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CITY OF MIAMI
CITY ATTORNEY'S OFFICE 28
MEMORANDUM
TO: Carlos Gimenez, City Manager
FROM: Alejandro Vilarello, City Attorney
DATE: September 27, 2000
RE: Final Report
Elian Gonzalez Ad Hoc Committee
The members of the Elian Gonzalez Ad Hoc Committee have requested that their Final
Report of Findings and Recommendation be placed on the October 12, 2000 City Commission
Agenda.
AV/hcp/et
C: Elvi Alonso, Agenda Coordinator
Andrew B. Rosenblatt, Ad Hoc Committee Chairman
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ET:Gimenez-AV-AdHoc
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INTRODUCTION
This committee, which came to be known as the ;Ad Hoc Committee To Investigate Police
Community Relations, was formed pursuant to a resolution adopted by the Miami City Commission
on January 13, 2000. The committee was charged with the responsibility of investigating and
reviewing the interaction between the Miami Police Department and members of the public who
gathered during the week of January 3, 2000 to support the granting of political asylum to Elian
Gonzalez. The members of Miami City Commission each appointed one person to the Ad Hoc,
Committee as did then Miami Police Chief William O'Brien. Mayor Joe Carollo declined to make
an appointment.
Pursuant to a resolution adopted by the Miami City Commission on April 27, 2000, this
committee was further charged with similarly reviewing the interaction between the Miami Police
Department and members of the public who gathered on April 22, 2000 to protest the removal of
Elian Gonzalez from his relatives' Little Havana home.
Beginning in March and continuing through September, 2000, the Ad Hoc Committee held
sixteen meetings before completing the attached findings of fact and recommendations. During its
deliberations, the Ad Hoc Committee heard the comments of Ramon Saul Sanchez, Jose Basulto,
Commissioner Tomas Regalado, Howard Simon and John DeLeon, executive director and president
respectively of the American Civil Liberties Union, Miami chapter, Brad Brown, appearing on behalf
of Bishop Victor Curry and the National Association for the Advancement ofColored People, Bobby
Navarro of the Hispanic Police Officers Association, and representatives of the Miami Police
Department including Chief Raul Martinez, Assistant Chief Ray Martinez, Maj. Paul Shepard and
Lt. Craig McQueen.
The Ad Hoc Committee also held an open meeting to hear comments from persons who
participated in or were present in the vicinity of the January 6' demonstrations. At this meeting,
approximately one dozen members of the public described their observations of the demonstrations
and police efforts to control them. At another meeting, Janet Weinger and William E. Moore III
described their observations of police conduct during the April demonstrations.
Hundreds of pages of documents were requested of and produced by the Miami Police
Department for the Ad Hoc Committee's review and these documents shall serve as an appendix to
this committee's report and made available for public inspection at the office of the City Clerk..
Still other prominent Miami journalists, activists, community leaders, police officials and
Miami city commissioners were invited to address the Ad Hoc Committee but declined either by
choice or due to scheduling conflicts.
The following members of the Ad Hoc Committee actively participated in the committee's
deliberations and the preparation of the attached findings of fact and recommendations: Jose "Pepe"
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Herrera, Alberto Milian, Pedro Roig, Andrew Rosenblatt, chairman of the Ad Hoc Committee and
Roderick Vereen. Eladio Armesto did not actively participate in the Ad Hoc Committee's work.
ADOPTED FINDINGS OF FACT
GENERAL
On January 5-6, 2000 and April 22, 2000, local citizens conducted civil disobedience
demonstrations throughout the City of Miami after the Department of Immigration and
Naturalization Service announced its decision to deport Elian Gonzalez back to the county
of Cuba where he would be reunited with his biological father.
The demonstrations carried into the streets of the local area causing law enforcement to
respond with the use of tear gas and force to remove the protesters.
Based on the testimony of witnesses that testified before the committee, it appears that the
use of force was justified in certain situations, but was not justified in others.
The demonstrations that occurred regarding the Elian Gonzalez matter affected the Hispanic
community more than any other community and according to the critics, caused an ethnic
divide within the City.
