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HomeMy WebLinkAboutSEOPW-CRA-R-01-0092SEOPW/CRA ITEM 8 RESOLUTION NO. 01- 2 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE SOUTHEAST OVERTOWN/PARK WEST COMMUNITY REDEVELOPMENT AGENCY ("CRA") REQUESTING THE CITY OF MIAMI TO CONSIDER REFINANCING COMMUNITY REDEVELOPMENT REVENUE BONDS SERIES 1990, IN THE PRINCIPAL AMOUNT OF $11,500,000, ISSUED TO FINANCE THE COST OF ACQUISITION AND IMPROVEMENT OF CERTAIN PROPERTIES IN THE REDEVELOPMENT AREA AND TO FINANCE REPAYMENT OF A LOAN TO THE CITY OF MIAMI BY THE DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT. WHEREAS, the City of Miami issued community Redevelopment Revenue Bonds Series 1990 in the amount of $11,500,000 to finance the cost of acquisition and improvement of certain properties in the CRA Redevelopment Area and to finance repayment of a loan made to the City of Miami by the Department of Housing and Urban Development; and WHEREAS, the CRA is requesting the City of Miami to consider refinancing the Community Redevelopment Bonds Series 1990; and WHEREAS, the CRA will become the guarantor in the refinancing of these bonds. sEopw/ CRA 01- 9 NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE SOUTHEAST OVERTOWN/PARK WEST COMMUNITY REDEVELOPMENT AGENCY OF THE CITY OF MIAMI, FLORIDA: Section 1. The recitals and findings contained in the Preamble to this Resolution are incorporated herein as if fully set forth in this Section. Section 2. The CRA Board of Directors hereby requests the City of Miami to consider refinancing Community Redevelopment Revenue Bonds Series 1990 and the CRA offers to become guarantor of the bonds in the new financing transaction. Section 3. The Resolution shall be effective upon its adoption. PASSED AND ADOPTED on this 30th day of July, 2001. ARTHUR E. TEELE, JR., CHAIRMAN ATTEST: WALTER J. FOEMAN CITY CLERK APPROVED AS TSB-"MRM AND -"CORRECTNESS: e'VILARELLO ORNEY SEOPW/CR Page 2 of 2 0 1 - ITEM 8 SEOPW/CRA 01- 92 RESOLUTION NO. SEOPW/CRA A RESOLUTION OF THE BOARD OF DIRECTORS OF THE COMMUNITY REDEVELOPMENT AGENCY ("CRA") REQUESTING THAT THE CITY OF MIAMI REFINANCE THE COMMUNITY REDEVELOPMENT REVENUE BONDS SERIES 1990 IN THE PRINCIPAL AMOUNT OF $11,500,000.00 AS ADOPTED BY CITY OF MIAMPS RESOLUTION NO. 89-1151 AND CITY OF MIAMI'S RESOLUTION NO. 90-0195 SUPPLEMENT TO RESOLUTON NO. 89-1151, THAT WAS ISSUED TO FINANCE THE COST OF ACQUSITION AND IMPROVEMENT FOR REDEVELOPMENT PURPOSES OF CERTAIN PROPERTIES IN THE SOUTHEAST OVERTOWN PARK WEST REDEVELOPMENT AREA AND TO FINANCE REPAYMENT OF A LOAN MADE TO THE CITY BY THE DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT AND THE CITY OF MIAMI ADOPTED RESOLUTION 90-871 THAT INCLUDED THE PROVISION OF GUARANTEED ENTITLEMENT REVENUES AS THE SOLE SOURCE SECURING SAID ISSUE AS WELL AS THE SOLE SOURCE FROM WHICH DEBT SERVICE PAYMENTS ARE PAYABLE. WHEREAS, the City of Miami approved and adopted the Southeast Overtown/Park West Community Redevelopment Plan pursuant to Resolution Nos. 82- 755 and 85-1247 (the "Redevelopment Plan"); and WHEREAS, the CRA is responsible for carrying out community redevelopment activities and projects in the Southeast Overtown/Park West Redevelopment Area (the "Redevelopment Area") established pursuant to the Redevelopment Plan; and WHEREAS, City of Miami Resolutions 89-1151, 90-0195 to which is collectively referred "Bond Resolution" for the issuance of Community Redevelopment Revenue Bonds, Series 1990 in the amount of $11,500,000.00 issued to finance the cost of acquisition and improvement for redevelopment purposes of certain properties in the Southeast Overtown Park West Redevelopment area and to finance repayment of a loan made to the City of Miami by the Department of Housing and Urban Development; and WHEREAS, on November 8, 1990 City of Miami's supplemental Resolution 90- 871 provided for payment of such bonds from certain revenues and provided the means to execute the issuance of said bonds; and WHEREAS, the CRA is ATTACHMENT kaj CON, AIMED ing that the City of Miami refinance the s Series 1990; and SEOPWic" 9I- 92 ITEM 8 SEOPW/CRA WHEREAS, the CRA will become the guarantor in the refinancing of these bonds. NOW, THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE COMMUNITY REDEVELOPMENT AGENCY OF THE CITY OF MIAMI, FLORIDA: Section 1. The recitals and findings contained in the Preamble to this Resolution are incorporated herein as if fully set forth in this Section. Section 2. City of Miami Resolutions 89-1151, 90-0195 to which is collectively referred "Bond Resolution" for the issuance of Community Redevelopment Revenue Bonds, Series 1990 in the amount of $11,500,000.00 issued to finance the cost of acquisition and improvement for redevelopment purposes of certain properties in the Southeast Overtown Park West Redevelopment area and to finance repayment of a loan made to the City of Miami by the Department of Housing and Urban Development. Section 3. On November 8, 1990 City of Miami's supplemental Resolution 90- 871 provided for payment of such bonds from certain revenues and provided the means to execute the issuance of said bonds. Section 4. The Board of Directors of the CRA hereby request that the City of Miami refinance Community Redevelopment Revenue Bonds, Series 1990, where the CRA offers to become a guarantor of the bonds in the new financing transaction. Section 5. The resolution shall be effective upon its adoption. PASSED AND ADOPTED on this 30th day of July 2001. Arthur E. Teele, Jr., Chairman ATTEST: Walter J. Foeman, City Clerk APPROVED AS TO FORM AND CORRECTNESS: Alejandro Vilarello City Attorney BACKUP INFORMATION 92 SEOPW/Cii ITEM 12 RESOLUTION NO. V 1 i n A RESOLUTION OF THE SOUTHEAST OVERTOWN / PARK WEST COMMUNITY REDEVELOPMENT AGENCY (CRA) AUTHORIZING THE CITY OF MIAMI (THE "CITY"), AS THE FIDUCIARY OF THE CRA REDEVELOPMENT TRUST FUND, TO TRANSFER ANNUAL CRA PLEDGED TAX INCREMENT REVENUES AND CITY OF MIAMI (THE "CITY") GUARANTEED ENTITLEMENT FUNDS OF $300, 000 TO THE BANK OF NEW YORK TRUSTEE OF THE CITY/CRA COMMUNITY REDEVELOPMENT 1990 SERIES BOND ISSUE (THE "1990 BONDS") FOR PAYMENT OF DEBT SERVICE DUE IN THE YEAR 2001 WHEREAS, The City of Miami Florida ("the City") and CRA issued the 1990 Bonds in the amount of $11,500,000 to finance the cost of land acquisition, clearing and improvement of certain properties of the SEO/PW CRA redevelopment plan Phase I Development Program set forth in the County Interlocal Agreement between the City/CRA and the Miami -Dade County, and to finance repayment of a HUD Section 108 Loan and certain infrastructure improvements in the redevelopment area, in accordance with the CRA redevelopment plan and the Community Redevelopment Act of 1969 (the "Act"); and WHEREAS, The debt service of the payment due on said 1990 Series Bond Issue during the 2001 calendar year is $356,600; and WHEREAS, According to the 1990 Series Bond Issue indentured and related Official Statement the CRA and the City are responsible for depositing the CRA pledged 2000 year tax increment revenue and pledged City Guaranteed Entitlement fund totaling $300,000 as set forth the Official Statement and (Bond Indenture of the 1990 Series Bond Issue); and WHEREAS, The City of Miami, pursuant to City/CRA Interlocal Agreement dated November 8, 1990, is the fiduciary, of the CRA redevelopment trust fund for implementing the CRA redevelopment plan. NOW THEREFORE, BE IT RESOLVED BY THE BOARD OF DIRECTORS OF THE SOUTHEAST OVERTOWN / PARK WEST COMMUNITY REDEVELOPMENT AGENCY OF THE CITY OF MIAMI, FLORIDA: Section 1. The recitals and findings contained in the Preamble to the Resolution of incorporation s if fn4ly set forth in this Section. swPW/C", -V• ITEM 12 Section 2. The City of Miami is authorized to transfer the CRA year 2000 pledged tax increment revenues and annual pledged City Guaranteed Entitlement funds deposited in the CRA redevelopment trust fund, to the 1990 Series Bond Indenture Trustee revenue fund for payment of debit service to the bond owners and any reserve accounts, or reserve product requirements "f the Bond Indencure to the CRA Redevelopment Trust Fund for any legal purposes of the CRA redevelopment plan and no other purpose. Section 3. This resolution of the Board of Directors applies to all future transfers of tax increment revenues and Entitlement Guanteed funds to the 1990 Series Bond Trustee since the transfer is an annual contract responsibility of the City Finance Department as set forth in the City and CRA Interlocal Agreement dated November 8, 1990 and therefore the mandatory transfer does not require an annual approval of the Board of Directors. Section 4. The resolution shall be effective upon its adoption. PASSED AND ADOPTED this 26 day of February 26, 2001. 7- Artliur E. Teele, ., Chairperson CITY CLERK APPROV S /1 E R IL ITY ATTORNEY FORM "D CORRECTNESS: n s"WIC"_ 0 1 - 92 - 2 - .i1-1-7v 90- 871 RESOLUTION NO. A RESOLUTION, INCLUDING EXHIBITS A AND B, SUPpI;F.HEtiTING RESOLUTION NO. 90-0196 OF THE CITY -OF MIAMI, FLORIDA., AUTHORIZING ISSUANCE OF COMMUNITY REDEVEI,APMEN.'T.REVENUE BONDS, SERIFS -1990 Tti `AGGREGATE PRINCIPAL AMOUNT OF 2`.Sw :OOO FINANCE TO COST OF ACQUISITION AND _ I PROtIEMENT FOR REDEVELOPMENT -PURPOSES OF- - CERTAIN.PROPERTZES -IN THB SOUTHEAST OVERTOWN%PARK WEST REDEVELOPMENT AREA AND TO FINANCE_ REPAYMENT OF A LOAN MADE TO CITY BY THE. UNITED. STATES DEPARTMENT OF'ROUSING-AND L3RBAN'DEVEIOP'MENT; PROVIDING FOR -PAYMENT OF SUCH . BONDS' ,FROM CERTAIN ; REVENUES; MAKING CERTAIN 'COVENANTS :AND l�Gi;EEiSElITS IN CONNECTION THEREWITH; DELEGATING TO CITY MJWAGER CERTAIN MATTERS I,N CONNECTION WITH THE ISSUANCE OF BONDS INCLUDING, AUTHORITY -TO APPOINT A TRUSTEE,? BOND REGISTRAR., PAYING-AGENT.AND PiUTHTT4l TI1{G AGENT AND -TO . EN:l1UjXItD AND.' -DEL TVER SAID":BONDS;4ROVTDIN' 'FOR CREDZ' .'SUPPORT, -FOR _ BONDS: 'W' =OVEkANTS . AND AGREEMENTS FOR BENEFIT OF °'ROVIDER *OF -SUCH CREDIT SUPPORTS YF NRCESSARY°:'PRO VIDING FOR RESERVE' FUND iNS(TIi1�NC E <POIsZOY "1!IND::COVENANTS'-!1?iD'_AGREElBrNTS " FOR BEN. POI.I.Cp. s.TAT—,•-�p, ' cAM n � � L�• - AND'�EFf�C'J -. , rT `•R�SE . J- tift :. }.i '�. �;; .:;vf :i'::�'.s tea• ,R.., S )VIAER OF.. SUCH :;INSURANCE FORiQOF: p".41MINAR]£ : OFFICIAL �4='='`:' ;Q •iZING'=THE:E•XECOTION:SAtZD.---.- - :: OgglclAi;,55T1►TEl�E?iT:; �:�FIIIDING - .. _ . -:� .; - �`•�` `�`' Gt�T331TEi�"'-:$AT,T:=OF: FORM - H:' ACID:: DELIVER . -EX£COT6QqD _,: .:AGi1l+EiJ ia7; :?4S+isle 1 ;';�'AItD �: PROVZDING'•�:$E{fE1�i�ZI�TY-; - � •>. -�:�� �-�;; " nor}3F72 THE•':- - ;QOt�Y'SS�ON,,nF�_.: �I�x �A.�':::...:--= ,�-�:y"'�:':€ - _.tii - - •.r- i�:p ..7. :�'i:.;�c:'gRr'.S :'--`:'<"-'ti '>•g.„•. -:5��: i:7'. . Y w• t -sa r. r�F.Y•+ 4' %•gi ".F N:2'I'Io�S;�� ,`�►�_=;use SEopwicRA_ 01-- 92 C. Iditional Bonds! means additiona 'ibligations issued in.co- ance with the terms, conditions`*Ad limitations.. r`.-'• contained.he.rein which shall have a lien, equal with the 1990 Bonds, on the Pledged Revenues. D..,"Amortization Installment" means the funds to be deposited in the Redemption Account in a given Bond Year for the = payment at maturity or redemption of a portion of Term Bonds of:a '--s designated 'series, .as established by the -Issuer at or before -the delivery of.that series of Term Bonds. ..E. !'Authenticating Ag4�ht+" means the bank.or trust.. - = = coopa% appoin:zd by. the City. Manager or Mayor in accordance with` _ the.terms of Section 7 hereof as Authenticating Agent, or its successors or assigns as Authenticating Agent hereunder with respect to the Bonds. F. "Authorized Depository" means any bank, trust company, national banking association,-savings-and.loan =F' association, savings bank or other banking association selected by the Issuer as a depository, which is authorized under Florida law to be a depository..of-municipal funds and which -has -qualified with all applicable state and federal requirements concerning the . receipt of Issuer funds. G.-"Authorized.officers" means the Mayor or the City Manager, or either of them, and the Clerk, and such other. employees •or off icgrs of. ,the • Issuer as ..shall be• '.designated by -;the; _ riayor. -or.. - the. City'" -Manager:. f v R. !'Bonds? --means. the 199.0 - Bonds and any::Additic nai. -� Bonds. 7` I. ' M1990 Bonds"means :the :Issuer! sr_Communty Redevelopment. -.Bonds; Seri ; d st = be: • ss g z::,' j =; es •1990 =-:herein. author3e o..- � ia. d;'���=-1•=•.;=.';< n.:ai °..orXginal_ aggregmte.>principai -imou it:%of 11 5o0,DA0:: �n if y !F Mb'V �. J� : 8oh&. Counsel =Ons>Barnee:; H 1- i�:ICn ht .or ay:other ntionakly Y,ecociocl;;borid;Qirie o .ate g -BoiMlholders.:iaeaiiis�._t�►#:�r�g�ate�ieti.:;ti�rii�. ..: ��#-....�.;• �3-: auLhpraed.iepreisentativea) . cif_Bbnds: ,';; - ' • - . t::r: . <, �,4; -, d.: iisure " :e►eans:te iiv de7e_�Qfe -1iiui"'' 1: r ;r••,- :�� •x i _ :' �.. i,�'K•P'" tee' 3I1C� a..-e ;o11C:'3ill� =t...�. y s•Y: _ �U� --�::.1':.• 1_..+.fE:�:`Lf �=.-.. L. �F c.:ii_a J.�:ti 'vR?'.y� i`� fY.• .: ..I_.•C"v:i'i`-.F.•.`` - -yi.'r .t�.r-'. :-cY .\. =1 s! <'te� 1' i :�•+:.. ai.n' -.N •.,eeme •.IF :'j�@$11.5 ui�iri8#.1�1:i :L`�1aSEr .,��'�,� "ii _`=rito=3ietw• :tiie-;:Ise .R�=. r. � _� �s�:��_ r��� - - sA - .1. _ .�,�.•s}.�. .T�' •#:,� •QS,M_ 4y �i� i:�•.��;i �!rP �2adi�4 ��``. '!� �T•' •�F 'W 'F .siitis�a ��+ 1: e• drip=. ,ail, etc P�>�.::, _����� '� �," _: - ��o�c�r�;� :. .ri: _ �•_�... �?��: __ - - - .��:'� ram: _ �ppoit�t�d: ;!spa SrWW/CRA 0 1 - 5 2 comir- due.on Bonds during that Bond Yev, MAO (2) The amount required to pay t -he principal of : zt Serial Bonds and the principal of Term Bonds maturing in that Bond Year that are -not includedin the Amortization Installments for such Term Bonds, and (3) The Amortization Installi4ant for all series of Term Bonds for that Bond Year. ."Bond. Year" means that annual period beginning on and inciuOnq tlsecond day: of october of each year and ending on - ­� : and in-ilzliisv *;he first day of October of the following year. R.. Chief Financial officer" imeans. the chief financial officer -of the issuer as defined by Section 218.403, Florida Statutes. S. "City Attorney" means the city -attorney of the 0 Issuer. T. "City commission" means the City commission of the Issuer. 23 9 U. ."City Manager" means the City Manager or. any Assistant.City Manager -of -the Issuer. .V. "Clark" means the -City Clark..or any. Deputy or Assist -ant city Clark. -of the Issuer: W. "CRAN or "Community Redevelopment -Agency* -means the City Commission:. of. the:-- issuer..'acting In such m- Capacity- V4j . Lth;:s powelrs delega"d thereto.. -purs.MPt to Statutes under the Interlocal Cooperation -Agreement. ve - -"Code" means the Internal Re nu a Codti of "Ot rov.1slopp o. U J1Y Aut�= am"ded, or any corresponding p, J.' -a �a la�rs, -Wf- '� tb""-unit.i&-,States:-.of:.Aietica r"aia1pdpx AX -Cbfite th ... ..t Ej Applic0le -regu litl6fij df - the: -Do ;Ln titki. Lrticju a empoxiifilr 1cludin %A1*1icab.1 0i lait vm Revenue Seivice -(Lnb,11dding:VU.. 001iiA: igpgp U 'AF-lori -%`X. d_ p. ans! - -a tibp 9n. . ho sEotwil" � I - 9 2 t,4woissuer Loan Agreemen%odated February 7, 1986 wherein ire certaiborrowed n lands $5,958,400 from HUD which sum was used to acqu in connection with the Project. BE. "Interest Account" means the Interest Account within Revenue Bonds, Community Redevelopment Reve Miami, Florida Commu the City of Series 199D Sinking Fund created pursuant to �action 17C of this Resolution. FF. "Interest Payment Date" means each April I and Octoner 1, cimmencing on April 1, 1991, when interest is due and payable t- rr.;-Istered owners of the Bonds. GG. "Interlocal Agreement" means the interlocal agreement between the Community Redevelopment Agency and the Issuer dated March 8, 1990. HH. "Interlocal Cooperation Agreement" means the interlocal cooperation agreement between the Issuer and county, dated as of March 31, 1983, as ar-.nded. II. "Issuer" means The city of Miami, Florida. jj. "Maximum Bond Service Requirement" means, as of any particular date of calculation, the largest Bond Service Requirement for any remaining Bond Year. For purposes of this resolution, the Maximum Bond Service Requirement shall be calculated at least annually as of the first day of each Mond Year and as of the date of issuance of any -series of Additional Bonds hereunder. xK.; "Mayor" means the Mayor of the Issuer or in his absence or inability -to perform, the Vice Mayor of the Issuer. LL. "moody's" means Moody's investors Service, Inc. and its successors. means any mM. "Municipal Bond Insurance Policy" municipal. bond insurance policY"which- RaY, be prdcU . red --the :City Manager or the Mayor pursuant- to Section t. D he�riiri-_ NN. "outstanding" or "Bonds outstanding" means all Bon ds which have been issued pursuant to this resolution except--. I led" ;ifteir: ritir-dhWfi* 414 thb-113- (a). :Bonds eani:* -ber Adnt. pay- ­oz7 r mArket:;or ,f, ­­ :.at' . . . . . . . . . ... atige o prior to maturity." (b) fonds for-t-he pay"ke0to ion G6virli*ental -diAA4atioins­Oe,"y* CO 11A 10n..1 stiarl2: have been theretofore ' irrevocably last -.6t- an:* KU. e Sri spe"0'' with- the- Payi:hg,,,Agent; pia account. -agent-- q vir-::u - n,-pp- it jaing:-asi'�.