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HomeMy WebLinkAboutR-03-0227J-03-171 2/19/03 RESOLUTION NO. 0 227 A RESOLUTION OF THE MIAMI CITY COMMISSION APPROVING THE CHIEF PROCUREMENT OFFICER'S DECISION TO REJECT THE PROTEST OF GREENBERG TRAURIG, P.A., ON BEHALF OF AON RISK SERVICES, INC., IN CONNECTION WITH REQUEST FOR LETTERS OF INTEREST NO. 02-03-032 FOR THE PROVISION OF INSURANCE BROKERAGE SERVICES FOR THE DIVISION OF RISK MANAGEMENT, AS SUCH PROTEST HAS BEEN DETERMINED TO BE WITHOUT MERIT. WHEREAS, the City of Miami issued a Request for Letters of Interest ("RFLI") No. 02-03-032 for qualified and experienced firms for the provision of insurance broker services for the Division of Risk Management; and WHEREAS, on December 30, 2002, the City of Miami received four responses to the RFLI; and WHEREAS, an evaluation committee evaluated the proposals received and ranked the firms in the following order: (1) Brown & Brown, Inc., (2) Summit Global Partners, Inc., (3) Arthur J. Gallagher & Co., and (4) Aon Risk Services, Inc.; and WHEREAS, Greenberg Traurig, P.A., ("Greenberg Traurig") on behalf of Aon Risk Services, Inc., filed a timely formal protest; and CITY COMMISSION MEETING OF R®salution No. 03- 227 ri _ WHEREAS, pursuant to Section 18-104 of the Code of the City of Miami, Florida, as amended, the Chief Procurement Officer, in the role of arbitrator, investigated the matter and determined that the protest lacked merit; and WHEREAS, the City Manager and City Attorney concur with the findings of the Chief Procurement Officer and recommend rejection of the protest filed by Greenberg Traurig on behalf of Aon Risk Services, Inc.; NOW, THEREFORE, BE IT RESOLVED BY THE COMMISSION OF THE CITY OF MIAMI, FLORIDA: Section 1. The recitals and findings contained in the Preamble to this Resolution are adopted by reference and incorporated as if fully set forth in this Section. Section 2. The Chief Procurement Officer's decision to reject the protest of Greenberg Traurig, P.A. on behalf of Aon Risk Services, Inc., relating to Request for Letters of Interest ("RFLI") No. 02-03-032 for qualified and experienced firms for the provision of insurance brokerage services for the Division of Risk Management, is approved, as such protest has been determined to be without merit. Page 2 of 3 03- 227 Section 3. This Resolution shall become effective immediately upon its adoption and signature of the Mayor.11 PASSED AND ADOPTED this 27th day of February , 2003. MANUEL A. DIAZ, MAYOR In accordance with Miami Cede Sec. 2-'8, since the Mayor did not indicate approval of t 1 -pr Alied,said I� this legislation by c¢� s ; ai iatiCn now becomes effective �„ N "s ---)\'4' .) GV3 from lnC. date of commi-s dC?'sOn regarding same, without the i`»iGycr exercising a vote. ATTEST: Priscilla A. T mpson, City rk PRISCILLA A. THOMPSON CITY CLERK APPROVED AS,?<' RM ANI,<ORRECTNESS :j�,1 VILARELLO RNEY 62:tr:AS:BSS 1� If the Mayor does not sign this Resolution, it shall become effective at the end of ten calendar days from the date it was passed and adopted. If the Mayor vetoes this Resolution, it shall become effective immediately upon override of the veto by the City Commission. Page 3 of 3 7 03- 22 TO FROM CITY OF MIAMI, FLORIDA 12 INTER -OFFICE MEMORANDUM Honorable or and Members f the C' Commission 0�u Joe Arriola City Manager/Chief Administrator RECOMMENDATION DATE : February 13, 2003 FILE: SUBJECT: Rejection of Protest received from Greenberg Traurig, P.A. RFLI No. 02-03-032 REFERENCES: ENCLOSURES: It is respectfully recommended that the City Commission adopt the attached resolution approving the Chief Procurement Officer's decision to reject the protest of Greenberg Traurig, P.A., on behalf of Aon Risk Services, Inc., in connection with RFLI No. 02-03-032, Insurance Broker Services. BACKGROUND On December 6, 2002, the City of Miami issued Request for Letters of Interest No. 02-03- 032 to provide Insurance Broker Services for the Department of Risk Management. The Committee was convened to evaluate the responses to the Request for Letters of Interest issue by the Purchasing Department. The Committee ranked the responses in the following order: 1. Brown & Brown 2. Summit Global Partners, Inc. 3. Arthur J. Gallagher & Co. 4. Aon Risk Services, Inc. Upon learning of its ranking, Aon Risk Services, Inc., retained Greenberg Traurig, P.A. to proceed with filing a notice of intent to protest. The notice of protest was filed timely, consistent with Section 18-104 of the City Code. Subsequently, Greenberg Traurig, P.A. timely filed a formal written protest. Greenberg Traurig's allegations contained in their formal written protest were investigated and determined to be without merit. 03- 227 CITY OF MIAMI, FLORIDA INTER -OFFICE MEMORANDUM TO : DATE : FILE Joe Arriola, City Manager/Chief Administrator February 11, 2003 Alejandro Vilarello, City Attorney SUWECT : Rejection of Protest received from t ` - Greenberg Traurig, P.A. FROM: t JIM REFERENCIVLI No. 02-03-032 Michael A_ ­Rath Acting Purchasing Director ENCLOSURES: I hereby request your approval of my rejection of the protest by Greenberg Traurig, P.A., on behalf of Aon Risk Services, Inc., related to the above referenced RFLI for Insurance Broker Services. The basis of my decision, as set forth in the attached letter, is the fact that Greenberg Traurig, P.A., protest is without merit. 03- 227 Y Or 3 t F � uatii ii ttC y �O CO., Fv0 February 12, 2003 VIA FACSIMILE AND REGULAR MAIL Lucia A. Dougherty Greenberg Traurig, P.A. 1221 Brickell Avenue Miami, FL 33131 Re: Bid Protest, RFLI No. 02-03-032 Insurance Broker Service Dear Ms. Dougherty: As Chief Procurement Officer of the City of Miami, I have received your formal protest dated February 10, 2003, accompanied by the required $5,000 filing fee on behalf of Aon Risk Services, Inc. ("AON"), relative to the above referenced Request for Letters of Interest ("RFLI"). Pursuant to my duties under Section 18-104 of City of Miami Ordinance No 12271, Resolution of Protested Solicitations and Awards, I have investigated your allegations and determined that your protest is without merit. I am in complete agreement with your statement that "public agencies have broad discretion in soliciting and awarding contracts", and that "this discretion is not unbridled". I have determined, based upon a complete review of the RFLI document, the responses submitted, the request for additional information, responses received, and the evaluation and recommendation process that the City has not acted arbitrarily, capriciously or illegally in any way. The City's actions have been reviewed based upon well- settled legal principles of open and competitive public procurement. In response to the points of your protest, I offer the following: 1. You assert Brown & Brown, Summit Global Partners, Inc., and Arthur J. Gallagher & Co., should be deemed non-responsive due to their failure at a "minimum to satisfy the expressed Submission Requirements". The RFLI document in no way requires the City to deem the respondents non-responsive for failure to submit information. The RFLI, in fact, states "failure to provide each of the above may (Emphasis added) be cause to deem your response non-responsive". 2. You assert that Brown & Brown's failure to submit Addendum No. 1 with the submission of their response should deem them non-responsive. Neither the RFLI or Addendum document state that failure to provide the Addendum with the submission would deem the respondent non-responsive. 3. You allege the Evaluation Committee's scoring of the responses was clearly arbitrary, capricious and contrary to procurement law. In addition, the evaluation was not based upon the responses submitted but rather on personal preference and biases. DEPARTMENT OF PURCHASING/444 S.W. 2nd Avenue, 6th Floor/Miami, Florida 33130/(305) 416-1900/Fax: (305)416-1925 n E-mail Address: purchase@ci.miami.fLus/ Website Address: http://ci.miami.fl.us/ �, _�/ Mailing Address: P.O. Box 330708 Miami, FL 33233-0708 February 12, 2003 Page 2 The scoring of firms was determined based upon independent subjective scoring by the individual Evaluation Committee members, I am unable to determine how each of the Committee members perceived and evaluated what they read and heard. The mental impressions of our Committee members in making their evaluations are not a matter of public record for me to second-guess. Based upon the final individual rank order (below), it is evident the Evaluation Committee did not conspire to select their "preferred" proposer, as alleged. Further, you state that Mr. Petillos's statements regarding AON's past performance are inappropriate and not part of the evaluation process. I contend that these statements were taken in the context of a reference of AON's past experience with the City of Miami which is a part of the evaluation criteria. These statements were made based upon his own professional experiences, not personal preference or bias. 4. You contend the scoring system utilized by the Evaluation Committee was not the system provided by the Department of Procurement for this RFLI. The RFLI did not prescribe the scoring system or format for the evaluation of responses. The Purchasing Department prepared evaluation forms with a total point value of 100 points for use by the Committee if desired. As no clear direction was provided to the Committee for the use of the 100 -point total scoring system, the Committee individually scored the firms based upon their own interpretation of the form. Had the Committee not interpreted the form in a consistent method, more direction would have been provided by the Purchasing Department. 5. You challenge the scoring of firms based upon the results received in response to the references verified by the Purchasing Department. The scoring of references was inclusive of the criteria for Proposer's Overall Professional Qualifications and Experience, including Key Staff & Account Representative. In this category Arthur J. Gallagher & Co., was first ranked. Elliot Fixler John Petillo Stuart Myers Brown & Brown 2 1 2 Summit Global Partners, Inc. 3 2 3 Arthur J. Gallagher & Co 1 1 1 Aon Risk Services, Inc. 4 3 4 Again, it is evident the Evaluation Committee did not conspire to select their "preferred" proposer, as alleged. )27 Elliot Fixler John Petillo Stuart Myers Brown & Brown 2 1 1 Summit Global Partners, Inc 1 2 2 Arthur J. Gallagher & Co 2 2 2 Aon Risk Services, Inc. 3 3 3 Further, you state that Mr. Petillos's statements regarding AON's past performance are inappropriate and not part of the evaluation process. I contend that these statements were taken in the context of a reference of AON's past experience with the City of Miami which is a part of the evaluation criteria. These statements were made based upon his own professional experiences, not personal preference or bias. 4. You contend the scoring system utilized by the Evaluation Committee was not the system provided by the Department of Procurement for this RFLI. The RFLI did not prescribe the scoring system or format for the evaluation of responses. The Purchasing Department prepared evaluation forms with a total point value of 100 points for use by the Committee if desired. As no clear direction was provided to the Committee for the use of the 100 -point total scoring system, the Committee individually scored the firms based upon their own interpretation of the form. Had the Committee not interpreted the form in a consistent method, more direction would have been provided by the Purchasing Department. 