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HomeMy WebLinkAboutO-14007City of Miami 4 Legislation Ordinance: 14007 File Number: 8867 City Hall 3500 Pan American Drive Miami, FL 33133 www.miamigov.com Final Action Date: 6/10/2021 AN ORDINANCE OF THE MIAMI CITY COMMISSION AMENDING CHAPTER 18/ARTICLE III/SECTION 18-87 OF THE CODE OF THE CITY OF MIAMI, FLORIDA, AS AMENDED ("CITY CODE"), TITLED "FINANCE/CITY OF MIAMI PROCUREMENT ORDINANCE/PROFESSIONAL SERVICES AS DEFINED IN F.S. § 287.055, AS AMENDED FROM TIME TO TIME; AWARD OF CERTAIN PROFESSIONAL AGREEMENTS NOT EXCEEDING $500,000.00 BY THE CITY MANAGER", TO PROVIDE A CONSULTANT QUALIFICATION PROCESS, A CONSULTANT WORK PERFORMANCE EVALUATION SYSTEM, INCLUDING THE REQUIREMENTS, TERMS, AND CONDITIONS OF SUCH A SYSTEM, PROCEDURES TO ADDRESS NONCOMPLIANCE, AND THE UPDATING OF CERTAIN TERMINOLOGY THEREIN; FURTHER AMENDING SECTION 18-89 OF THE CITY CODE, TITLED "CONTRACTS FOR PUBLIC WORKS OR IMPROVEMENTS", TO PROVIDE A CONTRACTOR WORK PERFORMANCE EVALUATION SYSTEM, INCLUDING THE REQUIREMENTS, TERMS, AND CONDITIONS OF SUCH A SYSTEM, PROCEDURES TO ADDRESS NONCOMPLIANCE, AND THE UPDATING OF CERTAIN TERMINOLOGY THEREIN; FURTHER TO ESTABLISH A NEW SECTION 18-123 OF THE CITY CODE, TITLED "QUALITY CONTROL PLAN FOR CONSULTANTS AND CONTRACTORS"; PROVIDING A SEVERABILITY CLAUSE; AND PROVIDING FOR AN EFFECTIVE DATE. SPONSOR(S): Commissioner Manolo Reyes WHEREAS, the City of Miami's ("City") Department of Procurement ("Procurement') finds it necessary and in the best interest of the City to revise Section 18-87 of the Code of the City of Miami, Florida, as amended ("City Code"), titled "Professional Services as Defined in F.S. § 287.055, as Amended From Time to Time; Award of Certain Professional Agreements not Exceeding $500,000.00 by the City Manager", and Section 18-89 of the City Code, titled "Contracts for Public Works or Improvements", and to establish a new Section 18-123 of the City Code, titled "Quality Control Plan for Consultants and Contractors"; and WHEREAS, Section 18-87 of the City Code is hereby being amended to provide a consultant qualification process, a consultant work performance evaluation system, including the requirements, terms, and conditions of such a system, procedures to address noncompliance, and the updating of certain terminology therein; and WHEREAS, Section 18-89 of the City Code is hereby being amended to provide a contractor work performance evaluation system, including the requirements, terms, and conditions of such a system, procedures to address noncompliance, and the updating of certain terminology therein; and WHEREAS, Section 18-123 of the City Code is hereby added to establish a quality control plan for both consultants and contractors; and City of Miami Page 1 of 17 File ID: 8867 (Revision: A) Printed On: 6/23/2021 File ID: 8867 Enactment Number: 14007 WHEREAS, it is necessary and in the best interest of the City, its residents, businesses, departments, agencies, instrumentalities, vendors, consultants, and contractors to add procedures to the City Code providing for a qualification process and work performance evaluation system to better gauge the adequacy of the performance by City consultants and contractors; NOW, THEREFORE, BE IT ORDAINED BY THE COMMISSION OF THE CITY OF MIAMI, FLORIDA: Section 1. The recitals and findings contained in the Preamble to this Ordinance are adopted by reference and incorporated as if fully set forth in this Section. Section 2. Chapter 18/Article III of the City Code is hereby amended in the following particulars:' "CHAPTER 18 FINANCE ARTICLE III. CITY OF MIAMI PROCUREMENT ORDINANCE Sec. 18-87. Professional services as defined in F.S. § 287.055, as amended from time to time; award of certain professional service agreements not exceeding $500,000 by the city manager. (a) In the procurement of professional services covered by the Consultant's Competitive Negotiation Act, the provisions of F.S. § 287.055, as amended, as supplemented by applicable provisions of the procurement ordinance, shall govern. (b) The city manager is authorized to promulgate and implement administrative procedures not with Florida Statutes or the purchasing ordinance. (c) Definitions. For purposes of this section the following words shall have the meanings ascribed to them in the Consultant's Competitive Negotiation Act, F.S. § 287.055, as amended: (1) Agency. (2) Firm. (3) Compensation. (4) Agency official. (5) Project. ' Words and/or figures stricken through shall be deleted. Underscored words and/or figures shall be added. The remaining provisions are now in effect and remain unchanged. Asterisks indicate omitted and unchanged material. City of Miami Page 2 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 (6) Continuing contract. (7) Design -build firm. (8) Design -build contract. (9) Design criteria package. (10) Design criteria professional. (11) Professional services. The following are additional definitions not defined in CCNA that may apply to projects under this section: (12) Value -analysis means an organized approach to optimizing both cost and performance in a new or existing facility or eliminating items that add cost without contributing to required function. (13) Life -cycle costing means that process whereby all the expenses associated with the operation, maintenance, repair, replacement, and alteration costs of a facility are included. (14) Capital Improvements Program (CIP) shall mean the work and materials authorized for construction, rehabilitation, restoration or betterment of streets, avenues and other public thoroughfares, public parks, buildings, and/or other public properties, and other municipal public improvements included within the city's adopted Capital Improvement Program, as amended, or modified by the city commission from time to time. (d) File of qualifications for CCNA firms. In the procurement of professional services covered by CCNA, the chief procurement officer may encourage the firms engaged in the lawful practice of their professions to submit a statement of qualifications and performance data. This information shall be held in the purchasing division and shall become part of the basis for selection of professional firms to serve the city. The list of qualifications shall contain the type of services provided by each firm, the staff available, their areas of specific expertise, and any forms then currently required by the city, the county, or the state. The city may request supplemental information