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HomeMy WebLinkAboutR-01-0990J-01-824 9/17/01 OIL - 9 :10 RESOL•UTT.ON NO. A RESOLUTION OF THE MIAMI CI!'Y COMMISSION, WI'.Cll ATTACHMENT (S) , APPROV-ING THF' ,BAYFRONT PARK MANAGEMENT TRUST'S ("BPMT") ACCEPTANCE OF A GRANT, IN THE AMOUNT OF $25,000, FROM THE STATE OF FLORIDA, DEPARTMEN'?OF C:OMMUNI:TY AFFAIRS' FLORIDA COASTAL., MANAGEMENT PROGRAM, AND RATIFYING THE BPMT EXECUTIVE DIRECTOR'S EXECUTION OF, THE FEDERALLY FUNDED SUBGRANT AGREEMENT, IN SUBSTANTIALLY THE AT'T'ACHED FORM,, FOR THE PURPOSE OF CREATING A VISIONING PLAN RELATED TO THE WATER EDGE OF BICENTENNIAL, PARK; FURTHER AUTHORIZING THE ALLOCATION OF FUNDS, IN AN AMOUNT. NOT TO EXCEED $5,000, FROM THE OPERATING BUDGET OF BPMT FOR THE SAME PURPOSE. BF, IT RESOLVED BY i'HE COMMISSION OF THE CITY OF MIAMI, FLORIDA. Section 1. The Bayfront Park Management Trust's (11BPMT11) acceptance of a grant, in the amount of $25,000, from the Sr.are of Florida, Department of Community Affairs' Florida Coastal Management Program is approved, and the BPMT Executive Director's execution of the Federally Funded Subgrant Agreement, in substantially 4- he attached form, for the purpose of: creating a visioning plan related to the water edge of Bi.contennial. Park IATTACflfluE611 T (S) CONTAINED CITY COmassice MEETING QF SEP ?52001 Aeeatullan PTO. :sub is ratified.'. Section 2. The allocation of funds, in an amount not to exceed $5,000, is authorized Brom the Operating Budget of 13PMT for the same purpose. Section 3. This Resolution shall become effective' immediately upon its adoption and signature of the Mayor.?,/ PASSED AND ADOPTED this 25th day of September__ 2001. JOE CAROLLO, MAYOR In accordanc.o with Mi. irni i nd-,: Se;;. ?.116, sinCr? the V1,1yor ciid no! i)C)Cgrtl''.1 i CI'OCIIVC with Vv' C:".':"T:;i: (i i, rl { U) QiTi :i1 . rsgutdirtg same, without the May(,g,curcis�nr�c��!"e. ATTEST: WALTER J. FO APPROVED^#S O ALAR ATT RNEY 666: BSS kip CITY CLERK FORM ,,A0 CORRECTNESS :t J. Fo an, Qty Clerk ^he herein ratification is further subject Lo compliance r:ith all ]:equi,'elilents that may he .i.mposod by the C:i ry Artorney, including but: not l.i.nu,-.ed to those prescribed by app).i cabl e Ci ty Charter. and Code r.�rori ions. f the :Hayo_ Moes not sign t -his Re�solut.ion, it shall become effect::ve at: the u:id of ten calen.dat. days from the da! e it was passed and adopted. If ~he Mayor vetoes this Resoliat:.i ni, it shall became affective immed_i.ately upon (nverridc: of thCI veto by rho Ci.t.y Commission. Page. 2 of 2 .. STATE OF FLORIDA DEPARTMENT OF COMMUNITY AFFAIRS "Dedicated to making Florida a better place to call home" f JES BUSH STEVEN M. SEIBERT Governor Secretary September 4, 2001 Mr. Jay C. Constanz, Executive Director Bayfront Park Management Trust 301 N. Biscayne Boulevard Miami, Florida 33132 RE: 02 -CL -13-I1-23-01-007 Bicentennial Park Bnywalk: Planning & Design I)ear Mr, Constanz: Congratulations! The Department of Community Affairs' Florida Coastal Management Program (FCMP) is pleased to confirm your award of coastal zone management funds in the amount of $25.000 for the subgrant period of July 1, 2001 to June 30, 2002. Enclosed is your executed copy of the award agreement with attachments for the above referenced subgrant. In any future correspondence to the FCMP, please refer to this project by the DCA Identilicution Number and title, and address the correspondence to Ms. Debbie Skelton, who will be administering your subgrant. The project manager should contact Ms. Skelton to obtain the necessary forms on disk or electronically. These forms can be requested by contacting Ms. Skelton at �lebhieskcltonru'dcas(alc.11.us. We look forward to working with you on this project. If we can be of further assistance, please contact Ms. I)ebb!c Skelton at (850) 414-6566. % very i�uly urs, / S6reta M. Seibert S 1 SS/cm/ds Enclosures 2556 SHUMARD OAK BOULEVARD *TALLAHASSEE, FLORIDA 32399-2100 Phone: (850) 488-8466tSuncom 278-8466 FAX: (850) 921-07811Suncom 291-0781 Internet address: http:11www.dca.state.i1,us CRITICAL STATE CONCERN FIELD OFFICE COMMUNITY PLANNING IEMERGGNCY MANAGEMENT HOUSING 6 COMMUNITY DEVELOPMENT 2796 Overseas Highway, Suite 212 2555 Shumard oak Boulevard 2551, Shumard Oak eoulevard 2555 Shumard Oak Boulevard a •� i1 !� Maralhon, FL 33050.2227 1 auahassee, FL 323p04100 rallahassea. FL 32399-7100 Tallahassee, FL 32309.2100 IL/ J J (305) 209.2402 (1150) 488.2356 1 55Cl 413.9969 1850) 4138.7958 0 4 Reimbursement Subgrant DCA Identification Number. 02 -CZ -13-11-23-01-007 NOAA Task Number. 306.18 CFDA Number.._11.419 FEDERALLY FUNDED SUBGRANT AGREEMENT THIS AGREEMENT is entered into by and between the State of Florida, Department of Community Affairs, Florida Coastal Management Program, with headquarters in Tallahassee, Florida (hereinafter referred to as the "Department"), and liRiont Park Management Trust (hereinafter referred to as the "Recipient"). THIS AGREEMENT IS ENTERED INTO BASED ON THE FOLLOWING FACTS: A. WHEREAS, the Recipient represents that it is fully qualified, and eligible to receive these grant funds to provide the goods and services identified herein, and B. WHEREAS, the Department has received these grant funds from the federal government, and has the authority to subgrant these funds to the Recipient upon the terms and conditions hereinafter set forth; and C. WHEREAS, the Department has authority pursuant to Florida law to disburse the funds under this Agreement. NOW, THEREFORE, the Department and the Recipient do mutually agree as follows: (1) SQOPE OF WORK. The Recipient shall fully perform all obligations in accordance with Attachment A (Project Summary Document) of this Agreement.. (2) INCORPORATION OF LAWS, RULES REGULATIONS AND POLICIES. Both the Recipient and the Department shall be governed by applicable State and Federal laws, rules and regulations, including but not limited to those identified in Attachment 8 of this Agreement. (3) PERIOD OF AGREEMENT. This Agreement shall begin upon execution by both parties or July 1, 2001, whichever is later, and shall end June 30, 2002, unless terminated earlier in accordance with the provisions of paragraph (9) of this Agreement. Eyl- 990 (4) MODIFICATION QF AGREEMENT; REPAYMENTS Either party may request modification of the provisions of this Agreement, subject to the limitations provided herein. Modifications which are mutually agreed upon shall be valid only when reduced to writing, duly signed by each of the parties hereto, and attached to the original of this Agreement. Refer to Attachment C for more information on the modification process. All refunds or repayments to be made to the Department under this Agreement are to be maide payable to the order of "Department of Community Affairs," and mailed directly to the Department at the following address: Department of Community Affairs Cashier Finance and Accounting 2555 Shumard Oak Boulevard Tallahassee, FL 32399-2100 In accordance with § 215.34(2), Fla. Stat., if a check or other draft is returned to the Department for collection, the Department must add to the amount of the check or draft a service fee of Fifteen Dollars ($15.00) or Five Percent (5%) of the face amount of the check or draft, whichever is greater. (5) RECORD KEEPING (a) As applicable, Recipient's performance under this Agreement shall be subject to the federal "Common Rule: Uniform Administrative Requirements for State and Local Governments" (53 Federal Register 8034) or OMB Circular No. A-110, "Grants and Agreements with Institutions of High Education, Hospitals, and Other Nonprofit Organizations," and either OMB Circular No. A-87, "Cost Principles for State and Local Governments," OMB Circular No, A-21, "Cost Principles for Educational Institutions," or OMB Circular No. A-122, "Cost Principles for Nonprofit Organizations." If this Agreement is made with a commercial (for-profit) organization on a cost -reimbursement basis, the Recipient shall be subject to Federal Acquisition Regulations 31.2 and 931.2. (b) All original records pertinent to this Agreement shall be retained by the Recipient for three years following the date of termination of this Agreement or of submission of the final close-out report, whichever is later, with the following exceptions: F, �. " (0 0 • 0 1. If any litigation, claim or audit is started before the expiration of the three year period and extends beyond the three year period, the records will be maintained until all litigation, claims or audit findings involving the records have been resolved. 2. Records for the disposition of non -expendable personal property valued at $5,000 or more at the time of acquisition shall be retained for three years after final disposition 3. Records relating to real property acquisition shall be retained for three years after closing of title. (c) All records, including supporting documentation of all program costs, shall be sufficient to determine compliance with the requirements and objectives of the Budget and Scope of Work - Attachment A - and all other applicable laws and regulations. (d) The Recipient, its employees or agents, including all subcontractors or consultants to be paid from funds provided under this Agreement, shall allow access to its records at reasonable times to the Department, its employees, and agents and the U.S. Department of Commerce, National Oceanic and Atmospheric Administration. 'Reasonable" shall be construed according to the circumstances but ordinarily shall mean during normal business hours of 8:00 a.m. to 5:00 p.m., local time, on Monday through Friday, "Agents" shall include, but not be limited to, auditors retained by the Department. (e) The Recipient must have fiscal control and fund accounting procedures that assure proper disbursement and accounting of project funds and required match expenditures. All expenses incurred for the project shall be disbursed according to the provisions in the project budget, as approved by the Department. (f) The Recipient acknowledges that the Department is bound by the terms and conditions of a grant award from NOAA as to this Agreement, Including but not limited to the Department of Commerce Financial Assistance Standard Terms and Conditions; 15 Code of Federal Regulatlons Part 24, including specifically 15 C.F.R. Section 24.42; 15 Code of Federal Regulations Part 29a; Office of Management and Budget Circular A-87; the line Item Budget; and any Special Award Conditions. 3 Recipient's record keeping shall be conducted so as to allow the Department to comply with those authorities. (6) REPORTS All reports must be submitted by the Recipient agency. (a) Project Performance Reports The Recipient shall submit Quarterly Project Performance Reports to the Florida Coastal Management Program by October 15, January 15, April 15, and July 15, covering project activities during the previous quarter. The Quarterly Project Performance Reports shall be submitted in hard copy and on computer micro floppy disc (DOS compatible format) or submitted electronically to debbie.skeltonfadca.state.fl.us in the format provided on Attachment D. (b) Financial Reports The Recipient shall submit a Quarterly Financial Claim Report to the Florida Coastal Management Program by October 15, January 15, April 15, and July 15, covering the project expenditures during the previous quarter. The Quarterly Financial Claim Report shall be submitted in the format provided on Attachment E, A Final Financial Claim Report must be filed if there are outstanding claims after the final Quarterly Financial Claim Report has been submitted. The Final Financial Claim Report shall be submitted in the format provided in Attachment F. Before the Final Financial Claim will be processed and final payment made, the Recipient must submit to the Department all outstanding Project Performance Reports, Financial Claim Reports and the Final Project Report and must have satisfied any pending special conditions as identified. The Final Financial Claim Report must be submitted prior to the Close -Out Report. Failure to comply with the above provisions shall result in forfeiture of reimbursement. (c) Project Generated Income Reports If the project generates income, the Recipient shall submit Quarterly Project Generated Income Reports to the Florida Coastal Management Program following instructions and format provided in 4 O w 9000 Attachment H. Income will/ will not be earned by the Recipient during subgrant period as a direct result of the subgrant award. The following reporting quarters are to be used for the financial, performance, and project generated income reports: Quarte r Reporting Quarters Report Due 1 July 1 - September 