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HomeMy WebLinkAboutBack-Up Document - Audit ReportCity of Miami, Florida Single Audit Report in Accordance with Uniform Guidance and Chapter 10.550, Rules of the Florida Auditor General Fiscal Year Ended September 30, 2020 Table of Contents Independent Auditor's Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance With Government Auditing Standards 1-2 Independent Auditor's Report on Compliance for Each Major Federal Program and Major State Project; Report on Internal Control Over Compliance; and Report on the Schedule of Expenditures of Federal Awards Required by the Uniform Guidance and Schedule of State Financial Assistance Required by Chapter 10.550, Rules of the Florida Auditor General 3-4 Schedule of Expenditures of Federal Awards Schedule of State Financial Assistance 5-9 10 Notes to Schedule of Expenditures of Federal Awards and Schedule of State Financial Assistance 11 Schedule of Findings and Questioned Costs 12-13 Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards Independent Auditor's Report The Honorable Mayor And Members of the City Commission City of Miami, Florida We have audited, in accordance with the auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards issued by the Comptroller General of the United States, the financial statements of the governmental activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Miami, Florida (the City), as of and for the year ended September 30, 2020, and the related notes to the financial statements, which collectively comprise the City's basic financial statements, and have issued our report thereon dated March 31, 2021. Our report includes a reference to other auditors who audited the financial statements of Downtown Development Authority, Bayfront Park Management Trust, Coconut Grove Business Improvement District, Wynwood Business Improvement District, OMNI Redevelopment Agency, Midtown Community Redevelopment Agency, Southeast Overtown Park Redevelopment Agency, Liberty City Community Revitalization District Trusts, Virginia Key Beach Park Trust, Firefighters' and Police Officers' Retirement trust, and General Employee' and Sanitation Employees' Retirement Trust, as described in our report on City of Miami, Florida's financial statements. This report does not include the results of the other auditors' testing of internal control over financial reporting or compliance and other matters that are reported on separately by those auditors. Internal Control Over Financial Reporting In planning and performing our audit of the financial statements, we considered the City's internal control over financial reporting (internal control) as a basis for designing audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City's internal control. Accordingly, we do not express an opinion on the effectiveness of the City's internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control, such that there is a reasonable possibility that a material misstatement of the entity's financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. U k'i!v4 LE>ELF i>fl i#_' aexcxt€brr'Run of RSPr9lrrtt�rrtir?€axs a- (tsl'a6?!ss�Ysvvrk c?@�rstie#ar�r=ii�±a8 tu_ 5. P� x, arx.€;z'an�'. Bkutg tirrr*:. 14 iCr rx€s�.,.rsx.. �, �:E3uuPus#:a'ttw rc a5rnra'na4ti r�g� rdui .h.M P#.31 +and PSM fI1Ci=filiiCii3itiY:. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. Compliance and Other Matters As part of obtaining reasonable assurance about whether the City's financial statements are free from material misstatement, we performed tests of its compliance with certain provisions of laws, regulations, contracts, and grant agreements, noncompliance with which could have a direct and material effect on the financial statements. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. Purpose of this Report The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the entity's internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the entity's internal control and compliance. Accordingly, this communication is not suitable for any other purpose. Miami, Florida March 31, 2021 2 Report on Compliance for Each Major Federal Program and RSM US LILP Major State Project; Report on Internal Control Over Compliance; and Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance and Schedule of State Financial Assistance Required by Chapter 10.550, Rules of the Florida Auditor General Independent Auditor's Report To the Honorable Mayor and Members of the City Commission City of Miami, Florida Report