from any firm to be kept on file. (e) Public announcement. The chief procurement officer shall publicly announce as required by the Consultant's Competitive Negotiation Act, F.S. § 287.055, as amended, each such occasion when Professional Services are required. The public announcement shall be made in a uniform and consistent manner. (f) Review of qualifications. A selection committee appointed by the city manager shall review all qualifications and submittals of those firms responding to the public announcement for professional services issued by the city. As provided by CCNA, the firms desiring to provide professional services must first be certified by the city as fully qualified to provide the required service. Among the factors to be considered in making this finding are the capabilities, adequacy of personnel, past record, and experience of the firm. City of Miami Page 3 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 (g) Short list. The selection committee shall reduce the number (short-list) at least three firms for further discussion. This requirement is not applicable if fewer than three firms deliver submittals. (h) The committee shall conduct discussions with, and may require public presentations by, no fewer than three firms. The requirements for the discussion or presentation will be the same for each firm short-listed. The committee shall select, in order of preference, no less than three firms (unless fewer than three firms deliver submittals) determined to be the most highly qualified to perform the required services. In making such determinations the committee shall consider the factors set forth in CCNA, as amended. Any applicable local preference awarded pursuant to law shall not violate the principal of selection of the most qualified firm. (i) Ranking reported. On completion of the committee selection process the committee shall report the ranking order of the firms to the city manager. The city manager shall immediately advise the mayor and city commission in writing of the three or more firms selected and their ranking order of preference. The city clerk will be provided with a copy of each report and memo referenced in this section. (j) Negotiations proceed if no concern is expressed. If no commissioner or the mayor individually indicate a concern with the ranking of the selection committee within five working days of the transmittal of the memo reporting the ranking the city manager will proceed with negotiations. (k) Procedure if a concern is expressed. If the mayor or a commissioner have concerns which cannot be resolved without impacting the order of the ranking or selection, an item shall be placed before the city commission to approve the selection and ranking or, alternatively, to refer the item back to the selection committee. (1) Negotiations. The city manager may, after five consecutive business days of notification of the ranking to the mayor and the city commission attempt to negotiate with the highest ranked firm to perform services at compensation which is, in the opinion of the city manager, determined to be fair and reasonable. Compensation includes all reimbursable expenses. If the city manager is unable to negotiate a satisfactory contract with the firm obtaining the highest-ranking negotiations with that highest ranked firm shall be terminated. The city manager shall then undertake negotiations with the second ranked firm. If these negotiations also prove unsatisfactory, negotiations will again be terminated and the city manager will negotiate, in turn, with each firm in accordance with it's ranking by the committee, until an agreement is reached, or the short list is exhausted. When a short list is exhausted, a new solicitation shall be initiated by the city, unless otherwise decided by the city commission. (m)Award of contract. Notwithstanding any other provision of the purchasing ordinance, at the successful conclusion of negotiations the city manager may award and execute contracts for professional services, as defined by CCNA, which do not exceed $500,000.00 in total compensation. The decision of the city manager shall be final. Compensation referenced herein shall include all reimbursable expenses and contract values associated with potential options for renewal. All professional service contract awards of $500,000.00, or more in total compensation under this section shall be made by the city commission, whose decision shall be final. City of Miami Page 4 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 Awards made by the city manager or city commission, as applicable, shall include authority for all subsequent options of renewal, if any. (n) Report to city commission. The city manager shall submit to the city commission, on a hi FnGRthly quarterly basis, a listing of any contracts including the names of the firms, the names of the projects, and the amount of compensation of any contracts the city manager has awarded under this section. All contracts awarded under this section shall be executed by the city manager, approved as to insurance requirements by the risk manager, and approved as to legal form by the city attorney. (o) Delegation of authority. Excepting the execution of contracts, the city manager may delegate his or her duties under this section to the chief procurement officer or the administrative head of the using agency. (p) r„I„rni 1nity hi, �s ente se ("T G Small Business Enterprise ("SBE") participation requirements. Except where state or federal laws, regulations, or grant requirements mandate to the contrary, and subject to reservations or limitations provided in state, federal, or city laws, regulations, or grant requirements, firms must assign a minimum of fifteen percent (15%) PeFGeRt of the contract value to firms currently certified by Miami -Dade County as a GGITIMURity hi cinocc oAtei:prise " " SBE if it is included in the request for proposals ("RFP"), request for letters of interest ("RFLI"), request for qualifications ("RFQ"), or other solicitation for professional services. Firms shall place a specific emphasis on using GB€s SBEs from within the city's municipal boundaries. All RFP's, RFQ's and RFLI's shall include provisions in the evaluation criteria that award five bonus points to firms who meet the GBE— SBE participation requirement through use of the firms from within the city's municipal boundaries. The adoption of these provisions in the procurement ordinance by the city will be deemed an adoption by the city, as herein modified, and