5. You challenge the scoring of firms based upon the results received in response to the references verified by the Purchasing Department. The scoring of references was inclusive of the criteria for Proposer's Overall Professional Qualifications and Experience, including Key Staff & Account Representative. In this category Arthur J. Gallagher & Co., was first ranked. Elliot Fixler John Petillo Stuart Myers Brown & Brown 2 1 2 Summit Global Partners, Inc. 3 2 3 Arthur J. Gallagher & Co 1 1 1 Aon Risk Services, Inc. 4 3 4 Again, it is evident the Evaluation Committee did not conspire to select their "preferred" proposer, as alleged. )27 February 12, 2003 Page 3 Having considered the various issues raised in your formal written protest, I am left with the conclusion that the protest filed on behalf of Aon Risk Services, Inc., is without merit. Your request that the responses submitted by Brown & Brown, Summit Global Partners, Inc., and Arthur J. Gallagher & Co., be deemed non-responsive is hereby denied. As you are aware, this matter will be considered by the City Commission at its meeting of Thursday, February 13, 2003, to be held at Manuel Artime Center, 900 S.W. 1 Street, Miami, The meeting will begin at 9:00 a.m. Sincerely, Michael A. Rath, CPPD, CPPB Acting Purchasing Director Chief Procurement Officer c: Joe Arriola, City Manager/Chief Administrator Alejandro Vilarello, City Attorney Linda Haskins, Chief Financial Officer Rafael Diaz, Assistant City Attorney 03- 227 W[WH A T T O R N E Y S A T Lucia A. Dougherty, Esq. 305-579-0603 doughertyl@gtlaw.com L A W CITY OF Mi MI 2003 FEB -3 FM 4: 35 February 3, 2003 VIA HAND -DELIVERY Michael A. Rath o Acting Director, Chief Procurement Officer -- City of Miami Purchasing DeparimenL 444 S.W. 2nd Avenue 6`'' Floor ' Miami, Florida 33130 w �o � r y' Re: Notice of Intent to File Protest r - Request For Letters of Interest No. 02-03-032 z Insurance Brokerage Services Dear Mr. Rath: Please be advised that our firm represents AON Risk Services, Inc. ("AON") in connection with the above -referenced Request for Letters of Interest ("RFLI"). We are in receipt of your letter dated January 30, 2003, wherein you advised AON that it had not been selected by the Evaluation Selection Committee as a top-ranked Proposer. As such, pursuant to Section 18-104, Resolution of protested solicitations and awards, of the City of Miami Code of Ordinances ("Code"), Section XV, Resolution of Protests, of the RFLI and all other applicable law, we hereby file this timely Notice of Intent to File Protest on behalf of AON, a responsive and responsible Proposer. Our written protest will be filed with your office in accordance with the Code. For purposes of this matter, I will be the contact person and would appreciate being copied on all correspondence from the City. Thank you. Sincerely, PA Lucia A. Dougherty Cc: John Beltran, AON Risk Services, Inc. GREENBERG TRAURIG, P.A. 1221 BRICKELL AVENUE MIAMI, FLORIDA 33131 305-579-0500 FAX 305-579-0717 www.gtlaw.com MIAMI NEW YORK WASHINGTON, D.C. ATLANTA PHILADELPHIA TYSONS CORNER CHICAGO BOSTON PHOENIX WILMINGTON LOS ANGELES DENVER SAO PAULO FORT LAUDERDALE BOCA RATON WEST PALM BEACH ORLANDO TALLAHASSEE 03— 227 W[WH A T T O R N E Y S A T L A W February 10, 2003 VIA HAND -DELIVERY Michael A. Rath Acting Director, Chief Procurement Officer City of Miami Purchasing Department 444 SW Second Avenue, 6t' Floor Miami, Florida 33130 Re: Bid Protest Request For Letters of Interest No. 02-03-032 Insurance Brokerage Services Dear Mr. Rath: Our law firm represents Aon Risk Services, Inc. ("Aon") in connection with the above - referenced Request for Letters of Interest ("RFLI"). Please refer to our Lobbyist Registration Forms on file with the City Clerk's Office. Aon provides global insurance and risk management services through its 550 offices, which are staffed by 53,000 employees in 130 countries: Its $7.4 billion in annual revenues makes Aon the second-largest broker in the world. In addition, its ownership of four insurance and reinsurance companies places Aon in a unique position to better serve the need of its clients. Since 1991, Aon has represented the City of Miami ("City') as its exclusive propertyand casualty broker. During those 12 years, Aon has developed state-of-the-art property and casualty manuscript policy forms unique to the City, with coverages not available to other municipalities. Aon has worked with the City in successfully collecting millions of dollars in insurance claims, particularly following Hurricane Andrew. It has delivered to the City property rate reductions in six of the last eight years. Finally, in one of the most expensive and restrictive markets in recent history, Aon has obtained a commitment from the City's underwriter not to increase rates in the casualty program for the three years ending September 30, 2004 as long as Aon remains the City's broker. At a minimum, this equates to a savings for the tax -payers of the City of $200,000 per year from the excess casualty program alone. (Exhibit 1) Aon has received your letter dated January 30, 2003, wherein you stated that the RFLI Evaluation Committee had selected Brown and Brown, Inc. ("Brown & Brown") as its top- ranked firm. Additionally, your letter indicated that the City Manager concurred with that recommendation and will make his recommendation to the City Commission. (Exhibit 2) As GREENBERG TRAURIG, P.A. ra c) 2 1221 BRICKELL AVENUE MIAMI, FLORIDA 33131 0 J 305-579-0500 FAX 305-579-0717 www.gtlaw.com AMI NEW YORK WASHINGTON, D.C. ATLANTA PHILADELPHIA TYSONS CORNER CHICAGO BOSTON PHOENIX WILMINGTON LOS ANGELES DENVER FORT LAUDERDALE BOCA RATON WEST PALM BEACH ORLANDO TALLAHASSEE Mr. Michael Rath February 10, 2003 Page 2 such, on February 3, 2003, Aon a responsive and responsible Proposer, timely filed its Notice of Intent to File Protest with your office. (Exhibit 3) Aon, by undersigned counsel, files this formal written protest and request for an administrative hearing and a hearing before the City Commission. (Section 18-104, City of Miami Code of Ordinances and RFLI Section XV). But for the arbitrary and capricious scoring and improper responsiveness review of the proposals, Aon would be the top-ranked and only responsive Proposer and thus has standing to bring this protest. Intercontinental Properties, Inc. v. State Dept. of Health and Rehabilitative Servs. 606 So.2d 380 (Fla. P DCA 1992); Mid - American Waste Systems of Florida, Inc. v. City of Jacksonville 596 So.2d 1187 (Fla. 0 DCA 1992). If this protest is sustained, Aon is entitled to the contract award. Capelletti Bros., Inc. v. Fla. Dept. of Gen. Servs., 432 So.2d 1359 (Fla. 0 DCA 1983). Aon challenges the current recommendation because it resulted from an arbitrary and capricious scoring of the proposals, a flawed evaluation of the proposals, and other improprieties that violated the terms of the RFLI. Therefore, the City should be advised that the recommendation to award to Brown & Brown is not in accordance with applicable law. This protest is timely filed within five days of the filing of Aon's Notice of Intent to File Protest. t (Section 18-104, City of Miami Code of Ordinances). Additionally, based on Aon's price proposal of $300,000 per year for the potential five years of the contract, enclosed please find a check in the amount of $5,000 payable to the City of Miami. (Section 18-104(F)). I. FACTUAL BACKGROUND A. The City Issues the Insurance Broker Services RFLI; The RFLI Proposal Submission Requirements 1. On December 6, 2002, the City issued RFLI No. 02-03-032 for the procurement of Insurance Brokerage Services to the City's departments, offices, and agencies, and to assist in the management of the City's various insurance and self-funded programs. ` Section 18-104 states that, "In computing any period of time prescribed or allowed by this section, the day of the act, event or default from which the designated period of time begins to run shall not be included. The last day of the period so computed shall be included unless it is a Saturday, Sunday or legal holiday in which event the period shall run until the end of the next day which is neither a Saturday, Sunday or legal holiday. Intermediate Saturday, Sunday or legal holidays shall be excluded in the computation of the time for filing." Since Aon's fifth and last day to file the protest was Saturday, February 8, 2003, the referenced provision extends the time period to the end of the day on Monday, February 10''. This was confirmed in your email dated February 6h wherein you stated the Aon protest is due by 5 p.m. on Monday, February 10th. 03- 227 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 3 December 16, 2002 was set as the deadline for any request for additional information or clarification, and December 30, 2002 was set as the deadline for receipt of proposals.2 2. The City sought a qualified and experienced firm to provide insurance brokerage services to the City's departments, offices, and agencies, and to assist in the management of the City's various insurance and self-funded programs. Services would include, but not be limited to, the review, analysis, recommendation, and placement of all insured and self-funded programs in the areas of property, casualty and liability, ..group health and life coverage, as well as processing policy change endorsements, policy review and audits, and monitoring claims. Services would also be required to manage insurances currently held by the City, and for insurances being sought by the City during the term of the contract. 3. The RFLI, Section XVII, "Submission Requirements," set forth the subject areas that Proposers were required to answer in their written responses in order to be deemed responsive. It required detailing their experience and understanding of the work to be performed, stating as follows: Brokers are to submit written Responses which details the Broker's qualifications and understanding of the work to be performed. The Response should be prepared simply and concisely, and should include all the information which it considers pertinent to its qualifications and experience to the project, and which respond to the Scope of Services cited herein. Response shall address the following: A. Provide its qualifications and -experience in the provision of insurance brokerage services, particular for a governmental entity(s) similar in size and scope of the City. Provide a list of a minimum of five references, for similar projects, who could attest to the firm's knowledge, quality of work, timeliness, diligence, flexibility and ability to meet budget constraints. Response must include the name of the entity(s), dates services performed, and provide the contact name and telephone number. The City reserves the right to contact any or all references as part of the evaluation process. B. Provide resumes, licenses, and certifications of key staff members and the Account Representative to be assigned to the City's account, and identify which employee(s) would perform which assigned task. The City reserves the right to contact any or all references as part of the evaluation process. 2 A copy of the RFLI, with Addendum 1, is attached as Exhibit 4. 03- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 4 C. Outline your strategy in approaching the markets available to you, and how you intend to best represent the City and make more efficient use of its resources. D. Describe the insurance the Broker currently maintains to protect itself and its clients for errors and omissions general liability, professional liability, and performance under contract, including name of insurers, limit of coverage, claims basis, and deductible. List any claims outstanding against Broker and Broker's insurance within the past five (5) years, including current status of each claim. E. Describe the Broker's access to the insurance market, including excess, surplus, and stop -loss Lines for coverage listed in Appendix A. F. Describe the Broker's insurance marketing expertise with respect to the coverage listed in Appendix A. G. Describe the Broker's plan to provide and maintain the City's insurance program in a computer management information system. Provide examples of management information reports to clients with similar programs, including cumulative project year premium and loss record, claims status, loss frequency, severity forecasts, loss development, trend analysis, observations on relevant changes in the insurance market, views on loss exposures facing the program, and summaries of insurance coverage in place, including types and expirations, etc. H. Describe exposure identification and evaluation assistance for each exposure, and loss prevention, loss control, and other technical services for each exposure listed in Appendix A. I. Provide its flat fee proposal for the provision of all services. Additionally provide its hourly rate(s) for professionals to perform services not stipulated in this RFLI. Failure to provide each of the above may be cause to deem your Response non-responsive. 4. Addendum No. 1, dated December 18, 2002, attached questions from prospective Proposers and the City's answers to those questions received before the stipulated due date. 03— 227 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 5 5. On or before December 30, 2002, proposals in response to the RFLI were submitted to the City Clerk by Brown & Brown; Summit Global Partners, Inc. ("Summit Global'), Arthur J. Gallagher & Co. ("Gallagher") and Aon. B. The Evaluation Process 6. RFLI Section XVI., Evaluation, set forth the "Evaluation Process." While it states generally the criteria by which Proposers shall be evaluated, it does not state any specific breakdown of point allocation. This section provided the following information regarding the evaluation of proposals: Brokers shall be evaluated on the basis of qualifications of Broker, qualifications of assigned personnel, related experience, and information as requested in Section XVII. Responses will be reviewed and evaluated by an Evaluation Committee ("Committee"). The Evaluation Committee may short list firms. Each short listed firm may be asked to make a presentation(s) before the Committee. The Committee will be responsible for recommending to the City the most qualified firm with whom to negotiate a Contract. The Committee will make its recommendation to the City Manager, and the City Commission must approve the recommendation for award. The City Commission further reserves the right to accept or reject any recommendation. The City will negotiate with Broker in a Contract the scope and fees. As part of the evaluation process, the City may conduct a background investigation of Broker. Submission of a Response constitutes acknowledgment of the process and consent to such investigation. 