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HomeMy WebLinkAboutOSPB Resume_James S. CasselJames S. Cassel 801 Brickell Avenue, Suite 1900, Miami, FL 33131 jeasscl@cs-ib.com Experience Jan 2010- CASSEL SALPETER & C.O., LLC (SUCCESSOR TO J CASSEL & COMPANY, L.L.C.) MIAMI, FL present Chairman & Co -Founder • South Florida based Investment Bank specializing in independent financial advisory M&A advice, Fairness Opinion, Valuation and Restructuring. July 2018- I CC COLLECTONS CREDITORS' LIQUIDATIN(. TRUST/ LIQUIDATING TRUSTEE, FKA Present I GLOBAL CAPITAL, LLC, DEBTORS- IN= POSSESSION HOLLYWOOD, FLA • Independent manager and oversaw liquidation of company • Oversaw collection of over $100,000,000 of merchant advances • Distributed to creditors over $100,000,000 • Managed liquidation of company Oct 2006- LADENBURG TH ALMANN & CO. INC. (AMEX: LTS) MIAMI, FL AND NEW YORK, NY Dec 2009 Vice Chairman, Senior Managing Director, Head of Investment Banking, Member of Executive Committee and Commitment Committee • Managed the Company's Investment Banking department. • Took an active role with clients, lending his extensive transactional and corporate Finance experience. • Negotiated, structured, and executed various types of transactions including mergers, acquisitions and divestitures; corporate and transactional financing, including venture capital, mezzanine and conventional financing; and public offerings and private placements. • Offered particular expertise in developing Financial restructuring plans, negotiating with creditors and guiding debtors through bankruptcy proceedings. Nov. 1998- CAPITALINK, L.C. (SOLD TO LADENBURG THALMANN IN OCT 2006) MIAMI, FL Oct.2006 Founder and President • Founded and built South Florida's premiere boutique investment bank. • Built nationally ranked fairness opinion and M&A practice. • Provided merger & acquisition, fairness opinion, solvency opinion, valuation, Financial restructuring, and capital raise advisory services. Mar ] 996- BARBER AND BRONSON, INCORPORATED iMIAMI, FL Oct 1998 Executive Vice President, Head of Investment Banking, President of Catalyst Financial (affiliate) • Formalized and headed investment banking practice: • Raised private capital for public companies (PIPE). • Provided financial advisory services. c� • Led primary and secondary public offerings (IPO). L Nov 1985- BROAD & CASSEL, ATTORNEYS AT LAW ,, E-MI NV, FL Feb 1996 Managing Partner (Miami Office), Member or Executive Committee • Headed Corporate & Securities department.` • Advised issuers and undcrwriters in connection with public offerings and private plact�ents.- • Advised on mergers & acquisitions and general corporate issues. • Advised on municipal offerings. r- Sep 1983- BRITTON, COHEN, CASSEL:, KAUFMAN & SCHANTZ, PA —+41AMI, FL Oct 1985 Managing Shareholder • Practiced law in the areas of corporate, securities, real estate, and restructuring. Mar 1979- CASSEL & CASSEL, PA MIAMI, FL Aug 1983 (AND PREDECESSOR FIRM THE LAW OFFICES OF MARWIN S. CASSEL) Managing Attorney and Shareholder • Practiced law in the areas of corporate, securities, and real estate: • Examined title. • Prepared condominium documents. Additional Experience July 2011- MONTHLY COLUMNIST FOR THE MIAMI HERALD Dec 2020 March 2010- CITY OF MIAMI BUDGET TASK FORCE Dec 2010 Apr 2005- EQUITY ONE, INC. (NYSE¢EQY) MIAMI, FL May2014 Former Independent Member, board of Directors; Member, Compensation Committee; Member, Audit Committee: Member, Governance and Nominating Committee Equity One, Inc. is a real estate investment trust that invests primarily in grocery -anchored shopping centers. May 1986- THE RETREAT PSYCHIATRIC" HOSPITAL, LTD. SUNRISE, FL May 1996 ANCLOTE MANORS PSYCHIATRIC HOSPITAL, LTD. TARPON SPRINGS, FL Chairman of the Board of Directors The Retreat and Anclote Manors were private psychiatric hospitals. Education 1976-1979 UNIVERSITY OF MIAMI SCHOOL OF LAW MIAMI, FL J.D. January 1979. 1973-1976 AMERICAN UNIVERSITY WASHINGTON, DC B.S. in Political Science and Economics. Licenses Member of New York and Florida bars. + FINRA Series 7, 24, 63, 79, 99, Associations/ s Member of the City of Miami Parking Authority Advisory Board Other Roles • Former Member of the Miami Sports & Exhibition Authority + Member oFthe Association For Corporate Growth, former director and former President of South Florida Chapter. • Former Member of the American Association of Arbitrators. • Former Member of the NASD Board of Arbitrators. • Former Member of the Board of Directors of the National Investment Banking Association. • Former Member of the Board of Directors and Vice President, Americas of M&A International. • Has Addressed major conferences on mergers & acquisitions and corporate finance, in New York, Chicago, Miami, Buenos Aires, London, and elsewhere. • Serves as expert witness. • Regularly quoted in national publications. m r� nr^ C_