. Of particular help in development of the Written Request for Information was E. Earl Edenfield, Jr., a litigation attorney with BellSouth's Law Department. Mr. Edenfield had participated extensively in a recent effectiveness/efficiency review of BellSouth's Law Department and was able to provide many useful suggestions for the Written Request. The Written Request for Information and the Staff Questionnaire were developed and distributed by late May 1997. The City Attorney's Office responded to the Written Request for Information by early summer, providing a very substantial amount of documentary information (nine volumes consisting of 22 exhibits). Responses to the Staff Questionnaire were also provided to the Committee by early summer. Upon receipt, review and analysis of these items, the Committee developed a format for personal interviews of members of the City Attorney's Office. Over thirty personal interviews of Office employees were scheduled and conducted throughout July and August 1997, in a location arranged outside the City Attorney's Offices. Each interview generally took at least one hour and often more. All members of the Committee participated in one-on-one interviews. Notes that were taken were written without reference to any speaker's name, to insure freedom of thought and comment. Throughout the foregoing process and continuing after it, members of the Committee also personally interviewed the present and four former City Attorneys, former members of the Office, members of the judiciary, other members of City staff and present and former City Managers and department heads. 4 Because compensation and employment benefits surfaced as a very significant issue for many members of the City Attorney's Office, the Committee determined in the late fall of 1997 to commence a salary survey of public law offices engaged in similar law practice in roughly comparable cities and counties in Florida. After the Committee identified a potential group of similar law offices, the Committee prepared and distributed a request for information on salaries, then summarized the responses for use in preparation of the report. During this time, the Committee also prepared a format for interviewing selected outside counsel, and then interviewed those attorneys. The Committee then analyzed and summarized the results of those interviews as well as documentary information on outside counsel. Committee members then began -to synthesize the considerable body of information that had been obtained. The Committee also began to identify specific areas where more detailed study would be appropriate and helpful. Generally, those areas of potential further inquiry involve a file -by -file review of litigation cases and legal assignments in the City Attorney's Office, and a City-wide review of the entire risk management function. The Committee determined that those two categories of detailed review were beyond the resources of the volunteer members of the Committee, and, in the Committee's view, would be best handled by a professional consultant. After discussing what tentatively would be included in the final report, the Committee discussed its proposed findings and recommendations with the City Attorney. This final report is submitted after consideration of the comments of the City Attorney. PART II DESCRIPTION OF THE CITY ATTORNEY'S OFFICE I. City of Miami Charter The City of Miami Charter contains a number of provisions pertaining directly to the City of Miami Attorneys Office, copies of which are attached as Exhibit F. Section 18 of Charter establishes the Department of law. Section 21 establishes the responsibilities of the City Attorney, provides for election of the City Attorney by the City Commission, and provides as follows: Sec. 21. Department of law. The city attorney shall be the director of the department of law and an attorney -at -law admitted to the practice in the State of Florida. He shall be the legal advisor of and attorney and counsel for the city, and for all officers and departments thereof in matters relating to their official duties. He shall prosecute and defend all suits for and in behalf of the city, and shall prepare all contracts, bonds and instruments in writing in which the city is concerned and shall endorse on each his approval of the form and correctness thereof. The city attorney shall be the prosecuting attorney of the municipal court. He shall have such number of assistants as the commission by ordinance may authorize. He shall prosecute all cases brought before such court and perform the same duties, so far as they are applicable thereto, as are required of the prosecuting attorney of the county. When required to do so by the resolution of the commission, the city attorney shall prosecute or defend for and on behalf of the city all complaints, suits and controversies in which the city is a party, and such other suits, matters and controversies in which the city is a party, and 6 such other suits, matters and controversies as he shall, by resolution or ordinance, be directed to prosecute or defend. The commission, the city manager, the director of any department, or any officer or board not included within a department, may require the opinion of the city attorney upon any question of law involving their respective powers and duties. The city attorney shall be a full-time governmental employee; shall not engage in the private practice of law; and upon his election by the city commission shall serve until the time for election of the city officials specified in section 4(c) of the charter which follows the next general municipal election. Section 20 of the Charter expressly exempts the City Attorney from the Charter provision granting authority to the City Manager over all city departments and department heads. Pursuant to Section 41(d) of the charter, the City Commission sets the compensation of the City Attorney. II. Code of Ordinances of the City of Miami The Code of Ordinances of the City of Miami also contains a number of provisions pertaining directly to the City Attorney's Office, copies of which are attached as Exhibit G. Section 2-111 is one such provision. It expressly places all Assistant City Attorneys, as well as -outside counsel, under the exclusive and direct supervision of the City Attorney. That section provides: Sec. 2-111. Supervision and control of attorneys employed by city. All attorneys at law retained or employed by the city, regardless of the nature or kind of service performed or the title or designation under which they render legal service for the city, are hereby placed under the direct supervision and control of the law department. In addition to this provision, a number of other code sections establish specific responsibilities for the City Attorney, including, for example, Section 2-112 (drafting of proposed charter amendments) and Section 18-186 (closing of City real property sales). Very significant among these code provisions is Section 18-232, which directs and authorizes the City Attorney to provide the legal services necessary to accomplish the purposes of the City's self-insurance and insurance program. Section 18-232 provides as follows: Sec. 18-232. Responsibilities of city attorney. (a) The city attorney shall perform or supervise the performance of all legal services required to accomplish the purposes of the self-insurance and insurance program. Legal services shall include, but not be limited to, the defense or prosecution or negotiation of settlement agreements of all claims or suits, the investigation of all claims and settlement of those claims found to be well founded for which the amounts claim are payable from the trust fund. (b) The city attorney and such of his assistants and claims adjusters as he may designate may compromise, settle and pay all claims which may be discharged by payment of an amount not to exceed $25,000.00 for each individual claim. Such settlements or compromises shall be for all damages claimed for personal injury, property damage, or both. (c) Proposed settlements in excess of $25,000.00 shall be submitted to the city commission for its approval prior to acceptance. (d) Upon approval by the city commission or the city attorney, as specified in the two preceding paragraphs [subsections (b) and (c) of this section], the city attorney shall authorize the payment of the claim by the finance director and provide Q such documents as the finance director may require. (e) The city attorney shall render such report or reports for the settlement of claims to the committee and the city commission as they shall require. III. Overview of City Attorneys Office Consistent with its City Charter mandate, the City Attorney's Office acts as attorney and counsel for, and provides legal services to, the City Commission, and all City officers and departments. The Office represents the City in lawsuits, prepares contracts, bonds and other written instruments including ordinances and resolutions of the -City Commission, and approves the same for legal sufficiency. Fulfillment of these responsibilities requires the City Attorney's Office to be proficient in a wide variety of areas of civil legal practice. Among the many areas of law practice engaged in by the City Attorney's Office are the following: - municipal bond and public finance law; - real property transactional law; - commercial contract law, including construction contract law; - zoning and land use regulation law, including building code and handicapped accessibility law, and historic preservation law; - code enforcement law; - federal and state civil rights law; - public officers and employees conflict of interest and ethics law; - Government in the Sunshine and public records law; - personal injury and property damage law, including sovereign immunity law; - utility law, including law on cable, telecommunications, electricity, water and sewer, and solid waste collection; - public housing law; - public employment, pension and labor union law; 9 workers' compensation law; eminent domain law; and civil forfeiture law and police legal advice. The Office represents the City in all federal and state trial and appellate courts and before federal and state administrative agencies. The City Attorney is assisted by approximately 21 Assistant City Attorneys. Staff includes 11 legal assistants, an office manager, one executive secretary, two legislative and special project coordinators, one management information systems specialist, one receptionist, one clerk and one legal services aide, for a total of 41 employees. The Office is organized into four main divisions: the commercial division, the general litigation division, the labor employment division and the land use division. The City Attorney has appointed two Deputy City Attorneys and two Chief Assistant City Attorneys, each of whom is assigned to supervise one of the four divisions. The City Attorney's Office provided to the Committee at its request a computer -generated list of open litigation files reflecting case type and status as of summer 1997. The briefest overview of that list provides significant information about the City's litigation matters. The 1997 list reflects 943 open files, over one-third of which (325) are City employee worker's compensation cases. Other major categories of litigation include torts (232 open files), consisting primarily of slip and fall cases (71), motor vehicle accident cases (60), police false arrest and excessive force and police shooting cases (50). Although the Committee lacked resources to review the pleadings and progress of the open cases on a file -by -file basis, it does appear that the great majority of the cases were filed in the last three to four years. Documents provided by the City Attorney's Office further indicate that in 1996, 224 cases were reported closed, 142 by judicial determination, 74 by settlement and 8 by withdrawal. Of the cases closed, 90 were tort cases, and 12 were worker's compensation cases. According to City Attorney office documents, approximately $100,000 in losses were incurred through judicial resolution; approximately $2.6 million was paid out in settlement. (It is not specifically reported whether the settlements were reached before or after judgment.) Other documents provided by the City Attorney's Office indicate that in 1995, 255 cases were reported closed, 162 by judicial determination, 92 by settlement and 1 by withdrawal. Of the cases closed, 92 were tort cases, 80 were foreclosure cases, 35 were labor/personnel cases, and 20 were worker's compensation cases. Although the report showing 162 cases closed by judicial resolution reflects that 55 cases were lost, no amount of money is reported as being paid out in those cases. Approximately $4.1 million is reported as being paid out in settlement. Besides litigation files, the City Attorney's Office also tracks significant legal assignments undertaken by attorneys in the office. The 1315 assignments reported as on -going in early summer 1997 include a wide variety of legal tasks ranging from on -going City board and committee advice, to official legal opinions, to drafting resolutions and ordinances, to review of real property deeds and covenants. In addition to these items, attorneys are responsible for day-to-day informal advice and counsel to City Commissioners, officials and staff. The City Attorney's Office also reported that it had 187 open and pending contracts as of summer 1997, and 149 open police civil forfeiture files. iv. Physical Facilities The City Attorney's Office is located on the ninth floor in Riverside Center, the City's main administration building at 444 S.W. Second Avenue in downtown Miami. The facilities are new, attractive and spacious enough to accommodate a private office for each attorney, an individual work station for each staff member, two large conference rooms, a legal library, filing space, a kitchen and a reception/waiting area. Parking for employees is in the adjacent City parking building. The office is convenient to City administration officials and employees who work in the same building, is also convenient to the county courthouse, and is fairly convenient to the federal courthouse complex (approximately 10-12 blocks away). The offices are approximately four miles from City Hall, located in Coconut Grove. The City Attorney's Office is equipped with a computer in each attorney's office and at staff work stations. The computers are networked within the Office. Each attorney has computerized legal research capability at his or her desk. PART III FINDINGS AND RECOMMEMATIONS OF THE LEGAL AFFAIRS MANAGEMENT COMMITTEE OF THE CITY OF MIAMI FINANCIAL E ERGENCY OVERSIGHT BOARD The findings and recommendations that follow represent the Committee's best effort to provide clear, focused and constructive assistance to the oversight Board in fulfilling its statutory duties. By this report, the Committee seeks through the Oversight Board to provide information and suggestions useful to the long-term enhancement of the work of our respected colleagues in the City of Miami Attorney's Office. The findings of the Committee's report are factual findings discovered during the Committee's review, and are based entirely on documentary information and the recurring statements of persons interviewed. Findings are limited to issues that surfaced repeatedly throughout the review as areas of substantial concern to the effective delivery of legal services. Isolated issues and issues that are not within this Committee's area of review have not been addressed. Recommendations are based exclusively on the Committee's factual findings and the Committee members' combined experience in the practice of state and local government law and litigation. The findings and recommendations in this report are those of the Committee as a whole and do not reflect the separate personal views of any individual Committee member. The findings and recommendations of the Committee, although overlapping, fall into three major categories of concern, and form the outline of this Committee's findings and recommendations. I. Professional commitment, professional independence and overall effectiveness in the delivery of legal services; II. Evaluation and reward of employee performance; salary, compensation and employment benefits; and III. Internal administration of the Office. 12 I. Professional Commitment, Professional Independence and Overall Effectiveness in Delivery of Legal Services. A. Professional Commitment 1. FINDING: Both attorneys and support staff in the City attorney's Office are committed to public service and are convinced that the City Attorney's Office provides a valuable function as in-house legal counsel to the City of Miami. The Office enjoys substantial professional commitment to the City of Miami Throughout the interview process, both attorneys and support staff expressed their genuine commitment to public service and to the City, and a desire to continue providing quality local government legal services. Virtually every person interviewed enjoyed the kind of legal work the City Attorney's Office offers. Attorneys in the Office, and also support staff who expressed a view, believed that it is valuable to the City to have regular legal services available through full-time in-house counsel. Many commented that the sheer breadth of legal services required by the City would be beyond the capabilities of any single private law firm to provide, at least on an economically sound basis. Many also commented on the value of "institutional knowledge" of legal services and opinions previously provided by the Office, as well as the value of a working knowledge of the City's departments and staff, both of which were attributes not thought to be available form outside counsel. Notwithstanding this view on the importance of having in-house counsel, the need for outside counsel in certain circumstances was recognized and welcomed, when for example, the City Attorney's Office faces a professional conflict of interest, or where specialized knowledge or resources are not available within the Office. The present balance between in-house delivery of legal services and the use of outside counsel, in the view of the members of the Office, was thought to be appropriate. While the Committee's findings and recommendations on outside counsel appear later in the report, it is very important to note at the outset the high value placed by the members of the City Attorney's Office on the public service and professional legal services that they provide, and the professional commitment they exhibit toward public service. 2. FINDING: Members of the Office believe that the City Attorneys Office has a central sense of mission, and an overall cooperative teamwork. Almost all members of the Office expressed suggestions for improvement in the operations of the City Attorney's Office, and a very significant number expressed considerable frustration with certain aspects of the Office. Nonetheless, the comments of virtually every member of the Office were directed at improving a workplace where the persons commenting wished to continue working. The conclusion that most attorneys in the Office regard it as a desirable career choice is underscored by the fact that over half have been in the Office more than 5 years. Further, even in view of some of the concerns detailed in this report, the City Attorney's Office has undertaken important initiatives to help the City. One important example is the initiative for stepped -up collection efforts and foreclosures on City liens, which has resulted in a significant financial benefit to the City in the last two to three years. However, the significance of some of the operational problems in the Office cannot be ignored. Since 1993, at least a dozen lawyers have left the office. Some of those departures were for judicial positions, and certain others were for personal or family reasons. A significant number of departures, however, are attributable directly to operational issues addressed in this report. If the City Attorney's Office is to remain a desirable career choice for highly qualified professionals, these problems must be addressed. The Committee offers no recommendations specifically addressed to professional commitment. The Committee notes, however, that enhancements in other areas of operations should serve to increase professional commitment and loyalty to the City Attorney's Office and the City of Miami. B. Professional Independence 1. FINDING: Historical political influence by some elected and other city officials has been allowed to affect internal personnel decisions of the Office such as hiring, promotion, assignment, compensation or discharge, impairing the professional independence of the Office. In the view of this Committee, it is absolutely critical to the effective delivery of high quality legal services that the professional independence of the City Attorney's Office be vigorously guarded. It is integral to that professional independence that the City Attorney be allowed and required to protect and exercise exclusive control over personnel decisions within the Office. Absent that exclusive control, the delivery of legal services by the Office, particularly by the beneficiary or victim of political influence, is at best suspect, and at worst potentially improperly influenced by political considerations, to the detriment of the City and of public confidence. Indeed, this Committee has repeatedly heard concerns that in the past, City officials sought out favorable legal opinions or service without following appropriate lines of authority. Further, when political influence in personnel matters is allowed to extend into the City Attorney's Office, a deleterious impact on morale occurs. If political favoritism, rather than merit, is perceived as the reason for hiring, advancement, compensation or discharge, then incentive for hard work diminishes. Further, the perception of political favoritism can set the interests of one employee against another and thereby undermine the Office's sense of teamwork. Potentially, the overall effectiveness of the entire Office can seriously suffer. Further, the professional reputations of individual attorneys can be placed at risk by a perception of political favoritism, by casting doubt on the actual abilities of the employee. The Committee notes that many of the Office's attorneys who enjoy outstanding professional reputations in the legal community have distanced themselves from political influence. The City's Code has provisions specifically designed to prevent these unfortunate results. Section 2-111 expressly places all attorneys retained or employed by the City under the direct supervision and control headed by the City Attorney. motto of every local government office speaks with one voice." RECOMI�iDATION NO. 1' of the law department, which is This section embodies the proper law office, which is that "this The Committee strongly recommends that in compliance with Section 2-111 the Code of the City of Miami, all elected officials of the City refrain from, and the City Attorney affirmatively resist, all efforts to exert political influence over the hiring, promotion, assignment, compensation, retention, discipline or discharge of any employee in the City Attorney s Office. The Committee further observes that violation of this Code provision may result in enforcement proceedings. RECOMMENDATION NO. 2. Due to the number of concerns expressed about favoritism, in order to improve morale, and to help protect the Office from improper influence, the Committee strongly recommends that the City Attorney immediately develop and implement a mandatory, periodic, written performance evaluation process for all employees in the City Attorney's Office. Regular written performance evaluations based on specific, articulated criteria should be made the basis for compensation changes, promotion, assignment, discipline and discharge. In the absence of extraordinary or sudden misconduct, the written performance evaluation should be made the exclusive basis for personnel decisions. Performance evaluations should be undertaken no less frequently than yearly; ideally, informal evaluations should be instituted on a more frequent basis to provide feedback on job performance. The Committee notes certain valid concerns of the City Attorney regarding the difficulty in formulating a written evaluation of subjective 1� factors, and also regarding a perceived risk that written evaluations will form a legal basis for employee challenge to the personnel decisions of the City Attorney, which are properly made on a discretionary basis. The Committee nonetheless sees this mechanism as a strong defense against outside influence and recommends that it be instituted. RECOMUMATION NO. 3 The Committee recommends that the City Attorney institute a formal recruitment interview and selection process for attorneys applying to the Office. Objective and subjective criteria should be developed, and a screening process instituted. The City Attorney may also wish to consider instituting or enhancing a formal clerkship/internship process for recruitment and hiring. That process affords an opportunity to review a prospective attorney's work product and personality for an extended period prior to hiring. The Committee acknowledges that current funding limitations and the recent need for lateral hires may restrict immediate institution of this recommendation, but sees it as a long-term enhancement to the Office. RECOMUMATION NO. 4 The Committee readily acknowledges the fundamental constitutional rights of every employee in the City Attorney's Office to express general support or opposition for political candidates and officeholders. The Committee recommends, however, that members of the City Attorney's Office be made mindful that deleterious results generally flow when employees of the City Attorney's Office become involved in political campaigns of elected City officials, or when employees seek or accept advancement or other individual employment benefit through political influence. 