30.............................October 15 2 October 1 - December 31 .........................January 15 3 January 1 - March 31 ................................. April 15 4 April 1 -June 30........................................July 15 (d) Final Project Products and Reports For subgrants which produce final product(s), a Final Project Product(s) shall be produced and seven (7) copies submitted to the FCMP not later than fifteen (15) days after the subgrant termination date. For subgrants which do not produce a project product, a Final Project Report shall be produced and seven (7) copies submitted to FCMP not later than fifteen (15) days after the end of the subgrant termination date. The Final Project Report must contain an executive summary, and discuss methodology, outcome and further recommendations. Final payment will be held until receipt and approval of the Final Project Product(s) or Final Project Report. Both the Final Project Product(s) and the Final Project Report.must comply with;the publication requirements as stated in paragraph 21 of this Agreement. (e) If all required reports and copies, prescribed above, are not sent to the Department or are not completed In a manner acceptable to the Department, the Department may withhold further payments until they are completed or may take such other action as set forth in paragraph (9). The Department may terminate the Agreement with a Recipient If reports are not received within 30 days after written notice by the Department. "Acceptable to the Department' means that the work product 5 Us,-- JZ was completed in accordance with generally accepted principles and is consistent with the Budget and Scope of Work shown in Attachment A. (7) MONITORING The Recipient shall constantly monitor its performance under this Agreement to ensure that all terms, conditions, and commitments in Attachment A of this Agreement are being met, and other performance goals are being achieved. Such review shall be made for each function or activity set forth in Attachment A to this Agreement. (8) LIABILITY (a) Unless Recipient is a State agency or subdivision, the Recipient shall be solely responsible to parties with whom it shall deal in carrying out the terms of this agreement, and shall save the Department harmless against all claims of whatever nature by third parties arising out of the performance of work under this agreement. For purposes of this agreement, Recipient agrees that it is not an employee or agent of the Department, but is an independent contractor. (b) Any Recipient who is a "state agency or subdivision," as defined in Section '168.28, Fla. Stat., agrees to be fully responsible for its negligent acts or omissions or tortious acts which result in claims or suits against the Department, and agrees to be liable for any damages proximately caused by said acts or omissions. Nothing herein is intended to serve as a waiver of sovereign immunity by any Recipient to which sovereign immunity applies. Nothing herein shall be construed as consent by a state agency or subdivision of the State of Florida to be sued by third parties in any matter arising out of any contract. (9) DEFAULT' REMEDIES: TERMINATION (a) if the necessary funds are not available to fund this agreement as a result of action by the Florida Legislature, the State of Florida Office of the Comptroller or the federal Office of Management and Budgeting, or if any of the following events occur ("Events of Default"), all obligations on the part of the Department to make any further payment of funds hereunder shall, if the Department so elects, terminate and the Department may, at Its option, exercise any of its remedies set forth herein, but the Department may make any payments or parts of payments after the happening of any Events of C r.4 • C� Default without thereby waiving the right to exercise such remedies, and without becoming liable to make any further payment: 1. If any warranty or representation made by the Recipient in this Agreement or any previous Agreement with the Department shall at any time be false or misleading in any respect, or if the Recipient shall fait to keep, observe or perform any of the terms or covenants contained in this Agreement or any previous agreement with the Department and has not cured such in timely fashion, or is unable or unwilling to meet its obligations thereunder; 2, If any material adverse change shall occur in the financial condition of the Recipient at any time during the term of this Agreement from the financial condition revealed in any reports filed or to be filed with the Department, and the Recipient fails to cure said material adverse change within thirty (30) days from the time the date written notice is sent by the Department; 3. If any reports required by this Agreement have not been submitted to the Department or have been submitted with incorrect, incomplete or insufficient information; a. If the Recipient has failed to perform and complete in timely fashion any of the services required under Attachment A of this Agreement. (b) Upon the happening of an Event of Default, then the Department may, at its option, upon written notice to the Recipient and upon the Recipient's failure to timely cure, exercise any one or more of the following remedies, either concurrently or consecutively, and the pursuit of any one of the following remedies shall not preclude the Department from pursuing any other remedies contained herein or otherwise provided at law or in equity: 1. Terminate this Agreement, provided that the Recipient is given at least thirty (30) days prior written notice of such termination. The notice shall be effective when placed in the United States mail, first class mail, postage prepaid, by registered or certified mail -return receipt requested, to the address set forth in paragraph (10) herein; of this Agreement; 2. Commence an appropriate legal or equitable action to enforce performance 3. Withhold or suspend payment of all or any part of a request for payment; 7 01- w • 4. Exercise any corrective or remedial actions, to include but not be limited to, requesting additional Information from the Recipient to determine the reasons for or the extent of non- compliance or lack of performance, issuing a written warning to advise that more serious measures may be taken if the situation is not corrected, advising the Recipient to suspend, discontinue or refrain from incurring costs for any activities in question or requiring the Recipient to reimburse the Department for the amount of costs Incurred for any items determined to be ineligible; 5. Exercise any other rights or remedies which may be otherwise available under law; (c) The Department may terminate this Agreement for cause upon such written notice as is reasonable under the circumstances. Cause shall include, but not be limited to, misuse of funds; fraud; lack of compliance with applicable rules, laws and regulations; failure to perform in a timely manner; and refusal by the Recipient to permit public access to any document, paper, letter, or other material subject to disclosure under Chapter 119, FIo Stat as amended. (d) Suspension or termination constitutes final agency action under Chapter 120, Fla_ Stat., as amended. Notification of suspension or termination shall include notice of administrative hearing rights and time frames. (e) The Recipient shall return funds to the Department if found in non-compliance with laws, rules, regulations governing the use of the funds or this Agreement. (0 This Agreement may be terminated by the written mutual consent of the parties. (g) Notwithstanding the above, the Recipient shall not be relieved of liability to the Department by virtue of any breach of Agreement by the Recipient. The Department may, to the extent authorized by law, withhold any payments to the Recipient for purpose of set-off until such time as the exact amount of damages due the Department from the Recipient is determined. (10) NOTICE AND CONTACT (a) All notices provided under or pursuant to this Agreement shall be in writing, either by hand delivery, or first class, certified mail, return receipt requested, to the representative identified below at the address set forth below and said notification attached to the original of this Agreement. M 0 (b) The name and address of the Department contract manager for this Agreement is: S. Debbie Skelton, Planner IV Florida Coastal Management Program 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 Telephone: (850) 414-6566 Fax: (850) 487-2899 E -Mail: debble.skelton@dca.state.fl.us (c) The name, address, telephone number, fax number and E -Mail address of the Representative of the Recipient responsible for the administration of this Agreement is: -Jay C Constantz "Bayi'roirit 'Perk Manaeement Trust 30L N. biscayr le Blvd Hi'aml, Florida 1: Tele,Rhone • ,��05) 35�--7,54 'Fax• {''t05) 358-1211_— (d) In the event that different representatives or addresses are designated by either party after execution of this Agreement, notice of the name, title and address of the new representative will be rendered as provided in (10)(a) above. (11) OTHER PROVISIONS (a) The validity of this Agreement is subject to the truth and accuracy of all the information, representations, and materials submitted or provided by the Recipient in this Agreement, in any subsequent submission or response to Department request, or in any submission or response to fulfill the requirements of this Agreement, and such information, representations, and materials are incorporated by reference. The lack of accuracy thereof or any material changes shall, at the option of the Department and with thirty (30) days written notice to the Recipient, cause the termination of this Agreement and the release of the Department from all its obligations to the Recipient. (b) This Agreement shall be construed under the laws of the State of Florida, and venue for any actions arising out of this Agreement shall lie in Leon County. If any provision hereof is in conflict with any applicable statute or rule, or is otherwise unenforceable, then such provision shall be deemed 7 01- 950 null and void to the extent of such conflict, and shall be deemed severable, but shall not invalidate any other provision of this Agreement, (c) No waiver by the Department of any right or remedy granted hereunder or failure to insist on strict performance by the Recipient shall affect or extend or act as a waiver of any other right or remedy of the Department hereunder, or affect the subsequent exercise of the same right or remedy by the Department for any further or subsequent default by the Recipient. Any power of approval or disapproval granted to the Department under the terms of this Agreement shall survive the terms and life of this Agreement as a whole. (d) The Agreement may be executed in any number of counterparts, any one of which may be taken as an original. (e) The Recipient agrees to comply with the Americans With Disabilities Act (Public Law 101-336, 42 U.S.C. Section 12101 et seg.), if applicable, which prohibits discrimination by public and private entities on the basis of disability in the areas of employment, public accommodations, transportation, State and local government services, and in telecommunications. (f) A person or affiliate who has been placed on the convicted vendor list following a conviction for a public entity crime or on the discriminatory vendor list may not submit a bid on a contract to provide any goods or services to a public entity, may not submit a bid on a contract with a public entity for the construction or repair of a public building or public work, may not submit bids on leases of real property to a public entity, may not be awarded or perform work as a contractor, supplier, subcontractor, or consultant under a contract with a public entity, and may not transact business with any public entity in excess of Category Two for a period of 36 months from the date of being placed on the convicted vendor list or the discriminatory vendor list. (g) With respect to any Recipient which is not a local government or state agency, and which receives funds under this agreement from the federal government, the Recipient certifies, to the best of its knowledge and belief, that it and its principals: 1. are not presently debarred, suspended, proposed for debarment, declared Ineligible, or voluntarily excluded from covered transactions by a federal department or agency; 10 bi 990 2. have not, within a three-year period preceding this proposal been convicted of or had a civil Judgment -rendered against them for commission of fraud or a criminal offense in connection with obtaining, attempting to obtain, or performing a