7. Neither the scoring sheet used by the Evaluation Committee in scoring the proposals, nor the breakdown of evaluation criteria to maximum assigned points was given to the Proposers in the RFLI, Addendum 1, or any subsequent correspondence.3 3 Section 18-104, states "The written protest may not challenge the relative weight of the evaluation criteria or the formula for assigning points in making an award determination." Please note, this protest does not challenge the relative weight of the evaluation criteria (i.e. 20 points for Proposer's Qualifications, 30 points Financial Proposal, 30 points Marketing expertise, etc.) nor does it challenge the formula for assigning points, since this procurement does not use a formula method of assigning points (i.e. If price is 30 points, lowest price receives 30, second lowest receives 25, etc). The protest challenges, inter alfa, the arbitrary and capricious scoring of the proposals by the Evaluation Committee. GREENBERG TRAURIG, P.A. 03- 2 2 Mr. Michael Rath February 10, 2003 Page 6 C. Evaluation Committee Meeting, January 7, 2003 8. The Evaluation Committee ("Committee") convened publicly for the first time on January 7, 2003. Present at the meeting were Pamela Burns, CPPB, Sr. Procurement Contracts Officer (acting as a facilitator for the process), Committee members: Elliott Fixler, John Petillo and Stuart Meyers (Chair), as well as observer Luis Sastre from Aon. Prior to any discussion by the Committee, Ms. Burns stated the following, "Before we go forward, I want to make sure that as Evaluation Committee members that each of you can independently evaluate each of the four Proposers and have no conflict of interest, or potential conflicts of interest and that you could evaluate fairly and impartially. Do any you have any problems evaluate[ing] any of the four Proposers?" Each of the Committee members said, "No." Ms. Bums continued, "So your evaluation and discussion today will be based solely uon the RFLI and the Proposals received. Is that correct?" All of the Proposers said "Yes.' (Emphasis added) 9. Committee Chair Stuart Myers, self -described risk -management advisor to the Mayor raised a question regarding the fee side of the proposals. He indicated that, "Two of the proposals the Aon proposal and the Gallagher proposal were clear to me in their fee structures. The verbiage in the Brown & Brown proposal is unclear to me..." He request clarification of their pricing. 10. Committee member John Petillo, a risk management consultant to the City, addressed concern with the answers provided in the Brown & Brown, Gallagher, and Summit Global proposals in response to the RFLI scope of services regarding actuarial consulting services that the broker is required to complete. Furthermore, he complimented the manner in which Aon provided clarity in their proposal on this issue. He stated as follows: "Aon's proposal in Tab G, was very clear as to the actuarial consulting services and the actuarial evaluations that were to be performed. The other three proposals, Brown & Brown, Gallagher, and Summit Global although they answered the questions in the RFP [RFLI] were not clear that they understood that was actually actuarial evaluations that had to be performed. So I think that we need to address these questions again. Taking that one step further, the RFP [RFLI] mentions workers comp[ensation] and general liability and I am not 100 percent sure that, other then Aon, Gallagher, Brown & Brown and Summit Global understand that when we talk general liability we are also including in general liability, automobile liability, police liability and public official liability." (Emphasis added.) He requested clarification of their this issue, as well as pricing. 4 This information was obtained from a copy of the tape of the Evaluation Committee meeting that was furnished to counsel for Aon, by the City pursuant to a Public Records Request. 03- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 7 11. Committee member Elliott Fixler, Risk Management Administrator, expressed concerned with having time to follow-up on references listed by Proposers in their proposals. Ms. Burns stated that verifying Proposer references would be her responsibility and that she would check each Proposer's references. The Committee decided that she should check two of the five references that each Proposer was required to list. 12. A Committee member also requested clarification regarding outstanding claims, against brokers, specifically from Aon and Brown & Brown. ..Concerning Brown & Browns response to outstanding claims in their proposal, he indicated that, "I think Brown & Brown made a reference to one of their employees, Gerald Fiacco, with regards to him. We of course would expect responses (or at least I would) with regard to claims against the company itself..." 13. Committee Chair Mr. Myers announced that the Committee would not discuss the proposals that day, holding that in abeyance until the Committee had the answers to the questions posed. The next meeting was tentatively scheduled for January 24, 2003 at 11 a.m. However, no apparent written confirmation was given to the Proposers. 14. Ms. Bums directed the Committee to do the following regarding the evaluation and scoring of the proposals: "What I would ask is if you get the information in advance of the next meeting go ahead and read everything, evaluate everything, kind of take a look at the evaluation and do some preliminary scoring. Go walk through the proposals, think about where you would score it and do it in pencil. That way the next time you come in you will discuss it, somebody may give it a 10 points and somebody may give it a 0 and if that brings out discussion you kind of reach some agreement or whatever." 15. At the conclusion of the meeting, Ms. Burns again instructed the Committee that prior to scoring the proposals at the next meeting, the Committee needed to establish certain evaluation standards. She explained: "You have to reach a decision before we go into the discussion on the scoring how you are going to treat the scores and then we will discuss the scores; we have got to do that first to set the parameters."5 D. Letter to Proposers Requesting Clarification; Faxed Request and Revised Request for Clarification; Proposer's Responses; Reference Check 16. On January 9, 2003, letters were sent to all four Proposers requesting clarification of the three issues that were identified at the January 7t' Evaluation Committee Meeting.(Exhibit 5) On January 13`h, Ms. Burns send via facsimile to all Proposers both a Request for Clarification and a Revised Request concerning pricing for question two, actuarial services. (Exhibit 6) 5 On January 2, 2003, you sent a memorandum to the City Manager requesting that the three Evaluation Committee members be selected for this process. The City Manager approved your request on January Oh. However, as evident from an e-mail dated December 17, 2002, Mr. Petillo had been actively assisting Ms. Bums throughout the RFLI process. 03- 227 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 9 (6) (7) Would you recommend this vendor to provide insurance brokerage services, and would you use this firm again if needed in the future? Why, or why not? (8) Is there anything else you would like to tell us about or the contract that you think we should know about or would assist us during this evaluation process? 19. Ms. Burns called the following governmental entities to conduct the reference checks: Aon: City of Orlando and Miami -Dade County Gallagher: City of Miami Beach and Miami -Dade County Brown & Brown: Volusia County and Leon County Summit Global: New York City Housing Authority and Metropolitan Government of Nashville, & Davidson County 20. Based on Ms. Burns' "Reference Checks," Aon and Gallagher received stellar evaluations, while Brown & Brown and Summit Global did not fair as well. Aon — City of Orlando: Did the vendor provide services timely, and it respond promptly to your requests for service?: Yes, great. How would you rate the results of you utilization of the vendor on the following scale? (1-5, 1 is Excellent, 5 is poor) Excellent (1) Would you recommend this vendor to provide insurance services, and would you use this firm again if needed in the future? Yes, very. much. Aon - Miami -Dade County: Did the vendor provide services timely, and it respond promptly to your requests for service? Aircraft, Nick Siriani and Accidental Death, Sonia Blumenthal Yes to both. Please note the "Reference Check" form does not contain a question number 6, it skips from question 5 to 7. GREENBERG TRAURIG, P.A. 3— 227 Mr. Michael Rath February 10, 2003 Page 10 How would you rate the results of you utilization of the vendor on the following scale? (1-5, 1 is Excellent, 5 is poor) Accidental Death, Excellent (1) and Aircraft, Above Satisfactory (2). Would you recommend this vendor to provide insurance services, and would you use this firm again if needed in the future? Yes. Arthur J. Gallagher - Miami -Dade County: Did the vendor provide services timely, and it respond promptly to your requests for service? Definitely — Tony Abella, Jr. How would you rate the results of you utilization of the vendor on the following scale? (1-5, 1 is Excellent, 5 is poor) Excellent (1) Would you recommend this vendor to provide insurance services, and would you use this firm again if needed in the future? Yes. Arthur J. Gallagher - City of Miami Beach: Did the vendor provide services timely, and it respond promptly to your requests for service? Everyday all the time. For medical his contact is Richard Schell. For Property, J. Vandervoort. How would you rate the results of you utilization of the vendor on the following scale? (1-5, 1 is Excellent, 5 is poor) Excellent (1) Would you recommend this vendor to provide insurance services, and would you use this firm again if needed in the future? Sure Gallagher is the only other broker that can get insurance for all markets in Florida, others such as Brown and Brown have advised they could not secure them an insurance, but Gallagher was able to do even if they had to pay more. (Emphasis added.) . Brown & Brown — Volusia County Did the vendor provide services timely, and did it respond promptly to your requests for service? Usually — Jerry Fiacco. How would you rate the results of your utilization of the vendor on the following scale? (1-5, 1 is Excellent, 5 is poor) Satisfactory (3) GREENBERG TRAURIG, P.A. 03- 227 Mr. Michael Rath February 10, 2003 Page 11 Would you recommend this vendor to provide insurance services, and would you use this firm again if needed in the future? "If I had to, yes." He receives more information, however, from Gallagher yet they receive less work from him than Brown & Brown. Gallagher sends him information all the time on new things, such as terrorism, while he only receives information from Brown & Brown after he has already obtained the information himself. Brown & Brown Leon Coun Did the vendor provide services timely, and did it respond promptly to your requests for service? Yes: Jerry Fiacco is the Broker timely and responsive 24 hours a day. Great partnership, he looks for exposures and losses, and they meet quarterly. Very hands on. How would you rate the results of your utilization of the vendor on the following scale? (1-5, 1 is Excellent, 5 is poor) Excellent (1) Would you recommend this vendor to provide insurance services, and would you use this firm again if needed in the future? Without a doubt. Summit Global — New York Citv Housine Authorit They have never used Summit Global Partners. Their insurance broker is Tillinghast Towers Perrin. The names listed in Summit's response, John Lochner and Eugene Silvers, work for Towers Perrins, not Summit. Summit Global — Metropolitan Government of Nashville & Davidson County: No. Spoke to both Finance and Risk. Have never, used Summit. Stated they currently use Security Insurance, Inc. They have never used Summit, and has never heard of John Lochner, Eugene Silver, James Parry. 21. Prior to the January 24, 2003 Evaluation Committee meeting, Ms. Burns provided Committee members with copies of each Proposer's response to the Request for Clarifications, her reference verifications as well as all other documents she had received, in order to allow Committee members to accurately evaluate each proposal. 03- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 12 E. Evaluation Committee Meeting II, January 24, 2003 22. The Evaluation Committee convened publicly, for the second time on January 24, 2003. Present at the meeting were Pamela Burns, CPPB, Sr. Procurement Contracts Officer (acting as a facilitator for the process); Committee members: Elliott Fixler, John Petillo and Stuart Meyers (Chair), as well as observer Jerry Fiacco from Brown & Brown. 23. Ms. Burns reminded the Committee that at the last meeting they were each given the proposals and the evaluation forms and asked to score each proposal. Further, she stated that she had provided each Committee member with the Proposers' response(s) to the Requests for Clarification as well as her reference verification. She noted on the record that even though they were left in advance of the meeting, Committee member Elliott Fixler did not receive his materials until the beginning of this meeting. 