THE DEMONSTRATIONS
On multiple occasions, groups of demonstrators did not apply for the appropriate permits
before initiating public demonstrations. The failure of protest organizers to advise Miami city
officials of the time and place and nature of their demonstrations made it more difficult for
the Miami Police Department to coordinate its efforts with organizers end control the
demonstrations. Leaders of various organizations should have made every effort to apply for
the appropriate permits. This was not done on several occasions because some groups sought
to be arrested in the pursuit of a policy of civil disobedience. Nevertheless, leaders of
organizations should have taken steps to avoid blocking traffic or violating laws. If the intent
was civil disobedience, leaders bear the duty of informing the public and their respective
followers of the responsibilities inherent in civil disobedience. All violations of the law bear
the risk of an arrest.
Most of the demonstrators protested peacefully. A small number of demonstrators were
actually provocateurs or gang members intent upon provoking a harsh police reaction by
either attacking the police or committing crimes such as arson or criminal mischief.
Provocateurs succeeded in some instances in instigating the police into using tear gas or in
clashing with legitimate demonstrators thereby contributing to the perception that police were
under orders of a "zero tolerance" policy against demonstrators.
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The demonstrators failed to seek or obtain a permit to demonstrate at the identified cites
where the protests occurred. Further, some of the demonstrators resorted to destroying
public, as well as private property, causing the public to have to pay for the damages caused
by their lawlessness. Numerous individuals placed themselves in the zone of danger after
having been advised by the law enforcement to leave the area. Their failure to do so resulted
in their arrests. According to the testimony of a couple of witnesses that came before the
committee, their arrests may have been unlawful. The cases remained pending.
POLICE LACK OF PLANNING, TRAINING OR COORDINATION
There was inadequate consultation or coordination between City management, both City
manager and police departments, and the local political and community leadership.
Some police officers appeared not to have a well defined "continuum of force" or criteria
delineating the permissible level of force to be employed when handling and/or dispersing the
crowds or arresting lawbreakers. This criteria should have taken into account the nature of
the crowd, the kind of conduct being engaged in by the crowd, and the nature or gravity of
the offenses that were being committed.
The City of Miami and its Police Department were not prepared for demonstrations or for the
disruption of traffic. The Department was not aware and did not anticipate the
demonstrations or their magnitude. The Department had to improvise its response as events
unfolded. This was due in part to the Federal government's unilateral action. Public
demonstrations are part of the American political tradition. Given the outrage and the
sensitivity of the situation, the City must be prepared to deal with future demonstration on
short notice. The police department did not have an adequate plan for dealing with
demonstrations at multiple locations.
The police department, lacking in guidance, mission statement or rules of engagement, used
the power of arrest in order to halt "what could have erupted into a major riot." Arrests were
made on the premise of"holding ground." The bulk of the arrests were not prosecuted some
may have been based on questionable constitutional grounds. Field force commanders
experienced periods of confusion because of conflicting instructions provided by their
commanders. The department failed to establish policies and plans on how to arrest violators
of the law without infringing on the constitutionally protected rights of demonstrators.
Law enforcement authorities failed to implement a specific plan regarding how to deal with
the civil disobedience demonstrators and therefore resulted in this unnecessary use, at times,
of tear gas, which affected local businesses that were lawfully conducting its business
operations.
The Miami Police Deparment and the city's management sent mixed and potentially confusing
signals to the community by allowing demonstrators to march without a permit and to close
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Flagler Street to vehicular traffic in January, then used force to clear other streets during the
April demonstrations.
POLICE USE OF EXCESSIVE FORCE / ZERO TOLERANCE
The City management, specifically police administration, implemented and enforced a strict
policy with an objective of clearing streets, sidewalks, and parking lots. The community's
perception is that police officers were ordered to operate under a "zero tolerance" policy that
forced officers to clear the streets and those who appeared in a public area near a
demonstration or even a simple gathering. The arrests may have been based on questionable
grounds. The perception contributed to and escalated the feeling of hostility and frustration
between the community and the police department. It also resulted in numerous unjustified
arrests, most of which were summarily dismissed by the State Attorneys Office. This policy
interfered with the community's legitimate exercise of its constitutional right to assemble and
voice its grievances against the governmental action.