1; Indeed, the Committee views this problem as so damaging to the professional independence and effectiveness of the Office that it strongly recommends that the Office leadership research and consider whether mandatory policies on political involvement should be developed and implemented. 2. FINDING: Whether by error or by perceived necessity, some of the City's elected leaders exert excessive scrutiny and control over the delivery of legal services by the City Attorney's Office, adversely impacting on morale and effectiveness. The Committee finds it noteworthy and to some extent commendable that the City's elected policy makers closely monitor the City's legal affairs. However, it was uniformly perceived both within and outside the Office that some of the City's elected leaders exercise excessive scrutiny and exert too much control over the City's legal matters. Specific examples include a City Commission mandate that every court judgment come before the City Commission for approval for payment. Similarly, every proposed settlement of every claim or lawsuit in excess of $4,500 now must be placed on a City Commission agenda; any single commissioner disagreeing with a proposed settlement may derail it. Complaints about this part of the City Attorney's Office operations centered not on the advisability of reporting wins, losses and settlements to the City's elected leaders. To the contrary, reporting is consistent with the City code and was acknowledged as entirely appropriate. Further, it was uniformly stated that elected officials applied no political pressure to settle cases that were in litigation. Rather, the object of complaint was the degree of detail with which so many completed cases and proposed settlements were taken up for discussion, and the sharp and pervasive criticism of the City Attorney's Office in so many of those matters. By means of extenuated analogy, it was as if most of the City fire department's rescue calls were taken up individually after the fact and critiqued. Lawyers in the City Attorney's Office were particularly pained to be publicly berated for lost cases, adding embarrassment to the disappointment of loss. A significant to number of lawyers wondered if some elected officials misunderstood the litigation process, mistakenly believing that the outcome of cases turns only on the skill of the lawyers, not on the underlying facts that gave rise to the case at hand. Lawyers in the Office remarked that as in-house counsel, they could not pick and choose among cases, but had to take the cases as they arrived. The effective administration of other City departments and functions obviously has a strong and direct impact on the City's litigation success rate. As professionals, the City's lawyers must defend the actions of City employees, and therefore are not in a position to defend themselves before the City Commission by disparging the very City employees whose actions they must defend or whose testimony they must present. Instead, the attorneys must bear the full brunt of Commission disapproval. As will be discussed later, a file -by -file review of the City's litigation may uncover City departments' operational deficiencies that lead to persistent litigation losses or settlements in some areas. The Committee notes that being second-guessed and berated publicly can create an incentive for recommending early settlements. The adverse impact of that incentive is a potential reputation in the legal community as an easy mark for settlement, with the result that many more claims against the City might be filed. Frequent personal criticism was also seen as a potential cause for diminishing respect and cooperation from City departments. RECOMIENDATION NO. 5: The Committee recommends that the following actions be undertaken to enhance City Commission confidence in the handling of legal matters by the City Attorney's Office, to increase the professional deference extended to the handling of legal matters by the City Attorney's Office, to afford the City Attorney's Office an appropriate degree of professional independence in fulfilling its professional obligations, and thereby to enhance the Office's professional reputation for the good of the City: (1) Authorize the City Finance Director to pay final court judgments at the City Attorney's direction (subject to appropriate appeal 19 considerations) without separate City Commission authorization. Periodic reports on court wins and losses should still be made available for Commission review, and any pattern of persistent losses, and cases of special policy import, would still be subject to constructive Commission review and oversight. (2) Adhere to the provisions of Section 18-232 of the City Code. That section authorizes the City Attorney to settle claims up to $25,000 without Commission authorization. Periodic reports to the City Commission on settlements should still be required, and any pattern of settlement, and settlements of special policy import, would still be subject to constructive Commission review and oversight. To the extent that existing Florida statutes may limit the City Attorney's authority to settle claims in excess of $5,000 without a public hearing after suit has been filed, the City should create a nonpolitical team of appropriate lawyers and staff and/or other litigation advisors to make reliable recommendations to the Commission on proposed settlements that by state law require public hearing for approval. (3) when the City Commission is in doubt about the advisability of the proposed settlement of significant litigation that will come before it for public hearing and approval, the City Commission may wish to consider closed attorney -client sessions held out of the sunshine in accordance with Florida law, in order to learn more about the matter in litigation. In such executive sessions, questions about the merits of a case may be asked freely without adverse impact on the litigation. Only at the conclusion of the litigation or after the public hearing to consider and decide the proposed settlement would the record of that meeting become available. Other local governments have successfully used this tool selectively. 2v (4) Public Officials' comment on the performance of the City's lawyers is contrary to the spirit and intent of Section 2-111 of the City Code. Comments on performance are properly directed to the City Attorney, and constructive criticism and objective statements of expectations are best made in the course of scheduled evaluations. Recurring public criticism may suggest to the City Attorney a loss of professional confidence that should be addressed by selection of lawyers in whom the Commission has professional confidence. Berating the City's lawyers in public should be in all events be avoided, particularly since the City's interests are adversely affected by a reputation for easy defeat or settlement. C. Overall Effectiveness in the Delivery of Legal Services. 1. FINDING: The City Attorney s Office continues to produce some excellent legal results for the City and in the interest of local government generally throughout Florida. The City Attorney's Office continues to achieve some excellent legal results in a significant number of court cases and other legal matters. For example, it is not to be overlooked that the City Attorney's office's collection and foreclosure initiative generated an additional $500,000 in funds for the City in 1995-96 over the previous year. Further, the City Attorney's Office has prevailed in recent years in a number of multi -million dollar civil rights cases, including a civil rights lawsuit emanating from the Miami River Cops corruption scandal and a civil rights lawsuit over physical hazing in the City fire department. The Office also prevailed in a well -publicized and serious challenge to the City's municipal power to regulate street vendors. In transactional matters, the Office provided the legal representation necessary to successfully close the real property purchase of the new City administration building. The Office continues to represent the city in negotiations and legal work in 21 significant matters such as the development of Watson Island and the development of a new downtown sports arena. The Office also generates and distributes forms for contracts and other transactions that include checklists of provisions that should be considered in such transactions. 2. FINDING: A significant number of individual lawyers in the City Attorney's Office have outstanding reputations for legal ability and professionalism. However, there is a mounting perception in the legal community that the Office suffers from morale problems, that the City is quick to settle, that the City's cases often are not as well prepared as they might be, and that additional training and supervision of new lawyers in the City Attorney's Office would be helpful. The City Attorney's Office enjoys a fine historical reputation for legal ability and professionalism. A number of attorneys presently in the Office enjoy outstanding reputations for legal ability and professionalism, both among members of the judiciary, in the legal community at large, and within City departments. In the legal community at large, however, there is a growing perception that the Office's overall ability to provide the best possible legal services has been adversely impacted by events in recent years. A host of interrelated circumstances may have contributed to this problem. Addressing those circumstances should remediate any problems with the office's ability to deliver top-flight legal services. The first factor seen as adversely impacting the Office is a problem with morale. Morale problems seem to derive primarily from public criticism and diminished professional respect from City leaders and departments, as previously discussed, and from serious salary and compensation concerns, which are addressed in subsequent sections. An improved esprit de corps would go far in reversing erosion in the Office's reputation simply by 22 engendering greater enthusiasm for the Office's work and by diminishing complaints about being underappreciated. The City's developing reputation for being quick to settle and the question of whether cases are as well prepared as possible are much more dificult issues. As discussed in the section that immediately follows, the City's risk management function has very serious defects and is in need of focused study and repair. Without further scrutiny, it is not possible to say how much fault, if any, lies with the City Attorney's Office and how much, if any, lies with City risk management staff adjusters and investigators. There is no doubt, however, that problems with the way claims are worked up and defended are adversely impacting the reputation of the City Attorney's Office. This issue and recommendations to address the problem are detailed in the following section of the report. Additional training and supervision of the newest members of the Office could only serve to enhance the Office's professional reputation. New members in particular, and even members who have been in the Office for a long time, may profit from additional continuing legal education beyond the minimum required by The Florida Bar. In this time of fiscal restraint, it may not be possible to fund travel to seminars, but other local government law offices, the Dade County Bar Association and the Dade County Law Library have extensive continuing legal education audio and video tape lending libraries. Further, other local government law offices and local government organizations such as the City, County and Local Government law Section and the League of Cities are very receptive to exchanges of legal information and professional analysis. It is important that the City Attorney's Office turn to these resources and take advantage of assistance that is freely offered by fellow professionals. RECOMMENDATION NO. 6: The Committee recommends that the City Attorney's Office formalize and institute measures to increase the supervision of new lawyers and enhance the convenience and value of continuing legal education resources for all lawyers in the Office. These measures (many of which were suggested by members of the Office themselves) should include, at a minimum, the following: n- L J (1) obtain a list of audio and video tape resources from other local government law offices in South Florida, and from other resources in the area, with a focus on local government and civil trial law, distribute the lists throughout the Office, and provide a convenient and encouraging mechanism for accessing these resources; (2) research and provide the names of other local government law practitioners in similar fields and organize opportunities to network with them; (3) hold periodic meetings of lawyers in the Office who have similar practices to discuss current legal issues, and formalize and institute a team approach for newer lawyers, so that newer lawyers prepare and try cases with more experienced professionals before trying cases "solo." This additional responsibility should be taken into account when assigning cases to more experienced lawyers. While these measures may seem obvious, actually instituting them will almost certainly reap rewards in professional confidence and ability. 2. FINDING: Repeated concerns have been raised as to whether the City's risk management function is operating effectively, and as to whether that circumstance is adversely impacting the ability of the City Attorney's office to deliver legal services. The possibility of deficiencies in the City's risk management function was repeatedly raised on all fronts as one of the most serious impediments to the effective delivery of legal services by the City Attorney's Office. Among the serious allegations heard by the Committee were the failure by some of the City's adjusters and investigators to interview witnesses to accidents, failure to take photographs of the sites of incidents, and similar basic failures adequately to investigate claims against the City on a timely basis. For example, it was frequently stated that a broken sidewalk or pavement would frequently be repaved, or witnesses to accidents would have moved out of town, before risk management investigators even began investigating a simple claim. Litigators at every level of experience expressed concern about receiving files from the City's risk management staff that were not worked up, and about being unable to get assistance from some risk management staff after the file arrived in the City Attorney's Office. Litigators commented that while a select number of adjusters were responsive to requests for support and assistance, many others were not at all responsive. Lawyers hoped for change with the recent change in administration, but at the time of interview had not seen much change at the level of adjuster or investigator. It was widely contended that this alleged lack of support had resulted in an inability to raise defenses and in the potential for easy settlement, with the compounding result that more suits against the City had been filed, difficulties in working up cases had increased, and pressure again had mounted to settle. Of particular import in this significant area of overall concern is the workers' compensation practice area. A number of sources raised concerns about too -early and too -quick settlement of claims by the City, especially claims of less than $4,500, which require City Attorney approval. Various sources indicated the possibility that legitimate defenses have been foregone to expedite the rapid processing of files. A reputation for of this kind of easy settlement engenders multiplying claims. This issue demands the sharpest scrutiny when the year 1996 saw a 500 increase in workers' compensation files over the previous year's case load. Surprisingly, a number of persons reported that notwithstanding recent media scrutiny of the workers' compensation issue in the City, little had been done to address escalating claims. Of further concern is the degree of expertise, supervision and continuing education of both attorneys and City risk management staff in the worker's compensation area. For example, 2 5 it was widely reported to the Committee that the City of Miami had never sought funding for qualifying workers' compensation claims under the State of Florida's Special Disability Trust Fund. No one the Committee spoke to was able to explain why applications were never filed for funding under that state program. The Committee notes that Section 18-232 of the City Code contemplates significant control by the City Attorney's Office over the risk management function. For example, that code section states that the legal services required to accomplish the purposes of the City's self-insurance and insurance program expressly include "the investigation of all claims and settlement of those claims found to be well founded...." That section also expressly states that "(t]he city attorney and such of his assistants and claims adjusters as he may designate may compromise, settle and pay (certain] claims." (emphasis added). It appears that notwithstanding these Code provisions, certain risk management functions over time have been absorbed by City staff outside the City Attorney's Office, in the various processes of restructuring City departments and functions from time to time. Section 18-232 of the Code inherently recognizes the importance of the risk management function to the successful legal defense of the City's interests by the City Attorney's Office. The gradual erosion of the necessary connection between the risk management function and the City's legal defense, particularly as contemplated by the City code, has apparently had a negative impact on the effective delivery of legal services by the City Attorney's Office. A thorough analysis of how that connection should be restored is beyond the resources of this Committee, because it entails the review of functions beyond the City Attorney's Office. The Committee observes that the risk management function has been successfully undertaken in a variety of ways in local governments throughout Florida. In Manatee County, for example, the risk management function was recently the subject of a detailed and independent review. Based on the findings in that review, the risk management function was brought under the supervision and control of the County Attorney's Office. In other local governments, the great part of the risk management function is successfully undertaken by staff outside the attorney's office, but there is a close and cooperative relationship that enables the city or county attorneys office to vigorously and successfully defend against claims. In other local governments, the risk management function is privatized in whole or in part. In others, a city manager/city attorney hybrid program has been found to function best. Private insurance firms often volunteer to perform a review of a local governments' risk management function free of charge. Indeed, such an offer has been extended to the City of Miami. See Exhibit H. While a private firm's natural inclination toward privatization must be taken into account, valuable information can be obtained free of charge from such a review. Further, other local governments like Manatee County would be more than willing to share the results of their own studies. REION NO. 7: The Committee strongly recommends that the City of Miami immediately commission a thorough review of the risk management function, through a combination of private insurance firm review, consultation with other local governments, and in-house analysis of the City's particular needs. As one result of that review, the role of the City Attorney's Office in the risk management function should be clarified. The City code provisions assigning risk management functions to the City Attorney's Office and the actual role of that Office in the administration of risk management should be brought into conformance with one another. As a corollary part of that review, it would be very useful to undertake a file -by -file review of the pleadings in the City Attorney's Office to determine whether particular departments or functions are giving rise to litigation and should be legally advised to modify policies or activities giving rise to litigation. At the same time, a legal professional expert in local government law could check for appropriate defensive pleading and vigorous prosecution of each case. 27 4. FINDING: The City Attorney's Office's ability to communicate and obtain cooperation from City staff has eroded in some aspects and requires continued attention and effort from both sides. A substantial number of persons interviewed mentioned the need for better cooperation between the City Attorney's office and City staff. Attorneys mentioned that it was sometimes difficult to get assistance and support in responding to litigation discovery requirements. City staff mentioned that they could use greater hands-on involvement by the City Attorney's Office in matters of legal concern to their departments. While many attorneys and staff persons work well together, particularly where a long-standing professional relationship exists, both sides invited more responsiveness from the other. Often a closer professional relationship can provide early warning of upcoming issues and allow the development of a well -reasoned, unified approach to City issues. This safeguard is especially important in the timely preparation of City Commission agendas. RECOMCMATION NO. 8 The Committee recommends that the City Attorney's Office continue its legal education and preventive law overtures to City staff, and to use these and other means to develop strong professional service relationships with City staff. In particular, it is essential that the City Attorney's Office and the City Manager's Office continue to develop a close professional relationship that affords the opportunity for cooperation and timely sharing of information on matters that will appear on the City Commission agenda for policy determination. Group sessions and team -building seminars between the City Attorney's Office and client departments could be considered. G v 5. FINDING: The City Attorney's Office use of outside counsel generally is consistent with policies limiting use of outside counsel to situations involving conflict of interest, the need for special expertise or the need for bond counsel. Outside counsel fee structures generally appear to fall within reasonable fee ranges. Outside counsel policies could profitably be refined, however, to establish appropriate selection criteria for outside counsel and to establish appropriate competitive selection processes to help control fees, expenses and costs. Policies could also profitably be refined to define allowable costs and expenses, and to formalize regular reporting by outside counsel. For a municipality of Miami's size and complexity of legal issues, the use of outside counsel by the City of Miami Attorney's Office appears to be reasonable and generally consistent with policies limiting. the use of outside counsel to circumstances involving conflict of interest or the need for special expertise or bond counsel. Fees range from pro bono representation to a maximum hourly rate of $350 per hour, with the bulk of hourly fee rates coming in at $150 to $175 per hour. In this period of fiscal challenge for the City, the Committee suggests that the City Attorney's office's outside counsel policy could profitably be refined to help control fees, expenses and costs, and even more efficiently to select outside counsel to the benefit of the City. RECONNEKDATION NO. 9: The Committee recommends that the City Attorney's Office review and refine its outside counsel policy as follows: (1) Establish appropriate written selection criteria, which may be both objective and subjective, for the selection of outside counsel. Important considerations would include overall legal experience, in local 2S- government law generally, experience in the particular kind of legal matter for which outside counsel assistance is being sought, and knowledge of the relevant function, practices and structure of the part of the City that has presented the legal matter. (2) Establish a competitive selection procedure that would invite participation by a significant number of qualified counsel, in order to induce the best possible fee structure for the best qualified counsel for the legal task at hand. (3) Establish an hourly fee cap. Since it appears that the City can obtain qualified outside counsel at an hourly rate of $150 to $175, consideration should be given to establishing a fee cap at that level, to be exceeded only based on established criteria and only in the rarest of instances. (4) Establish written fee agreements that detail allowable costs and expenses. Even small savings multiplied many times over can represent significant savings to the City. For example, the City Attorney's Office should consider whether certain types of overhead expenses should be allowed or reduced, such as charges for non -lawyer staff time, faxes, photocopies, etc. II. Evaluation and Reward of Employee Performance; Salary, Compensation and Employment Benefits. A. Evaluation and Reward of Employee Performance. 