public (federal, state or local) transaction oro contract under public transaction; violation of federal or state antitrust statutes or commission of embezzlement, theft, forgery, bribery, falsification or destruction of records, making false statements, or receiving stolen property; 3. Are not presently indicted or otherwise criminally or civilly charged by a governmental entity (federal, state or local) with commission of any offenses enumerated in paragraph 11(9)2, of this certification; and 4. Have not within a three-year period preceding this agreement had one or more public transactions (federal, state or local) terminated for cause or default. Where the Recipient is unable to certify to any of the statements in this certification, such Recipient shall attach an explanation to this agreement. (12) AUDIT RI:DUIREMENTS (a) The Recipient agrees to maintain financial procedures and support documents, in accordance with generally accepted accounting principles, to account for the receipt and expenditure of funds under this Agreement. (b) These records shall be available at all reasonable times for inspection, review, or audit by state personnel and other personnel duly authorized by the Department. "Reasonable" shall be construed according to circumstances, but ordinarily shall mean normal business hours of 6:00 a.m. to 5:00 p.m., local time, Monday through Friday. (c) The Recipient shall also provide the Department with the records, reports or financial statements upon request for the purposes of auditing and monitoring the funds awarded under this Agreement. (d) In the event that the Recipient expends $300,000 or more in Federal awards in its fiscal year, the Recipient must have a single or program-speclfic audit conducted in accordance with the provisions of OMB Circular A-133, as revised. EXHIBIT 1 to this agreement indicates Federal funds 001 . i • awarded through the Department by this agreement. In determining the Federal awards expended in its fiscal year, the Recipient shall consider all sources of Federal awards, including Federal funds received from the Department. The determination of amounts of Federal awards expended should be in accordance with the guidelines established by OMB Circular A-133, as revised. An audit of the Recipient conducted by the Auditor General in accordance with the provisions OMB Circular A-133, as revised, will meet the requirements of this part. In connection with the above audit requirements, the Recipient shall fulfill the requirements relative to auditee responsibilities as provided in Subpart C of OMB Circular A-133, as revised. If the Recipient expends less than $300,000 in Federal awards in its fiscal year, an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, is not required. In the event that the Recipient expends less than $300,000 in Federal awards in its fiscal year and elects to have an audit conducted in accordance with the provisions of OMB Circular A-133, as revised, the cost of the audit must be paid from non -Federal funds (i.e., the cost of such an audit must be paid from Recipient funds obtained from other than Federal entities). 1. The annual financial audit report shall include all management letters and the Recipient's response to all findings, including corrective actions to betaken. 2. The annual financial audit report shall include a schedule of financial assistance specifically identifying all Agreement and other revenue by sponsoring agency and Agreement number, 3. Copies of audit reports for audits conducted in accordance with OMB Circular A-133, as revised, and required by subparagraph (d) above shall be submitted, when required by Section .320 (d), OMB Circular A-133, as revised, by or on behalf of the Recipient dkggc -to each of the following: (a) The Department at each of the following address: Department of Community Affairs Office of Audit Services 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 1.2 U i $1 :;i+ () and State of Florida Auditor General Attn: Ted J Sauerbeck Room 574, Claude Pepper Building 111 West Madison Street Tallahassee, Florida 32302-1450 (b) The Federal Audit Clearinghouse designated in OMB Circular A-133, as revised (the number of copies required by Sections .320(d)(1) and (2), OMB Circular A-133. as revised, should be submitted to the Federal Audit Clearinghouse), at the following address: Federal Audit Clearinghouse Bureau of the Census 1201 East 1011' Street Jeffersonville, IN 47132 (c) Other Federal agencies and pass-through entities in accordance with Sections .320 (e) and (f), OMB Circular A-133, as revised. 4. In the event that a copy of the audit report for an audit required by subparagraph (d) above and conducted in accordance with OMB Circular A-1 33, as revised, is not required to be submitted to the Department for the reasons pursuant to Section .320(e)(2), OMB Circular A-133, as revised, the Recipient shall submit the required written notification pursuant to Section .320(e)(2) and a copy of the Recipient's audited schedule of expenditures of Federal awards directly to each of the following (If the State agency, pursuant to Section .320(f), OMB Circular A-133, wants a copy of the reporting package described in Section .320(c) and/or a management letter, the State agency should replace the above language with the following language) Pursuant to Section .320(f), OMB Circular A-133, as revised, the Recipient shall submit a copy of the reporting package described in Section .320(c), OMB Circular A-133, as revised, and any management letters issued by the auditor, to the Department at the following program address: Department of Community Affairs 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 (e) In the event the audit shows that the entire funds disbursed hereunder, or any portion thereof, were not spent in accordance with the conditions of this Agreement, the Recipient shall 13 be held liable for reimbursement to the Department of all funds not spent in accordance with these applicable regulations and Agreement provisions within thirty (30) days after the Department has notified the Recipient of such non-compliance. (f) The Recipient shall retain all financial records, supporting documents, statistical records, and any other documents pertinent to this contract for a period of three years after the date of submission of the final expenditures report. However, if litigation or an audit has been initiated prior to the expiration of the three-year period, the records shall be retained until the litigation or audit findings have been resolved. (g) The Recipient shall have all audits completed by an independent certified public accountant (IPA) who shall either be a certified public accountant or a public accountant licensed under Chapter 473, Fla. Stat. The IPA shall state that the audit complied with the applicable provisions noted above. (h) The audit is due seven (7) months after the end of the fiscal year of Recipient or by the date the audit report is issued by the state Auditor General, whichever is later. (i) An audit performed by the State Auditor General shall be deemed to satisfy the above audit requirements. (13) SUBCONTRACTS If the Recipient subcontracts any of the work required under this Agreement. a draft of the proposed subcontract must be approved in writing by the FCMP prior to execution. The Recipient agrees to include in the subcontract that (i) the subcontractor Is bound by all applicable state and federal laws and regulations and (ii) the subcontractor shall hold the Department and Recipient harmless against all claims of whatever nature arising out of the subcontractor's performance of work under this Agreement, to the extent allowed and required by law. A copy of the executed subcontract must be forwarded to the Department within thirty (30) days after execution of the subcontract. Defaults or delays in performance by subcontractor(s) shall not be construed as an excusable delay. (14) TERMS AND CQNDITIONS. This Agreement contains all the terms and conditions agreed upon by the parties. 14 6i.- 990 (15) ATTACHMENTS, (a) All attachments to this Agreement are incorporated as if set out fully herein. (b) In the event of any inconsistencies or conflict between the language of this Agreement and the attachments hereto, the language of such attachments shall be controlling, but only to the extent of such conflict or inconsistency. (c) This Agreement has the following attachments: Attachment A: Project Summary Document for Federal Coastal Zone Management Act Funds Attachment 8: Applicable laws, rules and regulations. Attachment C: Sample Modification Request Attachment D: Quarterly Project Performance Report Format. Attachment E: Quarterly Financial Claim Report Format. Attachment F: Final Financial Claim Report Format. Attachment G: Financial Close -Out Package Format. Attachment H: Quarterly Project Generated Income Report Format. Attachment I: Copyright, Patent and Trademark Conditions. (16) FUNDING/CONSIDERATION (a) This is a cost -reimbursement Agreement. The Recipient shall be reimbursed for costs incurred in the satisfactory performance of work hereunder in an amount not to exceed $ - 250000. subject to the availability of funds. The Recipient shall provide match in the amount of $. "�.0000. (b) Any advance payment under this Agreement is subject to s. 216.181(16), Florida Statutes. The amount which may be advanced may not exceed the expected cash needs of the Recipient within the first three (3) months, based upon the funds being equally disbursed throughout the subgrant term. For a federally funded contract, any advance payment is also subject to federal OMB Circulars A-102, A-110, A-122 and the Cash Management Improvement Act of 1990, If an advance payment is requested, the budget data on which the request is based and a justification statement must 15 be submitted as a separate letter to the Florida Coastal Management Program. This letter must specify the amount of advance payment needed and provide an explanation of the necessity for and proposed use of these funds and be signed by the Recipient or his/her authorized representative. 1. X No advance payment is requested, 2. An advance payment of $ is requested (c) After the initial advance, if any, payment shall be made on a reimbursement basis as needed. The Recipient agrees to expend funds in accordance with Attachment A of this Agreement. (d) If less match share is provided than agreed to in the award agreement, then the FCMP share will be reduced proportionately. For instance, if a 50150 statutory matching requirement is reflected in an award, equaling $100,000 FCMP and $100,000 match share, but the recipient expends only $90,000 match, then the FCMP share will be reduced to $90,000 (e) All costs are subject to applicable cost principles, Recipient organizations should consult the appropriate cost principles for specific guidance on allowable and unallowable costs and should consult with the Florida Coastal Management Program if there are questions concerning the allowableness or treatment of a particular item. (f) Recipient funds shall not, under any circumstances, be obligated prior to the start date or subsequent to the ending date of the project period. (Only project costs incurred on or after the start date, and on or prior to the ending date of this Agreement are eligible for reimbursement.) For purposes of this Agreement, a cost is incurred when the Recipient, Recipient's employee, or a subcontractor performs the required services, or when goods or services are encumbered or ordered. These costs must be paid in full by the end of the project close-out period to be eligible for reimbursement. (g) The Recipient must have an indirect cost allocation plan approved by Its cogn!zant federal agency or a letter from the cognizant federal agency stating it is not necessary to approve the indirect cost rate. A copy of the plan and the letter must be submitted to the FCMP along wlth the Quarterly Financial Claim Report in which reimbursement for the indirect costs are claimed. No funds will be reimbursed until this documentation is submitted to the FCMP. The amount of indirect costs 16 shown in the budget document and Incorporated in the award is the maximum amount that can be recovered. The recipient agency is limited to recovery of the amount of indirect costs cited in the award, or those computed using the approved indirect cost rate, whichever is less. State agencies are exempt from this requirement. (h) All refunds or repayments to be made to the Department under this Agreement are to be made payable to the order of "Department of Community Affairs," and mailed directly to the Department at the following address: Department of Community Affairs Cashier Finance and Accounting 2555 Shumard Oak Boulevard Tallahassee FL 32399-2100 (17) STANDARD CONDITIONS The Recipient agrees to be bound by the following standard conditions: (a) The State of Florida's performance and obligation to pay under this Agreement is subject to available Coastal Zone Management Act funds and is contingent upon an annual appropriation by the Legislature, and subject to any modification in accordance with Chapter 216, Fla_ Stat. or the Florida Constitution. (b) All bills for fees or other compensation for services or expenses shall be retained by the Recipient in detail sufficient for a proper preaudit and postaudit thereof. (c) if otherwise allowed under this Agreement, all bills for any travel expenses shall be submitted in accordance with s. 112.061, Fla. Stat. (d) The Department of Community Affairs reserves the right to unilaterally cancel this Agreement for refusal by the Recipient to allow public access to all documents, papers, letters or other material subject to the provisions of Chapter 119, Fla. Stat, and made or received by the Recipient in conjunction with this Agreement. 