-in espr Poa ory-e♦lor -date"of-ml L::RU bi! 3 eiJbi to the Imiturity, prior -in an amount which, to44"fiek. , " b�-illiiw! 6h such GoVernm"tal obligations'; -such Son 8 the f and ' interest . -:bn--. 14 SEOPW/cRX Agent; and (c) Bonds which are deemed paid pursuant to the last paragraph of Section 12 hereof or in lieu of which other Bonds have been issued under Section 11 hereof. oo. "Paying Agent" means the bank or trust company appointed by the City Manager or Mayor in accordance with the t- as of section 7 hereof as Paying Agent, or any successors dL__gnated pursuant to this Resolution. pp. '-Pledged Revenues" means the Tax Increment Revenues and Guaranteed Entitlement, which Guaranteed Entitlement shall not exceed $300,000 in any fiscal year, plus all funds held in trust by the Issuer hereunder for the benefit of the Bondholders (but expressly not including the Rebate Fund), and all earnings and investment income derived from the investment thereof. QQ. "Principal Account" means the Principal Account within the City of Miami, Florida Community Redevelopment Revenue Bonds, Series 1990 Sinking Fund created pursuant to Section 17C of this Resolution. RR. "Principal Payment Date" means, such date or dates as selected by an Authorized Officer when principal is due and payable to registered owners of the Bonds. Ss. "Project" means the acquisition of certain real property located in the South East overtown/Park West area of the City of Miami, Florida and the improvement thereof to facilitatte the construction and development in such area of multi -family residential facilities, commercial development and public improvements thereby constituting a redevelopment project. TT. "Rebate Amount" means with respect to such series of Bonds issued hereunder, the excess of the amount earned onnfall- non-purpose investments (as defined in Section 148(f)( ) the Code) over the amount which would have been earned if such non - purpose investments were invested at a rate equal to the yield on that series of Bonds, plus any income attributable to such excess. W. "Rebate Fund" means the City of Miami, Florida Community Redevelopment Revenue Bonds, Series 1990 Reserve Fund created and established pursuant to section 17C of this Resolution. W. "Redemption Account" means the Redemption Account within the City of Miami, Florida Community Redevelopment Revenue Bonds, Series 1990 Sinking Fund created pursuant to section VC of this Resolution. WW. "Redevelopment Act" means the Community Redevelopment Act of 1969, codified as Part III, Chapter 163, Florida Statutes. XX. "Redevelopment Trust Fund" redevelopment trust fund authorized by Agreement and created by Ordinance No. County Commission on December 21, 1982, enacted by the City Commission on April 10018 enacted by the City Commission o is deposited Tax Increment Revenues fo on the Bonds. means the the Interlocal Cooperation 82-115, enacted by the Ordinance No. 959D, 6, 1983 and Ordinand0*:::No: n July 18, 1985,.. into:. rhich r repayment of debt -.service swpw�c A_ YY.Reserve Fund" means the City of Miami, Florida Community Redevelopment Revenue Bonds, Series 1990 Reserve Fund created and established pursuant to Section 17C of this Resolution. ZZ. "Reserve Product" means bond insurance, a surety bond or a letter of credit or other credit facility used in lieu of a cash deposit in the Reserve Fund and meeting the terms and conditions of Section 17G of this resolution. aa. "Reserve Product Provider" means a reputable and nationally recognized bond insurance provider or a bank or other financial institution providing a Reserve Product, whose bond insurance policies insuring, or whose letters of credit, surety bonds or other credit facilities securing, the payment, when due, of the principal of and interest on bond issues by public entities results in such issues (as of the date of issuance of the series of Bonds for which the Reserve Product is to be utilized) being rated in one of the two highest rating categories by S&P and Moody's. bb. "Reserve Requirement" means the lesser of the Maximum Bond Service Requirement or the maximum amount permitted under the Code to be on deposit in the Reserve Fund without adversely affecting the exclusion of the interest on any of the Bonds from the gross income of the holder thereof. cc. "Revenue Fund" means the City of Miami, Florida Community Redevelopment Revenue Bonds, Series 1990 Revenue Fund created and established pursuant to Section 17C of this Resolution. dd. "Serial Bonds" means all Bonds of a series other than Term Bonds. ee. "Sinking Fund" means the City, of Miami, Florida Community Redevelopment Revenue Bonds, Series 1990 Sinking Fund created and established pursuant to Section 17C of this Resolution. ff. "S&P" means Standard & Poor's Corporation and its successors. gg. "Tax Increment Revenues" means the tax increment payments deposited to the Redevelopment Trust Fund pursuant to the Act and the Interlocal Cooperation Agreement. hh. "Trustee" means Barnett Banks Trust Company, N.A., or any bank or trust company having the pourer to exercise corporate trust powers, within or without the State of Florida, appointed by the Issuer to carry out the duties of Trustee under this Resolution, and its successors or assigns hereafter appointed as Trustee in the manner provided in this Resolution. ^ ii. "Underwriter (s)" means PaineWebber Incorporated, Grigsby Brandford Powell Inc., AIBC Investment Service Corp., and Guzman & Company as purchasers of the Bonds, any successors thereto or other purchasers of the Bonds. jj. Words importing singular number shall include the plural number in each case and vice versa, and words importing persons shall include firms, corporations or other entities including governments or governmental bodies. SECTION 3. FINDINGS AND DETERMINATIONS. It is hereby 6 swPWAN ascertained,'%,etermined and declared that: A. The findings, determinations and declarations of the Issuer contained in the Bond Resolution remain true and accurate as of the date hereof and are hereby ratified and confirmed. B. The City Commission, of the Issuer and the County Commission of Dade County, Florida have held all public hearings and have accomplished all actions required to be taken under the R.._.,relopment Act in order to (i) designate the site of the Project as a slum or blighted area under the Redevelopment Act, (i=) dcsicnat-, the City Commission as the CRA, (iii) adopt the community redevelopment plan for the site of the Project, and (iv) create and establish the Redevelopment Trust Fund and deposit the Tax Increment Revenues therein. C. The Interlocal Cooperation Agreement and the Interlocal Agreement remain in full force and effect. D. It is necessary and in the best interests of the Issuer and its citizens for the issuer to issue the 1990 Bonds to provide funds for (1) the acquisition and improvement of lands in connection with the Project and (2) the repayment of the HUD Loan and the Issuer has the power to authorize the issuance of Additional Bonds to be certain that adequate funds for the purposes herein mentioned will be available. E. The 1990 Bonds will be paid from the Pledged Revenues in the manner provided herein. The Pledged Revenues will be at least sufficient to pay the principal of, interest on and redemption premiums, if any, with respect to the 1990 Bonds as the same become due. F. In the event that Additional Bonds authorized hereby are issued, they will also be paid from the Pledged Revenues, on a parity with the 1990 Bonds, and the Pledged Revenues will be at least sufficient to pay the principal of, interest on and redemption premiums, if any, with respect to the 1990 Bonds and such Additional Bonds. G. Notice of a public hearing scheduled on December 6, 1989, by the Issuer inviting written and oral comments and discussion regarding the issuance of the Bonds and the plan of financing for the repayment of the HUD Loan and the acquisition of the lands related to the Project was published an or about November 21, 1989 in the Miami Review, a newspaper of general circulation in the City of Miami, Florida. H. Pursuant to such notice, a public hearing was }geld on December 6, 1989, during which written and oral conments amd discussions from interested persons were requested and heard concerning the issuance of the Bonds and the plan of financing for the repayment of the HUD Loan and the acquisition of the lands related to the Project. The public bearing was held by the Assistant City Manager for the City of Miami, Florida. I. It is hereby ascertained, determined and declared that, because of the characteristics of the 1990 Bonds, prevailing and anticipated market conditions and additional savings to be realized from an expeditious sale of the 1990 Bonds, it is in the best interest of the Issuer to accept the offer of the Underwriter(s) to purchase the 1990 Bonds at a private negotiated sale upon the terms and conditions set forth herein or as determined by the city Manager. SWPW/CAA U i - 7 J. The 1990 Bonds were validated pursuant to a Final Judgment of the Circuit Court of the Eleventh Judicial Circuit in and for Dade County, Florida, entered in Case No. 90-21135-CA-13 on August 23, 1990. K. The Issuer wishes to have the option of providing credit support for the 1990 Bonds by securing the Municipal Bond Insurance Policy from the Bond Insurer, as determined by the Authorized Officer(s) and in order to secure said Municipal Bond i__..arance Policy, the Issuer agrees to provide certain covenants an" agreements for the benefit of the Bond Insurer, as may be described.hE=cin or as may be described in a subsequent resolution of the City Commission or as may be determined to be in the Issuer's best interest by an Authorized Officer. L. The Issuer wishes to have the option of funding the required deposit into the Reserve Fund in connection with the issuance of the 1990 Bonds by means of the Reserve Product from the Reserve Product Provider, as determined by the City Manager and in order to secure said Reserve Fund, the Issuer has agreed to provide certain additional covenants and agreements for the benefit of the Reserve Product Provider, as described herein or as may be described in a subsequent resolution of the City Commission or as may be determined to be in the Issuer's best interest by an Authorized_Officer(s). M. The Underwriters) will provide the Issuer with a disclosure statement containing the information required by Section 218.385(6), Florida Statutes and no other disclosure is required by the Issuer. SECTION 4. COST OF THE PROJECT; AWARD AND TERMS OF THE 1990 BONDS. A. The acquisition and improvement of lands in connection with the Project and the repayment of the HUD Loan was authorized pursuant to the Bond Resolution. The cost of the Project shall be deemed to include, without limitation, the following costs: (i) the cost of the items described in the plans and specifications for the Project; (ii) all costs of planning, designing, acquiring, improving, developing, financing and placing the Project in operation; (iii) all costs of issuance of the 1990 Bonds, the cost of the Reserve Product, the cost of the Municipal Bond Insurance Policy, bond counsel, underw items' and underwriters' counsel and financial advisors' fees and expenses, printing costs, rating agency fees, initial acceptance fees and counsel fees of Trustee, Paying Agent, Bond Registrar, Authenticating Agents, Authorized Depositories and financial institutions providing special credit facilities, if any, with respect to the 1990 Bonds; (iv) the cost of acquisition and improvement of the lands deemed necessary for the Project; (v) all engineering, legal and financial costs and expenses with respect to the Project; (vi) all expenses for estimates of costs and of revenues; (vii) costs of obtaining governmental and regulatory permits; licenses and approvals; (viii) all fees of special advisors and consultants associated with one or more aspects of the Project; (ix) all costs relating to claims or judgments arising out of, including the acquisition and improvement of land related to, the Project; (x) all federal, state and local taxes and payments in lieu of taxes required to be paid in connection with the acquisition, improvement ai.d development related to the Project, if any; (xi) all amounts required to be paid by this Resolution or any supplemental ordinance or resolution authorizing the issuance of Bonds; (xii) the payment of all principal, premium, if any, and interest when due, whether at the maturity thereof or at the due date of u -9 2 SWPWXD A interest or ui redemption of any Bonds or other evidences of indebtedness ±%.sued to finance a portion of the t of the Project; (xiii) interest on 1990 Bonds prior to 6A during acquisition or improvement of the lands related to the Project and for such additional pericds as the Issuer may reasonably determine to be necessary for the placing of the Project in operation; (xiv) the reimbursement to the Issuer of such related costs of the Project that have been advanced by the Issuer before the delivery of the Bonds which amounts shall be as determined in negotiations between the County and Issuer but shall not exceed seven hundred and fifty thousand ($750,000) dollars; and (xv, such other costs and expenses which shall be necessary or incidental t- the financing herein authorized and the acquisition, improvement of the lands related to, and the development of, the Project and the placing of same in operation. B. The 1990 Bonds shall be issued in an aggregate principal amount of eleven million five hundred thousand dollars ($11,500,000). C_ The City Manager is hereby authorized and directed to award the sale of the Bonds to the Underwriter(s) and to approve the form and terms thereof, including the redemption terms, pursuant to and in accordance with the terms of the Bond Purchase Agreement at an aggregate purchase price as approved by the City Manager of no less than 98% of the original principal amount of the 1990 Bonds (excluding original issue discounts) (the "Minimum Purchase Price") and at a true interest cost rate ("TIC"), as approved by the City Manager not to exceed 13% (the "Maximum TIC"), provided, however, that in no event shall the ?990 Bonds be issued bearing an interest rate exceeding the maximum rate permitted by applicable law. D. The 1990 Bonds shall be dated November 1, 1990, shall bear interest from such date, payable semi-annually on the first day of April and the first day of October of each year, commencing on April 1, 1991, at the rates and shall mature on the date or dates (but in no event later then 30 years from the dame of issuance thereof) set forth or incorporated by reference in the Bond Purchase Agreement or the final Official Statement, as such rates and maturity date or dates may be approved by the City Manager, provided that the TIC shall not exceed the maximum TIC, unless otherwise provided by subsequent ordinance or resolution enacted or adopted on or prior to the delivery of the 1990 Bonds. The 1990 Bonds shall be issued as fully registered bonds in the denomination of $5,000 each or any integral multiple thereof. Interest on the 1990 Bonds shall be calculated based upon a year of 360 days consisting of 12 30-day months. E. The 1990 Bonds shall be subject to such optional and mandatory redemption provisions as are provided in the Bond Purchase Agreement and/or the final Official Statement with respect to the 1990 Bonds. ` SECTION 5. THIS INSTRUMENT TO CONSTITUTE CONTRACT. Upon and in consideration of the acceptance of the Bonds by the Bondholders, this Resolution shall be deemed to be and shall constitute a contract between the Issuer and the Bondholders. The covenants and agreements herein set forth to be performed by the Issuer shall be for the equal and proportionate benefit, protection and security of the Bondholders and all Bonds issued pursuant to this Resolution shall be of equal rank, without preference, priority or distinction over any other Eonds, except as expressly provided herein. SECTION 6. APPROVAL OF BOND PURCHASE AGREEMENT; 9 PW/CIt DA APPROVAL O 'RELIMINARY OFFICIAL STATEMENT. A. The form of the Bond Purchase Agreement presented by the