on Compliance for Each Major Federal Program and Major State Project We have audited the City of Miami, Florida's (the City) compliance with the types of compliance requirements described in the OMB Compliance Supplement and the requirements described in the Florida Department of Financial Services State Projects Compliance Supplement that could have a direct and material effect on each of the City's major federal programs and major state projects, respectively, for the year ended September 30, 2020. The City's major federal programs and major state projects are identified in the summary of auditor's results section of the accompanying schedule of findings and questioned costs. Management's Responsibility Management is responsible for compliance with federal and state statutes, regulations and the terms and conditions of its federal and state awards applicable to its federal programs and state projects. Auditor's Responsibility Our responsibility is to express an opinion on compliance for each of City's major federal programs and major state projects based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and Chapter 10.550, Rules of the Florida Auditor General (Chapter 10.550). Those standards, the Uniform Guidance and Chapter 10.550 require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program or major state project occurred. An audit includes examining, on a test basis, evidence about the City's compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program and major state project. However, our audit does not provide a legal determination of the City's compliance. Opinion on Each Major Federal Program and Major State Project In our opinion, the City complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs and major state projects for the year ended September 30, 2020. RSIMUS UpOw (J�--5-ei'3i'Ixiuer edt1'ti3'3 h3�i'�1Sti''fYki k{.AY .dy,iY3el ]3 llei bwk tit.I{i({Fl.iz3R.:9YAf�?,f1i`1 kXl.'�U'a`',^��'9'17k3.'Ni4'�l'.Y"a.Ylkt.....4f,1: d�S(SJ�IiS �S7d�YTte.ff1? f5(['1dYYkd�£fkT YB'Y�'YfCiE11Y 3�`i:iiY€�.(�i� �.�mid M1htaena iml, Report on Internal Control Over Compliance Management of the City is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit of compliance, we considered the City's internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program and major state project to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and major state project and to test and report on internal control over compliance in accordance with the Uniform Guidance and Chapter 10.550, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the City's internal control over compliance. A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program or state project on a timely basis. A material weakness in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program or state project will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program or state project that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance and Chapter 10.550. Accordingly, this report is not suitable for any other purpose. Report on Schedule of Expenditures of Federal Awards Required bythe Uniform Guidance and Schedule of State Financial Assistance Required by Chapter 10.550, Rules of the Florida Auditor General We have audited the financial statements of the governmental activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City as of and for the year ended September 30, 2020, and the related notes to the financial statements, which collectively comprise the City's basic financial statements. We issued our report thereon dated March 31, 2021, which contained unmodified opinions on those financial statements. Our audit was conducted for the purpose of forming opinions on the financial statements that collectively comprise the basic financial statements. The accompanying schedule of expenditures of federal awards and schedule of state financial assistance is presented for purposes of additional analysis as required by the Uniform Guidance and Chapter 10.550, and is not a required part of the basic financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the basic financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the basic financial statements or to the basic financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards and schedule of state financial assistance are fairly stated in all material respects in relation to the basic financial statements as a whole. Miami, Florida April 29, 2021 4 City of Miami, Florida Schedule of Expenditures of Federal Awards Fiscal Year Ended