17 0 • (e) If the Recipient is allowed to temporarily invest any advances of funds under this Agreement, any interest Income shall either be returned to the Department or be applied against the Department's obligation to pay the contract amount. (f) The State of Florida will not intentionally award publicly -funded contracts to any contractor who knowingly employs unauthorized alien workers, constituting a violation of the employment provisions contained in 8 U.S.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act ("INA")]. The Department shall consider the employment by any contractor of unauthorized aliens a violation of Section 274A(e) of the INA. Such violation by the Recipient of the employment provisions contained in Section 274A(e) of the INA shall be grounds for unilateral cancellation of this Agreement by the Department. (18) LOBBYING PROHIBITION. (a) No funds or other resources received from the Department in connection with this Agreement may be used directly or indirectly to influence legislation or any other official action by the Florida Legislature or any state agency. (b) The Recipient certifies, by its signature to this Agreement, that to the best of his or her knowledge and belief: 1. No Federal appropriated funds have been paid or will be paid, by or on behalf of the undersigned, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with the awarding of any Federal contract, the making of any Federal grant, the making of any Federal loan, the entering Into of any cooperative agreement, and the extension, continuation, renewal, amendment or modification of any Federal contract, grant, loan or cooperative agreement, 2. If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, loan or cooperative agreement, the undersigned shall la 6d.— 5190 • 0 complete and submit Standard Form -LLL, "Disclosure Form to Report Lobbying," in accordance with its instructions. 3. The undersigned shall require that the language of this certification be included in the award documents for all subawards at all tiers (including subcontracts, subgrants, and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall certify and disclose accordingly. This certification is a material representative of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by Section 1352, Title 31, U.S. Code. Any person who falls to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $100,000 for each such failure. (19) COPYRIGHT. PATENT AND TRADEMARK If applicable to this Agreement, refer to Attachment I for terms and conditions relating to copyrights, patents and trademarks. (20) LEGAL AUTHORIZATION The Recipient certifies with respect to this Agreement that It possesses the legal authority to receive the funds to be provided under this Agreement and that, if applicable, its governing body has authorized, by resolution or otherwise, the execution and acceptance of this Agreement with all covenants and assurances contained herein. The Recipient also certifies that the undersigned possesses the authority to legally execute this Agreement and bind Recipient to the terms of this Agreement, (21) PUBLICATIONS AND AUDIOVISUALS (a) Before publishing or printing a final draft of any publication required under, or pertaining to this Agreement, such draft shall be sent to the Florida Coastal Management Program for review and approval (reports other than required Quarterly Subgrant Performance Reports and Quarterly Financial Claim Reports). 19 9f)O production and distribution of any audiovisual (e.g., movie, video, slides, etc.) funded under this Agreement, Please schedule at least thirty days for this approval. The Recipient must also provide the FCMP with shooting scripts and provide two (2) copies of the audiovisual (e.g., movie, video, slides, etc.) upon completion. (d) Sign Requirements for Construction Projects The Recipient shall cause a sign to be erected at the site of any construction project, and maintained during construction. The sign must be at least 2' x 3' in size and, in addition to the language shown below, include the NOAA, DCA and FCMP logos. Logos can be found at the FCMP web site at: www.dca.state.fl.us/ffcm or contact the FCMP to get a copy. Sign colors should complement the surrounding area. The following language is recommended: "Funding for this project was provided in part by the Florida Coastal Management Program, Florida Department of Community Affairs, by the Coastal Zone Management Act of 1972, as amended, Office of Ocean and Coastal Resource Management, National Oceanic and Atmospheric Administration, U.S. Department of Commerce." The next printed line shall identify the completion month and year of the project. This sign must remain at the site permanently. (22) STATEMENT OF FCMP FUNDING PERCENTAGE AND DOLLAR AMOUNT When issuing statements, press releases, requests for proposals, bid solicitations, and other documents describing projects or programs funded in whole or In part with FCMP funds, all Recipients receiving these FCMP funds, including but not limited to state and local governments, shall clearly state: (a) The percentage of the total cost of the program or project that shall be financed with FCMP funds; and (b) The dollar amount of FCMP funds to be expended on the project or program. 21 oi- 990 (b) Publications, printed reports (other than the required performance and financial reports), or materials must include the NOAA logo (logos can be found at the FCMP web site at: www.dca.state.fl.us/ffcm or contact the FCMP to get a copy) and the following statement on the cover or first page: "A publication (or report) funded in part by the Florida Department of Community Affairs, Florida Coastal Management Program, pursuant to National Oceanic and Atmospheric Administration Award No. NA170Z1118 . The views expressed herein are those of the author(s) and do not necessarily reflect the views of the State of Florida, NOAA or any of its subagencies." The next printed line shall identify the month and year of the publication. (c) Audiovisuals Recipients must acknowled§e NOAA support on any audiovisual (e.g., movie, website, video, slides, etc.) which is produced with financial assistance. Unless required under special terms of this Agreement, this requirement does not apply — .. low to audiovisuals produced as research instruments or for documenting experimentation or findings and which are not intended for presentation to the general public. The acknowledgment must not represent or suggest in any way that the views expressed are those of the Federal Government and must include the following explicit statement or its equivalent, except if clearly unnecessary or Inappropriate because of the nature of the subject matter: "The opinions expressed in this (e.g,, movie, video, slides, etc.) do not necessarily reflect the views of the National Oceanic and Atmospheric Administration." It the nature of the audiovisual is such that it is not intended for presentation to the general public, the following statement, or its equivalent, must be included in the work: "The National Oceanic and Atmospheric Administration has not approved thin (e.g., movie, video, slides, etc.) for presentation to the general public." The Recipient must receive approval frorn the FCMP and NOAA before its final r•*i7 For example: % of the total cost of this project is financed with funds through a grant from the Florida Coastal Management Program, Florida Department of Community Affairs, in the amount of $ " (23) SUBSTANTIVE INVOLVEMENT A Recipient of this Agreement may not act merely as a "straw party" for another organization. The application must show that the Recipient plans to have substantive involvement in the project to be accomplished, not to act merely as a conduit of funds to another organization. However, applications may provide for third parties to perform certain project activities. (24) PROJECT CLOSE-OUT Project funds which have been properly obligated by the end of the subgrant funding period must be expended within forty-five (45) days. Any funds not expended at the end of the forty-five (45) day period will lapse and revert to the Department, A subgrant funded project will not be closed out until the Recipient has satisfied all close-out requirements in one final Financial Close -Out Package. A Financial Close -Out Package shall be submitted to the Florida Coastal Management Program within forty-five (45) days of the project ending date. The Financial Close -Out Package shall be submitted in the format provided on Attachment G. 22 IN WITNESS WHEREOF, the parties hereto have caused this contract to be executed by their undersigned officials as duly authorize 6 Name and' title: SAMA'S # FEID# 65-0448886 STATE OF FLORIDA DEP TMENT OF COMMUNITY AFFAIRS B q4,— Nam,an Title: Shirley W. Collins, , Act:ing Administrator Florida Coastal Management Program Date: 23 Attachment A Florida Coastal Management Program Project Summary Document 01- 990 PROJECT SUMMARY DOCUMENT Administrative Data: 1. Recipient Organization Name: Bayfront Park Management Trust Chief Elected Official or Agency Head: Commissioner Joe Sanchez" Title: Chairperson Address: 301 N. Biscayne Boulevard, Miami Florida Zip Code: 33132 Area Code and Telephone Number: (305) 358-7550 Area Code and Facsimile Machine Telephone Number: (305) 358-1211 E -Mail Address: Jconztantz@ci.miami.fl.us "Please direct all enquiries to Jay C. Constants Executive Director, Rayfront Park Management Trust 2. Partners Organization Name: None Contact Person: Address: Zip Code: Area Code and Telephone Number: Area Code and Facsimile Machine Telephone Number: E -Mail Address: ir. 990 3. Project Title (please limit to 50 characters, including spaces and punctuation): 4. Mailing Address for Warrant (if other than the Recipient address): S. Congressional District(s) in which project is located: 18 6. County in which project is located: Miami -Dade County 7. Will funds received for this project be utilized to supplant state or local funds? (Check One) Yes_ No X 8. Will funds received through this project be utilized as matching funds to apply for or receive other federal funds? (Check One) Yes_ No X 9. Will federal funds applied for or received from another source be utilized as matching funds for this project? (Check One) Yes_ No X 10. Is this project consistent with the applicable local government comprehensive plan? (Check One) Yes X No— N/A (Statewide)_ Scope of Work Information AbsM@et Description: Briefly but completely describe the problem to be addressed and the project solution to the problem. In 1972, the City of Miami inaugurated Bicentennial Park (BP) with the intention of providing visitors and the local community with a public place for retreat and recreation by the water. In the past 23 years, the City has used the park for a myriad of purposes; namely, special events and collegiate sports. Lack of sufficient activities in the park, parking, and accessibility difficulties resulted in under -utilization of this 29.3 acre site on Biscayne Bay. The gradual deterioration of BP is not acceptable to the current local government and community and requires immediate attention to provide a secure and accessible waterfront open space for residents and visitors. In this spirit, the Bicentennial Park Waterfront Renewal Committee, comprised of concerned citizens and local government representatives, has already held several public meeting to accept statements from organizations and businesses interested in utilizing the park for their respective activities. A myriad of conflicting development proposals have been submitted, showing the demand for BP's Iand. In view of these contending proposals, the City of Miami and the BP Waterfront Renewal Committee sought grant funding to begin a comprehensive revitalization plan to fairly address the competing proposed use of BP. The appropriate climate now exists for the City of Miami to join in the nationwide trend to revitalize an environmentally, socially, and economically important waterfront area - the list, large, open land space left in Miami's waterfront.. This grant will fund an engineering survey to determine the condition of the existing bay walk area and the bulkhead to lead to a visioning plan for accessing and detailing the water edge of the BP site. The goal will be to maximize public access to the water's edge while integrating the waterfront into its central area and chosen uses of the park. Professional engineering consultants will work with the City of Miami and interested citizens to determine the condition of the existing bay walk and bulkhead to develop a visioning document for repair/replacement of unsafe or unusable structure so a signature bay -side walkway for BP can be realized. 