1. FINDING: Attorneys in the City Attorney's Office do not receive regular periodic employee performance evaluations based on ascertainable criteria. As a result, attorneys do not receive either positive or negative feedback on their job performance. The absence of regular performance 3' evaluations has resulted in lack of incentive to improve performance, job insecurity, and in many instances, a perception that employee compensation is tied to factors other than meritorious job performance. A concern that was repeatedly raised by many attorneys in the City Attorney's Office was the failure to receive regular, periodic employee performance evaluations, based on ascertainable criteria. Attorneys truly wanted to know if they were perceived as performing well; although all viewed their own work performance as effective and meritorious, they lacked either ascertainable criteria or feedback to assure them that their work was up to par. As a result, a quite substantial number of the Office's attorneys expressed a foreboding sense of insecurity about their jobs, a factor that was seen as adverse to personal and Office morale. Further, because attorney salary raises have been rare since 1994, sporadic, and not tied to regular, periodic evaluation, many attorneys saw compensation as tied to factors other than meritorious job performance. Suspicions of political influence, favoritism and other factors unrelated to job performance were frequently mentioned as possible grounds for isolated salary raises and desirable assignments. This situation was also seen by a number of persons as impacting adversely on morale. Although the absence of regular performance evaluations has tangible consequences, the issue is not hard to address. Institution of a regular program of evaluation would likely dispel a great deal of malaise. It would also have the salutary result of crystallizing problems with performance so that they can be addressed. Additionally, as discussed earlier in the report, a formal performance evaluation process would serve to help shield office personnel matters from any improper political influence. RECOIL KENDATION NO. 10: The Committee strongly recommends that the City Attorney immediately develop and implement a formal regular, periodic, written employee performance evaluation program. Formal written evaluations should be provided no less frequently than annually. If possible, informal evaluations should be provided more frequently, even if only verbally and even if limited to reassurance in most instances that the employees work performance is satisfactory. Performance problems with any individual employee should be addressed early and on an individual basis through informal evaluation. Ascertainable performance criteria should be developed, and employees should immediately be informed of the criteria established. Criteria can be both objective and subjective, but should be fair and measurable. Performance evaluations based on these criteria should be consistently and realistically undertaken, and should not be a pro forma exercise. Performance evaluations should occur at the same time during each budget year. Generally, increases in compensation or benefits should occur at the same time as with evaluations. 2. FINDINGS: Attorney terminations and other adverse personnel actions have been accomplished without an opportunity for the attorney to discuss with the City Attorney the grounds for the adverse action, to the detriment of Office morale and job security. The Committee recognizes that circumstances arise in which employees fail to fulfill the responsibilities of public service and must be separated from the Office. The Committee strongly endorses the idea that the discretion to terminate employment, particularly for attorneys, must belong exclusively to the City Attorney, and that attorney employment is at -will employment. The exercise of that extreme management function, however, should be accomplished in a way designed to preserve the security and morale of the remaining employees. The Committee's scope of review has nothing to do with the merits of any particular personnel decision of the City Attorney. Nor, is the management style of the City Attorney within this Committee's scope of review. The City Attorney may exercise his or her managerial discretion in a variety of appropriate ways. 3- However, the process by which employee termination is accomplished may affect morale and job security of the remaining employees, and the review of that function is within the scope of this Committee's responsibility. The Committee is of the strong view that, if desired by an attorney facing adverse personnel action, an opportunity should be provided to discuss the matter with the City Attorney. Attorneys should have an opportunity to understand why the adverse action is in the interest of the Office, to learn whether any wrongdoing is the cause, and to be informed of the reasons that the action is warranted and not arbitrary. While many a disgruntled employee will disagree with the City Attorney's assessment of his or her performance, he or she will then have no basis for asserting that the personnel decision was groundless. The Office, in turn, will be aware that the grounds for the action have been explained, and rumors of arbitrariness will be diminished. RECONKENDATION NO. 11 The Committee recommends that the City Attorney provide attorneys with an opportunity to discuss adverse personnel actions. Each terminated or adversely affected attorney should be informed of the reason for termination or adverse action. B. Salary, Compensation and Employment Benefits 1. FINDING: Almost no Assistant City Attorney has received a salary increase since 1994, based either on increased costs of living or on meritorious performance. Even with the moderate cost of living increases since 1994, these attorneys have effectively incurred a real wage loss. The Committee recognizes that this is in great part an issue of resources available to the City. Even so, the City Attorney's Office should not be treated disparately from other City departments and functions. The absence of raises has adversely impacted morale, and the effective wage loss adversely impacts the 3 ability to attract and retain highly qualified professionals. Attorneys state that they have no financial incentive to exert extra effort, because they cannot anticipate that it will be rewarded. Further, attorneys feel unappreciated when other City staff, even within the City Attorney's Office, receive cost of living raises and they do not. RECORDATION NO. 12: The Committee recommends that, as soon as feasible, the City Attorney's Office budget be adjusted either upwardly or internally to give Assistant City Attorneys a raise, at least to cover increases in the cost of living and preferably also to reward exceptional effort on behalf of the City. In some local governments, it has helped to preserve the professional independence of in-house counsel for the local government attorney's office to submit its budget to the City Commission independently of City staff's budget; the necessity for that procedure should be considered in light of the City's financial pressures. 2. FINDING: Legal secretaries ("legal assistants") are compensated pursuant to a two-tier salary structure. Long-term secretaries/assistants hired prior to 1988 are paid under the higher Tier 1 pay scale. Secretaries/assistants hired after 1988 are subject to a scale with a substantially lower (25%) starting salary and a lower maximum pay for the same position. Effort was made in the 1997-98 budget year to increase the bottom of the Tier 2 pay range, and raises were granted to decrease the disparity between the pay tiers. Nonetheless, these circumstances make it more difficult to attract highly qualified secretaries/assistants, and 3Az more difficult to retain those hired after 1988. RECOMMENDATION NO. 13• The Committee recommends that the City give serious study to eliminating the 25% differential in Tier 1 and Tier 2 support staff pay scales over time. The Committee also recommends that the City continue to monitor the starting salary in the Tier 2 pay scale to insure that starting pay is sufficient to attract highly qualified legal assistants in the local market. 3. FINDING: Assistant City Attorney salaries are not set pursuant to readily ascertainable criteria such as length of time in the Office, other relevant professional experience, and extraordinary work effort. No formally established pay ranges exist for different levels of ability and responsibility. Regular performance evaluations do not form the occasion or basis for raises. To the extent the City Attorney has developed and applied informal pay ranges, not all salaries are consistent with the pay ranges and professional experience criteria. The absence of established, known criteria for raises has engendered concerns that any raises that are given have not been based on performance or merit but on other factors. RECION NO. 14: The Committee again recommends that regular formal performance evaluations be established, containing measurable and established criteria, and that merit salary increases be awarded based on, and at the time of, the regular performance evaluation. The Committee also recommends that the City Attorney consider establishing formal pay ranges based on measurable criteria, and that variations from those ranges be approved only in exceptional instances and upon established criteria. 4. FINDING: The Committee has conducted a salary survey of similar local government law offices. See Exhibit I. The survey indicates that the salary ranges for the City of Miami Attorney's Office is not dramatically different from pay ranges in other parts of Florida. It may be that higher costs of living in South Florida adversely impact comparable salaries, but as an entire Office, the City Attorney's Office cannot be said to be markedly low. The Office continues to attract and retain qualified lawyers. The greater problem with salaries, in the Committee's view, is the length of time since the last raise for most lawyers, and concern over the criteria for raises. RECOMMENDATION NO. 15 The Committee recommends that the City Attorney's Office continue to monitor local government law office salary structures, and as appropriate to apply a cost -of -living index to more precisely compare salaries. When salary differences are observably different, adjustments should be made through the budgeting process. 5. FINDING: Elimination of certain employment benefits previously made available to office employees has had an adverse impact on morale. Further, it has been reported to the Committee that some benefits and resources that are readily made available to upper management in City staff are not made available to comparable positions in the City Attorney's Office, to the dissatisfaction of the Office attorneys Attorneys hired by the City Attorney's Office have traditionally enjoyed certain benefits, which have been gradually eliminated or placed at risk. Previously, the Office funded certain continuing legal education seminar and travel expenses and dues for certain professional organizations. These expenses are no longer shouldered by the Office, and during 1997 some question arose as to whether the City would pay attorneys' Florida Bar dues. (They were paid with City Commission approval). The Committee has no recommendation on whether or how these professional expenses should be paid. Certainly in this time of fiscal challenge, prudence may dictate that paid travel for continuing legal education be curtailed. Audio and video training tapes are available and relatively inexpensive. The Committee notes, however, that the failure to fund any of these expenses can only adversely affect financial incentive for qualified lawyers to join or remain at the City Attorney's Office. Beyond these actual items of potential expense, however, certain benefits and resources were frequently mentioned by members of the Office as inexpensive or no -cost morale boosters. One such resource is the availability of a City car for attorneys to use for day travel on City business, e.g.,.to attend depositions, to attend meetings out of the Office, etc. It is the understanding of the Committee that City vehicles are available for check-out by other City staff, and it is reasonable to make the same resource available to the City's lawyers. Similarly, it was frequently mentioned that other City staff have assigned parking in the City administration building. While the Office members who mentioned this benefit acknowledged its minimal real value, they uniformly felt that it would be an easy encouragement to be treated the same as other City staff in this regard. The Committee notes that spirited advocacy for the Office should have little problem obtaining these benefits. 3- The Committee also learned that certain executive benefits are extended to higher levels of managerial staff in the City, including such benefits as additional life insurance, enhanced health insurance benefits and additional vacation time. In the City Attorney's office these executive benefits extend only to the City Attorney and his two deputies. To some extent, these types of benefits are special considerations to be given to highly -qualified, long-term employees to reward hard work and encourage continued employment. In the absence of regular salary increases, however, extending these kinds of benefits, or some of them, to selected other employees, could provide financial incentive for the job and a sense of reward for hard work, potentially at a more limited cost to the City. RECONEMMATION NO. 16: The Committee recommends that benefits and resources that the City makes available to upper management City staff should be made available to comparable positions in the City Attorney's Office on a similar basis. Consideration should be given to extending some kind of employment benefit package to ranking employees to provide financial reward and incentive. III. Internal Administration of the City Attorney's Office A. Case assignment and management; case tracking; assignment and tracking of non -litigation Iggal assignments. 1. FINDING: Most members of the City Attorney's office commented that cases and other legal assignments were distributed promptly and efficiently upon arrival in the office; that assignments were generally made according to attorney's areas of expertise and experience; and that the current method of central assignment through the city Attorney and his executive assistant was an arrangement that provided for centralized control of assignments and a generally equitable distribution of work. 3- The Committee concludes that central intake of cases and legal assignments is beneficial; cases are assigned promptly and a general sense of workload distribution can be derived from that process. As several attorneys and support staff indicated, however, the office could benefit from a greater delegation of supervisory responsibility and authority to the deputies and chief assistants. It was convincingly suggested that attorneys in supervisory positions should be placed in a position to provide more support and assistance to attorneys in their divisions, particularly newer lawyers who could use closer supervision. it was felt by several attorneys that the deputies and chief assistants either were not authorized and encouraged, or else did not take the initiative, to provide such support. RECO ATION NO. 17• The Committee recommends that deputies and chief assistants be authorized and required to undertake increased supervisory authority and responsibility. Responsibilities should include distribution and monitoring of cases and legal assignments, the development and implementation of a "team" approach with newer lawyers, and enhanced opportunities for communication within divisions about on -going legal matters in the office and about developing law in the divisions, respective practice areas. 2. FINDING: For the most part, attorneys found their workloads to be heavy but not inequitable. Office caseloads appear to dictate the addition of litigators as funds permit. Support staff in contrast, did not view their workload as equitably distributed. The cause was attributed to defects in the Office management function, discussed below. 1>: J RECOMUMATION NO. 18: The Committee recommends that as a corollary part of a City-wide risk management review, a professional consultant sample litigation pleading files and legal assignments to assess the status of cases, the distribution of workload and the ability of lawyers to prepare cases and provide legal services on a timely basis. Particular attention should be paid to whether additional litigators are necessary for the Office to deliver quality legal services. 3. FINDING: For the most part, the computerized case and assignment tracking functionappears accurate and efficient. Its accuracy will continue to depend on the accuracy with which individual attorneys update the status of their cases and. close files on which work is complete. The Committee again suggests that only a review of files by a professional consultant can verify attorneys' actual workloads and progress on cases and legal assignments. Again, if a risk management review is conducted, this corollary aspect would provide additional useful information about the Office's operation. B. Office Management and Staffin 1. FINDING: The Office management function provided by designated support staff is universally reported as inadequate. Both attorneys and legal assistants have complained that the inadequacies of this function detract from their ability to deliver legal services effectively. 4:- A large number of diverse responsibilities fall within the overall aegis of the Office management function. Generally, this function is the responsibility of designated support staff, and is assigned to deal with day-to-day operation matters, procurement, payment of Office bills, and secondary supervision and deployment of legal assistants and other support staff. A very significant number of complaints were voiced about the fulfillment of some of those diverse responsibilities. Uniformly it was reported that this support staff function is failing to provide basic support necessary to deliver legal services. For example, attorneys and staff complained that they were unable to get basic necessary information such as budget authorization codes; that they received no help with logistics of the Office; and that the deployment of support staff was inadequate or even contrary to Office needs. Some lawyers said that they never knew if they would have a secretary available while they were in trial because the secretary might be assigned without notice to some other task such as the switchboard. Employees said that staffing conflicts were often left unresolved at the Office management level and that if resolution became necessary, the conflicts would have to be advanced to the City Attorney or his executive assistant. While resolution generally was then achieved, it was universally felt that such day-to-day matters should not be absorbing the time or attention of the City Attorney or his executive assistant. Employees stated that they could obtain no assistance on employee benefit issues like health insurance questions. Employees complained of a lack of consideration and professionalism, including the observation that open paychecks were left on a desk for pick up by all Office employees, with the amount of pay for each employee in open view. Both attorneys and staff commented that there should be a better, more studied pairing of attorneys and secretaries. Some also commented that it often seemed that functioning secretary -attorney relationships were frequently broken up. RECOMENDATION NO. 19: The Committee recommends that the City Attorney restructure the Office management function performed by 41 support staff. If too many diverse responsibilities are detracting from the support necessary from this function, responsibilities should be redistributed. If reassignment of responsibilities cannot cure the entire problem, consideration must be given better training for this function or reassignment to other Office responsibilities. 2. FINDING: There is a wide range of ability and initiative in support staffing. Attorneys express concern because many times they cannot depend on some legal assistants for more than word processing and typing. Attorneys complain that some support staff fail to fulfill their duties responsibly, noting that some staff have failed to calendar court hearings, with the embarrassing result that an attorney misses a court appointment. Other times the notice of a deposition and its accompanying subpoena may have different dates. Support staff in turn reports an unequal distribution of workload, with less work going to those with less ability and initiative. A number of support staff also complain of a lack of courtesy, respect and professionalism from some attorneys. They expressed a desire for a better sense of teamwork with their assigned attorneys. The reported wide range of ability and initiative in support staff merits attention and improvement. Some attorneys attribute lack of initiative and effort on the part of support staff to the civil service protections their positions enjoy. These attorneys reason that it is more challenging to discipline or discharge employees who fail to meet work expectations, and so employees never face disincentives for poor job performance. However, other attorneys and support staff believe that there has simply been a failure to discipline - that civil service does not prevent reasonable discipline and discharge, but the process must be followed if any results are to occur. Notably, some 4,. experienced staff thought that civil service protections were necessary because of the lack of respect extended by some attorneys. RECOMENDATION NO. 20: The Committee recommends that Office leadership immediately inform all attorneys that professional and personal courtesy and respect toward support staff is expected of them as professionals. Failure to extend appropriate courtesy should detract from otherwise favorable performance evaluations. Support staff should be given additional training and supervision by more experienced personnel, so that they can provide greater assistance, e.g., helping to prepare or complete discovery requests. The ability and initiative of each member of support staff should be made the subject of in-house review, in accordance with measurable objective and subjective jobs performance criteria, with results made known privately to each member of support staff at the next available periodic performance evaluation. This review should take into account the views of the lawyers with whom each support staff member has worked, a facet of review that reportedly has not been taken advantage of. The Committee does not recommend that any effort be commenced at this time to take support staff positions out of civil service. The Committee strongly commends recent City actions removing from union coverage the confidential positions held by City Attorney Office support staff. However, until a history of disciplinary efforts with regard to disappointing support staff performance has been developed, it is not possible to determine whether effective discipline has been foreclosed by the mere availability of civil service protections. The Committee here reiterates its recommendations with respect to the Office management function. The secondary support staff management function should be detecting inadequate performance and dealing with it at early stages. That responsibility appears not to be functioning and should be the subject of improvement. C. Internal Office procedures. 