September 30, 2020 Federal CFDA Pass -Through Entity Provided to Total Federal Federal Grantor/Pass-through Grantor/Program or Cluster Title Number GrantlContract Number Identifying Number Subrecipients Expenditures U.S Department of Agriculture Pass -Through Florida Department of Health Child and Adult Care Food Program 10.558 A-2384 16165FL35ON2020 $ $ 37,526 S-576 16165FL35ON2020 9,696 47,222 Total U.S Department of Agriculture $ $ 47,222 U.S Department of Commerce Pass -Through University of Florida Sea Grant Support 11.417 Not Applicable NA180AR4170085 $ $ 22,560 Total U.S Department of Commerce $ $ 22,560 U.S Department of Housing and Urban Development CDBG — Entitlement Grant Cluster. Community Development Block Grants/Entitlement Grants 14.218 B-07-MC-120013 $ 32,205 $ 32,205 B-08-MC-120013 2,850 2,850 B-10-MC-120013 4,759 4,759 B-1 1 -M C-1 20013 2,589 2,589 B-12-MC-120013 11,960 11,960 B-13-MC-120013 2,491 13,092 B-14-MC-120013 13,993 23,943 B-15-MC-120013 - 1,355 B-16-MC-120013 87,849 744,762 B-17-MC-120013 35,286 157,495 B-18-MC-120013 304,337 534,018 B-19-MC-120013 959,463 2,145,218 1,457,782 3,674,246 COVID-19 — Community Development Block Grants/Entitlement Grants 14.218 B-20-MC120013-CV 21,106 1,412,937 Total CDBG — Entitlement Grant Cluster 1,478,888 5,087,183 (Continued) :7 City of Miami, Florida Schedule of Expenditures of Federal Awards (Continued) Fiscal Year Ended September 30, 2020 Federal Grantor/Pass-through Grantor/Program or Cluster Title Federal CFDA Number Grant/ContractNumber Pass -Through Entity Identifying Number Provided to Subrecipients Total Federal Expenditures U.S Department of Housing and Urban Development (continued) Emergency Solutions Grant Program 14.231 E-18-MC-120002 $ 21,749 $ 21,749 E-19-MC-120002 89,864 444,496 E-20-MC-120002 - 307,292 111,613 773,537 HOME Investment Partnership Program 14.239 M-15-MC-120011 - 100,044 M-16-MC-120011 275,291 M-17-MC-120011 402,616 M-18-MC-120011 14,286 M-19-MC-120011 347,479 1,139,716 Housing Opportunities for Persons with AIDS 14.241 F-LH-05-F005 3,282 F-LH-14-F005 2,340 F-LH-16-F005 29,553 F-LH-17-F005 286,802 F-LH-18-F005 5,374,957 F-LH-19-F005 6,306,236 12,003,170 COVID-19 — Housing Opportunities for Persons with AIDS 14.241 F-LH-20-F005-CV 53,441 Pass -Through Florida Department of Health Housing Opportunities for Persons with AIDS 14.241 FL19F999 CODRB 311,181 FLH19F999 CODRX 148,943 460,124 Total Housing Opportunities for Persons with AIDS 12,516,735 Pass -Through Miami Dade County Homeless Trust Continuum of Care Program 14.267 FL0189L4D001811 596000573 87,369 FL0190L4D001811 596000573 82,724 FL021IL4DO01811 596000573 146,900 316,993 Section 8 Project -Based Cluster. Lower Income Housing Assistance Program -Section 8 Moderate Rehabilitation 14.856 FL145MR0001 1,947,583 FL145MR0002 521,834 2,469,417 Housing Voucher Cluster: Section 8 Housing Choice Vouchers 14.871 FL145 2,497,369 (Continued) 6 City of Miami, Florida Schedule of Expenditures of Federal Awards (Continued) Fiscal Year Ended September 30. 2020 Federal Grantor/Pass-through Grantor/Program or Cluster Title U.S Department of Housing and Urban Development (continued) Mainstream Vouchers Total Housing Voucher Cluster Total U.S Department of Housing and Urban Development U.S Department of Justice Pass -Through Office of the Florida Attorney General Crime Victim Assistance Public Safety Partnership and Community Policing Grants Edward Byrne Memorial Justice Assistance Grant Program Pass -Through Florida Department of Law Enforcement Edward Byrne Memorial Justice Assistance Grant Program Total Edward Byme Memorial Justice Assistance Grant Program DNA Backlog Reduction Program Criminal and Juvenile Justice and Mental Health Collaboration Program Edward Byrne Memorial Competitive Grant Program Comprehensive Opioid, Stimulant, and Substance Abuse Program Equitable Sharing Program Total U.S Department of Justice Federal CFDA Pass -Through Entity Provided to Total Federal Number Grant/ContractNumber Identifying Number Subrecipients Expenditures 14.879 FL145 $ - $ 4,518 - 2,501,887 $ 1,590,501 $ 24,805,468 16.575 VOCA-2018-City of Miami Depa-00016 596000375 $ $ 11,719 VOCA-2019-City of Miami Depa-00173 596000375 491,704 503,423 16.710 2016ULWX0024 - 33,995 2017ULWXD033 401,479 435,474 16.738 2017-DJ-BX0788 163,910 2019-DJ-BX 0396 123,380 2019-WY-BX 005 169,113 456,403 16.738 2017-MU-BX0187 2017-MU-BX0187 2,879 459,282 16.741 2017-AK-BX 0013 1,474 16.745 2018-MO-BX0014 99,119 16.751 2014-WY-BX 002 14,170 16.838 2018-AR-BXK109 129,302 16.922 Not Applicable 158,704 $ $ 1,800,948 (Continued) 7 City of Miami, Florida Schedule of Expenditures of Federal Awards (Continued) Fiscal Year Ended September 30. 