as may be amended from time to time by the Gity Gf the Miami -Dade County G^mm6,nity &-sHpess Eate se ("GBEA/E") SBE Program for Architectural, Landscape Architectural, Engineering, and Surveying and Mapping Professional Services ("SBE A/E") as set forth in section 2-10.4.01, Miami -Dade County Code. The definitions, program components, certification requirements, sanctions for contractual violations, and administrative penalties, from section 2- 10.4.01 of the Miami -Dade County Code, as amended, are deemed as being incorporated by reference herein. G&E SBE participation requirements shall apply only to contracts with a professional services contract value greater than $100,000.00 that include such requirement in the RFP, RFQ, RFLI or other solicitation for professional services. These G&E SBE participation requirements shall apply to any competitively procured contract under this section unless: (1) It meets one of the exclusion provisions noted above or is not included in the solicitation for professional services; (2) The city manager or designee deems the requirements unfeasible prior to issuance of the competitive selection document in which case the requirements of this section will be stated as not being applicable in the competitive selection document; City of Miami Page 5 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 (3) It is disallowed by federal or state law; (4) Funding sources require alternate, contradictory, or specifically exclude C-BE SBE participation requirements; (5) These requirements are waived by the city commission by resolution, prior to issuance of the competitive solicitation document, upon written recommendation of the city manager or manager's designee, when the commission finds this is to be in the best interest of the city, in which case the requirements of this section will be stated as not being applicable in the competitive selection document. (q) Consultant Qualification Process. (1) This Section will establish minimum qualifications for consultants engaged pursuant to Section 287.055, Florida Statutes, and Section 18-87 of the City Code. This Section will also apply to consultants performing professional services including, without limitation, a planning or study activity and professional transportation related services, including transportation corridors, transportation facilities, utility, traffic studies, and right-of-way professional services. Application for Qualification. A professional consultant who desires to qualify for either a City prequalification pool for architecture and engineering ("A&E") services or a City project with construction costs exceeding the threshold amounts provided in Section 287.017, Florida Statutes, in Category Two for a planning or study activity or in Section 287.017, Florida Statutes, for Category Five for the estimate of the construction costs, will submit a proposal to the City's RFQ for professional consultants through the City's online bidding platform for the specific prequalification A&E, surveying and mapping pool being solicited, or stand-alone project RFQ or RFP for a design build project the City is soliciting. (3) City staff shall examine the proposal submitted in response to an RFQ or RFP. (4) City staff shall make such inquiries and/or investigations as deemed necessary to verify and evaluate the proposer's statements and determine competency for qualification. 5) Information which City staff shall consider in determining whether a professional consultant is qualified to perform the solicited types of work shall include, but not be limited to: (i) Current license or registration as regulated by the State of Florida or national organizations/governmental agencies, as appropriate. (ii) Personnel with appropriate experience and training as detailed in the type of work qualifications. (iii) Registration, currently in good standing, with the Florida Department of State if the applicant is a corporation, limited partnership, limited liability company, or similar business entity. (iv) Past performance on City contracts including City agencies and instrumentalities. City of Miami Page 6 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 (v) Integrity, reliability, and responsibility, which shall include history of debarment or susaension from consideration for work with anv governmental entity. (vi) History of conviction(s) of a contract crime pursuant to Section 337.165, Florida Statutes. or of a Dublic entitv crime Dursuant to Section 287.133. Florida Statutes. by the aaDlicant or its affiliate or subsidiarv. includin reapplication or reinstatement. (vii) Any employment or otherwise providing compensation to any employee or officer of the Citv. (viii) History of offering an employee or officer of the City any pecuniary or other benefit with the intent to influence his or her official action or judgment. (ix) The acceptability of the supporting reimbursement rate, accounting system, and insurance information. (6) The consultant shall provide additional/supplemental information and documentation upon the request of City staff. (7) Notwithstanding the foregoing, the City shall have the right to deem a proposal submitted by a consultant non -responsive based on the criteria in Chapter 18 of the City Code and the applicable solicitation document. (8) Period of Validity of Qualifications. For prequalification A&E pools, consultants will be renewed annually pursuant to their respective contracts. Sixty (60) days prior to the renewal date, the City's Department of Procurement will send a notification to the consultants in the pool that will include a renewal application to determine whether there have been significant changes to the consultant's qualifications. The consultant shall have thirty (30) days to submit the renewal application to the City's Department of Procurement. (9) Changes in Qualification Status. i) A consultant shall submit a revised application in the event of a chanae in the status of its firm. includina a chanae of ownership. a chanae in the form of business under which the firm operates, a change in any of the key staff used to qualify the firm to perform the work, or any other change deemed material or substantial by the City's Department of Procurement when initially qualifying consultants. (ii) A consultant need not submit a revised application solely because of any change in the officers or the name of the corporation; however, such information shall be certified and delivered to the City's Department of Procurement