Underwriter(s) and attached hereto as Exhibit "A" is hereby approved, subject to such changes, insertions and omissions and such filling of blanks therein as may be approved and made in such Bond Purchase Agreement by the officers of the Issuer executing the same, in a manner consistent with the provisions of this Resolution, such execution to be conclusive evidence of such approval. Upon receipt of a disclosure statement, the City Manager is hereby authorized to accept the offer of the ••^derwriter(s) to purchase the 1990 Bonds in the aggregate principal of $11,500,000, at a TIC not to exceed the Maximum TIC, and ct z purchase price of not less than the Minimum Purchase Price, plus accrued interest thereon to the date of delivery, upon the terms and conditions set forth in the Bond Purchase Agreement. The Mayor or the City Manager and the Clerk are hereby authorized to execute the Bond Purchase Agreement for and on behalf of the Issuer pursuant to the terms hereof and of the Bond Purchase Agreement. B. The Issuer hereby approves the form and content of the preliminary official statement (the "Preliminary Official Statement") attached hereto as Exhibit "B". The use of such Preliminary Official Statement in connection with the marketing of the 1990 Bonds is hereby authorized and ratified. The Mayor is hereby authorized to approve and execute, on behalf of the Issuer, a final Official Statement relating to the 1990 Bonds with such changes from the Preliminary official Statement, within the authorizations and limitations contained herein, as the Mayor and the City Manager, in their sole discretion, may approve, such final Official Statement is hereby authorized to be used and distributed in connection with the marketing and sale of. the 1990 Bonds. SECTION 7. TRUSTEE, AUTHENTICATING AGENT, PAYIbG AGENT AND BOND REGISTRAR. The Mayor or the City Manager, at or prior to the time of execution of the Bond Purchase Agreement, is hereby authorized to appoint the Trustee, Authenticating Agent, Paying Agent and Bond Registrar by an instrument or instruments in writing and to negotiate a fee or fees to be paid for such services. SECTION S. AUTHORIZATIONS. A. The Mayor and the City Manager, or either of them, and the Clerk of the Issuer are hereby authorized, subject to the terms hereof, to sign the Bond Purchase Agreement at the places provided therein and the Mayor or the City Manager is hereby authorized and directed to initial or otherwise approve such changes to the Bond Purchase Agreement as he may deem advisable. The signature of the Mayor or the City Manager and the Clerk on the Bond Purchase Agreement shall be conclusive evidence of the acceptance thereof, and the initials of the Mayor or the City Manager at any change shall be conclusive evidence that such change has been duly authorized. The Mayor or the City Manager is hereby authorized and directed to deliver the Bond Purchase Agreement following the execution thereof in accordance with this Resolution to a representative of the Underwriter(s). B. The Mayor and the Clerk are hereby authorized and directed on behalf of the Issuer to execute the 1990 Bonds (including any temporary bond or bonds) as provided herein and either of such officers is hereby authorized and directed upon the execution of the 1990 Bonds in the form and manner set forth herein to deliver the 1990 Bonds in the amounts authorized to be 10 sEOPWACHA_ hm issued hereunc to the Authenticating Agent for authentication and delivery t`s" or upon the order of, the Under ter(s) pursuant to the Bond Purchase Agreement, upon paylt'nt of the purchase price to the Issuer and upon compliance by the Underwriter(s) with the terms of the Bond Purchase Agreement. The City Attorney is hereby authorized to approve the form of the 1990 Bonds and to execute such 1990 Bonds to evidence such approval. C. The Authorized Officers are each designated as agents of the Issuer in connection with the issuance and delivery of the i9y.. Bonds and are authorized and empowered, collectively or individually, to take all action and steps and to execute all instruments, documents and contracts on behalf of the Issuer that are necessary or desirable in connection with the execution and delivery of the 1990 Bonds, and which are specifically authorized by or are not inconsistent with, the terms and provisions of this Resolution or any action relating to the 1990 Bonds heretofore taken by the Issuer, including, but not limited to, the actions described in subsections D and E of this Section 8, the engaging of printing services for the Bonds and for offering materials or documents related to the sale of the Bonds and the engaging of the services of The Depository Trust Company. Such officers and those so designated are hereby charged with the responsibility for the issuance of the 1990 Bonds. D. The payment of principal of and interest or. the 1990 Bonds issued hereunder may be secured by the Municipal Bond Insurance Policy to be issued by the Bond Insurer, all as determined by an Authorized Officer. The Authorized Officer(s) is hereby authorized and directed, if necessary, to secure such Municipal Bond Insurance Policy and pay the cost of the -.premium thereof out of the proceeds of the 1990 Bonds or any other available moneys. E. The deposit required to be made into the Reserve Fed in connection with the issuance of the 1990 Bonds may be satisfied by means of the Reserve Product to be issued by the Reserve Product Provider, all as determined by the Authorized Officer. The Authorized Officer(s) is hereby authorized and :.-'j directed to secure such Reserve Product and pay the cost thereof out of the proceeds of the 1990 Bonds or any other available moneys. SECTION 9. EXECUTION AND AUTHENTICATION OF BONDS. The 1990 Bonds shall be signed and executed in the name of the Issuer by Mayor and the seal of the Issuer shall be impressed, imprinted, reproduced or lithographed thereon and attested to and countersigned by the Clerk, and the City Attorney shall sign the Bonds to evidence his approval of their.form. All such obligations shall be validly executed when signed by the persons who shall respectively hold such offices at the time of execution, attestation and approval, without regard to who held such offices on the date of such obligations or who holds such: offices at the time of their delivery. The signatares of the Mayor, the Clerk and the City Attorney on the Bonds may be by facsimile. No Bond shall be valid or obligatory for any purpose or be entitled to any security or benefit under this Resolution unless or until a certificate of authentication on such Bond substantially in the form set forth below shall have been duly executed by the Authenticating Agent with respect to the Bonds. The Authenticating Agent's certificate of authentication on any Bond shall be deemed to have been duly executed by it if manu..:-'y signed by an authorized officer or signatory of the SEOPW/CI"k _ 92 Authenticati Agent, but it shall not be neces ry that the same officer or signatory sign the certificate of au _Qntication on all Bonds issued hereunder. SECTION 10. NEGOTIABILITY AND REGISTRATION. The 1990 Bonds shall be and have all the qualities of investment securities under the Uniform Commercial Code -Investment Securities Act of the State of Florida. SECTION 11. BONDS MUTILATED, DESTROYED, STOLEN OR LOST. the event any Bond is mutilated, lost, stolen or destroyed, th_ issuer shall, unless the Issuer has notice that the Bond has been by a bona fide purchaser, execute and the Bond Registrar shall authenticate a new Bond of the same series, of like date, interest rate, maturity and denomination to that of the mutilated, lost, stolen or destroyed Bond; provided that, in the case of any mutilated Bond, such mutilated Bond shall first be surrendered to the Bond Registrar, and in the case of any lest, stolen or destroyed Bond, there first shall be furnished to the Issuer and the Bond Registrar evidence of such loss, theft or destruction statisfactory to the Bond Registrar and not objected to by the Issuer, together with an indemnity satisfactory to the Bond Registrar and not objected to by the Issuer. In the event any such Bond shall have matured or been called for redemption, instead of issuing a duplicate Bond, the Bond Registrar, on behalf of the Issuer, may_direct the Paying Agent to pay the same without surrender thereof, making such requirements as it deems fit for its protection and that of the _issuer, including the furnishing of evidence and indemnity the same as in the case of the issuance of a new Bond. The Issuer and the Bond Registrar may charge the owner of such Bond with their reasonable fees and expenses for such service and any tax or other governmental charge in connection therewith. Any such duplicate Bond shall constitute an original contractual obligation on the part of the Issuer whether or not thedestroyed, stolen or lost Bond be at any time found by anyone,and such duplicate Bond shall be entitled to equal and proportionate benefits and rights as to lien on and source of andsecurity for payment from, the funds pledged herein to the sameextent as all other Bonds. SECTION 12. PROVISIONS FOR REDDIPTION. The 1990 Bonds shall be subject to redemption prior to their maturity as provided in Section 4 above. The Additional Bonds shall be subject to redemption prior to their maturity in the manner and upon such terms and conditions as the Issuer shall prescribe by ordinance or resolution enacted or adopted at or before the delivery thereof. Notice of call for redemption shall be given by the Bond Registrar by deposit in the U.S. mail (first class) of a copy Of; a redemption notice, postage prepaid, at least thirty and not more than sixty days prior to the redemption date, to the registered owner of each Bond to be redeemed at the address shown on the fifth (5th) business day preceeding the date of nailing on the registration books to be maintained in accordance with the provisions hereof. Failure to give such notice to any Bondholder, or any defect therein, shall not affect the validity of the proceedings for the redemption of any Bond or portion thereof with respect to which no such failure has occurred. Each notice shall set forth the date fixed for redemption, the rate of interest borne by each Bond being redeemed, the redemption date of each Bond being redeemed, the name and address of the Bond Registrar, the redemption price to 12 .•� SEOPW,� u r 52 be paid and, 1*4,sless than all of the Bonds then standing shall be called for redemption, the distinctive numbe nd letters, including CUSIP numbers, if any, of such Bonds to be redeemed and; in the case of Bonds to be redeemed in part only, the portion of the principal amount thereof to be redeemed. If any Bond is to be redeemed in part only, the notice of redemption which relates to such Bond shall also state that on or after the redemption date, upon surrender of such Bond, -- new Bond or Bonds in a principal amount equal to the unredeemed portion of such Bond will be issued. 5ny notice mailed as provided in this section shall be conclusively nesumed to have been duly given, whether or not the —wnnr nt euch Bond receives such notice. Notice having been mailed in the manner and under the conditions hereinabove provided, the Bonds or portions of Bonds so called for redemption shall, on the redemption date designated in such notice, become and be due and payable at the redemption price provided for redemption of such Bonds or portions of Bonds on such date. In addition to mailing the notice described above, each notice of redemption and payment of the redemption price shall meet the requirements of this paragraph; provided however, that failure of such notice or payment to comply with the terms of this paragraph shall not in any manner defeat the effectiveness of a call for redemption if notice thereof is given as prescribed above in this Section 12. (a) Each notice of redemption shall be sent at least 30 days before the redemption date by registered zi or certified mail or overnight delivery service or telecopy to all registered securities depositories then in the business of holding substantial amounts of =� obligations of types comprising the Bonds (such depositories now being The Depository Trust company, New =` York, New York, Midwest Securities Trust Company, Chicago, Illinois, and Philadelphia Depository Trust Company, Philadelphia, Pennsylvania) and to one or more ,3 national information services that disseminate notices of redemption of obligations such as the Bonds. (b) Each notice of redemption shall be published one time in The Bond Buyer of New York, New York, or, if s such publication is no longer published or if the Issuer so directs, in some other financial newspaper or journal which regularly carries notices of redemption of other obligations similar to the Bonds, such publication to be made at least 30 days prior to the date fixed for J redemption. .1 c: (c) Upon the payment of the redemption price of Bonds being, redeemed, each check or other transfer of funds issued for such purpose shall bear the CUSIP number identifying, by issue and maturity, the Bonds being redeemed with the proceeds of such check. or other transfer. ' In case part but not all of an outstanding fully registered Bond shall be selected for redemption, the registered owner thereof shall present and surrender such Bord to the issuer jor its designated Paying Agent for payment of the principal ! amount thereof so called for redemption, and the Issuer shall execute and deliver to or upon the order of such registered owner, without charge therefor, for the unredeemed balance of the 13 92 SEOPW/C,RA principal amok of the Bond so surrendered, a P ld or Bonds fully registered as to principal and interest. Bonds or portions of Bonds that have been duly called for redemption under the provisions of this Section 12, and with respect to which amounts sufficient to pay the principal thereof and interest thereon to the date fixed for redemption shall be delivered to and held in separate accounts I-:- the Paying Agent with respect to such Bonds in trust for the holders or registered owners thereof, as provided in this Resolution, shall not be dee"+ed to be outstanding under the provisions of this Resolution anL. shall cease to be entitled to any lien, benefit or security under th?s Resolution, except to receive the payment of the redempt;on price on or after the designated date of redemption from moneys deposited with or held by the Paying Agent for such redemption of the Bonds and, to the extent provided in this Section 12, to receive Bonds for any unredeemed portions of the Bonds_ SECTION 13. ADDITIONAL TERMS AND FORM OF 1990 BONDS. A. The 1990 Bonds shall be numbered consecutively from one upward preceded by the letter "R" prefixed to the number. The Issuer shall appoint such additional registrars, transfer agents, 3 depositories, other agents and additional registrars as may be necessary to cause the registration, registration of transfer and reissuance of the 1990 Bonds within a commercially reasonable time according to the then current industry standards. Principal of and premium, if any, on the 1990 Bonds shall be payable upon presentation and surrender of the 1990 Bonds at the principal corporate trust office of the Trustee. Interest on the 1990 Bonds shall be paid by check or draft drawn upon the Paying Agent { and mailed to the registered owners of the 1990 Bonds at the addresses as they appear on the registration books maintained by the Bond Registrar at the close of business on the fifteenth daty (whether or not a business day) of the month next preceding the interest payment date (the "Record Date"), irrespective of any transfer or exchange of such 1990 Bonds subsequent to such Record Date and prior to such interest payment date, unless the Issuer �7 shall be in default in payment of interest due on such interest payment date. In the event of any such default, such defaulted �i interest shall be payable to the persons in whose names such 1990 'i Bonds are registered at the close of business on a special record date for the payment of such defaulted interest as established by 4, notice, by deposit in the U.S. mail (first class), postage prepaid, by the Bond Registrar to the registered owners of 1990 Bonds not less than fifteen (15) days preceding such special a record date. Such notice shall be mailed to .he persons in whose names the 1990 Bonds are registered at the close of business on the fifth (5th) business day preceding the date of mailing. Tj The registration of the Bonds may be transferred upon the registration books upon delivery to the principal