2020 Federal CFDA Pass -Through Entity Provided to Total Federal Federal Grantor/Pass-through Grantor/Program or Cluster Title Number Grant/ContractNumber Identifying Number Subrecipients Expenditures U.S. Department of Transportation Pass -Through Florida Department of Transportation Highway Planning and Construction Cluster 20.205 ARJ81 Not Available $ $ 355,250 GOR73 Not Available 229,087 G1 G02 Not Available 112,358 Highway Safety Cluster: 696,695 Pass -Through Florida Department of Transportation State and Community Highway Safety 20.600 SC-20-13-14 69A37518300004020FLO 178,051 Pass -Through Florida Department of Transportation National Priority Safety Programs 20.616 G1E22 69A37518300004020FLO 47,377 Total Highm2y Safety Cluster 225,428 Total U.S Department of Transportation $ $ 922,123 U.S. Department of the Treasury Pass -Through Florida Housing Finance Corporation COVID-19 — Coronavirus Relief Fund 21.019 SLT0050 Not Available $ $ 1,312,760 Pass -Through Miami Dade County Department of the Treasury COVID-19 — Coronavirus Relief Fund 21.019 Not Available 1,207 Total U.S Department of the Treasury $ $ 1,313,967 U.S Department of Health and Human Services Federal Pass -Through Florida Agency for Persons with Disabilities Medicaid Cluster: Medical Assistance Program Total U.S Department of Health and Human Services 93.778 Not Applicable (Continued) E. Not Available 144,801 $ $ 144,801 City of Miami, Florida Schedule of Expenditures of Federal Awards (Continued) Fiscal Year Ended September 30, 2020 Federal CFDA Pass -Through Entity Provided to Total Federal Federal Grantor/Pass-through Grantor/Program or Cluster Title Number Grant/ContractNumber Identifying Number Subrecipients Expenditures Executive Office of the President of the United States Pass -Through South Florida HIDTA/Monroe County Sheriffs High Intensity Drug Trafficking Areas Program 95.001 G15MI0001A G15MI0001A $ $ 1,850 G19MI0001A G19MI0001A 95,151 Total Executive Office ofthe President $ $ 97,001 U.S Department of Homeland Security National Urban Search and Rescue (US&R) Response System 97.025 EMW-95-k-4718 EMW-2016-CA-00019-S01 EMW-2017-CA-00048 EMW2018CA00008 EMW-2019-CA-00072 Pass -Through State of Florida Division of Emergency Management Disaster Grants — Public Assistance (Presidentially Declared Disasters) 97.036 Z0032 4337DRFLP0000001 Pass -Through State of Florida Division of Emergency Management Agency Building Resilient Infrastructure and Communities 97.047 18-DM-AX 11-23-02-365 EMA-2017-PC-0001 Pass Through State of Florida Division of Emergency Management Homeland Security Grant Program 97.067 18-DS-X3-11-23-02-376 EMW-2017SS-00061 1 9-DS-01 -11-23-02-294 EMW-2018-SS-00064 19-DS-04-11-23-02-319 EMW-2018-SS-00064 R0075 EMW-2019SS-00049 R0090 EMW-2019-SS-00049 Preparing for Emerging Threats and Hazards 97.133 EMW-2016-GR-00097-S01 Total U.S Department of Homeland Security Total Expenditures of Federal Awards See notes to the schedule of federal awards. 9 $ - $ 1,030,876 28,227 113,413 110,896 711,441 1,994,853 26,968,201 1,387,294 28,355,495 190,859 969,694 1,249,282 - 44,995 1,714,501 2,479,464 - 529,708 40,000 2,684,195 4,343,449 26,168 54,044 $ 2,710,363 $ 34,938,700 $ 4,300,864 $ 64,092,790 City of Miami, Florida Schedule of State Financial Assistance Fiscal Year Ended September 30, 2020 State Grantor/Pass-through Grantor/Program State CSFA Number Grant/Contract Number Total State Expenditures Department of Environmental Protection Statewide Surface Water Restoration and Wastewater Projects 37.039 LP132OJ $ 78,365 LPA0024 1,456,640 Total Department of Environmental Protection $ 1,535,005 Florida Housing Finance Corporation State Housing Initiatives Partnership (SHIP) Program 40.901 SHIP FY2016-2017 $ 137,998 Total Florida Housing Finance Corporation Department of State and Secretary of State Acquisition, Restoration of Historic Properties Total Florida Department of State Department of Transportation Public Transit Service Development Proqram Local Transportation Project Total Department of Transportation Department of Health Emergency Medical Services (EMS) Matchinq Awards Pass-Throuqh Miami -Dade County, Florida County Grant Awards Total Department of Health Department of Law Enforcement Pass-Throuqh Miami -Dade County, Florida Miami -Dade County Operation Blue and Brown Identity Theft and Fraud Grant Program Total Department of Law Enforcement Total Expenditures of State Financial Assistance See notes to schedule of state financial assistance. 