24. She asked each Committee member prior to oral evaluations, "I want to also make sure that number one, have each of you had an opportunity to review each proposal, between now [really meaning the last meeting] and today, and done some preliminary scoring ? Each Committee member answered "Yes." 25. With regard to the reference verification that Ms. Burns had performed, Committee member Fixler asked if she had any follow-up phone calls with the Proposers after she received some of their recommendations. Ms. Burns acknowledged that Committee member Fixler was referring to Summit Global as the calls to the two references listed in its proposal both indicated that Summit Global had not represented them. She instructed the Committee, that because of this, "You can not evaluate this reference[s] ... Summit Global did not provide those services to those two references, it was individuals representing Tillinghouse who provided those services and not Summit Global." Furthermore, she explained that an individual from Summit Global told her that he thought Ms. Burns would call him in advance of the reference check so that he could inform the references that they were about to be called. Ms. Burns told the Committee, "Mat's not how I operate. I operate if you submit a response it is very clear that if at any time we had the opportunity to check references that's what we did." 26. At the January 7, 2003 Committee meeting Mr. Burns instructed the Committee that prior to actual scoring of the proposals at the meeting, the Committee needed to set parameters for scoring. She stated, "You have to reach a decision before we go into the discussion on the scoring, how you are going to treat the scores, and then we will discuss the scores, we have got to do that first to set the parameters." This directive was not followed by the Committee, as members simply began reading their scoring aloud prior to setting the needed parameters. The Committee did not set those parameters until the scoring was complete and members knew that Brown & Brown had the most points. 27. Committee member Petillo presented his evaluation first. He stated that he had reviewed all four proposals and evaluated them based on his review of the proposals and his overall knowledge of the marketplace. 03-- 227 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 13 28. Committee member Petillo stated Aon had received 2 of a possible 20 points for the following reason: "Aon's poor assignment of points in this category is based directly on my experience in dealing with them since I have been doing consulting work with the City of Miami. I am not happy with how they have responded to me for information and various other things." 29. Committee member Petillo further explained that "Aon's very low score is based upon what they have done with the property last year and other area of the program for the City where they left the City naked and have not done routine renewals".6 30. Following Committee member Petillo's oral review of the proposals, Committee member Fixler was supposed to present his oral review. He stated, however, that he was scoring "now" because he had lost his evaluation sheet. He said, "I am doing it, I do not know what I did with it." At which point, the Committee meeting went "off the record" (for an unknown period of time) as the tape recorder was shut off. Ms. Burns stated that Committee member Fixler would receive five minutes to finish his evaluation. 31. When the meeting came back "on the record," both Committee member Fixler and Committee Chair Myers read their scores aloud. Neither offered any explanation, rational or commented on any proposal/Proposer. They stated, "I will just read off my numbers" and neither Ms. Burns nor Committee member Petillo asked them to explain'their scoring. The only comment that was made was when Committee Chair Myers was reading off his numbers, Committee member Petillo stated, "Were you copying my numbers!"7 Actually, their numbers were quite similar. 32. Following the scoring process, Ms. Burns asked the Committee, "Did we decide whether to add them up or average to determine our ranking?" Chair Myers admitted that the Committee had not determined a method when he stated, "We did not talk about that but we might as well add those up and see what it comes out to." As such, the Committee selected the method to select a top-ranked Proposer until after the scoring was complete and they know which method better suited their preferred Proposer. 33. Ms. Burns was troubled by the fact that all four Proposers essentially failed in that the highest average score was 31.33. She asked the Committee members if they were going to be recommending a Proposer at all since all of the firms seemed to do so poorly. She stated, "My issue would be you have a total of 100 points, from a purchasing standpoint 6 Committee member Petillo's statements are untrue unsupported by facts, prejudicial, totally inappropriate and not part of the evaluation criteria. Counsel for Aon objects to Committee member Petrillo's statements. 7 Counsel for Aon has sent a Public Records Request which, inter alia, requested the notes of the three Committee members as well as the "lost" scoring sheet of Committee member Fixler. Ms. Burns has indicated that no such documents are in her files. Furthermore, she indicted that we are not permitted to obtain documents from the Evaluation Committee members. Thus, despite our requests, the City has not produced those documents. 03-- 227 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 14 your average score is 31 points. Are you even going to recommend a number one ranked firm at 31 out of 100?" Actually, what Ms. Burns did not realize was that the Committee members did not evaluate the Proposers out of 100 points as they were supposed to and as was indicated on the scoring sheet. Rather, they formulated a unique method of interpreting the "maximum points" for each "Evaluation Criteria," apportioning points among the four Proposers, instead of giving each Proposer up to the "Maximum Points." At neither of the Committee meetings was there a discussion of how to score the proposals. Moreover, the procurement liaison, Mr. Bums, did not even understand how the Committee Members decided to score the proposals. Counsel for Aon finds it quite intriguing that all of the Committee members uniformly used this unique method of scoring, while the record contains absolutely, no discussion of selection of this extremely unusual and unprecedented scoring method. 34. Toward the end of the meeting, Committee member Fixler voiced concern about the difference in prices of four similar Proposers. He stated that he was "befuddled at the enormous difference in pricing." He questioned whether the Proposers with the lower prices have, "...the ability and will to do the job." Nonetheless, the Committee went forward with Brown & Brown, the lowest -priced Proposer. 35. Lastly, the Committee asked Ms. Bums to attempt to place approval of this item on the February 13, 2003 City Commission agenda. 36. The records shows that on January 24, 2003, the Evaluation Committee completed its scoring and ranking of the Proposers.8 The results were as follows: 8 A copy of the Committee members' individual scoring sheets is attached at Exhibit 9. GREENBERG TRAURIG, P.A. 03- 227 EVALUATION CRITERIA MAX POINTS RATER BROWN & BROWN SUMMIT GLOBAL ARTHUR 3. GALLAGHER Aon RISK SERVICES Proposers overall professional qualifications & experience, including key staff & account representative 20 Elliot Fixler 6 5 7 2 John Petillo 7 4 7 2 Stuart Myers 6 5 7 2 Overall strategy to represent'.. the Gty; risk identification; & use of computerized system(s) 15 Elliot Axler 4 4 5 2 John Petillo 4 4 4 3 Stuart Myers 4 4 4 3 Proposers marketing expertise 30 Elliot Fixler 7 10 8 5 John Petillo 9 9 9 3 Stuart Myr 8 8 10 4 Outstanding claims against Broker 5 Eliot Fixler 1 2 2 0 John Petillo 1 1 2 1 Stuart Myers 1 1 2 1 Financial Proposal 30 Eliot Hxler 10 9 6 5 John Petillo 12 9 5 4 Stuart Myers 14 9 4 3 TOTAL POINTS 100 OF 400 94 84 82 40 AVERAGE 100 31.33 28.00 27.33 13.33 RANK 1 2 3 4 F. Committee Recommendation; Acceptance of the City Manager and Evaluation Committee Recommendation; Letter of Notification to Aon; City Manager Recommendation Letter 37. The City Manager's Recommendation memorandum, which is undated, contains the City resolution awarding the contract to Brown & Brown. The contract is for an amount not to exceed $110,000 per year. However, Brown & Brown provided a lower price to the City. (Exhibit 10) 38. The acceptance of the City Manager and Evaluation Committee's recommendation to award the contract to Brown & Brown is dated January 28, 2003. (Exhibit 11) 39. On January 31St, Aon received your letter dated January 30th, wherein you stated that the Evaluation Committee had selected Brown & Brown, and that the City Manager had concurred. H. STANDARD OF REVIEW Although public agencies have broad discretion in soliciting and awarding contracts, this discretion is not unbridled. Therefore, as discussed below, the City's actions in this matter must be reviewed based upon well-settled legal principles of open and competitive public procurement. The City is not permitted to act arbitrarily, capriciously or illegally, including by oppression or misconduct. The ultimate purpose of public procurement statutes is to protect the 03- 227 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 16 public. This purpose is served by preventing collusion or undue favoritism toward a bidder by a contracting authority. Collusion and favoritism are prevented, in turn, by securing fair competition on equal terms to all bidders. By placing all bidders on equal terms, the taxpayers' interest is protected. Liberty County v. Baxter's Asphalt & Concrete, Inc., 421 So. 2d 505 (Fla. 1982).9 III. BASES OF PROTEST The recommendation to award to Brown & Brown must be reversed for the following reasons, among others. First, Aon proposedthe top-rated proposal pursuant to ,the terms of the RFLI that was on its face responsive. The other three proposals did not at a minimum satisfy the expressed Submission Requirements mandated by Section XVII of the RFLI. 10 Second, the Evaluation Committee's scoring of the proposals was clearly arbitrary, capricious and contrary to procurement law. In addition, Evaluation Committee members did not evaluate the four companies based on the proposals submitted but rather on personal preference and biases evidenced by the meeting recordings. In doing 'so, the City failed to comply with the evaluation procedures of its own RFLI and misevaluated all four proposals. Third, the scoring system utilized by the Evaluation Committee was not the system provided by the Department of Procurement for this RFLI. IV. AON IS THE ONLY RESPONSIVE PROPOSER Aon submitted the top-rated proposal pursuant to the terms of the RFLI, that was on its face and otherwise responsive. Even a cursory review of the other three proposals by the City would have revealed multiple instances of noncompliance with the RFLI's requirements that render Brown & Brown, Summit Global and Gallagher ineligible for award. Intercontinental Properties, Inc. v. State Dept. of Health and Rehabilitative Servs., 606 So.2d at 383. Aside from Aon, the other three proposals did not at a minimum satisfy the expressed Submission Requirements mandated by Section XVII of the RFLI and are thus non-responsive. Section XVII, expressly states, "Failure to provide each of the above may be cause to deem your 9 See also City of Sweetwater v. Solo Constr. Corp., 823 So.2d 798 (Fla. 3`d DCA 2002); Miami -Dade County v. Church & Tower, Inc., 715 So.2d 1084, 1088-89 (Fla. 3'd DCA 1998); Cily of Cape Coral v. Water Servs. of America, Inc., 567 So.2d 510 (Fla. 2"d DCA 1990); Dept. of Transportation v. Groves -Watkins Constructors, 530 So.2d 912, 914 (Fla. 1988); Solar Eneray Control, Inc. v. State of Florida Dept. of Health and Rehabilitative Servs., 377 So.2d 746 (Fla. I" DCA 1979); Awrico Chem. Co. v. Dept. of Envir. Reg_ 365 So. 2d 759,763 (Fla. 1s` DCA 1978). See also Eagle Tire & Serv. Center v. Escambia County Utilities Auth., No. 00-0661 BID (Fla. Div. Admin. Hr'gs July 19, 2000). io Proposals submitted by all four Proposers have been attached as Exhibits 2, 3, 4 and 5. GREENBERG TRAURIG, P.A. 03- 227 Mr. Michael Rath February 10, 2003 Page 17 Response non-responsive." Furthermore, the (1) disregard for mandatory submitted requirements, and (2) lack of specificity contained in the proposals did not provide the City with sufficient information to accurately and properly evaluate the proposals and thus leaves the City with no alternative but to deem the other three proposals as non-responsive. To begin, of the three non-responsive Proposers, Brown & Brown submitted the most deficient proposal. It failed to submit the required Addendum No. 1. The Addendum expressly states, "This Addendum is to be signed and dated by Proposers and submitted as proof of receipt with the submissions of responses." This itself renders the Brown & Brown proposal non- responsive. Further, both the RFLI and the Request for Clarification required Proposers to list any outstanding claims against the Proposer's company. Brown & Brown, in both its proposal and its letter in response to the Request for Clarification failed to answer this question and therefore did not provide the requested information regarding outstanding claims. During the January 7`' Evaluation Committee meeting, the Committee specifically asked Brown & Brown to respond concerning claims against the "company itself'. Its response, however, only consisted of a letter from its Assistant General Counsel stating, once again, that Mr. Fiacco does not have any pending or threatened claims against him. It did not answer the question concerning claims against the company citing the "attorney-client privilege". Conversely, the other three Proposers clearly answered this question, including Aon which was specifically