office of i the Bond Registrar, accompanied by a written instrument or �? instruments of transfer in form and with guaranty of signature satisfactory to the Bond Registrar, duly executed by the registered owner of such Bond or by his attorney -in -fact or legal representative, containing written instructions as to the details of transfer of such Bond, along with the social security number or federal employer identification number, if any, of such transferee. In all cases of a transfer of a Bond, the Bond Registrar shall at the earliest practical time in accordance with the provisions of this Resolution enter the transfer of ownership z in the registration books and (unless uncertificated registration shall be requested and the Issuer has a registration system that 14 QgnDUT 11"D A will accommo a uncertificated registration) sr-ll deliver in the name of new transferee or transferees a w, fully registered Bond or Bonds of the same maturity and of authorized denomination or denominations, for the same aggregate principal amount and payable from the same sources of funds. Neither the Issuer nor the Bond Registrar shall be required to register the transfer of any Bonds during the fifteen (15) days next preceding an interest payment date of the Bonds or, in the case of any proposed redemption of Bonds, during the five (5) business days preceding the mailing of notices of redemption after such Bonds or any portion thereof has been selected for redemption. The er and the Bond Registrar may charge the registered owner of such Bonds F'or the registration of every such transfer .of a Bond suffiolenz to -aimburse them for any taxes or any other governmental charge required (other than by the Issuer) to be paid with respect to the registration of such transfer, and may require that such amounts be paid before any such new Bond shall be delivered. If the date of payment of the principal of, premium, if any, or interest on this 1990 Bord shall be P Saturday, Sunday, legal holiday or a day on which banking institutions in the city where the corporate trust office of the Paying Agent is located are authorized by law or executive order to close and on which the Paying Agent is closed, then the date for such payment shall be the next succeeding day which is not Saturday, Sunday, legal holiday or a day on which -such banking institutions are authorized to close and on which the Paying Agent is closed, and payment on such day shall have the same force and effect as if made on the nominal date of payment. The Issuer, the Trustee, the Authenticating Agent, the Bond Registrar, and the Paying Agent may deem and treat the registered owner of any Bond as the absolute owner of such Bond for all purposes of this Resolution, including, without limitation, receiving payment of the principal thereof and the interest and premiums, if any, thereon. Bonds may be exchanged at the office of the Bond Registrar for a like aggregate principal amount of Bonds of other denominations of the same series and maturity. B. The text of the 1990 Bonds and the form of assignment for such 1990 Bonds, the Certificate of Authentication and the Validation Certificate shall be substantially in the following form, with such omissions, insertions and variat:ions as may be necessary or desirable and authorized by this Resolution or by any subsequent resolution or ordinance adopted or enacted prior to the issuance thereof, or as may be approved and made by the officers of the Issuer executing the same, such execution to be conclusive evidence of such approval: (Form of 1990 Bond) 1 REGISTERED REG: ERED No. R- $ UNITED STATES OF A14ERICA STATE OF FLORIDA CITY OF MIAMI COMMUN_.TY REDEVELOPMENT REVENUE BONDS, SERIES 1990 Interest Rate_ Maturity Date: Original Dated Date CUSIP NO. REGISTERED OWNER: PRINCIPAL AMOUNT: DOLLARS _ 1, 1990 The City of Miami, Florida (hereinafter called the "Issuer"), for value received, hereby promises to pay to the Registered owner identified above, or such owner's legal representatives or registered assigns hereinafter provided, on the Maturity Date identified above, solely from the revenues hereinafter mentioned, the -Principal Amount identified above, and to pay, solely from such special revenues and in like coin or currency, interest on the Principal Amount from the later of the Original Dated Date shown above or from the most recent interest payment date to which interest has been paid, at the Interest Rate per annum set forth above (computed on the basis of a 360- day year consisting of 12 30-day months), until payment of the Principal Amount, or until provision for the payment thereof has been duly provided for, such interest being payable semi-annually on the first day of April and the first day of October of each year, commencing on April 1, 1991. Principal of this Bond shall be payable upon presentation and surrender hereof at the principal office of Barnett Banks Trust Company, N.A., Jacksonville, Florida, or its successors (the "Paying Agent"). Interest will be paid by check or draft mailed to the Registered Owner hereof at such owner's address as it appears on the registration books of the Issuer at the close of business on the 15th day (whether or not a business day) of the month next preceding the interest payment date (the "Record Date"), irrespective of any transfer or"exchange of such Bond subsequent to such Record Date and prior to such interest payment date, unless"the Issuer shall be in default in payment of interest due on such interest payment date. In the event of any such default, such defaulted interest shall be payable to the person in whose name this Bond is registered at the close of business on a special record date for the payment of such defaulted interest as established by notice, ty deposit in the U.S. mail (first class), postage prepaid, by the Bond Registrar to the registered owners of Bonds not less than fifteen days preceding such special record date. Such notice shall be mailed to the person in whose name the Bonds are registered at the close of business on the fifth (5th) business day preceding the date of mailing. 16 SEopwie RA _ 52 Thi Bond and the interest hereon are ,able solely from and secured solely by (1) a certain portior� of the Issuer's share of the Guaranteed Entitlement determined pursuant to Chapter 218, Part II of the Florida Statutes, which amount shall fi not exceed $300,000 in any fiscal year, the lien of 1990 Bonds on such Guaranteed Entitlement being on a parity with the obligations of the Issuer pursuant to its $^-,500,000 Guaranteed Series 1989 and any bonds hereafter Entitlement Revenue Bonds, issued on a parity therewith, but junior and subordinate to the uer's obligation to set aside $2,000,000 per fiscal year ' th.uugh the fiscal year ending December 31, 1995 to be used to repay a _oa,: -ode to the Issuer by the First Municipal Loan - Council (the "council") under a Participation Agreement dated June 15, 1989, between the Issuer and the Council, and (2) Tax Increment Revenues legally due the community Redevelopment Agency (as defined in the Resolution) which funds shall be deposited in the Redevelopment Trust Fund all in the manner and to the extent provided in the Resolution No. 90-0196 adopted by the Issuer on o )8 -871 March 8, 1990 as supplemented pursuant to Resolution Ntion{The adopted on November 8, 1990 (collectively, the funds referred to in sections 1-2 of the preceding sentence are herein collectively referred to as the "Pledged Revenues".) Reference is hereby made to the Resolution for the provisions, among others, relating to the terms of, lien on and security for the Bonds, the custody and application of the proceeds of the Bonds, the rights and remedies of the owners of the Bonds and the extent of and limitations on the Issuer's rights, duties and i obligations, and the provisions permitting the issuance of additional parity indebtedness, to all of which provisions the owner hereof assents by acceptance of this Bond. Tereus not otherwise defined herein shall have the meanings ascribed thereto ' in the Resolution. Ij `'• This Bond shall not be deemed to constitute a general ii debt, liability or obligation of the Issuer or of the State of i Florida or of any political subdivision thereof, or a pledge of the faith and credit of the Issuer or of the State of Florida or any political subdivision thereof within the meaning of any i charter provision or limitation, constitutional, legislatige or h but shall be payable solely from the Pledged Revenues in the manner and to the extent provided in the Resolution. It is expressly agreed by the Registered Owner of this Bond that the Issuer is not obligated to pay this Bond, any redemption premium i related hereto, or any interest hereon except from the Pledged Revenues in the manner and to the extent provided in the Resolution and such Registered Owner shall never have the right, directly or indirectly, to require or compel the exercise of the ad valorem taxing power of the Issuer or any other political subdivision of the State of Florida or taxation in any form on. f any real or personal property for the payment of the principal of, redemption premium, if any, and interest on this Bond or for is the payment of any other amount provided for in the Resolution. �f It is further agreed between the Issuer and the Registered Owner of this Bond that this Bond and the indebteciness :t evidenced hereby shall not constitute a lien upon the Project as hereinafter defined), or any part thereof, or any other tang kble personal property of or in the Issuer, but shall constitute a I lien only on the Pledged Revenues described above, all in the ER manner and to the extent provided in the Resolution. Neither the its members of the governing body of the Issuer nor any person executing the Bands shall be liable personally on the Bonds by reason of their issuance. V r', 17 SWpW/CWA REFE hCE IS HEREBY MADE TO THE FURTHE' ROVISIONS OF THIS BOND SET FORTH IN THE REVERSE HEREOF WHICH`O THER PROVISIONS SHALL FOR ALL PURPOSES HAVE THE SAME EFFECT AS IF FULLY SET FORTH IN THIS PLACE. The Bond shall not be valid or become obligatory for any purpose or be entitled to any security or be=fit under the Ordinance until the certificate of authentication hereon shall have been manually signed by the Authenticating Agent. IN WITNESS WHEREOF, The City of Miami, Florida, has issued tt4,s cord and has caused the same to be signed by its Mayor a,id attes:.ed to and countersigned by its City Clerk, either manually or with their facsimile signatures, and its corporate seal or a facsimile thereof to be reproduced hereon, all as of the _ day of November, 1990. THE CITY OF MIAMI, FLORIDA ( SEAL) BY Mayor ATTESTED AND COUNTERSIGNED: By City Clerk Approved as to Form: By City Attorney -- _i .. CERTIFICATE OF AUTHENTICATION �✓ This Bond is one of the Bonds designated in and executed under the provisions of the within mentioned Resolution. Authenticating Agent By Authorized Officer Date of Authentication: (To be printed on the reverse side of the Bonds) FURTHER BOND PROVISIONS This Bond is one of an authorized issue of bonds in the initial aggregate principal amount of $11,500,000, of like date, tenor and effect, except as to number, maturity (unless all Bonds mature on the same date) and interest rate. The Bonds of this series were issued to finance (1) the repayment of a loan made to the City by the Department of Housing and Urban Development (HUD) which loan was used by the City to acquire certain lands and (2) the acquisition and improvement of certain other lands, all in connection with the redevelopment plan (the "Project") approved by Dade County on December 7, 1982 for which the City Commission of the Issuer is acting, pursuant to a delegation of power thereto by the County, as Community Redevelopment Agency, pursuant to the authority of and in full compliance with the Constitution and laws of the State of Florida, including particularly the Resolution, the charter of the City of Miami, Florida (to the extent not inconsistent with and not repealed by the provisions of Section 166.021, Florida Statutes), Chapter 166, Florida Statutes and the Constitution of the State of Florida. This Bond is subject to all the terms and conditions of the Resolution. The Bonds of this issue are subject to redemption prior to their maturity (insert any mandatory redemption provisions]. The Bonds of this issue shall be further subject to redemption prior to their maturity at the option of the Issuer (Insert optional redemption provisions]. Notice of such redemption shall be given in the manner required by the Resolution. ` The registration of this Bond may be transferred upon the registration books upon delivery to the principal office of t the Bond Registrar, accompanied by a written instrument or :,..; instruments of transfer in form and with guaranty of signature ;= satisfactory to the Bond Registrar, duly executed by the owner of this Bond or by his attorney -in -fact or legal representative, t containing written instructions as to the details of transfer of i this Bond, along with the social security number or federal :i employer identification number, if any, of such transferee. In all cases of transfer of a Bond, the Bond Registrar shall at the earliest practical time in accordance with the provisions of the Resolution enter the transfer of ownership in the registration books and (unless uncertificated registration shall be requested and the Issuer has a registration system that will accommodate uncertificated registration) shall deliver in the name of the new transferee or transferees a new fully registered Bond or Bonds of the same maturity and of authorized denomination of denominations, for the same aggregate principal amount and payable from the same sources of funds. Neither the Issuer nor the Bond Registrar shall be required to register the transfer of any Bond duri• the fifteen (15) days next preceding an interest payment date .the Bonds or, in the case of an, roposed redemption of Bonds, during the five (5) busine ays proceeding the mailing of notices of redemption after such Bonds or any portion thereof has been selected for redemption. The Issuer and the Bond Registrar may charge the owner of such Bond for the registration of every such transfer of a Bond sufficient to reimburse them for any tax, fee or any other governmental charge required (other than by the Issuer) to be paid with respect to the registration of such transfer, and may require that such amounts be paid before any such new Bond shall be delivered. If the date of payment of the principal of, premium, if any, c._• 17:teiElt on this Bond shall be a Saturday, Sunday, a legal holiday or a day on which banking institutions in the city where the corporate trust office of the Paying Agent is located are authorized by law or executive order to close and on which the Paying Agent is closed, then the date for such payment shall be the next succeeding day which is not Saturday, Sunday, a legal holiday or a day on which such banking institutions are authorized to close and on which the Paying Agent is closed, and payment on such day shall have the same force and effect as if made on the nominal date of payment. It is hereby certified and recited that all acts, conditions and things required to exist, to happen, and to be performed precedent to and in the issuance of this Bond exist, have happened and have been performed in regular and due form and time as required by the laws and Constitution of the State of Florida applicable hereto, and that the issuance of the Bonds of this series does not violate any constitutional, statutory or charter limitation or provision. This Bond is and has all of the qualities and incident of an investment security under the Uniform Commercial Code - Investment Securities Law of the State of Florida. fl 20 " I .:ji ASSIGNMENT FOR VALUE RECEIVED, the undersigned, hereby sells, (the "Transferor"), assigns and transfers unto (the "Transferee") PLEASE INSERT SOCIAL SECURITY OR OTHER IDENTIFYING HUMBER OF TRANSFEREE: the within Bond and all rights thereunder, and hereby irrevocably constitutes and appoints as attorney to register the transfer of the witnIFBond on the books kept for registration and registration of transfer thereof, with full power of substitution in the premises. Date: Signature guaranteed: Registered owner NOTICE: Signature(s) must NOTICE: No transfer will be Bond be guaranteed by a member registered and no new firm of the New York will be issued in the name of the Stock Exchange or a the Transferee, unless signature(s) to this assignment commercial bank or correspond(s) with the name as it company. appears upon the face of the within Bond in every particular, without alteration or enlargement or any change whatever and the Social Security or Federal Employer Identification Number of the Transferee is supplied. VALIDATION CERTIFICATE This is one of a series of bonds which were validated the Eleventh and confirmed by judgment of the Circuit Court of in for Dade County, Florida, rendered Judicial Circuit Court, and on August 23, 1990. Mayor, City of Miami, Florida (End of Bond Form] 21 SECTI**o,' 14. APPLICATION OF PROCEEDS. 