In most encounters between the police and demonstrators, officers used necessary force in
arresting lawbreakers. In isolated instances, which are nevertheless troubling, Miami Police
Department officers used excessive force and profane and inappropriate language in clearing
the streets during the January and April demonstrations. On multiple occasions variable police
actions contributed to and exacerbated a hostile response from demonstrators. The
indiscriminate, inconsistent and often unnecessary use of tear gas was a typical problem that
exacerbated crowd reactions to a police presence. Field force clanging on shields was another
technique that has been highlighted as unnecessary and possibly provocative. Throughout the
community, the perception continues to persist that police were ordered to operate under a
"zero tolerance" policy that forced officers to arrest anyone who merely appeared in a public
area near a demonstration. The police department has recognized that it failed to adequately
articulate its mission to field force commanders and their subordinates. Mahy officers were
left without guidanceand acted individually and too often inconsistently with their brethren.
So-called "rules of engagement" were not clearly stated for field force commanders or their
subordinates. No specific instructions were provided by senior staff to lower echelons
regarding these "rules of engagement." For instance, in some cases no dispersal orders were
given to crowds about to be arrested. In other cases, the reported actions of some individual
officers were deplorable and warranted investigation.
ACTIONS OF FEDERAL GOVERNMENT
The federal government did not adequately consult or coordinate its decisions and actions
with the City of Miami, and/or other local law enforcement authorities, so as to insure that
the local authorities had the necessary resources in place to professionally handle any
community reaction, thus straining the resources that were available to local authorities to
respond to the Federal government's decision and actions.
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MEDIA
The media bear no responsibility for inciting crowds of demonstrators or fanning the emotions
of the community. The City of Miami and its police department have a duty to provide
enough press spokesmen in order to inform the citizenry through the various media outlets,
in whatever language is used throughout the various segments of our community.
POLICE INTERNAL INVESTIGATIONS
Throughout the community and particularly within the ethnic communities, the perception
remains that the police department is not effectively policing itself. One credible witness
testified as to violence perpetrated against her by City of Miami officers. When an inquiry was
initiated by the committee, it was revealed that the investigation into the alleged incident was
still pending and critical witnesses, including the complainant, had not been interviewed. This
is unacceptable. Allegations of police misconduct should be quickly. and efficiently
investigated.
TREATMENT OF ARRESTEES
The handling and transportation of prisoners by the City of Miami during the January and
April demonstrations was improper. The conditions under which prisoners were held and
transported were inhumane and a potential violation of constitutional due process. Prisoners
were handcuffed behind their backs, placed in a standing position, in crowded and poorly
ventilated vehicles for extended periods of time. There were reports of denial of medical
treatment by police. Prisoners were transported, standing handcuffed behind their backs, in
these ill equipped vehicles at high speeds and with driving patterns which exposed them to
unnecessary risk of physical harm.
There were numerous problems experienced by prisoners and the police with the booking
process. Officers frequently failed to place paperwork with defendants in their respective
arrest wagons. Conditions within the arrest wagons have been credibly described as
opprobrious. Standing for hours, no air conditioning, and dangerous driving patterns were
consistently described by prisoners.
USE OF TEAR GAS
The police department did not have adequate and clear rules for the use of chemical
weapons/tear gas. The use of tear gas was sometimes indiscriminate, interfering with the
constitutional rights of peaceful, lawful protestors, who were assembled in constitutionally
protected forums, i.e. parking lots and sidewalks. Tear gas was often used without first
exhausting an alternative effort to disperse a crowd. The indiscriminate and often
unnecessary use of tear gas was a problem that exacerbated community reactions to police
presence and was a product of the absence of guidelines and protocol for the use of chemical
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weapons. For example at Versailles Restaurant, gas was used and infringed upon the rights
or peaceful, lawful demonstrators.