within fifteen (15) days of its occurrence. Consultant Work Performance Evaluation System ("Consultant Evaluation System"). (1) Firms, entities, or persons as addressed in Sub -Section (g)(1) above who are performing professional services for the City or any City agency or instrumentality shall be subject to the following Consultant Evaluation System. City of Miami Page 7 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 The using agency, through appropriate staff selected by the City Manager or the director of the using agency, shall utilize established regulations to evaluate professional services contracts for all projects subject to competitive solicitations under Section 287.055, Florida Statutes, as provided herein, including all projects in which the construction cost is estimated to exceed the threshold amount provided in Category Five under Section 287.017, Florida Statutes. The staff evaluating the contract must include the using agency's project manager(s) and/or task manager(s) and must include any owner's representative who acted on behalf of the City. At the option of the City Manager or the director of the using agency, said project manager(s) and/or task manager(s) may also serve on the staff evaluation group. This evaluation system will consider the consultant's performance for the entire length of the contract and goods and professional services provided or produced by the consultant. A copy of the completed evaluation shall be provided to the consultant's project manager and the Chief Procurement Officer or designee and the City Manager. A final composite evaluation of the consultant's contract performance shall be developed by combining all of the consultant's evaluations for the full length (duration) of the contract. The consultant's work performance on each professional services contract must be evaluated by the using agency's project manager(s) and/or task manager(s). A work performance grade of 1 through 5 for each major type of work shall be based on an evaluation of the schedule, including milestone dates, management, and quality. The management rating shall be based on an evaluation schedule, with one evaluation at fifty percent (50%) completion and a second evaluation at one hundred percent (100%) completion. The management rating shall be based on the consultant's ability to manage all necessary project resources. The schedule rating shall be based on the consultant's compliance with the contract schedule. The quality rating shall be based on the consultant's attention to and concern with the established quality control plan and product quality. The project manager shall assign the quality rating to any consultant named in the agreement or its exhibits for any major type of work performed. For all professional services that result in the preparation of construction plans, a constructability rating shall also be assigned. The constructability rating shall be based on the design consultant's ability to develop practical, accurate, comDlete. and cost-effective construction Dlans. (2) The rating system for all work types shall be on a 1 to 5 rating with 1 equating with poor performance and 5 representing outstanding performance. Each consultant in a prequalified pool will be evaluated at the end of each contract year considering all previous project evaluations and any vendor non- performance for that contract year. (4) The Chief Procurement Officer is authorized to administratively promulgate and implement evaluation regulations. Such regulations and any amendments will be reported to the City Manager, City Attorney, Mayor, and Members of the City Commission in writing. Such regulations may fully effectuate all the procedures for this Section and shall be consistent with the City's Procurement Ordinance. (5) Consultants with poor project evaluations are subject to the possibility of a suspension, termination, or debarment imposed by the City pursuant to the procedures set forth in Section 18-107 of the City Code and the evaluation regulations. Consultant's previous City evaluations for the previous (3) years City of Miami Page 8 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 shall be considered at the time of prequalification in any City A&E pool or for stand-alone projects for which the consultant is submitting their qualifications. Sec. 18-89. - Contracts for public works or Capital improvements. (a) Any public work or capital improvement may be executed either by contract or by the city labor force, as may be determined by the city commission. There shall be a separate accounting as to each work or improvement. Before authorizing the execution by the city labor force of any work or improvement or phase thereof, the city manager shall submit to the city commission a description of the anticipated scope of work and related cost estimates. (b) All contracts for public works or capital improvements in excess of $25,000.00 shall be awarded to the lowest responsive and responsible bidder after public notice based on competitive sealed bidding methods, as provided herein or as provided in applicable Florida Statutes, whichever is determined to be in the best interest of the city. For contracts for public works and improvements in excess of $25,000.00 where it is both practicable and advantageous for the city to specify all detailed plans, specifications, standards, terms and conditions so that adequate competition will result and award may be made to the lowest responsive and responsible bidder principally on the basis of price; provided, however, when a responsive, responsible non -local bidder submits the lowest bid price, and the bid submitted by one or more responsive, responsible local bidders who maintain a local office, as defined in Section 18-73 of the City Code, is within fifteen percent (150/0) PerGeRt of the price submitted by the non -local bidder, then that non -local bidder and each of the aforementioned responsive, responsible local bidder(s) shall have the opportunity to submit a best and final bid equal to or lower than the amount of the low bid previously submitted by the non -local bidder. Contract award shall be made to the lowest responsive, responsible bidder submitting the lowest best and final bid. In the case of a tie in the best and final bid between a local bidder and a non - local bidder, contract award shall be made to the local bidder. Notwithstanding the foregoing, the city manager may establish a pool of pre -qualified contractors for the city construction