1 d' A. Proceeds from the sale of the 1990 Bonds, inc u ing accrued interest and premium, if any, shall be applied by the Trustee, simultaneously with the delivery of the 1990 Bonds, as follows: (1) An amount of proceeds of the 1990 Bonds equal to accrued interest, if any, on the 1990 Bonds shall be deposited in the Interest Account in the Sinking Fund established hereunder and shall be applied to the pay-,jent of interest next coming due on the 1990 Bonds. (2) An amount of proceeds of the 1990 Bonds equal to the costs of issuance of the 1990 Bondsshall be deposited in the Acquisition and Improvement Fund hereinafter created and established and shall be used to pay, when due, the costs of issuance of the 1990 Bonds. (3) If necessary, an amount of proceeds of the 3990 Bonds sufficient to acquire the Municipal Bond Insurance Policy shall be transferred to the Bond Insurer. (4) If necessary, an amount of the proceeds of the 1990 Bonds sufficient -to fund the Reserve Fund to the Reserve Requirement shall be deposited in the Reserve Fund or an amount sufficient to acquire the Reserve Product shall be transferred to the Reserve Product Provider. (5) An amount of proceeds of the 1990 Bonds sufficient to reimburse the Issuer for administrative costs in connection with the Project, which costs shall be subject to Section 4(A)(xiv) herein, shall be transferred to the Issuer. (6) The balance of the proceeds of the 1990 Bonds shall be deposited in the Acquisition and Improvement Fund and used solely for the purposes herein provided including but not limited to the costs of acquisition and improvement of lands in connection with the Project and the repayment of the HUD Loan. B. Notwithstanding the provisions of Subsection A above, the Mayor and the city Manager, or either of them, are hereby authorized to supplement and amend the application of proceeds of the 1990 Bonds provided in Subsection A above, as evidenced to the Trustee by a certificate of the Mayor or the city Manager executed in connection with the issuance of the 1990 Bonds, in a manner consistent with the terms of this Resolution. SECTION 15. ACQUISITION AND IMPROVEMENT FUND. There is hereby created and established with the Trustee a special trust fund to be known as the "city of Miami, Florida community Redevelopment Revenue Bonds Acquisition and Improvement Fund." The Trustee shall deposit in the Acquisition and Improvement Fund a portion of the proceeds from the sale of the 1990 Bonds as contemplated in Section 14 above. Additional moneys may be deposited to the Acquisition and Improvement Fund from payments received from other sources herein described. The Acquisition and Improvement Fund shall be held by 22 SE0pW/GD11 3 - 92 the Trustee i4,,rust and kept separate and apart Zrom all other funds and accounts held by the Trustee, and the keys on deposit therein shall be withdrawn, used and applied by the Trustee solely for the payment of such costs related to the acquisition of lands, and the improvement thereof for the Project and purposes incidental thereto anI ''he repayment of HUD Loan, as hereinabove described and set forth. All such funds shall be and constitute trust funds for suchpurposes, and there is hereby created a lien upon such fundsinfavor of the Bondholders until applied as herein provided. Bef^re any payment shall be made from the Acquisition and lrprDvemer.Y Fund (other than for costs of issuance on the Bonds) the Issuer shall file a requisition with the Trustee, stating in respect of each payment to be made: (i) the name of the person, firm or corporation to whom the payment is to be made; and (ii) the amount to be paid. Any funds on deposit in the Acquisition and Improvement Fund that, in the opinion of the Issuer, are not immediately necessary for expenditure, as hereinabove provided, may be invested and re -invested by the Trustee, at the written direction of the Issuer (or oral direction confirmed in writing), in such investment obligations as shall be permitted by the laws of the State of Florida and of the Issuer for the investment of funds of the Issuer which shall mature or be redeemable at not less than cost and not later than the dates on which such funds are expected to be needed. All income derived from investment of funds in the Acquisition and Improvement Fund shall be deposited therein and shall be used to pay costs associated with the completion of the Project. The Trustee may conclusively assume that any investment directed by the Issuer is legal. Any liquidated damages or settlement payments received by the Issuer as a result of the breach by any contractor, subcontractor or supplier working on or supplying goods for the improvement of the lands related to Project, of any representation, warranty or performance guaranty, and all insurance proceeds received with respect to damages to the Project during improvement, shall be paid to the Trustee and deposited into the Acquisition and Improvement Fund to insure completion of the Project. Moneys in the Acquisition and Improvement Fund shall be secured at all times in the manner prescribed by the laws of the State of Florida relating to the securing of public funds. When the Project has bee.,..ompleted and all costs 23 SEOPW/C'RA 'J I - a 2 _. . thereof have Yoh paid in full, or provisions fo payment thereof have been duly made or provided for, all funds mining in the Acquisition and Improvement Fund, if any, shall be deposited in the Revenue Fund hereinafter created or shall be used for any lawful purpose directed by the Issuer and approved in writing by the CRA provided that Holland & Knight and Barnes, Darby & McGhee or other nationally recognized municipal boric: counsel issues an opinion to the effect that such use is lawful. SECTION 16. LIMITED OBLIGATIONS OF THE ISSUER; NEITHER ChzOIT NOR TAXING POWER PLEDGED. As provided in the Bond Resolution, .the Bonds and any redemption premiums with respect thereto and the interest thereon shall not be or constitute a general debt, liability or obligation of the Issuer or the State of Florida or any political subdivision thereof, or a pledge of the faith and credit of the Issuer or of the State of Florida or any political subdivision thereof, but shall be payable solely from and secured by a lien upon and a pledge of the Pledged Revenues and the Issuer is not obligated to pay the Bonds, the redemption premiums, if any, related thereto or the interest thereon except from the Pledged Revenues as provided in the Bond Resolution and herein. Neither the faith and credit nor the taxing power of the Issuer or of the State of Florida or any political subdivision thereof is pledged to the payment of the Bonds. No Bondholder shall ever have the right to compel the exercise of the ad valorem taxing power of the Issuer or taxation in any form on any property to pay such Bonds or the interest thereon, nor shall such Bondholder be entitled to payment of such principal and interest or premium thereon from any other funds of the Issuer except the Pledged Revenues as provided in the Bond Resolution and herein. SECTION 17. COVENANTS OF THE ISSUER WITH RESPECT TO THE 1990 BONDS. Until the principal of and interest on all 1990 Bonds is paid or the 1990 Bonds are defeased as provided herein, the Issuer covenants with the owners of the 1990 Bonds as follows: A. ASSIGNMENT OF SECURITY INTEREST IN REDEVELOPMENT TRUST FUND. The Issuer hereby assigns to itself and the holders of the 1990 Bonds the security interest in the Redevelopment Trust Fund granted to the Issuer by the CRA pursuant to the Interlocal Cooperation Agreement which gave the Issuer a first lien on the Redevelopment Trust Fund. ± B. PLEDGE OF PLEDGED REVENUES. The payment of the principal of, premium, if any, and interest on the 1990 Bonds forthwith especially and In,, shall be secured, as provided herein, irrevocable lien on the Pledged Revenues. The lien ratably by an on the Tax Increment Revenues is prior and superior to all other The lien of liens or encumbrances on the Tax Increment Revenues. Guaranteed =" 1990 Bonds on Guaranteed Entitlement, which not exceed $300,000 in any fiscal year, is ol� a Entitlement shall parity with the Issuer's $6,5o0,000 The City Of Miami Guaranteed) Entitlement Revenue Bonds, Series 1989, (the "Series 1989 Bonds" a therewith, but junior and any bonds hereafter issued on parity to the Issuer's obligation to set aside i and subordinate $2,000,000 per fiscal year through the fiscal year ending December 31, 1995 to be used to repay a loan made to the Issuer "Council") pursuant to a by the First Municipal Loan Council (the June 15, 1989 between the Issuer Participation Agreement dated does hereby irrevocably pledge the and the Council. The Issuer for the payment of the principal of and interest Pledged Revenues on the 1990 Bonds, and for all other payments provided herein. 24 U— 92 SBOPW/C" V IV V: C. CREATION OF FUNDS AND ACCOUNTS. There are hereby created and established with the Trustee five special trust funds to be known as the "City of Miami, Florida, Community Redevelopment Revenue Bonds, Series 1990 Revenue Fund" (the "Revenue Fund"), the "City of Miami, Florida Community Redevelopment Revenue Bonds, Series 1990 Sinking Fund" (the "Sinking Fund"), and a Principal Account, Interest Account and n n ..ption Account within the Sinking Fund, the "City of Miami, Florida, Community Redevelopment��Revenue Bonds, Series 2990 Reserve =und" (the "Reserve Fund') and the "City of Miami, Florida County Redevelopment Revenue Bonds, Series 1990 Rebate Fund (the "Rebate Fund"). Each of such funds shall be held in trust by the Trustee and the Revenue Fund, the Sinking k-und and the Reserve Fund shall each constitute a trust .fund to secure the Bondholders for the pro rata benefit of such Bondholders, for the purposes herein provided. All such funds at all times shall be kept separate and distinct from all other funds of the Trustee and used only as herein provided. The Rebate Fund shall only be used for the purposes provided herein and the Bondholders shall have no lien on any moneys in the Rebate Fund. D. DISPOSITION OF GUARANTEED ENTITLEMENT. Commencing immediately following the issuance of the 1990 Bonds and continuing thereafter so 'Long as Bonds shall be outstanding hereunder, by the Trustee's close of business on March 1 of each year (or if such March 1 is not a day on which the offices of the Trustee are open for business, on the next succeeding day on which the offices of the Trustee are open for business) the Issuer hall Revenues Fund, pGuaranteed aEntitlement nsfer to einrthe eamount ofe, for posit to he $30U,000. E. DISPOSITION OF TAX INCREMENT REVENUES. Commencing immediately following the issuance of the 1990 Boards and continuing thereafter so long as any Bonds shall be outstanding hereunder, all Tax Increment Revenues deposited i1i the by the CRA Redevelopment Trust Fund shall be promptlytransferred to the Trustee and deposited in the Revenue Fund; provided, however, that no further transfers from the Redevelopment Trust Fund to the Revenue Fund shall be required in any Bond Year if the aggregate amounts on deposit in the Sinking Fund are equal to the Bond Service Requirement for such Bond Year on all Fund outstanding Bonds, and all prior deficiencies in the Sinking and accounts therein and in the Reserve Fund have been fully restored (or to the extent that a Reserve Product is in place, all amounts owing by the Issuer to the Reserve Product Provider as repayment for draws or payments made under the Reserve Product have been made), and there is on deposit in the Reserve Fund an amount (or if amount ofual theto the Reserveeserve Producte asrbeentfully reinstated). bl_e, the F. DISPOSITION OF MONEYS IN THE REVENUE FUND. Funds ova deposit in the Revenue Fund shall be applied by the Trustee as >C thav are received in the following order and priority: (1) First, by deposit to the credit of the Interest Account in the Sinking Fund, and then, pro rata, into the Principal Account and the Redemption Account in the Sinking Fund, until the amounts on deposit therein are equal to the Bond Service Bonds. Requirement in such Bond Year for all outstanding (2) Second, by deposit into the Reserve Fund, the amount, if any, which, together with funds then on 25 �- 92 • M' V_ dep*,,,,,ot therein, will be sufficient tcN,,oke the funds on deposit therein, except as otherwise hereinafter provided, equal to the Reserve Requirement for the Bonds (or, if applicable, the amount necessary to reinstate the Reserve Product). (3) Subsequent to April i of any Bond Year if there are any amounts in the Revenue Fund inexcess of the Bond Service Requirement for such Bond Year on all outstanding Bonds, and all prior deficiencies in the Sinking Fund and accounts therein and in the Reserve Fui,d ',ave been fully rFstored (or to the extent that a Reserve Product is in place, all amounts owing by the Issuer to the Reserve Product Provider as repayment for draws or payments made under the Reserve Product have been made), and there is on deposit in the Reserve Fund an amount equal to the Reserve Requirement (or, if applicable, the amount of the Reserve Product has been fully reinstated) such excess amounts shall be transferred by the Trustee to the Redevelopment Trust Fund and shall be used by the CRA for any legal purpose. The deposits to the Sinking Fund described above shall be increased or decreased, as the case may be, to the extent required to pay principal and interest coming due, after making allowance for any accrued interest and taking into account deficiencies in prior deposits. Funds in the Sinking Fund shall be used only to pay interest on the Bonds, when due, to pay the principal of maturing Bonds (including amortization installments in connection with mandatory redemption of. Bonds prior to the maturity thereof) and premiums, if any, with respect to the Bonds. G. RESERVE FUND. Funds on deposit in the Reserve Fund, if any, shall be used solely to cure deficiencies in the Sinking Fund with respect to Outstanding Bonds. If funds on deposit in the Reserve Fund exceed the Reserve Requirement, such excess shall be transferred to the Sinking Fund. Any proceeds received from a Reserve Product Provider shall be applied immediately to cure deficiencies in the Sinking Fund. The Issuer shall not be required to deposit to the Reserve Fund proceeds of any series of Bonds issued hereunder in an amount equal to the Reserve Requirement if it provides on the date of issuance of such series of Bonds in lieu of such funds a Reserve Product issued by a Reserve Product Provider in an amount equal to the difference between the Reserve Requirement and the sums then on deposit in the Reserve Fund. Such Reserve Product as provided above must provide for payment on any Interest Payment Date or Principal Payment Date (provided adequate notice is given) on which a deficiency exists (or is expected to exist) in moneys held hereunder for a payment with respect to Bonds which cannot be cured by funds in any other account held pursuant to this resolution and available for such purpose, and shall name the Trustee as the beneficiary thereof. Notwithstanding the foregoing, however, in no event shall the use of such Reserve Product be permitted if it would cause an impairment in any - existing rating on the Bonds or any series thereof. If a disbursement is made from a Reserve Product, the Issuer shall be ?