ETHNIC COMPOSITION OF POLICE
Ethnicity played no role in the clashes between the police and the demonstrators. The hiring,
placement and promotion practices of the police department may still need some fine tuning,
especially as it relates to higher management. Nevertheless, the Cuban exile community is
well represented within the department and the majority of the officers who dealt with the
demonstrators were either Cuban born or of Cuban descent.
RECOMMENDATIONS
BETTER POLICE PLANNING
The City and its police department should design an adequate contingency plan for responding
and dealing with demonstrations which are so emotionally charged and politically driven. The
plan should place the police in a proactive not a reactive mode and advance community
relations, maximum tolerance for constitutional expression, protection of the rights of non -
demonstrators and the integrity of all city facilities and thoroughfares.
2. The police department should implement a system which incorporates adequate managerial
coordination and direction, and which provides the chain of command and/or the rank and file
with clear goals and objectives. There should be a well defined continuum of force or criteria
delineating the permissible level of force to employ in handling and dispersing the crowds or
in arresting lawbreakers, in accordance with the apparent nature of the crowd, the kind of
conduct being engaged in by the crowd, and the nature of the gravity of the Qffense that was
committed.
3. The City of Miami and its respective public safety agencies need to review and revise their
information gathering plans in order to anticipate similar demonstrations should they occur
in the future. The Police Department needs to expand its information gathering capabilities
from open sources and establish an "early warning" capability that will permit it to swiftly and
effectively deal with future demonstrations.
4. The police department must review and revise its plan of action for dealing with political
demonstrations. Legitimate demonstrators committed to civil disobedience must prepare
themselves for arrest by the police but the police can and should be encouraged to
courteously arrest and expeditiously process legitimate participants engaged in civil
disobedience. Moreover, police should identify and arrest provocateurs swiftly. Arrests of
lawful demonstrators should be avoided. Police should emphasize the use of arrest teams
prepared to sweep in and detain violent elements as soon as they act. One technique that was
used successfully was to identify an offender in a crowd and have a squad flank the crowd and
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arrest the offender. This methodology will ensure that peaceful demonstrators can continue
to exercise their constitutional rights to protest. In all cases, were it is possible and consistent
with officer safety and respect for the rights of non -demonstrators, police should allow
demonstrations to continue without initiating arrests.
5. The City of Miami Police Department, along with the State Attorney's Office and the City's
Legal Unit should establish an Arrest Procedures Review Committee.
6. This committee proposes that the Miami Police Department design a more effective plan
regarding the removal of demonstrators who are participating in a "passive resistance"
demonstration and have not displayed any aggression towards law enforcement.
Further, the Department should utilize.the media to inform the citizens who do not want to
participate in the demonstrations to avoid the area.
Further, road blocks should be in place and a perimeter set as expeditiously as possible to
prevent the demonstration from preventing the ebb and flow of local traffic.
USE OF TEAR GAS
The police department should design clear rules for the use of chemical weapons/tear gas.
The use of tear gas should be used as a last resort and only with the approval of a command
officer above the rank of captain if possible. The use of tear gas in places where it will
adversely affect or interfere with the constitutional rights of peaceful, lawful protestors, who
were assembled in constitutionally protected forums, i.e. parking lots and sidewalks should
be completely prohibited unless a last resort and then if approved by the Chief of police or his
designee.
2. The police department should develop and implement a coherent and consistent policy on the
use of chemical agents. When advisable and consistent with officer safety, warnings. should
always be given in whatever language is appropriate. In many instances, warnings were not
given and tear gas deployment was not reported through the chain of command. Instances
of "friendly gas" were reported. Tactics must be employed that negate the need to deploy
gas.
3. The use of tear gas should never be used during a "passive resistance" situation where there
has not been shown any signs of violence by the demonstrators toward law enforcement,
public or private property of the public at large.
POLICE DEPARTMENT'S OWN INTERNAL REPORT
The committed adopts the findings made by the Miami Police Department regarding the deficiencies
noted in the final report which is attached hereto. The Department needs to ensure that their officers
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follow the directions given to them regarding what to do once an arrest is made. Further, law
enforcement should not abuse their discretion regarding arrest of protestors.