projects ("pilot program"). The prequalification pool of contractors for city construction projects pilot program ("pool"), will participate in an expedited, competitive sealed bidding process, as identified in Exhibit "A" [to Ord. No. 13625], which is deemed as being incorporated by reference herein. Notwithstanding the foregoing, the city manager may waive competitive sealed procurement methods by making a written finding, supported by reasons, that a valid emergency exists or that there is only one reasonable source of supply, which finding must be ratified by an affirmative vote of four -fifths of the city commission after a properly advertised public hearing. When competitive sealed procurement methods are waived, other procurement methods as may be prescribed by ordinance shall be followed, except for the cone of silence provisions. (c) Public notice shall be in accordance with the applicable Florida Statutes. (d) Award. (1) All contracts for public works or capital improvements which do not exceed $25,000.00 shall be awarded on the basis of competitive negotiations. City of Miami Page 9 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 (2) All contracts for public works or capital improvements of $25,000.00 or more shall be awarded by the city manager only upon certification of the results of the evaluation and the bid tabulation by the chief procurement officer as being in compliance with competitive sealed procurement methods or in accordance with applicable Florida Statutes. (3) All contracts in excess of $100,000.00 must be approved by the city commission upon recommendation by the city manager. The decision of the city commission shall be final. (4) The city commission or the city manager shall have the authority to reject any or all bids or portions of bids, and re -bid or elect not to proceed with the project. (5) When it becomes necessary in the opinion of the city manager to make alterations or modifications in a contract for any public work or improvement which increases the contract to a total amount in excess of $100,000.00, such alterations or modifications shall be made only when authorized by the city commission upon the written recommendation of the city manager. No such alteration shall be valid unless the price to be paid for the work or material, or both, under the altered or modified contract shall have been agreed upon in writing and signed by the contractual party and the city manager prior to such authorization by the city commission. (6) Copies of the city manager's award shall be delivered to the director of the department of resilience and public works and to the chief procurement officer. (7) The city manager shall submit to the city commission on a monthly basis a list of contracts for public works or capital improvements awarded by the city manager. (e) GGFnR;6lRitY Small Business Enterprise ("GSBE SBE") (1) Except where state or federal law, regulations, or grant requirements mandate to the contrary, and subject to reservations or limitations provided in state, federal, or city laws, regulations, or grant requirements, respondents must assign a minimum of 15 percent of the contract value to a respondent or to a construction related enterprise currently certified by Miami -Dade County as a GernmuFl,4y Small Business Enterprise ("GSB€ SBE"). Respondents shall place a specific emphasis on utilizing local small businesses from within the city's municipal boundaries. The adoption of these provisions in the procurement ordinance of the city will be deemed an adoption by the city, as herein modified, and as may be amended from time to time of the Miami -Dade County GOmmURity Small BUSiRess EFIt rise ("GSBE") SBE Program, as set forth in section 10-33.01, section 10-33.02, Miami -Dade County Code. The definitions, program components, subcontractor goals, contract measures, certification requirements, enforcement, and administrative remedies from section 10-33.02, of the Miami -Dade County Code, as amended, are deemed as being incorporated by reference herein. (2) Five percent (5%) of the bid amount shall be retained by the city for the GSB€ SBE participation requirements until said requirements are fulfilled and verified by the city manager or authorized designee as being fulfilled within six months of contract completion; failure to satisfactorily meet, document, and present to the city manager or authorized designee the GerAFFIURity Small BUSiRess Est rise'"GSBE"` SBE requirements within six months of contract completion shall result in the forfeiture of the retained amount to the city. This City of Miami Page 10 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 five percent 5( %) retainage is included within the ten percent 1( 0%) retainage normally withheld by the city. (3) The respondent selected as the contractor shall have a third party independently verify and certify compliance with these requirements on a quarterly basis. Said third party shall be unaffiliated with the respondent and be properly licensed under the provisions of F.S. Chs. 454, 471, 473, or 481. The person performing the verification shall have a minimum of two (2) years of prior professional experience in contracts compliance, auditing, personnel administration, or field experience in payroll, enforcement, or investigative environment. The cost for this verification and certification shall be included in the related contract costs. GGITIMURity s+Y+a'„-b s ss elite se ("�") SBE requirements shall apply only to contracts with a contract value greater than $100,000.00 and with an on -site labor component greater than or equal to 2-a twenty-five percent 2( 5%) of the contract value. These SSBE SBE requirements shall apply to any competitively procured contract under this section unless: ■ It meets one of the exclusion provisions noted above; ■ The city manager or designee deems the requirements unfeasible prior to issuance of the competitive selection document in which case the requirements of this section will be stated as not being applicable in the competitive selection document; ■ It is disallowed by federal or state law; ■ Funding sources require alternate, contradictory, or specifically exclude GSBE SBE participation requirements; ■ These requirements are waived by the city commission by resolution, prior to issuance of the competitive solicitation document, upon written recommendation of the city manager or manager's designee, when the commission finds this is to be in the best interest of the city, in which