3. FINDING: A number of confining and unnecessary minor office rules and procedures have developed over the last several years, with adverse consequence for Office morale and productivity. Members of the City Attorney's Office repeatedly and forcefully stressed that certain generalized office rules had been instituted to address specific abuses by a few persons, and that these rules worked to the detriment of morale and Office effectiveness. The first of these rules was the "tardiness rule" for support staff. Under that rule, a support staff member is allowed only a very few minutes before being marked late to work and receiving a reprimand in his or her personnel file. No excuses are permitted, and the employee is not allowed to "make up" the lost time. The near -irresistible incentive (which many employees in fact do not resist) is to turn around, go home and call in sick if circumstances will delay arrival past the permitted time. Office productivity is thereby impaired. Unavoidable delays happen to every working person, due to traffic accidents, inclement weather, sick children, or any number of other unpredictable and excusable causes. While the Committee has been told that this rule had its genesis in union contract, support staff are no longer in union positions. This rule can be dispensed with to the betterment of the Office. Individual instances of repeating or unexcused tardiness should be dealt with on an individual basis. Another rule of similar ilk is the "sign -in, sign -out" requirement for attorneys. While they readily acknowledge and accept their responsibility to be available to clients, to work a full day, and otherwise to fulfill their job responsibilities, they view the requirement to explain their whereabouts in writing for every moment of the workday is belittling, and exhibits a lack of trust. In contrast to these rules, the Committee feels that the issue of whether attorney time sheets are kept is a matter for the City Attorney's judgment. Some local government law offices use time sheets profitably, to keep a record of which departments 4 -i are placing the greatest demand on resources, to budget for positions, and for other appropriate reasons. Although both attorneys and staff object to time sheets, and while it may well be that the form could be streamlined and simplified, it cannot be concluded that the time sheets should be discontinued, unless and until it becomes apparent that the information recorded on them is not being used for some useful purpose. RECOMK MATION NO. 21: The Committee recommends that the tardiness rule and the sign -in, sign -out practice be dispensed with. Tardiness should be dealt with on an individual basis. Attorneys and staff should be given the opportunity to demonstrate that they are making themselves available and easy to locate to respond to client needs, without the need for sign -in, sign -out sheets. CONCLUSION This report is submitted to the City of Miami Financial Emergency Oversight Board this 23rd day of January, 1998. LEGAL AFFAIRS MANAGMENT COMMITTEE Joni Armstrong Coffey, Esquire Elizabeth M. Hernandez, Esquire Jesse J. McCrary, Jr., Esquire Marion J. Radson, Esquire 4;, EXHIBITS Bxhibit Curricula Vitae of Legal Affairs Management Committee Members A Committee Mission Statement and Objectives B Written Request for Information from City of Miami Attorneys Office C Staff Questionnaire for City Attorney s Office D Interview Format for City Attorney's Office E City of Miami Charter Provisions F City of Miami Code Provisions G Offer to Perform Review of Risk Management Function H Salary Survey of Comparable Local Government Law Offices in Florida I JONI ARMSTRONG COFFEY has served as an Assistant Dade County Attorney since 1982.- She is Florida Bar Board Certified in City, County and Local Government Law. She is past chair of The Florida Bar City, County and Local Government Law Section (1996-97) and previously served as chair -elect, secretary -treasurer, and executive council member. She is the recipient of the City, County and Local Government Law Section Outstanding Contribution Award (1994), Legal Government Ethics Award (1993), and Legal Local Government Advocacy Award (1992). Ms. Coffey has served on the Florida Bar Continuing Legal Education Committee (1993-96) and on Florida Bar Grievance Committee 11E (1989-91). Ms. Coffey has served as an adjunct professor at Florida International University (urban planning law and ethics graduate course). She has served as Dade County Bar Association Government Relations Committee Chair (1986-87). Publications include "Substantive and Procedural Law: Overview," Trying and Settling_ Land -Use Cases, National Judicial College (August 1997); "The Case For Fiscal Home Rule" Florida Bar Journal, Volume LXXI, No.4 (April 1997); "Appealing a Local Government Administrative Decision," Florida Bar Journal, Vol. LXII, No. 5 (May 1988); and numerous other continuing legal education materials for lawyers and laypersons. Ms. Coffey received her B.A. summa cum laude in 1976 from Florida State University, and her J.D. with honors in 1979 from the University of Florida Law School. She served as Senior Executive Editor and Senior Articles Editor of the University of Florida Law Review. In 1979-80 she served as federal judicial law clerk to the Honorable Peter T. Fay, U.S. Court of Appeals, Fifth Circuit. ELIZABETH M. HERNANDEZ has served since January 1, 1995 as City Attorney for the -City of Coral Gables, Florida, and is Florida Bar Board Certified in City, County and Local Government Law. Prior to that time she was a partner at the law firm of Akerman, Senterfitt & Eidson in Miami, Florida, serving as a civil trial litigator in all aspects of municipal liability, insurance coverage, personal injury and products liability. She also headed the zoning and worker's compensation practice of the Miami office of the firm. From 1983 through 1985, Ms. Hernandez served as an attorney for Legal Services of Greater Miami, Inc. Publications and lectures include appearances before The Florida Bar City, County and Local Government Section Annual Florida Law Seminar (civil rights lecture); the South Florida Planning and Zoning Association, 1995, 1996, 1997 (land use law); American Bar Association --Local Government Law Section, 1993, 1994 (impact of ADA on local governments); Training Manual for all attorneys in the Public Benefits Section of Legal Services of Greater Miami, _Inc., 1985. Ms. Hernandez has served as a member of the Miami -Dade County Public Nuisance Abatement Board (1993-present); member, Board of Directors, South Miami Hospital; United Way Trustee; Advisory Council to Association for Retarded Citizens, board member; American Bar Association, Local Government Law Section Co -Chair (1992-95); Legal Services of Greater Miami, Inc., board member (1988-90); Legal Services Board of The Florida Bar (1990-94). Ms. Hernandez received her B.A. from Florida International University in 1980 and her J.D. from the University of Florida Law School in 1983. JESSE J. MCCRARY, JR. is a partner of the law firm of McCrary and Mosley.- -In 1978, Mr. McCrary served as the State of Florida's 19th Secretary of State. A recipient of numerous awards, Mr. McCrary has been three times honored as Outstanding in Florida by the Florida Chapter of the National Bar Association; has twice been named as one of the outstanding young men of America; was listed in the 1987 edition of the Best Lawyers in America; has received awards for outstanding contributions to Florida's Constitution Revision Commission; and has been the recipient of the National Bar Association's Gertrude E. Rush Award and the Charles Whited Spirit of Excellence Award. Mr. McCrary is a member of the Board of Trustees of Florida Memorial College; a member of the Board of Directors of the Florida Residential Property and Casualty Joint Underwriting Association; Chairman of the Board of Directors of the James E. Scott Community Association; and is active in The Florida Bar and the National Bar Association. In 1969 Mr. McCrary represented the State of Florida before the United States Supreme Court in the case of Williams v. State, a case that established the right to have a jury of less that 12 persons. In 1985, Mr. McCrary successfully argued Neal v. State before the Supreme Court of Florida, a case that changed the law in Florida by forbidding the State to discharge jurors on the basis of race alone. Mr. McCrary received his J.D. from Florida A. and M. University's College of Law and has lectured extensively at law schools throughout the United States, including Southern University, the University of Florida, Notre Dame and Texas Southern College of Law. MARION J. RADSON is the City Attorney for Gainesville, Florida, a position -he has held since October, 1985. Previously, he served as the Deputy and Assistant City Attorney in Gainesville and Pompano Beach, Florida. He was graduated from the University of Florida in 1971 and received his J.D. from its College of Law in 1973. He is Florida Bar Board Certified in City, County and Local Government Law. He is currently chair of the City, County and Local Government Law Section of The Florida Bar, and previously served as chair -elect, secretary -treasurer and an executive council member of that Section. Mr. Radson previously served on The Florida Bar Certification Committee for City, County and Local Government Law. He has also served on The Florida Bar Continuing Legal Education Committee. He received the 1995 Ralph A. Marsicano Award, the 1994 Paul S. Buckman Award, and the 1993 Legal Ethics Award from the City, County and Local Government Law Section. In 1994, he received the Webber Seavey Award from the International Association of Chiefs of Police in recognition for the drafting and successful defense of a local government ordinance regulating the safe operation of convenience food stores. 0 ml CITY OF MIANI Financial Emergency Oversight Board Legal Affairs Management Committee MISSION: To conduct a local government practitioner's review of the operations of the City of Miami Attorney's Office in order to provide a report to the City of Miami Financial Emergency Oversight Board. OBJECTIVES: 1. To determine general compliance by the City of Miami Attorney's Office with applicable federal and state statutes, the City Charter, the City Code of Ordinances, and the Code of Professional Responsibility (including the Code of Ethics for Public Officers and Employees); 2. To determine general compliance by the City of Miami Attorney's Office with applicable city-wide and internal office policies and procedures; 3. To determine the general level of effectiveness and efficiency of the City of Miami Attorney's Office, including ability to interact and cooperate effectively with other branches of city government; 4. To identify and suggest any possible areas for improvements to the operations of the City of Miami Attorney's Office; and 5. To identify any restrictions on the operations of the City of Miami Attorney's Office, either in city policy, procedure or code, that differ materially from most other local government law offices in Florida, or that materially impede the effective representation of the City of Miami by the City of Miami Attorney's Office. C I. STRUCTURE OF THE OFFICE A. Attorneys 1. How many attorneys are currently in the office? How many attorneys were in the office in each of the years 1993-1996? 2. For each attorney currently in the office, please list: a. name and title or classification; b. tenure with the office; C. a description of local government law experience; d. a description of areas of expertise; e. a description of current responsibilities including assignments to City boards, agencies and departments; and f. a description of any previously held responsibilities. 3. Please describe the organization of the attorneys in the office, including a description of the supervisory responsibilities of deputy city attorney(s) and chief assistant city attorney(s). 4. Please provide a copy of any written job descriptions for attorneys in the office, and a copy of each employment contract for every attorney in the office employed under contract. 5. Please provide a copy of the current salary structure for the attorneys in the office. Please list all salary raises for each attorney in the office for the period 1993-1996. 6. Please list all other types of compensation and benefits for each attorney in the office, including but not limited to pension benefits other than Florida Retirement System benefits; car and cellular telephones or cash allowances for those items; and annual, sick and other leave benefits. 7. Is any attorney covered by civil service protection or union contract? If so, please indicate which positions are covered and the nature and source of such coverage. B. Paralegals. 1. How many paralegal are currently in the office? How many paralegals were in the office in each of the years 1993-1996? 2. For each paralegal currently in the office, please list: a. name and title or classification; b. tenure with the office; c. a description of paralegal training and both before coming to the office and subsequently; d. a description of areas of expertise; e. a description of current responsibilities; and f. a description of any previously held responsibilities and any responsibilities other than paralegal duties. 3. Please describe the organization and supervision of paralegals in the office. Please indicate whether paralegals are assigned to individual attorneys. If so, please indicate the attorney assignment for each paralegal for the years 1993 - present. 4. Please provide a copy of any written job descriptions for paralegals in the office. 5. Please provide a copy of the current salary structure for the paralegals in the office. Please list all salary raises for each paralegal in the office for the period 1993-1996. 6. Please list all other types of compensation and benefits for each paralegal in the office, including but not limited to pension benefits other than Florida Retirement System benefits; car and cellular telephones or cash allowances for those items; and annual, sick and other leave benefits. 7. Is any paralegal covered by civil service protection or union contract? If so, please indicate which positions are covered and the nature and source of such coverage. 2 [9] TO: All Staff, City of Miami Attorney's Office FROM: Legal Affairs Management Committee City of Miami Financial Emergency Oversight Board DATE: May 21, 1997 SUBJECT: Staff Questionnaire The Legal Affairs Management Committee invites your comments in the process of its review of the operations of the City of Miami Attorney's Office. The attached questionnaire is designed to elicit your views on the strengths of the office and on areas in which you believe operations might be enhanced. Unless you choose to disclose your name, your remarks will be submitted and considered anonymously. Please mail your response no later than May 30, 1997 to the following Committee member: Marion Radson City Attorney City of Gainesville Law Department P.O. Box 1110 Gainesville, Florida 32602-1110 A pre -addressed, postage -paid envelope is attached for your convenience. We greatly appreciate your time, interest and assistance. J ni Armstron d C ekX Legal Affairs anage nt Committee OIIESTIONNAIRE 1. How long is your tenure with the City of Miami Attorney's office? Check on of the following! under two years two to five years over five years 2. Please indicate whether you are an attorney or other employee. 3. What do you believe are the strengths of the office? Please address as many of the following areas as you feel qualified to address: physical plant (office location and arrangement, telephone and computer systems, library and legal research, etc.); - . type and variety of work; quality of work; experience and ability of particular individuals; camaraderie; salary, compensation and benefits; job security; performance evaluation process; relations with client departments, boards and agencies; quality of guidance and supervision; opportunities for enhanced training, continuing legal education, and professional organization activities; work hours; 2 independence afforded you to get your work done; and other. 4. Please describe any impediments to the efficient operation of the office that are imposed by rules, regulations or other departments or agencies. 5. Please describe any changes you would institute to enhance the operations of the office. 3 E INTERVIEW FORMAT - CITY OF MIAMI ATTORNEY'S OFFICE INTRODUCTION (by the Committee members) Describe the Committee and yourself. - Describe the interview process; explain that this process not an individual performance evaluation. Indicate that while there is no privilege for our communications, the Committee does not intend to attach any names to any comments, comments will be summarized. Show the interviewee the summary chart of the responses to the Questionnaire, as well as the Committee member's worksheet. I. PROCESS FOR REVIEW OF CITY ATTORNEY'S OFFICE - What do you understand to be the purpose of this process? - What do you expect from the process? - Have you been told anything about what to expect from the process? - Did you answer the staff questionnaire? If so, do you feel the questions posed addressed your concerns and the input you would like to make? If not, why not? If you were assigned to undertake a review, what process would you undertake? What do you hope to gain from this review? II. GENERAL OVERVIEW OF CITY ATTORNEY'S OFFICE - Do you believe that the City Attorney's Office provides a valuable function for the City? If so, please describe the Office's contribution to the City. If not, how would you deal with the City's legal issues? Are there any changes you would make to improve operations if you were in a position to do so? III. ADMINISTRATION OF THE CITY ATTORNEY'S OFFICE A. ORGANIZATION AND OPERATION Describe how the City Attorney's Office is organized. - Describe the process for making work assignments. Does this assignment process work effectively? Describe how the City Attorney's Office is managed. - Are personnel resources appropriately deployed? Does the Office enjoy good teamwork? Do members of the Office have a formalized process for communication about important current issues in the Office? Please describe the effectiveness of any informal communication about current issues in the Office. nix:c,,ar ro-.ern1 Interview Format - C. 'Miami Attornev's Office Page 2 Please comment on tenure of employees in the Office versus turnover. Compare recent turnover to turnover in prior periods. If there is a different in turnover rates, please indicate what factors you believe have caused the difference. Do you believe that the leadership in the Office is effective in causing the City Attorney's Office to fulfill its mission? Is leadership in the Office ever subjected to influences from outside the Office that detract from effective fulfillment of the mission of the City? If so, please describe. - Do you believe that the City Attomey's Office is adequately funded? - If additional financial resources were provided, how would you deploy them? - If you were in charge of the Office today, would you deploy the currently available financial resources differently? - Do outside influences ever adversely impact the amount of financial resources available to the City Attorney's Office? - Do outside influences ever influence the deployment of financial resources inside the Office? Do you believe that there is adequate training and supervision, including continuing legal education, of employees in the City Attorney's Office? Is there opportunity for cross -training? Do you feel effective in your job? Are there other resources besides those you currently have that you need to do a more effective job? B. RELATIONSHIP WITH CITY COMMISSION AND CLIENT DEPARTMENTS - How do you perceive the professional and personal relationship to be between the City Commission and the City Attorney's Office? - Does the City Commission allow the City Attorney's Office to function as a professional office free from undue political pressure? - Is an objective recommendation provided by the City Attorney's Office before any proposed settlement of a pending claim or pending litigation is placed on the City Commission agenda for consideration? - Do City Commission members have frequent contact with members of the Office? For what reason or reasons might there be frequent contact? - How do you perceive the professional and personal relationship to be between the City Manager, the client departments, and the City Attorney's Office? Please describe the working relationship with the following departments with particularity: Risk Management Police Fire Planning and Zoning. Interview Format - C if :Miami Attornev's Office Page 3 IV. IMPEDIMENTS OR LIMITATIONS THAT IMPEDE FULFILLING THE OFFICE'S MISSION. Are you aware of any code provisions, city policies, or internal office policies that hamper the effective provision of legal services by the City Attorney's Office? If so, how would you modify the code provision or policy? Are you aware of any revenue sources, i.e., collection of debt or generation of revenue, presently available to the City, the collection of which has not been effected by the City Attorney's Office? What impediments are preventing obtaining revenue from the City through those sources? Consider the following potential revenue sources: bonds and recovery thereunder, purchasing and bid requirements, lease revenues, - liquidated damages, - subrogation, - superpriority liens for City services provided, - Special Disability Trust Fund (workers' compensation). V. IS THERE ANYTHING THAT WE HAVE NOT ASKED THAT YOU FEEL WOULD ASSIST THE COMMITTEE'IN FULFILLING ITS ASSIGNMENT? VI. REVIEW RESPONSES TO STAFF QUESTIONNAIRE. INTERVIEW FORMAT - CITY OF MIAMI ATTORNEY'S OFFICE INTRODUCTION (by the Committee members) Describe the Committee and yourself. Describe the interview process; explain that this process not an individual performance evaluation. Indicate that while there is no privilege for our communications, the Committee does not intend to attach any names to any comments; comments will be summarized. Show the interviewee the summary chart of the responses to the Questionnaire, as well as the Committee member's worksheet. I. PROCESS FOR REVIEW OF CITY ATTORNEY'S OFFICE What do you understand to be the purpose of this process? What do you expect from the process? Have you been told anything about what to- expect from the process? - Did you answer the staff questionnaire? If so, do you feel the questions posed addressed your concerns and the input you would like to make? If not, why not? If you were assigned to undertake a review, what process would you undertake? What do you hope to gain from this review? II. GENERAL OVERVIEW OF CITY ATTORNEY'S OFFICE Do you believe that the City Attorney's Office provides a valuable function for the City? If so, please describe the Office's contribution to the City. If not, how would you deal with the City's legal issues? Are there any changes you would make to improve operations if you were in a position to do so? III. ADMINISTRATION OF THE CITY ATTORNEY'S OFFICE A. ORGANIZATION AND OPERATION Describe how the City Attorney's Office is organized. Describe the process for making work assignments. Does this assignment process work effectively? Describe how the City Attorney's Office is managed. Are personnel resources appropriately deployed? Does the Office enjoy good teamwork? Do members of the Office have a formalized process for communication about important current issues in the Office? Please describe the effectiveness of any informal communication about current issues in the Office. Pi?f :ct1.4C1 /0-.1-Of