` obligated to reinstate the maximum limits of such Reserve Product immediately following such disbursement or to replace such .x Reserve Product by depositing into the Reserve Fund from the first Pledged Revenues available for deposit, funds in the maximum amount originally payable under such Reserve Product, ' plus amounts necessary to reimburse the Reserve Product Provider for previous disbursements made pursuant to such Reserve Product, or a combination of such alternatives, and for purposes of Section 17F above, amounts necessary to satisfy such 26 SBOJ?W/CAA U 1 _- 92 reimbursement obligation and other obligations of the Issuer to such a Reserv, -roduct Provider shall be deemed �oquired deposits into the Rese1t,,.,w Fund, but shall be used by the. suer to satisfy its obligations to the Reserve Product Provider. H. REBATE FUND. The issuer covenants and agrees that, on an annual basis and upon the final maturity of each series of Bonds issued hereunder, it shall make or have made all necessary determinations and calculations of the Rebate Amount and will deposit or cause the Trustee to deposit into the Rebate Fund from investment earnings on moneys deposited in the other funds and a: _nts created hereunder, or from any other legally available funds of the Issuer, the amount necessary to increase the balance in the Dcnate 7"nd to the Rebate Amount. The Issuer shall use such moneys deposited in the Rebate Account only for the.paymert of the Rebate Amount to the United States as required by Section 17J hereof. Funds on deposit in the Rebate Fund in excess of the Rebate Amount, however, may be withdrawn and paid over to the Issuer. In complying with the foregoing, the Issuer may rely upon any instructions or opinion from Bond Counsel. If any amount shall remain in the Rebate Fund after payment in full of all Bonds issued 'hereunder and after payment in full of the Rebate Amount to the United States in accordance with the terms hereof, such amounts shall be available to the Issuer for any lawful purpose. The Rebate Account shall not be impressed with a lien in favor of the Bondholders, the Bond Insurer or the Trustee and the moneys therein shall be available for use only as herein provided. Money and investments in the Rebate Fund shall not be used for the payment of debt service on the Bonds, and, any provision hereof to the contrary notwithstanding, amounts credited to the Rebate Fund shall be free and clear of any lien hereunder. Moneys and investments in the Rebate Fund shall be invested pursuant to the procedures and in the manner provided in Section 17I. Notwithstanding any other provision hereof, including in particular Section 20 hereof, the obligation to pay over the Rebate Amount to the United States of America and to comply with the other requirements of Section 17J and this Section 17H shall survive the defeasance or payment in full of the Bonds. I. INVESTMENT OF FUNDS. (1) The funds and accounts established by this Resolution shall constitute trust funds for all of the purposes provided herein and shall be continuously secured in the same manner as governmental deposits are authorized to be secured by the laws of the State of Florida. (2) Money held for the credit of the Revenue Fund, the sinking Fund, the Reserve Fund or the Rebate Fund shall be invested and reinvested only in Governmental obligations or in any open end or closed end management type investment company or investment trust as permitted under Florida Statute 660.415, as amended. Such investments shall mature or be redeemable at not less than cost and not later than the respective dates, as estimated by the Issuer, that the moneys held for the credit of said Funds will be needed for the purpose of such Funds. if the Issuer fails to direct the investment of any moneys held by the Trustee under this Resolution, such moneys shall be invested in any open end or closed end management type investment company or investment trust as permitted under Florida Statute 660.415, as amended. 27 now i SEOPW/CRAMAk 92 Obli ions so purchased as investment! f moneys in each such Fu>o=lhall be deemed at all times to bL a part of such Fund. All income and profits from investments of funds in the Revenue Fund and the Sinking Fund shall be retained in such Funds and used and applied as provided above. All income and profits fror investment of funds in the Reserve Fund shall be retained in the Reserve Fund to the extent that the amount therein is not ea-1 to the Reserve Requirement until such time as the amount t,.crein is equal to the Reserve Requirement and shall thereafter be deposited in the Revenue Fund and used and applied as provided above. Notwithstanding the foregoing, however, income and profits derived from investments of moneys in such funds may, at the option of the Issuer, be transferred to the Rebate Fund and be applied to the payment of the Rebate Amount. All income and profits from investments of funds in the Rebate Fund shall be retained therein and applied to the payment of the Rebate Amount or as otherwise provided herein. In computing the amount on deposit to the credit of any Fund, obligations in which money in such Fund shall have been invested shall be valued at the lower of purchase price, amortized value or fair market value. The Trustee shall value the amount on each Fund after each payment of debt service on the Bonds. J. TAX COVENANTS. It is the intention of the Issuer and all parties under its control that the interest on the Bonds issued hereunder be and remain excluded from gross income for federal income tax purposes and to this end the Issuer hereby represents to and covenants with each of the holders of the Bonds issued hereunder that it will comply with the requirements applicable to it contained in Section 103 and Part IV of Subchapter B of Chapter 1 of the Code to the extent necessary to preserve the exclusion of interest on the Bonds issued hereunder from gross income for federal income tax purposes. Specifically, without intending to limit in any way the generality of the foregoing, the Issuer covenants and agrees: (1) to make or cause to be made all necessary determinations and calculations of the Rebate Amount and required payments of the Rebate Amount; (2) to set aside suffi.ient moneys in the Rebate Account or elsewhere, from the Pledged Revenues or other legally available funds of the Issuer, to timely pay the Rebate Amount to the United States of America; (3) to pay the Rebate Amount to the United States of America from the Pledged Revenues or from any other legally available funds, at the times and to the extent required pursuant to Section 148(f) of the Code; (4) to maintain and retain all records pertaining to the Rebate Amount with respect to the Bonds issued hereunder and required payments of the Rebate Amount with respect to the Bonds for at least six years after the final maturity of the Bonds or such other period as shall be necessary to comply with the Code; and (5) to refrain from taking any action that would cause the Bonds issued hereunder to become 28 SEOPWIew 92 =rbitrage bonds under Section 148 Qf the Code. %`- The Issuer understands that th°. foregoing covenants impose continuing obligations on the Issuer that will exist as along as the requirements of Section 103 and Part IV of Subchapter B of Chapter 1 of the Code are applicable to the Bonds. Notwithstanding any other provision of this resolution, including, in particular Section 20 hereof, the obligation of the Is-',.r to pay the Rebate Amount to the United States of America anu to comply with the other requirements of this section 17J and Section 1'iH 1_eraof shall survive the defeasance or payment in full of the Bonds. K. BOOKS AND RECORDS. The Issuer shall keep separately identifiable financial books, records, accounts and data concerning the receipt and disbursement of the Pledged Revenues, and any Bondholder shall have the right at all reasonable times to inspect the same. L. ISSUANCE OF OTHER OBLIGATIONS. The issuer will not hereafter issue any other obligations payable from the Pledged Revenues, or any of them, nor voluntarily create or cause to be created any debt, lien, pledge, assignment, encumbrance or otter charge having priority to or being on a parity with the lien of the 1990 Bonds issued pursuant to this Resolution and the interest thereon, upon the Pledged Revenues, except under the conditions and in the manner provided herein. Any obligations issued by the Issuer other than the 1990 Bonds herein authorized and Additional Bonds provided for in section 17M herein, payable from the Pledged Revenues, shall contain an express statement that such obligations are junior and subordinate in all respect to the Bonds as to lien on, source of and security for payment from the Pledged Revenues. M. ISSUANCE OF ADDITIONAL PARITY OBLIGATIONS. Additional Bonds, payable on a parity from the Pledged Revenues with the 1990 Bonds, as provided herein, can be issued and delivered only if: (1) There shall be executed and filed with the Issuer a consent by the Bond Insurer, if any, to the issuance of such Additional Bonds. (2) Each ordinance, resolution, or other enabling instrument authorizing the issuance of Additional Bonds will recite that all of the covenants herein containee will be applicable to such Additional Bonds. (3) There shall have been no reduction in the Guaranteed Entitlement pledge and there shall have been no curtailing or any attempt to curtail any payment of Tax Increment P.evenises that the CRA or the Issuer is entitled to. S ;. (4) The Chief Financial Officer of the Issuer shall file 7 with the Trustee a certificate, to the effect that (i) the Is;suer is not in default in the performance of any of the covenants and obligations assumed by it hereunder or under any ordinance, resolution or other enabling instrument of the Issuer pursuant to which Additional Bonds have been issued, and (A) all payments ' herein required to have been made into the funds and accounts provided by this Resolution or by such other ordinance, resolution or enabling instrument shall, as of such date, have i been made in full to the extent required. (5) The City Attorney shall file with the Trustee an opinion to the effect that the issuance of such Additional Bonds 29 has been duly, uthorized and that all conditions ~precedent to the delivery of s. ;i Additional Bonds have been ful.,; pled. (6) An opinion of Bond Counsel shall be delivered to the Clerk to the effect that the issuance of such Additional Bords will not impair the exclusion from gross income for federal income tax purposes of interest paid on any Bonds issued hereunder and then Outstanding. (7) There shall have been obtained and filed with the Ir-- :r a certificate by the Chief Financial Officer certifying ttie amount of the (a) Guaranteed Entitlement and (b) Tax Increment Reien.ies received by the Issuer as determined under standard auditing procedures for any twelve (12) consecutive months out of the twenty-four (24) consecutive months immediately preceding the calendar month in which such Additional Bonds are proposed to be issued. In rendering such certificate the Chief Financial Officer may rely upon audited financial statements of the Issuer prepared by independent certified public accountants. (8) There shall have been obt ined and filed with the Issuer a certificate of the Chief Financial Officer pursuant to which he shall certify that the Guaranteed Entitlement and the Tax Increment Revenues as certified in paragraph (7) above were at least equal to one hundred twenty-five percent (125t) of the Maximum Bond Service Requirement payable with respect to all Bonds then Outstanding under this Resolution (other than. Bonds which are to be retired or defeased upon the issuance of such Additional Bonds) and any Additional Bonds proposed to be issued. N. MUNICIPAL DEPOSITORIES. All funds and accounts created under this Resolution shall be deposited and maintained in one or more Authorized Depositories as shall be determined by the Chief Financial Officer of the Issuer. 0. PAYING AGENTS. The Trustee shall transfer, from the Sinking Fund and accounts established in this Section 17, to the Paying Agent an amount sufficient to pay when due the principal of, interest on and redemption premium, if any, with respect to the Bonds. P. ENFORCEMENT OF COLLECTIONS. The Issuer will diligently enforce its right to receive the Pledged Revenues to the extent lawful, will not take any action that will impair or adversely affect its rights to levy, collect and receive the Pledged Revenues as herein provided, or impair or adversely affect in any manner the pledge of the Pledged Revenues made herein, in each case, that would impair the rights of the Bondholders to receive payment for the Bonds. The Issuer shall. be unconditionally and irrevocably obligated, s•o long as any oi` the Bonds are outstanding and unpaid, to take all lawful action necessary or required to continue to entitle the Issuer -to receive the Pledged Revenues in at least the amounts required by this resolution for payment of the Bonds. SECTION 18. THE TRUSTEE. A. The Trustee shall signify its acceptance of the duties and trusts hereby imposed and created by a writing delivered to the Issuer prior to the issuance of the Bonds, to all of which the Issuer agrees and the respective Bondholders, by their purchase and acceptance of the Bonds, agree. B. The Trustee may execute any of the trusts or powers of this Resolution and perform the duties required of the Trustee under this Resolution by or through attorneys, agents, receivers, or employees, and shall be entitled to obtain and rely on advice of counsel concerning all matters of trust and the 30 sEorw'ica� ` 2 I Trustee's dut under this Resolution, and the istee shall not be answerabler the negligence or misconduct any such attorney, agent, receiver, or employee selected by it with reasonable care and shall. not be liable for any error of judgment made in good faith by an officer of the Trustee unless it is proved that the Trustee was negligent in ascertaining the pertinent facts. The Trustee shall not be an=,aerable for the exercise of any discretion or power under the Resolution or for anything whatsoever in connection with the trusts created in this Resolution except only for its own willful misconduct or ii-,_.Lgence, except that this sentence does not extend the duties established !--r, or limit the exculpatory effect of, any other provis.:on in C.-,is Resolution. C. The Trustee shall not be required to take notice, or be deemed to have notice, of any default under this Resolution other than a default in payment, unless the Trustee has actual notica of such default, or unless specifically notified in writing of such default by the registered owners of at least ten percent (10%) in aggregate principal amount of the Bonds then outstanding. The Trustee may, however, at any time, in its discretion require of the Issuer full information and advice as to the performance of any of the covenants, conditions and agreements contained in this Resolution. D. The Trustee shall be under no obligation to take any action in respect of any default or toward the enforcement of any of the trusts created by this Resolution or to institute, appear in or defend any suit or other proceeding in connection therewith, unless requested in writing to do so by the registered owners of at least ten percent (10%) in aggregate principal amount of the Bonds then outstanding, and if in the Trustee's opinion such action may tend to involve the Trustee in expense or liability, unless furnished, from time to time as often as the Trustee may require, with reasonable security and indemnity satisfactory to the Trustee. E. The Trustee and any bank or trust company in common control with the Trustee may in good faith buy, sell, own, hold and deal in any of the Bonds issued under and secured by this Resolution, and may join in or take any action that any Bondholder may be entitled to take with like effect as if the Trustee were not a party to this Resolution. The Trustee and any bank or trust company in common control with the Trustee, as principal or agent, may also engage in or be interested in any financial or other transaction with the Issuer, and may act as depository, trustee, or agent for any committee or body of Bondholders. F. The Trustee may resign and thereby become discharged from the trusts and duties created hereby, by giving sixty(60) days prior written notice to the Issuer and by giving written notice to the Bondholders not less than sixty (60) days before such resignation is to take effect; provided however that such resignation shall take effect immediately upon the appointment of a new Trustee, if such new Trustee shall be appointed before the time limited by such notice and shall then accept the trusts and duties hereof, and provided further that no resignation shall become effective unless and until a new trustee has been appointed. G. The Trustee at any time and for any reason may be removed by an instrument in writing, filed with the Trustee so removed and executed by the registered owners of a majority in aggregate principal amount of the Bonds then outstanding, appointing a successor Trustee. The Trustee may not be removed 31 1SWPW/CWW► -92 pursuant to th subsection unless and until a sr essor Trustee has been appoi d and has accepted such appointm:,4`t. in accordance with subsection