0,,w qbo • 0 . Pro*ecQbiectives and Relgted Tasks and Deiirerables: List project objective(s) and tasks that will accomplish each objective. Indicate in which quarter these tasks will occur and will be completed. Deliverables or work products must be provided. Identify what they are and the quarter in which they will be delivered to the Florida Coastal Management Program. Objective 1: Develop an engineering study to document the condition of the baywalk and bulkhead for the creation of a signature bay side walk way in Miami's Bicentennial Park (ln thru 3 I quarters) Task 1: Hire a Waterfront Engineering Consultant to help with the Baywalk location adjacent to the bulkhead. (1" quarter) Deliverable: Draft of contract with consultant for FCMP approval. (I" quarter) Task 2: Fold a series of meetings with the Waterfronts Consultant, Bayfront Park Management Trust, interested groups and participating city departments. ( 2"d - 40, quarter). Deliverables: Meeting agendas and summary documents (2"d - 41" quarter) Task 3: Begin preliminary planning process and develop draft relating to baywalk placement along existing or new bulkhead document. ( 31d quarter). Deliverables: Copy of draft document (with required NOAH acknowledgment) to FCMP for approval (311 quarter) Task 4: Implement a public planning process to receive in -put and recommendations for Baywalk (31d quarter). Deliverables: Summary of public comments (31 quarter) Task 5: Finalize draft document and present to Miami City Commission (41 quarter) Deliverable: Copy of engineering survey final document. (41h quarter) 01- 950 Project Budget Schedule: Type dollar amounts only in applicable categories and leave other categories blank (round to the nearest dollar; no cents). Recipient Match (In-kind and Cash combined) must at a minimum, equal the FCMP funds requested. One hundred percent (100%) match is required. If Automated Data Processing (ADP) equipment is being purchased you will need to complete and submit Appendix 1. If the cost for any service or equipment is over $25,000 and will be from a noncompetitive sole source, you must also submit a Sole Source Justification Form (Appendix 2). Audat Q&.9w FCMP Funds 1. Salaries 2. Fringe Benefits 3. Travel 4. Equipment 5. Supplies 6. Contractual Services $25,0.4_ 7. Construction 8. Other 9. Indirect Charges FCMP Total $25,000 Match Total $25,000_. Total Project Cost: $50,000 Project Budgct Narrative: Describe line items for each applicable budget category shown on the budget schedule. Provide sufficient detail to show cost relationship to project activities. Do Ns for both FCMP and match items. If in-kind match is being provided by a third party, a letter from that party confirming the amount and type of that match must be included. Note: Indirect costs are not allowed as match. F MA FSS Contracival Services: For services of a Waterfronts Consultant familiar with similar projects. MATCH FIMS: Match represents professional staff time from the following departments and agencies: Planning, Public Works, Parks & Recreation, Asset Management, Public Facilities, Bayfront Park Management Trust, as well as clerical support. Match also includes copy fees and meeting room rental expenses, 61- 990 STATE OF FLORIDA FLORIDA COAS'T'AL MANAGEMENT PROGRAM MODIFICATION PROCEDURES CHANGES OTHER THAN BUDGET: Changes to the award agreement must be accomplished through the Modification process. No more than two (2) modifications to the award agreement will be granted. All modifications must be executed by both parties prior to the first day of the final quarter. No modifications submitted in the fourth quarter of the project period will be approved, except for budget modifications as provided below. BUDGET CHANGES: One budget transfer of funds within approved budget categories in an amount not to exceed 10 percent of the total project budget is allowed without requesting an official subgrant modification. If necessary, additional nodifcations to the budget may be requested and executed during the project period. The last budget modification must be requested and executed no later than the second month of the final quarter (or by May 30) of the project period. MODIFICATION PROCESS: A recipient must obtain prior approval in writing from the department to modify its award agreement. ANY change to the award agreement must be made through the modification process. The recipient can initiate the modification process by submitting a letter to the department signed by the recipient, or its authorized representative, which provides an explanation and justification for the proposed modification. The department will, upon approval of the request, create the official modification document and send four (4) copies to the recipient for execution. Upon execution by the recipient and upon receipt by the department, the department will have the modification executed and return an executed copy to the recipient. Changes requiring only FCMP approval should be submitted thirty (30) days prior to the expected effective date of the modification. At least sixty (60) days must be allowed for those changes which require the National Oceanic and Atmospheric Administration's (NOAA) review and approval. The Recipient may contact the FCMP prior to requesting a modification in order to determine if the FCMP intends to submit the proposed modification request to NOAH for review and approval. STATE OF FLORIDA FLORIDA COASTAL MANAGEMENT PROGRAM QUARTERLY PROJECT PERFORMANCE REPORT Please fill in all Project Identification information (numbers 1-6 below) as requested. In most cases the Effective/Start Date of Award will be July 1. The performance reports will be cumulative in terns of information presented, but the Quarterly Report Period should indicate only the beginning and ending dates of the current quarterly period being submitted. This report can be submitted electronically to debbic.skeltogna dea.state.fl.us. If deliverables are to be mailed, please indicate this in the Email. If this report is not being submitted by Email, submit one original with deliverables as well as the report on disk. Project Description should be a maximum of two paragraphs, identifying the problem which this project addresses, the proposed solution, implementation, or other proposed outcome of the project. Please identify any partners working with the recipient agency. Project Tasks should list all of the objectives and tasks identified in the Attachment A of the award Agreement. Please also identify any project deliverables (associated with a specific task, if appropriate, or listed separately) and due date. Project deliverables should not include required performance and financial claim reports. Project Progress by Quarter: Please address specific progress made toward completion or satisfaction of EACH task. The task itself need not be reiterated, but the task numbers should correspond with the Project Task numbers identified in the Project Task section above. Please identify completion of a task where appropriate. Please identify completion of a project deliverable and include the required number of deliverables (identified by objective and task number that they are associated with) with the appropriate performance report. 1. PROJECT NAME: 2. RECIPIENT AGENCY: 3. DCA IDENTIFICATION NUMBER: 4. PROJECT MANAGER: 5. BEGINNING DATE OF PROJECT: 6. QUARTERLY REPORT PERIOD: to 0:-1— 950 FCMP FUNDING: FCMP Award Amount: _ FCMP Funds Received to Date: FCMP Funds Requested this Quarter: PROJECT DESCRIPTION: PROJECT OBJECTIVES AND RELATED TASKS: Objective 1: Task 1: Task 2: Task 3: List all objectives and related tasks identified in award agreement. PROJECT PROGRESS BY QUARTER: July 1 -September 30 Objective 1: Task 1: Task 2: Task 3: Describe any program implementation problems encountered, if applicable. October 1 -December 31 Objective 1: Task 1: Task 2: Task 3: Describe any program implementation problems encountered, if applicable. January 1 -March 31 Objective 1: Task 1: Task 2: Task 3: Describe any program implementation problems encountered, if applicable. April 1 -June 30 Objective 1: Task 1: Task 2: Task 3: Describe any program implementation problems encountered, if applicable. ATTACHED FOR YOUR CONVENIENCE ARE INSTRUCTIONS AND AN EXAMPLE OF A PORTION OF A SUCCESSFUL QUARTERLY PERFORMANCE REPORT. INSTRUCTIONS FOR COMPLETING A SUCCESSFUL . QUARTERLY PERFORMANCE REPORT I . Project Name: This is the project title shown in the Project Summary Document (PSD) which is included as Attachment A. 2. The Recipient is the Organization Name (not the official or agency head) shown in Attachment A. 3. The DCA Identification Number is the number shown on the top right hand corner of the first page of the Agreement. 4, The Project Manager should be the person indicated in Section 10.(c). of the Agreement. 5. The beginning date of project is July 1 unless stated differently in Section 3 of the Agreement. 6. The quarterly report period is the quarter for which this report is for. The reporting quarters are found in Section 6 of the Agreement. 7, The FCMP award acount is the amount shown in Section 16. of the Agreement. Make sure that the FCMP funds received to date and requested this quarter are correct. 8. The Project Description should be a brief (two paragraphs or less) summary of the problem identification and solution as indicated in Attachment A of the Agreement. 9. The Project Objectives and Related Tasks should be the same objectives and tasks as indicated in Attachment A of the Agreement. 10. Project Progress by Quarter should be a report for the progress for every objective and every task under that objective. If there was no progress for a particular objective or task, explain why. For example: Scheduled to begin in the fourth quarter. Provide a brief description of the progress, do not merely say "on-going." 11. Make sure that any deliverables listed as well as those not listed are included with the performance report. For instance, send copies of agendas or minutes of meetings held, photos of displays, or whatever evidence you can to show the completion or progress towards a task. Label the deliverables by objective and task number(s) that they are associated with (for example: Deliverable 1.1 for objective 1, task 1). ATTACHED IS A COPY OF A QUARTERLY PERFORMANCE REPORT THAT IS CONSIDERED A GOOD EXAMPLE. 01— 950 STATE OF FLORIDA FLORIDA COASTAL MANAGEMENT PROGRAM QUARTERLY PROJECT PERFORMANCE REPORT Please fill in all Project Identification information (numbers 1-6 below) as requested. In most cases the Effective/Start Date of Award will be July 1, The performance reports will be cumulative in terms of information presented, but the Quarterly Report Period should indicate only the beginning and ending dates of the current quarterly period being submitted. This report must be submitted on disk as well as a printed copy. Project Description should be a maximum of two paragraphs, identifying the problem which this project addresses, the proposed solution, implementation, or other proposed outcome of the project. Please identify any partners working with the recipient agency. Project Tasks should list all of the objectives and tasks identified in the award agreement. Please also identify any project deliverables (associated with a specific task, if appropriate, or listed separately) and due date. Project deliverables need not include required performance and financial claim reports. Project Progress by Quarter should become a cumulative report through the life of the project. Please address specific progress made toward completion or satisfaction of each task. The task itself need not be reiterated, but the task numbers should correspond with the Project Task numbers identified in the Project Task section above. Please identify completion of a task where appropriate. Please identify completion of a project deliverable and include the required number of deliverables with the appropriate performance report. 