case the requirements of this section will be stated as not being applicable in the competitive selection document. (f) Local workforce participation requirements. (1) Except where state or federal law, regulations, or grant requirements mandate to the contrary, and subject to reservations or limitations provided in state, federal, or city laws, regulations, or grant requirements, respondents must employ the following minimum percentage requirements for on -site labor from persons residing within Miami -Dade County (an individual whose primary place of residence is within Miami -Dade County), for the duration of the project. City construction contracts with a construction cost of up to $250,000.00 shall have no local workforce participation requirement. Construction contracts with a construction cost of $250,000.00 or more but less than $500,000.00 shall have a minimum local workforce participation requirement of ten percent 1( 0%). Construction contracts with a construction cost of $500,000.00 or more but less than $750,000.00 shall have a minimum local workforce participation requirement of 4-5 fifteen percent 1( 5%). Construction contracts with a construction cost of $750,000.00 or more but less than $4,000,000.00 shall have a minimum local workforce participation requirement of 29 twenty percent 2( 0%). Construction contracts with a construction cost of $4,000,000.00 or City of Miami Page 11 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 more shall have a minimum local workforce participation requirement of 48 forty percent 4( 0%). "Construction costs" as referenced herein shall mean the total or estimated cost to the owner of all elements of the project being awarded, including, at current market rates, (with reasonable and customary allowance for overhead and profit), the costs of labor and materials, and any equipment or supplies that have been specified in the competitive solicitation document, but not including compensation for the architect, engineer, landscape architect, surveyor, mapper, or similar professional consultants. Local workforce participation requirements must be met by new hires and "laborer" as referenced herein shall mean a person as defined by F.S. § 713.01, who is retained by the contractor. All local workforce participation percentage requirements listed above shall be applied on the construction project's on -site labor force. The contractor shall strive to employ a minimum of 58 fifi percent 5( 0%) of the aforementioned minimum local workforce participation percentage requirements from within the city commission district where the project is located (e.g., if the project is in District X and the minimum local participation percentage requirement is ten percent 1( 0%) then the contractor shall make its best efforts to employ a minimum of five percent � of the required local workforce from District X). The county residency of the onsite labor component will be subject to verification by the issuing department. (2) Five percent (5 of the bid amount shall be retained by the city for the local requirements until said requirements are fulfilled and verified by the city manager or authorized designee as being fulfilled within three (3) months of contract completion. Failure to satisfactorily meet, document, and present to the city manager or authorized designee the local workforce participation requirements within three months completion after the project has reached final completion, shall result in the forfeiture of the retained amount to the city. This five percent (5 retainage is included within the ten percent 1( 0%) retainage normally withheld by the city and will comply with percentages specified in F.S. § 218.735. (3) For contracts with a bid amount between $1,000,000.00 and $2,000,000.00, the contractor shall be required to hold one (1) job fair within the local community for the purpose of encouraging local workforce participation. For contracts with a bid amount greater than $2,000,000.00, the respondent shall be required to hold two job fairs within the local community for the purpose of encouraging local workforce participation. The contractor shall coordinate job fairs and hiring initiatives with South Florida Workforce or a similar state chartered regional workforce development board acceptable to the city manager. (4) Bid and proposal documents to which a local workforce participation requirement goal has been applied shall require the contractor to develop and submit to the city, within 38 thirty 30 days of notification of award of the construction contract, a workforce plan (plan) outlining how the goal will be met and containing the following information and elements required by this section. The plan shall specify the total number of persons that will be used by the contractor, broken down by trade and labor category, minimum qualifications for each category, and the number of persons to be utilized in each category. The plan shall identify by name, address, and trade category of all persons proposed to perform work under the contract currently on the contractor's payroll or positions to be hired by the contractor, who reside within Miami -Dade County. The city will not enter into the contract until it receives the contractor's City of Miami Page 12 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 plan and deems the plan acceptable. An updated plan shall be submitted to the city's project manager monthly. If during the contract period a new hire or a person identified in the plan as meeting the local workforce participation requirement goal is replaced, the city may require the contractor to immediately identify the replacement. Notwithstanding anything to the contrary above, the contractor may be relieved from the requirements of this provision, in part or in whole, if such contractor can demonstrate that it has utilized its best efforts to achieve the goal in accordance with the prescribed provisions under this section. (5) The respondent shall have a third party independently verify and certify compliance with these requirements on a quarterly basis. Said third party shall be unaffiliated with the respondent and be properly licensed under the provisions of F.S. Ch. 454, 471, 473, or 481. The person performing the verification shall have a minimum of two (2) years of prior professional experience in contracts compliance, auditing, personnel administration, or field experience in payroll, enforcement, or investigative environment. The cost for this verification and certification