K below. H. If at any time the Trustee shall resign, or shall be removed, or be dissolved, or otherwise become incapable of acting, or if the Trustee's property or affaira shall be taken under the control of any state or federal court or administrative body because of insolvency or bankruptcy, or for any other reason, a vacancy shall thereupon exist in the office of the Tr- :ee and no appointment of a successor trustee shall be made pursuant to t`_e foregoing provisions of this section, the registered owner of any Bonds outstanding hereunder or any retiring trustee may apply to any court of competent jurisdiction to appoint a successor trustee. Such court may thereupon, after such notice, if any, as such court may deem proper prescribe and appoint a successor trustee. I. Any successor trustee appointed pursuant to this section shall be a bank or trust company organized -and doing business under the laws of the United States or any state or territory thereof with trust powers and having combined capital and surplus of at least $50,000,000, if such a bank or trust company, willing and able to accept the trust on reasonable or customary terms can, with reasonable effort, be located. J. If at any time the Trustee shall resign and no appointment of a successor trustee shall be made pursuant to the foregoing provisions of this section prior to the date specified in the notice of resignation as of the date when such resignation shall take effect, then the Trustee or the registered okmer of any Bond may apply to any court of competent jurisdiction to appoint a successor trustee, such court may thereupon, after such notice, if any, as said court may deem proper, prescribe and appoint a successor trustee. K. Any successor trustee appointed under this Rection shall execute, acknowledge and deliver to the Issuer an instrument accepting such appointment under this Resolution, and thereupon such successor trustee, without any further act, deed or conveyance, shall become duly vested with all the estates, property, rights, powers, trusts, duties and obligations of the successor trustee's predecessor in the trust under this Resolution, with like effect as if originally named Trustee in this Resolution. Upon request of such successor trustee, the Trustee ceasing to act and the Issuer shall execute and deliver an instrument transferring to such successor Trustee all of the estates, property, rights, powers and trusts under this Resolution of the Trustee so ceasing to act, and the Trustee so ceasing to act shall pay over to the successor trustee all of the monies and the assets at the time held by the Trustee under this Resolution. L. Any corporation or association into which any Trustee may be merged or with which the Trustee may be consolidated, or any corporation or association resulting from any merger or consolidation to which any Trustee under this Resolution shall be a party, or any corporation or association to which any trustee under this Resolution may transfer substantially all of the trustee's assets, shall be the successor ry trustee under this Resolution, without the execution or filing of any paper or any further act on the part of the parties hereto, •' anything in this Resolution to the contrary notwithstanding. H. Notwithstanding any other provisions of this section, the Trustee shall, provided the Trustee is indemnified 32 snowX 's U I .` (under the cir matances and to the extent prow' I in subsection D hereof) to �.. Trustee's satisfaction, during existence of a default known to the Trustee in accordance with subsection C above, exercise such of the rights and powers vested in the Trustee by this Resolution and use the sane degree or skill and care in their exercise as a prudent man would use and exercise under the circumstances in the conduct of his own affairs, provided, however, that the liability of the Trustee shall only be to the extent provided in subsection B above. N. Prior to the occurrence of an event of default, the Trustee undertakes to perform such duties and only such duties as are spe::iric-l:..y set forth in this Resolution. o. The Trustee shall not he responsible for any recital herein or in the Bonds (except with respect to the certificate of the Trustee endorsed on the Bonds), or for the validity of this Revolution or of any supplements hereto or instruments of further assurance, or for the sufficiency of the security for the Bonds issued hereunder or intended to be secured hereby. P. The Trustee shall be protected in acting upon any notice, request, consent, certificate, order, affidavit, letter, telegram or other paper or document believed to be genuine and correct and to have been signed or sent by the proper person or persons. Q. As to the existence or nonexistence of any fact or as to the sufficiency or validity of any instrument, paper or proceeding, the Trustee shall be entitled to rely upon a certificate signed by the Issuer as sufficient evidence of the facts therein contained and shall also be at liberty to accept a similar certificate to the effect that any particular dealing, transaction or action is necessary or expedient, but may at its discretion secure such further evidence deemed by it to be necessary or advisable, but shall in no case be bound to secure the same. The Trustee may accept a certificate of the officials of the Issuer who executed the Bonds (or their successors in office) under the seal of the Issuer to the effect that a resolution in the form therein set forth has been adopted by the Issuer as conclusive evidence that such resolution has been duly adopted and is in full force and effect. R. No provision of this Resolution shall require the Trustee to expend or risk its own funds or otherwise incur any financial liability in the performance of any of its duties hereunder or in the exercise of any of its rights or powers. S. The Trustee, Paying Agent, and the Bond Registrar shall be entitled to payment and reimbursement for reasonable fees for services rendered hereunder and all advances, counsel fees and other expenses reasonably and necessarily made or incurred by the Trustee or Paying Agent or Bond Registrar in connection with such services, and the Issuer agrees to pay such fees from legally available moneys of the Issuer. SECTION 19. MODIFICATION OR ADIENDMENT. This Resolution ;i may be amended by the Issuer at any time and from time to time prior to the issuance of the 1990 Bonds. Thereafter, no modification or amendment of this Resolution or of any ordinance or resolution amendatory hereof or supplemental hereto, materially adverse to the Bondholders may be made without the consent in writing of Bondholders of two-thirds (2/3rds) or more in principal amount of the Bonds then Outstanding but no 33 SEOPWAAMM� modification or amendment shall permit a change 1-1 in the maturity of th fonds or a reduction in the rate , interest thereon or in Itft amount of the principal obligation, (b) that would affect the unconditional promise of the Issuer to collect and hold the Pledged Revenues, as herein provided, or provide for the payment of such Pledged Revenues as herein provided, or (c) that would reduce such percentage of Bondholders required above for such modifications or amendments, without the consent of all of the Bondholders of Bonds then Outstanding. For the purpose of Bondholders' voting rights or consents, the Bonds owned by or he1A For the account of the Issuer, directly or indirectly, shall not ue counted. SECTION 20. DEFEASANCE. If, at any time, the Issuer shall have paid, or shall have made provision for the payment of, the principal, interest and redemption premiums, if any, with respect to the Bonds of any series or any maturity thereof, and the fees and charges with respect thereto, then, in that event, the pledge of and lien on the Pledged Revenues in favor of the Bondholders of such Bonds, and all other liens created hereby in favor of such Bondholders, shall no longer be in effect with respect to such Bonds. For purposes of the preceding sentence, the deposit of cash, Governmental Obligations or bank certificates of deposit fully secured as to principal and interest by Governmental obligations in irrevocable trust with a trustee or a banking institution or trust company, for the sole benefit of such Bondholders (including moneys in the Funds created hereunder and available to be applied for such purposes), in an aggregate principal amount which, together with interest to accrue thereon, will be sufficient to make timely payment of the principal, interest, and redemption premiums, if any, on such Bonds, shall be considered "provision for payment" if the same shall have been verified as sufficient for such purposes in a written report by a nationally recognized independent certified public accounting firm and if provision, satisfactory to the Paying Agent, shall have been made with respect to all Paying Agent fees and expenses related to such Bonds. Nothing herein shall be deemed to require the Issuer to call any of the outstanding Bonds for redemption prior to maturity pursuant to any applicable optional redemption provisions, or to impair the discretion of the Issuer in determining whether to exercise any such option for early redemption. If such conditions have been satisfied with respect to all Bonds issued hereunder and then outstanding, all moneys held in any Fund or Account created hereby that are in excess of the amounts required to pay or make provision for payment of the principal and interest on such Bonds may be withdrawn and the same shall be applied by the Issuer for any lawful purpose. SECTION 21. EVENTS OF DEFAULT. Each of the following events is hereby declared an "event of default," that is to say if: (a) payment of principal of any Bond shall not be made when the same shall become due and payable, either at maturity (whether by acceleration or otherwise) or on required payment dates by proceedings for redemption or otherwise; or (b) payment of any installment of interest shall not be made when the same shall become due and payable; or (c) the Issuer shall for any reason be rendered incapable of fulfilling its obligations hereunder to the extent that the payment of or security for 34 the Bonds would be materially adv rely affected, y..,,knd such conditions shall continu*sAZnremedied for a period of thirty (30) days after the Issuer becomes aware or receives notice of such conditions; or (d) an order or decree shall be entered, with the consent or acquiescence of the Issuer, appointing a receiver or receivers of the Issuer, or its assets, the Pledged Revenues, or any part thereof or the filing of a petition by the Issuer for relief under federal bankruptcy laws or any other similar law or statute of the United States of America or the State of Florida, which shall not be dismissed, vacated or discharged within thirty (30) days after the filing thereof; or (e) any proceedings shall be instituted, with the consent or acquiescence of the Issuer, for the purpose of affecting a composition between the Issuer and its creditors or for the purpose of adjusting the claims of such creditors, pursuant to any federal or state statutes now or hereafter enacted, if the claims of such creditors are under any circumstances payable from the Pledged Revenues; or (f) the entry of a final judgment or judgments for the payment of money against the Issuer which subjects any of the funds pledged hereunder to a lien for the payment thereof in contravention of the provisions of this resolution for which there does not exist adequate insurance, reserves or appropriate bonds for the timely payment thereof, and any such judgment shall not be discharged within ninety (90) days from the entry thereof or an appeal shall not be taken therefrom or from the order, decree or process upon which or pursuant to which such judgment shall have been granted or entered, in such manner as to stay the execution of or levy under such judgment, order, decree or process or the enforcement thereof; or (g) the Issuer shall default in the due and punctual performance of any of the covenants, conditions, agreements and provisions contained in the Bonds or in this resolution on the part of the Issuer to be performed, other than those mentioned in clauses (a) and (b) above, and such default shall continue for thirty (30) coatsecutive days after written notice specifying such default and requiring the same to be remedied shall have been given to the Issuer by the registered own.ers of not less than ten percent (10%) in aggregate principal amount of the Bonds Out -standing. Notwithstanding the foregoing, with respect to the events described in clause (g), the Issuer shall not be deemed in default hereunder if such default can be cured within a reasonable period of time and if the Issuer in good faith institutes appropriate curative action and diligently pursues such action until the default has been corrected. Prior to exercising any remedies under this Section 21 Bondholders shall cooperate with holders of Series 1989 Bonds and other outstanding Bonds, if any, or 35 2 "EOP'WJC-"- representative `.hereof so that the interest of ' ders of the Series 1989 Bdowmt and other Outstanding Bonds, if%4ny, and the Bondholders hereunder with respect to Guaranteed Entitlement are equally and ratably protected. SECTION 22. ENFORCEMENT OF REMEDIES. Upon the happening and continuance of any event of default specified in Section 21 above, then and in every such case, the Trustee may proceed, and upon the written request of the owners of not less than twenty-five percent (25t) in aggregate principal amount of the !-,o.---- j and the Bond Insurer, shall proceed, subject to the provisions of Sections 18D and 25 hereof, to protect and enforce the rig::ts of t;;e Bondholders under the laws of the State of Florida, including the Act, and under this resolution, by such suits, actions or special proceedings in equity or at law, or by proceedings in the office of any board, body or officer having jurisdiction, either for the specific performance of any covenant or agreement contained herein or in aid of execution of any power herein granted or for the enforcement of any proper legal or equitable remedy, all as the Trustee, being advised by counsel, shall deem most effectual to protect and enforce such rights. In the enforcement of any remedy against the Issuer under this resolution the Trustee shall be entitled to sue for, enforce payment of and receive any and all amounts then or during any default becoming, and at any time remaining, due from the Issuer for principal, interest or otherwise under any provisions of this resolution or of such Bonds and unpaid, with interest on overdue payments of principal and, to the extent permitted by law, on interest, at the rate or rates of interest specified im such Bonds, together with any and all costs and expenses of collection and of all proceedings hereunder and under such Bonds, without prejudice to any other right or remedy of the Trustee or of the Bondholders, and to recover and enforce any judgment or decree against the Issuer, but solely as provided herein and in such Bonds, for any portion of such amounts remaining unpaid and interest, costs and expenses as above provided, and to collect (but solely from moneys in the Sinking Fund, the Reserve Fund and any other moneys available for such purpose) in any manner provided by law, the moneys adjudged or decreed to be payable. SECTION 23. ACCELERATION OF MATURITIES. Upon the happening and continuance of any event of default specified in Section 21 above, then and in every such case the Trustee may, and upon the written request of the owners of not less than a majority of the aggregate principal, amount of Bonds outstanding shall, by a notice in writing to the Issuer, declare the principal of all of the Bonds then outstanding (if not them due and payable) and accrued interest thereon to be due and payable immediately, with such premium as may be required for optional redemption and upon such declaration the same. shall become and be immediately due and payable, anything contained in the Bonds or in this resolution to the contrary notwit`hstand irsg; provided, however, that if at any time after the principal of the Bonds shall have been so declared to be due and payable, and before the entry of final judgment or decree in any suit, action or proceeding instituted on account of such default, or before the completion of the enforcement of any other remedy under this resolution, moneys shall have accumulated in the appropriate Funds and Accounts created under this resolution sufficient to pay the principal of all matured Bonds and all arrears of interest, if