1. PROJE, CT NAME: Coastal Wetland Nursery Program 2. RECIPIENT AGENCY: Tampa BayWatch, Inc. 3. DCA IDENTIFICATION NUMBER: 01 -CZ -02-12-00-08-005 4. PROJECT MANAGER: Peter A. Clark S. BEGINNING DATE OF PROJECT: July 1, 2000 6. QUARTERLY REPORT PERIOD: October 1. 2000 to December 31 2000 • FCMP FUNDING: FCMP Award Amount: $25,000,00 FCMP Funds Received to Date:2$ ,141.00 FCMP Funds Requested this Quarter: Unknown at this time PROJECT DESCRIPTION: Along with the support and guidance of the Florida Coastal Management Program (FCMP), the Tampa Bay Estuary Program (TBSP), and the Southwest Florida Water Management District — Surface Water Improvement and Management Program (SWFWMD-SWIM), Tampa Baywatch coordinates the establishment of salt marsh nurseries at local middle and high schools throughout Tampa Bay in Hillsborough, Pinellas, and Manatee counties. Through the FCMP, Tampa BayWatch receives valuable support to develop the program into three new school nurseries over the program year. The school nurseries grow Spartina altemiflora that is then available for large-scale habitat restoration projects currently being accomplished in Tampa Bay by local, state and federal agencies. Each school nursery can potentially cultivate over 5,000 planting units every six months - providing enough plants for about two acres of new marsh restored back to Tampa Bay every year. Our wetland nursery program teaches students the value of maintaining a healthy environment while promoting public education and involvement in restoration activities. The students we educate today will ultimately be the guardians of the environment we are restoring. PROJECT OBJECTIVES AND RELATED TASKS: Objective 1) Survey High School Ecology Clubs and Science Classes Tasks: 1.1 Distribute program description to middle and high schools that do not currently participate in the program. (151 Quarter) 1.2 Meet with each school that satisfies established program criteria. (151 and 2nd Quarters) 1.3 Tampa BayWatch will select top choices from each county for further program development. (I" and 2nd Quarters) Deliverables: 1.1 A comprehensive list of eligible schools for the program. (15' Quarter) 1.2 A program description. (151 Quarter) 1.3 A program criteria list. (1s1 Quarter) Objective 2) Network with Restoration Agencies Tasks: 2.1 Communicate program goals and objectives to restoration agencies. (2nd Quarter) 2.2 Establish upcoming restoration project list. (2"d Quarter) 2.3 Tampa BayWatch, TBSP, and SWIM will set-up timetable for-tchlRV) O plants with coastal restoration projects. (2114 Quarter) U Deliverables: 2.1 Set schedule for transplanting mature school -grown plants into restoration projects. (2nd Quarter) 2.2 Develop restoration project list. (2nd Quarter) Objective 3) Construct Coastal Wetland Nursery (as needed as schools are chosen) Tasks: 3.1 Acquire necessary equipment and material through purchase or donation. (151, 2nd, 3`d Quarters) 3.2 Designate construction and planting day for each school. (1 s1, 2nd, 3r1 Quarters) 3.3 Provide supervision for each high school nursery construction and planting project. (18i, 2nd, 3`d Quarters) Deliverables: 3.1 Three new school wetland nurseries will be established. (2nd 3rd 4'h Quarters) 3.2 Provide phc:os of students working on their nursery at their school. .(2 na, 3rd, 4'" Quarters) Objective 4) Monitor and Troubleshoot Each Nursery Tasks: 4.1 Periodically monitor each nursery. (1°`- 4" Quarters) 4.2 Ensure appropriate plant growth, troubleshoot any problems. (1s' — 4111 Quarters) 4.3 Acclimate plants for salt water prior to transplanting. (Is' — 4'11 Quarters) Deliverable: 4.1 A record of the nurseries' progress and challenges and the implementation of necessary corrective measures. Objective 5) Coordinate Transplanting Project Tasks: 5.1 Tampa BayWatch and DCA will organize transplanting project and date with restoration agencies. (1" — 411 Quarters) 5.2 Ensure volunteers, materials and plants are available. (181 — 4'" Quarters) 5.3 Supervise planting event with sponsors and volunteers. (1" — 4' Quarters) Deliverables: 5.1 The installation of high school grown salt marsh plants and the restoration of approximately 10 — 15 new acres of coastal wetland habitat in Tampa Bay. (131— 411 Quarters) 5.2 Provide photos of students participating in restoration projects. (1e1 — 4'h Quarters) • Objective 6► Follow-up Monitoring Task: 6.1 Tampa BayWatch will evaluate each planting project to document success or other lessons learned. (15` — 4d' Quarters) Deliverable: 6.1 Documentation of the program's successes and lessons learned. (2nd —4 1h Quarters) Objective 7) Initiate Second Planting Cycle Task: 7.1 Replant nurseries and reset restoration transplanting timetable. (21'd —4 1h Quarters) Deliverable: 7.1 Nurseries prepared for second growth cycle and transplanting schedule will be set. (2nd.— 411 Quarters) PROJECT PROGRESS BY QUARTER: July 1 -September 30 Objective 1) Tas s: 1.1 A Teacher's Questionnaire (see Attached) was sent to middle and high school teachers that do not currently participate in the program and have not been contacted in the past. Since the program's inception, an ongoing, comprehensive list of schools eligible for the program has been maintained. This list is included as attachment labeled Deliverable 1.1. 1.2 Met with three schools that meet program criteria and scheduled to meet with another school during the next quarterly reporting period. A video was given to each school to explain the program, such as how to construct, how to plant, etc. (See attachment labeled Deliverable 1.2 for Program Description and Criteria. See the Video for more program description.) 1.3 Seminole High School and N.B. Young Middle School were selected to join our program. A third school has yet to be chosen. Objective 2) Tasks: 2.1 Communication has been made with. Southwest Florida Water Management District — Surface Water and Improvement and Management Program, cities of St. Petersburg and Tampa, and the Department of Environmental Protection to locate possible restoration sites. Some dates for future transplanting events have been determined. 2.2 A restoration project list has been developed for possible transplanting sites for schools participating in the Coastal Wetland Nursery EV 19 (j Program. (See attachment labeled Deliverable 2.2.) 2.3 A timetable/schedule has been set up for transplanting mature school - grown plants during the first half of the school year. (See attachment labeled Deliverable 2.1.) Objective 3) Tasks: 3.1 3.2 3.3 Objective 4) Tasks: 4.1 4.2 4.3 Necessary equipment and materials have been purchased for the construction/planting of Young Middle School. Young Middle School's nursery was constructed on September 26, 2000 and will be planted on October 6, 2000. Temporary dates in January 2000 have been established for construction and planting of Seminole High School's nursery. Tampa BayWatch staff was on hand at the construction of Young Middle School's nursery. The planting will take place during the next quarterly time period. Tampa BayWatch will continue to supervise each construction and planting as the program continues. Pictures of Young Middle School students constructing their nursery are included as attachment labeled Deliverable 3.2. Tampa BayWatch visits the school nurseries each month. Salinity and pH reading, as well as general observations are made during each visit. Salt is also added to the nursery on an as needed basis. During the monthly visits, if, any problems are encountered, Tampa BayWatch meets with the appropriate teacher. During this quarter, two schools (Dixie Hollins and Sickles high schools) experienced severe die off due to the summer drought conditions. After meeting with the teacher at Dixie Hollins High School (DHHS), it was agreed upon to transplant the remaining plants at a restoration project during the next quarterly report time period. A new donor stock will have to be pulled to restart the DHHS nursery. The teacher at Sickles High School has noticed some return of salt marsh plants, and Tampa BayWatch and Sickles High School have decided to leave the nursery as is for the time being. Both teachers are teaching their students about natural disasters and environmental stresses as a result of their salt marsh die -off. See attachment labeled Deliverable 4.1 for a record of the schools' overall progress, challenges and corrective measures implemented during Quarter 1. Madeira Beach Middle School, Countryside and Dixie Hollins high schools will be transplanting their grasses during the next quarterly time period. In preparation for the transplanting event, all three schools have begun to acclimate their salt marsh plants with the proper salinity levels, 0 • Objective 5) Tasks: 5.1 Transplanting dates have been chosen for some schools. The dates that have been chosen will occur during the second quarter (October). Future transplanting events will be determined throughout the grant period. 5.2 Volunteers have been asked to help during the transplanting events that will occur during the second quarter. GE/ELFUN members, as well as DCA staff, have been invited. 5.3 Planting events will be supervised as they occur (during second quarter). Objective 6) Task: 6.1 No work accomplished during this quarter as this task will commence during the second quarter. Objective 7) Task: 7.1 No work accomplished during this quarter. Bloomingdale High School is scheduled to restart their nursery during the second quarter. Other schools will recycle as needed, depending on when they transplant. These dates will be determined throughout the remaining grant period, beginning during the second quarter. PROJECT PROGRESS BY QUARTER: October 1 through December 31, 2000 — Quarter 2 Objective 1) Tasks:_ 1"I Completed in I" Quarter. 1.2 Tampa BayWatch met with Admiral Farragut Academy. A video was given to the school to explain the program, such as how to construct, how to plant, etc. (See attachment labeled Deliverable 1.211.3 for Program Description and Criteria. See the Video for more program description.) 1.3 Admiral Farragut Academy was selected to join our program. Objective 2) Tasks: 2.1 Tampa BayWatch has communicated with SWIM, the cities of St. Petersburg and Tampa, and the Department of Environmental Protection to locate possible restoration sites. Tentative dates for future transplanting events have been determined. 2.2 A restoration project list has been developed for possible transplanting 01— sites for schools participating in the Coastal Wetland Nursery Program. (See attachment labeled Deliverable 2.2) 2.3 A timetable/schedule has been developed for transplanting mature school -grown plants during the first half of the school year. (See attachment labeled Deliverable 2.1) Objective 3) Tasks: 3.1 3.2 3.3 Objective 4) Tasks: 4.1 4.2 4.3 Objective 5) Tasks: 5.1 Necessary equipment and materials will be purchased for the construction/planting of Seminole High School and Admiral Farragut Academy during the beginning of Quarter 3. Young Middle School's nursery was planted on October 6, 2000. Seminole High School and Admiral Farragut Academy will be constructed and planted during Quarter 3. Over 200 students from Young Middle School and 4°i Grade Students from Lockhart Elementary School, along with Tampa BayWatch staff and volunteers, planted 5,000 Spartina altemiflora plants into the school nursery on October 6, 2000. Pictures of Young Middle School students constructing and planting their nursery are included as Attachment E — Deliverable 3. Tampa BayWatch visits the school nurseries each month. Salinity and pH readings, as well as general observations, are made during each visit. Salt is also added to the nursery on an as needed basis. During the monthly visits, if any problems are encountered, Tampa BayWatch meets with the appropriate teacher. During this Quarter, Dixie Hollins transplanted their remaining salt marsh plants into a restoration project at Tarpon Key on October 14, 2000. New donor marsh was pulled from Port Manatee Fish Hatchery and planted at Dixie Hollins HS for a new growing season. See attachment labeled Deliverable 4.1 for a record of the schools' overall progress, challenges and corrective measures implemented during Quarter 2. Madeira Beach Middle School, Countryside, Dixie Hollins, Lakewood, and Palm Harbor University high schools transplanted their grasses during this quarterly time period. In preparation for the transplanting event, all three schools began to acclimate their salt marsh plants with the proper salinity levels. ' Transplanting dates were chosen for five schools during Quarter 2. Future transplanting events will be determined throughout the grant period. (See attachment labeled Deliverable 2.1 for what schools transplanted and the location of the restoration project. See attachment labeled Deliverable 5.2 for photos of transplanting events.) 