asked about Aon Risk Services of Florida, Inc. In his response, Mr. Sastre stated, "We have checked with our claims department and to our knowledge there are no outstanding claims against Aon Risk Services of Florida, Inc." Concerning the Submission Requirements mandated by the RFLI, Brown & Brown, again failed to conform to the requirements set forth within the RFLI. Its "canned" proposal contained only general answers, such as those contained in a firm's marketing materials. The information it provided was woefully insufficient to allow the Evaluation Committee to provide an accurate scoring of its proposal. In subsections G, H, E, F and C (Section XVII) Brown & Brown failed to provide responsive answers. Subsection G required Proposers to provide examples of management information reports to clients with similar programs, including cumulative project year premium and loss record, claims status, loss frequency, severity forecast, loss development, trend analysis, observations on relevant changes in the insurance market, views on loss exposures facing the program, and summaries of insurance coverage in place, including type and expirations, etc. Brown & Brown did not provide an example of management information reports or actuarial services reports. Aon, however, provided risk management systems and included an actual actuarial report, 52 pages in length, for the City of Miami addressing loss trend, loss experience, loss development, types of injuries and the different methodology to calculate ultimate losses. Furthermore, during the January 7h Evaluation Committee meeting, .committee member Patillo addressed concern that it was not clear that Brown & Brown (Summit Global and Gallagher) understood that actuarial evaluations and actuarial consulting services had to be performed. Subsection H required exposure identification and evaluation assistance for each exposure, loss prevention, loss control and other technical services for each exposure. Brown & �w�'i 03- GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 18 Brown did not provide a complete response to this requirement. It only addressed two parts, and did not, in a detailed fashion, state how it would identify and evaluate exposure. Aon provided its response to this subsection with a step by step procedure, which conformed to RFLI requirements. Subsection E and F required a description of the broker's access to the insurance market, including excess, surplus, and stop -loss Lines for coverage and a description of broker's insurance marketing expertise with respect to coverage. Brown & Brown did not specifically identify its access to many markets. Moreover, market experts were not identified for each coverage that the City purchases as Aon did and as was required by this subsection. Brown & Brown did not identify overseas markets other than Lloyds, either in London, Continental Europe or Bermuda, which are major centers of re -insurance. Subsection C required Proposers to present a strategy in approaching markets and how they would best represent the City and make more efficient use of its resources. Brown & simply Brown stated that it has a strategy in approaching markets, vet, it did not provide that strategy it would implement. On the other hand, Aon stated in its proposal that its marketing strategy was to approach the re -insurance market first, on a global basis, and obtain support using its manuscript property form as a model. Furthermore, Aon suggested combining the Orange Bowl and James L. Knight Center with its master program and preparing catastrophic models for the various perils insured. Summit Global is also non-responsive, as it did not, at a minimum, satisfy the Submission Requirements mandated by Section XVII. Its deficient response did not contain responsive answers to Subsections E, F, G and H. In addition, it did not provide verified references as required by the RFLI. Summit Global's answer in response to Subsection E did not identify any specific markets, while Aon identified 75 markets. In response to Section F, it did not identify any specific experts in each coverage that the City would purchase, while Aon identified an expert in each area by name and closed that individual's resume. In Subsection G, Summit Global. was asked to provide examples of management information reports to clients with similar programs, including cumulative project year premium and loss record, claims status, loss frequency, severity forecast, loss development, trend analysis, observations on relevant changes in the insurance market, views on loss exposures facing the program, and summaries of insurance coverage in place, including type and expirations, etc. It did not provide a responsive answer. Finally, its answer to Subsection H, it did not include a description of exposure identification which was required of all Proposers. Summit Global provided a list of references as it was required to, making its answer to that question facially responsive. However, on January 21" when Ms. Bums made a number of telephone calls to verify all four Proposers' references, it became apparent that Global Summit did not provide an accurate response to that question. When Ms. Burns . contacted two of the references listed in Summit Global's proposal, both parties stated that neither Summit Global nor the account representatives listed in its proposal had represented their entity. Furthermore, when contacted by Ms. Burns, Summit Global's representative stated that, (1) its account representatives previously represented these entities while at other companies, and (2) he thought 03- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 19 Ms. Burns would call him in advance of the reference check so that he could inform the references that they were about to be called. At the January 24`h Evaluation Committee meeting, when discussing this issue she stated, "That's not how I operate. I operate if you submit a response it is very clear that if at any time we had the opportunity to check references that's what we did." Finally, she instructed the committee that they may not use those references in evaluating and scoring Summit Global's proposal as they were never represented by Summit Global. Gallagher also submitted a non-responsive proposal, as it did not, at a minimum, satisfy the Submission Requirements mandated by Section XVII. Its deficient response did not contain responsive answers to subsections C, F, G and H. In addition, Gallagher failed to submitted the required Addendum No. 1 which was required by the RFLI and which should have been noticed by the City during its review for responsiveness. Gallagher's answer in response to subsection C was insufficient, as it did not provide the required marketing strategy. In response to Section F, it did not identify market expertise with respect to the coverage listed in Appendix A. In subsection G, Gallagher failed to provide specific tools and procedures to identify and evaluate the City's exposure. Furthermore, in the loss control and loss prevention area, it did not address all exposures that the City has, such as EPLI which Aon thoroughly discussed through the Aon Track System. Finally, Gallagher did not submit the required Addendum. The Addendum expressly states, "This Addendum is to be signed and dated by Proposers and submitted as proof of receipt with the submissions of responses." This itself renders the Gallagher proposal non- responsive. Aon, a responsible and responsive Proposer answered every Submission Requirement specifically and accurately rather than providing generic responses which in many instances were non-responsive. It outlined a specific marketing strategy, program structures, listed the program structures and listed the markets to be accessed which no other Proposer did. Aon provided examples of its state of the art Risk Management System and enclosed an actuarial report of 52 pages in length, for the City of Miami, addressing lost trend, loss experience, loss development, types of injuries, and the difficult methodology to calculate ultimate losses. It also enclosed a copy of its latest insurance market report which advises clients of the conditions and changes in the insurance marketplace as reflected in the RFLI. Aon provided the only responsive proposal and is therefore the top-ranked Proposer. Aon protests these facial defects and material irregularities in the City's review of the three proposals. These are, individually and together, non-waivable defects. Harry Pepper and Assocs. Inc. v. City of Cape Coral, 352 So.2d 1190 (3rd DCA 1977). The courts will not permit local authorities to arbitrarily apply, or not apply, solicitation requirements, as recently confirmed in City of Sweetwater v. Solo Constr. Corp., 823 So.2d 798 (Fla. 3rd DCA 2002) (injunction issued against proceeding with illegal contract award). Aon expects the City to likewise enforce compliance with the RFLI and, itself, comply with the RFLI and procurement law requirements. o3-- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 20 V. EVALUATION COMMITTEE'S SCORING OF THE PROPOSALS WAS CLEARLY ARBITRARY, CAPRICIOUS AND CONTRARY TO PROCUREMENT LAW; EVALUATION COMMITTEE MEMBERS DID NOT EVALUATE THE FOUR PROPOSALS BASED ON THE PROPOSALS SUBMITTED BUT RATHER ON PERSONAL PREFERENCE AND BIASES It is a well settled principle in Florida law that the City is not permitted to act arbitrarily, capriciously or illegally, including by oppression or misconduct. The ultimate purpose of public procurement statutes is to protect the public. This purpose is served by preventing collusion or undue favoritism toward a bidder by a contracting authority. Collusion and favoritism are prevented, in turn, by securing fair competition on equal terms to all bidders. By placing all bidders on equal terms, the taxpayers' interest is protected. Liberty County v. Baxter's Asphalt & Concrete, Inc., 421 So. 2d 505 (Fla. 1982). As defined by Black's Law Dictionary, "arbitrary" means with adequate determining principle, non -rational, not done or acting according to reason or judgment, as fixed or done capriciously or at pleasure. The record is clear that the Evaluation Committee's scoring of the proposals was not done according to reason or judgment. The Evaluation Committee was asked to review the RFLI, all four Proposers' responses and supplemental documents provided by Ms. Bums. Following review of the referenced materials, they were advised to evaluate and score the proposals. Aon, the second-largest broker in the world, who has represented the City of Miami for the past 12 years and obtained rate reductions six of the last eight years, received an average score of 13.3 points, ranking last among all Proposers in this process. Based upon Aon's overall qualifications and experience as well as its detailed and informative proposal, it is unfathomable that Aon received the score which it did. Merely a cursory review of all four proposals reveals that Aon's proposal specifically answers each Submission Requirement thoroughly and properly. Actually, during the January 7d' Evaluation Committee meeting, Committee Member Petillo made a point of recognizing that Aon's proposal was very clear as to the actuarial consulting services and actuarial evaluations that were to be performed. He also stated that where the RFLI mentions worker's compensation and general liability, he was not sure that other than Aon the other three Proposers understood what general liability encompassed. However, his scoring of Aon's proposal did not reflect those comments. The other two Committee members simply read off their scores and did not provide any explanation or rationale. In the "Evaluation Criteria" category entitled, Proposer's Overall Professional Qualifications and Experience, including key staff and account representative, each Committee member awarded Aon two out of a possible twenty points. However, a review of all four Proposers' qualifications and experience, as provided in the four proposals reveals that this scoring is unjustifiable. Each Proposer was required to include a copy of their key staffs Florida Insurance License. If, as a method for scoring this criteria, the Committee members would have simply added the years of experience of each Proposer's employee with a Florida Insurance License, they would have come up with the following: 03- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 21 Brown & Brown = 95 years Summit Global = 81 years Gallagher = 76 years Aon = 185 years Furthermore, if the Committee members would have simply added the years of experience of each Proposer's account representative, they would have come up with the following: Brown & Brown = 24 years Summit Global = 14 years Gallagher = 13 years Aon = 30 years As such, the Committee's scoring of the proposals was arbitrary, capricious and not based on the proposal submitted. The Committee selected the Proposer that it preferred, rather than the best qualified and most experienced Proposer. Even in the absence of specific statutory requirements, public agencies have the obligation to engage in contracting procedures in a manner that is not arbitrary and capricious. Volume Servs. Dev. of Interstate United Corp. v. Canteen Corp., 369 So.2d 391, 394 (Fla. 2nd DCA 1979). Part and parcel to the Evaluation Committee's arbitrary and capricious completion was the fact that the members did not evaluate the four companies based on the proposal submitted but rather on personal preferences and biases. Since the RFLI had expressed procedures for evaluating these proposals, the Evaluation Committee members may not act arbitrarily to ignore those rules to select any one other than the most qualified responsive Proposer. Cily of Pensacola v. Kirby, 47 So. 2d 533, 535 (Fla. 1950). Likewise, "[a] public body may not arbitrarily discriminate between bidders, or make the award on the basis of personal preference." Hotel China & Glass Co. v. Board of Public Instruction, 130 So. 2d 78,81 (Fla. 0 DCA 1961). The Evaluation Committee members did not have the authority or right to pick and choose Brown & Brown due to personal preference. At the first Evaluation Committee meeting on January 7h, Ms. Burns established the ground rules for the evaluation and scoring of the four proposals. She stated the following, `Before we go forward, I want to make sure that as Evaluation Committee members that each of you can independently evaluate each of the four Proposers and have no conflict of interest, or potential conflicts of interest and that you could evaluate fairly and impartially. Do any you have any problems evaluate[ing] any of the four Proposers?" Each of the Committee members said, "No." Ms. Burns continued, "So your evaluation and discussion today will be based solely upon the RFLI and the Proposals received. Is that correct?" All of the Proposers said "Yes." (Emphasis added) As such, all of the Proposers were directed to evaluate and score each proposal solely based on its content and not on any outside factors, including personal biases. While each Proposer agreed that this is how they would evaluate and score each proposal, none of the three Evaluation Selection Committee members adhered to this requirement. 03- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 22 Furthermore, Committee members did not even evaluate the proposals independently." Procurement law does not permit the City to ignore the established ground rules for evaluation and scoring as stated by Ms. Bums on January 7th. In Moore v. State. Dept. of Health & Rehabilitative Servs., 596 So.2d 759 (Fla. 1st DCA 1992), the court found that the agency's failure to comply with its own bid evaluation criteria undermined the integrity of the bidding process. The court reversed the award made by the agency, holding that even under a deferential standard, the evaluation process was so tainted as to make the award arbitrary and capricious. See also Catalfumo Constr. and Development. Inc. et al. v. Martin County School Board, No. 02- 1494BID (Fla. Div. Admin. Hr'gs June 28, 2002) (protest sustained against arbitrary re -ranking of competitors). As stated above, the Evaluation Committee members were required to evaluate and score the Proposers based solely on the RFLI and the proposals received. On multiple occasions, however, Selection Committee members did not follow this process despite numerous opportunities to do so. The following are examples of such noncompliance: (1) Committee member Petillo awarded Aon two out of a possible 20 points for Proposer's Qualifications and Experience. His rationale for such a low scoring was that, "Aon's poor assignment of points in this category is based directly on my experience in dealing with them since I have been doing consulting work with the City of Miami. I am not happy with how they have responded to me for information and various other things." He freely admitted that this score was not based on Aon's proposal, but rather his personal feelings towards Aon. Additionally, the low scores he awarded Aon in the remaining four categories were based on the same rationale. He stated, "Aon's very low score is based upon what they have done with the property last year and other area of the program for the City where they left the City naked and have not done routine renewals."12 The 11 During the January 24th Evaluation Committee meeting, Committee member Fixler explained that he was scoring his proposal "now" (right after Committee member Petillo finished scoring his) because he lost his scoring sheet. Furthermore, Committee Chair Myers' scoring was so similar to that of Committee member Petillo, that Committee member Petillo stated, "What! were you copying my numbers?" Aon protests that the proposals were not evaluated and scored independently. 12 Throughout 2002, there have been a number of changes in the staffing of the Risk Management Department. Committee members Fixler and Petillo are both relatively new to the Department; actually, Committee member Petillo is a consultant to the City. Since both gentlemen began working for the City in their present capacity, Aon's account representative Luis Sastre has made numerous attempts to meet with both gentlemen. However, for one reason or another, both gentlemen have been continuously unable to meet with Mr. Sastre. Notwithstanding that both Committee members have not been actively working with Aon, the Risk Management staff has met and worked with Aon on a regular basis. Consequently, throughout the various staffing changes made to Risk Management in 2002, Aon and specifically GREENBERG TRAURIG, P.A. o3- 227 Mr. Michael Rath February 10, 2003 Page 23 appearance of favoritism or biases is another flaw in the procurement. R.N. Expertise, Inc. v. Miami -Dade County School Board No. 01- 2663BID, Fla. Div. Of Admin. Hr'gs, Feb. 4, 2002. Clearly, this arbitrary, capricious and illegal scoring by Committee member Petillo undermined the integrity of this public procurement process. (2) During the January 7th Evaluation Committee meeting, Committee members specifically asked Brown & Brown and Aon to provide clarification concerning outstanding claims against brokers. As referenced throughout this document, Brown & Brown did not comply with this request and has still not provided to the City a list of its outstanding claims. Conversely, Aon provided the City with a timely clarification stating that it had no outstanding claims. Notwithstanding the above, all three Evaluation Committee members awarded either the same or more points to Brown & Brown than to Aon in this category. This proves that the Committee members did not consider in their evaluation and scoring process that Brown & Brown did not comply with the submission requirements of the RFLI. (3) Another instance of the Evaluation Committee's arbitrary and capricious actions in scoring the proposals is their scoring of Summit Global. Ms. Burns' reference verification proved that Summit Global actually did not represent the governmental entities it claimed in its proposal to have represented. Because of this, she instructed the Committee, "You can not evaluate this reference[s]. Summit Global did not provide those services to those two references; it was individuals representing Tillinghouse who provided those services and not Summit Global." Notwithstanding Ms. Bums' clear and concise instruction, all three Evaluation Committee members rated Summit Global as either the number one or number two ranked firm. Furthermore, this arbitrary and capricious scoring is compounded by the fact that Summit Global does not represent any governmental entities within the State of Florida in the same capacity as the RFLI proposes. (4) Other additional instances of arbitrary and capricious scoring and irregularities throughout this process are as follows: (a) Committee members Fixler and Myers simply read their scores aloud and provided no explanation or rationale; (b) Committee member Fixler did not receive the Proposers' letters in response to the Request for Clarification and the Reference Checks until right before the January 24, 2003 Evaluation Mr. Sastre has received over 500 e-mails and telephone calls. Aon went above and beyond the scope of services of their agreement with the City of Miami in order to assist the new Risk Management staff as they began their employment. GREENBERG TRAURIG, P.A. 03- 227 Mr. Michael Rath February 10, 2003 Page 24 Committee meeting began; (c) the tape was shut off during the Evaluation Committee meeting so Committee member Fixler could evaluate the Proposers; (d) Committee member Fixler expressed concern with Brown & Brown's ability and/or desire to perform for the price specified in its proposal. The long -accepted definition of an arbitrary decision is one which is not supported by facts or logic. AQrico Chemical Co. v. Dept. of Envir. Reg_, 365 So.2d 759, 763 (Fla. 1st DCA 1978). Clearly, the various above -referenced actions by the Evaluation Committee members were both illogical and not supported by the facts. VI. THE SCORING SYSTEM UTILIZED BY THE EVALUATION COMMITTEE WAS NOT THE SYSTEM PROVIDED BY THE DEPARTMENT OF PROCUREMENT FOR THE RFLI The RFLI and procurement liaison, Ms. Burns, established specific procedures and "evaluation criteria" for evaluating and screening the four proposals Ms. Burns provided each Evaluation Committee member with a scoring sheet containing five categories of specific "Evaluation Criteria" totaling 100 points. Additionally, Ms. Bums informed the Committee that the process required the Committee to establish certain evaluation standards prior to scoring the proposal at the January 24`h Committee meeting. She stated, "You have to reach a decision before we go into the discussion on the scoring how you are going to treat the scores and then we will discuss the scores; we have got to do that first to set the parameters." The Committee did not "set parameters" until they had scored the proposals. This allowed them to essentially set the parameters based on the outcome they desired beforehand. Additionally, the Committee did not have a uniform scoring process. This was not uncovered until the end of the January 240, Committee meeting when, troubled by the fact that all four Proposers essentially failed in that the highest average score is 31.33, Mr. Burns asked the Committee if they were going to recommending a Proposer at all since all of the firms did so poorly. She stated, "My issue would be you have a total of 100 points, from a purchasing stand point your average score is 31 points. Are you even going to recommend a number one ranked firm at 31 out of 100." Actually, what Ms. Bums did not realize is that the Committee members did not evaluate the Proposers out of 100 points as they were supposed to and as was indicated on the scoring sheet. Rather, they formulated a unique method of interpreting the "maximum points" for each "Evaluation Criteria" as to be divided among the four Proposers, instead of giving each Proposer up to the "Maximum Points." At neither of the Committee meetings was there a discussion of how to score the proposals. Moreover, the procurement liaison did not even know how the Committee Members decided to score the proposals. Counsel for Aon, finds it quite intriguing that all of the Committee members uniformly used this unique method of scoring, while the record contains absolutely discussion of scoring. This "ad hoc" evaluation process was clearly contrary to procurement law. 03- 22'7 GREENBERG TRAURIG, P.A. Mr. Michael Rath February 10, 2003 Page 25 VII. CONCLUSION AND RELIEF REQUESTED . In view of the foregoing, the selection of Brown & Brown for award was contrary to applicable law. This contract award should have gone to Aon as the Proposer with the only responsive proposal and the most experienced and qualified Proposer. Therefore, the City Manger should be advised to terminate discussions with Brown & Brown and/or any other Proposer and issue a recommendation for award under the RFLI to Aon. Furthermore, Brown & Brown, Summit Global and Gallagher should be disqualified from this procurement as non- responsive Proposers. Alternatively, the City Manger should be advised to reject all bids and reissue a new procurement through an open and competitive process. In addition, Aon should be awarded its proposal preparation costs, the costs of bringing this protest, including reasonable attorney's fees and such other relief as may be appropriate. Thank you for your prompt attention to this matter. 