Interview Format - Cit Miami Attorney's Office Page 2 Please comment on tenure of employees in the Office versus turnover. Compare recent turnover to turnover in prior periods. If there is a different in turnover rates, please indicate what factors you believe have caused the difference. Do you believe that the leadership in the Office is effective in causing the City Attorney's Office to fulfill its mission? Is leadership in the Office ever subjected to influences from outside the Office that detract from effective fulfillment of the mission of the City? If so, please describe. Do you believe that the City Attorney's Office is adequately funded? - If additional financial resources were provided, how would you deploy them? - If you were in charge of the Office today, would you deploy the currently available financial resources differently? - Do outside influences ever adversely impact the amount of financial resources available to the City Attorney's Office? - Do outside influences ever influence -the deployment of financial resources inside the Office? Do you believe that there is adequate training and supervision, including continuing legal education, of employees in the City Attorney's Office? Is there opportunity for cross -training? Do you feel effective in your job? Are there other resources besides those you currently have that you need to do a more effective job? B. RELATIONSHIP WITH CITY COMMISSION AND CLIENT DEPARTMENTS How do you perceive the professional and personal relationship to be between the City Commission and the City Attorney's Office? Does the City Commission allow the City Attorney's Office to function as a professional office free from undue political pressure? Is an objective recommendation provided by the City Attorney's Office before any proposed settlement of a pending claim or pending litigation is placed on the City Commission agenda for consideration? Do City Commission members have frequent contact with members of the Office? For what reason or reasons might there be frequent contact? How do you perceive the professional and personal relationship to be between the City Manager, the client departments, and the City Attorney's Office? - Please describe the working relationship with the following departments with particularity: Risk Management Police Fire Planning and Zoning. Interview Format - C, f .Miami Attorney's Ofi ice Page 3 IV. IMPEDIMENTS OR LIMITATIONS THAT IMPEDE FULFILLING THE OFFICE'S MISSION. Are you aware of any code provisions, city policies, or internal office policies that hamper the effective provision of legal services by the City Attorney's Office? If so, how would you modify the code provision or policy? Are you aware of any revenue sources, i.e., collection of debt or generation of revenue, presently available to the City, the collection of which has not been effected by the City Attorney's Office? What impediments are preventing obtaining revenue from the City through those sources? Consider the following potential revenue sources. - bonds and recovery thereunder, purchasing and bid requirements, lease revenues, - liquidated damages, - subrogation, - superpriority liens for City services provided, - Special Disability Trust Fund (workers' compensation). V. IS THERE ANYTHING THAT WE HAVE NOT ASKED THAT YOU FEEL WOULD ASSIST THE COMMITTEE IN FULFILLING ITS ASSIGNMENT' VI. REVIEW RESPONSES TO STAFF QUESTIONNAIRE. (b) To appoint and remove, except as herein provided, all directors of the departments and all subordinate officers and employees in the departments in both the classified and unclassified service; all appointments to be upon merit and fitness alone, and in the classified service all appointments and removals to be subject to the civil service provisions of this charter. (c) To exercise control over all departments and divisions created herein or that may be hereafter created by the commission. (d) To attend all meetings of the commission with the right to take part in the discussion but having no vote. (e) To recommend to the commission for adop- tion such measures as he may deem neces- sary or expedient. 019 new police chief, the advisory group is a "board" within the meaning of F.S. J 286.011, the city manager is an "agency" within the meaning of said statute, and meetings of the advisory group must be open meetings pursuant to said statute. State v Krause, 47 Fla. Supp. 36, affd Krause v Reno, 366 So. 2d 1244. Sec. 17. Same —Examination of affairs of de- partments, officers or employees. The city manager may, without notice, cause the affairs of any department or the conduct of any officer or employee to be examined. Any person or persons appointed by the city manager to examine the affairs of any department or the conduct of any officer or employee shall have the same right to require the attendance of witnesses and production of books and papers and other evidence as is conferred upon the commission by this charter. (f) To keep the commission fully advised as to the financial condition and needs of the Sec. 1& ]Departments established' city; and (g) To perform such other duties as may be prescribed by this charter or be required of him by ordinance or resolution of the com- mission. Editor's note —As to removal and suspension of chief of police, see annotation to charter $ 26. Case law reference —It was the intention of the legisla- ture to make the city manager at all times hold office subject to the will of the commission upon whom rested the adminis trative affairs of the city government, which could be speedily checked and corrected if necessary st the will of the commis - awn by a change in the office of the city manager. State v. Bloodworth, 134 Fla. 369, 184 So. 1. Subsection W--The phrase "except as herein provided," employed in subsection (b) of this section, qualifies or limits every provision of the city charter providing for removals in specific cases, and such other provisions must be construed with the subsection. Bryan v Landis,106 Fla. 19,142 So. 650. The city manager has no summary power of appointment under civil service rules, and all appointments and promotions by the city manager must be within the requirements of such rules. Bloodworth v Suggs, 60 So. 2d 768. Police officers may be demoted during probationary period after accepting probationary promotion in rank. Clarke v. City of Miami, 81 So. 2d 217. The city manager is not required as a matter of law to promote civil service employees when a vacancy occurs. His refusal to fill vacancies due to economic conditions is a matter within his discretion. City of Miami v Elmore,131 So. 2d 517. .Where city manager opts to utilize advisory group to directly assist him in the decision -making process to select a The following administrative departments are hereby established by this charter. (1) Department of law. (2) Department of public service. (3) Department of public welfare. (4) Department of public safety. (5) Department of finance. Sec. 19. Creation of new departments; dis- continuance of departments. The commission may, by ordinance adopted by vote of at least three members of the commission, create new departments or discontinue any de- partment and determine, combine, and distribute the functions and duties of departments and subdivisions thereof. (Laws of Fla., ch. 21391(1941)) *Note —Pursuant to authority granted in section 19 of this charter, the departments of public service, public welfare and public safety have been 'discontinued and numerous new departments have been crested by ordinance. The user's attention is directed to eh. 2 of the Code of Ordinances for existing departmenta'and functions thereof. CHM19 ¢ 19-A Sec. 19•A. Authority to create and discon- tinue departments by ordinance not limited by other charter pro- visions. The force and effect of any ordinance passed and adopted pursuant to this act shall not be limited, subject to, or controlled by, any limita- tions, definitions, or delegations of power, author- ity, duties or functions in other sections of the charter of the City of Miami. (Laws of Fla., ch. 21391(1941)) Sec. 2& Directors of departments. The city manager shall appoint a director for each department and, in his discretion, may con- solidate two departments under one director. Each such director shall serve until removed by the city manager or until his successor has been ap- pointed and qualified, shall conduct the affairs of his department in accordance with rules and regulations made by the city manager, shall be responsible for the conduct of the officers and employees of his department, for the performance of its business, and for the custody and preserva- tion of the books, records, papers and property under its control, and, subject to the supervision and control of the city manager in all matters, shall manage the department. None of the provi- sions of this section, however, shall be applicable to the department of law or to the department of water and sewers.* (Laws of Fla., ch. 21388(1941)) Sec. 21. Department of law. The city attorney shall be the director of the department of law and an attorney -at -law admit- ted to the practice in the State of Florida. He shall be the legal advisor of and attorney and counsel for the city, and for all officers and departments thereof in matters relating to their official duties. He shall prosecute and defend all suits for and in behalf of the city, and shall prepare all contracts, bonds and instruments in writing in which the city is concerned and shall endorse on each his approval of the form and correctness thereof. 'Note.—lranster of the operations of the ciWs department water and sewn to Metropolitan Dade County was autho- ed by Res. No. 73-225, adopted March 22, 1973. The city attorney shall be the prosecuting at- torney of the municipal court. He shall have such number of assistants as the commission by ordi- nance may authorize. He shall prosecute all cases brought before such court and perform the same duties, so far as they are applicable thereto, as are required of the prosecuting attorney of the county. When required to do so by the resolution of the commission, the city attorney shall prosecute or defend for and in behalf of the city all complaints, suits and controversies in which the city is a party, and such other suits, matters and contro- versies as he shall, by resolution or ordinance, be directed to prosecute or defend. The commission, the city manager, the director of any_ department, or any officer or board not included within a department, may require the opinion of the city attorney upon any question of law involving their respective powers and duties. The city attorney shall be a full-time govern- mental employee; shall not engage in the private practice of law; and upon his election by the city commission shall serve until the time for the election of the city officials specified in section 4(c) of the charter which follows the next general municipal election. (Char. Amend. No. 1, 11-6-73) Sec. 22. Department of public service. Editor's note --Pursuant to authority granted in 6 19 of this charter, the department of public service has been discon- tinued. The user's attention is directed to ch. 2 of the Code of Ordinances for departments performing functions formerly assigned to this department. Sec. 22-A. Department of water and sewers; water and sewer board. Editor's note•—Pumant to Res. No. 73-225, adopted March 22, 1973, the city manager was authorized and directed to execute an agreement for transfer of the operations of the city's department of water and sewers to Metropolitan Dade County. At the direction of the city, $ 22 A, added to the charter by Laws of Fla., ch. 21388(1941), and amended by Laws of Fla, ch. 23400(1945), and Laws of Fla, ch. 24702(1947), is not set forth herein. Sec. 22-B. Department of public welfare. Editor's note —Pursuant to authority granted in ¢ 19 of this charter, all powers and dutiesgranted by this section to the department of public welfare have by ordinance been transferred to other departments within the city. See ch. 2 of the Code of Ordinances for present departmental functions. CHT:20 640 CHARTER AND RELATED LAWS be approved unless it clearly gives an accurate description of the property showing section cor- ners or quarter -section corners or at least tying the property to one or more sections or quarter - section corners or government monuments. (b) Supervisor of plats. The director of public works shall be supervisor of plats of the city and shall provide regulations governing the platting of all lands so as to require all streets and alleys to be of proper width, to be coterminous with adjoining streets and alleys, and otherwise to conform to the regulations prescribed. Whenever said director shall deem it expedient to plat any portion of territory within the city limits, within which the necessary streets or alleys have not already been accepted by the city, so as to become public streets or alleys, or when any person plats land within the corporate limits or within two miles thereof, the director of public works shall, if such plats are in accordance with the prescribed regulation, endorse his or her written approval thereon. No plat subdividing lands within the corporate limits of the city or within two miles thereof shall be entitled to record in the office of the clerk of the circuit court in and for Dade County, Florida, without such written approval. (c) Streets or alleys not accepted unless laid down on plat. No streets or alleys except those laid down on the plats referred to in this section and bearing the approval of the director of public works, as hereinbefore provided for, shall subse- quently in any way be accepted as public streets or alleys by the city, nor shall any public funds be expended in the repair or improvement of streets and alleys subsequently laid out and not on such plat. This restriction shall not apply to a street or alley laid out by the city nor to streets, alleys, or public grounds laid out on a plat by or with the approval of the director of public works. (d) Acceptance and confirmation of street or alley dedication. No streets or alleys hereafter dedicated to public use by the owner of ground in the city shall be deemed a public street or alley, or under the care and control of the commission, unless the dedication be provided in the plat or by warranty deed or other instrument of grant; un- less the grant be accepted and confirmed by resolution passed for that purpose; and unless the provisions of this charter relating to subdivisions shall have been complied with. Sec. 4L Conduct of a city business; compen- sation, duties, and oaths of officers and employees. (a) Books and records. All books, records, and documents used by any city officer in his (or her] office or pertaining to his for her] duties shall be deemed the property of the city, and the chief officer in charge of such office shall be responsible therefor. Any such officer or person made by this section responsible for the keeping of such books, records, and documents shall, within three days after the end of his or her term of office, or within three days after the date of his or her resignation or removal from office, as the case may be, deliver to the city clerk or to his or her successor in office all such books, records, and documents. Any such officer or person failing to deliver such books, records or documents as required by this section shall be deemed guilty of an offense against the city, and upon conviction thereof shall be fined not more than $500 or imprisoned for a period not exceeding 60 days. (b) Office hours; availability of books and records. The commission is hereby authorized and empow- ered, by appropriate ordinance, to fix the days and hours during which all public offices of the city shall be kept open for business. All books and records of every office and department shall be open to the inspection of any citizen at any time during such business hours, subject to the proper rules and regulations for the efficient conduct of the business of such department or office. (c) Bonds of officers. Except in the case of officers whose bonds are specifically provided for by this charter, the commission shall determine, by resolution, whether officers, clerks, or employ- ees shall give bond and, if so, the amount or penalty thereof. All officers required by this char- ter to give bond, and all officers, clerks, and employees of whom bond is required by the com- mission shall before entering upon their respec- tive duties give bond with surety to be approved by the commission, conditioned on the faithful performance of the duties of their respective of- CHT.58 fices. Such bonds, unless otherwise specifically provided by this charter, shall be payable to the city and shall provide such penalty as the com- mission may by resolution prescribe. The commis- sion shall accept as surety on any such official bond a good, solvent surety company authorized to do business in the State of Florida. The pre- mium on any such bond shall be paid by the city. Unless otherwise specifically provided in this charter, all such bonds shall be filed with and preserved by the city clerk. (d) Compensation of offikers and employees. The commission shall fix by ordinance the compensa- tion of the city manager, heads of departments, municipal judges and the city clerk.. The city manager shall fix the number and salaries or compensation of all other officers and employees. The salaries or compensations so fixed shall be uniform for like service in each grade of the service as the same shall be graded or classified by the city manager in accordance with the rules and regulations adopted by the civil service board. All fees and moneys received or collected by officers and employees shall be paid into the city treasury. Case law reference —Peremptory writ of mandamus held irnproper to compel the city manager to grant increases in salaries of police officers m accordance with resolution of city commission authorizing such increases where refusal of city manager to grant the authorized increases was "uniform for like service in each grade of the service ...." Reese v Golden, 209 So. 2d 490. (e) Oath of office. Every officer of the city shall, before entering upon the duties of office, take and subscribe to an oath or affirmation, to be filed and kept in the office of the clerk, that he or she will support, protect, and defend the constitution and laws of the United States and of the State of Florida and in all respects faithfully discharge the duties of the office. M Clerk may administer oaths. The city clerk of the City of Miami, Florida, shall have the power and is hereby authorized to administer oaths. Sec. 42. Power to appoint boards or commis- sions of citizens. , The commission may, at the request of the city manager, appoint boards or commissions, to be § 43 composed of such number of citizens as -the com- mission may deem expedient to act in an advisory capacity in conjunction with any one or more of the departments created or authorized hereby. The members of all such boards and commissions shall serve without compensation, and may be removed at any time by a majority vote of the commission. Sec. 43. Continuity. (a) All city ordinances, resolutions, and regula- tions in force at the time this charter takes effect, and not inconsistent with the provisions hereof, are hereby continued in force until the same shall be duly amended or repealed. (b) Present of fixers and powers. All persons holding office in or employed by the city at the time this charter goes into effect shall continue in such office or employment and in the performance of their duties until provisions shall have been otherwise made in accordance with the provisions of this charter for the performance or discontinu- ance of the duties of any such office or employ- ment. When such provisions are made the term of any such officer shall expire, and the office shall be abolished. The powers which are conferred and the duties which are imposed upon any officer, board, commission, or department of the city under the laws of the state, shall, if such officer, board, commission, or department is abolished by this charter, be thereafter exercised and dis- charged by the officer, board, or department upon whom are imposed corresponding functions, du- ties, and powers under the provisions of this charter. , _ _ (c) Present contracts and proceedings. All rights, actions, proceedings, prosecutions, and contracts of the city or of any of its departments or officers, pending or unexecuted when this charter goes into effect, and not inconsistent therewith, shall be enforced, continued, or completed, in all re- spects, as though begun or executed hereunder. (d) Present titles and rights. The title, rights, and ownership of property, uncollected taxes, dues, claims, judgments, decrees, and choses in action held or owned by the city at the time of the CHT:59 (b) To appoint and remove, except as herein provided, all directors of the departments and all subordinate officers and employees in the departments in both the classified and unclassified service; all appointments to be upon merit and fitness alone, and in the classified service all appointments and removals to be subject to the civil service provisions of this charter. (c) To exercise control over all departments and divisions created herein or that may be hereafter created by the commission. (d) To attend all meetings of the commission with the right to take part in the discussion but having no vote. (e) To recommend to the commission for adop- tion such measures as he may deem neces- sary or expedient. $19 new police chief, the advisory group is a "board" within the meaning of F.S. J 286.011, the city manager is an "agency" within the meaning of said statute, and meetings of the advisory group must be open meetings pursuant to said statute. State v Krause, 47 Fla. Supp. 36, afpd Krause v. Reno, 366 So. 2d 1244. Sec. 17. Same —Examination of affairs of de- partments, officers or employees. The city manager may, without notice, cause the affairs of any department or the conduct of any officer or employee to be examined. Any person or persons appointed by the city manager to examine the affairs of any department or the conduct of any officer or employee shall have the same right to require the attendance of witnesses and production of books and papers and other evidence as is conferred upon the commission by this charter. (f) To keep the commission fully advised as to the financial condition and needs of the Sea M (Departments established.* city, and (g) To perform such other duties as may be prescribed by this charter or be required of him by ordinance or resolution of the com- mission. Editor's note —As to removal and suspension of chief of police, see annotation to charter f 26. Case law referenee--It was the intention of the legisla- ture to make the city manager at all times hold office subject to the will of the commission upon whom rested the adminis trative affairs of the city government, which could be speedily checked and corrected if necessary st the will of the commis- sion by a change in the office of the city manager. State v Bloodworth, 134 Fla. 369, 184 So. 1. Subsection W —Tbe phrase "except as herein provided," employed in subsection (b) of this section, qualifies or limits every provision of the city charter providing for removals in specific cases, and such other provisions must be construed with the subsection. Bryan v Landis,106 Fla. 19,142 So. 650. The city manager has no summary power of appointment under civil service rules, and all appointments and promotions by the city manager must be within the requirements of such rules. Bloodworth v Suggs, 60 So. 2d 768. Police officers may be demoted during probationary period after accepting probationary promotion in rank. Clarke v. City of Miami, 81 So. 2d 217. The city manager is not required as a matter of law to promote civil service employees when a vacancy occurs. His refusal to fill vacancies due to economic conditions is a matter within his discretion. City of Miami v. Elmore,131 So. 2d 517. .where city manager opts to utilize advisory group to directly assist him in the decision -making process to select a The following administrative departments are hereby established by this charter: (1) Department of law. (2) Department of public service. (3) Department of public welfare. (4) Department of public safety. (5) Department of finance. Sea 19. Creation of new departments; dis- continuance of departments. The commission may, by ordinance adopted by vote of at least three members of the commission, create new departments or discontinue any de- partment and determine, combine, and distribute the functions and duties of departments and subdivisions thereof. (Laws of Fla., ch. 21391(1941)) *Note —Pursuant to authority granted in section 19 of this charter, the departments.of public service, public welfare and public safety have been 'discontinued and numerous new departments have been created by ordinance. The user's attention is directed to ch. 2 of the Code of Ordinances for existing departmentsand functions thereof. CHT:19 $ 19-A Sec. 19-A. Authority to create and discon- tinue departments by ordinance not limited by other charter pro- visions. The force and effect of any ordinance passed and adopted pursuant to this act shall not be limited, subject to, or controlled by, any limita- tions, definitions, or delegations of power, author- ity, duties or functions in other sections of the charter of the City of Miami. (Laws of Fla., ch. 21391(1941)) Sec. 20. Directors of departments. The city manager shall appoint a director for each department and, in his discretion, may con- solidate two departments under one director. Each such director shall serve until removed by the city manager or until his successor has been ap- pointed and qualified, shall conduct the affairs of his department in accordance with rules and regulations made by the city manager, shall be responsible for the conduct of the officers and employees of his department, for the performance of its business, and for the custody and preserva- tion of the books, records, papers and property under its control, and, subject to the supervision and control of the city manager in all matters, shall manage the department. None of the provi- sions of this section, however, shall be applicable to the department of law or to the department of water and sewers.