5.2 Volunteers were asked to help during the transplanting events that occurred during the second quarter. GE/ELFUN members, as well as DCA staff, were invited. GE/ELFUN members were present at all the transplanting events. DCA staff was unable to attend the events during the month of October, but will be invited to future transplanting events. 5.3 Planting events were supervised as they occurred. Objective 6) Task: 6.1 Objective 7) Task: 7.1 Five schools planted three restoration sites during Quarter 2. Tampa BayWatch staff will periodically monitor these restoration sites during Quarters 3 and 4 to determine what successes we may have after planting Spartina a/terniflora at Tarpon Key, Clam Bayou and a spoil island near Madeira Beach Middle School that has been nicknamed Peri Island. Bloomingdale and Dixie Hollins high schools pulled donor marsh from Port Manatee Fish Hatchery to re -plant their school nurseries for another growing cycle. Countryside and Palm Harbor University high schools and Madeira Beach and Young middle schools recycled their nurseries for another growing cycle. APPLICABLE LAWS, RULES AND REGULATIONS STATE OF FLORIDA: The Florida Constitution Chapter 119, Fla. Stat. Chapter 216, Fla. Stal. Chapter 473, Fla, Stat. Section 11.45, Fla. Stat. Section 55.03(1), Fla. Stat. Section 112.061, Fla. Stat Section 215.422, Fla. Stat. Section 216.181(14), Fla, Stat. Section 216.349, Fla, Stat. Section 287.055, Fla} Stat. Section 768.28, Fla. Stat, UNITED STATES: Cash Management Improvement Act of 1990 15 Code of Federal Regulations Part 20 15 Code of Federal Regulations Part 24 15 Code of Federal Regulations Part 26 15 Code of Federal Regulations Part 29a 41 Code of Federal Regulations 60-1.4(b) i - 990 CJ Chapter l 0.550 and 10.600, Rules of the Auditor General Department of Labor Regulations 8 U.S.C. Section 1324a(e) [Section 274A(e) of the Immigration and Nationality Act ("INA")] 42 U.S.C. 6101 et seq. Public Law 101-336, 42 U.S.C. Section 12101to seq. Section 274A(e) of the INA Section 319 of Public Law 101-121, December 30, 1990, Federal Register Section 504 (15 C.F.R. Part b) Section 504 of the Rehabilitation Act of 1973 (29 U.S.C. 794) Section 1352, Title 31, U.S. Code Single Audit Act of 1984, 31 U.S.C. ss.7501-7507, OMB Circulars A-128 or A-133 Title VI of the Civil Rights Act of 1964 (42 U.S.C. 2000D et seq.) Title VI (15 C.F.R. Part 8) Title IX of the Education Amendments of 1972, as amended, (20 U.S.C. 1681 et seq.) Part III of Executive Order 11246 (30 F.R. 12319, September 25, 1965) as amended by Executive Order 11375 (32 F.R. 14303, October 17, 1967) Section 306A Guidance for Construction Projects Other regulations implementing these statutes and orders a:lczmb.con 2 0 STATE OF FLORIDA FLORIDA COASTAL MANAGEMENT PROGRAM INSTRUCTIONS AND FORMS FOR SUBMITTING QUARTERLY FINANCIAL CLAIM REPORTS These instructions pertain specifically to claims for reimbursement of costs incurred on Florida Coastal Management Program. PR�URES FOR FIL NG CLAIMS FOR REIMBURSEMENT A. Where to rile: Submit your claims to the Florida Coastal Management Program (FCMP), addressed as follows: Department of Community Affairs Florida Coastal Management Program 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 B. 'rime for Filine Reimbursement Claims: To assure prompt processing,you must file your claim quarterly so that it is received by the FCMP no later than October 15, January 15, April 15 and July 15, covering the previous quarter. Reporting Quarters First Quarter .......................................... ..... July 1 - September 30 Second Quarter ...........................................October 1 December 31 Third Quarter ............................................... January 1 March 31 Fourth Quarter ..................................................April 1 - June 30 C. Documentation of Protect Expenditures: 1. You must maintain documentation of project expenditures for a minimum period of three years following the close of project operations unless audits require a longer period of time. 2. Implementing agencies must maintain a financial file with copies of back-up documentation for all paid project expenditures made by the recipient during the project period. Documentation of expenditures and match charges against the project will be reviewed and verified during on-site monitoring visits or when necessary by the FCMP staff. Acceptable documentation includes copies of purchase orders and paid vouchers, paid invoices or canceled checks, payroll vouchers, journal transfers, etc. Do not send documentation of expenditures to the FCMP. 3. To document hours worked on the project by permanent or temporary project staff, you may use your own time and attendance forms. 4. The Non -Expendable Property Accountability Record form must be signed by the recipient's Property Custodian. This form must be submitted to the FCMP on all operating capital.outlay MCO) items costing more than $5,000 and having a useful life of more than one year unless recipient agency procedures and regulations require identification of OCO items of a lesser amount. 5. In order to claim reimbursement in the indirect cost budget category, all recipients must submit their indirect cost allocation plans to the FCMP for review prior to reimbursement for indirect cost. D. Financial Reporting Forms: You must submit claims for reimbursement of project expenditures on the approved FCMP financial reporting forms. This form must be filled out accordingly: Recipient Agency: Enter the name of the Recipient Agency as stated in the approved agreement. DCA Identification Number: Enter the DCA Identification Number that is on the first page of the approved agreement. Claim for the Quarter: Enter the ending date of the quarter that you are reporting on. For DCA Use Only: This is to be filled in by DCA. Do not put anything here. Total Budget Allocation: Enter the FCMP budget amount for each budget category that is in the currently approved budget schedule in the agreement. Enter the total match amount (both cash and in-kind) that is in the currently approved budget schedule. Put the total budget amount (both FCMP and total match) in the Totals line. (A) Quarterly FCMP Claim: Enter the amount that you paid out during the quarter you are reporting on. This should not include any funds paid out that was received from an advance. This must be by budget categories as in the currently approved budget schedule. You cannot claim expenses in a budget category that you have no budget in. Put the total of all the budget categories in the total line under the shaded area. (B) Total To Date FCMP Claims: Enter the cumulative amount you have claimed to date for FCMP expenses. This will also include any advance funds spent that are not shown in column A for reimbursement. The fourth quarter would show the total of all claims, first quarter through the fourth quarter, etc. Put the total of all the budget categories in the total line under the shaded area. (C) Quarterly Match Claim: Enter the amount that you are claiming as match for the quarter you are reporting on. This needs to be shown under specific budget categories according to what the claim is for (salaries, contractual, etc.). Put the total of all the budget categories in the total line under the shaded area. (D) Total To Date Match Claims: Enter the cumulative amount you have claimed to date for match. Put the total of all the budget categories in the total line under the shaded area. Total Of All Quarter Claims: Enter the total of columns A and C by budget category. Put the total of all the budget categories in the total line under the shaded area. Total Of All Total To Date Claims: Enter the total of columns B and D by budget category. Put the total of all the budget categories in the total line under the shaded area. Charged To Advance: Enter the total amount of the advance you expended to date. Qtr. FCMP Claim: Enter the same amount as in the total of column A (this should not include advance funds). _. FCMP Funds Reeld.: Enter the FCMP funds you have received (by advance or quarterly reimbursement), not claimed. If you have submitted a claim but not received the funds, do -not enter the claim amount. Total FCMP Funds Ree'd.: Enter the total amount of FCMP funds received. not claimed. Current FCMP Balance: Enter the current FCMP balance. This is the total FCMP budget minus any FCMP funds received, not claimed. Qtr. Match Claim: Enter the same amount as in the total of column C. Prev. Qtrs. Match Claims: Enter all the in-kind match claims that you reported during the previous quarters Total Match Claims: Enter the total of all of the in-kind match claims to date. This would include the quarter you are reporting on. Current Match Balance: Enter the current match balance. This is the total match budget minus any match claimed. This form must be signed by the Chief Financial Officer. Type in the official title and the date of signing under the signature line. Any further questions about the completion of these or any other forms should be directed to Debbie Skelton at 850/414-6566. FLORIDA COASTAL MANAGEMENT PROGRAM QUARTERLY FINANCIAL CLAIM REPORT RECIPIENT AGENCY: DCA IDENTIFICATION NUMBER: Claim for the Quarter Ending For DCA Use OnLy: Approved By Date BUDGET CATEGORY TOTAL BUDGET ALLOCATION (A) QUARTERLY FCMP CLAIM (B) TOTAL TO DATE FCMP CLAIMS CC) QUARTERLY MATCH CLAIM (D) TOTAL TO DATE MATCH CLAIMS (A*C) TOTAL OF ALL QUARTER CLAIMS (B+D) TOTAL OF ALL TOTAL TO DATE CLAIMS SALARIES FRINGE BENEFITS TRAVEL EQUIPMENT SUPPLIES CONTRACTURAL CONSTRUCTION OTHER INDIRECT CHARGES MATCH TOTAL ME ?, TOTALS CHARGED TO ADVANCE ...... 5 I' QTR. FCMP "IN ......... S OTR_ FCKP FUNDS REC'D... S TOTAL FCMP FUNDS REC'D..S }PENT FCMP BALANCE .... S I Ii OTR. MATCH CLAIM ...... 5 PREY. QTRS. MATCH CLAIMS ..... 5 TOTAL MATCH CLAIMS ...... 5 CURRENT MATCH BALANCE ... $ Chief Financial Officer Title Date • • El STATE OF FLORIDA • FLORIDA COASTAL MANAGEMENT PROGRAM NON -EXPENDABLE PROPERTY ACCOUNTABILITY RECORD (FOR PROPERTY MARRED AS "FCMP GRANT") DCA IDENTIFICATION NUMBER PROJECT TITLE DESCRIPTION OF PROPERTY FCMP SHARE STATE SHARE LOCAL SHARE CONDITION: NEW USED COST: $ ACQUISITION DATE VENDOR NAME & ADDRESS SERIAL NUMBER PURCHASE ORDER DATE & NUMBER RECEIVING REPORT DAY ASSIGNED INVENTORY NUMBER MANUFACTURER PHYSICAL LOCATION DISPOSITION RECORD RESIDUAL VALUE TITLE VESTED: Date USEFUL LIFE RECIPIENT AGENCY FCMP Signature of Property Custodian STATE OF FLORIDA FLORIDA COASTAL MANAGEMENT PROGRAM INSTRUCTIONS AND FORMS FOR SUBMITTING FINAL FINANCIAL CLAIM REPORTS These instructions pertain specifically to final claims for reimbursement of costs incurred on Florida Coastal Management Program Projects. It is only necessary to submit a Final Financial Claim Report if claims are not received until after the Quarterly Financial Claim Report for the final quarter has already been processed. This report must be processed a or to the submittal of the Financial Close-out Package. PROCEDURES FOR FILING FINAL CLAIMS FOR REiMBURSL_jy1U�NT A. Where to File: Claims are to be submitted to the Florida Coastal Management Program (FCMP), addressed as follows: Department of Community Affairs Florida Coastal Management Program 2555 Shumard Oak Boulevard Tallahassee, Florida 32399-2100 B. Time for Filing Reimbursement Claims: To assure prompt processing, final claims must be filed prior to the Coastal Management Subgrant (Financial) Close-out Package and received by the FCMP no later than 30 days after the project period. C. Documentation of Project F,xpenditures: 1. Recipient agencies must maintain documentation of project expenditures for a minimum period of three years following the close of project operations unless audits require a longer period of time. 2. Implementing agencies must maintain a financial file with copies of back-up documentation for all paid project expenditures made by the recipient agency during the project period. Documentation of expenditures and match charges 01- 990 • • against the project will be reviewed and verified during on-site monitoring visits or when necessary by the FCMP staff. Acceptable documentation includes copies of purchase orders and paid vouchers, paid invoices or canceled checks, payroll vouchers, joumal transfers, etc. Documentation of expenditures should not be sent to the FCMP. 3. In order to document hours worked on the project by permanent or temporary project staff, the recipient agency may use its own time and attendance forms. 