13 Sincerely, A I Lucia A. Dougherty Alexander P. Heckler Counsel for Protester Aon Risk Services, Inc. Exhibits cc: Alejandro Vilarello, Esq., City Attorney Joe Arriola, City Manager/Chief Administrator 13 Copies of all cases cited herein are submitted herewith. Additionally, Aon reserves the right to supplement this bid protest with and based on other documents in possession of the City not currently available for submission, or as is allowed during the course of the protest proceedings. Qptiplan, Inc. v. Sch. Bd. of Broward County, 710 So. 2d 569, 571-72 (Fla. 4' DCA 1998). o3- 227 GREENBERG TRAURIG, P.A. W _ C) Z 0 w M W o' are you going to treat the scores. And then we'll discuss the scores. O We've got to do that first to set the parameters. The other thing I LL want to bring to your attention. We are under a code of silence. The code is lifted today because we're in this meeting. However, as C soon as you walk out the door you can't discuss this process W amongst yourself nor with any other potential proposer or anyone 0 z: outside this room. That's why these scores are going to be yours U ® and only yours only. So, when you come back in, I will eventually LU create a tabulation that will have to go on the Commission agenda. That will be part of the package. So, whatever scores or scoring methodology you use, you're going to say to them that these are our J scores and I will stand by them. So, they're independent and they're going to be your stores and we'll discuss it at the next meeting. MLU We'll haves some time, that's why I said to do some preliminary draft scoring, it's a lot easier next time around, when you come into the meeting. Any other questions? If you want me to do anything else on your rehab before I send out these letters, or you think of another thing about the references, just e-mail real quick. But I'll et that out this week. Stuart Myers Beautiful. Thanks very much for your help. EVALUATION COMMITTEE MEETING II, 1/24/03 Pamela Bums Good Morning. Stuart Myers Good Morning, Pam. Pamela Burns We are here for the second meeting of the evaluation for Insurance Brokerage Services pursuant to RFLI 0203032. Today's date of January 24, 2003 and it is approximately 11:00 a.m. For purpose of the record each of the Committee members identify themselves please. John Petillo Good Morning, I'm John Petillo. I'm a risk management consultant for the City of Miami Elliott Fixler I'm Elliott Fixler. Stuart Myers Stuart Myers, advisor to the Mayor. Pamela Burns And you know myself, Pamela Burns, from Purchasing and the liaison. Also present in the room today we have another individual who is observing. If you would also identify yourself, Sir? Jerry Fiacco Jerry Fiacco Pamela Burns And Mr. Fiacco is here only to observe. He's been advised that at no time during this process can he participate actively in any of the discussions. Pursuant to our previous meeting your were given copies of each of the proposals, your were given copies of the evaluations for and asked to evaluate each proposal. You'd also asked that I do some other things for you. One of the things that you asked me to do for you was to seek clarification from each of the 03- 227 l.% LL F_ C F- Ai 03- 227 0-2- proposers on some issues. What I just distributed to you were letters that were actually sent to them and I received responses that hopefully all three of your received their responses that I had scanned and e-mailed and each of you had a chance to review it and I understand all of you didn't get it but I did provide that to you in advance of this meeting. So that was one of your requests. The other request that you had between last meeting and this meeting was to verify some references. You also have been provided with reference verifications . I did two per provider and I have also provided that to you in advance of this meeting. I want to also make sure that number one, have each of you had a chance to review each proposal between now and today and do preliminary scoring. Response Yes. PM And also be reminded that you were under the code of silence. So, has any of the proposers or potential proposers or anyone one on their behalf contacted you in any way since that last time to influence your decision today. Response No. Pamela Burns Before we proceed and turn it over to our Chairperson do you have any uestions of me. Response No. Pamela Burns Okay, were there any questions you may have had regarding the references. Elliott Fixler Yes. Did you have any follow-up phone calls with the Proposers after you received some of their recommendations Pamela Burns Yes I did. In front of you, you have references from Arthur Gallagher, Aon, Brown & Brown and Summit Global. I think probably is there's any question, it's going to on the Summit Global. The individuals, both individuals for references, they had no knowledge of the firm and that's what I've indicated. However, and you have to evaluate based solely on the firm who proposed. Ok. So, I received a subsequent phone call and I said "put in writing", so _ r regarding Summit Global, I will read what they said. "Per our 04 conversation yesterday regarding your references, I was the initial Executive responsible and Jean Supers (sp) was the Account O Z Manager." This is for Global. "for the New York Housing V Authority while we were at Segwick (sp). When I left Segwick (sp), W Jean remained the Account Manager. Since that time, Jean through Tillinghouse and myself, with Summit Global Partners have service marketed many other public entities and Fortune 1000 corporate V accounts together. In addition, I spoke with Carter Salomon, j Chairman of the Wade (sp) County Commissioners who would m welcome a call to speak to you" and so on. Umm. However, LU they've, they mentioned Tillinghouse and that was what the Q_ references came out, these individuals who're employed by Tillingho,use. I inaudible went back to the proposal. I sat there, 03- 227 0-2- 03- 227 30 went page by page. I did not locate anywhere in the proposal the mention of Tillinghouse and where these individuals were actually employed. I mean I tried to find it to see maybe there was a joint - partnership, he mentioned it but they were bring together these people. If you find it, fine. I could not find it. As a result, there is a..., you can not evaluate this reference on Tillinghouse or these individuals because it was Summit Global who submitted the response. So that's who you are evaluating, Summit Global. Summit Global did not provide their services to those two references. It was individuals representing Tillinghouse, who provided those services but not Summit Global. So the references remain what they are; what you have been provided regardless of the clarification. You have any questions on that? Response Uh. No. Pamela Burns So the only issue is that, he had wanted; he thought that I would call him in advance before I did the reference check, so that he could inform the references that they were about to be called and that's not how I operate. I operate, if you submit a response, it's very clear that, if we, at anytime, have the opportunity to check references then that's what I do. OK. So we're here today. You have been provided with the evaluation forms, last time, you've read, you've done some preliminary scoring.. At this point in time, I'm here to facilitate and I going to turn it over to the Chair for discussion. Stuart Meyers Hello, John, would you like to start out? John Petillo Sure I would. Stuart Meyer OK. John Petillo Absolutely. Thank you very much. Good morning. Yes, I have reviewed all four proposals. Brown & Brown, Summit Global Partners, Authur Gallagher, and AON for services. In evaluating O 4 their proposals and my knowledge their overall performance in the LL— market place, I have done some preliminary scoring. On the first 0 issue, `Proposal's Overall Professional Qualifications and Experience including Key Staff and Account Representatives'. Of those twenty points I have allocated seven to Brown & Brown, four Z to Summit Global Partners, seven to Arthur J. Gallagher and two to V Q AON. AON's poor assignment of points in this category is based W directly on my experience on in dealing with them since I have been doing consulting work for the City of Miami. So I am not happy V with how they have responded to me for information and various J other things. Number two, again from a professional qualifications, m I've taken into consideration the references, I, I think that Brown & LU Brown and Arthur J. Gallagher have done very well and therefore my scoring in that category is at it is. `Overall Strategy to Represent the City; Risk Identification and Use of Computerized Systems'. Very evenly matched. I scored four points for Brown & Brown, four poin s for Summit Global, three, four points for Arthur J. 03- 227 30 W C) _Z LU m o3- 227 9) Gallagher, three points for AON. `Proposer Marketing Expertise'. Again equally, Brown & Brown, Summit Global Partners, and Arthur J. Gallagher from the stand point of view of them being able to go out into the marketplace to procure proposals for the City of Miami. What's coming up first and is extremely important is the first renewal. The property renewal and they are first renewals and it's a very very difficult marketplace. I'm very happy that we're making a broker assignment and then giving the broker all of the insurance companies to work with in the marketplace cause the marketplace is, is shrinking as we speak. So the strategy from that stand point of view, I think is excellent for the City. As opposed to, bringing in various brokers to compete on pieces of the insurance. I think that would be tremendous mistake and with the lack of capacity, if we did that, you may not eve be able to put a program together as you split up the marketplace. So, giving the entire marketplace to one broker to go out on behalf of the City to put a property program together [inaudible] is, is, is a, is a an excellent strategy and in obviously May 1St is coming pretty rapidly. So, the sooner we make this decision, the better. And again, Brown & Brown, Summit Global, Arthur J. Gallagher are pretty much equal in their ability to go out and put a program together. I've rated AON again, very low based upon what I've seen what they've done with the property last year and other areas of the program for the City where they have actually left the City naked and haven't even done routine renewals. Next item "Outstanding [interrupted] Pamela Burns Did you ... we need scores for those. John Petillo I'm sorry, nine for Brown & Brown, nine for Summit Global Partners, nine for Arthur J. Gallagher, three for AON. ela BLEPS OK. °p PetiA Next category "Outstanding Claims Against the Broker". I just LL scored, giving one point to Brown & Brown, one point to Summit t" Global Partners, two points to Arthur J. Gallagher, and one point to AON. No real comments on that category. `Financial Proposal'. 0 Brown & Brown has quoted $100,000 plus another $6,250.00 in Vorder to get their [in audible - actuarial review to semi-annual to W annual, given the supply year ends] that, that is why I am giving them twelve points on the `Financial Proposal'. Summit Global Partners is $135,000 including actuarial three year guaranty. I've given them nine points on the financial side. Gallagher, $247,500 in actuarial five year guaranty. I've given them five points. And AON, $255,000 W on the brokerage side, $45,000 on the actuarial five years on the guaranty. I've given them four points. So as this gets totaled out. I have 33 for Brown & Brown, 27 for Summit Global Partners, 27 for Arthur J. Gallagher and 13 for AON. Pamela Burns I OK. Thank you. John Petillo I And I'm negotiable. o3- 227 9) LLI 0! 0 LI --_ 0 M1. �-Of M U LLI LLI _ V � J m m. C/:) C Pamela Burns [Laughter] Stuart Myers Elliot, would you like to go through ours? Elliott Fixler No. Cause I'm, I'm doing it. I don't know what I did with my inaudible copy. Stuart Myers So, you're re-, you're re... Elliott Fixler I'm trying to re.., I'm trying to re.. Pamela Burns Remember what you have scored, and you've already done the scoring already so, Stuart Myers Yeah. Pamela Burns Trying to recapture your original scores. Elliott Fixler Yeah, I trying to recapture, yeah, I don't know what I did with it. I looking through the extras I had and I'm Pamela Burns Do you wanna then, pause at this time to kinda go off record until you finish so that we can go back on record, so you can read us your scores. Stuart Myers Yes. Could you. Pamela Burns About how much time do you think we need? Elliott Fixler Five minutes. Pamela Burns OK. We'll do that. Thank you. Elliott Fixler inaudible question to Stuart Myers] StuartM ers Yes. Would you please inaudible Pamela Burns OK. Elliott, you've had enough... Elliott Fixler OK. Category one. Of potential assignable points 20, Firm One, six; Firm Two, five; Firm Three, seven; Firm Four, two. Pamela Burns OK. Overall Strategy. El 'ott Fixler Firm One is four, Firm Two is four, Firm Three is five, Firm Four is C() two. Third Category `Marketing Expertise'. Firm One, seven; Firm Two, ten; Firm Three, eight; Firm Four, five. `Outstanding Claims'. Firm One, one; Firm Two, two; Firm Three, two; Firm Four, zero. U `Financial Proposal'. Firm One, ten; Firm Two, nine; Firm Three, six; Firm Four, five. Total [inaudible] if my math is correct is 28 Firm One; 30 Firm Two; 28 Firm Three; 14 Firm Four. art Myers OK. Ah. I'll just read off my number for him. The `Professional Qualifications', I've got six for Brown & Brown, five for Summit Global Partners, seven for Gallagher, and two for AON. Petillo Oh, were you copying my numbers? art Myers [Laughter] For `Overall Strategy', I've got a four for Brown & Brown, four for Summit Global Partners, four for Arthur J. Gallagher, and three for AON. On the `Marketing Expertise', I've got eight Brown & Brown, eight for Summit Global, ten for Arthur J. Gallagher, and four for AON. On the `Claims', One, One, Two and One. And on the `Financial Proposals', fourteen for Brown & Brown, nine for Summit Global Partners, four Gallagher, three for AON. If my math is correct that is 33, 27, 27, and 13. Pamela Burns [inaudible] talked about at the last meeting, is we, add in ... did we decide that, whether, or not we add them up or we average to 03 227 LU or - T_ o 0 0 z � O M U W w - U J m m Cn CL �3 227 G determine our ranking? Stuart Myers We didn't talk about that but we might as well. Add those up and see what we come to. Pamela Burns So for Firm One... and I am just going to read what I am showing ... I'm going to have to go back and just check our math just to make sure. 33, from John; 28 from Elliott, and 33 from Stuart for a total of 94. This is for Brown & Brown. So we have three of you with