* (Laws of Fla., ch. 21388(1941)) Sec. 21. Department of law. The city attorney shall be the director of the department of law and an attorney -at -law admit- ted to the practice in the State of Florida. He shall be the legal advisor of and attorney and counsel for the city, and for all officers and departments thereof in matters relating to their official duties. He shall prosecute and defend all suits for and in behalf of the city, and shall prepare all contracts, bonds and instruments in writing in which the city is concerned and shall endorse on each his approval of the form and correctness thereof. *Note —Transfer of the operations of the city's department f water and sewers to Metropolitan Dade County was autho- zed by Res. No. 73-225, adopted March 22, 1973. 13 o 34 PF4N V N1 The city attorney shall be the prosecuting at- torney of the municipal court. He shall have such number of assistants as the commission by ordi- nance may authorize. He shall prosecute all cases brought before such court and perform the same duties, so far as they are applicable thereto, as are required of the prosecuting attorney of the county. When required to do so by the resolution of the commission, the city attorney shall prosecute or defend for and in behalf of the city all complaints, suits and controversies in which the city is a party, and such other suits, matters and contro- versies as he shall, by resolution or ordinance, be directed to prosecute or defend. The commission, the city manager, the director of any department, or any officer or board not included within a department, may require the opinion of the city attorney upon any question of law involving their respective powers and duties. The city attorney shall be a full-time govern- mental employee; shall not engage in the private practice of law; and upon his election by the city commission shall serve until the time for the election of the city officials specified in section 4(c) of the charter which follows the nest general municipal election. (Char. Amend. No. 1, 11-6-73) Sec. 22. Department of public service. Editor's note --Pursuant to authority granted in ¢ 19 of this charter, the department of public service has been discam- tmued. The user's attention is directed to ch. 2 of the Code of Ordinances for departments performing functions formerly assigned to this department Sea 22-A. Department of water and sewers; water and sewer board. Editor's note —Pursuant to Rea No. 73-225, adopted March 22, 1973, the city manager was authorized and directed to execute an agreement for transfer of the operations of the city' s department of water and sewers to Metropolitan Dade County. At the direction of the city, $ 22-A, added to the charber by Laws of Fla, ch. 21388(1941), and amended by Laws of Fla., ch. 23400(1945), and Laws of Fla, ch. 24702(1947), is not set forth herein. Sec. 22-B. Department of public welfare. Editor's note --Pursuant to authority granted in J 19 of this charter, all powers and dutiesgranted by this section to the department of public welfare have by ordinance been transferred to other departments within the city. See ch. 2 of the Code of Orftunces`for present departmental functions. CHT`.20 640 CHARTER AND RELATED LAWS be approved unless it clearly gives an accurate description of the property showing section cor- ners or quarter -section corners or at least tying the property to one or more sections or quarter - section corners or government monuments. (b) Supervisor of plats. The director of public works shall be supervisor of plats of the city and shall provide regulations governing the platting of all lands so as to require all streets and alleys to be of proper width, to be coterminous with adjoining streets and alleys, and otherwise to conform to the regulations prescribed. Whenever said director shall deem it expedient to plat any portion of territory within the city limits, within which the necessary streets or alleys have not already been accepted by the city, so as to become public streets or alleys, or when any person plats land within the corporate limits or within two miles thereof, the director of public works shall, if such plats are in accordance with the prescribed regulation, endorse his or her written approval thereon. No plat subdividing lands within the corporate limits of the city or within two miles thereof shall be entitled to record in the office of the clerk of the circuit court in and for Dade County, Florida, without such written approval. (c) Streets or alleys not accepted unless laid down on plat. No streets or alleys except those laid down on the plats referred to in this section and bearing the approval of the director of public works, as hereinbefore provided for, shall subse- quently in any way be accepted as public streets or alleys by the city, nor shall any public funds be expended in the repair or improvement of streets and alleys subsequently laid out and not on such plat. This restriction shall not apply to a street or alley laid out by the city nor to streets, alleys, or public grounds laid out on a plat by or with the approval of the director of public works. (d) Acceptance and confirmation of street or alley dedication. No streets or alleys hereafter dedicated to public use by the owner of ground in the city shall be deemed a public street or alley, or under the care and control of the commission, unless the dedication be provided in the plat or by warranty deed or other instrument of grant; un- less the grant be accepted and confirmed by resolution passed for that purpose; and unless the - provisions of this charter relating to subdivisions shall have been complied with. Sec. 4L Conduct of a city business; compen- sation, duties, and oaths of officers and employees. (a) Books and records. All books, records, and documents used by any city officer in his [or her] office or pertaining to his [or her] duties shall be deemed the property of the city, and the chief officer in charge of such office shall be responsible therefor. Any such officer or person made by this section responsible for the keeping of such books, records, and documents shall, within three days after_ the end of his or her term of office, or within three days after the date of his or her resignation or removal from office, as the case may be, deliver to the city clerk or to his or her successor in office all such books, records, and documents. Any such officer or person failing to deliver such books, records or documents as required by this section shall be deemed guilty of an offense against the city, and upon conviction thereof shall be fined not more than $500 or imprisoned for a period not exceeding 60 days. (b) Office how's; availability of books and records. The commission is hereby authorized and empow- ered, by appropriate ordinance, to fix the days and hours during which all public offices of the city shall be kept open for business. All books and records of every office and department shall be open to the inspection of any citizen at any time during such business hours, subject to the proper rules and regulations for the efficient conduct of the business of such department or office. (c) Bonds of officers. Except in the case of officers whose bonds are specifically provided for by this charter, the commission shall determine, by resolution, whether officers, clerks, or employ- ees shall give bond and, if so, the amount or penalty thereof. All officers required by this char- ter to give bond, and all officers, clerks, and employees of whom bond is required by the com- mission shall before entering upon their respec- tive duties give bond with surety to be approved by the commission, conditioned on the faithful performance of the duties of their respective of- CHT.58 fices. Such bonds, unless otherwise specifically provided by this charter, shall be payable to the city and shall provide such penalty as the com- mission may by resolution prescribe. The commis- sion shall accept as surety on any such official bond a good, solvent surety company authorized to do business in the State of Florida. The pre- mium on any such bond shall be paid by the city. Unless otherwise specifically provided in this charter, all such bonds shall be filed with and preserved by the city clerk. (d) Compensation of officers and employees. The commission shall fix by ordinance the compensa- tion of the city manager, heads of departments, municipal judges and the city clerk.. The city manager shall fix the number and salaries or compensation of all other officers and employees: The salaries or compensations so fixed shall be uniform for like service in each grade of the service as the same shall be graded or classified by the city manager in accordance with the rules and regulations adopted by the civil service board. All fees and moneys received or collected by officers and employees shall be paid into the city treasury. Case law reference —Peremptory writ of mandamus held improper to compel the city manager to grant increases in salaries of police officers in accordance with resolution of city commission authorizing such increases where refusal of city manager to grant the authorized increases was "uniform for like service in each grade of the service ...." Reese v Golden, 209 So. 2d 490. (e) Oath of of fice. Every officer of the city shall, before entering upon the duties of office, take and subscribe to an oath or affirmation, to be filed and kept in the office of the clerk, that he or she will support, protect, and defend the constitution and laws of the United States and of the State of Florida and in all respects faithfully discharge the duties of the office. (f) Clerk may administer oaths. The city clerk of the City of Miami, Florida, shall have the power and is hereby authorized to administer oaths. Sec. 42. Power to appoint boards or commis- sions of citizens. , The commission may, at the request of the city manager, appoint boards or commissions, to be § 43 composed of such number of citizens as_ the com- mission may deem expedient to act in an advisory capacity in conjunction with any one or more of the departments created or authorized hereby. The members of all such boards and commissions shall serve without compensation, and may be removed at any time by a majority vote of the commission. Sec. 43. Continuity. (a) All city ordinances, resolutions, and regula- tions in force at the time this charter takes effect, and not inconsistent with the provisions hereof, are hereby continued in farce until the same shall be duly amended or repealed. (b) Present officers and powers. All persons holding office in or employed by the city at the time this charter goes into effect shall continue in such office or employment and in the performance of their duties until provisions shall have been otherwise made in accordance with the provisions of this charter for the performance or discontinu- ance of the duties of any such office or employ- ment. When such provisions are made the term of any such officer shall expire, and the office shall be abolished. The powers which are conferred and the duties which are imposed upon any officer, board, commission, or department of the city under the laws of the state, shall, if such officer, board, commission, or department is abolished by this charter, be thereafter exercised and dis- charged by the officer, board, or department upon whom are imposed corresponding functions, du- ties, and powers under the provisions of this charter. (c) Present contracts and proceedings. All rights, actions, proceedings, prosecutions, and contracts of the city or of any of its departments or officers, pending or unexecuted when this charter goes into effect, and not inconsistent therewith, shall be enforced, continued, or completed, in all re- spects, as though begun or executed hereunder. (d) Present titles and rights. The title, rights, and ownership of property, uncollected taxes, dues, claims, judgments, decrees, and choses in action held or owned by the city at the time of the CHT.59 G ADMINISTRATION paragraph (a) hereof by forthwith providing the city commission and city manager with informa- tion concerning the affected authority, boards or committees in regard to the length of past service by those city commissioners so serving thereon. In each succeeding year and not later than 60 days before the first day of the month set forth in paragraph (a) above, the city manager shall present the city commission with a report on this subject for commission review and consideration at a city commission meeting scheduled to take place no later than 30 days before the first day of the month set forth in paragraph (a) above. (Ord. No. 10715, § 1, 3-8-90; Code 1980, § 2-15) Secs. 2-36-2-60. Reserved. ARTICLE III. OFFICERS DIVISION 1. GENERALLY Secs. 2-61-2-85. Reserved. DIVISION 2. CITY MANAGER* Sec. 2-86. Powers and duties in general. The city manager shall be appointed pursuant to and shall have the powers and duties enumer- ated in the laws of the state, the city Charter, this Code and other city ordinances. (Code 1967, § 2-11; Code 1980, § 2-31) Sec. 2-87. Assistant city manager and admin- istrative assistant to the city man- ager —Positions created. The offices and positions of assistant city man- ager and of administrative assistant to the city manager are hereby created and established. (Code 1967, § 2-12; Code 1980, § 2-32) *Charter references —Prohibition againA commission dk_ tating appointments or interfering with city manager, § 4(d); election of city manager by commission, § 4(e); city manager generally, §§ 15-17. City Code cross references —Authority to prohibit sales of alcoholic beverages during emergencies causing or tending to cause public disorder, etc., § 4-5. Sec. 2-88. Same —Powers and duties. § 2-112 The duties and services to be performed by the assistant city manager and the administrative assistant to the city manager shall be such duties and services as may be assigned to them by the city manager. (Code 1967, § 2-13; Code 1980, § 2-33) Secs. 2-89--2-110. Reserved. DIVISION 3. CITY ATTORNEYt Sec. 2-111. Supervision and control of attor- neys employed by city. All attorneys at law retained or employed by the city, regardless of the nature or kind of service performed or the title or designation under which they render legal service for the city, are hereby placed under the direct supervision and control of the law department. (Code 1967, § 2-15; Code 1980, § 2-41) Sec. 2-112. Charter amendments, method of drafting, approval by city com- mission; submission to elector- ate. (a) The city attorney shall draft, with the as- sistance of any individual the city attorney deems necessary, a Charter amendment within 120 days after the city commission adopts a resolution directing the city attorney to prepare such amend- ment or after the certification of a petition of ten percent of the qualified electors of the City of Miami requesting such amendment. (b) The Charter amendment drafted by the city attorney shall be approved in` -final foim by the city commission in a resolution calling for a' spe- cial election upon the amendment. The resolution calling for the special election shall include the text of the amendment draft approved by the city commission, and such draft shall be deemed sub- mitted to the electorate by the adoption of said resolution. tCharter references —Selection of city attorney by com- mission, § 4(e); department of law, § 21. CD2:13 § 2-112 MAW CODE (c) A special election upon said amendment shall occur not less than 60 nor more than 120 days after the draft is submitted. (Ord. No. 10116, § 1, 6-12-86; Code 1980, § 2-42) Secs. 2-113-2-140. Reserved. DIVISION 4. CITY CLERK* Sec. 2-141. Recordation and indexing of or- dinances. The city clerk shall procure a suitably bound book, in which he shall record, within ten days after their passage, all ordinances adopted by the city commission, and he shall make and keep a proper index to such ordinance book. (Code 1967, § 2-16; Code 1980, § 2-46) State law reference ---Ordinance adoption procedure, F.S. 0166.041. Sec. 2-142. Fees for copies of ordinances and other records. (a) For the preparation and issuance of photo- copies of resolutions, ordinances and all other official records of the city prepared and issued through the city clerk's office, the city clerk shall collect the maximum fee as provided in state law. (b) For the preparation and issuance of copies of resolutions, ordinances and all other official records on microfilm, the city clerk shall collect the ma dmum fee as provided in state law. (c) For the service of duplicating cassette tapes from original tapes used by the city clerk in the voice recording of city commission meetings, the city clerk shall collect a fee as provided in state law for such service, provided the person request- ing such service furnishes his or her own cassette; if the city clerk furnishes the cassette, he shall collect a fee of $8.00. (d) For certifying any document, the city clerk shall collect a fee of $2.00 for each document. -Charter references —Election of city clerk by commis- sion, § 4(e); duty of city clerk with respect to initiative petitions, § 5(c); duty of city clerk with respect to referendum petitions, § 6(c); deposits with city clerk by candidates for commissioner, § 7. City Code cross reference —City clerk to conduct munic- ipal elections, § 16-3. (e) Where an extraordinary time constraint is designated by the person requesting copies of records or cassettes, requiring extraordinary ex- penditure of time by the city clerk's office to comply with the time constraint, the city clerk shall collect the cost of providing such extraordi- nary services in addition to the fees set forth in subsections (a), (b), (c) and (d) of this section. (Code 1967, § 2-17; Ord. No. 9638, § 1, 6-9-83; Code 1980, § 2-47) State law of duplicating public records, F.S. § 119.070. Sec. 2-143. City archives and records man- agement program. (a) Short title, purpose. The "City of Miami archives and records management program" is hereby established to provide for the proper and efficient management of the ciWs public records, and for the operation of a central repository for same, including the city's historically valuable records. (b) Definitions. The following words, terms and phrases, when used in this section, shall have the meanings ascribed to them in this section, except where the context clearly indicates a different meaning: Archival records means those public records, manuscripts and other records which document the origin and history of the government of the City of Miami and the development of its depart- ments which are worthy of permanent preserva- tion and administration because of their impor- tance. City clerk means the city clerk of the City of Miami, Florida, or his/her duly designated repre- sentative, who has primarily supervisory author- ity over the records management program. City records center means a central repository for storage of inactive public records. Inactive records means those records no longer required to be active in office areas, but which require further retention due to legal, administra- tive, historical reasons or other enabling circum- stances. Maintenance of public records means the cre- ation, maintenance, protection, use and disposi- CD2:14 FINANCE ¢ 18-189 (3) Such property shall not be sold for less Sec. 18-187. Disposition of proceeds from than its appraised value, unless express sale. authority is given by the city commission. (b) For purposes of this section, appraised val- ues shall be those determined by at least two independent appraisers, both of whom shall be members of the American Institute of Real Estate Appraisers, unless said appraisers cannot agree on value, in which case the higher value shall be deemed the appraised value. (Ord. No. 9572, § 1, 2-10-83; Code 1980, § 18-80) Sec. 18.18& Commission on sale. The city will pay a real estate percentage com- mission of five percent on all real estate sold by the city whenever a bid is made at a private sale through the efforts of a broker and the party making such bid is the purchaser of the property. The director of finance is hereby authorized to pay the same out of the proceeds of the sale. Ord. No. 9572, § 1, 2-10-83; Code 1980, § 18-81) Sec. 18.184. Expenses of abstract of title. The director of finance is authorized to pay for the expense of updating or obtaining an abstract of title on all property sold by the city, to be -paid out of the sale price of the property. (Ord. No. 9572, § 1, 2-10-83; Code 1980, § 18-82) Sec. 18-185. Payment to be in cash, certified check. Terms are deemed to be all cash at time of closing. All costs involved in the sale of the property shall be the responsibility of the buyer, with the exception of the abstract and all custom- ary prorations of prepaid or delinquent costs. Buyer may pay cash, by cashiers check, by certi- fied check, or by a combination thereof. (Ord. No. 9572, § 1, 2-10-83; Code 1980, § 18-83) Sec. 18-186. City attorney responsible for closing of sale. It shall be the responsibility of the city attorney to effect the closing of any city property which is sold under this article. (Ord. No. 9572, § 1, 2-10-83; Code 1980, § 18-84) All money received from sales under this article shall be delivered over to the director of fmance in accordance with the city Charter. (Ord. No 9572, § 1, 2-10-83; Code 1980, § 18-85) Sec. 18.18& Discrimination by lessees of city - owned property —Prohibited. The lessee of any property of which the city is the owner shall not discriminate against or refuse or deny to any person or persons, guests or permittees the use of the facilities leased from the city because of race, creed, religion, color or na- tional origin. (Code 1967, § 38-9.1; Code 1980, § 37-13) Sec. 18-189. Same —Requirements for orga- nizations using city facilities. In order to facilitate the implementation of the policy of the city as set forth in section 18-188, in instances wherein leases are entered into be- tween the city and organizations or clubs for the use of city property or city facilities by the mem- bers thereof, such organizations or clubs shall comply with the following requirements: CD 18:37 (1) Membership. a. Membership in the club or organiza- tion shall be available to all persons without discrimination as defined in section 18-188. b. There shall be no requirement that applicants for enrollment be sponsored by anyone as a condition to such appli- cant being processed or accepted for membership. c. The club or organization shall make a minimum of five percent of existing enrollment of the various types of mem- bership in such club or organization available for new enrollment for a min- imum period of 30 days of each year. The enrollment period shall commence July 1 of each year. In the event there is more than one type of membership 118-189 d. e. f. MADE CODE available, this shall mean five percent of each type of membership shall be open to the general public. Acceptance into membership shall be determined by simple