10 SHIP FY2017-2018 652,126 SHIP FY2018-2019 315,115 SHIP FY2019-2020 5,258 $ 1,110,497 45.032 MP511 $ 499,103 $ 499,103 55.012 444353-1-84-01 $ 389,428 55.039 G 1 G40 15,980 $ 405,408 64.003 M7034 $ 110,724 64.005 EMS County Grant #C0013 41,432 $ 152,156 71.040 2020-SFA-GAA-43-P6-002 $ 156,779 71.042 2020-SFA-ITF-43-2D-009 10,000 $ 166,779 $ 3,868,948 City of Miami, Florida Notes to the Schedule of Expenditures of Federal Awards and Schedule of State Financial Assistance Fiscal Year Ended September 30. 2020 Note 1. General and Basis of Presentation The accompanying Schedule of Expenditures of Federal Awards and Schedule of State Financial Assistance (the Schedules) present the expenditures of all federal programs and state awards of the City of Miami, Florida (the City) for the year ended September 30, 2020. All expenditures related to federal awards and state financial assistance received directly from federal and state agencies, as well as federal and state awards passed through other government agencies are included in the accompanying Schedules. The information in the Schedules is presented in accordance with the requirements of the Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance) and Chapter 10.550, Rules of the Florida Auditor General (Chapter 10.550). Because the Schedules present only a selected portion of the operations of the City, it is not intended to and does not present the financial position, changes in fund balance/net position or cash flows of the City. Note 2. Basis of Accounting The accompanying Schedules are presented using the modified accrual basis of accounting since grants are accounted for in governmental funds of the City. Such expenditures are reported following the cost principles contained in the Uniform Guidance and Chapter 10.550, wherein certain types of expenditures are not allowable or are limited as to reimbursement. Note 3. Indirect Cost Rate The City has not elected to use the 10% de minimis indirect cost rate as allowed under the Uniform Guidance. 11 City of Miami, Florida Schedule of Findings and Questioned Costs Fiscal Year Ended September 30, 2020 Section I — Summary of Auditor's Results Financial Statements Type of report the auditor issued on whether the financial statements audited were prepared in accordance with GAAP: Internal control over financial reporting: Material weakness(es) identified? Significant deficiency(ies) identified? Noncompliance material to financial statements noted? Federal Awards Internal control o\,er major programs: Material weakness(es) identified? Significant deficiency(ies) identified? Type of auditor's report issued on compliance for major federal programs: Any audit findings disclosed that are required to be reported in accordance with 2 CFR 200.516(a)? Identification of major federal programs: CFDA Numbers 14.241 97.036 Unmodified Yes X No Yes X None Reported Yes X No Yes X No Yes X None Reported Unmodified Yes X No Name of Federal Program or Cluster Housing Opportunities for Persons with AIDS Disaster Grants — Public Assistance (Presidentially Declared Disasters) Dollar threshold used to distinguish between type A and B programs: Auditee qualified as low -risk auditee? X Yes (Continued) 12 $1, 922, 784 No City of Miami, Florida Schedule of Findings and Questioned Costs (Continued) Fiscal Year Ended September 30, 2020 Section I —Summary of Auditor's Results (Continued) State Financial Assistance Internal control o\,er major projects: Material weakness(es) identified? Yes X No Significant deficiency(ies) identified? _Yes X None Reported Type of auditor's report issued on compliance for major projects: Unmodified Any audit findings disclosed that are required to be reported in accordance with Chapter 10.550, Rules of the Florida Auditor General? Yes X No Identification of major state projects: CSFA Number(s) 37.039 40.901 Dollar threshold used to distinguish between type A and type B projects: Name of State Project Statewide Surface Water Restoration And Wastewater Projects State Housing InitiatNes Partnership (SHIP) Program Section II - Financial Statements Findings No matters to report. $750,000 Section III - Federal Awards Findings and Questioned Costs No matters to report. Section IV - State Financial Assistance Findings and Questioned Costs No matters to report. IV - Summary Schedule of Prior Audit Findings No matters were reported in the prior year. 13