shall be included in the related contract costs. The city shall consider the contractor's adherence to the city's local workforce participation requirements within the past three (3) years in making any future contract awards to which this section applies. The solicitation documents will include the contractor's past compliance with these requirements of the city. Local participation requirements shall apply only to public works or capital improvements contracts with a contract value greater than $250,000.00 and with an on -site labor component greater than or equal to 2-a twenty-five percent 2( 5%) of the contract value. These local workforce participation requirements shall apply to any competitively procured contract under this section unless: ■ It meets one of the exclusion provisions noted above; ■ The city manager or designee deems the requirements unfeasible prior to issuance of the competitive solicitation document, in which case the requirements in this section will be stated as not being applicable in the competitive solicitation document; ■ It is disallowed by federal or state law or grant requirements; ■ Funding sources require alternate, contradictory, or specifically exclude or disallow local workforce participation requirements; ■ These requirements are waived by the city commission by resolution, prior to issuance of the competitive solicitation document, upon written recommendation of the city manager or manager's designee, when the commission finds this is to be in the best interest of the city, in which case the requirements of this section will be stated as not being applicable in the competitive selection document. (q) Contractor Work Performance Evaluation System ("Contractor Evaluation System") (1) Firms, entities, or persons addressed in Section 18-89 of the City Code who are performing construction work, public works, or capital improvements for the City or any City agency or instrumentality will be subject to the following contractor Evaluation System. The City, through appropriate staff selected by the City City of Miami Page 13 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 Manager or the City agency or instrumentality through appropriate staff selected by the director of the using agency or instrumentality, will utilize established regulations to evaluate construction contracts for all projects subject to competitive solicitations under Section 255.20, Florida Statutes, as provided herein and/or all construction work awarded by the City Commission or a using agency or instrumentality pursuant to the City Code. The staff evaluating the contract must include the City's or using agency's project manager(s) and/or task manager(s) and must include any owner's representative who acted for the City or the using agency or instrumentality. At the option of the City Manager or the director of the using agency or instrumentality or their designees, the project manager(s) and/or task manager(s) may also serve on the staff evaluation group. This Contractor Evaluation System will consider the contractor's performance for the entire length of the contract and goods and services provided or produced by the contractor including any change orders. A copy of the completed evaluation shall be provided to the contractor's construction manager or superintendent, the Chief Procurement Officer or designee, and the City Manager or using agency or instrumentality director who executed the agreement. A final composite evaluation of the contractor's contract performance shall be developed by combining all the contractor's evaluations for the full length (duration) of the contract. The contractor's work performance on each construction contract must be evaluated by the using agency's project manager(s) and/or task manager(s). A work performance grade of 1 through 5 for each major type of construction project (i.e. vertical, horizontal, electrical, etc.) shall be based on an evaluation of the schedule, including milestone dates, management, and quality. The schedule rating shall be based on contractor's compliance with the contract schedule and contract budget. The management rating shall be based on an evaluation schedule with one evaluation at fifty percent (50%) completion, a second evaluation at or about seventy five percent (75%) substantial completion, and a final evaluation upon contract close out. The management rating shall be based on the contractor's ability to manage all necessary project resources, contract schedule, and contract budget. The quality rating shall be based on the contractor's attention and concern to the established quality control plan and product quality. The project manager shall assign the quality rating to any subcontractor named in the agreement or its exhibits for any major type of work performed. For all construction work that results from construction plans, a constructability rating shall also be assigned. The constructability rating shall be based on the contractor's ability to develop practical, accurate, complete, and cost-effective staffing, materials, supplies, equipment, satisfactory work progress, and scheduling. (2) The rating system for all work types shall be on a 1 to 5 rating with 1 equating with poor performance and 5 representing outstanding performance. Each contractor in a prequalified pool will be evaluated at the end of each contract year considering all previous project evaluations and any vendor non- performance for that contract year. (4) The Chief Procurement Officer is authorized to administratively promulgate and implement evaluation regulations. Such regulations and any amendments will be reported to the City Manager, City Attorney, Mayor, and members of the City City of Miami Page 14 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 Commission in writing. Such regulations may fully effectuate all the procedures for this Section and shall be consistent with the Procurement Code. (5) Contractors with poor project evaluations are subject to the possibility of a suspension, termination, or debarment imposed by the City in accordance with the procedures set forth in Section 18-107 of the City Code and the evaluation regulations. (6) Furthermore, contractor's previous City evaluations for the prior three (3) years shall be considered at the time of prequalification in any City construction contractor pool or for stand-alone projects for which that Contractor is submitting a bid or proposal. Sec 18-123 Qualitv Control Plan for Consultants and