majority vote of the general membership at a meeting designated for such purpose, and there shall be no secret ballot for admission to membership. In the event there are a greater num- ber of applicants than there are open- ings available for membership under the annual five percent of enrollments as set forth above, then, and in that event, new members in this enroll- ment period shall be selected by lot. Within the 30-day period prior to the date of the commencement of the en- rollment period described above in sub- paragraph Wc, the club or organiza- tion shall advertise twice in two daily newspapers of general circulation pub- lished in the city a notice of the accep- tance of new members as hereinabove provided, and notice of the purposes of the club or organization and of the programs offered by the club or orga- nization to the public. The notice shall be printed on June 1 and June 14 of each year. (2) Dues. All members in each of the various categories of membership shall pay equal dues, if any, within such categories. (3) Minutes of meetings. All minutes of meet- ings, whether regular meetings or special meetings, or however designated, of such club or organization shall be posted upon the bulletin board upon the club premises within 30 days after the date of such meet- ings, and a copy thereof shall be forwarded to the city manager, or his designee. (4) Privileges. All members in each category shall have equal rights and privileges. (Code 1967, § 38-9.2; Code 1980, § 37-14) Sec. 18-190. Same —Provisions of sections 18- 188 and 18.189 to be part of lease. The foregoing matters as set forth in sections 18-188 and 18-189 being an implementation of the provisions of the Constitution of the United States of America and the constitution of the state, such provisions are to be considered a part of every such lease as described above entered into between the city and any person, firm, cor- poration, club or organization, regardless of the specific written terms of any lease now existing or to be entered into in the future. (Code 1967, § 38-9.3; Code 1980, § 37-15) Sec. IS-191. Same —Termination of lease for violations. Any person, firm, corporation, club or organiza- tion violating the terms and conditions of sections 18-188 through 18-190 shall be subject to having its lease forthwith terminated by the city for such violation, upon due notice to the violator and upon an opportunity to be heard before the city com- mission concerning such violation. (Code 1967, § 38-9.4; Code 1980, § 37-16) Secs. 18-192-18-220. Reserved. ARTICLE VL SELF-INSURANCE AND INSURANCE TRUST FUND Sec. 18.221. Created; sources. (a) There is hereby created a city self-insur- ance and insurance trust fund, the fund to which shall be credited all money deposited in the city treasury by appropriation or from any other source, together with any unexpended balance of any appropriation heretofore made for the expendi- ture of public funds, for or accruing from: (1) The payment of claims and judgments against the city involving the acts of officers or employees of the city or property belong- ing to the city. (2) Insuring or providing for the insurance of any real or personal property or operation of the city against risks or hazards. (3) The maintenance of hurricane disaster funds. CD18:38 (4) The recovery of tort claims against other parties. FINANCE (5) Fines and forfeitures levied against employ- ees as a result of being found responsible for preventable accidents. (6) Amounts received from parties contracting with the city for providing insurance cover- age to protect the parties for any and all risks involving activities or property asso- ciated with the contracts. (7) Income accruing from the investment of the trust funds. (b) Such funds are to be expended in accor- dance- with the provisions and for the purposes stated in this article. The fund shall be segregated from other funds in the city treasury and shall be administered by the board of trustees appointed for that purpose. (Code 1967, § 16-47; Code 1980, § 18-93) Sec. 1&222. Appropriation of money. All money accumulated in the fund is hereby appropriated for the purposes for which desig- nated, to be expended in accordance with the provisions and procedures established by this article. (Code 1967, § 16-48; Code 1980, § 18-94) Sec. 18-223. Board of trustees --Composition; discharge of duties; compensa- tion; powers. (a) The board of trustees for the city self- insurance and insurance trust fund, referred to as "the trustees," shall be composed of the city man- ager as chairman, the director of finance and the insurance manager. The trustees shall discharge their duties during normal duty hours and shall not be entitled to additional compensation by reason of their services as trustees. However, they shall be reimbursed for any expenses incurred. The trustees shall invest all the trust funds to the fullest extent consistent with the cash require- ments and investment objectives of the fund. (b) The trustees shall have the power to make - purchases, sales, exchanges, investments and re- investments for and on behalf of the fund. It shall § 18-228 be the duty of the trustees to see that the money invested is at all times handled in the best inter- est of the city. (Code 1967, § 16-49; Code 1980, § 18-95) Sea 18-224. Same —Oath of office. Each trustee shall take an oath of office and make written acknowledgment of his acceptance of the duty, responsibility and authority of a trustee. (Code 1967, § 16-50; Code 1980, § 18-96) Sec. 18-225. Same —Meetings. The board of trustees shall hold regular meet- ings at least quarterly each year and special meetings at such time as the chairman may deem necessary. (Code 1967, § 16-51; Code 1980, § 18-97) Sea 18-226. Disbursement of money. The trustees shall disburse money from the fund to the director of finance upon his requisition and certification that the expenditure of the funds so requisitioned is to accomplish the purpose of the self-insurance and insurance program. The receipt for such funds shall constitute a full acquittance to the trustees. (Code 1967, § 16-52; Code 1980, § 18-98) Sec. 18-227. Sale or exchange of securities and investments. Securities or investments purchased or held under the provisions of this article may be sold or exchanged for other securities or investments, provided that no sale or exchange shall be at a price less than the market price of the securities or investments to be sold or exchanged. (Code 1967, § 16-53; Code 1980, § 18-99) Sec. 18-228. Investment of funds. Trust funds may be invested without limitation in: CD18:39 (1) Bonds, notes or other obligations of the United States or those guaranteed by the United States or for which the credit of the j 18-228 MIAMI CODE United States is pledged for the payment of the principal and interest or dividends thereof. (2) Certificates of deposit of any bank incorpo- rated under the laws of this state or any national bank organized under the laws of the United States to do business and situ- ated in this state, to the extent that such savings accounts are insured with the fed- eral government or any agency thereof, and if the certificates of deposit are secured by the deposit of securities of the United States government. (Code 1967, § 16-54; Code 1980, § 18-100) Sec. 18-229. Self-insurance and insurance committee —Appointment; com- position; chairman. There shall be appointed annually by the city manager a committee to be known a the city self-insurance and insurance committee. The com- mittee shall be composed of three members who shall be selected from among the officers or em- ployees of the city. The city manager shall desig- nate one of the members to act as chairman. The committee shall administer the self-insurance pro- gram and maintain appropriate records which shall reflect the status of the program and be in such detail as required to enable the committee to determine appropriate reserves. The committee shall determine and recommend to the city com- mission the amount of reserves to be accumulated and maintained and the amount to be appropri- ated annually to finance the self-insurance and insurance program. (Code 1967, § 16-55; Code 1980, § 18-101) Sec. 18-230. Same —Responsibilities. The committee shall, as expeditiously as possi- ble, with due regard to the financial security of the city, proceed to establish the means whereby the city shall become self -insured in primary insurance coverage while maintaining umbrella coverage to insure against catastrophic losses. The means contemplated include the establish- ment of financial reserves and securing adequate qualified personnel, supplies and equipment to perform required services in an economical and efficient manner. The committee is specifically authorized and directed to ascertain that the city's financial interest is fully protected at all times. Any provisions of this article to the con- trary notwithstanding, in the event that adequate financial reserves have not been provided or an analysis of the costs involved demonstrates that it is more economical for the city to maintain cover- age for certain specific risks through commercial insurance policies, the committee is authorized and directed to procure such coverage. The pre- miums shall be paid from trust funds unless the city commission shall have directed otherwise and provided funds for that purpose. The commit- tee shall utilize the services of regular city em- ployees to the greatest extent practical, but may procure specialized services on a fee basis from independent contractors when such action is not prohibited by law. Where personal services for the program rendered by regular city employees re- quire the expenditure of a substantial portion of the employees' working time on a regular or recurring basis the pro rata costs of such time, including all emoluments, shall be charged as an expense of the program. The commission may provide for the payment of such expenses during _ the regular budgeting process by providing funds for the payment of such personnel in the appro- priate departmental budget with a corresponding reduction in the amount appropriated directly to the trust fund. In the event that the program shall require personnel services, payment for which shall not have been provided in the budget, the trustees shall provide funds expended or to be expended for such services. (Code 1967, § 16-56; Code 1980, § 18-102) Sec. 18-231. Operation and function of insult ance program. It is the intention of the commission of the city that the insurance program shall operate and function in a manner similar to a commercial insurance company. Accordingly, all expenses aris- ing from the operation of the program shall be paid from the fund to the same extent as similar expenses would be discharged by the payment of premiums to a commercial insurance carrier. (Code 1967, § 16-57; Code 1980, § 18-103) Sec. 18-232. Responsibilities of city attor- ney. (a) The city attorney shall perform or supervise the performance of all legal services required to CD18:40 FINANCE accomplish the purposes of the self-insurance and insurance program. Legal services shall include, but not be limited to, the defense or prosecution or negotiation of settlement agreements of all claims or suits, the investigation of all claims and settle- ment of those claims found to be well founded for which the amounts claimed are payable from the trust fund. (b) The city attorney and such of his assistants and claims adjusters as he may designate may compromise, settle and pay all claims which may be discharged by payment of an amount not to exceed $25,000.00 for each individual claim. Such settlements or compromises shall be for all dam- ages claimed for personal injury, property dam- age, or- both. (c) Proposed settlements in excess of $25,000.00 shall be submitted to the city commission for its approval prior to acceptance. (d) Upon approval by the city commission or the city attorney, as specified in the two preceding paragraphs [subsections (b) and (c) of this sec- tion], the city attorney shall authorize the pay- ment of the claim by the finance director and provide such documents as the finance director may require. (e) The city attorney shall render such report or reports for the settlement of claims to the committee and the city commission as they shall require. (Code 1967, § 16-58; Ord. No. 8718, §: 1, 10-26-77; Ord. No. 10072, § 1,1-23-86; Code 1980, § 18-104) Secs. 18-233-18-260. Reserved. ARTICLE ViQ. REDEVELOPMENT TRUST FUND* Sec. 18-261. Payments into fund by city. There shall be paid into the fund, and the city hereby appropriates, commits and sets over for payment into the fund, a sum equal to that increment from the income proceeds, revenues *Editor's note —The project referred to herein is the "Southeast Overtown/Park west Community Redevelopment Plan." § 18-263 and funds of the city derived from, or held in connection with the project area, and the city's undertaking and carrying out of the project area therein. Such increment shall be determined and appropriated annually, and shall be an amount equal to the difference between: (1) That amount of general operating and debt service ad valorem taxes levied each year by the city on taxable real property con- tained within the geographic boundaries of the project area; and (2) That amount of operating and debt service ad valorem taxes which would have been produced by the rate upon which the tax is levied each year by or for the city upon the total of the assessed value of the taxable property in the project area as shown upon the assessment roll used in connection with the taxation of such property by the city, last equalized January 1, 1982. (Ord. No. 9590, § 1(1), 4-6-83; Code 1980, § 18-111) Sec. 18-262. Annual appropriations by city. The city will annually appropriate to the fund the aforestated sum at the beginning of the city's fiscal year- The fund shall receive the tax incre- ment above described only as, if and when such taxes may be collected by the city. The city's obligation to annually appropriate to the fund shall commence immediately upon the effective date of this article and continue until all loans, advances and indebtedness, if any, and interest thereon incurred by the city as a result of the project have been paid and only to the extent that the tax increment recited above accrues. (Ord. No. 9590, § 1(2), 4-6-83; Code 1980, § 18-112) Sec. 18-263. Rules and regulations. The city manager is directed to develop and promulgate rules, regulations and criteria whereby the fund may be promptly and effectively admin- istered, including the establishment and the main- tenance of books and records and adoption of CD18:41 H irn. -ua 7 Illt, i �JJU�. 111i !F FLa ILL 501-995-1U1' i EXECUTIVE OFFICES: 901 N.W. 51st STREET • P.O. BOX 31=4 • BOCA RATON. FLORIDA 33Ut-0704 PHIDNE- (WO) 866-1234 OA (561) 994-WO • FAX: (561) 997-bw EAAIUL: aesoaftom • INTIERNET: ItUpJ/alI-CW March 25, 1997 The Honorable Buddy McKay Lieutenant Governor State of Florida The Capitol, PL 05 Tallahassee, Florida 32399-Ml RE: City or Miami, Division of Risk Management/Workets' Compensation Dear Governor: This is in response to Mr. Wolfe's letter inviting Associatod Industries Insurance Service, Inc. to perform a pro-bono review of the above captioned. As you know, our Executive Vice President of Claims, Shirley H. McCanzwy, and our General Counsel, Mary Ana Stiles, and myself met with the Division Director and key members of his staff to explore ways in which AIIS may be of assistance to the City of Miami. The meeting was very informative and has led us to some ideas in which we may be able to provide interim assistance that may be beneficial to the City. As we indicated at the meeting, we were unaware that the City had already reviewed their workers' compensation risk management and claims handling process with the volunteers from Ryder and BellSouth. We have reviewed that study in conjunction with the information we obtained during our visit and concur with its recommendations. In particular, we feel that the City could save considerable money in future years by outsourcing the claims adjusting function to firms that specialize in hauling workers' compensation cases. We would be glad to assist the City in developing an RFP for such services should it decide to pursue that approach. In the meantime, AILS is quite willing to provide services and assistance to the City. Some of the areas that we thought could provide beneficial are as follows: 1. We understand that the City has sent out an RFP for managed care services. We would be glad to give assistance to the City in evaluating the responses and assist them in implementing a managed care program. 2. . We understand that the City was fined $26,000 as a result of the DOL's last compliance audit finding substantial non-compliance in the completion and filing of the State mandated forms. We would be glad to provide training in the completion of those forms and to examine ways in which the process can be made efficient and/or automated. CHAIRMAN PRESIOENT L CHIEF EXECUTIVE VICE PRESIDENT EXECUTIVE VICE PRESIDENT OFTHE BOARD EXECUTVE OFFICER t CHIEF OPERATING OFFICER A CHIEF FINANCIAL OFFER ROBERT W WEST dON L SHEBEL FRANK T WHITE DAVto P. YON A+LSddnI Presdont a CEO FaocYnw vim Prosoont a COO E ccubm vice Presdsnr a CFO Bob Vest a Aisonatft Asaptlaw Incusines of Florida. Inc Aasocloed Industrws Associated tndurtno: of Florida. Int. Taltshassete Tallshwee a Boca Raton Insurance Company. Inc. TeAahessee Bea Raton �rx. -ub yltLti i. ��b aJJU�. 11ll. "� tLa 1LL�JbI-y9J-lU(�' r Ullj 3 We would be glad to have -opt of our Claim SuMvisors spend a week or so working with the City's Risk Management Division's staff to observe work flows and processes for the purposes of making any recommendation for improving efficiency, etc. 4. We would also review the existing systems and possible management information reports and assist in the design of additional reports to aid in the management of the open file inventory in such areas as potential file closings, serious case nmagement, litigation management, cost eontainuew measures, etc. S. For select serious cases, our claims management staff would be glad to review the file and provide the Risk Management xtaff with suggested courses of action and/or strategies relative to the handling of the case and provide ongoing, periodic monitoring/assistance as needed. 6. With respect to cases in which litigation is in process or anticipated, the law firm of Stiles, Taylor, Grace & Smith, our General Counsel's firm., would be glad to review the issues and provide defense analysis and strategies. 7. We would be glad to review current procedures in place for obtaining recoveries from the Special Disability Trust Fund and other sources. - Preliminary indications are that recoveries are not aggressively pursued. We could educate the current staff all to the necessary steps in perfecting a recovery or. alternatively. actually perform the work ourselves whereby we would recover our costs by being paid a percentage of the recoveries secured. These are some of the areas that we have mitia lly determined may be of benefit to the City while it decides the future direction of its worlm rs' compensation program. In addition, AM periodically holds in- house training for our claims staff and will invite the City's staff to participate. We will also discuss with the Risk Management staff any training aids that we could provide. We recognize the City faces a major challepge ahead with its workers' compensation program, and AILS believes that overall long -scam costs could be significantly reduced by outsourcing the claims function. In the interim, AIIS will be glad to provide assistance to the City as outlined above and in other ways the Risk Management Division may require. Please let us know your thoughts on these ideas and advise as to how you would like us to proceed, Kindest regards. F rW jh sincerely, qt--W��. \ ls� crank T. White Executive vice President & Chief Operating Officer cc; Jon L. Sbebel, President & Chief Executive Oifuoer; Associated Industries Insurance Services, Inc. Shirley H. McCawwy, Eucutive Vice President of Claims; Associated Industries Insurance Services, Inc. Mary Ann Stiles, President; Stiles, Taylor, Grace & Smith, P.A Mr. Charles A. Wolfe, Chief of Staff, Oveesigbt Board Mr. Edward Marquez, City Manager, City of Miami n/ LEGAL AFFAIRS MANAGEMENT COMMITTEE SALARY SURVEY JANUARY, 1998 LEL _ .L AFFAIRS MANAGEMENT C ,,jNMTTEE SALARY SURVEY JANUARY, 1998 CITY/ COUNTY JOB TITLES PAY RANGES REVIEW DATES BENEFITS PACKAGE City of Miami * Deputy City $95,481.57 & Discretion of * Executive Benefits Package which (Exhibit "A") Attorney 97,091.28 City Attorney includes 1 extra week of paid (2 Positions) vacation, and 2x the annual salary_ for life insurance. All other employees receive Ix their Asst. City Attorney Ranges from Discretion of salary in life insurance. (19 Positions) $42,000- City Attorney $97,672 *SPECIAL NOTE: *Legislative Tier 1: Annual Coordinator $33,987.41- (1 Position) $50,178.34 Support positions have been reflected on two salary tiers: Tier 1 Tier 2: and Tier 2. Employees hired with S25,484.78- the City prior to 1988 are S37,650.70 compensated at the Tier 1 salary range. Employees hired post-1988 are hired at the Tier 2 salary range. *Exec. Secretary to the City Attorney � � Tier 1: $29,462.78- Annual There is a 25%reduction in salary (1 Position) S43,564.68 range from Tier 1 to Tier 2. Tier 2: S22,107.90- $32,662.16 if-* —ner I &A Ti" Z- *Administrative Tier 1: Annual Clerk S22,861.70- luf,-A , -t-KjS &OCIA.M of (1 Position) 533,987.41 Tier 2: LdCBLvle.� ou Cw% $17,140..66- $25,484.78 hdS pY1Na43 d, *Admin. Assistant Tier 1: Annual - � �7�11 v (2 Positions) S33,987.41- y I S50,178.84 L*.1 l" ' Tier 2: e. w% wd Vk S25,484.78- � (j$ dV1 oup- a. S37,650.70 CITY/ COUNTY JOB TIT.L.