4. The Non -expendable Property Accountability Record form must be signed by the subgrant recipient's property custodian. This form must be submitted to the FCMP on all operating capital outlay (OCO) items costing more than $5,000 and having a useful life of more than one year unless recipient agency procedures and regulations require identification of OCO items of a lesser amount. 5. In order to claim reimbursement in the indirect cost budget category, all recipients must submit their indirect cost allocation plans to the FCMP for review prior to reimbursement for indirect cost. D. Financial Reporting Forms: You must submit final claims for reimbursement of subgrant expenditures on the approved FCMP financial reporting forms. This form must be filled out accordingly: Recipient Agency: Enter the name of the Recipient Agency as stated in the approved agreement. DCA Identification Number: Enter the DCA Identification number that is on the first page of the approved agreement. Claim for the Period: Enter the ending date of the project period that you are reporting on. For DCA Use Only: This is to be filled in by DCA. Do not put anything here. Total Budget Allocation: Enter the FCMP budget amount for each budget category that is in the currently approved budget schedule in the agreement. Enter the total match amount that is in the currently approved budget schedule. Put the total budget amount (both FCMP and total match) in the Totals line, (A) Final FCMP Claim: Enter the amount that you paid out during the period you are reporting on. This must be by budget categories as in the currently approved budget schedule. You cannot claim expenses in a budget category that you have no budget in, Put the total of all the budget categories in the total line under the shaded area. (B) Total To Date FCMP Claims: Enter the cumulative amount you have claimed for FCMP expenses. The final period would show the total of all claims, first quarter through the fourth quarter, advance, if applicable, etc. Put the total of all the budget categories in the total line under the shaded area. (C) Final Match Claim: Enter the amount that you are claiming for match during the period you are reporting on. This needs to be shown under specific budget categories according to what the claim is for (salaries, contractual, etc.). Put the total of all the budget categories in the total line under the shaded area. (D) Total To Date Match Claims: Enter the cumulative amount you have claimed to date for match. Put the total of all the budget categories in the total line under the shaded area. Total Of All Final Claims: Enter the total of columns A and C by budget category. Put the total of all the budget categories in the total line under the shaded area. Total Of All Total To Date Claims: Enter the total of columns B and D by budget category. Put the total of all the budget categories in the total line under the shaded area. Charged To Advance: Enter the amount of the advance you expended to date. Final FCMP Claim: Enter the same amount as in the total of column A. FCMPFunds Rec'd.: Enter the FCMP funds you have received, not claimed. If you have submitted a claim but not received the funds, do not enter the claim amount. Total FCMP Funds Rec'd.: Enter the total amount of FCMP funds received, not claimed. Current FCMP Balance: Enter the current FCMP balance. This is the total FCMP budget minus any FCMP funds received, not claimed. U - 9bo Final Match Claim: Enter the same amount as in the total of column C. Prev. Qtrs. Match Claims: Enter all the match claims that you reported during the previous period. Total Match Claims: Enter the total of all of the match claims to date, this would include the period you are reporting on. Current Match Balance: Enter the current match balance. This is the total match budget minus any match claimed. This form must be signed by the Chief Financial Officer, Type in their official title and the date of signing under the signature line. Any further questions about the completion of these or any other forms should be directed to Debbie Skelton at 850/414-6566. FLORIDA COASTAL MANAGEMENT PROGRAM FINAL FINANCIAL CLAIM REPORT RECIPIENT AGENCY_ DCA IDENTIFICATION NUMBER: Claim for the Period Ending For DCA Use Only: i Approved By Date BUDGET CATEGORY TOTAL BUDGET ALLOCATION (A) FINAL FCMP CLAIM (B) TOTAL TO DATE FCMP CLAIMS (C) FINAL MATCH CLAIM (D) TOTAL TO DATE MATCH CLAIMS (AFC) TOTAL OF ALL FINAL CLAIMS (B+D) TOTAL OF ALL TOTAL TO DATE CLAIMS SALARIES FRINGE BENEFITS TRAVEL EQUIPMENT SUPPLIES CONTRACTURAL CONSTRUCTION OTHER INDIRECT CHARGES MATCH TOTAL TOTALS • CHARGED TO ADVANCE ...... S FINAL FCMP CLAIN........ S___ QTR. FCMP FUNDS REC'D... S TOTAL FCNP FUNDS REC'D.3 CURRENT FCMP BALANCE .... S FINAL MATCH CLAIM ...... S PREY_ QTRS. MATCH CLAIMS ..... S TOTAL MATCH CLAIMS......5 CURRENT MATCH BALANCE...S Chief Financial Officer Title Date m STATE OF FLORIDA FLORIDA COASTAL MANAGEMENT PROGRAM FINANCIAL CLOSE-OUT REPORT FOR REIMBURSEMENT SUBGRANTS This.package of close-out forms (Status of Funds and Summary of Expenditures) must be completed gjgr the Final Financial Claim is submitted to the Florida Coastal Management Program (FCMP) in accordance with conditions of the Award Agreement. Prior to submittal of this report, all program reports and project deliverables must be received and approved by the FCMP. If all FCMP funds have not been received by the time this close-out is due, a "revised" close-out report must be submitted upon receipt of all FCMP funds. DCA Identification Number Recipient Agency Address Project Period to FCMP Budget Amount _ Total Match Budget Amount oi- 990 • STATUS OF FUNDS Recipient Agency: DCA Identification Number: • FCMP Claim Date Funds Match Number Recd. Received Reported Advance 1st qtr. 2nd qtr. 3rd qtr. 4th qtr. Final Totals $ $ Enter the amounts you received or claimed during the project period, along with the date you received the reimbursement. If you have claims that you have not received the reimbursement for yet, put an asterisk next to that amount to indicate that these have not yet been received. When these funds are received you must submit a "REVISED" Financial Close -Out Report. You should still count this amount in the total. If the total amount for the FCMP funds received are more than the FCMP budget amount, you need to send a refund check, along with the Close -Out Package, made payable to the Department of Community Affairs. I hereby certify that the above costs are true and valid costs incurred in accordance with the award agreement. Project Manager Signature Date: Chief Financial Officer Signature Date: SUMMARY OF FCMP EXPENDITURES RECIPIENT AGENCY: — DCA IDENTIFICATION NUMBER: FCMP BUDGET CATEGORIES (A) BUDGET ALLOCATIONS (B) CLAIMS (A -B) BALANCES SALARIES FRINGE BENEFIT'S TRAVEL EQUIPMENT SUPPLIES CONTRACTUAL SERVICES CONSTRUCTION (306A) OTHER INDIRECT CHARGES FCMP TOTALS Enter the current FCMP budget allocations for each budget category. Enter the total amount that you received or claimed for each FCMP budget category, along with the balance. 01- 950 SUMMARY OF MATCH EXPENDITURES RECIPIENT AGENCY: DCA IDENTIFICATION NUMBER: MATCH BUDGET CATEGORIES MATCH CLAIMS SALARIES FRINGE BENEFITS TRAVEL EQUIPMENT SUPPLIES CONTRACTUAL SERVICES CONSTRUCTION (306A) OTHER TOTAL MATCH CLAIMED Enter the total amount of match claimed for the subgrant period. 0 STATE OF FLORIDA • FLORIDA COASTAL MANAGEMENT PROGRAM QUARTERLY PROJECT GENERATED INCOME REPORTING FORM INSTRUCTIONS 1. The Project Generated Income (PGI) Reporting Form is designed to report income earned as a result of project activities and to request expenditures of same. 2. rill in the required information in the blank spaces at the top of the form (county, recipient agency, project title, proposed method of expenditure, project number, report period, and the appropriate reporting quarter). 3. Column 1: Total Amount of PGI Earned This Quarter --This column must reflect 100 percent of federal/match federal funding. 4. Column 2: Total Amount of PGI Earned "fo Date --This column should reflect a cumulative total of PGI earned to date. 5. Column 3: Total Amount of PGI Unbudgeted--This column should reflect the amount of PGI not budgeted in column 4. 6. Column 4: Requesting Budget Approval to Expend PGI By Budget Category --This column should reflect a cumulative breakdown by budget category of proposed and already approved expenditures. It should be noted that a letter of submission requesting approval to expend PGI must indicate the amount, method of expenditure (Addition or Match) and the purpose for which it will be expended. 7. Column 5: PGI Expenditures By Budget Category To Date --This column should reflect a continuous update of PGI expenditures. The dollar amounts reflected in each budget category should be cumulative for all previous quarters of project operation. 8. Column 6: Remaining PGI To Be Expended By Budget Category --This column should reflect PGI funds that have been approved for expenditure but have not been expended. The remaining funds should be reflected by budget category and should be cumulative. r M PROJECT GENERATED INCOME REPORT COUNTY: RECIPIENT AGENCY- PROJECT TITLE: DCA IDENTIFICATION NUMBER: REPORT PERIOD: (FROM) (TO) REPORTING PERIOD BY QUARTER: 1-2-3-4—Other— METHOD 2_34Other METHOD OF PGI EXPENDITURES ADDITION` MATCH il) TOTAL AMOUNT OF PGI EARNED THIS QUARTER (2) TOTAL AMOUNT OF PGI EARNED TO DATE (3) TOTAL AMOUNT OF PGI INBUDGETED (4) REQUESTING BUDGET APPROVAL TO EXPEND BY BUDGET CATEGORY (5) PGI EXPENDITURES BY BUDGET CATEGORY TO DATE (6) REMAINING PGI TO BE EXPENDED BY BUDGET CATEGORY SALARIES SALARIES SALARIES FRINGE BENEFITS FRINGE BENEFITS FRINGE BENEFITS TRAVEL TRAVEL TRAVEL EQUIPMENT EQUIPMENT EQUIPMENT SUPPLIES SUPPLIES SUPPLIES CONTRACTUAL CONTRACTUAL CONTRACTUAL OTHER OTHER OTHER CONSTRUCTION CONSTRUCTION CONSTRUCTION TOTAL TOTAL TOTAL THE ATTACHED BUDGET NARRATIVE FORM MUST BE COMPLETED WHEN REQUESTING APPROVAL TO EXPEND PGI. I certify to the best of my knowledge the above reflects an accurate assessment of PGI received to date. Chief Financial Officer Date J PROJECT GENERATED INCOME BUDGET NARRATIVE BUDGET NARRATIVE: This section must provide a brief narrative description of the PG1 Budget by budget line item category. Start below and use continuation pages as necessary. 61- 99O STATE OF FLORIDA 0 FLORIDA COASTAL MANAGEMENT PROGRAM COPYRIGHT, PATENT AND TRADEMARK If applicable to this Agreement, ownership of material, discoveries, inventions, and results developed, produced, or discovered subordinate to this Agreement is governed by the terms of OMB Circular A-1 10 and 15 CFR Part 24. (a) If the Recipient brings to the performance of this Agreement a pre-existing patent or copyright, the Recipient shall retain all rights and entitlements to that pre-existing patent or copyright unless the Agreement provides otherwise. (b) If any discovery or invention arises or is developed in the course of or a result of work or services performed under this Agreement, or in any way connected herewith, the Recipient shall refer the discovery or invention to the Department for a determination whether patent protection will be sought in the name of the State of Florida. Any and all patent rights accruing under or in connection with the performance of this Agreement are hereby reserved to the State of Florida. In the event that any books, manuals, films, or other copyrightable material are produced, the Recipient shall notify the Department. Any and all copyrights accruing under or in connection with the performance under this Agreement are hereby reserved to the State of Florida. (c) Within thirty (30) days of execution of this Agreement, the Recipient shall disclose all intellectual properties relevant to the performance of this Agreement which he or she knows or should know could give rise to a patent or copyright. The Recipient shall retain all rights and entitlements to any pre-existing intellectual property which is so disclosed. Failure to disclose will indicate that no such property exists. The Department shall then, under Paragraph (b), have the right to all patents and copyrights which occur during performance of the Agreement. ui._ 990