Contractors. (1) Consultants. (a) Quality control is the process performed to ensure conformance by consultants to valid requirements by industry standards. This process includes quality planning, training, providing clear decisions and directions, constant supervision, immediate review of completed activities for accuracy and completeness, and documenting all decisions, assumptions, and recommendations. There are three (3) main objectives of a Quality Control Plan ("QCP"): To provide a mechanism by which all products of consultants, as applicable, will be subject to a systematic and consistent review to ensure that the final product will be substantially error free. To provide for a well -documented design process. A properly documented project file should support major decisions made during the project development and design as well as provide a record of the QCP. To provide feedback from the reviews and communication that will assist consultants in improving the design process. (b) All plans, specifications, and estimates for City public works or capital improvement projects prepared by either in-house City professional staff or by external consultants will be prepared in accordance with a documented QCP. (c) The City's Department of Resilience and Public Works and the Office of Capital Improvements are authorized to administratively develop and promulgate a QCP. (d) This QCP will provide guidance to the architect or engineer of record and promote communication between consultants, contractors, and vendors, as applicable, and the City's staff. e) The architect or enaineer of record. in coniunction with the Citv's Droiect managers, is responsible for ensuring all project components are economical, accurate, coordinated, checked, and in conformity with valid requirements pursuant to industry standards. City project managers are encouraged to randomly visit their consultants' offices for unannounced aualitv assurance reviews to ensure compliance with the consultant's City of Miami Page 15 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 project specific QCP. Consultants shall be cooperative during any such visits. (f) Any failures by the consultant in the QCP shall be noted by the City's project manager in the consultant's work performance evaluation. Pursuant to Section 18-87(r) of the City Code, consultants with poor project evaluations are subject to the possibility of a suspension, termination, or debarment imposed by the City in accordance with the procedures set forth in Section 18-107 of the City Code and the evaluation regulations. (2) Contractors. (a) During the construction phase of capital improvement projects, contractors in coordination with City project managers and the architect/engineer of record will develop a QCP. This plan will detail the qualified personnel, facilities, production facilities, and the means and methods the contractor intends to use to ensure that the work complies with the contract documents. The contractor's QCP will follow the basic guidelines established by the City's staff from the Department of Resilience and Public Works and/or the Office of Capital Improvements that are generally applicable to any public works or capital improvement protects. (b) The contract documents will dictate the requirements of the contractor's QCP. As a result, the contractor shall be responsible for all quality control -related inspections over applicable materials. The construction engineering and inspection CCU') personnel, therefore, shall have the primary function of monitorina the contractor's level of compliance with the contract documents. (c) The City's Department of Resilience and Public Works and the Office of Capital Improvements are authorized to administratively develop and promulgate a QCP. (d) In -person quality assurance inspections of work in progress are also required. These inspections should be on an as -needed basis and as required by the QCP. These inspections are typically less frequent than quality control inspections. Quality control inspections of materials or inspection activities not covered by the contractor's QCP must be performed by CEI personnel. (e) Quality Assurance. CEI personnel must determine the adequacy of the contactor's QCP in meeting the requirements of the contract documents. If the requirements of the contract are not being met by the contractor's QCP, the City's project manager and/or other City staff involved in the project must be notified. The CEI should always document instances of QCP failures in meeting the requirements of the contract documents. These instances should also be discussed at work progress meetings. (f) Quality Control. It is the CEI's responsibility to ensure compliance with the contract documents through direct observation of construction operations, examination of completed construction, sampling and testing of materials, and review of records to verify compliance with instructions for those records. It is also the CEI's responsibility to produce the required performance records. Performance of these responsibilities requires training, preparation, observation of field operations, and record keeping. City of Miami Page 16 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021 File ID: 8867 Enactment Number: 14007 (q) Any failures by the contractor in the QCP shall be noted by the City's project manager in the contractor's work performance evaluation. Pursuant to Section 18-89(g) of the City Code, contractors with poor project evaluations are subject to the possibility of a suspension, termination, or debarment imposed by the City in accordance with the procedures set forth in Section 18-107 of the Citv Code and the evaluation reaulations. *„ Section 3. If any section, part of section, paragraph, clause, phrase, or word of this Ordinance is declared invalid, the remaining provisions of this Ordinance shall not be affected. Section 4. This Ordinance shall become effective thirty (30) days after final reading and adoption thereof.2 APPROVED AS TO FORM AND CORRECTNESS: 1 1 i ria i ndez, ity Attor ey 4/13/2021 i ria i �ndez, ify Attor ey 511712021 2 This Ordinance shall become effective as specified herein unless vetoed by the Mayor within ten (10) days from the date it was passed and adopted. If the Mayor vetoes this Ordinance, it shall become effective immediately upon override of the veto by the City Commission or upon the effective date stated herein, whichever is later. City of Miami Page 17 of 17 File ID: 8867 (Revision: A) Printed on: 6/23/2021