—S PAY RANGES REVIEW DATES BENEFITS PACKAGE *Administrative Tier 1: Annual Assistant II 539,324.06- (1 Position) 558,115.41 Tier 2: $29,487.54- 543,575.17 *Legal Assistants Tier 1: Annual (12 Positions) $29,329.04- $43,371.95 Tier 2: 521,979.78- 532,517.47 City of Fort *Asst. City Atty. I $35,547.20 - Discretion * 6 additional vacation days per Lauderdale (see benefits pkg.) $50,148.80 of City Atty. calendar yr. (must use) or option of Exhibit "B" accepting cash payment at 75%. Vehicle allowance of S 170/mo., **Asst. City Atty. II $46,571.20- Discretion of Reimbursed 50% of complete (see benefits pkg.) $67,454.40 City Atty. physical exam. up to a max. of $125.00 City pays full cost of basic & major medical insurance for both **Asst. City Atty. III 569,139.20- Discretion of employee and eligible family 5100,089.60 City Arty. members. May be assigned a take- home vehicle at discretion of the City Mgr. when warranted. Legal Secretary $29,494.40- Annual $38,729.60 ** 8 additional vacation days per calendar yr. (must use) or option of ***Paralegal Asst. $32,156.80- Annual accepting cash payment at 75%. $43,243.20 Vehicle allowance of S260/mo., reimbursed for 100% of complete ***Legal Admin. $36,400.00- Annual physical examination up to a max. Asst. $48,963.20 of 5250. Reimbursed for EKG stress tests to a max. of S150. City pays full cost of basic and major medical insurance for both employee and eligible family members. May be assigned a take-home vehicle by the City Manager when warranted. *** 4 additional vacation days per calendar yr. (must use) or option of accepting cash payment at 75%. Vehicle expense allowance of S55/mo. Reimbursed for 25% of the cost of a complete physical examination up to a max. of $62.50. City pays full cost of basic and major medical insurance both employee and eligible family members. May be assigned a take- CITY/ JOB TITL—S PAY REVIEW BENEFITS COUNTY RANGES DATES PACKAGE home vehicle at discretion of City Mgr. when warranted. Orange Attorney I $33,426- Annual There are no special benefit County $50,149 packages for mid -management to Exhibit "C" upper -management. Attorney II S50,378- Annual $70,491 All county employees receive the same benefits. Attorney III S64,938- Annual S90,896 Performance evaluations consist of 2 factors: the accountability section Attorney IV $73,029- Annual which is used to define customer $114,317 focused goals upon which the employee's performance will be Legal Records Clerk S17,846- Annual evaluated and responsible for S26,562 accomplishing, the second section is the development section which is Legal Documents S17,846- Annual used to identify performance Specialist $26,562 behaviors where there are opportunities for improvement. Senior Secretary $17,659- Annual S26,977 There is a new broadband pay program which was designed to Legal Documents S25,147- Annual encourage and reward employee Supervisor $39,312 growth and increased job responsibilities. The pay Legal Secretary $25,147- Annual adjustments must meet 3 qualifying $39,312 categories: education/certification, increased job responsibilities, and Paralegal $25,147- Annual market/internal adjustments. S39,312 Sr. Paralegal $31,470- Annual $45,989 Legal Admin. S31,470- Annual Assistant S45,989 Legal Admin. S33,426- Annual Supervisor $50,149 Executive Secretary $21,258- Annual S31,866 City of *Asst. City Atty. $60,785.60 Annual All employees are given flex money Orlando No Range for benefits depending on age and Exhibit "D" position. *City Prosecutor $39,603.20 Annual Merit raises are given to employees No Range that meet or exceed overall performance ratings. The merit is *Chief Asst. City $97,337.06 Annual 3% of the midpoint of the range Atty. No Range that position falls in. Additional merits can be given throughout the CITY/ COUNTY JOB TIT_ _3 PAY RANGES REVIEW DATES BENEFITS PACKAGE *Police Legal $79,705.60 Annual year for exceptional performance in Advisor No Range addition to base, not to exceed 3% of base pay. For those employees that exceed or meet performance ratings, they are eligible for a Admin. Receptionist $17,451.20- Annual performance bonus award, a lump S26,332.00 sum amount not to exceed $2,000/yr. **Paralegal $25,542.00- Annual S38,896 *Deferred pension benefit pkgs. in addition to the standard offered to Legal Admin. Asst. S25,542- Annual other positions, and $250/yr. $38,896 medical management account (emplovee only) which is over and Legal Secretary IM S21,902.40- Annual above the insurance plan. This is S33,321.60 based upon a calendar year. Attorneys also receive one free Office Assistant $16,244.80- Annual physical exam, including an EKG $24,398.40 each fiscal year. **Free A-23 Blood Test as an additional benefit. Broward Deputy County S70,000- Annual Civil service employees are given a County Attorney S127,181 set merit increase which is in direct Exhibit "E" correlation with their numeric Chief Trial Counsel S70,000- Annual scores on their evaluation. The $127,181 County Attorney does not have any discretion as to what the percentage Chief Appellate $70,000- Annual increase would be. Counsel 127,181 For exempt employees, the County Assistant county $30,000- Annual Attorney may determine the amount Attorney $104,186 of the merit increases based upon input from the supervisor. Merit Director of $48,100- Annual increases vary dependent upon Information & Office $63,400 performance, and less on numeric Systems scores. Legal Administrator S32,404- Annual The average merit increase is 5%. S60,010 Legal Records S28,000- Annual Manager $57,148 Paralegal/Admin. S27,943- Annual Asst. S51,410 Paralegal S27,943- Annual $50,446 Legal Automation S23,509- Annual Assistant $49,216 CITY/ COUNTY JOB TIT_ S PAY RANGES REVIEW DATES BENEFITS PACKAGE Paralegal Assistant _ S20,272- Annual $34,834 Research Assistant S20,272- Annual S34,834 Records Management S22,072- Annual Assistant III $36,724 Records Management S20,272- Annual Assistant II S34,834 Records Management $15,269- Annual Assistant I $29,581 Legal Secretary II $23,247.74- Annual (Civil Service) $36,081.34 Legal Secretary I S21,061.25- Annual (Civil Service) S32,688.03 Clerk Typist III $18,615.17- Annual (Civil Service) $28,891.41 �Yj+13tT,+ SEATEHBEH 08, 1997 HtYORT 180-300 CITY OF MIAMI DEPT/DIV 002)OU PAYROLL / PERSONNEL SYSTEM UNCLASSIEU AND EXECUTIVE BY DEPARTMENT AND NAME SOCIAL SECURITY NO ----------EMPLOYEE NAME ---------- JOB CODE JOB CDC DESC DESC ANNUAL SALRY 243-68-1384 JOEL MA%WELL 181-76-6122 BEVERLY S SOLOMON 136-52-0104 OLGA RAMIREL-SEIJAS 056-48-6145 JULIE O BRU 004-52-Sl69 LINOA R CHAPMAN 011-30-4668 RITA C LAGACL• 261-92-0412 LINDA G KELLY 1 -73-4013 NANNY nMON ill. 263-97-7471 ANA M PANDO 761-96-5254 XIFAT,L O DIAL 262-49-6331 YAMILE M TREHY 590-43-3452 MARIO A PEREL 365-38-74J8 ALBERTTNF. H SMITH " 2-26-3295 CAROL S KELSEY 267-94-2157 ALLEN 0 JONES 266-21-4S11 THERESA L GIRTEM !6C-NR_o3cc �•u.��r-C 265-99-0207 JOSE A FERNANDEZ 266-31-7046 GRECIA F AMENEIRO 266-41-4635 HAYOEE C PINO 266-87-9132 CLARA H ARANDA PAY STEP 009017 DEPUTY CITY ATLAW 9S,481.57 49 aJ:7D1: ASST C!'I I n-i'IULAW 651 106.94 99 008752 LEGISLATIVE COLAW 50.178.34 9 008014 ASST CITY ATTOLAW 65,009.60 99 000014 ASST CITY ATTOLAW 70,304.OD 99 006014 ASST CITY ATYOLAW S8,000.18 99 007500 EXEC SEC CITY LAW 45,50,97 Y 008014 ASST CITY ATTOLAW 03,158.40 99 0000114 ASST CITY ATTOLAW 40.DOD, 06 99 000014 ASST CITY ATTOLAW 55,908.32 99 008017 DEPUTY CITY ATLAW 97,091 28 S9 000014 ASST CITY ATTOLAW 85.000.03 99 009411 AOMTHISTRATIVELAW I8,113,06 2 008014 ASST CITY ATTOLAW 92,053.73 99 000092 ADMIN ASST It LAN 47,804.02 8 000010 CITY ATTORNEY LAW 139,130.78 99 006011 ASST CITY ATTOLAN 54,371.41 99 008014 ASST CITY ATTOLRW 97,672 64 99 000014 ASST CITY ATTOLAW 47,507.20 99 000082 ADMIN ASST T• LAW 50,178.14 9 008014 ASST CITY ATTOLAW 62,106.38 99 000014 ASST CITY ATTOLAW 42,000.19 99 PAGE 7 SEPTENDF.R 08, 1997 CITY OF MlAMI REPORT 180-300 PAYROLL / PERSONNEL SYSTEM DEFT/DIV 002300 UNCLASSIED AND EXECUTIVE BY DEPARTMENT AND NAME SOCIAL JOB CODE 308 COE DESC DESC ANNUAL SALRY SECURITY NO ---------- EMPLOYEE NAME---------- 266-94-1036 KAREN E MORRIS [rie-fit-,.iuy maw.) 264-71-81)57 DEANNA D RASCO 264-95-3S16 GEORGE K MYSONG III 265-13-9809 C1IRISTOPNE F KURT7 214-92-2414 DAVID Z STONE TOTAL COUNT: 28 DEPT TOTALS: PAY STEP OOB083 ADMIN ASST II LAW 58,115.41 9 niSI CI t t ATj-U"W 50, 003. 20 99 000014 ASST CITY ATTOLAN 62,000.02 99 008014 ASST CITY ATTOLAN 43.502.58 99 008014 ASST CITY ATTOLAW 19,301.04 99 0418014 ASST CITY ATTOLAW 48,438,00 99 PAGE 8 CITY OF MIAMI SALARY RANGES SUPPORT POSITIONS JANUARY, 1988 Administrative Clerk: Tier 1- $22,861.70 - $33,987.41 Tier 2 - $17,040.66-$25,484.78 Administrative Assistant I: Tier 1: $33,987.41-$50,178.84 Tier 2: $25,484.78-$37,650.70 Administrative Assistant II Tier 1: $39,324.06-$58,115.41 Tier 2: $29,487.54-$43,575.17 Legislative Coordinator: Tier 1: $33,987.41-$50,178.34 Tier 2: $25,484.78-$37,650.70 Legal Assistants: Tier 1: $29,329.04-$43,371.95 Tier 2: $21,979.78-$32,517.47 Executive Secretary to the City Attorney: Tier 1: $29,462.78-$43,564.68 Tier 2: $22,107.90-$32,662.16 �P/8/7 13 a LL (FAX : 3S.2 /,.f3f- - cZ T 9� JZt : <A k,/ 9622F TARP-- i (Al"KNA-nmV 111 r It OF .:Ir/ • �. :.ter '. � c. .7 [_ t4-9 9 N WAT9WIVE AAIY Ci.Ar.S'n0jls, fLEASE Cwcu, ejE AT (73'+) -Ut-.5308. J CITY CF FORT LAUORR0ILL, FWRI01 IIINIGIO W g WIT FACAIG! FAployees in positions assigned to management categories will be provided with the following additional bemefils, This is in addition t provided to general employees: ir. hen, MANIGE]tEtff VACATION 11.1,01111M MUL PITSICAL 11061,17AIrNMICAL CATOCMY TI Srt s 9KANINATIOM — ------ EXPENAE INSUAANCiI MICLlt ASSIG11M V Four 4 additional Exen�pl to ae Reimbursed for 25% of The City pas the full cost The City Manager may assign PA Rq( Ewt� >�fsr a (, tip �r dais r alendar Ex se Alloi�entti the cost of a complete of basic an o major medial lake -twice vel��cle to an eapl� Year per use) or i55.0o/month physical exam!M101no op insurance for both employee there clieveCircumslences of tl� p( option of nt a ingg to a ovin o of $62.50. and eligible frilly ximbers. lion ►arrant such action. cash payment at J51. aYehicle Allowance Nllea a Ilellnnbhursemenl Rate JSes PSN 9.4.4.1) 1V Five (5) additional Exeagmt Employee Reimbursed for 251; of The City pas the full cost the City Nannaaqgeer ma assign a days r calendar Expense Allowance the cost of a 0000mpplele of basic major medical late hove vehicle to as enpla year per use) or 18D.OD/mouth p ysichi examination up insurance for bolt► to option of accepting two a sex wum of 62.50. ' and eligible family nonbers. t�ionararTanustat suchces aclionhe cash et at 75t. Vehicle Allowance N i 1 ea Reillunmen t C ►� y �ru Rd to (See PSN 19.4.4.11 R ' ' / � III Six (6) additiaidl Vehicle Allowanoe pninbucsed for 5Dt of The city days r calendar y pars the full cost The City Nanager uay assign a ! year oust use) or iIJO'OOJm°nlA the cost of a complete of basic a major medical take-home vehicle to �• eon uuhhysical examination uupp insurance for both employee where cirrus pt0 casino of alit i51 to a maximum of $125.00. and eligible family members. lion warrant such ; e cash payment et J5t. assignment mould be in lieu of car allowance, Q'5 ST. C I iv /1 1Z lI Eight (8) additional Vehicle Allowance Reimbursed for loot of The Cityrs j1 yearr lmustuee) calendar 5260.DOJmonth the cost of a OM of basiI major medill an take-h( Aexvef,9clemto aisstgtol ( option of acheptinyy ysial examfnat on insuraerV for both employee where circumxslances of tit: ppuu wsh payment at 151. Csts] xclusive of UG stress end eligible Iamily members, lion warrant such action. Th $2up . a maximmil assi nment would be la lieu of of S2 0.00. Reimbursed o It for at stress tests to carllowance. a maximum of $150.00. I Tel (10) additional Vehicle Allowance Reimbursed for loot of The Cil dayspe r raleridar y pats the fw11 cost The City Nanager may assign a oer nust use or S3oo.ao/month the cost of a complete of basic and 1Ujor medical take-home vehicle to an en to ption of accep)ting rexysclicu@silveekomria0a(Gtlosta insuranceforbothemployeewhorecfrcumslanoes of Ibeppnscash payiuerd al JSt. ress a0d eligible family members. tiom warrant such action. fhis s up to a maximum assignment would he in litu of clt Nana er of 12 1.00. Reimbursed car alinwanca. f 9 490.00/month for qG sties tests t,o Off Attorney - 390.00/month a Maxima of 1150. Mordinamoe No. t-95-U effectlYe 11-08-95 — - ` - — --- - - - - jc-x/�[ 8 1 T- (�, " Orange 4nty / BCC Broadband Pay Plan Classificatlons i6. ..i_ , ;- - •h.. -�.. ';l Id 4h.• _yil: ivy w•'•, i.-...e� lv_-_r in.r .� r_. .. � e Cfass Bend ! fiend 1 q'i Q NourSy 8 i p NaiQy r B /'Q ANW, 81 t _�, ! Q Annual : EEO ' Job We Code Quad Quad 'Minimum 'Maximum Minimum ' .B Maxi . mum Code Exempt ASST MGR, TELECOMMUNICATIONS 2581 42 43 20.10 28.12 41,808 68,490 10 x ASST MGR, TRAFFIC ENGINEERING 7072 61 62 24.97 37.46 51.938 77.917 10 X ASST TO DIR, ADMIN SUPPORT 2648 52 53 24.22 33.09 50.378 70.491 20 X ASST TO DIR, COMMU SER S HOUSING 2689 51 52 20.11 29,05 41.829 60.424 20 X ASST TO DIRECTOR. PLANNING & DEVE 5226 61 62 24.91 37.46 51.938 77.917 20 X �/ITTORNEY 1 4340 41 42 16.07 24.11 33.428 50.149 20 X /K4TORNEY 11 4341 52 53 24.22 33.09 50.378 70.491 20 X %/ATTORNEY 111 4342 62 63 31.22 43.70 64.938 90.896 20 X AVIATION SPECIALIST 4002 31 32 12.09 10.90 25.147 39.312 70 BIOLOGICAL SPECIALIST 5453 31 32 12.09 18.90 25.147 39.312 20 X BIOLOGIST 5431 31 32 12.09 18.90 25.147 39,312 20 BOARD RECORDING SECRETARY 2019 22 23 10.22 15.32 21,258 31.666 60 BUDGET ANALYST 2620 31 32 12.09 18.90 25,147 39.312 20 X BUILDING COORDINATOR 2147 32 33 15.13 22.11 31.470 45.959 20 X BUILDING RADIO DISPATCHER 2119 21 22 8.58 12.77 17,846 26,552 60 BUILDING SECURITY SUPERVISOR 8199 51 52 20.11 29.05 41,029 60,424 20 x BUILDING SERVICES SUPERVISOR 6231 41 42 16.07 24.11 33.426 50.149 80 X BUILDING TECHNICIAN 1 2112 22 23 10.22 15.32 21.268 31.666 30 RIALDING TECHNICIAN 11 2113 22 23 10.22 15.32 21,258 31,866 30 BUILDING TECHNICIAN 111 2110 31 32 12.09 18.90 25,147 39.312 30 BUSINESS DEVELOPMENT ADMINISTRATOR 5027 51 52 20.11 29.05 41.829 60.424 20 K BUSINESS SYSTEMS ANALYST 2490 32 33 15.13 22.11 31.470 45,989 30 X BUYER 8018 31 32 12.09 118.90 25.147 39.312 20 x BUYER SUPERVISOR 8021 32 33 15A3 22.11 31.470 45.989 20 X CABLE TELEVISION INSPECTOR 2691 22 23 10.22 15.32 21.25E 31,868 30 CADD TECHNICIAN 1 7001 22 23 10.22 15.32 21,258 31.866 30 CADD TECHNICIAN 11 7002 31 32 12.09 18.90 25,147 39.312 30 Orange G1116nty I BCC Broadband Pay Plan Classifications = Class a Band / Band / `.81 Q ou rty ` Doily ;t 81 Q'Annirel''`B 1 Q Annual � EEO Job Title ,..Quad , ,: Quad Minimum . Maximum_ Minimum . Maximum : Code Exempt ENVIRONMENTAL TECHNICIAN 2676 22 23 10.22 15.32 21,258 31,560 30 EVENT COORDINATOR 8191 32 33 15.13 22.11 31,470 45.989 20 X EVENT PERSONNEL SCHEDULER 6134 21 22 8.58 12.77 17.846 28,562 60 EVENT STAFF SUPERVISOR 6198 31 32 12.09 18.90 25.147 39,312 20 X EXECUTIVE ASSISTANT 1059 31 32 12.09 18.90 25.147 39.312 60 V16�CUTIVE SECRETARY 1088 22 23 10.22 15.32 21.258 31.866 60 EXHIBIT COORDINATORIGRAPHIC ARTIST 6104 31 32 12.09 16.90 25,147 39,312 29 FACILITIES CONSTRUCTION SUPERVISOR 3406 32 33 15.13 22.11 31.470 45.989 TO X fACILITIES ELECTRICAL SUPERVISOR 3408 32 33 15.13 22.11 31.470 45.989 TO X FACILITIES MAINTENANCE SUPERVISOR 3403 32 33 15.13 22.11 31.470 45,969 70 X FACILITIES MECHANICAL SUPERVISOR 3407 ' 32 33 15.13 22.11 31,476 45,989 70 X FACILITY ENGINEER 3422 42 43 20A0 28.12 41.808 58.490 20 X FAIR HOUSING COORDINATOR 5012 31 32 .12.09 18.90 25,147 39,312 30 X FINANCE COORDINATOR. ADM. SUPPORT 1170 42 43 20.10 28.12 41,808 58.490 20 X FINANCIAL Q SYSTEMS ADMIN SUPERVISOR 8135 51 52 20A 1 29,05 41,829 60.424 20 X FINANCIAL COORDINATOR 8167 31 32 12.09 18.90 25.147 39,312 50 X FINANCIAL SPECIALIST 5260 31 32 12.09 18.90 25,147 39.312 20 X FIRE PLANNING & RESEARCH COORDINATOR 4559 32 33 15.13 22.11 31.470 46.989 20 X FIRE PROTECTION SYSTEMS SPECIALIST 4555 32 33 15.13 22.11 31.470 45,950 30 FISCAL !I, ADMIN COORDINATOR 2686 42 43 20.10 26.12 41.808 58.490 20 X FISCAL ADMINISTRATIVE SUPERVISOR 7041 42 43 20.10 28.12 41.808 580490 20 X FISCAL ADMINISTRATOR 5019 52 53 24.22 33.89 50.378 70.491 20 X FISCAL ANALYST 2621 31 32 12.09 18.90 25.147 39.312 20 X FISCAL COORDINATOR 1126 22 23 10.22 15.32 21,258 31.866 50 FISCAL OFFICER 1125 32 33 15.13 22.11 31,470 45,989 20 X FOOD SERVICE ASSISTANT 2235 11 12 6,09 9.09 12,667 18,886 80 FOOD SERVICE SPECIALIST.CORRECTtONS 2757 21 22 8,50 12.77 17.946 26.562 80 ` orange County I BCC Broadband Pay Plan Classifications Jab Tiue t glass 83t1d`/; 8dhd`/* 8`i Q ltaudi.,~BHouily ; B. Sl Arintlelf �B 10 Mniji� �'.' EEO 1'� Duad.:.--.Quad ; ..Minimum , Maximum Minimum: Maslrnum,; _ Code,'Exempt INVENTORY CONTROL SUPERVISOR 8032 31 32 12.09 18.90 25,147 39.312 60 INVENTORY SUPERVISOR 4638 22 23 10.22 15.32 21.258 31.866 50 IT CONSULTING SERVICES SUPERVISOR 2466 51 52 20.11 29.05 41.829 60,424 20 X IT CONSULTING SVS CONSULTANT 2467 41 42 16.07 24.11 33.426 50.149 20 X JUVENILE JUSTICE COORDINATOR 2721 51 52 20.11 29.05 41.829 60.424 10 X LAB SPECIALIST 5437 32 33 15A3 22.11 31.470 45.989 20 X LABOR RELATIONS ADMINISTRATOR 2672 52 53 24.22 33.69 50,378 70,491 20 X LABORATORY SUPERVISOR, ENVIRON. PROT. 5436 51 52 20.11 29.05 41,829 60,424 20 X LABORATORY TECHNOLOGIST 5412 22 23 10.22 15.32 21,258 31.666 30 LABORATORY TECHNOLOGIST, PUB, UT1. 8800 22 23 10.22 15.32 21,258 31.866 30 LAND MANAGEMENT SUPERVISOR 4849 41 42 16.07 24A I 33,426 60.149 20 X LANDSCAPE ARCHITECT 4051 31 32 t2.09 18.90 25.147 39.312 20 X � UNDRY SUPERVISOR 2717 31 32 12.09 1B.90 25.147 39,312 30 GAL ADMINISTRATIVE ASSISTANT 4325 32 33 15A3 22.11 31,470 45,989 50 X GAL ADMINISTRATIVE SUPERVISOR 4337 41 42 10.07 24.11 33,426 50.149 20 X GAL DOCUMENTS SPECIALIST 4331 21 22 8.58 12.77 17,846 26.562 60 2EOAL DOCUMENTS SUPERVISOR 4330 31 32 12.09 18.90 25,147 39.312 60 X LEGAL RECORDS CLERK 4323 21 22 8.50 12.77 17.846 26.562 60 LEGAL SECRETARY 4321 31 32 12.09 18.90 25.147 39.312 60 LICENSED PRACTICAL NURSE 4015 22 23 10.22 15.32 21.258 31.866 30 MAIL CLERK 1092 12 13 7.26 10.90 15.101 22,672 60 MAIL ROOM SUPERVISOR 1090 22 23 10.22 15.32 21,258 31.860 50 MAINTENANCE AND CONSTRUC. COOR., FIRE 4037 32 33 15.13 22.11 31.470 45.989 20 X MAINTENANCE COORDINATOR 3479 32 33 15A3 22.11 31.470 45,989 20 X MANAGEMENT 8 BUDGET ADMINISTRATOR 2623 51 52 20.11 29.05 41,829 60,424 20 X MANAGEMENT ANALYST 2618 31 32 12.09 18.90 25,147 39,312 20 X MANAGEMENT AND BUDGET ASSISTANT 2624 31 32 12.09 18.90 25.147 39.312 20 • Orange County / BCC Broadband Pay Plan Classlflcallons ,. �• - t .1 f 7 S -, IS.'. �, % ,ti;• ,� .,Cia9s• ;. J,+ A_•)�^. ••r. ..�. -. - -_.. ... la Vi.. - r i'.: ., ,.. � ,. '.,,.. ,,,t-D..'�Q./. Mandl ;BLAMayly �B.lQHoudy.`'8/p'Annual, � o , r. ,ilund! ,Q'Mnua1 Job Title . ; r . : , - :.Godo ...Quad 1luad Minimum MealOtum . ;<: Minimym. , . • Ma><Itnum Code .Exempt MUSEUM TECHNICIAN 0102 22 23 10.22 15.32 21.256 31.566 30 NETWORK OPERATIONS SUPERVISOR 2688 42 43 20.10 28.12 41,808 58.490 20 X NETWORK PERFORMANCE ANALYST 2668 32 33 15.13 22.11 31.470 45.989 20 X NETWORK SERVICES SUPERVISOR 2663 51 52 20.11 29.05 41.829 60.424 20 X NETWORK SERVICES TECHNICIAN 2065 31 32 12.09 18.90 25.147 39.312 30 NIGHT CUSTODIAL SUPERVISOR 3402 31 32 12.09 18.90 25.147 39.312 80 X OFFICE SUPERVISOR 1120 31 32 12.09 18.90 25,147 39.312 20 • X OPERATIONS 8 ENVIRONMENTAL SCHEDULER 3433 22 23 10.22 15.32 21,258 31.866 50' OPERATIONS FACILITY COORDINATOR 6846 22 23 10.22 15.32 21.258 31.856 30 OPERATIONS SHIFT SUPERVISOR 2421 32 33 15.13 22.11 31.470 45,989 30 OPERATIONS SPECIALIST 8065 31 32 12.09 18.90 25.147 39.312 80 ✓PARALEGAL. 4336 31 32 12.09 18.90 25,147 39.312 20 X PARENTICHILD RESOURCE COORDINATOR 8571 32 33 15.13 22.11 31.470 45,989 20 X PARKS & REC OPERATIONS SUPTO 4634 41 42 16.07 24.11 33.426 50.149 20 X PARKS 8 REC SUPPORT SVCS MAINT SUPV 4819 32 33 15.13 22.11 31.470 45,989 80 x PARKS & RECREATION DISTRIGT SUPTO 4831 42 43 20A0 28.12 41,008 58.490 20 X PARKS d RECREATION SITE SUPERVISOR II 4840 31 32 12.09 19.90 25,147 39.312 80 X PARKS 6 RECREATION SITE. SUPVISOR 1 4038 31 32 12.09 18.90 25,147 39,312 80 X PARKS PLANNING AND DEVELOPMENT SUPER. 4050 42 43 20.10 28.12 41.808 58.490 20 X PC LAN NETWORK COORDINATOR 2688 41 42 16.07 24.11 33,426 50.149 20 X PERMIT ANALYST 1 2012 22 23 10.22 15.32 21,268 31.806 50 PERMIT ANALYST it 2014 22 23 10.22 15.32 21.258 31,866 30 PERSONNEL SERVICES COORDINATOR 0528 22 23 10.22 15.32 21.258 31.866 60 PEST MANAGEMENT OPERATIONS SUPERVISOR 4003 32 33 15.13 22.11 31,470 45.989 20 X PHARMACIST 4055 42 43 20.10 28.12 41.808 50,490 20 X PHARMACY ASSISTANT PLANNER 1 4011 5210 21 32 22 33 8,58 15.13 12.77 22A I 17,848 31,470 26.562 45,989 60 20 • Orange ty 1 BCC Broadband Pay Plan Classifications Class `'. Band /'Band / ' 9 ! d hourly � ' B-/ Q.How1y j!-'Vj tilnual 8 % Q Annual EEO Job Tine Coda,.._ Quad Quad Minimum , . Maximum. , , . Minimum: Maximum !Coda .Exempt SENIOR HEAD TEACHER 8575 31 32 12.09 18.90 25.147 39,312 20 X SENIOR HOUSING DEVELOPMENT ASSISTANT 5263 32 33 15.13 22.11 31.470 45.989 20 X SENIOR HUMAN RESOURCE DEVELOPMENT SPEC.' 5002 32 33 15.13 22.11 31,470 45,989 20 X SENIOR HUMAN RESOURCES ANALYST 50M 32 33 15.13 22A 1 31.470 45,989 20 X SENIOR HUMAN SERVICES PROGRAM MANAGER • 3069 51 52 20.11 29.06 41.029 60.424 20 X SENIOR INVESTIGATOR 5076 32 33 ISA3 22.11 31.470 45,989 20 X SENIOR LABORATORY TECHNOLOGIST 8801. 31 32 12.09 18.20 25.147 39,312 20 SENIOR LANDSCAPE ARCHITECT 4862 32 33 15.13 22.11 31.470 45.989 ?0 X SENIOR MAIL CLERK 1091 12 13 7.26 1Q90 15101 22,672 60 SENIOR MANAGEMENT & BUDGET ANALYST 2617 32 33 15.13 22.11 31,470 45,989 20 X SENIOR MAPPINGIGRAPHICS ANALYST 249f 41 42 16.07 24.11 33,426 50.149 20 X SENIOR MARKETING ASSISTANT 6163 31 32 12.09 10.90 25.147 39.312 60 SENIOR MEDIA LIBRARIAN 2411 22 23 10.22 15.32 21.258 31.066 20 SENIOR MEDICOLEGAL INVESTIGATOR 4093 31 32 12.09 18.90 25.147 39.312 50 SENIOR METER READER 8898 22 23 10.22 15.32 21.258 31.868 60 SENIOR MONITORING d EVALUATION COORD. 5253 42 43 20.10 28.12 41.608 50,490 20 X SENIOR OPERATIONS MANAGER 8541 42 43 20.10 28.12 41,808 58.490 20 X SENIOR OPERATIONS SPECIALIST 8898 32 33 15.13 22.11 31.470 45.959 70 Y /SENIOR PARALEGAL ' 4335 32 33 15.13 22.11 31.470 45.989 20 X SENIOR PERMIT ANALYST 2015 31 32 12.09 18.90 25J47 39,312 30 X SENIOR PLANNING AND DEVELOPMENT ASSISTAN 5246 32 33 15.13 22.11 31,470 45,989 20 X SENIOR PLANS EXAMINER 2182 32 33 15.13 22.11 31,470 45,989 30 SENIOR PROGRAM COORDINATOR 8544 31 32 12.09 18.00 25,147 39,312 20 X SENIOR PROGRAMMER ANALYST 2468 41 42 10.07 24.11 33.426 50.149 20 X SENIOR RELEASE INVESTIGATOR 4929 32 33 15.13 22.11 31,470 45,989 20 SENIOR RESIDENTIAL PLANS REVIEWER 2106 31 32 12.00 18.90 25.147 39,312 30 SENIOR SECRETARY 1067 21 22 8.56 12.77 17.846 26.562 60 a,[, ( FA 1- b City of Orlando Fax Transmission To: Marion J. Radson City, County and Local Government Law Section Fax #. 850-561-6826 From: Michelle C Tarrant Compensation Analyst Date: December 16, 1997 Pages: 19 including cover Subject: Legal Department job descriptions All.employees.are given flex money -for benefits depending on Age-and. -p9k%ItI*c. AnnLkal_merit r lses.;ace glven4- o=ernptoyees that meet or..excead overall performance ratings. The merit is 3% of the midpoint of the range that position fails in. Additional merits can be given throughout the year. For those employees that overall exceed performance standards, they are eligible for a Performance incentive Program Award, addition to base, not to exceed 3% of base pay. For those employees that exceed or meet performance ratings, they are eligible for a Performance Bounus Award, a lump sum amount not to exceed $2,000/yr. Any questions, please call Michelle Tarrant at (407) 246.2052. Human Resources Department/Personnel Management Bureau 400 S. Orange Avenue, 1st Floor Orlando, FL 32801.3302 Phone (407) 246-2235 Fax (407) 246-2019 CITY OF ORLANDO Assistant City Attorney (No Range) Actual: $60,785.60 City Prosecutor (No Range) Actual: $39,603.20 Chief Assistant City Attorney (No Range) Average: $97,337.06 Police Legal Advisor (No Range) Actual: $79,705.60 Administrative Receptionist: $17,451.20-$26,330.00 Paralegal: $25,542-$38,896 Legal Administrative Assistant: $25,542.40-$38,896 Legal Secretary I/11: $21,902.40-$33,321.60 Office Assistant: $16,244.80-$24,39 8.40 � }q1/�3/% � . John J. Copelon. J OFFICE OF THE COUNTY ATTORNEY County Attorney 1 15 S. Andrews Avenue. Suite 423 •30ardC.d► inCoy: County eli0 COUNTY Fort Lauderdoie, FL 333C7 amd Loco+ Gover►~t taw (954)•357-7600 - Fox (954) 357-7641 a Suncorn 4a2-7600 January 13, 1998 Fite No. 98-006 Marion J. Radson, Chair The Florida Bar, City, County and Local Government Law Section 200 E. University Avenue, 4th Floor Gainesville, Florida 32602-1110 Re: Salary Survey Dear Mr. Radson: This is in response to your letter of December 1, 1997, to Legal Administrator Joan Vaughan, who has been out of the office for over the past month. 1 am enclosing a copy of our Pay Plan for FY 1997-98 along with the job descriptions. All of the employees in these positions are evaluated annually at the same time, shortly after the beginning of the new fiscal year, with, sala-ry,..increases being merit driven. - a in addition to the above positions, our office has the following Civil Service support Positions, which are evaluated annually on the employee's anniversary date: Legal, Secretary.4- .$23,247:74, -`to 136, 08134 .Legal --Secretary P .$21,061.25- .to $32,688.03 Cleck='Typist Ill $18,615.17- to $28,891.41 If this office can be of further assistance with your survey, please do not hesitate to contact me. I would appreciate receiving a copy of your results upon completion. Very truly yours, Darla J. Costa Paralegal/Administrative Assistant do Enclosures RROWARD COUNTY 50AID OF COUNTY COMMISSIONERS — An Epual Opporlunlfy Employer and Provider of S*NICei _ Norman AWOMOWfr2 SCOrr I. COWOn SUZOnMe N. Gurnourper Mere ! jebermcrl Lon Nonce =,rrsn SYMO oVnler . Onn S. RCCs MM, Jr World WNSO W4Pb: Irflp;J/w-•w.00.broward.fl.U-/I*pd 4. jq r• jam: John J. Copelon. Jr.' OFFICE OF THE COUNTY ATTORNEY County Attomey }� - r` 115 S. Andrews Avenue. Suite 423 •so"C&714"incsy. County 8R ARD COUNTY Fort Lauderdale, FL 33301 and Locos Govemmenr taw (954) 357-7600 a Fox (954) 357-7641 • Suncorn 442-7600 July 15, 1997 To: Board of County Commissioners From: r., o I. y Attorney Re: Pay Plan The following pay plan covers those exempt positions of my office that are not covered under the County Position Classification and Pay Plan. CLASSMCATION Deputy County Attorney Chief Trial Counsel Chief Appellate Counsel Assistant County Attorney Db ector of information & Office Systems Legal Administrator Legal Records Manager Paralepl/Administrative Assistant Paralegal Legal Automation Assistant Paralegal Assistant Research Assistant Records Management Assistant III Records Management Assistant 11 Records Management Assistant I JJCrav PAY PLAN $70,000.00 $127,181.00 $70,000.00 S127,181.00 $70.000.00 $127,181.00 $30,000.00 S 104,186.00 S48,100.00 S 63,400.00 S32,404.00 S 60,010.00 S28,000.00 $ 57,148.00 S27,943.00 S 51,410.00 $27,943.00 S 50,446.00 $23,509.00 $ 49,216.00 S20,272.00 $ 34,834.00 520,272.00 S 34,834.00 $22,072.00 S 36,724.00 S20,272.00 $ 34,834.00 $15,269.00 S 29,581.00 I OWARO COUNTY OOARD OF COUNTY COMMISSIONERS — An Equal Opoommity Employer and ►rovlder of Services _ Norman AbramovofZ SCon 1. Co%van St,=nne N. Gv0Zour9er Ilene u osernon Lon Nance Porm1% Sylvio nos+.or JChn E. Rooltrows. Jr World wide WeW nnP:); Www.C*.broward.fl.us/sepal I