SENSITIVITY AND OTHER TRAINING
The City should implement a training program for both police management and rank and file
with emphasis in .the legal rights and duties, particularly the boundaries of constitutional
permissible conduct for both taw enforcement and the public, and first amendment rights.
2. The City should implement a mandatory community relations and sensitivity program, with
mandated periodic attendance. The emphasis of this program should be training officers to
use maximum tolerance in dealing with emotionally charged situation and resort to force only
as a last resort.
The Department should require a course regarding sensitivity training of its officers every two
(2) years.
CONDUCT OF ELECTED OFFICIALS
l . No elected city official should ever interfere, directly of indirectly, with police officers. or their
commanders at the scene of a disturbance or a forensic crime scene. Elected city officials
should be reminded that their conduct at the scene of a demonstration can cause confusion
among the -demonstrators and within the ranks of law enforcement. Elected officials should
not interfere with police management of a future crisis.
2. The elected officials of the city of Miami should scrupulously abide by the Miami City Charter
provision Section 4 subdivision d which prohibits them from having contact,with or making
recommendations to city employees other than the city manager.
CONTROL OF DEMONSTRATIONS
The City must implement a "zero tolerance" policy which prohibits unnecessary force and
unjustified arrest. Arrest and use of force should be closely monitored, and any officers who
are found to use unnecessary force or have a large number of unjustified arrests, should be
immediately disciplined.
2. With the advent of the age of high technology, video recorders should be strategically placed
and used in every civil disturbance scenario. This will document actions and reactions by all
participants and provide an additional source of evidence for future prosecutions.
During this period of tranquility, the Mayor, Miami City Commission and City Manager
should publicly state and reiterate that the closing of streets without permits will not be
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tolerated and also publicly identify what steps the Miami Police Department is authorized to
take to assure that the public retains access to and use of public streets.
USE OF CIVIL DISOBEDIENCE
Civil disobedience is part of the American political tradition. Education as to the means and
methods of this practice is part of our civic responsibility. Both the public and the police can
afford to be more fully educated on this political tradition. The public should be apprized that
violence cannot and will not be tolerated. Nevertheless, police can and must assist in
respectfully arresting and processing detainees who peacefully participate in civil
disobedience.
2. Civil disobedience often times results in the generation of public sentiment against the
protestors, therefore, organizers of protests should consider and utilize other effective means
to publicly air their grievances.
INTERNAL AFFAIRS/DISCIPLINING OF POLICE
That a complete review of the City of Miami Police Internal Affairs Unit be initiated in order
to ensure that sufficient personnel are assigned and all investigations receive prompt attention.
Some members of our community do not know how to process complaints against police.
Therefore, the City should educate the public about the internal affairs process and how to
file internal affairs complaints. In addition, every complaint, whether eventually founded or
not, should be logged and expeditiously investigated. This will restore confidence in the
department and its personnel.
2. The Miami Police Department should discipline any officers who used excessive force or
profane language during the January and April street demonstrations whether or not these
officers are the subject of internal review complaints.
POLICE/MEDIA RELATIONS
The City of Miami and its police department must provide the media, in all languages, with
access to all geographical areas of public concern. The City needs to expand its public
information sources and liaison capabilities with all media in all languages in order to provide
information, squelch rumors, and defuse alarmist reporting.
MISCELLANEOUS
The City of Miami Community Relations Board must be augmented, developed and utilized
in order to diffuse and resolve future encounters. Despite its existence the CRB was poorly
utilized or not used at all. An effective CRB can improve lines of communications between
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authorities and demonstrators thereby decreasing the chances of violent clashes. The Miami
CRB should include a mediation team.
EPILOGUE
These findings of fact and recommendations were presented to Miami Police Chief Raul
Martinez for review and comment. Appearing before the Committee on September 25, 2000, Chief
Martinez accepted the findings of fact as accurate and promised to take action on many of the
recommendations.
Andrew B. Rosenblatt
Chairman Ad Hoc Committee
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