an average score of 31.33. Next one is Summit, we have 27, 30, and a 27 for a total of 84 for an average of 28. Gallagher, 27, 28, 27 for a total of 82, the average being 27.3. The last one is AON, 13, 14, 13 for a total of 40 and average of 13.3. OK. So, based upon your scores, average together combined. Number One is 31.33 is Brown & Brown; Number Two is Summit with 28; Following by Seven -Tenth of a point by Gallager at Number Three and Last is AON. Any discussion of the scores? John Petillo What do you want us to discuss? Pamela Burns I mean...is that you all recommending that Brown & Brown is your overall Number One Firm as a Committee John Petillo Based on? Pamela Burns Based upon the scores. And my issue would be you have a total of 100 points. From a purchasing standpoint your average score is 31 points. Are you even gonna recommend a number one ranked firm with 31 points out of 100. That's my question to you. I mean, their ranked number one are you gonna recommend them? Jolu i Petillo Why would the... Why would you ask thatquestion? Pop ela Burns Well, because... The reason why I'm asking that is, usually it is still yes. But there might a process where you have a maximum number of points, they are still ranked the best out of the proposers but it is still not a firm you would recommend to... do the work. Jo Petillo I think under the circumstances we had three firms that I could have :2: recommended and that the services that they were, that were 0 available to us at these three firms could supply are all very good. Three of the four participants. And the thing that seemed set Brown Al & Brown above the other two of these, at least in my voting, was the price differential and under those circumstances, I feel, very common in recommending them, even though the score says 31. ela Burns Is that the will of the Committee? To recommend Brown & Brown UJ to providing services. I have another question. Should negotiations fail with your top ranked firm, Brown & Brown, when you negotiate a contract, sometimes negotiations don't work out. Will you recommend also, should negotiations fail, to go to your number two ranked firm and/or your number three or your number four down the road, until you actually negotiate that contract. John Petillo I would say to that. Although, my preferences, I think my preferences would be given, given the clarifications that have come in, as well what appears to be the [inaudible] stuff on the references �3 227 G Uj = 0 F- LLL_ 0 Q F- Of Z O p U LLJ W J m M U:) CL 03- 227 n�e that perhaps we ought to get these people in, at least get a couple of them in to talk to about it. I'm also alittle bit ah, befuddled as to the enormous difference in pricing, between what should be four firms that should be relevantly close in terms of, I mean, I would think, would be far closer in terms of what the cost would be to do this kind of thing. And ah, I know that, I know that, other members of the committee gave greater, I think they gave greater influence to the financial numbers than perhaps I did. But if that raises, if that raises questions, some serious questions on my part as to the ability to do the job and will to do the job at those numbers. So, it would, it would be my, my desire to, to actually meet these people and get some, perhaps direct responses from them as to how they plan on doing what they need to do at those numbers. Pamela Burns Are you talking about your number one ranked firm, which is Brown? John Petillo Yeah, I would say the top, the, the, the two, whatever top, top two.. Pamela Burns But then your number three is only seven -tenths behind, so those are so close, from m.., from my standpoint, if you're gonna make a recommendation, I would at least recommend the top three.. John Petillo ok, yeah. Pamela Burns because there is no clear break John Petillo OK. Pamela Burns between two and three. There is one between three and four. John Petillo OK Pamela Burns and or recommend number four but if you're gonna recommend any, I would recommend at least the top three, if not, all four. Jo Petillo OK. P la Burns So, you're recommending all four or the top three? Jo Petillo Top three. P la Burns Now what I, what usually would happen in this is that you recommend number one, ah, you recommend all three in rank order Z should negotiations fail. We go to the Commission, and you start 0 negotiating a contract and maybe those issues will come out during contract negotiations, maybe there were some factors that wasn't factored in. But when we go to the Commission, we're going to the Commission based upon the numbers that they give us. Unless you find out in advance that the new numbers are so low but that is part of this evaluations. So then, you may decide to go to number two LU and or number three. If they can't do the work at the prices they quoted. And you can't negotiate a satisfactory contract. So.. Myers I think that would work out for us and for the City. [inaudible] Time is up, we are under some time pressure. Is it possible to put a time - limit on the negotiation? Pamela Burns Well, unfortunately, it's the User Department who usually negotiates the contract in consultation with Law Department to get contract done. Usually, I am not involved in that and that is 03- 227 n�e LU 0 Z 0 LU M LL ff 03- 227 oe something that I can't really advise you on time constraints, so it's really, what we first have to do is number one you have to make your recommendation as Chairperson. As Chairperson, you need to make a recommendation in writing to the Manager. The Manager approves the recommendation. Once I secure the signature on that, it lifts the code of silence. We get an agenda package on the Commission, the same time we can actually contact the Proposer and talking about contracts. So you can do both of those simultaneously so that once you go to the Commission, once they give approval, you can, hopefully, execute at that time. Now, you know, we're actually, now working on a March agenda so, even though it's only January, we're working on the first thing in March. So those are the issues we have in front of us. Stuart Myers We'll need to get this on an earlier agenda. Pamela Burns That's what we're saying. You know, I could, I could assist you and the User Department in working, and getting the legislation. I could help you with the legislation and getting the agenda packages and work with your staff to get that on the agenda. In the same time, we got our, once we get the Manager's approval the User Department can contact the number one firm and start talking money, start talking some of the issues you have concerns with and start putting in writing some of those issues. We have contract templates with the exception of the scope of work and pricing. That's negotiated, that goes to ether with the template and goes to Law. Stuart Myers Great. Pamela Burns And I could assist, but I, that's a Law decision. So, we could try to get it somehow, somehow put on a February agenda, if somebody puts it as a pocket or puts it and just takes it out for the agenda deadline issues. But negotiation of contract is spearheaded by this young lawyer here and he's.. John Petillo Pamela, are we're going to talk about actually meeting or interviewing, these top three? Wela B s No. At this point in time. The only one, what you will do is, I think 0 the issue was with the number two, if you can't negotiate a contract LL r or if their $100,000 — `no that doesn't involve this, this and this' and Q Clj they said I should've priced it at 2 or 3. Yeah, you have an issue. You may then go to number two. Now your number two is a 0 Z situation that you discuss before, at that point in time you meet with U 0 number two to get some clarification because even though they rank W number two you still have issues. I mean, you have to walk through (� this. If I go to the Commission tomorrow, I will say with $106,000 and whatever that dollar amount was.. and you would have to V negotiate a contract within this parameter for five years. For one j year, with four renewal options. Assuming that they could do all the m UJ work and that they said they could do, under the terms of [inaudible] I that contract. If they can't, and you're fine with that for that dollar LL ff 03- 227 oe W We = 0: 0 OC 0 p U LL J =J J . U:) CL 03- 227 Q amount, you move forward, you get a contract and you're ready to go. If they can't then you go to number two. There's a lot of things that has to be done and all at the same time. Make sure that this is in lace b , what time do you need the contract? Stuart Myers The renewal is, the renewal for the property is due May 1, which means we will have a ninety days, most of time you ought to be in the market within ninety days and so we are pushing ourselves right now, on that time limitation. Pamela Burns Well, what I would recommend is we get somebody to put this as an item on the agenda. And I'll work within your due dates, whatever date we can get on the agenda to make sure we have agenda item, legislation prepared, the contract is another issue, but I can help you inaudible Stuart Myers Very good. Pamela Burns And then once the code is lifted with the Manager's approval. Then you can all talk. Start talking and trying to negotiate and hammer out the details. So what, do you need anything as Chairperson from me, do you need.. Stuart Myers If you would prepare the draft recommendation. Pamela Burns I'll do that for you. Stuart Myer Thank you. Pamela Burns What I also do on your behalf is I take your scores and I put in what I call a tabulation, to kinda see who scored what and who gave who.. that is just a little simple thing that will go with the agenda item. I'll do that for you, but I'll prepare it for you on you behalf. I'll email it to you? SMyers Yes, please, that would be great. P la Burns And when you send it back, (come in) do you have a letterhead or something to send it on, on behalf of, under your signature? Stu Myers I might. Yes. P la Burns Put somewhere on there and I'll put somewhere so that the Manager can sign it and it can be sent to me as a fax, and I can.. or an original if you get the Managers signature. We gotta try to get this in. art Myers Well, be here, we have a... We'll be meeting with the Manager on Monday. Par4ela Burns Oh, good. I'll, I'll.. Stuk Myers So, if you can have that to me with, aj ela Burns I'll try and do it, I'm trying to actually leave by 4, 3 or 4 today. But I'll pop something out for you. Do youAs there anything as a recommendation, other than the standard things you want me say. Is there anything else in the recommendation you want me to mention or is it just the standard. Stuart Myers [inaudible response] Pamela Burns OK. I'll send that out to you today. Stuart Myers Thanks very much. Pamela Burns Any other questions, any other issues? Alright, I know we have 03- 227 Q LU W ON F.._ , LL t 0 Q\ Z 0 ® C) L.LJ LU � J\ � m C/:) M 03- 227 0 another gentleman here, the code will still be in effect once you leave this room you still can not talk to this gentleman or vice versa. Until the City Manager approves in writing with a recommendation. The code then lifts at that time. So you're still under the code, even though you made a decision. Once, we get the Manager's approval thenyou're free, OK. Stuart Myers Great.. Pamela Burns Thank you for volunteering and I'll talk to you later and I'll get you that inaudible . Stuart Myers Thank you. Pamela Burns The information that you have in front of you as far as those proposals, I need each of your score sheets in writing, I need to check score sheets, I need you to sign and date those, it becomes part file. Anything else you can keep, those are yours or you can leave them here. [Inaudible statement from someone Pamela Burns If you have it, in pencil, if would go over it in pen or at least sign our name in ink. Inaudible statement from someone ..Over again.. Pamela. Burns Whatever you want, but that's, that's gonna become part of my permanent file and anybody has an opportunity to come and take a look at that. Copies of the proposals or your evaluate or your reference checks you can take with you or you can leave here. That will be up to you. If you leave them with me, I'll give them to Mr. Fixler, so that he cantake to his office. Alright, thank you. Stuart Myers Thank you. Pamela Burns Go ahead and just put today's date on it and do it with the blue ink, otherwise I'd do it cause [inaudible] Alrightie. Once the Manager signs it, your recommendation approves it, I then send out letters notifying everybody of the results and the anticipated date that we're gonna have this on a Commission agenda. So, that all [inaudible]. I don't know, if you want to see when we could possibly get on an agenda just let me know. I don't know. Stu irt Myers Right away. Par. iela Burns Yeah. Stu irt Myers And if we need an emergency... we'll we will because, we will need one ela Burns If you thinks it's going to be the February meeting then, I'll art Myers Absolutely. ela Burns I'll, I'll, be the February 14 or 15 versus the second meeting, I'm not sure. Stu ul Myers Please, the first meeting in February. P ela Burns OK. And, I don't know but somebody needs to be in touch to get that on. And I'll work with those timeframes. OK. Elliott, you just gave me yours, OK. Take with you what you want. Leave with me what you don't want and again that's for participating in the process. 03- 227 0