any, upon all Bonds then Outstanding (except the principal of any Bonds not then due and payable by their terms and the interest accrued on such Bonds since the last interest payment date), and the charges, compensation, expenses, disbursement, advances and liabilities of the Trustee and all i 36 other amounts "-en payable by the Issuer hereund shall have been paid or a*,.,,am sufficient to pay the same shy+f have been set aside, and every other default known to the Trustee, in the observance or performance of any covenant, condition, agreement or provision contained in the Bonds or in this resolution (other than a default in the payment of the principal of such Bonds then due and payable only because of declaration under this Section) shall have been remedied to the satisfaction of the Trustee, then and in every such case the Trustee may, and upon the written request of the owners of not less than a majority in aggregate pri _ipal amount o' the Bonds Outstanding shall, by written notice to the Issuer, rescind and annul such declaration and its consequcaces, b-c no such rescis--ion or annulment shall extend to or affect any subsequent default or impair any right consequent thereon. SECTION 24. EFFECT OF DISCONTI17UING PROCEEDINGS. In case any proceeding taken by the Trustee or any Bondholder on account of any default shall have been discontinued or abandoned for any reason or shall have been determined adversely to the Trustee or such Bondholder, then and in every such case the Issuer, the Trustee and Bondholders shall be restored to their former positions and rights hereunder, respectively, and all rights, remedies and powers of the Trustee shall continue as though no such proceeding had been taken. SECTION 25. DIRECTIONS TO TRUSTEE AS TO REMEDIAL PROCEEDINGS. Anything in this resolution to the contrary notwithstanding, the holders of a majority in aggregate principal amount of the Bonds Outstanding shall have the right, by an instrument or concurrent instruments in writing executed and delivered to the Trustee, to direct the method and place of conducting all remedial proceedings to be taken by the Trustee hereunder, provided that such direction shall not be otherwise than in accordance with law or the provisions of Section 18 of this Resolution, and that the Trustee shall have the right to decline to follow any such direction which in the opinion of the Trustee would be unjustly prejudicial to Bondholders not parties to such direction. SECTION 26. RESTRICTIONS ON ACTIONS BY INDIVIDUAL BONDHOLDERS. No Bondholder shall have any right to institute any suit, action or proceeding in equity or at law for the execution of any trust hereunder or for any other remedy hereunder unless such Bondholder previously shall have given to the Trustee written notice of the event of default on account of which such suit, action or proceeding is to be taken, wind unless the holders of not less than Laenty-five percent (25%) in aggregate principal amount of the Bonds Outstanding shall have made written request of the Trustee after the right to exercise such powers or right of action, as the case may be, shall have accrued, and shall have afforded the Trustee a reasonable opportunity either to proceed to exercise the powers hereinabove granted or to institute such action, suit or proceeding in its or their name, and unless, also, there shall have been offered to the Trustee reasonable security and indemnity against the costs, expenses and liabilities to be incurred therein or thereby, including the reasonable fees of its attorneys (including fees on appeal), and the Trustee shall have refused or neglected to comply with such request within a reasonable time and such notification, request and offer of indemnity are hereby declared in every such case, at the option of the Trustee, to be conditions precedent to the execution of the powers and trusts of 'T this resolution or for any other remedy hereunder. It is :i understood and intended that no one or more owners of the Bonds hereby secured shall have any right in any manner whatever by his 37 or their actior, to affect, disturb or prejudice tpp security of this resoluti or to enforce any right hereund except in the manner hereinovided, and that all proceedings' law or in equity shall be instituted, had and maintained in the manner herein provided and for the benefit of all Bondholders, and that any individual rights of action or any -)thee right given to one or more of such owners by law are restricted by this resolution to the rights and remedies herein provided. Nothing contained herein, however, shall affect or the right of any Bondholder, individually, to enforce the payment of the principal of and interest on his Bond or Bonds at and after the rturity thereof, at the time, place, from the source and in the manner provided in this resolution. SECTION 27. PRO RATA APPLICATION OF FUNDS. Anything in this resolution to the contrary notwithstanding, if at any tome the Pledged Revenues shall not be sufficient to pay the principal of or the interest on the Bonds, as the case may be, as the same become due and payable (either by their terms or by acceleration of maturities), such funds, together with any funds then available or thereafter becoming available for such purpose, whether through the exercise of the remedies provided for in this resolution or otherwise, shall, after payment of all reasonable fees of Trustee, Paying Agent, Bond Registrar and Authenticating Agent, be applied as follows: (a) Unless the principal of all the Bonds shall have become due and payable, all such funds shall be applied (1) first, to the payment of all installments a of interest then due, in the order of the maturity of the installments of such interest, to the persons entitled thereto, ratably, without any discrimination or preference, and (2) then, to the payment of all installments into the Interest Account and then into the Principal Account or Redemption Account in the Sinking Fund, in the order of the requirement for the deposit of such installments, or ratably if in the same order of payment, without discrimination or preference. (b) If the principal of all the Bonds shall have ` become due and payable, all such funds shall be applied to the payment of the principal and interest then due and unpaid upon the Bonds, without preference or priority of principal over interest or of interest over principal, or of any installment of interest over any d over installment of interest Bond, ratably, according , to �heaam ants due, any other respectively, for principal and interest, to the persons entitled thereto without any discrimination or any difference in the respective preference except as to rates of interest specified in the Bonds. (c) If the principal of all such Bonds shall ;. have been declared due and payable and if sac declaration shall thereafter have been rescinded and annulled under the provisions of Section 24 above, then, subject to the provisions of paragraph (b) of this Section in the event that the principal of all such Bonds shall later become due and payable or be declared due and payable, the funds remaining in and thereafter accruing to the Sinking Fund or the Reserve Fund shall be applied in accordance with the provisions of paragraph (a) of this Section. 38 sEopw - Wheneverfunds are to be applied pursuants%oro the provisions of this Section, such funds shall be applied at such times, and from time to time, as the Issuer or the Trustee, as the case may be, in its sole discretion shall determine, having due regard to the amount of such funds available for application and the likelihood of additional funds becoming available for such application in the future; the setting aside of such funds, in trust for the proper purpose, shall constitute proper application of such funds. Whenever such discretion in applying 1 ing RUC-. =unds shall be exercised, the date (which shall be an inte-est pavme:-t date unless another date more suitable shall be fixed) Lpon whic~ such application is to be made shall be fixed ti;y the Issuer or the 7N.,istee and upon such date interest on the amounts of principal to be paid on such date shall cease to accrue. Such notice as shall be deemed to be appropriate of the fixing of any such date shall be given. No payment to the owner of any Bond shall be required unless such Bond shall be presented to the Trustee or to the Issuer, as the case may be, for appropriate endorsement or for cancellation if fully paid. SECTION 28. SUBROGATION. Notwithstanding anything in this resolution to the contrary, if the principal, interest and redemption premium, if any, with respect to any series of Bonds are paid by a Bond Insurer or Reserve Product Provider with respect to such series of Bonds, the pledge of the amounts or deposit from time to time in the funds and accounts created hereby and all covenants, agreements and other obligations of the Issuer to the Bondholders of such series of Bonds shall continue to exist and the Bond Insurer and/or the Reserve Product Provider, to the extent of any payment by such entity with respect to such series of Bonds shall be subrogated to the rights of such Bondholders. SECTION 29. BOND INSURER'S RIGHTS. Upon the occurrence of an event of default under this resolution, and so long as no event described in Section 30 hereof shall have occurred with respect to the Bond Insurer, the Bond Insurer shall, to the extent permitted by law, be deemed a holder of all of the Bonds of the series insured by such Bond Insurer for the purpose of receiving notices and the sole holder of such Bonds for purposes of giving any approvals, directions and requests or exercising any other remedial rights under the terms of this resolution. SECTION 30. LIMITATION ON RIGHTS OF BOND INSURER. Notwithstanding any other provision contained in this resolution to the contrary: M If a Bond Insurer shall be in default in the due and punctual performance of its obligations under its Municipal Bond Insurance Policy or if such policy for whatever reason is not then enforceable and in full force and effect; or (ii) If a Bond Insurer shall apply for or consent to the appointment of a receiver, custodian, trustee or liquidator of such Bond Insurer or of all or a substantial part of its assets, or shall admit in writing its inability, or be generally unable, to h 11 make pay its debts as such debts become due, or s a a general assignment for the benefit of its creditors, or commence a voluntary case under the ; Federal Bankruptcy Code (as now or hereafter in a effect) or shall file a petition seeking to take l advantage of any other law relating to bankruptcy, 39 �^WW SEOPW/ insolvency, reorganization, winding un,or composition or adstment of debts, or shall fail t onvert in a ti y and appropriate manner, or acc`iesce in writing to, any other petition filed against such Bond Insurer in any involuntary case under said Federal Bankruptcy Code, or shall take any other action for the purpose of effecting the foregoing; or (iii) If a proceeding or case shall be commenced without the application or consent of a Bond Insurer, in any court of competent jurisdiction seeking the liquidation, reorganization, dissolution, winding up or composition (--_ readjustment of debts of such Bond Insurer or the appointment of a trustee, receiver, custodian, or liquidator or the like, of such Bond Insurer or of all or a substantial part of its assets, or similar relief with respect to such Bond Insurer under any law relating to bankruptcy, insolvency, reorganization, winding up or composition or adjustment of debts, and such proceeding or case shall continue undismissed and an order, judgment or decree approving or ordering any of the foregoing shall be entered and continue unstayed in effect for a period of sixty (60) days from the commencement of such proceedings or case, or any order for relief against such Bond Insurer shall be entered in any involuntary case under said Federal Bankruptcy Code; then and in any such event such Bond Insurer shall not be entitled to any rights specifically granted to it herein to consent to, approve or participate in any actions proposed to be taken by the Issuer, a Bondholder or any of them pursuant to this resolution. SECTION 31. SEVERABILITY. If any one or more of the covenants, agreements or provisions of this Resolution should be held contrary to any express provision of law or contrary to the policy of express law, though not expressly prohibited, or against public policy, or shall for any reason whatsoever be held invalid, then such covenants, agreements or provisions shall be null and void and shall be deemed separate from the remaining covenants, agreements or provisions of this Resolution or of the Bonds issued hereunder. 40 C 'ION 32. REPEAL OF INCONSISTENT *4ogOLUTIONS. All resolutionor parts thereof, including, without limitation, Resolution No. 90-0196, in conflict herewith are hereby repealed. SECTION 33. ETcECTIVE DATE. This Resolution shall be effective immediately upon its adoption. PASSED AND ADOPTED, this sth day of Nove er, 0. Cavier L. SWitez, Mayor (SEAL) ATT T L. �- Mat y Hirai, City Clerk Prepared and Approved by: Assistant City Attorney Approved As To Form and Correctness: J rge L. ernandez, City At Carney 41 SEOP�T/� 01- 92, JLL-23-2001 15:22 C11Y CLEKKS UFr_lklrz rg' A-F m Offil wv� , 00 S* As -.9 io I r OPT1W -F- :j&jljA6. .the: Agemy of The City 61 lotift the AgMiaiw)' WLi tb�e respoisibmiT to Mad., th� "reda"lopmett of oacrtain Rium;'4ind' tity of W-mi. riorma., (teab:to& i­rd"- IL00i ItkiludiftZ the OcuthO"t OVertown/Pask W00% redevelopment s. l.'. Are'' (-Oweitaim-)'; and Vmmzks. thi City bia crpeuded OartsiU tumoig, ftoludi4 loan from the IU. G. DqWtm4iit* of 3liuBi3ii I mm i. &W 63epoots to expand other funds. for A 60-ts, in _6v4tovji;' 'CXty desinm to PSY isi the 10&u Ituou• 'Zor pv6v;L n` j' lnairre& Ti4eveloyMmt Ozye3ws'... 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Of .•tb0 VM be O i&zi6*d- iK ;r arri`c�8,�s X prinoipal FA Ct aad Interest On the the poblio intereet''a�4 Bob". -'ft*,484on-M �era�ti� it is 1n q . ,}}%y�,,•,.w ' " .,). , ^7: y: ter into an AzterlY.�!o►� ' tb&' antibo�'ity to �• agreesant with the City eatabiiehi.n$ sn ob7)igotion by the Agencg to pd bu or w portion of QO+Oh ta= inwoumt roveanea to the city etcht!l owl year for the paYMAt Pr Qf a ,Y1 ai41"d�.,Y :'Sr •!'••(y T , gowl doW bWeby deeignte the )tayor of the City Q •_� �; � e jw� thaCha�s�i & of the Mom • Ca erk pi to J t -aim 8,�etary of the AgAnb4 amd the City Attorae . - of ,- to aat Uc hl�a or 'her px"... V. del�ighee :•:' i7=�-:� X 1t,:�Fpi�aoe bbe' 1`ati9rloosi j� at . til bQ :' s� ' '..' city :tntsrlooal eanan�"?tr:a�t,<s ��'�. attofted, hereto am $�3bi,� �11� r �e0t , to • a ' % ,: }• �: �+M+ M_ d� O= biaalcb iiib0l!e %vp . � � 1 "r .' , • - x �asae ahiu approve: #04 ��aearitioa-_t.�►.:,;aon, `�`- : ).;r':`w) o Yi live :ievidd�Qm of SW& appioval. 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Y'��•��i�%.17rgi�'-t.��ta�Y� Y �YJ'1.J' � J,,.���('Yt i ' ' '''? \ ' G i :I I <'rl a r� '� d1�.),I� �� j• Y . _., ���`�a �) Ra7�'_.'.,, u' •^:-r..'.i;°.,rS ..:sir;,<: r�._>,:.i•'��'�'�., . - sEopw/C R '1= 92 n) iLL-23-200i 15:23 C i 1 1 k_L_=mrz) ur r i t—= 4%A rev- 'Alt 51 Mim A r ati ut CL 911, -xi As To YOU AND mit Our Ile 01 92 sp,opwxAp-swo TOTAL P.04 CITY OF MIAMI, FLORIDA M I Chairman Teele and Members of the CRA Board FROM: Annette Lewis, CPA Chief Financial Officer RECOMMENDATION INTER -OFFICE MEMORANDUM ITEM 8 DATE: July 30, 2001 FILE: SUBJECT: Refinancing of the $11.5M of Community Redevelopment REFERENCES: Revenue Bonds Series 1990 ENCLOSURES: Resolution It is recommended that the Board of Directors of the Community Redevelopment Agency respectfully request the refinancing of the 1990 Series Revenue Bonds. BACKGROUND In November of 1990 the City of Miami issued the Community Redevelopment Revenue Bond Series 1990 in the principal amount of $11,500,000.00 (maturing through 2015 with interest rates ranging from 7.15 percent to 8.5 percent). The conduit for the CRA to use the proceeds of the bond issue was via an Interlocal Agreement approved by the CRA Board's adoption of R-90-0195, adopted March 8, 1990, and the City of Miami's supplemental Resolution 90-871 adopted November 8, 1990, (City of Miami's Resolution 89-1151 adopted December 14, 1989) which provided Guaranteed Entitlement revenues as the sole source secured by as well as sole source from which debt service payment are payable. The CRA recognizes that under current market conditions the refinancing of these bonds may have a positive financial impact. Funding Source: Not Applicable Account Number: Not Applicable